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Category:NOTICE OF DEVIATION/NONCONFORMANCE FROM A REGULATORY
MONTHYEARML20215G9881987-04-10010 April 1987 Notice of Nonconformance from Insp on 870223-27 & 0324 ML20206D8851987-04-0808 April 1987 Notice of Nonconformance from Insp on 870309-11 ML20207S2921987-03-17017 March 1987 Notice of Nonconformance from Insp on 870126-30 ML20211B8481987-02-13013 February 1987 Notice of Nonconformance from Insp on 870112-14 ML20210E9201987-02-0606 February 1987 Notice of Nonconformance from Insp on 861020-24 ML20210A9591987-02-0505 February 1987 Notice of Nonconformance from Insp on 861202-05 ML20210G0331987-02-0202 February 1987 Notice of Nonconformance from Insp on 861117-21 ML20213A0131987-01-29029 January 1987 Notice of Nonconformance from Insp on 861119-21 ML20207P4351987-01-0202 January 1987 Notice of Nonconformance from Insp on 860825-29 ML20207S2711986-12-24024 December 1986 Notice of Nonconformance from Insp on 860414-18 & 0714-18 ML20215A4901986-12-0303 December 1986 Notice of Nonconformance on 861027-30 ML20214Q3131986-11-28028 November 1986 Partially Deleted Notice of Nonconformance from Insp on 860714-18 (Ref 10CFR2.790) ML20214Q2361986-11-18018 November 1986 Notice of Nonconformance from Insp on 861020-24 ML20214A1991986-11-0707 November 1986 Notice of Nonconformance from Insp on 860714-16 ML20214A1191986-11-0707 November 1986 Notice of Nonconformance from Insp on 860922-26 ML20215N5641986-10-27027 October 1986 Notice of Nonconformance from Insp on 860825-29 ML20211D8481986-10-20020 October 1986 Notice of Nonconformance from Insp on 860915-18 ML20215J6821986-10-10010 October 1986 Notice of Nonconformance from Insp on 860519-23 ML20215F8671986-10-0303 October 1986 Notice of Nonconformance from Insp on 860623-27 ML20215B9491986-10-0202 October 1986 Notice of Nonconformance from Insp on 860728-0801 ML20215C9001986-10-0202 October 1986 Notice of Nonconformance from Insp on 860811 & 12 ML20210H0581986-09-24024 September 1986 Notice of Nonconformance from Insp on 860623-27 ML20210C9791986-09-16016 September 1986 Notice of Nonconformance from Insp on 860721-25 ML20214L7881986-09-0202 September 1986 Notice of Nonconformance from Insp on 860621-26 ML20212P7651986-08-28028 August 1986 Notice of Nonconformance from Insp on 860602-06 ML20206P5061986-08-21021 August 1986 Notice of Nonconformance from Insp on 860623-26 ML20214K3471986-08-14014 August 1986 Notice of Nonconformance from Insp on 860609-12 ML20203H9471986-08-0101 August 1986 Notice of Nonconformance from Insp on 860616-18 ML20207K9351986-07-28028 July 1986 Notice of Nonconformance from Insp on 860414-18 ML20203F1641986-07-28028 July 1986 Notice of Nonconformance from Insp on 860609-11 ML20204B3881986-07-28028 July 1986 Notice of Nonconformance from Insp on 860530-0604 ML20203F0631986-07-28028 July 1986 Notice of Nonconformance from Insp on 860414-30 ML20211P7341986-07-21021 July 1986 Notice of Nonconformance from Insp on 860422-25 ML20206J3161986-06-25025 June 1986 Notice of Nonconformance from Insp on 860512-16 ML20199C8821986-06-13013 June 1986 Notice of Nonconformance from Insp on 860324-27 ML20198J6571986-05-27027 May 1986 Notice of Nonconformance from Insp on 860211-13 ML20198D2151986-05-21021 May 1986 Notice of Nonconformance from Insp on 860317-21 ML20197E0211986-05-13013 May 1986 Notice of Nonconformance from Insp on 860127-31 ML20203H9401986-04-28028 April 1986 Notice of Nonconformance from Insp on 851209-13 ML20203D4001986-04-18018 April 1986 Notice of Nonconformance from Insp on 851021-23 ML20203A8591986-04-15015 April 1986 Notice of Nonconformance from Insp on 851217 & 31 ML20203A9051986-04-14014 April 1986 Notice of Nonconformance from Insp on 860127-31 ML20210G2281986-03-31031 March 1986 Notice of Nonconformance from Insp on 860210-14 ML20195B6951986-03-27027 March 1986 Notice of Nonconformance from Insp on 860317-19 ML20154N0201986-03-13013 March 1986 Notice of Nonconformance from Insp on 851120-22 ML20154B3661986-02-28028 February 1986 Notice of Nonconformance from Insp on 851104-08 ML20141M8431986-02-26026 February 1986 Notice of Nonconformance from Insp on 851220 ML20141G1661986-02-25025 February 1986 Notice of Nonconformance from Insp on 860106-10 ML20214C9651986-02-19019 February 1986 Notice of Nonconformance from Insp on 851112-15 ML20153C0541986-02-14014 February 1986 Notice of Nonconformance from Insp on 851209-13 1987-04-08
[Table view]Some use of "" in your query was not closed by a matching "". Category:TEXT-INSPECTION & AUDIT & I&E CIRCULARS
MONTHYEARML20215G9881987-04-10010 April 1987 Notice of Nonconformance from Insp on 870223-27 & 0324 ML20206D8851987-04-0808 April 1987 Notice of Nonconformance from Insp on 870309-11 IR 05000354/19870101987-04-0707 April 1987 Insp Rept 50-354/87-10 on 870316-20.No Violations Noted. Major Areas inspected:post-accident Monitoring Sys Conformance W/Rev 2 to Reg Guide 1.97.Open Item Identified Re Identification of Category 2 Equipment ML20206M7981987-04-0707 April 1987 Insp Rept 50-312/86-41 on 861201-870212.Unresolved & Open Items Identified.Major Areas Inspected:Activities Supporting Restart & Ensuring Safe Operation of Plant After Restart, Including Stated Phases of Sys Review & Test Program ML20206D8361987-04-0707 April 1987 Insp Rept 99900271/87-01 on 870127-29.No Violations, Nonconformances or Unresolved Items Noted.Major Areas Inspected:Corrective Action Re Intermittent Failures & Review of Test Results on Three Failed Transmitters ML20215G9961987-04-0606 April 1987 Insp Rept 99900383/87-01 on 870223-27.Nonconformance Noted: Pressure Gauge Not Calibr for Over 0-30 Psig Range & 30 Psig Pressure Test of O-ring Seals Failed Pressure Drop Requirement ML20206F9681987-04-0303 April 1987 EN-87-029:on 870408,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $50,000 Will Be Issued.Action Based on Loss of Approx 141,000 Gallons of Water from Spent Fuel Pools Through Fuel Transfer Canal IR 05000327/19870051987-04-0303 April 1987 Insp Repts 50-327/87-05 & 50-328/87-05 on 870119-23.No Violations or Deviations Noted.Major Areas Inspected:Review & Evaluation of 13 Employee Concern Task Group Final Sequoyah Element Repts IR 05000327/19870061987-04-0303 April 1987 Design Calculation Review Insp Repts 50-327/87-06 & 50-328/87-06 on 870202-13.No Violations Noted.Major Areas Reviewed:Adequacy of Util Design Calculation Review Program & Extent Program Augments Design Baseline Re Restart ML20206E8121987-04-0101 April 1987 Insp Repts 50-445/86-26 & 50-446/86-22 on 860901-1031. Violations & Deviations Noted:Cable Pulling Ropes Left in Unit 1 Conduits & Cable Trays & Failure of Inspector to Write Memo Documenting Nonconforming Condition ML20206D9141987-04-0101 April 1987 Insp Rept 99901085/87-01 on 870309-11.Nonconformances Noted: Failure to Administer Exam by Level III Examiner or Designated Representative & 1986 Eye Exams for Listed Level II Examiners Missing IR 05000445/19860261987-04-0101 April 1987 Insp Repts 50-445/86-26 & 50-446/86-22 on 860901-1031. Violations & Deviations Noted:Cable Pulling Ropes Left in Unit 1 Conduits & Cable Trays & Failure of Inspector to Write Memo Documenting Nonconforming Condition IR 05000327/19860681987-03-31031 March 1987 Insp Repts 50-327/86-68 & 50-328/86-68 on 861201-12 & 870112-23.Violations Noted:Licensee Failed to Assure That Applicable ASME Code Requirements Included in Procurement of Specific safety-related Code Class Equipment ML20215E4831987-03-31031 March 1987 EN-87-026:on 870331,order Suspending Power Operation & Order to Show Cause Issued to Util Due to Discovery That Control Room Staff Have Been Sleeping During Various Shifts.Related Documents Encl ML20206D1901987-03-31031 March 1987 Insp Rept 99901088/87-01 on 870121.Major Areas Inspected: Corrective Action Taken Re 860917 Part 21 Rept Concerning Potential Problem in Pressure Transducers ML20205R4601987-03-30030 March 1987 Insp Rept 99900762/87-01 on 870203-04.No Noncompliances or Violations Noted.Major Areas Inspected:Allegations Re Use of Uncertified Welders & Possible Falsification of Welding Records.Two of Nine Allegations Substantiated IR 05000267/19870041987-03-27027 March 1987 Insp Rept 50-267/87-04 on 870126-30.No Violations Noted. Major Areas Inspected:Program to Maintain Qualification of Electrical Equipment Per 10CFR50.49.Potential Enforcement/ Unresolved Items & Open Items of Program Listed IR 05000277/19870061987-03-23023 March 1987 Fitness for Duty Program Insp Repts 50-277/87-06 & 50-278/87-06 on 870202-06.Observations Noted:Util Written Policies Do Not Address Features of Commission Policy Statement or EEI Guide & No Overall Audit Performed ML20205H3661987-03-23023 March 1987 EN-87-023:on 870326,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $50,000 Will Be Issued to Licensee.Action Based on Failure to Obtain Prior NRC Approval of Criteria Change for Reactor Coolant Flow ML20205H2411987-03-23023 March 1987 EN-87-022:on 870326,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $12,500 Will Be Issued to Licensee.Action Based on Numerous Violations of NRC Requirements Re Overexposure to Workers ML20207S2811987-03-17017 March 1987 Notice of Violation from Insp on 870126-30 ML20207S2921987-03-17017 March 1987 Notice of Nonconformance from Insp on 870126-30 IR 05000275/19860331987-03-17017 March 1987 Insp Repts 50-275/86-33 & 50-323/86-31 on 861215-19. Deficiencies Noted.Major Areas Inspected:Implementation Program for Establishing & Maintaining Environ Qualification of Electrical Equipment Important to Safety ML20205D2131987-03-16016 March 1987 Insp Repts 50-445/86-22 & 50-446/86-20 on 860701-0831. Violations & Deviations Noted:Stainless Steel & Carbon Steel Stored in Outside Areas W/Improper Protective End Coverings & Records of Heat Treatment Not Available for Disc Inserts ML20207R5751987-03-13013 March 1987 EN-86-074A:on 870313,order Issued Imposing Civil Penalties in Amount of $3,000 to Univ of Utah,Based on Transportation, Health Physics,Safeguards & Operations Violations Noted in 860930 Enforcement Notification EN-86-074 ML20207R3341987-03-11011 March 1987 EN-87-019:on 870311,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $50,000 Will Be Issued for Licenses.Action Based on Three Examples of Degraded Vital Area Barriers ML20207R3701987-03-0909 March 1987 EN-87-015:on 870312,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $50,000 Will Be Issued for License.Action Based on Violation of Tech Spec Re ECCS Subsystems ML20207R4851987-03-0909 March 1987 EN-87-017:on 870312,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $25,000 Will Be Issued to Util Based on Failure to Provide Adequate Design Control to Ensure Emergency Feedwater Pump Operability ML20207S3331987-03-0606 March 1987 Insp Rept 99901079/87-01 on 870126-30.Violation Noted:Two Nuclear Purchase Orders Accepted & Fulfilled W/O 10CFR21 Program in Effect.Nonconformance Noted:Master Ammeter Had No Sticker to Identify Calibr Status ML20207R0301987-03-0303 March 1987 EN-87-014:on 870306,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $50,000 Issued to Licensee.Action Based on Failure to Establish & Maintain Operability of Nuclear Svc Water Sys IR 05000327/19860701987-03-0303 March 1987 Insp Repts 50-327/86-70 & 50-328/86-70 on 861208-12.No Programmatic Deficiencies W/Regard to Facility Maint of Environmentally Qualified Equipment Identified.Major Areas Inspected:Maint Program & Previous Insp Items ML20212F0181987-03-0202 March 1987 Notice of Violation from Insp on 870112-14 ML20212F0331987-02-27027 February 1987 Insp Rept 99901080/87-01 on 870112-14.Violation Noted: Failure to Adopt Procedure to Evaluate or Rept Defects Discovered in Motors Supplied to Customers Under Part 21 ML20212H0491987-02-26026 February 1987 EN-87-012:on 870303,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $75,000 Will Be Issued Based on Violations in Areas of Facility Design,Maint & Mods ML20212B1991987-02-26026 February 1987 EN-86-029A:on 870226,order Imposing Civil Monetary Penalty in Amount of $50,000 Issued to Licensee Based on Licensee 860703 Response to 860501 Notice of Violation & Proposed Imposition of Civil Penalty.Section I Violation Did Occur IR 05000498/19860421987-02-20020 February 1987 Engineering Assurance Program Insp Repts 50-498/86-42 & 50-499/86-42 on 861215-19.Major Areas Inspected:Task 84-4, Separation & Fire Protection Criteria & Task 85-4, High Energy Line Break Analysis ML20211P4311987-02-19019 February 1987 EN-87-010:on 870224,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $25,000 Will Be Issued to Util Based on Multiple Violations Re Safeguards Info Protection Program ML20212E7581987-02-18018 February 1987 Insp Rept 99900507/86-01 on 861201-05.No Violations or Noncompliance Noted.Major Areas Inspected:Status of Previous Findings,Dedication of Commercial Grade Items Overview & 10CFR21 Evaluation & Reporting Review ML20211B8481987-02-13013 February 1987 Notice of Nonconformance from Insp on 870112-14 ML20211B9021987-02-13013 February 1987 Insp Rept 99900816/87-01 on 870112-14.Violation Noted:Mfg Did Not Specify Application of Part 21 Requirements on Listed Purchase Orders.Nonconformances Noted:Quality Sys Program Not Invoked on Listed Orders & Order Data Differed ML20211B8161987-02-13013 February 1987 Notice of Violation from Insp on 870112-14 ML20211B5511987-02-12012 February 1987 EN-85-084A:on 851213,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $900,000 Will Be Issued to Licensee.Action Based on 850609 Failure of Auxiliary Feedwater Sys to Perform Intended Function ML20210U0531987-02-10010 February 1987 Insp Rept 99901067/86-01 on 861103-07.Nonconformance Noted: NDE Technician Certified W/O Attaining Passing Grade on Magnetic Particle Exam,Per Procedure QC-2.Data Sheets Encl IR 05000321/19860351987-02-0707 February 1987 Equipment Qualification Insp Repts 50-321/86-35 & 50-366/86-35 on 861103-07.Major Areas Inspected:Program for Establishing & Maintaining Qualification of Electric Equipment Per 10CFR50.49.Five Deficiencies Noted ML20210E9201987-02-0606 February 1987 Notice of Nonconformance from Insp on 861020-24 ML20210E9371987-02-0606 February 1987 Insp Rept 99900015/86-01 on 861020-29.Noncomformance Noted: Mechanical & Chemical Testing Svc Performed by Outside Lab W/O Advising Lab of 10CFR21 Requirements & Incorrect Audits of Vendors IR 05000508/19860121987-02-0606 February 1987 Insp Rept 50-508/86-12 on 860915-1215.No Violations Noted. Major Areas Inspected:Readiness Review Program Module C3-01, Earthwork & Followup on Insp Repts 50-508/86-10 & 50-508/86-11 ML20210A9591987-02-0505 February 1987 Notice of Nonconformance from Insp on 861202-05 ML20210B0011987-02-0404 February 1987 Insp Rept 99900835/86-01 on 861203-05.Nonconformances Noted:Controls Necessary to Ensure Charging Motors Purchased from Subvendors Conform to Drawings Not Established ML20210P9041987-02-0303 February 1987 EN-87-005:on 870209,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $50,000 Will Be Issued to Util Based on Ofc of Investigations Investigation Re Employment Termination of Technician 1987-04-08
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5 APPENDIX B m
Rockwell International Finw Control Division Docket No. 99901069/86-01 NOTICE OF NONCONFORMANCE 6 .
Based on the results of an NRC inspection conducted on October 20-24,1986 i t appears that certain of your activities were not conducted in accordance with NRC requirements.
Criterion V of Appendix B to 10 CFR Part 50 states: " Activities affecting quality shall be prescribed by documented instructions, procedures, or drawings, of a type appropriate to the circumstances and shall be accomplished in accordance with these instructions, procedures, or drawings. Instructions, procedures, or drawings shall include appropriate quantitative or qualitative acceptance criteria for determining that important activities have been satisfactorily accomplished."
Nonconformances with these requirenents are as follows:
- 1. Subsection 1.1 " Statement of Policy and Authority" of the Quality Assurance Manual (OAM) Revision 19 commits RI to conform to Section III of the ASME Code, ANSI N45.2, and 10 CFR Part 50, Appendix B.
Both Subsection NCA-4134.6 cf Section III of the ASME Code and Section 7 of ANSI N45.2-1977 require that documents, including changes, are distributed to and used at the location where the prescribed activity is performed. .
Subsection 5.1.7 of the QAM states, in part, "The Quality Assurance department is responsible for controlling the distribution of...
RMP's after release. The Quality Assurance departme'nt shall maintain a controlled working file on...RMP's."
Subsection 6.2.3 of the CAM requires that the CA Department distribute Rockwell Method / Process Specifications (RMP) using a Department Receipt Form (DRF) with the DRF being returned to the OA Department to assure that the required action has been completed.
Contrary to the above, it was noted that: (86-01-02)
- a. Revision A dated January 31, 1984 to RMP No. 6117C " Primer Coating of Carbon Steel Valves for Nuclear Service (Mobil zinc)" was not at the coating station.
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8612050052 861118 PDR GA999 EMVROCI 99901069 PDR
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- b. Revision B dated April 8,1986 to PMP No. 61360 " Combination GTAW Root Fuse and SMAW Filler Welding of P-1 Materials" was not in manuals No.11 (Nuclear Assembly and Test Supervisor) and No. 17 (Plant Metallurgist).
- c. RMP No. 61369, Revision C " Procedure for Welding of Permanent Attachments on Stainless Steel Univalves and Hermavalves for Nuclear Service" was in manual No.11, but a DRF dated November 12, 1985 indicated that RMP No. 61169 was obsolete,
- d. RMP No. 61150, Revision A " Assembling and Testing Rockwell-Edward Hermavalves with Leakoff (for Westinghouse)" was missing from manual No. 4 assigned to the OA Department.
- 2. Subsection 10.5.1 of the OAM states, in part, "The training, qualification and certification of NDE personnel will be accomplished in accordance with
...SNT-TC-1A...."
Section 9.6.1 of SNT-TC-1A states, in part, "The qualification records of the certified individuals shall be maintained and... include the following:
...(4) statement indicating satisfactory completion of training in accord-ance with the employer's written procedure...."
f Contrary to the above, a review of qualification records for nondestructive examination personnel revealed that the records for the Level III examiner did not contain a statement indicating satisfactory completion of training in accordance with OA Instruction No. 40-03-12. (86-01-03)
- 3. Subsection 12.2.1 of the OAM states, in part " Measuring and testing equip-ment which is found to be out of calibration shall be imediately disap-proved for use and identified as rejected by the Ouality Assurance Department until corrective action has been implemented...."
Sections 15.2 and 15.3 of QA Procedure 761-40-04-12 require stationary measuring equipment that is past due for calibration to be identified with a REJECT tag.
Contrary to the above, a stationary Ph measuring instrument (RI 4 Asset No. 61-3149) was found to be out of calibration and not
- identified with a REJECT tag or label. (86-01-04) 4 i 4. RMP No. 61150 " Assembling and Testing Rockwell-Edward Hermavalves i with Leakoff (for Westinghouse)" requires nuclear stainless steel l valves to be hydrostatically tested using Grade A water.
Contrary to the above, nuclear stainless valves (Assembly Lot H7510) 1 were hydrostatically tested on October 16, 1986, using Grade B rather l i
than Grade A water. (86-01-05) i
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- 5. Subsection 7.1.4 of the OAM states, in part, "The Purchasing Manager shall place Purchase Orders with only those vendors on the Approved Vendor List."
Contrary to the above, P0 M4454 was issued to Page Wilson for hardness test samples on August 6,1986,,but Page Wilson was not on RI's Approved Vendors List. (86-01-06)
- 6. Subsection 9.3.1.5 of the OAM states, in part, "The hardness tests shall be performed and the results recorded on an Inspection Card by Quality Control." T Contrary to the above, hardness test results on stem and disc matIr.ial for nuclear valves on assembly lot numbers H , 4175, 6866, 7011, 7191, 5824, and 5726 were not recorded on an Inspection Card. (86-01-07)
- 7. Section 6 of ANSI N45.2-1977 states, in part, " Activities affecting ouality shall be prescribed by documented instructions, procedures...
of a type appropriate to the circumstances and shall be accomplished in accordance with these instructions, procedures...."
Contrary to the above, documented instructions / procedures did not exist for the accomplishment of specific inspection requirements (i.e., hardness checks) on the "In-process Heat Treati.,ent" report.
(86-01-08) t
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