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l' David Culpepper, Chief; Engineering Assurance ,
Kim Heffelfinger, Protection Services Supenisor
! Robert De La Espriella, QA Supervisor (Facilitator)
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4 Jim Sparola, Plant GeneralManager (Team Leader) -
David Culpepper, Chief; Engineering Assurance ;
Kim Heffelfinger, Protection Services Supervisor -
! Robert De La Espriella, QA Supervisor (Facilitator) 1 -
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BINDER 96-485 PDR
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i PSL SelfAssessment Acknowledgment Signatures i l l
1 I
The September 30,1996 PSL Self Assessment Report was revised to include the managemeni i-Jiinives to address each of the fundamental (limiting) weaknesses identified in the assessment. The l
initiatives are included in the "PSL Management Initiatives" section of the report.
' This assessment was completed with the full suppon of plant personnel and station supervisors a managers, and was led by a team ofPSL plant staff, as acknowledged below.
i PSL PLANT GENERAL MANAGER:
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'J,Scarola, Team Leader '
l Self Assessment TEAM:
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RTbeLa Espriella. Team facilitator I
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NOTE This report focuses on identifying the fundamental weaknesses at St. Lucie,
' and was not intended to be a balanced account of strengths and weaknesses.
While some strengths and many positive initiatives were documented, they were provided for historical and contextual perspective. To provide a balanced view ofoverall station perfonnance would require additional efforts to document other strengths and positive aspects of PSL performance that were not identified as part of this self-assessment's self-critical mission.
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i-TABLE OF CONTENTS i i
l EXECUTIVE
SUMMARY
. , 1 l l
INTRODUCTION ...
1 l . . . . .
. .5 !
METHODOLOGY..... .. . . .. . .. ,
... .7 1
i IDENTIFIED WEAKNESSES 4
. . .. 10 I. . Complacency 10 II. Training ... . . .
. . .. 12 III. Self-assessment . ..
. . . . . 15 IV. Corrective Actions . . ... .
. . .. 16 V. Accountability .
... . . . . . 18 VI. Programs / Processes / Procedures . . . .. . 21 VII. Change Management . .
. . 25 VIII. Communications . . . .. . . . . . .27 PSL MANAGEMENT INITIATIVES (Revised) .
. . 29 I. Management Initiatives To Address Limiting Weaknesses . . . . . 29 II. Additional Compensatory Measures
. . . .38 !
i 4
1 .
PSL SelfAueument (Rev 1)
EXECUTIVE
SUMMARY
The performance and operating history of the St. Lucie nuclear station from 1984 to 1994 earned it one of the best reputations among nuclear plants world wide. During that decade, St. Lucie set world t records for continuous plant operations, receiving the highest marks from regulators and praise and recognition from the nuclear industof. For example, in 1985, St. Lucie Unit 1 (PSL-1) was the first ;
reactor ever to record an average annual load factor of over 100%. From 1989 to 1992, PSL-2 successfully ran for 427 consecutive days, and following a successful outage, ran for another 502 ,
consecutive days which, at that time, set the world record for continuous operation. The NRC l
graded St. Lucie a perfect 1.00 for the SALP evaluation periods ending in 1992 and 1994, noting that "St. Lucie continued its history of exceptional performance, attaining superior ratings in all SALP
- functional areas for the second consecutive SALP period." INPO also rated St. Lucie's performance as a"1" for the three consecutive grading periods ending in June 1990, April 1992, and August 1995, "in recognition of the achievement of excellence in nuclear plant performance." j Beginnmg in August 1995, a series of significant problems and events indicated that St. Lucie plant j performance had declined. On August 8,1995, during shutdown conditions, an inadvertent main steam isolation signal (MSIS) was generated and reactor coolant pump seals were damaged, because operators did not meet procedure requirements. At this time, it was also discovered that the PSL-1 power operated relief valves (PORVs) had been improperly assembled during the 1994 outage, and were inoperable throughout the operating cycle. On August 17,1995,10,000 gallons of borated
- water was sprayed into the PSL-1 contamment through the containment spray (CS) system, when that system was inadvertetaly cross connected with the shut down cooling system. Effective corrective ;
actions were not taken to preclude system relief valves from lifting inappropdately on three occasions .
in early 1995, and in ' August 1995, the shutdown cooling system relieflifted again, releasing 4000 gallons of reactor coolant into the Unit 1 pipe tunnel. Later in the year, the PSL-2 reactor pressure vessel 0-dngs failed to seal properly for approximately the fifth time in the history of the Nuclear Division, causing significant delays in the refueling outage. The latest in this series of events occurred i
on January 22,1996, when an operator error resulted in an inadvertent dilution of the reactor coolant system at PSL-1.
PSL plant management determined that a critical self-assessment of the operation of PSL was needed, l
to determme the cause for this decline in performance, so that PSL could regain its status as one of the finest plants in the nuclear industry. On April 26,1996, the PSL Site Vice President directed the Plant General Manager to conduct a broad self-assessment of the operation at PSL, to identify the fundamental (most limiting) weaknesses which have caused a decline in PSL performance. This assessment covered the areas of safety assessment / corrective actions, operations, engineedng, maintenance, plant support, and management policies. It was conducted from May to October 1996, 2 and required approximately 4000 man-hours to complete. The assessment period covered approximately two and a halfyears of operation (document re/iews from January 1994 through April 1996, and observations from May through June 1996).
4 1
PSL SelfAssasment (Rev 1)
The assessment team identified eight fundamental (limiting) weaknesses that have caused a decline in performance at St. Lucie.
- 1. Comolacencv: Lack ofmanagement reinforcement ofcontinuous imorovement. establishment of challennine goals and incorooration of best industry oractices. During its many years as a leader in the nuclear industry, the PSL management team became comfortable with its performance Near the end of the 1980s, PSL had effectively isolated itself from its peers, and focused on developing its own processes. PSL plant management did not readily embrace the improvements or good practices developed elsewhere in the industry, and was not very receptive to suggestions for improvement from oversight groups, regulators and the industry.
The PSL culture gradually developed into one of complacency.
- 2. Trauune: Lack of sufEcient ownershio of formal training by the line organization. and lack of ownership ofline performance by training. Formal training at PSL historically focused on those programs specifically emphasized by the regulator and accredited by INPO, and those training programs continued to be adequate. However, the training programs lacked sufficient ownership by the plant departments, and the training department did not take sufficient ownership in the performance of its trainees on-the-jdb. Additionally, the Training Department did not receive formal feedback from the plant line organization to allow timely
, identification of weaknesses and new training needs, and to identify those training elements and techniques which were particularly useful.
- 3. Self-assessment: Lack ofemohasis on iden!jping and correcting problems at the worker and suoervisor levels (first and second levels of der nse of aualitv1 Self-assessment was not well defined in the Nuclear Division, and PSL plant management did not set clear expectations for the performance ofroutine self-assessment or emphasized the value of formal self-assessment.
At PSL, implementing procedures and training on self-assessment were not established for all departments. Self-assessments were mostly conducted to address significant events, but self-assessment did not become a part of the normal plant routine to identify and correct problems at PSL.
- 4. Corrective Actions: Less than effective imolementation of corrective action orocesses and lack ofcorrective action follow through. PSL corrective action processes (e.g., the site wide process for documenting problems, root cause and cther processes / procedures to analyze problems. md corrective action tracking methods) provided a solid foundation which was generally used to effectively investigate and correct consequential (high visibility) problems and events. However, the same processes were not always implemented effectively to address
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problems that were less visible or oflesser consequence, and the analysis of those problems did not consistently identify underlying causal factors. As a consequence, the resulting corrective actions were sometimes narrowly focused, symptom based, ineffective in preventing recurrence, and were often not applied to other programs, processes, procedures, or equipment that suffered from the same weaknesses. Corrective action tracking and 2
r 1
PSL SeffAssaament(Rev1) trending processes did not typically monitor the effectiveness of corrective actions, or effectively identify adverse trends. Lastly, corrective actions were seldom provided to correct ;
self-assessment deficiencies and corrective action weaknesses when self-disclosing problems :
and repeat events occurred.
' 5. Aggentability: Lack of consistent assignment and/or enforcement of individual asscyntabilities. PSL management did not. clearly state expectations and hold individuals accountable for meeting those expectations. Implementing procedures were less comprehensive and less specific than that required for effective establishment of ,
accountability. Plant personnel were not held accountable for their performance by supervisors and managers, and as a result . weaknesses developed in the areas of attention to 4 detail, procedural adherence, configuration control, and other areas of responsibility.
6 Pronrams/ Processes / Procedures: Lack of emohasis on. and accountability for. imoortant j oronrams. orocesses or oroeMures. The PSL events of 1995 and 1996 revealed weaknesses in a variety of the programs, processes and procedures used at PSL. Knowledge based procedures were in use for many years, relying on experienced, trained personnel to properly [
perform tasks despite limited procedure detail. Personnel performance and job completion were valued more than having correct procedures. Inadequate procedures and processes '
were " worked around" and were not seen as a significant problem for the plant. Program performance has suffered due to a lack of program accountability.
- 7. Channe Manmoement: Less than adequate imolementation of channes. Signi6 cant organizational and administrative changes were implemented at PSL in 1995 and 1996.
However, after years ofstable operations, the PSL team was not accustomed to change, and had not developed the " change management" skills needed to assure organizational and process changes were successfully implemented. As a result, the significant changes were not i carefully evaluated and managed to ensure that the organizations transitioned smoothly into l
. their new areas of responsibility. In some cases, continuity was not maintained for critical )
functions of the organization.
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- 8. Communications: Less than adeaunte communications contributed to a lack of common focus and cohesiveness in the organization. Communication at PSL suffered because the importance of clear written and verbal communications was not emphasized, and methods for communicating issues and expectations up and down the management chain were not well defined. As a result, a number of station performance problems developed due to communications weaknesses.
At the ' time of this repon, it is recognized that St. Lucie has undertaken numerous changes in personnel, processes and procedures over the past year. Between August 1995 and September 1996, most key managers were replaced at St. Lucie, including the Site Vice President, the Plant . General Manager, the Operations Manager, the Work Control Manager, the Engineering Manager, the
PSL SeVAssessmesnt (Rev 1)
Senices Manager, the Licensing Manager, the Business Systems Manager, the Materials Manager, and the Training Manager. Of twelve key managers replaced since 1994, all but two have worked the majority of their careers outside of St. Lucie.
The St. Lucie experience has provided valuable lessons for FPL as well as the nuclear industry. Self-assessment, combined with a robust corrective action program, are essential to achieving and maintaining good performance PSL must not rely solely on regulators or oversight groups to grade its performance. Satisfying minimum regulatory requirements assures that public health and safety are maintained. However, meeting minimum regulatory requirements does not guarantee that the facility will perform well as a business entity. NRC and INPO ratings provide for high level comparisons between facilities, but they are not good enough for early identification of declirdng !
trends. It is up to PSL to develop those essential process indicators to monitor performance, to perform critical self-assessments that identify limiting fundamental weaknesses, and to provide effective corrective actions such that those weaknesses do not manifest themselves in events. To protect public health and safety, and to succeed as a business organization, PSL must have sound processes and procedures, maintain a high state of equipment reliability and availability, and maintain a highly trained and accountable workforce.
l A PSL manager has been assigned to each of the fundamental (limiting) weaknesses identified in the PSL SelfAssessment, and each manager will act on behalf of the PSL Site Vice President to develop and implement site wide plans to address assigned weaknesses. In addition to developing specific action plans, each manager will also establish a set ofindicators that will help determine whether the
- corrective actions are improving performance.
l l
4 2
8 1
1 4
1
PSL SelfAssessmmt(Rev 1)
DETAILS INTRODUCTION The performance and operating history of the St. Lucie nuclear station from 1984 to 1994 earned it one of the best reputations among nuclear plants world wide. Dunng that decade, St. Lucie set world records for continuous plant operations, receiving the highest marks from regulators and praise and ;
recognition from the nuclear industry. Representatives from the US and international nuclear 1 industry frequently visited St. Lucie to benclunark their performance against St. Lucie nuclear plant operations and processes.
St. Lucie Unit 2 (PSL-2) began commercial operation in late 1983, and FPL received industry )
recognition for completing its constmetion within six years, on time and under budget. During its 1 first cycle ofoperation, PSL-2 achieved a 92.5 % capacity factor and attained a 203 day continuous :
mn at power. The NRC ranked l'SL-2 first in initial power operation among new US nuclear plants I during 1983-1985. This rankmg was based on statistical analyses of the first 12 months of operating ;
experience using reactor protection system actuations, engineered safety feature actuations, safety l
system performance, radiological releases, and external events. In 1984, the first refueling outage for PSL-2 was completed in less than 38 days, which was in itself an achievement that was recognized with a cover story on Nuclear News, a national publication. In 1985, St. Lucie Unit 1 (PSL-1), which started commercial operation in December 1976, was the first reactor ever to record an average annual load factor of over 100%, which received national recognition from Nuclear Engineering Intemational. From 1984 to 1986, the average NRC Systematic Assessment of Licensee Performance (SALP) score for St. Lucie was 1.40, compared to an industry average of 1.70 (SALP scores range from 1 to 3, with I being the highest).
In 1986 and 1987, PSL-2 achieved a mpacity factor of 98.3% with the unit on-line for all but 8 days ofa 485 day cycle. In 1988, PSL ': never went offline, and was recognized in Nucleonics Weekly for achieving a 100% capacity facto The single and multiple unit rankings of St. Lucie placed these units at the top of US nuclear plants nr capacity factor in the late 1980s. In 1989, FPL was the first company in the world outside of Japan to be awarded the Deming Prize by the Japanese Union of Scientists and Engineers for its achievements in Total Quality Management. The pinnacle of St. Lucie performance occurred from 1989 to 1992, when PSL-2 successfully ran for 427 consecutive days, and (following a successful outage) ran for another 502 consecutive days which, at the time, set the world record for continuous operation. -
The average NRC SALP scores for St. Lucie improved from 1.14 in 1989, to a perfect 1.00 for the SALP evaluation period ending in 1992. The NRC again assessed St. Lucie with a pdect 1.00 SALP r'ating for the period ending on January 1,1994, noting that "St. Lucie continuec s history of exceptional performance, attaining superior ratings in all SALP functional areas for the second consecutive SALP period. This continued high level of performance resulted from a dedication to excellence and teamwork by those associated with the facility. It was fostered by proactive 5
B PSL SelfAssessment (Rev 1) management setting high standards of safety performance, and also prosiding the resources necessary to attain those standards." INPO also rated St. Lucie's performance as a "l_" (INPO ratings range from 1 to 5, with I being the highest) for the three consecutive grading periods ending in June 1990, April 1992, and August 1995, "in recognition of the achievement of excellence in nuclear plant performance."
For the three year period of1993-1995, the St. Lucie capacity factors declined slightly below that of the industry average. However, in 1994, PSL-2 completed a successful 35 day refueling outage, shortest to date among CE plants. During that three year period, St. Lucie was cited for approximately 8 NRC violations and filed with the NRC approximately 16 Licensee Event Reports (LER's) per year, both relatively low numbers for the industry. In hiay 1995, the NRC wrote to the President ofFPL's Nuclear Division, forwarding the results of a review of recent performance at the St. Lucie facility, stating that "at St. Lucie, we noteo that there were no indications of declining performance."
.Beginningin August 1995, a series of significant problems and events indicated that St. Lucie plant performance had declined. On August 8,1995, during shutdom conditions, an inadvenent main steam isolation signal (hiSIS) was generated and reactor coolant pump seals were damaged, becau'se operators did not follow procedure requirements. At this time, personnel also discovered that the PSL-1 power operated reliefvalves (PORVs) had been improperly assembled during the 1994 outage, and had been inoperable throughout the operating cycle. On August 17,1996,10,000 gallons of borated water was sprayed into the PSL-1 containment through the containment spray (CS) system, when that system was inadvertently cross connected with shut down cooling. Effective corrective actions were not taken to preclude system reliefvalves from lining inappropriately on three occasions in early 1995, and in August 1995, the shutdown cooling system relieflined again, releasing 4000 gallons of reactor coolant into the Unit 1 pipe tunnel. Later in the year, the PSL-2 reactor pressure vessel 0-rings failed to seal properly for approximately the fifth time in the history of the Nuclear Division, causing significant delays in the refueling outage. The latest in the series of events occurred on January 22,1996, where an operator error resulted in an inadvertent dilution of the reactor coolant system at PSL-1. Following an extensive evaluation of the event, and given the trend of performance problems since August 1995, PSL plant management determined that a critical self-assessment of the operation of PSL was warranted, to determined the cause for the decline in performance, such that PSL could regain its place among the best plants in the nuclear industry.
On April 26,1996, the PSL Site Vice President directed the Plant General hianager to formally conduct a broad self-assessment of the operation of PSL, to identify the fundamental (most limiting) weaknesses that have caused a decline in PSL performance. The assessment covered the areas of safety assessment / corrective actions, operations, engineering, maintenance, plant support, and management policies. FPL management provided substantial resources and support to the Integrated Performance Assessment, dedicating a team of 3 FPL employees to completing the assessment, and supplementing the team with additional personnel from Turkey Point, FPL's Juno Beach ofhces, and the nuclear industry. The assessment was conducted from hiay to October 1996, and required 6
~
l 1
PSL SelfAssessment (Rev 1) i approxunately 4000 man hours to complete. The assessment period covered approximately two and one half years of operation (document reviews from January 1994 to April 1996, and observations l from May to June 1996). I i
. i METHODOLOGY PhauI: Initial Au*ument The purpose of the first phase of the assessment was to develop an initial assessment of the performance of St. Lucie operations.
- From May to July 1996, the Self-assessment Team performed document reviews, conducted personnel interviews, and observed various aspects of plant operations. During this phase, the team was supplemented by approximately 15 knowledgeable individuals from FPL and the nuclear industry, which allowed the team to gain independent insights of performance at PSL. The. following functional areas were assessed.
I. Operations - _
II. Engineering l III. Maintenance
- IV. Plant Support - Health Physics V. Plant Support - Security VI. Plant Support - Emergency Preparedness VII. Site Management Policies and Expectations VIII. Safety Assessment / Corrective Actions Examples of good or weak performance were grouped together within each functional area, and assessments were developed to characterize the general performance during that time. The assessments and their supporting examples formed the basis for the overall Phase I initial assessment.
The following references / sources were used during the document reviews, covering the period of
' January 1994 to April 1996.
A. NRC Inspection and SALP Reports.
B. PSL 1 and 2 Licensee Event Reports.
C. NP-700 Problem Reports.
D. PSL In-house Event Reports.
E. PSL Condition Reports.
' F. PSL Plant Manager Action Items.
G. Quality Assurance audits.
H. Independent Technical Reviews.
I. ' Department self-assessments.
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TABLE OF CONTENTS EXECUTIVE
SUMMARY
... . 1 INTRODUCTION . . . ..
. . . .. .5 METHODOLOGY.... . .
.. . .. . . .7 IDENIInED WEAKNESSES . . .. .. .
. . .. . 10 I. Complacency .. . . . .. . 10 II. Training .. . .
. 12 III.
Self-assessment ..
15 IV. Corrective Actions . .. . . . . 16 V. Accountability . . . .
. . 18 VI. Programs / Processes / Procedures . . .. . .
. 21 )
VII. Change Management . ..
. 25 !
VIII. Communications . . . . . .
. 27 PSL MANAGEMENT INITIATIVES (Revised) . . . .29 I. Management Initiatives To Address Limiting Weaknesses .
. .29 !
II. Additional Compensatory Measures .. .
.. .. .38
PSL SelfAssessment (Rev 1) l 1
EXECUTIVE
SUMMARY
l The performance and operating history of the St. Lucie nuclear station from 1984 to 1994 earned it one of the best reputations among nuclear plants world wide. Dunng that decade, St. Lucie set world records for continuous plant operations, receiving the highest marks from regulators and praise and recognition from the nuclear industry. For example, in 1985, St. Lucie Unit 1 (PSL-1) was the first reactor ever to record an average annualload factor of over 100%. From 1989 to 1992, PSL-2 .
successfully ran for 427 consecutive days, and following a successful outage, ran for anothe 502 l i
consecutive days which, at that time, set the world record for continuous operation. The NRC graded St. Lucie a perfect 1.00 for the SALP evaluation periods ending in 1992 and 1994, noting that "St. Lucie continued its history of exceptional performance, attaining superior ratings in all SALP i functional areas for the second consecutive SALP period." INPO also rated St. Lucie's performance as a "1" for the three consecutive grading periods ending in June 1990, April 1992, and August 1995, :
"in recognition of the achievement of excellence in nuclear plant perfonnance." l Begmnmg in August 1995, a series of significant problems and events indicated that St. Lucie plant performance had declined. On August 8,1995, during shu lown conditions, an inadvertent main steam isolation signal (MSIS) was generated and reactor coolant pump seals were damaged, because operators did not meet procedure requirements. At this time, it was also discovered that the PSL-1 power operated relief valves (PORVs) had been improperly assembled during the 1994 outage, and were inoperable throughout the operating cycle. On August 17,1995,10,000 gallons of borated water was sprayed into the PSL-1 contamment through the contamment spray (CS) system, when that system was inadvertently cross connected with the snut down cooling system. Effective corrective actions were not taken to preclude system relief valves from lifting inappropriately on three occasions in early 1995, and in August 1995, the shutdown cooling system relieflifted again, releasing 4000 gallons of reactor coolant into the Unit 1 pipe tunnel. Later in the year, the PSL-2 reactor pressure vessel 0-rings failed to seal properly for approximately the fifth time in the history of the Nuclear i Division, causing significant delays in the refueling outage. The latest in this series of events occurred on January 22,1996, when an operator error resulted in an inadvertent dilution of the reactor coolant system at PSL-1.
PSL plant management determined that a critical self-assessment of the operation of PSL was needed, to determine the cause for this decline in performance, so that PSL could regain its status as one of the finest plants in the nuclear industry. On April 26,1996, the PSL Site Vice President directed the Plant General Manager to conduct a broad self-assessment of the operation at PSL, to identify the fundamental (most limiting) weaknesses which have caused a decline in PSL performance. This assessment covered the areas of safety assessment / corrective actions, operations, engineering, maintenance, plant support, and management policies. It was conducted from May to October 1996, and required approximately 4000 man-hours to complete. The assessment period covered approximately two and a halfyears of operation (document reviews from January 1994 through April 1996, and observations from May through June 1996).
1
I I
i PSL SelfAnasment(Rev1)
The assessment team identified eight fundamental (limiting) weaknesses that have caused a decline in performance at St. Lucie.
l I
- _ l. Comolacencv
- I ack of management reinforcement of continuous imorovement. establishment of challengine goals and incorooration of bes: industry oractices. During its many years as a leader in the nuclear industry, the PSL management team became comfonable with its performance Near the end of the 1980s, PSL had effectively isolated itself from its peers, and focused on developing its own processes PSL plant management did not readily embrace the improvements or good practices developed elsewhere in the industry, and was not very receptive to suggestions for improvement from oversight groups, regulators and the industry.
The PSL culture gradually developed into one of complacency.
2.
Traimng: Lack of mEcient ownershio of formal trainine bv the line organization. and lack of ownershio ofline oerformance by training. Formal training at PSL historically focused on - l those programs specifically emphasized by the regulator and accredited by INPO, and those l training programs continued to be adequate. However, the training programs lacked sufficient ownership by the plant departments, and the training department did not take sufficient ownership in the performance of its trainees on-the-jdb. Additionally, the Training Dep imes did not receive formal feedback from the plant line orgamzation to allow timely 1 identification of weaknesses and new training needs, and to identify those training elements i
and techniques which were particularly useful.
- 3. Self-assessment: T ack ofemohasis on identifying and correcting problems at the worker and suoervisor levels (first and second levels ofdefense of auality). Self-assessment was not well I defined in the Nuclear Division, and PSL plant management did not set clear expectations for the performance of routine self-assessment or emphasized the value of formal self-assessment. 1 At PSL, implementing procedures and training on self-assessment were not establi.shed for ;
all departments. Self-assessments were mostly conducted to address significant events, but self-assessment did not become a part of the normal plant routine to identify and correct ,
problems at PSL.
4, Corrective Actions: Less than eTective implementation of corrective action orocesses and lack of corrective action follow through. PSL corrective action processes (e.g., the site wide process for documenting problems, root cause and other processes / procedures to analyze problems, and corrective action tracking methods) provided a solid foundation which was generally used to effectively investigate and correct consequential (high visibility) problems and events. However, the same processes were not always implemerted effectively to address problems that were'less visible or oflesser consequence, and the analysis of those problems did not consistently identify underlying causal factors. As a consequence,' the resulting corrective actions were sometimes narrowly focused, symptom based, ineffective in preventing recurrence, and were often not applied to other programs, processes, procedures, or equipment that suffered from the same weaknesses. Corrective action tracking and 2
,. I i l s
I 5'
PSL Se(fA.neumast (Rev 1)
! trending processes did not typically monitor the effectiveness of corrective actions, or effectively identify adverse trends. Lastly, corrective actions were seldom provided to correct I. - self-assessment de6ciencies and corrective action weaknesses when self-disclosing problems
- and repeat events occurred.
i'
- 5. Accountshility: Lack of consistent assianment and/or enforcement of individual j accountabilities. PSL management did not clearly state expectations and hold individuals j accountable for . meeting those expectations. - Implementing procedures. were less
comprehensive and less specific than that required for effective establishment of i accountability. Plant personnel were not held accountable for their performance by i supervisors and managers, and as a result, weaknesses developed in the areas of attention to detail, procedural adherence, configuration control, and other areas of responsibility, i
l: 6 Programs / Processes / Procedures: Lack of emohasis on. and accountability for. important
! oronrams. orocesses or orocedures. The PSL events of 1995 and 1996 revealed weaknesses I in a variety of the programs, processes and procedures used at PSL. Knowledge based
! procedures were in use for many years, relying on experienced, trained personnel to properly j perform tasks despite limited procedure detail. Personnel performance and job completion were valued more than having correct procedures. Inadequate procedures and processe. 1 l were " worked around" and were not seen as a significant problem for the plant. Program
! performance has suffered due to a lack of program accountability.
j 7. Channe Mananement: Less than adeauate imolementation of channes. Significant organizational and administrative changes were implemented at PSL in 1995 and 1996.
- However, after years of stable operations, the PSL team was not accustomed to change, and j had not developed the " change management" skills needed to assure organizational and
- process changes were successfully implemented. As a result, the significant changes were not j carefully evaluated and managed to ensure that the organizations transitioned smoothly into their new areas of responsibility. In some cases, continuity was not maintained for critical functions of the orgamzation.
- 8. Communications: Less than admate communications contributed to a lack of common focus
- i. ad cohesiveness in the organization. Communication at ~PSL suffered because the importance of clear written and verbal communications was not emphasized, and methods for
- communicating issues and expectations up and down the management chain were not well i defined. As a result, a number of station performance problems developed due to i communications weaknesses.
l At the time of this report, it is recognized that St. Lucie has undertaken numerous changes in ;
- personnel, processes and procedures over the past year. Between August 1995 and September 1996, j j most key managers were replaced at St. Lucie, including the Site Vice President, the Plant . General l
!: Manager, the Operations Manager, the Work Control Manager, the Engineering Manager, the l 4 i b ]
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PSL SelfAssessment (Rev 1)
Services Manager, the Licensing Manager, the Business Systems Manager, the Materials Manager, and the Training Manager. Of twelve key managers replaced since 1994, all but two have worked the majority of their careers outside of St. Lucie.
The St. Lucie experience has provided valuable lessons for FPL as well as the nuclear industry. Self-assessment, combined with a robust corrective action program, are essential to achieving and maintaining good performance. PSL must not rely solely on regulators or oversight groups to grade its performance. Satisfying minimum regulatory requirements assures that public health and safety are maintained. However, meeting minimum regulatory requirements does not guarantee that the facility will perform well as a business entity. NRC and INPO ratings provide for high level comparisons between facilities, but they are not good enough for early identification of declining trends. It is up to PSL to develop those essential process indicators to monitor performance, to perform critical self-assessments that identify limiting fundamental weaknesses, and to proside effective corrective actions such that those weaknesses do not manifest themselves in events. To protect public health and safety, and to succeed as a business orgamzation, PSL must have sound processes and procedures, maintain a high state of equipment reliability and availability, and maintain a highly trained and accountable workforce.
A PSL manager has been assigned to each of the fundamental (limiting) weaknesses identified in the PSL Self Assessment, and each manager will act on behalf of the PSL Site Vice President to develop and implement site wide plans to address assigned weaknesses. In addition to developing specific action plans, each manager will also establish a set ofindicators that will help determine whether the corrective actions are improving performance.
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PSL SelfAssessmaat (Rev 1)
DETAILS INTRODUCTION The performance and operating history of the St. Lucie nuclear station from 1984 to 1994 earned it
. one of the best reputations among nuclear plants world wide. Dunng that decade, St. Lucie set world records for continuous plant operations, receiving the highest marks from regulators and praise and recognition from the nuclear industry. Representatives from the US and international nuclear industry frequently visited St. Lucie to benchmark their performance against St. Lucie nuclear plant operaticas and processes.
St. Lucie Unit 2 (PSL-2) began commercial operation in late 1983, and FPL received industry recognition for completing its construction within six years, on time and under budget.' During its first cycle ofoperation, PSL-2 achieved a 92.5 % capacity factor and attained a 203 day continuous run at power. The NRC ranked 15L-2 first in initial power operation among new US nu~ clear plants dunng 1983-1985. This ranking was based on statistical analyses of the first 12 months of operating experience using reactor protection system actuations, engineered safety feature actuations, safety system performance, radiological releases, and external events. In 1984, the first refueling outage for PSL-2 was completed in less than 38 days, which was in itself an achievement that was recognized with a cover story on Nuclear News, a naticnal publication. In 1985, St. Lucie Unit 1 (PSL-1), which started commercial operation in December 1976, was the first reactor ever to record an average annual load factor of over 100%, which received national recognition from Nuclear Engineering Intemational. From 1984 to 1986, the average NRC Systematic A"*" ment of Licensee Performance (SALP) score for Et Lucie was 1.40, compared to an industry average of 1.70 (SALP scores range from 1 to 3, with 1 being the highest).
In 1986 and 1987, PSL-2 achieved a capacity factor of 98.3% with the unit on-line for all but 8 days -
of a 485 day cycle. In 1988, PSL-2 never went offline, and was recognized in Nucleonics Weekly for achievmg a 100% capacity factor. The single and multiple unit rankings of St. Lucie placed these units at the top ofUS nuclear plants for capa' city factor in the late 1980s. In 1989, FPL was the first company in the world outside of Japan to be awarded the Deming Prize by the Japanese Union of Scientists and Engmeers for its achievements in Total Quality Management. The pinnacle of St. Lucie performance occurred from 1989 to 1992, when PSL-2 successfully ran for 427 consecutive days, and (following a successful outage) ran for another 502 consecutive days which, at the time, set the world record for continuous operation. -
The average NRC SALP scores for St. Lucie improved from 1.14 in 1989, to a perfect 1.00 for the SALP evaluation period e~nding in 1992. The NRC again assessed St. Lucie with a pe fect 1.00 SALP rating for the period ending on January 1,1994, noting that "St. Lucie continuec . s history of exceptional performance, attaining superior ratings in all SALP functional areas for the second consecutive SALP period. This continued high level of performance resulted from a dedication to excellence and teamwork by those associated with the facility. It was fostered by proactive 5
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PSL SelfAssessment (Rev 1) management setung high standards of safety performance, and also providing the resources necessanf to attain those standards." INPO also rated St. Lucie's pedormance as a "1." (INPO ratings range from 1 to 5, with I being the highest) for the three consecutive grading periods ending in June 1990, April 1992, and August 1995, "in recognition of the achievement of excellence in nuclear plant performance."
For the three year period of 1993-1995, the St. Lucie capacity factors declined slightly below that of the industry average. However, in 1994, PSL-2 completed a successful 35 day refueling outage, shonest to date among CE plants. During that three year period, St. Lucie was cited for approximately 8 NRC violations and filed with the NRC approximately 16 Licensee Event Reports (LER's) per year, both relatively low numbers for the industry. In May 1995, the NRC wrote to the President ofFPL's Nuclear Division, forwarding the results of a review of recent performance at the St. Lucie facility, stating that "at St. Lucie, we noted that there were no indications of declining performance."
Begmmng in August 1995, a series of significant problems and events indicated that St. Lucie plant performance had declined. On August 8,1995, during shutdown conditions, an inadvertent main steam isolation signal (MSIS) was generated and reactor coolant pump seals were damaged, becau'se operators did not follow procedure requirements. At this time, personnel also discovered that the PSL-1 power operated reliefvalves (PORVs) had been improperly assembled during the 1994 outage, and had been inoperable throughout the operating cycle. On August 17,1996,10,000 gallons of borated water was sprayed into the PSL-1 containment through the containment spray (CS) system, when that system was inadvertently cross connected with shut down cooling. Effective corrective actions were not taken to preclude system reliefvalves from lifting inappropriately on three occasions in early 1995, and in August 1995, the shutdown cooling system relieflifted again, releasing 4000 gallons of reactor coolant into the Unit 1 pipe tunnel. Later in the year, the PSL-2 reactor pressure vessel 0-rings failed to seal properly for approximately the fifth time in the history of the Nuclear Division, causing significant delays in the refueling outage. The latest in the series of events occurred on January 22,1996, where an operator error resulted in an inadvertent dilution of the reactor coolant system at PSL-1. Following an extensive evaluation of the event, and given the trend of performance problems since August 1995, PSL plant management determined that a critical self-assessment of the operation of PSL was warranted, to determined the cause for the decline in performance, such that PSL could regain its place among the best plants in the nuclear industry.
On April 26,1996, the PSL Site Vice President directed the Plant General Manager to formally conduct a broad self-assessment of the operation of PSL, to identify the fundamental (most limiting) weaknesses that have caused a decline in PSL performance. The assessment covered the areas of safety assessment / corrective actions, operations, engineering, maintenance, plant support, and manag6 ment policies. FPL management provided substantial resources and support to the Integrated Performance Assessment, dedicating a team of 3 FPL employees to completing the assessment, and supplementing the team with additional personnel from Turkey Point, FPL's Juno Beach offices, and the nuclear industry. The assessment was conducted from May to October 1996, and required 6
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PSL SelfAssasment (Rev 1) approximately 4000 man hours to complete. The asessmerc period covered approximately two and one half years of operation (document reviews from January 1994 to April 1996, and observations from May to June 1996). 3 METHODOLOGY PhawI: Initial Assessment The purpose of the first phase of the assessment was to develop an initial assessment of the performance of St. Lucie operations. j i
l From May to July 1996, the Self-assessment Team performed document reviews, conducted )
- personnelinterviews, and observed various aspects of plant operations. During this phase, the team
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. was supplemented by approximately 15 knowledgeable individuals from FPL and the nuclear industry, ,
which allowed the team to gain independent insights of performance at PSL. The followmg l
- . functional areas were assessed. j
- I. Operations j IL Engmeering !
III. Maintenance
! IV. Plant Support - Health Physics i V. Plant Support - Security 3 VI. Plant Support - Emergency Preparedness VII. Site Management Policies and Expectations i VIII. Safety Assessment / Corrective Actions I
Examples of good or weak performance were grouped together within each f.metional area, and assessments were developed to characterize the general performance during that time. The ate ==ments and their supporting examples formed the basis for the overall Phase I initial assessment.
The following references / sources were used during the document reviews, covering the' period of j January 1994 to April 1996.
A. NRC Inspection and SALP Reports.
B. PSL 1 and 2 Licensee Event Reports.
C. NP-700 Problem Repons.
D. PSL In-house Event Reports.
E. PSL Condition Reports.
' F. . PSL Plant Manager Action Items.
G. Quality Assurance audits.
H. Independent Technical Reviews.
I. Department self-assessments.
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i PSL SelfAssasment (Rev 1)
J. Nuclear plant work orders.
K. Radiological deficiency repons.
L. Skin and personnel contamination reports.
M. Nuclear Division monthly indicators.
N. PSL procedures.
O. Operations Oversight Team (OOT).
Note: (NPO evaluations ofPSL were not used in order to avoid any influence from past assessment conclusions.
l The initial assessments for each functional area are documented in Appendix A to this report.
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! Phase II: Validation and Analysis l l
The purpose of this phase was to validate the assessments developed during Phase I, and to further I analyze the problem areas using experienced plant personnel, supervisors, department heads and )
managers for each functional area.
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The results of Phase I were presented to representatives from each functional area, and all affected departments were provided with copies of the assessments for their respective department. The ;
examples used in the assessment were verified as correct, and the conclusions drawn from those '
examples were validated to be wpported by the examples.
l The problems identified in the Phase I assessments were evaluated using cause and effect (C&E) 1 analysis.- The Self-assessment Team met with the Depanment Head and key personnel from each affected depanment to perform the analyses. The analysis process relied on the knowledge, expenise, opinions and perceptions of those key individuals to establish the underlying causal factors for each problem assessment. Those underlying causal factors which appeared repeatedly throughout many depanments were identified as potential limiting (fundamental) weaknesses, and further evaluated by the team.
The results of the Phase II analyses are documented in Appendix B to this repon.
Phase III: PSL Limitina Weaknesses The purpose of this phase was to identify those fundamental problems that are at the root of many issues or events at St. Lucie.
The underlying causal factors identified by plant personnel in Phase II were evaluated by the PSL l Self-assessment Team, to determine which of these weaknesses was at the root of problems in i numerous functional areas. Those weaknesses which appeared across many functional areas were determined to be the underlying fundamental problems at the site, and were labeled limiting j 8
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l PSL SelfAssessment (Rev 1) weaknesses. Due to their inherent impact on many aspects of PSL operation, these limiting j weaknesses must be addressed before the overall performance of St. Lucie can improve. j The limiting weaknesses are discussed in detail in the main body of this report.
Phase IV: Corrective Actions I
Following the completion of Phase III, management initiatives were developed to addrecs the PSL limiting weaknesses identificd in this report. Additional corrective actions will be implemented by j each Department Head for problems identified during Phase I and II that were not previously addressed In many cases, corrective actions have already been taken in response to condition reports (CRs), audit findings, NRC violations, etc.
Management initiatives to address the issues identified during the PSL Self-assessment are documented in Appendix C to this report.
Phase V: Imolementation and Follow un Following completion of Phase IV, the management initiatives will be implemented by the assigned Managers and Department Heads. Action plans for broad problem areas (e.g., limiting weaknesses) will be screened by PSL plant management for inclusion into the PSL 1997 business plan.
To monitor the effectiveness ofinitiatives and action plans, appropriate indicators will be developed l and maintained to monitor the performance ofidentified problem areas.
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f PSLSeffAusssment(Rev1) j IDENTIFIED WEAKNESSES
, PSL was an industry leader because ofits inherent strengths, and many of those strengths remain.
- However, the focus of this self-assessment was the identification and analysis of PSL pobicms, such j that the fundamental waalma==>< that are causing PSL performance to decline could be identified and
{ corrected. PSL personnel, supervisors, Department Heads, and Managers (including the Plant I General Manager) participated in the overall self-assessment, which required over 4000 man hours j
, to complete. The fundamental weaknesses affecting PSL performance are discussed below. '
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! L Complacency: Lack of management reinforcement of continuous improvement, l establishment ofchallenging goals, and incorporation of best industry l l practices. ;
4 The construction of PSL Unit 2 on schedule and within budget was considered a major 1 accomplishment in an industry plagued by construction schedule delays and cost overruns. When the j j ' unit was declared commercial in 1983, the PSL management team received industry-wide recognition ,
j for its aggressive efforts and commitment to excellence. During its first cycle of operation and '
- refueling outage, Unit 2 was widely recogruzed as a top performer. In subsequent years, industry and
- l business observers noted St.- Lucie's world record runs, high capacity factor, few cases of i j- enforcement action, and its stable, experienced workforce, as key indicators of PSL's success. Other j utilities began using PSL as a benchmark, and looked to PSL to set the pace for the industry. The
- PSL management tenm became comfortable with the plant's overall performance, and focused on ,
j defending its position near the end of the 1980s, PSL had effectively isolated itself from its peers.
The PSL plant management team did not readily embrace the improvements or good practices l
! developed elsewhere in the industry, and was not receptive to suggestions for improvement from - i f oversight groups, regulators and the industry. The culture at PSL gradually developed into one of l j complacency.
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- Complacency had a negative impact on many PSL programs and processes. In the management area, e several examples were notewonhy. First was the issue of goal-setting; during this period of
, complacency, plant management did not challenge the organization to benchmark the best performers in the industry. Instead, plant management became reactionary, lost its vision for leading the
{ industry and failed to embrace goals and objectives which would have kept the PSL organization i focused on continuous improvement. PSL relied on its oversight orgaruzations and regulators to
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identify problems. The fact that external agencies publicly praised PSL for its high quality
{ . performance contributed to a sense that improvement was not needed. Secondly, the plant l management team did not recognize the importance of self-assessment to the process of continuous
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improvement. Self-assessment was not incorporated into the PSL culture, and PSL plant 2
management did not insist that individuals find and correct their own problems. The absence of .
I strong self-assessment expectations and the lack ofemphasis on basic trending and tracking processes
- in work controls, resulted in a shift away from indicators which tracked daily work process 1
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PSL SeVAssessmast (Rev 1) i effectiveness, to high levelindicators monitored by regulators. As a result, plant management did not utilize all the information available to fully evaluate performance of the entire orgamzation.
A third effect of complacency at PSL was an overall resistance to change. Site personnel and plant management were reluctant to accept evidence of performance weaknesses unless that evidence was presented by the regulators. The plant team actively worked to minimize attention to problems !
identified by internal and external oversight activities. There was an emphasis on keeping problems in-house, and problems were not typically viewed as opponunities for improvement. An adversarial relationship between PSL Quality Assurance (QA) and plant management reduced the effectiveness of the QA organization, and QA executive management's performance standards for QA did not sufEciently empower oversight personnel. Finally, plant management's isolationist approach stifled interaction with other successful Power Reactor licensees. Nuclear Division policies and !
recommmladons from outsiders were not well received or accepted at PSL. The PSL management team was not eager to share its problems with others and did not recognize the imponance of orgamzational learning as a contributor to continuous performance improvement. ;
Qomplacency affected key plant depanments in a variety of ways. In the Operations Department, procedural and performance waalma== were identified but not effectively resolved. Poor procedure quality was tolerated in some cases, and individuals who operated successfully in spite of procedure weaknesses were recogmzed as good performers. Procedure upgrades were recognized as being manpower intensive but sufficient resources were not allocated to resolving all known procedure deficiencies. Operator performance expectations did not foster continuous improvement and
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management attention was not focused on continuous improvement. Repons issued by NRC and QA frequently praised operator response to real-time plant events and failed to identify broad based
- operator waalm==~; operations management did not utilize lower level indicators to reveal the need for performance improvements.
In the Engineering Depanment, formal problem identification and evaluation tools and techniques were not routinely utilized, because depanmental management did not set high expectations for effective problem identi6 cation, evaluation and correction, and problem solving skills became a low r priority. As a result, there was a lack of rigor in problem analysis, and problem evaluations were not ,
effective in identifying underlying causal factors. Underlying causes went unidentified, corrective i actions often addressed symptoms, and problems recurred. The engineering processes resulted in costly and frequently ineffective solutions.
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The Maintenance Depanment suffered from its inability to evaluate and resolve repetitive equipment ,
failures and prevent repeat events. Maintenance accepted poor equipment performance, and lacked the ownership and resolve to correct long standing equipment problems. The Outage Management Depanment was also hampered by complacency, and the continuation of poor outage scope control practices prevented PSL from consistently meeting outage schedule, performance and budget goals.
Plant departments lacked discipline in adhering to pre-outage milestones and most outages were initiated without preparations being fully completed; crisis management became a frequent outage ,
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practice due to failure to implement the outage schedule. Improvement opportunities identified during outage critiques were often not addressed and weak programs were tolerated. For example, I weak foreign material exclusion and inventory management practices resulted in job delays and inappropriate material installation in the plant, but significant improvements were not made in those processes.
Similarly, plant management was satisfied with the Emergency Preparedness program because'it was R highly rated by outside evaluators during annual evaluations. As a result, plant management accepted those ratings as justi6 cation for maintaining the status quo rather than pursuing improvement j mitiatives that would provide greater emergency readiness. The majority of experienced Emergency >
Response Organization (ERO) members who gained expertise through years of practice masked the need for implementing procedure upgrades and training enhancements. Likewise, plant management -
was satis 6ed with the plant's ALARA program and did not establish chzJlenging goals for exposure !
at PSL because high ratings (SALPl/INPO1) indicated that performance continued to be good.
Consequently, exposure at PSL remained above industry averages, and longstanding problenis, such l as the high source term on Unit 1, were not effectively addressed, even though some plants had developed good practices which could have been implemented at PSL.
1 It is evident that the PSL plant management team allowed its record of good perfonnance and lack of significant criticism to lead it to a culture of complacency where continuous improvement was not emphasized, and the industry's most beneficial and cost-effective initiatives were not embraced. l t
' IL Training: Lack of sufficient ownership of formal training by the line orgaruzation, and
, lack of ownership ofline performance by training.
Fonnal training at PSL historically focused on those programs specifically emphasized by the -
regulator and accredited by INPO. The PSL Training Depanment effectively used a systematic approach to training (SAT) to support the training requirements for most keyjob positions. INPO accreditation of the twelve specified training programs and routine NRC inspection of the key training programs has documented continued compliance with regulatory requirements and overall training prograrh effectiveness. Nonetheless, opportunities for improvement have been noted. !
In the Operations Traming area, high quality training is provided to licensed operators, non-licensed operators and Shift Technical Advisors. NRC inspectors who observe operator training sessions have commented that the program supports management expectations and includes timely and important I topics [NRC IR 96-04]. In addition, NRC inspectors who performed the SALP review in 1996 1 indicated that observations of operator performance during numerous plant startups and' reduced inventory conditions revealed operator competence [2/8/96 SALP report]. These comments, as well as numerous specific documented observations, support the conclusion that the Operations Training program effectively accomplished its mission of preparing operators to respond properly to l
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4 PSL SeVAmssment(Rev D emergency and off-normal operating events. However, there is some evidence that the operator training program did not keep pace with industry standards for excellence during routine operations.
Successful ~ operator training depends on routine constmetive communication between Training Department management and Operations Department management. Evidence of weakness at this level ofcommunication was found in the comments of on-shift operators who expressed a need for increased trammg in areas ofpersonnel management techniques, Technical Specification interpretation and Emergency Plan duties. The marginal effectiveness of the STOP self-checking program indicated that training emphasis was needed to ensure operators recognized the value of self-checking and reinforced the management expectations for operating crews. Some administrative duties, such as Post Maintenance Testing coordination, and implementation of Equipment Clearances, have periodically caused problems on-shift which indicate a need for increased training emphasis. These needs have not resulted in timely curric" lum modification.
Weak communications from Training Department management to Operations management were indicated by the fact that inadequate operating procedures were not consistently identi6ed by the operations training group. Evaluation of recent operator performance issues led to the conclusion that operator simulator trainmg was results oriented and instructors sometimes accepted the trainees' ability to "get thejob done" rather than insisting on procedure compliance during simulator traini ig.
In general, observers commented that traming has sometunes accepted the standards used for day-to-day operation in the plant rather than maintaining performance standards consistent with all management expectations. Finally, several weaknesses in Emergency Plan classification and noti 6 cation noted during drills and NRC inspections indicate a need for added training emphasis in these areas Supervisors in the Opemtions Department have commented that formal managerial skills development training would help NPSs more effective in managing their shifts, setting expectations -
and holding individuals accountable.
Although the Maintenance Training programs continue to meet NRC requirements and INPO accreditation criteria, specific curriculum wmi-m were mentioned by maintenance representatives.
Supervisory skill training for first line supervisors was found lacking and the necessity and importance of pre-job tailboard meetings was not emphasized. Supervisors commented that industrial safety issues did not receive the same training attention as maintenance production processes, which may
- have contributed to the large number ofinjuries reponed during the first half of 1996. Maintenance personnel interviewed stated that less than adequate training existed for topics such as Foreign Material Exclusion, Crane Operator qualification, and materials management using the Passport system.
In the Engineering organization, most training was handled informally on-the-job, and Engineering j Depanment supervisors concluded that their personnel selection and development processes were weakened by a lack of training resources. Supervisors indicated that the emphasis on on-the-job training (OJT) rather than formal professional development was detrimental to the full development of their personnel. Engineering supervisors stated that some instances ofless than adequate plant 13 ,
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PSL SelfAssessment (Rev 1) 1 modification packages and document updates have resulted from the lack of a formal trauung
! l program with a continuing training element. This weakness has also contributed to inadequate i
! updates ofplant drawings, procedures, and licensing documents. The turnover of the drawing update l I process from Ebasco to FPL resulted in a lack ofquality in as-built documents due to the insufficient traming ofFPL engineers assigned to perform drawing updates. Since a large ponion of Engineering resources were assigned to Condition Repon evaluation, supervisors noted the need for procedures '
and training for problem identification and resolution. Root cause analysis training has not been provided for all staff engineers, and the training that was provided lacked management reinforcement of the processes and techniques taught in these courses.
A significant amount of trauung of plant personnel was conducted outside the Training Department, and a systematic approach to training was not used for most of these programs. The lack of a systematic approach resulted in less than effective training for some plant positions and functions.
For example, plant personnel received little training on problem identification and correction processes. Problem evaluation tools and techniques, such as those included in the Problem Identification and Correction (PIC) course, were not well understood. On-site training in formal problem analysis skills was not emphasized after FPL was awarded the Deming Prize in 1989. The lack of emphasis on continuing training contributed to the inconsistent identification of underlying causal factors, and the development of less than effective corrective actions.
One example of a successful training program outside the Training Depanment was Security Force l training, which was developed and implemented within the Security Depanment. Security training employed qualified and experienced instructors who provided specialized instruction. NRC inspectors have cited the trauung and qualification programs for security personnel as a plant strength
[NRC IR 96-05] and the 1996 SALP report characterized the Security Force training as " effective" Several training needs were identi6ed which cross departmental boundaries. In some of those cases, programs were under development as a result of previous Corrective Action effons. For example,
~ ERO trammg was being upgraded to ensure that ERO personnel received adequate instruction in the performance of their ddes. Similarly, Facility Review Group (FRG) member training is being developed to ensure that personnel with varied backgrounds receive adequate initial and continuing training to remain well prepared to evaluate the nuclear safety significance of plant processes and products under their purview. In the past, these two programs utilized the Training Bulletin process to document annual training completion, but the need for more formal and direct training was identified.
Significant changes were made to the plant's Corrective Action Program when the Turkey Point Condition Reponing (CR) process was implemented at PSL in April 1996. Early CR process implementation problems at PSL indicated that the process was not well understood by the staff, and that formal trauung was needed. However, training for personnel who perform the trending of CRs at PSL was not provided. Weaknesses in the CR closecut process also indicated that specialized training for personnel doing close-out evaluations was needed in order to ensure consistency.
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A rst sapssaamam Olav n Sinularly, management P ons M for self-assessment were stated in late 1995, but self-assessment training was virtually non-existent at PSL.
A key element of training success is formal feedback from the plant line organization to the training l depanment to allow timely idenufication ofweaknesses and new training needs, and to identify those trammg elements and techniques which are panicularly useful. In early 1996, it was recogmzed that i an inadequate amount of formal feedback was being received from Managers and Department Heads '
4 concerning training effectiveness for their key programs. Corrective action was implemented to ;
ensure routine feedback was provided on each of the accredited programs.
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l HL Self-assessment: Lack of emphasis on identifying and correcting problems at the ,
worker and supervisor levels (first and second levels of defense of
. quality).
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A sound self-assessment program is one that promotes the identification and resolution of problems i
)- at the worker and supervisor levels, before problems become more significant or manifest themselves !
- during events. There are numerous methods by which self-assessment can be performed, and ,
j different times when each method should be utilized. For example: routine self-checking is j I
appropriate when performing plant evolutions; periodic self-assessments should be conducted to j i evaluate the performance of a group on a continuing basis; reactive self-assessments should be !
performed following events or significant problems; and pre-emptive self-assessments should be j
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conducted following significant changes, to determine whether new vulnerabilities were created. ;
j Nuclear Division Policy NP-805, Revision 0, dated 3/15/94 states that "each direct repen to the j
]. President, Nuclear Division shall perform appropriate self-assessments." However, self-assessment
} was not well defined within the Nuclear Division, and PSL plant management did not set clear
- axpectations for the performance of routine self-assessment 'or emphasize the value of formal self-
! .:ssessment At PSL, implementing procedures and training on self-assessment were not established ,
(with the exception of the Security Department), because the need for continuous improvement was ,
not terW by plant management' and personnel. For many years, PSL station performance was rated among the best in the country by regulatory standards, and PSL management sought to maintain
, the status quo. As a result, self-assessments were mostly conducted to address significant events, and :
self-assessment was not routinely used to identify and correct problems at PSL. l The lack of effective self-assessment was evident in many departments at PSL. In the Operations Depanment, self-assessments were superficial and conducted mostly by outsiders. As a result, i l
operato,r weaknesses in the ieas of attention to d all, procedural adherence, configuration corarol, and watch standing / log keeping practices were self-revealing, or identified by internal and external
' oversight organizanons. Operations depanment supersisors and training instructors did not recognize ;
the value of self-checking and did not adequately reinforce its use during training and on shift. The :
operator self-checking process (STOP) was margmally effective in preventing inappropriate operator l
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O PSL SelfAssessment (Rev 1) actions. The lack of effective self-assessment also obscured the significance ofPost Maintenance Testing (PMT) process problems, which resulted in some safety related components being returned to service without verification of a satisfactory PMT.
In engineenng, the quality of modification packages declined because drawing discrepancies were not actively resolved. The identification oferrors in vendor drawings, particularly cf electrical equipment, was not sufficiently emphastzed As a result, this type of discrepancy was not always identified, and the troubleshooting ofelectrical equipment was complicated by mismatch between some components and associated wiring diagrams.
In the Maintenance Department, self-assessment weaknesses were evident. For example: the progressive loss ofinstitutional equipment knowledge was not recognized and compensated for; repetitive equipment problems were not always adequately evaluated and resolved; rework occurrences were not consistently identified, analyzed, and resolved; and injury occurrences among workers were not always thoroughly analyzed.
In Emergency Preparedness, emergency response exercises (drills) were opportunities to self-assess the performance of the ERO. However, the drills were only performed for the purpose of preparing for the annual evaluated exercise. The methodology for identifying and correcting performance problems was not formally defined, therefore the data collected during drills did not result in effective problem identification and resolution. Also, personnel assigned to evaluate drill performance and develop / resolve critique items were not trained in problem solving techniques. In January and Febmary 1996, critical self-assessments determined that overall skill level of the ERO did not meet PSL management expectations. The assessments identified longstanding problems with less than effective training of the ERO, and less than adequate implementing procedures. Additionally, repetitive drill critique issues were indicative ofless than effective problem resolution.
When problems were identified, the lack of ownership of the results hindered the development of I effective corrective action. Remits of assessments were often treated as isolated problems, rather than opportunities to explore the underlying causes of performance weaknesses. These weaknesses persisted and sometimes manifested themselves in significant events.
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l IV. Corrective Actions: Less than effective implementation of corrective action processes and lack of corrective action follow through.
PSL corrective action processes (e.g., the site wide processes for documenting, resoMng and tracking problems) provided a solid foundation which was generally used to effectively investigate and correct I consegoential (high visibility) problems and events. However, the same processes were not always implemented effectively to address problems that were less visible or oflesser consequence. The analysis of those problems did not consistently identify underlying causal factors, and the resulting corrective actions were sometimes narrowly focused, symptom based, ineffective in preventing l
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4 PSL SelfAssasment (Rev 1) recurrence, and were often not applied to other programs, processes, procedures, or equipment that suffered from the same weaknesses. Corrective action tracking and trending processes did not typically monitor the effectiveness ofcorrective actions, or effectively identify adverse trends. Lastly, corrective actions were seldom provided to identify self-assessment deficiencies and corrective action weaknesses when self-disclosing problems and repeat events occurred.
After receiving the Deming Prize in 1989, Nuclear Division management expectations to reduce admmistrative burden resulted in an emphasis on less formal approaches to problem solving, with the ,
assumption that the Nuclear Division would continue to identify and correct problems in a high j quality manner PSL management reduced training on the fundamentals of problem soMng and root '
cause evaluations, did not set clear expectations for effective problem resolution at the worker angi supervisor level, and did not emphasize tracking in-process performance indicators or trending the long term effectiveness of corrective actions. PSL focused on prompt action item closure, which resulted in brief problem evaluations and less than effective corrective actions. Procedure changes were often accepted as a corrective action because they were the most expedient.
Although processes were in place to evaluate and correct significant problems and events, PSL did l not develop its own site wide process for documenting and addressing (low threshold) problems until 1994. In the absence of a mechanism to capture low level problems, some departments developed their own problem documentation and correction processes. However, the processes developed by departments were largely ineffective in preventing problems from recurring, as they were not as visible to PSL upper management, and lacked critical attributes such as tracking the completion of corrective actions, and trending the effectiveness of corrective actions.
Site-wide processes for documenting and correcting problems similar to the PSL Condition Report process, are highly effective methods for capturing problems of all levels of significance. The PSL CR process was implemented in April 1996. The threshold of the CR process was low, which provided management with a source oflow level indicators of the health of plant programs, processes and equipment. However, plant personnel were not well trained on the CR process, which diminished its effectiveness. For example, problems were not always properly characterized, CR evaluations did not always identify the appropriate causal factors, and generic implications were infrequently considered. PSL's implementation of the CR process did not provide an effective prioritization method. All CRs were required to be dispositioned (with corrective actions identified) within 30 days of CR issuance. The short turnaround time and high volume resulted in the need to prioritize problems according to significance. This was not initially done, and the quality of the problem evaluations suffered. In addition, the CR closecut reviews were sometimes ineffective in identifying de6ciencies. As a result, corrective actions were less than effective in many cases. The CR process 1 also trends causal factors, which is instrumental in the early identification of adverse trends.
However, little guidance or training was provided to personnel performing the trending. l In the Operations Department, corrective actions were provided to reduce temporary system alterations and other hardware deficiencies that caused operators to work around problems.
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However, repetitive operator errors caused by weaknesses in attention to detail, procedure adherence,
!' and a lack of familiarity with requirements persisted. Although many such occurrences were i documented in intemal/ external reports and operations depanment data sheets, those weaknesses I
were largely uncorrected. In August 1995, a series of significant events indicated that operator u
performance had declined.
]
In Engineering and Maintenance, equipment problems or failures have recurred, due to a focus on j short term objectives and schedules, and a lack of emphasis on long term equipment trending and monitoring. Equipment prelolems were sometimes not thoroughly evaluated such that lasting l corrective actions could be identi6ed. In many cases, repetitive equipment problems were unnoticed until a self-disclosing event or interest from oversight groups highlighted the issue. For example, j effective corrective actions were not taken to repair various system relief valves that lifted j
inappropriately on three occasions in early 1995, and one of them lifted again in August 1995,
{ releasing 4000 gallons ofreactor coolant into the Unit I pipe tunnel. Emergency Diesel Generator f
performance did not improve until several failures and significant questioning by the NRC prompted
- j. thorough corrective actions. Additionally, the reactor vessel 0-rings repeatedly failed to seal i properly, after thorough evaluations and corrective actions were completed.
i j
In the area ofradiological controls, PSL successfully addressed significant challenges. For example, j mmuu-m modifications were implemented in the containment cooling system, to help reduce outage
- dose and contamination events. However, less significant radiological deficiencies were not adequately addressed by corrective actions. Since 1994, numerous Radiological Deficiency Repons l (RDRs), NRC reports, and QA audit reports documented the improper storage and labeling of j nuclear materials and contammat tools. However, corrective actions focused largely on individual !
j events, and were not effective in preventing the radiological deficiencies from recurring. Finally, in '
j February 1996, the NRC issued a non-cited violation to address the improper control of contaminated tools. In addition, after successfully driving the number of personnel contaminations to less than 100 ;
per year, personnel contammation cases have been on the rise since 1994. And during the 1996 Unit j 1 refueling outage, workers were repeatedly contammated wiile working in clean areas of the laundry trailer.
1 The performance of the ERO was consistently evaluated as strong by the regulators. However, following the 1996 EP practice and evaluated exercises, the Emergency Preparedness (EP)
Department and PSL plant management determined that the ERO's performance did not meet '
management expectations. The exercises uncovered weaknesses in the skill level of ERO members, the EP training program, EP implementing procedures, and the EP drill process. Weaknesses in EP traming and implementing procedures were identified as early as 1989, but earlier corrective actions were ineffective.
V. Accountability: Lack of consistent assignment and/or enforcement of individual accountabilities.
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)
Effective assignment of accountability is accomplished through policies, procedures and quality ;
~
instmetions which clearly establish responsibilities. High level policies are progressively explained in increasing detail down through the hierarchy of procedures. Nuclear Division Policies clearly defmed the expectations, performance standards, and implementation responsibilities for key Division processes As these policies were further defined for the PSL site orgamzation through implementing procedures, the communication of responsibilities was less comprehensive and less specific than that required for effective establishment of accountability. Several programs and processes which apply to all plant departments were affected by management's reluctance to clearly state expectations and hold individuals accountable for meeting those expectations. Corrective actions, the Facilities Review Group (FRG), Emergency Preparedness, radiation protection, Industrial Safety, design control, overtime control, and training all suffered due to a lack of clear assignment and/or enforcement of accountabilities.
Operators were not held accountable for their performance by supenisors and managers and as a result, weaknesses developed in the areas of attention to detail, procedural adherence, configuration control, and watch standing / log keeping practices. Procedure quality deteriorated because the expectation and accountability for maintaining high quality operating procedures was not properly emphasized and strict procedure adherence was not consistently enforced on-shift and in training.
Department Heads and Managers were not held accountable for the quality of the analysis and corrective actions provided in CR closures, as evidenced by many problem evaluations which were not effective in identifying underlying causal factors.
Management expectations for communications from acting FRG Chairmen and the Plant General Manager were not consistently understood by acting FRG Chairmen. FRG subcommittee reviews were not consistently performed as defined by the Quality Instructions (QIs) due to a lack of enforcement of this accountability.
PSL plant management did not emphasize individual responsibility for continuous emergency readiness, and ownership of all EP p.chlems was perceived to reside with the EP Department.
Interdepartmental issues relating to ERO assignments, performance, and program support, were usually assigned to EP, and not to those with the authority to resolve the issues. Emergency preparedness procedures did not describe all ERO positions and their responsibilities. As a result, the performance of the ERO during the 1996 evaluated exercise did not meet management expectations.
Individual accountabilities for programs such as radiation protection and hot tool control were not :
adequately reinforced. Many repeat problems in the HP area were due to a lack of accountability for l personnel radiation exposure at the worker and supervisor level. HP was ultimately held accountable l for radiological problems, even when created by other departments. Foreign material exclusion j program requirements were not taken seriously by plant personnel because individual accountability I
was not enforced.
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a PSL SelfAssessment (Rev 1)
Management expectations of first line supervisors (foremen, chiefs and field supervisors) were not clearly established and standardized among depanments. First line supervisors were not held accountable for personnel issues and were less than effective in reinforcing production and personnel l
safety. As a result, poor production performance and an unacceptable number ofinjuries and unsafe I conditions developed. The lack of individual ownership of safe work practices within plant departments and an over-reliance on the safety department, rather than a clear assignment of accountability, also contributed to injuries and unsafe conditions. Management did not reward good personnel safety performance to the degree that it rewarded getting the job done on time, and as a result, the workers' and supervisors' accountability for personnel safety were not sufficiently re-enforced. Individuals were not held accountable for conducting effective tailboard meetings which,
~
when conducted properly, have the potential of reducing injuries to plant personnel. .
The accountability for plant equipment performance was not clearly established. As a result, the focus required to address difficult equipment performance issues was lacking. The lack of clear accountability for equipment perfonnance also led to a lack ofmanagement commitment to fund long-term solutions of equipment related problems. Plant personnel were reluctant to go through the effort of providing the necessaryjusti6 cation for improvements, because it was not clear who should be the one providing such justification. Equipment performance also suffered due to a perceived '
management expectation that CR close-out was more important than the effectiveness of the CR analytical work. A clear establishment of accountability for the effectiveness of CR analytical work was missing.
In Engineering, the lack of clearly defined and enforced accountabilities resulted in process weaknesses. Modification packages were consistently identified late, and had to be developed under time pressures. As a result, less than adequate modification packages were developed in haste because, although a requirement existed to identify needed modification packages early enough to facilitate their development, the organization was not held accountable for this requirement. Out-of-date drawings became difficult to reconcile during the design and as-building processes because of a lack of management emphasis on getting modification packages closed out. The accountabilities for the actions required to close packages out were not clearly assigned and enforced. The accountability for supporting the up-front design review (UDR) and implementation resiew (IR) meetings by plant departments was not enforced, and this led to inadequate modification package review by plant departments. The failure of Engineering supervision and oversight to hold Engineering personnel accountable for process quality contributed to modification package problems.
The need to revise the FSAR was not always identified because of a lack of emphasis on the FSAR as an active design document. The accountability for the maintenance of the FSAR was not clearly established and enforced. The evaluation of past operability was not consistently performed by Engineering because of a lack of clear assignment of accountability for this function. Past operability is usually associated with reportability, and the determination of reportability was the responsibility of Licensing. Engineering, therefore, was not fully panicipating in this determination of past operability.
20
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PSL plant management did not strictly enforce ovenim.e policies because ovenime had become a '
normal way of getting the job done, and it was not felt to have had a negative impact on plant 'i j personnel. ~
l 2
VL. Programs / Processes / Procedures: lack 'of emphasis on, and accountability for, important
, programs, processes or procedures.
At PSL, plant management designed many programs, processes and procedures to establish clear
- . roles, responsibilities and performance standards, monitor performance and initiate action when needed, to ensure the plant is operated and maintained in a manner which protects the health and safety of the public and plant workers. During the evaluation period, a variety of plant programs, processes and procedures were evaluated by regulators and inspectors and a number of strengths were reponed in these areas. For example, the NRC SALP repon issued on February 8,1996, commented that the overall perfonnance of the Engirdg group was superior with spectfic strength demonstrated in the area of design and instaliation support, the inspectors commented that the department had produced a number of well engineered.and imp,lemented plant modifications.
- Funhermore, the depanment received praise for its demonstrated commitment to safety and compliance with regulations as well as its support of various maintenance programs such as Non-Destructive Exammations. Engineering emphasis on the monitoring requirements for alloy 600/690 ;
applications in plant systems was perceived as a strength, as was the maintenance specification i program. In addition, the NRC identified (NRC Inspection Report 96-08) a strength in the Engineering Depanment's Steam Generator eddy current testing program and Safety Evaluations, 1
which demonstrate a commitment to safety and compliance with regulations.
The Maintenance organization received positive feedback on improvements made to the preventive -
maintenance program, through reviews and evaluations of basis, scope and frequency of tasks.
Maintenance efforts to improve unit reliability and reduce outage work scope by using effective on-line maintenance processes were highly regarded by INPO during a June 1995 evaluation.
Additionally, the INPO repon identined that the PSL multi-disciplinary team working to improve air operated valve performance, and the diesel fuel filtration skid for new fhcl, were maintenance program strengths.
In 1995, INPO cited the Operation Department's use of a computer model for predicting core reactivity changes during power maneuvers as a strength in reactivity management. In addition, the use of experienced Operations personnel in the support of daily maintenance planning was recogmzed as a strength. - Operations management was recognized for cautious and deliberate decisionc concerning plant operations, and on-shift opera.ing crews were commended for their professional response to plant off-normal events.
Operating and maintenance events at PSL beginning in August 1995 resulted in a level of scrutiny by internal and external reviewers which effectively revealed weaknesses in a variety of programs, 21
C PSL SelfAssessment (Rev 1) processes and procedures. Programs exist and are assigned to responsible groups and individuals for implementation and maintenance, but program performance has suffered as a result of a lack of accountability. Each of the following plant programs and processes were affected.
- 1. Foreign Material Exclusion Program (FME): Although the FME program received management attention, foreign material exclusion practices did not reflect accepted industry standards.
- 2. Operatmg Experience Feedback Program (OEF): The organization and administration of the FPL OEF Program generally met INPO guidelines. However, weaknesses in OEF implementing procedures,less than effective transfer oflessons learned from in-house events, and poor assessments of the OEF Program reflect a lack of PSL plant management attention to this program.
- 3. Operator Work Around Program (OWA): Even though the total number of OWAs was reduced in the past 2 years, the OWA Program was weak in that it did not include prosisions for prioritizing corrective actions for OWAs based on their impact on operators and equipment.
- 4. Self-Assessment Program: Self-assessment was infrequently used to identify and correct problems. The fact that no formal plant-wide requirement for departmental self-assessment existed was indicative of the low priority the program had received. Most departments had not implemented a specific depanmental self-assessment action plan.
- 5. ALARA Program: The ALARA program has been effectively implemented. However, the program had not kept pace with industry standards, and had not achieved first quartile performance.
- 6. Emergency Preparedness Program (EP): The EP drill exercise program had inappropriately stressed preparation for the NRC evaluated exercise, rather than maintenance of a high state of emergency preparedness. The drill critique process was informal and was not effective in identifying and resolving repetitive performance problems.
- 7. Outage Work Control Process: The Outage Management milestones for pre-outage deliverables resulted in such demanding schedules that the quality of engineering packages was sometimes affected. Some Unit 1 1996 outage schedule conflicts were not effectively resolved, and some problems from previous outages hampered productivity.
l
- 8. Material Manage.nent Process: The process for obtaining (and returning) parts from stores required detailed knowledge of the Passport program but such knowledge was possessed by relatively fewindividuals. The fact that the system was complex and difficult to operate led ,
to instances ofinstallation ofincorrect material in plant systems and significantjob delays.
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I PSL SelfAssessment (Rev 1)
}
returning equipment to service was weak, and resulted in some safety related components i being returned to service without verification of a satisfactory PMT. ;
- 10. Facility Review Group (FRG) Process: FRG processes were inefficient and the subcomnuttees were not effective in reducing the FRG's work load. Managers identified that -
personnel assigned to perform FRG subcommittee reviews lacked accountability for that task, ,
and in general, FRG members did not feel ownership for their FRG duties. PSL plant l management vedons for communications between acting Facility Review Group (FRG) 1 Chairmen and the Plant General Manager were not consistently understood by acting FRG Chairmen.
I
- 11. Management Review Board (MRB) Process: The MRB was tasked with evaluating and i approving plant changes and modifications. As a result, engineering work was largelv l determined by MRB approval. The MRB process was less than effective because it lacked
]
prioritization and integration elements for. addressing improvement and cost avoidance l projects, and MRB cost benefit considerations did not sufficiently consider benefit.
.12. Condition Report (CR) Process: The CR procedure provided little guidance with respect to what constituted effective problem solving. The CR process lacked an adequate prioritization scheme, CR corrective actions were sometimes unnecessarily delayed by deferring action to the PMAI process, and corrective actions resulting from CRs were not clearly linked to the MRB process.
- 13. Equipment Performance Monitoring Process: Procedures and processes for the maintenance of equipment lacked sufficient detail to adequately monitor and trend equipment performance problems.
- 14. Document Update Process: The process ofidentifying and updating plant procedures was !
inadequate to keep up with the volume of plant modification packages. Similarly, the revision l of plant drawings to reflect as-built conditions were not completed in a timely manner, and discrepancies between drawings and field conditions existed. FSAR reviews and FSAR I updates were not routinely considered as part of the modification package process. This resulted in numerous discrepancies between operating practices and those described in the FSAR.
- 15. Identification and Analysis of Rework: Procedural guidance for this program was not well defined and, as a result, the importance of capturing rework data was not well understood.'
'In addition, the difference between rework and repetitive equipment problems was not clearly defined.
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PSL SelfAssessment (Rev 1)
- 16. Work Control: The processes for work package planning and job scheduling have not sufficiently incorporated safe work practice requirements, parts procurement and maintenance support, and resulted in production delays which could have been avoided if properly considered during PWO planning, job scheduling and crew tailboard briefings.
In the past, due to a sense ofcomfort with the status quo, personal performance and job completion was valued more than having correct procedures. Inadequate procedures and processes were worked around and inadequate procedures were not seen as a significant problem for the plant. The plant events of 1995 led to a site policy of verbatim procedure compliance (Plant Policy 502) which resulted in a large number ofprocedure changes in order to comply with that policy.
Procedure problems have affected all depanments at PSL. In some' cases, problems have resulted from the absence ofspecdic procedures. Significant plant processes such as Root Cause Evaluations, Nuclear Problem Reports, Facility Review Group activities, Condition Reports and Self-Assessments have been hindered by the lack ofclear management expectations communicated in the form of plant procedures. In other instances, problems occurred because procedure compliance was not enforced.
NRC inspectors identified numerous instances of failure to comply with procedures in 1995 and 1996.
Examples ofthis are: failure to apply appropriate Phrf acceptance criteria; failure to sign field copies of Work Orders; inadvenent removal of the wrong incore detector from the reactor due to procedure non-compliance; and failure to follow the procedural requirements for installation of electrical leads to E/P 2110Q.
In the Operations Depanment, knowledge based procedures had been in use for many years based on the assumption that operator experience and training would result in proper task performance in spite oflimited procedure detail. Some operating procedure weaknesses were not corrected when detected and less than adequate procedures were accepted because Operations and plant management valued and rewarded getting the job done on time over stopping to correct procedures. Some procedures did not adequately incorporate all technical specification requirements effectively and verbatim procedure compliance requirements, initiated in the fourth quarter of 1995, resulted in a large number procedures which required revision in order to suppon verbatim compliance.
Some procedural weaknesses had a negative impact on the Engineering organization. For example, less than adequate guidance for maintaining equipment led to plant modifications when only maintenance was required. In addition, a weak PCM close-out procedure resulted in some modification packages which were not closed in a timely way due to the lack of standardized acceptance criteria for PCM package format.
Other procedural weaknesses involve the adequacy and clarity ofinstructions. The ALARA Program procedore, the Condition Repon Procedure, as well as numerous Operating, Emergency Plan Implementing and Maintenance Procedures have been recognized as weak. Most were initially knowledge-based and not well suited to verbatim compliance. The cumbersome and time consuming procedure change process presented a hurdle to procedure revision and depanments with large 24
PSL SelfAssasment (Rev 1) numbers of procedures, like Operations, have embarked on a major procedure revision project. The upgraded prccedures, along with those strong programs, processes and procedures which remain in place, are expected to form the basis for continued improvement at PSL and a solid foundation from which to build future success.
VIL Change Management: Less than adequate implementation of changes.
A strength of the PSL orgamzation has always been the stable, experienced workforce, and their ability to work as a team. Many employees have been at PSL since the startup of the nuclear units.
The result has been many years of consistently safe operations, and industry recognition for its record setting performance. Over a period of time, those successes led to a reluctance on the part of PSL plant management and site personnel to accept evidence of performance weaknesses brought forward by regulators and intemal and external oversight organizations, as well as a reluctance to implement costly modiEcations that could further improve plant operations. Formal feedback from regulators and oversight organizations helped reinforce that the plants were among the best in the nuclear industry, and that PSL plant management had a winning team. The combined effect was an overall resistance to change.
In August 1995, a series of events caused PSL plant management to recognize the need for significant changes in PSL management and organizations. But the PSL team had not had to make many l
changes after years of stable operations, and had not developed the " change management" skills needed to assure organizational and process changes were successfully implemented. As a result, j significant organizational and admmistrative changes implemented at PSL in 1995 and 1996 were not carefully evaluated and managed to ensure that the orgaruzations transitioned smoothly into their new areas of responsibility. In some cases, continuity was not maintained for critical functions.of the organization. I 1
i Since August 1995, extensive managerial and organizational changes were implemented at St. Lucie, l including a new Site Vice President,10 new managers (5 from outside FPL), and over 12 new l department headdkey supervisors. Extensive orgamzational realignments have also been made. By September 1995, a new Plant General Manager and Operations Manager were in place. The Technical Staff Department was reorgaruzed into the new System Component Engineezing (SCE) Department, and a new SCE Manager was assigned. Additionally, an Operations Support Department and an Operations procedure group were established. By February 1996, the PSL Site Vice President was i re-assigned to Juno Beach, and new Licensing and SCE Managers were appointed. A major reorganization of the Maintenance Department was implemented to establish functional groups (Valves, Welding, Rotatin'g Equipment, Stationary Equipment, and Outage & Projects), with new supervisors assigned to each group. Maintenance Managers were also established for each operating shift. By May of 1996, the President ofFPL Nuclear Division had retired, and was succeeded by the Turkey Point Site Vice President. The Operations Manager from Turkey Point was reassigned to St.
Lucie, and a new Site VP was hired from outside PSL. Between June and August 1996, new 25
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Services and Training Managers were hired from outside PSL, and a new Materials Manager was reassigned from the FPL Juno Beach office. Also, many new depanment supervisors were assigned,
% ding Instrumentation and Control, Electrical Maintenance, Chemistry, and Maintenance Projects
& Services Departments. The on-site engineering groups (e.g., Reactor Engineedng, SCE, Shift j Technical Advisors, In-service Testing, In-service Inspections) were consolidated under the Site J
Engineering Manager. Mamtenance planners and schedulers and Outage Management personnel l were reassigned to the newly formed Work Control Depanment, and a new Work Control Manager was assigned. A new Operations Suppon Depanment was also established, and a new Operations Suppon Supervisor was hired from outside FPL. In summary,10 of 12 key managers at PSL were replaced with personnel who were not from within PSL.
The reorgamzation of the Maintenance Department in the first quarter of 1996 had positive and negative effects. The new orgamzation was established to provide more focused ownership and accountability for equipment problems and programs. For example, the welding program was consolidated under a single umbrella, and a single point of accountability was established for the maintenance ofvalves and all rotating equipment, with the expected outcome that expenise in these areas would be better focused and highly developed. However, the transition to the new organizations were not carefully managed, and continuity was not maintained for all areas of responsibility. . Maintenance Department component engineers were not able to work as closely with the mechanics when they were transferred to engineering. PSL management did not establish clearly l defined lines of accountability and responsibility for maintaining equipment and equipment j performance, causing confucion between the Mamtenance and Engincedng Departments. In addition, some positions in the Maintenance Department were eliminated altogether, without assudng that the critical functions performed by those positions were seamlessly transferred. For example, the responsibility for the maintenance relief valve in-service testing program was dropped following the .
reorganization, and maintenance process and orgamzational canges just prior to the 1996 Unit I refueling outage decreased productivity, and resulted in inaccurate resource estimates for the outage.
In the PSL operating experience feedback (OEF) program, a series of changes were made which challenged an already marginal program. First, a new PSL OEF Coordinator was appointed in October 1995, but the turnover was less than adequate, because insufficient time was devoted to the tumover process. In November 1995, the responsibility for providing operating experience feedback on PSL in-house events was admmistratively shifted from the Shift Technical Advisors (STAS) to the new OEF Coordinator. OEF screenings performed by the STAS were considered more effective than those performed by an OEF Coordinator, because of the STA's extensive training on site-specific systems and operating procedures. Secondly, the OEF Program Administrator position in Juno Nuclear Licensmg was eliminated in May 1996, without contingencies to assure a seamless transfer of accountabilities to the 'two nuclear sites. The position had overall responsibility for the OEF progratn, and performed many adnunistrative functions. However, there was confusion at PSL as to who was supposed to continue to perform those functions, if any.
26
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[ l 5 ,
PSL Sepuasmmt (Rev D l In Emergency Preparedness (EP), site wide organizational changes resulted in a loss of clear ERO accr=mtahilities in some areas. The Fall 1995 reorgamzation at PSL did not consider the impact on EP, as some responsibilities ofERO members were not maintained. Previously, the technical support
. center (TSC) ~;as manned entirely by the Technical Staff. When the Technical Staff was reorganized, those ERO responsibilities were dispersed, but personnel did not recognize that they maintained their ERO responsibilities associated with the previous department. Additionally, gaps in the ERO 1 organization were not identified when personnel were terminated. - As a result, the EP exercises !
conducted in January and February 1996 did not meet management expectations.
In the Engmeenng Depanment, the elimination of the configuration management group affected the configuration management function. There was an uncompensated loss of knowledge, experience, and focus, and as a result, drawings, procedures and licensing documents have not always been updated to reflect modifications. Additionally, multiple organizational changes in a relatively shon period of time were not carefully managed (such as the elimination of the Technical Staff group and subsequent formation of the Systems and Component Engineering group, the fonnation and subsequent elimination of the Operations Support Testing group, and the formation of a Configuration Group in the Information Systems Department), and have subsequently caused instability, unclear accountabilities, and in some cases, areas of responsibility were not seamssly transferred.
In April 1996, the PSL site wide process for documenting problems was changed from the St. Lucie I
Action Request (STAR) process, to the Condition Report (CR) process used at Turkey Point, to
- provide uniformity between the two sites. However, the impact of the CR process on PSL was not carefully evaluated and managed prior to its implementation. Little training was provided on the new CR process, and the process was not well understood by the staff, limiting the effectiveness of the !
process. The CR administrative staff was quickly overwhelmed by the high volume of. issues generated by the Unit I refueling outage, due to a lack of resources to adequately run the program. l In addition, the mission of personnel performing CR closure reviews was changed from processing, tracking and trending CRs, to include a verification of the adequacy of the corrective actions listed !
in the CRs, without consideration for the required level of training and resources required to successfully manage those additional tasks. The same individual performing the close-out reviews was also administering the In-House Event (IHE) reporting system, was the sole individual 3 performing HPES (human performance evaluation system) evaluations at PSL, and was the chairman of the CR oversight group (CROG). As a result, CR close-out reviews have been less than effective .
in identifying weaknesses in the CR closure documents, such as the failure to identify all underlying causal factors, the lack of consideration of generic implications, and corrective actioris that do not address all causal factors.
VHL Communications: Less than adequate communications contributed to a lack of common focus and cohesiveness in the organization.
27
PSL SelfAssenmem (Rev 1)
Effective communications up, down and throughout the organization are essential to the accomplishment ofimportant Division goals. PSL had been known for many years for its teamwork and interdepartmental communication skills. However, as rapid cle'ees in the organi.ution and management expectations took place, existing communications methe , >uld not keep pace with the changing environment. Communication at PSL suffered because the h ,,ortance of clear written and verbal communications was not emphasized, and methods for communicating issues and expectations up and down the management chain were not defined. Although some policies and expectations were clearly communicated, effective communications depended on indisidual manager styles, and these varied greatly. As a result, a number of station performance problems developed due to communication weaknesses. Weaknesses in operator performance, emergency drills, QA audits, the FRG, parts availability, HP/ALARA, and outage planning and were all related in some way to communications.
- 1. Operations management communication and enforcement of expectations was not consistent or effective in all cases. Engineering response to apparent Unit I hot leg temperature stmufication was slow because inter-departmental communications failed to provide sufficient
, information and direction.
- 2. Many emergency preparedness weaknesses were the result of poor and untimely communications within the ERO.
- 3. QA audits were poor in communicating problems to line management in a nr.nner that solicited the appropriate response. The use of standard boilerplate in the audit cover letters and executive summaries did not facilitate clear communications and ended up masking important issues, rather than highlighting them. Plant management made hard hitting assessments painful for QA to issue because the communication ofinformation contrary to PSL's image was discouraged.
- 4. Expectations for communicating the results of FRG reviews by acting FRG Chairmen to the Plant General Manager were not clearly communicated.
- 5. Maintenance, Engineering, and Materials organizations were working toward competing goals, and not working together (inventory reduction, dedication vs PC-1, stockpiling of parts to a comfort level, etc.).
- 6. PSL plant management communication of HP/ALARA program expectations was largely informal, and many of these program expectations were not translated into procedural
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guidance.
- 7. PSL plant management expectations to resolve long standing equipment issues during the 1996 outage were not adequately evaluated for their impact on meeting the original outage scope and duration.
28
rstseinmsmum(Rev v PSL MANAGEMENT INITIATIVES (Revised)
The challenge before PSL management is to preserve the excellent parts of the PSL culture; those programs and behaviors that contributed to long, uneventful runs, short outages, the excellent handling of plant transients, and world class performance.
L. Management Initiatives To Address Limiting heaknesses Since August 1995, extensive managerial and organizational changes were implemented at St. Lucie, including a new Site Vice President,10 new managers (5 from outside FPL), and over 12 new i department heads / key supervisors. Extensive organizational realignments have also been made. By l September 1995, a new Plant General Manager and Operations Manager were in place. The Technical l Staff Depanment was reorgantzed into the new System Component Engineering (SCE) Department, and a new SCE ManaCer was assigned. Additionally, an Operations Suppon Department and an Operations procedure group were established. By February 1996, the incumbent PSL Site Vice President was re-assigned to Juno Beach, and new Licensing and SCE Managers were appointed.
A major reorganization of the Maintenance Department was implemented to establish functional groups (Valves, Welding, Rotatig; Equipment, Stationary Equipment, and Outage & Projects), with ,
new supervisors assigned to each group. Maintenance Managers were also established for each i operating shift. By May of 1996, the President of FPL Nuclear Division had retired, and was succeeded by the Turkey Point Site Vice President. The Operations Manager from Turkey Point was i reassigned to St. Lucie, and a new Site VP was hired from outside PSL. Between June and August 1996, new Services and Training Managers were hired from outside PSL, and a new Materials Manager was reassigned from the FPL Juno Beach office. Also, many new department supervisors were assigned, including Instrumentation and Control, Electrical Maintenance, Chemistry, and Maintenance Projects & Services Depanments. The on-site engineering groups (e.g., Reactor Engineering, SCE, Shift Technical Advisors, In-service Testing, In-service Inspections) were consolidated under the Site Engineering Manager. Maintenance planners and schedulers and Outage i Management personnel were reassigned to the newly formed Work Control Department, and a new Work Control Manager was assigned. A new Operations Support Depa". ment was also established, j and a new Operations Support Supervisor was hired from outside FPL. In summary,10 of12 key l managers at PSL were replaced with personnel who were not from within PSL.
Numerous othe corrective actions have been taken since August 1995 in response to condition )
reports (CRs), audit findings, NRC violations, etc. Although not listed in this report, these corrective actions are documented and tracked in the PSL Condition Report system, the Plant Manager Action Item system, and other dat,a bases.
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i PSL SelfAssessment (IM 1)
The following management initiatives were proposed to resolve the identified limiting weaknesses, and will be further developed by the responsible PSL managers and incorporated into the PSL Business Plan.
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LW1 Complacency: Lack of management reinforcement of continuous improvement, establishment of I challenging goals, and incorporation of best industry practices.
R:sponsibility: Art Stall, Site Vice President PMAI # 96-10-107 Develop Level 1 tasks and major activities to address the " Complacency" limiting weakness of the September,1996 PSL Self Assessment. l i
l A. Establish challenging goals and high performance expectations:
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Major Activities:
1.
Establish site-wide mission and goals for PSL personnel linked to Nuclear Disision Mission and goals.
- 2. Establish in-process performance indicators.
3.
Establish challenging outcome indicators for all levels of the organization.
B. Promote Continuous Improvement 4 Major Activities:
1.
Establish and reinforce an environment which promotes the objective reception of enticism.
2.
Establish strong self assessment expectations and implementing procedures which promote self-critical evaluations.
3.
Provide training necessary to support continuous improvement (e.g. self assessment, PIC traimng)
C. Identify and Incorporate Best Industry Practices Major Ac*nities:
1.
Establish a policy for the continuous benchmarking of PSL's performance in key programs and processes against top m performers.
- 2. Actively participate in industry actisites.
D. Develop appropriate performance indicators to track long term corrective action effectiveness for the
" Complacency" limiting weakness.
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1 PSL SelfAssessment (Rev 1)
LW2 Training: Lack of sufficient ownership of formal training by the line organization, and lack of )
ownership ofline performance by Training. l Responsibility: Mike Allen, Training Manager l PMAI # 96-10-108 Develop Level 1 tasks and major activities to address the " Training" limiting weakness of the September,1996 PSL Self Assessment. !
l A. Reinforce line organization ownership of training programs.
Major Activities: q
- 1. Estabhsh and reinforce management's expectations for how training will be an integral part of the plant culture, to include l manager, supenisory and individual accountabilities, and Training Department involvement in assessing plant events.
- 2. Enhance the effectiveness of the Management Observation Program.
- 3. Ensure that supervisor feedback on observed performance, andjob incumbent feedback on training, are prosided to training.
- 4. Assure that each department sets aside time for continuing employee development.
B. Reinforce Training Department ownership of personnel performance.
Major Activities:
- 1. Ensure that training opportunities identified by the line organization are appropnately factored into traimng programs in a timely manner. I
- 2. Ensure that Traming periodically monitors the effectiveness of all training programs.
- 3. Ensure that Training periodically monitors field performance to assure training content was successfully transferred to the work environment.
- 4. Ensure that lessons leamed from industry and in-house events are appropriately incorporated into applicable training programs.
C. Reinforce the use of a systematic approach to the development and implementation of j Departmental Training programs.
Major Activities:
- 1. Establish guidance to ensure that all site training is developed using a systematic approach.
- 2. Establish a schedule for periodic departmental training.
- 3. Ensure that departments penodically monitor the effectiveness ofintemal training programs.
D. Develop appropriate performance indicators to track long term corrective action effectiveness for the " Training" limiting weakness.
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4 PSL SelfAssessment (Rev 1)
. LW3 Self Assessment: Lack of emphasis on identifying and correcting problems at the worker and supervisor levels (first and second levels of defense of quality). ;
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Responsibility: Hugh Johnson, Operations Manager PMAI # 96-10-109
- Develop Level 1 tasks and major activities to address the "Self Assessment" limiting weakness of the 4
September,1996 PSL Self Assessment. j A. Establish expectations and guidance for continual self assessment ofimportant programs and processes. l Major Activities: ,
. 1. Establish and reinforce expectations for self assessment at PSL.
- 2. Establish site and department implementing procedures for self-assessment.
- 3. Ensure self-assessment results are used to suppon continuous improvement.
B. Provide training on the fundamentals of self assessment.
Major Activities:
- 1. Provide initial training on self-assessment processes at PSL on a broad population of PSL employees.
, 2. Train a smaller group to become experts on self-assessment techniques.
- 3. Provide continuing (refresher) training on scif-assessment.
C. Develop appropriate performance indicators to track long term corrective action efTectiveness for the "Self Assessment" limiting weakness.
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t PSL SelfAssasment(Rev JJ LW4 Corrective Action: Less than effective implementation of corrective action processes and lack of corrective action follow-through.
Responsibility: Dennis Fadden, Services Manager PMAI # 96-10-110 Develop Level 1 tasks and major activities to address the " Corrective Action" limiting weakness of the September,1996 PSL Self Assessment.
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A. Establish expectations for corrective action effectiveness.
Major Activities:
- 1. Establish critical elements of corrective action program effectiveness for all on-site correcuve actions.
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- 2. Establish evaluating, trending and monitoring enteria for the corrective action program.
- 3. Establish a corrective acbon hierarchy commensurate with the significance ofissues,
- 4. Establish the roles and responsibilities for personnel associated with the corrective action program.
B. Provide initial and continuing training on the PSL corrective action program.
Major Activities:
- 1. Identify (and develop if necessary) the types of training required to support implementation of the corrective action l Program. l
- 2. Provide training and quali5 cation requirements for personnel who perform key roles associated with the corrective action Program C. Provide methods to ensure corrective actions are implemented, retained as necessary, and monitored for effectiveness.
Major Activities:
- 1. Provide methods and enteria to ensure corrective actions are documented in procedures and process documents, and re' tamed, as necessary.
- 2. Provide a mechanism to assure that significant correcuve actions are retained as necessary.
D. Develop appropriate performance indicators to track long term corrective action effectiveness for the" Corrective Action" limiting weakness.
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1 PSL Sel/ Assessment (Rev i)
LW5 Accountability: Lack of consistent assignment and/or enforcement ofindividual accountabilities.
Responsibility: Jim Scarola, Plant General Manager d
PMAI # 96-10-111 Develop Level I tasks and major activities to address the " Accountability" limiting weakness of the September,1996 PSL Self Assessment.
i A. Establish clear accountabilities for the individual, the organization, and plant processes.
Major Activities:
, 1. Revise Qls to sufficiently address individual, cross functional, and process accountabilities.
- 2. Include site-wide prograrns in each department's accountabilities (i.e. personnel safety, ALARA, etc.).
1 i B. Provide adequate supervisory training for reinforcement of accountability Major Activities:
- 1. Provide supenisory skills training to all first line supenisors and above.
- 2. Include enforcement ofindividual accountabilities in supenisory training.
- 3. Include effective discipline and recogmtion practices in supenisory traimng. i l
C. Reinforcement of Accountabilities in Daily Operation by Management !
Major Activities:
- 1. Establish an emironment intolerant ofless than excellent performance.
- 2. Provide a station guideline for the consistent reinforcement of excellent performance. l D. Develop appropriate performance indicators to track long term corrective action effectiveness for the " Accountability" limiting weakness.
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1 PSL SelfAssessment (Rev 1) .
1 LWG Programs / Processes / Procedures: Lack of emphasis on, and accountability for,important programs, processes or procedures.
Responsibility: Dan Denver, Engineering Manager l PMAI # 96-10-112 Develop Level 1 tasks and major activities to address the " Programs / Processes / Procedures" limiting weakness of the September,1996 PSL Self Assessment.
A. Establish clear accountability for all important PSL programs and processes.
Major Activities:
- 1. Identify key programs and processes that require specific managenal ownership.
- 2. Establish a clear defmition of the owner of key programs & processes. l
- 3. Establish clear expectations and the authority for the owners of the key programs & processes (including the coordmation j ofinterfaces between overlapping programs & processes). l i
B. Improve weak programs and pror. esses at PSL.
Major Activities:
- 1. Assess key programs & processes to determine the difference between current and expected performance. ,
, 2. Establish and implement improvement plans for key programs and processes and their implementing procedures. l Evaluate training provided on imponant PSL programs, processes and procedures and proside stdicient contmuing j 3.
training.
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- 4. Develop in-process indicators for key programs and processes to contmuously monitor the health of each process.
i C. Ensure procedure upgrade initiatives are a6equately supported and staffed.
Major Actmties: ,
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- 1. Perform a top /down resiew of the procedure upgrade program to validate commitm mts, schdules and prionties.
- 2. Reallocate 1997 resources as necessary based on the top /down resiew. l
- 3. Develop a strategic plan for the 1998 budget cycle to allocate resources for a conceited procedure upgrade project.
Develop appropriate performance indicators to track long term corrective action effectiveness for D.
1 the " Programs / Processes / Procedures" limiting weakness.
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PSL SelfAssasment (Rev 1)
, LW7 Change Management: Less than adequate implementation of changes.
Responsibility: Joe Marchese, Maintenance Manager PMAI # 96-10113 4
Develop Level 1 tasks and major activities to address the " Change Management" limiting weakness of
- the September,1996 PSL Self Assessment.
J A. Establish guidance to consider the impact of any significant changes at PSL
- Major Activities
.j 1. Establish guidance for the identification and justification of needed changes.
- 2. Establish guidance for the authorization and implementation of organizational and process changes.
- 3. Establish gtiaance for identifying and addressmg changes imposed on the orgamzation (e.g. departure of key employees).
4 Estabhsh guidance to assure the appropriate allocauon of resources pnor to the implementation of sigraficant change.
. 5. Establish the responsibility for managing change (e.g. identifying significant changes, evaluatmg their impact, and assigning corrective actions).
e
, B. Assure changes do not adversely impact the organization.
l Major Activities:
- 1. Develop methods for ensuring that critical accountabilities are appropriately assigned mi maintained when changes i occur. I
- 2. Detemune how to compensate for the effects of changes imposed on the organization in a timely manner.
- 3. Provide guidance to perform pre-emptive self-assessments following significant changes in order to identify and correct any adverse conditions.
C. Develop appropriate performance indicators to track long term corrective action effectiveness for
- the " Change Management" limiting weakness.
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PSL SelfAssessment (Rev 1)
LW8 Communication: Less than adequate communications contributed to a lack of common focus and cohesiveness in the organization.
Responsibility: Chuck Wood, Work Control Manager PMAI # 96-10-114 Develop Level 1 tasks and major activities to address the " Communication" limiting weakeess of the September,1996 PSL Self Assessment.
A. Establish goals and expectations for efTective communications at PSL. 1 Major Activibes:
- l. Communicate the mission and goals for the Nuclear Division and PSL to all personnel, and emphasize the mdisidual contnbutions to each.
- 2. Establish a comprehensive policy that identifies the entical information to be dissemmated in a tunely manner, and methods to effectively communicate both from the top down and from the bottom up.
- 3. Establish guidance to communicate lessons learned within and outside PSL.
I B. Improve communication between alllevels of the organization.
Major Activities:
- 1. Provide communications skills training to plant personnel.
- 2. Establish methods to communicate real-time issues to affected personnel on a daily basis.
- 3. Establish standard wording for communicatmg expectations and accountabilities (i.e. through KRAs).
- 4. Identify the appropriate forums for conflict resolubon to the organization.
C. Develop appropriate performance indicators to track long term corrective action effectiveness for the " Communications" limiting weakness.
37
a PSL SeffAssessment (Rev 1)
IL Additional Compensatory Measures Appendix B listed a number of causal factors related to various depanments at PSL. The large majority of the causal factors are being addressed by the management initiatives for the limiting weaknesses. However, some causal factors may require immediate compensatory actions while the more global initiatives to address the limiting weaknesses take effect.
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The following Condition Reports were generated to identify and initiate compensatory measures for l affected departments. I CR 96-2455: Evaluate the causal factors provided in the " Operations Depanment" tables listed on pages B-1 through B-8, and B-68 through B-69, in Appendix B of the PSL Self Assessment , report. Determine which adverse conditions require immediate compensatory measures, and initiate corrective actions for each.
l CR 96-2456: Evaluate the causal factors provided in the " Engineering Depanment" tables listed on pages B-9 through B-15, and B-69 through B-70, in Appendix B of the PSL Self Assessment report. Determine which adverse conditions require immediate compensatory measures, and' initiate corrective actions for each. {
l CR 96-2457: Evaluate the causal factors provided in the " Maintenance Department" tables listed on pages B-16 through B-25, and page B-70, in Appendix B of the PSL Self Assessment report. Determine which adverse conditions require immediate i compensatory measures, and initiate corrective actions for each. l CR 96-2458: Evaluate the causal factors provided in the " Plant Support - Health Physics", tables listed on pages B-26 through B-32, and pages B-70 and B-71, in Appendix B of the PSL Self Assessment report. Determine which adverse conditions require immediate compensatory measures, and initiate corrective actions for each.
CR 96-2459: Evaluate the causal factors provided in the " Plant Support - Security" tables listed on pages B-33 and B-71,in Appendix B of the PSL Self Assessment report. Determine which adverse conditions require immediate compensatory measures, and initiate corrective actions for each.
CR 96-2460: Evaluate the causal factors provided in the " Plant Support -
Emergency Preparedness" tables listed on pages B-34 through B-40, and page B-71, in Appendix B of the PSL Self Assessment report. Determine which adverse conditions require immediate compensatory measures, and initiate corrective actions for each.
CR 96-2461: Evaluate the causal factors provided in the " Safety Assessment / Corrective Actions" tables listed on pages B-40 through B-47 and pages B-71 and B-72, in Appendix B 38
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rsLSeVAssasmat (Rn D of the PSL Self Assessment report. Determine which adverse conditions require j immediate compensatory measures, and initiate correc : actions for each. ;
j CR 96-2462: Evaluate the causal factors provided in the " Site Management Policies and
! Expectations" tables listed on pages B-47 through B-51, in Appendix B of the PSL I
Self Assessment report. Determine which adverse conditions require immediate compensatory measures, and initiate corrective actions for each.
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j CR 96-2463: Evaluate the causal factors provided in the " Training Department" table listed on page l l B-69, in Appendix B of the PSL Self Assessment report. Determine which adverse i l conditions require immediate compensatory measures, and initiate corrective actions l for each.
CR 96-24 A: Evaluate the causal factors provided in the " Safety Assessment / Corrective Actions" tables listed on pages B-40 through B-47, and in the " Quality Assurance Department" tables on page B-71, in Appendix B of the PSL Self Assessment repon. Determine which adverse conditions require immediate compensatory measures, and initiate corrective actions for each.
+++ END +++
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4 g /@.
2 OUALITY ASSURANCE DEPARTMENT -
o AUDIT REPORT DISTRIBUTION AUDIT REPORT: OAS J N 93-4 l l
PLANT / DEPARTMENT: Nuclear Enoineerina - PTN Desion Control l
I NUMBER OF FINDINGS: one m '
CNRB ADDITIONAL DISTRIBUTION R. J. Acosta J. H.' Goldberg W. H. Bohlke T. V. Abbatiello J. E. Geiger L. W. Bladow ,
D. A. Sager R.A.Symes T. F. Plunkett D. A.Culpepper G. J. Boissy
- OAD Files w/ Checklist & Audit Plan D. J. Denver Health Physics & Chemistry Related Audits H. N. Paduano anager Nuckar Wa2 Rysics/GemisW )
D. C. Peteralsk.i Emercenev Prenaredness Related Audits Manager Nuclear Emergency Preparedness W. R. Corcoran nt General Manager M. R. Wisenburg Nuclear Encineerino Related Audits
- W. A. Skelley .
- CNRB Files Nuclear Division Staff Related Audits K. E. Gutowski D. H. West Plant Snecific Security Audits Nuclear Trainino Related Audits.
Manager Nuclear Training Plant General Manager Security Supervisor Security Related Audits Services Manager *
- Manager Nuclear Security Additionalinformation Nuclear Materials Manaaement Related Audits S. G. Brain rect r Nuclear FAaterials PAanagement
- Only Distribution outside the Plant for Security Audits Containing Safeguards i
information rb 10/12/93 /f g
- T$ (N '
inter-Office Correspondence FPL ,
To:
JOS-94 027 R. S. Kundalkar Date: February 7,1994 From: R.A.Symes Depanment: Qualdy Assurance -JB
Subject:
Quality Assurance Audit of Turkey Point Design Control including Production Engineering Group ,
l Recort No. CAS-JPN 93 4 An audit was performed of Nuclear Engineering in the following areas: Turkey Point Production Engineering Group (PEG) and Turkey Point Site Engineering.
One finding was identified during the audit:
PC/M 92-181 post modification testing was inadequately performed.
The finding was discussed at the Post Audit Conference. An acceptable response to this finding has been received by Quality Assurance prior to the issuance of this report. A response to each of the concerns identified in the report will close our followup to this audit.
We sincerely appreciate the cooperation we received from your staff during the course of the audit.
Please contact me at 694-4287 or Wallace Woodard at 694 3658 if you have any questions.
.A.Sy s Quality Mqna er Juno Bea
' RA /lh -
Attachment
.