ML20134F833

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First Partial Response to FOIA Request for Documents.Records Identified in Apps a & B Encl & Available in PDR
ML20134F833
Person / Time
Site: Harris Duke Energy icon.png
Issue date: 02/04/1997
From: Racquel Powell
NRC OFFICE OF ADMINISTRATION (ADM)
To: Lambert J
TROUTMANSANDERS (FORMERLY TROUTMAN, SANDERS, LOCKERMA
Shared Package
ML20134F836 List:
References
FOIA-96-475 NUDOCS 9702100177
Download: ML20134F833 (7)
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@g DINFORMATION flESPONSE TO FREEDOM OF ACT (FOIA) REQUEST o^"

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DOCKE t NUMBE RtS) (It apphcable/

RLOutSTL R James A. Lamberth PART 1.-AGENCY RECORDS RE LEASED OR NOT LOCATED (See checAedboxes/

N3 agency records subject to the request have been located.

N3 addithnal agency records subject to the requert have been located.

Fiequested records are available through another public distribution program. See Comments section, Agency rec rds subject t the requsst that are identified in Append;x(es) A are already availaole for public inspection and copying at the X

NRC Public Document Room,2120 L Street, N.W., Washington, DC.

Agency records subject to the request that are identified in Appendix (es) R are being made available for public inspection and copying X at the NRC Public Document Room,2120 L Street, N.W., Washington, DC, an a folder under this FOI A number.

T!o nonproprietary version of the proposal (s) that you agreed to accept in a telephone conversation with a member of my staf f is now being made available for public inspection and copying at the N RC Public Document Room,2120 L Street, N.W., Washington, DC, in a folder under this FOI A number.

Agency records subject to the request that are identified in Appendix {es) may be inspected and copied at the NRC Local Public Document Room identified in the Comments section.

Enclosed as information on how you may obtain access to and the charges for copying records located at the NRC Public Document Room,2120 L Street, y N.W., Washington, DC.

y Agency records subject to the request are enclosed.

Annondix R dncoments are enclosed.

Records subject to the request have been referred to another Federal agency (ies) for review and direct response to you.

Fees You will be billed by the NRC for fees totaling $

You will receive a refund from the N RC in the amount of $

in view of N RC's response to this request, no further action is being taken on appeal letter dated , No.

PART 11. A-INFORMATION WITHHELD FROM PUBLIC DISCLOSURE Certain information in the requested records is being witiiheld from public disclosure pursuant to the exemptions described in and for the reasons stated in P;rt II, B, C, and D. Any released portions of the documents for which only part of the record is being withheld are being made available for public inspection and copying in the NRC Public Document Room,2120 L Street, N.W., Washington, DC in a folder under this FOl A number.

COMMENTS The review of records subject to your request is continuing. We will contact you upon completion of the review, f'/

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, dG E. DIR ECTOR. Da SiON Of f DOM O F ORM ATION AND PUBLICATIONS SE RVICES

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NRC FORM 464 (Part 1) { t-91)

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APPENDIX A RECORDS ALREADY AVAILABLE IN THE PDR ACCESSION l NO. DATE NUMBER DESCRIPTION /(PAGE COUNT)

1. 7/8/88 8807060006 NRC Information Notice 88-046: l Licensee Report of Defective Refurbished Circuit Breakers.

(105 pages)

2. 9/5/90 9008290095 NRC Information Notice 90-057:

. Substandard, Refurbished Potter and Brumfield Relays Misrepresented as New. (89 pages) 3, 11/27/91 9111210087 Supplement 1 to NRC Information Notice 90-057. (4 pages) l l

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Re FOIA-96-475 i

APPENDIX B RECORDS BEING RELEASED IN THEIR ENTIRETY (If copyrighted identify with *)

i j NO. DATE DESCRIPTION /(PAGE COUNT) 4 1

1 1 various dates Case Chronology (11 pp) 2 various dates Memorandum to Case file recording of

. telephone conversation (7 pp)

< 3 various dates Investigation Status Record (7 pp) 4 various dates Dunn & Bradstreet reports (28 pp) i 5 various dates Stokley Enterprises /Spectronics

(#2-90-014) details leading to the

indictment (1 p) i

.! 6 various dates Invoices (9 pp)

I 7 undated Copy of business cards: Gerald E. "Gerry*

White and Arthur J. Roberts (1 p) i i 8 undated Facsimile to Steve McKnight from James j Vorse, attaching 6/10/91 DOJ Press t

Release. (5 pp)

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9 undated Facsimile to Steve McKnight from Gary Claxton, attaching DOJ Press Release and j Statement of Facts. (14 pp) 10 undated OIMIS Data Entry Sheet (1 p)

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i 11 undated Description MDR series (10 AMP Rotary Relays) (3 pp) l ^

12 undated Airborne Express receipt from Gary H.

1 Claxton to Potter & Brumfield (1 p)

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13 undated Facsimile with attachment to SSA Joe Cewerth from Gary Claxton (3 pp)

, 14 undated UPS Next Day Air tracking label (2 pp) l 15 undated List of imprints for Relays (7 pp) 16 undated Handwritten note (1 p) 1

17 undated Subpoena to Peter Tolbert (6 pp) 18 undated Handwritten note (1 p) 19 undated Draft Indictment for Criminal No. 91-N (45 pp) 20 undated M & P Laboratory Report,

Title:

Samples taken from MDR Relays June 20, 1990.

Relays were brought in by K.R. Naidu. The two Relays sampled were labeled MDR 138-8 and were numbered 2 and 3. Both Relays had been initialed G.C. along with the date 6-14-90 (18 pp) 21 undated Evidence / Property Custody Document (3 pp) 22 undated Facsimile with attachment to Roger Fortuna from James Y. Vorse (2 pp) 23 undated Shipping receipt (2 pp) 24 undated Exhibit 7 to Case No. 2-90-014, List of non-conforming characteristics compiled by Roberts of suspect relays received at SHNP from Stokley (2 pp) 25 undated Exhibit 11 to Case No. 2-90-014, Copies of two VAMP invoices, No. 4541 and No. 4563, to Stokley for product labels which were applied to relays by Individual (2 pp) 26 undated Exhibit 19 to Case No. 2-90-014, TVA purchase Order No. 89NLB-83028B to Spectronics for three P&B'model 135-1 relays (5 pp) 27 undated Exhibit 22 to Case No. 2-90-014, Certificate of Compliance provided by Individual to SNP for relays sold under TVA Contract No. 89NLB-83028B (1 p) 28 01/25/73 Detail Drawing (1 p) 29 10/10/89 Exhibit 20 to Case No. 2-90-014, Martin Company Invoice No. 470 to Spectron 1cs for three P&B model 135-1 relays shipped October 16, 1989 (1 p) 30 10/24/89 Exhibit 21 to Case No. 2-90-014, SNP Receiving Report No. PIO50 for three P&B model 135-1 relays received from Spectronics on October 20, 1989 (1 p)

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31 11/02/89 Exhibit 28 to Case No. 2-90-014, U. S.

Treasury Check No. 4912-794381845 in the amount of $793.80 payable to Spectronica, Inc. (1 p) 32 02/15/90 Exhibit 13 to Case No. 2-90-014, Nutherm Purchase Order No. 3996-01 to Spectronica for 30 P&B relays (1 p) 33 03/26/90 Exhibit 32 to Case No. 2-90-014, Martin Company Invoice No. 0855 (1 p) 34 03/26/90 Exhibit 15 to Case No. 2-90-014, Martin Company Invoice No. 842, for four P&B model 134-1 relays shipped to Spectronics (1 p) 35 03/28/90 Exhibit 16 to Case No. 2-90-014, Spectronics Invoice NO. 12311 to Nutherm for four P&B model 134-1 relays shipped (1 p) 36 05/04/90 Exhibit 33 to Case No. 2-90-014, Nutherm Letter of Transmittal to WBNP with attached Certificates of Compliance (5 pp) 37 05/30/90 Exhibit 31 to Case No. 2-90-014, CP&L Requisition No. 90136 (1 p) 38 05/31/90 Exhibit 24 to Case No. 2-90-014, Stokley Invoice No. 6956 to Spectronics for four 142-1, six 173-1, and twelve 138-8 P&B relays at $6,792.00, shipped on May 30, 1990 (1 p) 39 06/04/90 Exhibit 25 to Case No. 2-90-014, l Spectronics Invoice No. 14141 to CP&L for l four 142-1, six 173-1, and twelve 138-8 l

P&B relays at $6,792.00, shipped on May 30, 1990 (1 p)

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40 06/04/90 Purchasing copy of a Purchase Order (1 p) i 41 6/7/90 Fax transmittal sheet attaching Purchase Order. (6 pages) i 42 6/12/90 Allegation Review Board Summary. (1 page) l 43 06/15/90 Exhibit 6 to Case No. 2-90-014, Report of Interview with Arthur J. roberts (2 pp) 44 06/19/90 Telecopy Cover sheet with attachment, from A. J. Roberts to Gary Claxton (2 pp) i

45 6/26/90 Exhibit 2 to Case No. 2-90-014: Request for Investigation from T. Murley to B.

Hayes. (5 pages) 46 06/26/90 Subpoena to William Stokley from James Y.

Vorse (2 p) 47 06/27/90 Exhibit 9 to Case No. 2-90-014, Report of Interview with Individual (3 pp) 48 06/28/90 Exhibit 10 to Case No. 2-90-014, Signed statement of Individual (5 pp) 49 06/29/90 Handwritten note c i telephone pad (1 p) 50 06/29/90 Electrical Requirements (7 pp) 51 07/02/90 Exhibit 4 to Case No. 2-90-014, Alphabetical Customer List for Spectronics (28 pp) 52 07/03/90 Handwritten note (2 pp) 53 07/06/90 Exhibit 30 to Case No. 2-90-014, Report of Interview with Individual (1 p) 54 07/11/90 Technical Instruction (TI-10) (5 pp) 55 07/12/90 Exhibit 34 to Case No. 2-90-014, letter from P. Tolbert to M. Crane. (1 page) 56 7/12/90 Memo from J. Vorse to T. Murley, subject:

Administrative Closure of Case No. A2 011. (1 page) 57 07/12/90 Exhibit 26 to Case No. 2-90-014, Letter from Tolbert to CP&L si p) 58 07/13/90 OI Response to/ Status of request for investigation (2 pp)

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59 07/13/90 Investigative plan (1 p) 60 07/17/90 Exhibit 14 to Case No. 2-90-014, Report of Interview with Individual (3 pp) 61 07/19/90 Memorandum to the Chairman Carr, from Ben B. Hayes, thru Hugh L. Thompson (1 p) 62 07/24/90 Exhibit 12 to Case No. 2-90-014, Report of Interview with Individual (1 p)

,. __ . _ . - . _ _ - _ . . _ . _ _ _ _ . . _ _ _ . _ _ _ _ _ . _ _ _ _ _ _ . _ _ ._...m_ > _ . _ _ _ ._ _ .__ _._

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63 08/07/90 Exhibit 17 to Case No. 2-90-014, Report of

examination by P&B of five relays received j at Nutherm (2 pp) 64 08/07/90 Exhibit 23 to Case No. 2-90-014, Report of examination by P&B of two relays received at SNP from Spectronics on October 20, l 1989 (2 pp)

)

65 08/14/90 Memorandum to case file recording telephone conversation (1 p) 66 09/05/90 NRC Information Notice No. 90-57:

Substandard, Refurbished Potter &

i Brumfield Relays Misrepresented as new (4 pp) 1 4 67 09/07/90 Letter to Priscilla Rosenberg from James Y. Vorse, requesting information for

, investigation (1 p)

I j 68 09/13/90 Report of Interview with individual (2 pp) i 69 09/24/90 Letter to Gary Claxton from Gary S.

Thompson,

Subject:

Spectronics, Inc.

Invoice No. 14141 dated June 4, 1990 (1 p) 70 10/01/90 Letter to Paul G. Cassell from Mark H.

Jay, Regarding: U. S. v. Stokley Enterprise

, and Spectronics - Our file No.: 90 S 7435 US (5 pp)

71 10/01/90 Exhibit 18 to Case No. 2-90-014, Report of Interview with Individual (1 p)

! 72 11/20/90 Printout with MOD Comments (6 pp)

73 01/24/91 Exhibit 27 to Case No. 2-90-014, Spectronics Invoice No. 8120 to TVA for i three model 135-1 relays sold to SNP (1 p)

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74 03/08/91 Report of Investigation, Case No. 2-90-014,

Subject:

Stokley i

Enterprises / Spectronics: Possible 4

Counterfeit Relays Supplied by Vendor l (23 pp) 75 03/20/91 Letter to James Reynolds from Ben B.

Hayes, referring Case No. 2-90-014 to DOJ

< (3 pp)

1 76 03/20/91 Memorandum to Thomas E. Murley, NRR from '

Ben B. Hayes,

Subject:

Stokley 4

Enterprises /Spectronics: Possible

Counterfeit Relays Supplied By Vendor f (Case No. 2-90-014 (2 pp) '

77 03/21/91 Letter to Henry E. Hudson from Ben B.

Hayes regarding assistance for an 4

investigation (1 p) 78 3/28/91 Memo from J. Lee to 8. Grimes, subject:

Transmittal of Investigative Material. (1 page) 79 5/15/91 Memo from B. Grimes to T. Murley, subject:

Review of 01 Report of Investigation of Stokley Enterprises /Spectronics (Case No.

2-90-14. (3 pages) 80 06/18/91 Handwritten note (1 p) 81 08/01/91 Note to the Commission regarding press release (3 pp) 82 08/15/91 Letter to Steven G. McKnight from James Y.

Vorse regarding investigation to Eugene P.

Tolbert (2 pp) 83 10/04/91 Memorandum to case file,

Subject:

Telephone call from Special Agent David Compton, NIS (1 p) 84 10/05/91 Newspaper clipping,

Title:

Navy Supplier gets prison, fine for bogus-parts sales (1 p) i 85 10/07/91 Facsimile from David Compton to i Gary Claxton and Barry Letts with attachment (3 pp) l l

86 11/27/91 NRC Information Notice 90-57, i Supplement 1: Substandard, Refurbished j Potter & Brumfield Reisys Represented as '

New (4 pp) 87 04/07/92 Letter to Spectronics, Inc., from James Y.

Vorse regarding return of 2 boxes of relays and attachment (3 pp)  !

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