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Category:NOTICE OF DEVIATION/NONCONFORMANCE FROM A REGULATORY
MONTHYEARML20215G9881987-04-10010 April 1987 Notice of Nonconformance from Insp on 870223-27 & 0324 ML20206D8851987-04-0808 April 1987 Notice of Nonconformance from Insp on 870309-11 ML20207S2921987-03-17017 March 1987 Notice of Nonconformance from Insp on 870126-30 ML20211B8481987-02-13013 February 1987 Notice of Nonconformance from Insp on 870112-14 ML20210E9201987-02-0606 February 1987 Notice of Nonconformance from Insp on 861020-24 ML20210A9591987-02-0505 February 1987 Notice of Nonconformance from Insp on 861202-05 ML20210G0331987-02-0202 February 1987 Notice of Nonconformance from Insp on 861117-21 ML20213A0131987-01-29029 January 1987 Notice of Nonconformance from Insp on 861119-21 ML20207P4351987-01-0202 January 1987 Notice of Nonconformance from Insp on 860825-29 ML20207S2711986-12-24024 December 1986 Notice of Nonconformance from Insp on 860414-18 & 0714-18 ML20215A4901986-12-0303 December 1986 Notice of Nonconformance on 861027-30 ML20214Q3131986-11-28028 November 1986 Partially Deleted Notice of Nonconformance from Insp on 860714-18 (Ref 10CFR2.790) ML20214Q2361986-11-18018 November 1986 Notice of Nonconformance from Insp on 861020-24 ML20214A1991986-11-0707 November 1986 Notice of Nonconformance from Insp on 860714-16 ML20214A1191986-11-0707 November 1986 Notice of Nonconformance from Insp on 860922-26 ML20215N5641986-10-27027 October 1986 Notice of Nonconformance from Insp on 860825-29 ML20211D8481986-10-20020 October 1986 Notice of Nonconformance from Insp on 860915-18 ML20215J6821986-10-10010 October 1986 Notice of Nonconformance from Insp on 860519-23 ML20215F8671986-10-0303 October 1986 Notice of Nonconformance from Insp on 860623-27 ML20215B9491986-10-0202 October 1986 Notice of Nonconformance from Insp on 860728-0801 ML20215C9001986-10-0202 October 1986 Notice of Nonconformance from Insp on 860811 & 12 ML20210H0581986-09-24024 September 1986 Notice of Nonconformance from Insp on 860623-27 ML20210C9791986-09-16016 September 1986 Notice of Nonconformance from Insp on 860721-25 ML20214L7881986-09-0202 September 1986 Notice of Nonconformance from Insp on 860621-26 ML20212P7651986-08-28028 August 1986 Notice of Nonconformance from Insp on 860602-06 ML20206P5061986-08-21021 August 1986 Notice of Nonconformance from Insp on 860623-26 ML20214K3471986-08-14014 August 1986 Notice of Nonconformance from Insp on 860609-12 ML20203H9471986-08-0101 August 1986 Notice of Nonconformance from Insp on 860616-18 ML20207K9351986-07-28028 July 1986 Notice of Nonconformance from Insp on 860414-18 ML20203F1641986-07-28028 July 1986 Notice of Nonconformance from Insp on 860609-11 ML20204B3881986-07-28028 July 1986 Notice of Nonconformance from Insp on 860530-0604 ML20203F0631986-07-28028 July 1986 Notice of Nonconformance from Insp on 860414-30 ML20211P7341986-07-21021 July 1986 Notice of Nonconformance from Insp on 860422-25 ML20206J3161986-06-25025 June 1986 Notice of Nonconformance from Insp on 860512-16 ML20199C8821986-06-13013 June 1986 Notice of Nonconformance from Insp on 860324-27 ML20198J6571986-05-27027 May 1986 Notice of Nonconformance from Insp on 860211-13 ML20198D2151986-05-21021 May 1986 Notice of Nonconformance from Insp on 860317-21 ML20197E0211986-05-13013 May 1986 Notice of Nonconformance from Insp on 860127-31 ML20203H9401986-04-28028 April 1986 Notice of Nonconformance from Insp on 851209-13 ML20203D4001986-04-18018 April 1986 Notice of Nonconformance from Insp on 851021-23 ML20203A8591986-04-15015 April 1986 Notice of Nonconformance from Insp on 851217 & 31 ML20203A9051986-04-14014 April 1986 Notice of Nonconformance from Insp on 860127-31 ML20210G2281986-03-31031 March 1986 Notice of Nonconformance from Insp on 860210-14 ML20195B6951986-03-27027 March 1986 Notice of Nonconformance from Insp on 860317-19 ML20154N0201986-03-13013 March 1986 Notice of Nonconformance from Insp on 851120-22 ML20154B3661986-02-28028 February 1986 Notice of Nonconformance from Insp on 851104-08 ML20141M8431986-02-26026 February 1986 Notice of Nonconformance from Insp on 851220 ML20141G1661986-02-25025 February 1986 Notice of Nonconformance from Insp on 860106-10 ML20214C9651986-02-19019 February 1986 Notice of Nonconformance from Insp on 851112-15 ML20153C0541986-02-14014 February 1986 Notice of Nonconformance from Insp on 851209-13 1987-04-08
[Table view]Some use of "" in your query was not closed by a matching "". Category:TEXT-INSPECTION & AUDIT & I&E CIRCULARS
MONTHYEARML20215G9881987-04-10010 April 1987 Notice of Nonconformance from Insp on 870223-27 & 0324 ML20206D8851987-04-0808 April 1987 Notice of Nonconformance from Insp on 870309-11 IR 05000354/19870101987-04-0707 April 1987 Insp Rept 50-354/87-10 on 870316-20.No Violations Noted. Major Areas inspected:post-accident Monitoring Sys Conformance W/Rev 2 to Reg Guide 1.97.Open Item Identified Re Identification of Category 2 Equipment ML20206M7981987-04-0707 April 1987 Insp Rept 50-312/86-41 on 861201-870212.Unresolved & Open Items Identified.Major Areas Inspected:Activities Supporting Restart & Ensuring Safe Operation of Plant After Restart, Including Stated Phases of Sys Review & Test Program ML20206D8361987-04-0707 April 1987 Insp Rept 99900271/87-01 on 870127-29.No Violations, Nonconformances or Unresolved Items Noted.Major Areas Inspected:Corrective Action Re Intermittent Failures & Review of Test Results on Three Failed Transmitters ML20215G9961987-04-0606 April 1987 Insp Rept 99900383/87-01 on 870223-27.Nonconformance Noted: Pressure Gauge Not Calibr for Over 0-30 Psig Range & 30 Psig Pressure Test of O-ring Seals Failed Pressure Drop Requirement ML20206F9681987-04-0303 April 1987 EN-87-029:on 870408,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $50,000 Will Be Issued.Action Based on Loss of Approx 141,000 Gallons of Water from Spent Fuel Pools Through Fuel Transfer Canal IR 05000327/19870051987-04-0303 April 1987 Insp Repts 50-327/87-05 & 50-328/87-05 on 870119-23.No Violations or Deviations Noted.Major Areas Inspected:Review & Evaluation of 13 Employee Concern Task Group Final Sequoyah Element Repts IR 05000327/19870061987-04-0303 April 1987 Design Calculation Review Insp Repts 50-327/87-06 & 50-328/87-06 on 870202-13.No Violations Noted.Major Areas Reviewed:Adequacy of Util Design Calculation Review Program & Extent Program Augments Design Baseline Re Restart ML20206E8121987-04-0101 April 1987 Insp Repts 50-445/86-26 & 50-446/86-22 on 860901-1031. Violations & Deviations Noted:Cable Pulling Ropes Left in Unit 1 Conduits & Cable Trays & Failure of Inspector to Write Memo Documenting Nonconforming Condition ML20206D9141987-04-0101 April 1987 Insp Rept 99901085/87-01 on 870309-11.Nonconformances Noted: Failure to Administer Exam by Level III Examiner or Designated Representative & 1986 Eye Exams for Listed Level II Examiners Missing IR 05000445/19860261987-04-0101 April 1987 Insp Repts 50-445/86-26 & 50-446/86-22 on 860901-1031. Violations & Deviations Noted:Cable Pulling Ropes Left in Unit 1 Conduits & Cable Trays & Failure of Inspector to Write Memo Documenting Nonconforming Condition IR 05000327/19860681987-03-31031 March 1987 Insp Repts 50-327/86-68 & 50-328/86-68 on 861201-12 & 870112-23.Violations Noted:Licensee Failed to Assure That Applicable ASME Code Requirements Included in Procurement of Specific safety-related Code Class Equipment ML20215E4831987-03-31031 March 1987 EN-87-026:on 870331,order Suspending Power Operation & Order to Show Cause Issued to Util Due to Discovery That Control Room Staff Have Been Sleeping During Various Shifts.Related Documents Encl ML20206D1901987-03-31031 March 1987 Insp Rept 99901088/87-01 on 870121.Major Areas Inspected: Corrective Action Taken Re 860917 Part 21 Rept Concerning Potential Problem in Pressure Transducers ML20205R4601987-03-30030 March 1987 Insp Rept 99900762/87-01 on 870203-04.No Noncompliances or Violations Noted.Major Areas Inspected:Allegations Re Use of Uncertified Welders & Possible Falsification of Welding Records.Two of Nine Allegations Substantiated IR 05000267/19870041987-03-27027 March 1987 Insp Rept 50-267/87-04 on 870126-30.No Violations Noted. Major Areas Inspected:Program to Maintain Qualification of Electrical Equipment Per 10CFR50.49.Potential Enforcement/ Unresolved Items & Open Items of Program Listed IR 05000277/19870061987-03-23023 March 1987 Fitness for Duty Program Insp Repts 50-277/87-06 & 50-278/87-06 on 870202-06.Observations Noted:Util Written Policies Do Not Address Features of Commission Policy Statement or EEI Guide & No Overall Audit Performed ML20205H3661987-03-23023 March 1987 EN-87-023:on 870326,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $50,000 Will Be Issued to Licensee.Action Based on Failure to Obtain Prior NRC Approval of Criteria Change for Reactor Coolant Flow ML20205H2411987-03-23023 March 1987 EN-87-022:on 870326,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $12,500 Will Be Issued to Licensee.Action Based on Numerous Violations of NRC Requirements Re Overexposure to Workers ML20207S2811987-03-17017 March 1987 Notice of Violation from Insp on 870126-30 ML20207S2921987-03-17017 March 1987 Notice of Nonconformance from Insp on 870126-30 IR 05000275/19860331987-03-17017 March 1987 Insp Repts 50-275/86-33 & 50-323/86-31 on 861215-19. Deficiencies Noted.Major Areas Inspected:Implementation Program for Establishing & Maintaining Environ Qualification of Electrical Equipment Important to Safety ML20205D2131987-03-16016 March 1987 Insp Repts 50-445/86-22 & 50-446/86-20 on 860701-0831. Violations & Deviations Noted:Stainless Steel & Carbon Steel Stored in Outside Areas W/Improper Protective End Coverings & Records of Heat Treatment Not Available for Disc Inserts ML20207R5751987-03-13013 March 1987 EN-86-074A:on 870313,order Issued Imposing Civil Penalties in Amount of $3,000 to Univ of Utah,Based on Transportation, Health Physics,Safeguards & Operations Violations Noted in 860930 Enforcement Notification EN-86-074 ML20207R3341987-03-11011 March 1987 EN-87-019:on 870311,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $50,000 Will Be Issued for Licenses.Action Based on Three Examples of Degraded Vital Area Barriers ML20207R3701987-03-0909 March 1987 EN-87-015:on 870312,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $50,000 Will Be Issued for License.Action Based on Violation of Tech Spec Re ECCS Subsystems ML20207R4851987-03-0909 March 1987 EN-87-017:on 870312,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $25,000 Will Be Issued to Util Based on Failure to Provide Adequate Design Control to Ensure Emergency Feedwater Pump Operability ML20207S3331987-03-0606 March 1987 Insp Rept 99901079/87-01 on 870126-30.Violation Noted:Two Nuclear Purchase Orders Accepted & Fulfilled W/O 10CFR21 Program in Effect.Nonconformance Noted:Master Ammeter Had No Sticker to Identify Calibr Status ML20207R0301987-03-0303 March 1987 EN-87-014:on 870306,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $50,000 Issued to Licensee.Action Based on Failure to Establish & Maintain Operability of Nuclear Svc Water Sys IR 05000327/19860701987-03-0303 March 1987 Insp Repts 50-327/86-70 & 50-328/86-70 on 861208-12.No Programmatic Deficiencies W/Regard to Facility Maint of Environmentally Qualified Equipment Identified.Major Areas Inspected:Maint Program & Previous Insp Items ML20212F0181987-03-0202 March 1987 Notice of Violation from Insp on 870112-14 ML20212F0331987-02-27027 February 1987 Insp Rept 99901080/87-01 on 870112-14.Violation Noted: Failure to Adopt Procedure to Evaluate or Rept Defects Discovered in Motors Supplied to Customers Under Part 21 ML20212H0491987-02-26026 February 1987 EN-87-012:on 870303,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $75,000 Will Be Issued Based on Violations in Areas of Facility Design,Maint & Mods ML20212B1991987-02-26026 February 1987 EN-86-029A:on 870226,order Imposing Civil Monetary Penalty in Amount of $50,000 Issued to Licensee Based on Licensee 860703 Response to 860501 Notice of Violation & Proposed Imposition of Civil Penalty.Section I Violation Did Occur IR 05000498/19860421987-02-20020 February 1987 Engineering Assurance Program Insp Repts 50-498/86-42 & 50-499/86-42 on 861215-19.Major Areas Inspected:Task 84-4, Separation & Fire Protection Criteria & Task 85-4, High Energy Line Break Analysis ML20211P4311987-02-19019 February 1987 EN-87-010:on 870224,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $25,000 Will Be Issued to Util Based on Multiple Violations Re Safeguards Info Protection Program ML20212E7581987-02-18018 February 1987 Insp Rept 99900507/86-01 on 861201-05.No Violations or Noncompliance Noted.Major Areas Inspected:Status of Previous Findings,Dedication of Commercial Grade Items Overview & 10CFR21 Evaluation & Reporting Review ML20211B8481987-02-13013 February 1987 Notice of Nonconformance from Insp on 870112-14 ML20211B9021987-02-13013 February 1987 Insp Rept 99900816/87-01 on 870112-14.Violation Noted:Mfg Did Not Specify Application of Part 21 Requirements on Listed Purchase Orders.Nonconformances Noted:Quality Sys Program Not Invoked on Listed Orders & Order Data Differed ML20211B8161987-02-13013 February 1987 Notice of Violation from Insp on 870112-14 ML20211B5511987-02-12012 February 1987 EN-85-084A:on 851213,notice of Violation & Proposed Imposition of Civil Penalties in Amount of $900,000 Will Be Issued to Licensee.Action Based on 850609 Failure of Auxiliary Feedwater Sys to Perform Intended Function ML20210U0531987-02-10010 February 1987 Insp Rept 99901067/86-01 on 861103-07.Nonconformance Noted: NDE Technician Certified W/O Attaining Passing Grade on Magnetic Particle Exam,Per Procedure QC-2.Data Sheets Encl IR 05000321/19860351987-02-0707 February 1987 Equipment Qualification Insp Repts 50-321/86-35 & 50-366/86-35 on 861103-07.Major Areas Inspected:Program for Establishing & Maintaining Qualification of Electric Equipment Per 10CFR50.49.Five Deficiencies Noted ML20210E9201987-02-0606 February 1987 Notice of Nonconformance from Insp on 861020-24 ML20210E9371987-02-0606 February 1987 Insp Rept 99900015/86-01 on 861020-29.Noncomformance Noted: Mechanical & Chemical Testing Svc Performed by Outside Lab W/O Advising Lab of 10CFR21 Requirements & Incorrect Audits of Vendors IR 05000508/19860121987-02-0606 February 1987 Insp Rept 50-508/86-12 on 860915-1215.No Violations Noted. Major Areas Inspected:Readiness Review Program Module C3-01, Earthwork & Followup on Insp Repts 50-508/86-10 & 50-508/86-11 ML20210A9591987-02-0505 February 1987 Notice of Nonconformance from Insp on 861202-05 ML20210B0011987-02-0404 February 1987 Insp Rept 99900835/86-01 on 861203-05.Nonconformances Noted:Controls Necessary to Ensure Charging Motors Purchased from Subvendors Conform to Drawings Not Established ML20210P9041987-02-0303 February 1987 EN-87-005:on 870209,notice of Violation & Proposed Imposition of Civil Penalty in Amount of $50,000 Will Be Issued to Util Based on Ofc of Investigations Investigation Re Employment Termination of Technician 1987-04-08
[Table view]Some use of "" in your query was not closed by a matching "". |
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APPENDIX B WFI Nuclear Products, Inc.
Houston, Texas .
NOTICE OF NONCOMFORMANCE Based on the results of an NRC inspection conducted on May 12-16,1986, i t appears that certain of your activities were not conducted in accordance with NRC requirements.
Criterion V of Appendix B to 10 CFR Part 50 states: " Activities affecting quality shall be prescribed by documented instructions, procedures, or drawings, of a type appropriate to the circumstances and shall be accomplished in accordance with these instructions, procedures, or drawings. Instructions, procedures, or drawings shall include appropriate quantitative or qualitative acceptance. criteria for determining that important activities have been satisfactorily accomplished."
Nonconformances with these requirements are as follows:
A. Section 4.2.3 of the Nuclear Quality Assurance Manual (NQAM dated November 9, 1983 states, in part: "The document [ procedure _ shall be written by a qualified person. . . ."
Section 7.3.2 of the NQAM states, "The examination procedures shall be prepared and approved by the Level III Examiner."
Subsection NCA-3864.2 of Section III of the ASME Code requires that all personnel performing activities within the scope of Section III be qualified.
Contrary to the above, it was noted that the QA Manager had written two NDE procedures (i.e., UT-2-84, " Ultrasonic Examination for Forged Material" and LP-1-84, " Visible Dye Liquid Penetrant Examination Procedure") in September 1984, but there was no documented evidence that the individual was qualified to be a level III Examiner.
(86-01-02)
- 8. Section 7.2.1 of the NQAM requires that NDE personnel be certified in accordance with WFI's written practice which meets the requirements of SNT-TC-1A.
Section 8.7.5 of Procedure No. AD-3, " Written Practice - SNT-TC-1A",
dated April 1986, and Section 9.6.1 of SNT-TC-1A require that the qualification records of certified individuals include a statement indicating satisfactory completion of training in accordance with WFI's written practice.
8606270088 860625 PDR GA999 EMVWFINP 99901055 PDR
[ . .
e Contrary to the above, the qualification records of WFI's Level III Examiner did not contain a statement that the individual met the training requirements of Procedure No. AD-3. (86-01-03)
C. Section 4.1 of Procedure No. WFI-22, dated September 12, 1984 states, in part:
... inspectors shall use only calibrated plug gages, micrometers, thread gages, scales, and calipers, and other inspection equipment. . . ."
Contrary to the above, a non-calibrated protractor / scale (S/N S2) was used to measure the linear dimensions of a fitting supplied on P0 No. N-2473. (86-01-04)
D. Section 9.2.8 of the NQAM states, in part: " ... temperature instru-mentation used to control test temperature of-[Charpy] specimens shall be calibrated at least once every 3 months...."
Contrary to the above, the digital temperature display (S/N 99689) for the Charpy impact test bath was 2 months late in its calibra-tion schedule. In addition, 2 certifications of calibration were missing from the files for May 8 and August 8, 1985. (86-01-05)
E. Section 9.2.7 of the NQAM states, in part: "
. . .thermocouples shall be calibrated and used at all times during heat treat operations...."
Subsection NCA-3868.1 of Section III of the ASME Code, states, in part:
...a procedure shall be in effect to assure that tools, gages, instruments, and other measuring and testing devices...are calibrated and properly adjusted...."
Contrary to the above, WFI did not have a procedure for the calibration of thermocouples used in the heat treat furnaces.
(86-01-06)
F. Section 11.4.1 of the NQAM states, in part: "WFI Nuclear Products.
Inc. Certified Material Test Report shall consist of...the following:
(1) Actual results of chemical analysis...(2) Actual results of mechanical tests...(4) Heat treatment (specific times and tempera-tures)...."
Subsection NCA 3867.4(a) of Section III of the ASME Code requires that Certified Material Test Reports (CMTR) include the actual result of all required chemical analyses and tests and specific times and temperatures of heat treatments.
Contrary to the above, it was noted: (86-01-07)
- 1. WFI CMTRs did not agree with Southwestern Laboratory Reports on a number of chemical elements for heat codes 305 BN, 209 BN, 219 BN, and 976 AN on nuclear orders N-2516, -2437, -2298, and
-2476, respectively.
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- 2. Heat treat statement on CMTR did not agree with time / temperature chart, dated February 13, 1986, for heat code 222 BN on nuclear orders N-2376 and N-2496.
- 3. Supporting documentation (i.e., test report and time / temperature chart) was missing to substantiate the mechanical properties and heat treat statement on the CMTR, dated May 9,1986, for heat code 134~BN on nuclear order N-2641,
- 4. On nuclear order N-2231, for item 1 (heat code 270 BN),
a time / temperature chart did not exist to substantiate the heat treat statement on the CMTR, dated October 31, 1985; and for item 2 (heat code 226 BN), a test report did not exist to substantiate the mechanical properties and the heat treat statement did not agree with the time / temperature chart, dated October 10, 1985.
G. Section 8.2.3 of the NQAM states, in part: "The Nonconformance and Disposition Report number will be noted on the Nuclear Travel and/or' material process record at the operation the discrepancy is discovered at."
Section 8.2.6 states, in part: "The WFI Nuclear Products, Inc.
Quality Assurance Manager shall convene a Material Review Board consisting of the following individuals: (1) Quality Assurance Manager... (2) Engineering Manager... (3) Purchasing Manager...
(4) Production Manager... (for in-process nonconformances), *
(5) Additional personnel as required...."
Section 8.4.2 states, in part: "It is the responsibility of the QA Manager to see that the corrective action is initiated and followed through."
Section 8.4.4 states, in part: " Management shall receive an annual summary of all NDR's (Nonconformance and Disposition Report)...."
Contrary to the above, during a review of 39 NDRs, three Nuclear Travelers, and the NDR log book, it was noted: (86-01-08)
- 1. Nuclear Traveler Nos. N-2602, N-2435, and N-2555 did not identify the NDR number for the nonconformance generated.
- 2. NDR Nos. 0038 and 0039 were dispositioned by a Material Review Board consisting of only the President, QA Manager, and Vice President of Technical Services.
- 3. Documented evidence was missing to show that the QA Manager had verified corrective action was initiated for NDR Nos. 0001 through 0015.
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- 4. Documented evidence was missing to show that an annual summary of all NDRs was reviewed by management.
H. Section 12.2.1 of the NQAM states, in part: " Internal audits shall be conducted a minimum of once every 12 months...shall consist of a detailed audit of all aspects of the program for compliance with this... Quality Assurance Manual."
Section 12.2.4 states, in part: " Copies of the Audit Summary Report and checklist shall be sent to Management and all managers of departments that were audited."
Section 12.2.6 states, in part: "After the corrective action implementation has been completed the audit team shall conduct a follow-up audit to verify... follow-up audit reports shall be issued to... Management and managers of departments that were audited."
Contrary to the above, during a review of 13 internal audit reports conducted from January 1981 to January 1986, it was noted: (86-01-09)
- 1. Documented evidence was missing for audits conducted between December 1983 and December 1985. For those audits conducted from January 1981 to November 1983, QC procedures AD-1 through AD-9 were not included in the audit.
- 2. The following audits were conducted without any evidence of audit reports being reviewed by management other than the manager of the department that was audited:
Department Audited Date Sales 11/83 and 1/82 Engineering 11/83 and 1/81 Production 11/83 and 1/82 Purchasing 11/83, 1/82, and 1/81 QA 4/83, 1/82, and 6/81
- 3. There was no documented evidence of follow-up action to verify that corrective action was implemented for the following audits:
Department Audited Date QA 6/22/81 and 4/19/83 Sales 1/26/82
- 1. Section 3.2.1 of the NQAM states, in part: " Prior to issuance of a ,
purchase order to a vendor, such as a material manufacturer... test laboratory or NDE laboratory, the vendor must be on the Approved Vendor List."
9 Section 3.2.2 states, in part: ... vendors utilized for qualified material shall be placed on the Approved Vendor List after acceptance of vendor survey and audit...."
'Section 3.2.5 states, in part: "The Quality Assurance Department is responsible for issuing the Approved Vendor List...and maintaining a distribution list of this issuance.
Section 3.3.1 states, in part: " Vendors on the Approved Vendor List
- shall be periodically audited at least every twelve (12) months...."
Contrary to the above, during a review of four Approved Vendor Lists (AVL) issued from November 1983 to April 1986, 15 vendor audit reports, and four P0s, it was noted: (86-01-10) i 1. Twelve P0s(N-1273, -1171, -1181, -1177, -1163, -1298, -1204, l
-1209, -1261, -1295, -1175, and -1249) were placed with vendors who were not on the AVL, and documented evidence of an audit or i
survey was missing.
I
- 2. A distribution list was missing for AVLs issued by the QA
- Department.
- 3. Thermotemp Instruments was listed on the AVL dated April 1986, but the last audit was in January 1985.
J. P0s N-1209 (July 2, 1985) and N-1204 (June 5, 1985) to K.0. Forge and N-1168(February 22, 1984) and N-1160 (December 1, 1983) to Laclede referenced that forging activities were to be witnessed by WFI QA personnel.
I Contrary to the above, there was no documented evidence presented to the inspector to verify that any WFI personnel witnessed the forging activities at K.0. Forge and Laclede for the material on these four P0s. (86-01-11) )
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