ML20136E838

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Forwards from D Lochbaum to Commissioners Re Apparent Violation by Myaps Involving Failure to Update FSAR to Reflect SAs Performed at NRC Request
ML20136E838
Person / Time
Site: Maine Yankee
Issue date: 01/29/1997
From: Blanch P
AFFILIATION NOT ASSIGNED
To: Zwolinski J
NRC (Affiliation Not Assigned)
Shared Package
ML20136C110 List:
References
NUDOCS 9703130343
Download: ML20136E838 (13)


Text

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4 fQfk-l i From - PAUL BLANCH <PMBLANCH91x.netcom.com>

To s - WND2.WNP3 (j az)

! Date: 1/29/97 6:22pm

j. Subjects FSARs January 29, 1997 ,

Chairman ~Shir!.ey A. Jackson '

Commissioner Kenneth C. Rogers

? Commissioner Greta J. Dicus

! Commissioner Nils J. Diaz

, Commissioner Edward McGaffigan, Jr.

l' United States. Nuclear Regulatory Commission

j. Washington,.DC. 20555-0001

Dear' Chairman and Commissioners:

f The Commission placed considerable emphasis this past year on _i

! plants operating within their design and licensing bases. j

Numerous staff activities, including Information Notice 96-17 '

j last March and the 50.54(f) letters last October, implemented the Commission's-directions on this important subject.

We share the NRC's concern about conformance with licensing basis j

[ requirements. We respectfully call to your immediate attention an apparent violation that we have documented for the Maine Yankee Atomic Power Station.- This apparent violation, as detailed in the attached report, involves the failure of the Maine Yankee licensee to update:the Final Safety Analysis' Report (FSAR) to reflect safety analyses performed at the NRC's request. This ,

failure' constitutes an apparent */inlation of 10 CFR l Section 50.71(e). We concludr. t:at nuclear safety decisions at I Maine Yankee may have been radenuring its inaccurate and I incomplete FSAR. We : recommend thtt Maine Yankee's FSAR be {

properly updated and thatiall pr:)r, nuclear' safety decisions i based on its. inaccurate FSAR be reviewed to verify their adequacy.

UCS believes that the majority, if not the entirety, of power reactor- licensees have also failed to update their FSARs to reflect safety. analyses performed at the-NRCfs request. We recommend that the NRC take the necessary actions to promptly resolve this generic safety. problem. All of the NRC's emphasis on conformance with the FSARs, as highlighted by Information Notice 96-17, is undermined if these documents are flawed.

. Thank you in advance for your consideration of this significant safety- concern.

Sincerely, "

130 9703130343 970306 PDR ORG NRRA PDR

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j i

i I

j David A. Lochbaum l

Nuclear Safety Engineer l cc: Leonard J. Callan, Executive Director for Operations ,

Samuel J. Collins, Director <of the Office of Nuclear Reactor Regulation

! "v Hubert J. Miller, Regional Administrator, Region I

! 0999999990099999999999999999999999999999999999999 i EXECUTIVE

SUMMARY

Problem Statement The Final Safety Analysis Report (FSAR) for the Maine Yankee

~

l l Atomic Power Station does not contain information from safety analyses. performed at. the Nuclear Regulatory Commission's l request.

Root Causes The Maine Yankee Atomic Power Company violated federal regulations requiring FSARs to be updated with safety analysis E information.

The Nuclear ~ Regulatory Commission (NRC)-failed to enforce these

-federal regulations.

Safety Implications The FSAR is used to determine'if pladt or procedure changes can be made without reducing safety margins. The FSAR is used to i develop training . materials and risk assessments. The FSAR is -

I used by the NRC to determine 'if a nuclear plant's operating l license can be changod without' imposing a significant safety I hazard.

The NRC periodically requires nuclear plant owners to perform analyses of. safety issues. ~ Their results typically indicate adequate safety margins are available as long as equipment is operated within certain limitations.

When the FSAR is not updated to reflect these safety analyses (particularly the limitations involving safety equipment),

determinations using inaccurate information may indicate a proposed activity is safe when it actually represents an undue risk to public health and safety.

Required Actions l

Maine Yankee's FSAR must be updated to incorporate information j from safety analyses performed at the NRC's request.

1 I

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s L Plant changes, procedure-revisions, and training materials developed since the safety analyses were completed must be reviewed to ensure that safety margins were not inadvertently removed.

If these tasks are 'ru>t completed during its current outage, Maine Yankee's operation with uncertain safety margins must be >

specifically reviewed and approved by'the NRC.

The NRC must determine if the other nuclear power plants are l operating with uncertain safety margins caused by inaccurate

FSARs.9 Background i

On October _9, 1996, James M. Taylor, Executive Director for-i Operations at the Nuclear Regulatory Commission (NRC), notified senior management for every nuclear power plant of the NRC's expectations regarding conformance with design and licensing bases requirements. Mr. Taylor stressed the importance of the l

t Final Safety Analysis Report (FSAR): '

"The FSAR is required to be included in, and is one portion of, an application for an operating license (OL) for a production or utilization facility. 10 CFR 50.34 (b) describes the information which must be included in an FSAR. The FSAR is the principal document upon which the Commission bases a-decision to issue an OL and is, as such, part of the licensing "

basis of a facility. It is also a basic document used by NRC inspectors'to determine whether the facility has been constructed and is operating within the license conditions." (emphasis added]

NRC Chairman Shirley Ann Jackson explained the FSAR's vital role during a speech at the 17th-Annual Institute of Nuclear Power Operations conference for utility chief executive-officers on November 7, 1996:

"The NRC uses the FSAR when evaluating license amendment i requests and other issues at particular facilities and will use the FCAR in reviewing applications for license renewals. The l accuracy of the FSAR, and the design basis generally, has a direct impact on the accuracy of recurring reviews and safety analyses performed by the NRC staff. NRC inspectors continue to i use the FSAR as a baseline when conducting inspections." 1

[ emphasis added)  !

Thus, the NRC relies on an accurate FSAR when determining that  !

nuclear power plants comply with federal safety regulations.

Leonard Bickwit,_ Jr., NRC General Counsel, stated in a letter dated' August 14, 1980, to the NRC Commissioners, " ... compliance with the Commission's regulations is essential to a 1

-determination of adequate protection of the public health and safety under the Atomic Energy Act (of 1954]" [ emphasis added).

It logically follows that an accurate FSAR is essential for I adequate protection of public health and safety.

t i

Title 10 lif the Code of Federal Regulations (CFR) Section 50.34(b) specifies the NRC's regulations covering information

-contained in the FSAR:

"A description and analysis of the structures, systems,.and components of the facility, with emphasis upon performance requirements, the bases, with3 technical-justification therefor,

.upon which such requirements have been established, and the evaluations required to show that safety . functions will be accomplished. .The description.shall be sufficient to permit

. understanding of the system designs and their relationship to safee f evaluations."

l 1As reported in the Federal Register on May 8, 1980, the NRC issued a final rule effective July 22, 1980, requiring. periodic-updating of FSARs- at all nuclear power plants:

"The Nuclear Regulatory Commission.is amending its regulations [10 CFR 50.71(e)] to require each' person licensed to operate a nuclear power reactor to submit periodically to the

, Commission revised pages for its Final Safety Analysis Report j (FSAR). These revised pages will indicate changes which have l been made to reflect information and analyses submitted to the l Commission or prepared aus a result of Commission requirement.

l The amendment is being made to provide an updated reference i

document to be used in recurring safety analyses performed by the

! licenseej-the Commission, and other interested parties."

l [ emphasis added]

The current requirements specified in 10'CFR Section 50.71(e):

"Each person. licensed to operate'a nuclear power reactor j pursuant to the' provisions of Section 50.21 or'Section 50.22 of  ;

this part shall update. periodically, as provided in paragraphs (e) (3) and. (4) of this section, the final safety analysis report (FSAR) originally submitted as part of the application for the l

operating license, to assure that the information included in the FSAR contains the latest material developed. This submittal shall contain all the changes necessary to reflect information and analyses submitted to the Commission by the licensee or prapared by the licensee pursuant to Commission requirement since the submission of the original FSAR or, as appropriate, the last update FSAR. The updated FSAR shall be revised to include the effects of: all changes made in the facility or procedures as described in the FSAR; all safety evaluations performed,by the licensee either in support of requested license amendments or in support of conclusions that changes did not!

involve an unreviewed safety question; and all analyses of new L

safety issues performed by or on behalf of the licensee at Commission request. The updated information shall be j appropriately located within the FSAR." (emphasis added]

j -- According to the NRC's Information Digest (1995 Edition), the l NRC issued Operating License DPR-36 (Docket No. 50-309) for l

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Maine Yankee on June 29, 1973. Therefore, this regulation applies to Maine Yankee.

The regulation's purpose seems obvious. The Final Safety

~ Analysis Report describes design features, procedures, and' safety analyses that ensure plant operation-conforms with federal nuclear safety. standards. The regulation requires that any changes to design features (i.e., plant modifications),

revisions-to procedures, and any_new or revised safety analyses be reflected in the FSAR by perjodic updates. Periodic updating

-is essential because the FSAR is a "living" document used in the i

day-to-day operation and maintenance of the nuclear power plant.

Complete and accurate FSAR information ensures that safety decisions are risk-informed.

UCS reviewed bulletins issued by the NRC between 1981 and 1994 to

all holders of operating licenses for nuclear power reactors and to all holders of operating licenses for pressurized water reactors. UCS reviewed NRC bulletins because these documents require actions that must be taken by all recipients. These required actions frequently identify equipment that must be inspected for potential problems, but can also~ specify analyses that must be performed. NRC Bulletins 88-04 and 88-11 clearly specified that licensees were to perform analyses of safety issues. UCS believes that federal regulations require FSARs to ,

be periodically updated to incorporate information from analyses of safety issues such as those requested-by the NRC in Bulletihs l

88-04 and 88-11. Therefore, UCS conducted an audit, documented on the following pages, on Maine Yankee's handling of these two bulletins to determine if its FSAR had been updated as required by federal regulations. UCS did not evaluate!

the technical adequacy of Maine Yankee's response to the bulletins, but simply whether information from the safety analyses performed by Maine Yankee had been incorporated into the FSAR.

9NRC Bulletin 88-04 On May 5, 1988, the NRC issued Bulletin 88-04, " Potential Safety-Related Pump Loss" to all holders of operating licenses for nuclear power plants.

According to the NRC's Information Digest (1995 Edition), the NRC issued Maine Yankee an operating license on June 29, 1973.

Thus, Bulletin 88-04 applied to Maine Yankee.

L The required actions specified in Bulletin 88-04 included:

! " Evaluate the adequacy of-the minimum flow bypass lines for j safety-related centrifugal pumps with respect to damage resulting i from operation and testing in the minimum flow mode." (emphasis l added]

l By letter dated-January 17, 1991, Jacque P. Durr, Chief -

i Engineering Branch, Nuclear Regulatory Commission, transmitted I

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Inspection Report No. .50-309/90-23 to Mr.. Charles D. Frizzle, 3 President of the Maine Yankee Atomic Power Company:

i j "This letter refers to the Safety Issues Inspection

conducted on November 5-9, 1990 by Messrs. J. T. Yerokun and D.
Casada at the Maine Yankee Atomic Power Station, Wiscassett,

. Maine." (emphasis added]

{ The only subject examined during this NRC inspection at Maine Yankee was the response to Bulletin 88-04. Therefore, the NRC ,

i classified this subject as a safety issue.

The inspection report stated that the " inspection was conducted i in- accordance with NRC Inspection Manual (IM) chapter 2515,

! Temporary ~ Instruction (TI) 2515/105." NRC Inspection Manual Temporary Instruction 2515/105, " Inspection of Licensee Activities in Reference to NRC Bulletin 88-04, ' Potential

! Safety-Related Pump Loss,' dated May 5, 1988," May 14, 1990, 4 specified: '

i j "The requirements of Bulletin 88-04 are to ensure that

, General Design Criteria 1, Quality standards and records, is met for.all safety-related pumps. Pump to pump-interaction and lack of sufficient miniflow capacity can lead to failure of the

! equipment to perform its safety-related functions. In addition, l General Design Criteria 35, Emergency Core Cooling, and 10 CFR j 50.46.are applicable to ECCS pumps to ensure that abundant i emergency core cooling is provided. Pump damage from miniflow

operation could result in insufficient core cooling'for certain j small break LOCA [ loss of coolant accident] or loss of feedwater
events." (emphasis added]

l Therefore, the safety issue described in Bulletin 88-04 has

[

significant nuclear safety implications because it' involved I emergancy' core cooling system (ECCS) performance and core a cooling' capability.

By letter dated May 15, 1991, S. E. Nichols, Manager - Nuclear i Engineering & Licensing, Maine Yankee Atomic Power Company, j submitted Maine Yankee's response to Inspection Report No.

S0-309/90-23 to the NRC.

This response indicated:

" Calculation MYC-1374 was performed to determine how four pump [two low pressure safety injection and two containment spray] operation would affect minimum flow rates for the LPSI and CS pumps. Each'of the focr LPSI pumps will provide at least 350 gpm during four pump operation. The CS pumps require a minimum flow rate of 200 gpm and the. existing system will l provide over 250 gpm during four pump operation. This ,

calculation demonstrates the ability of the six inch line to '

provide adequate flow during simultaneous pump operation and we believe that this previously unreso'ived item has been adequately addressed." (emphasis added) 1 a

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and R

" Specifications developed in 1968 indicate that the' )

l

-(containment spray) .miniflow system should provide 425 gpm. '

l However, these early records -also indicate that a minimum flow

! valve and/or a reduction in line size would be used to control recirculation. Sometime prior to installation our existing 1 orifice was sized and installed in' lieu of a minimum flow valve /line reduction. This 1-1/16 inch diameter orifice is L ' documented by. a Byron Jackson drawing in our technical file but l ~the design' flow is not included. Flow calculations and L measurements both indicate that'this orifice provides

! approximately-300 gpm which is greater than the manufacturer's recommended minimum flow of at least 200 gpm. A technical )

evaluation has been completed that provides the basis for existing miniflow rates and initiates document corrections."  !

(emphasis added]

1 Therefore, at least one calculation and one technical evaluation I

were performed by Maine Yankee in response to the NRC's request l on the safety issue described in Bulletin 88-04. In UCS's j opinion, the calculation and technical evaluation indicate that l Maine Yankee performed analyees for Bulletin 88-04. J Maine Yankee's FSAR has been revised 12 times since the federal regulation requiring periodic updates was enacted in 1980. By letter dated April 12,'1996, Mr. Charles D. Frizzle, President of the Maine _ Yankee Atomic Power. Company, submitted Revision 12 t to Maine Yankee's FSAR to the.NRC. Information added to the l FSAR can only im eliminated-by a subsequent revision'if it is superseded or otherwise.no longer applicable. The most recently updated.FSAR should represent a cumulative compilation of l information applicable to the current plant configuration making it unnecessary to refer to previous revisions. UCS reviewed

~

Maine- Yankee's FSAR Rev .12 with particular focus on the following sections considered most likely to be affected by the i subject analyses:

6 Engineered Safeguards 6.2.2.1 High Pressure Safety Injection [HPSI] System 6.2.2.2 Low Pressure Safety Injection [LPSI] System l 6.2.2.3 System Actuation l' 6.2.3.1 High Pressure Safety Injection Pumps l 6.2.3.2 Low Pressure Safety Injection Pumps

! 6.2.4 Design Evaluation 6.2.5 System Reliability

, Table 6.2.1 LPSI Pumps i j Table 6.3.1 Containment Spray Pumps 7.3.2 Safety Injection System 9.1.3.4 Safety Injection i 9.1.4.7 Safety Injection Residual Heat Removal (RHR] System 9.9 l Section 6.2.4, " Design Evaluation," contains a lengthy listing of j design features for the HPSI and LPSI systems, but minimum flow

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-l l

5 provisions for. the' pumps is not described. Section 6.2.5,

" System Reliability,"- indicates that the HPSI and LPSI pumps are provided with a recirculation. line for periodic testing, but does not describe the'ainimum flow function and associated flow l

. requirements. Table 6.2.1 reports a. minimum flow of 350 gpm for the LPSI pumps.. Table 6.3.1 lists-design parameters 'for.the containment spray pumps, but does not address minimum flow requirements. Section 9.9 describes design parameters for the L RHR pumps, =but does not mention minimum flow requirements.

Based upon a diligent review of Maine Yankee's most recent updated FSAR, UCS~ concludes.that analyses performed by Maine

, Yankee in response to NRC Bulletin 88-04 and NRC's. Inspection

[' Report 50-309/90-23 have not been ' incorporated into appropriate l FSAR sections as required by 10 CFR Section 50.71(e).

l NRC Inspection Report No. 50-309/90-23 and Maine Yankee's i responses to Bulletin 88-04 described minimum flow requirements for safety pumps based on manufacturers' recommendations. The

, minimum flow configurations as described in these documents rely' l

upon flow control valves and/or restricting orifices and also upon limiting run-times at low pump flow. Adequate minimum flow protects pumps from damage so they can' supply. cooling water to the reactor. Excessive minimum flow diverts water from reactor 1 vessel makeup and core cooling functions. ~ Thus, proper minimum flow is essential in order for the emergency core cooling systems l to fulfill their vital safety functions. Maine Yankee's updated l FSAR does not contain required-information on the safety pumps' minimum flow design bases.

NRC Bulletin 88-11 I On December 20, 1988, the NRC issued Bulletin 88-11, "Pressurizor i Surge Line Thermal Stratification" to all holders of operating licenses for pressurized water reactors. According to the NRC's l Information-Digest (1995 Edition), the NRC issued Maine Yankee, a pressurized water reactor, a full power operating license on June 29, 1973. Therefore, Bulletin 88-04 applied to Maine Yankee.

The required actions specified in Bulletin 88-11 included:

"Within four months of receipt of this Bulletin, licensees of plants in operation over 10 years (i.e., low power license prior to January 1, 1979) are requested to demonstrate that the pressurizer surge line meets the applicable design codes and other FSAR and regulatory commitments for the licensed life of the plant, considering the phenomenon of thermal- stratification and thermal striping in the fatigue and stress evaluations.

This may be accomplished by performing a plant specific or generic bounding analysis. If the latter option is selected, i licensees should demonstrate applicability of the referenced generic bounding analysis." (emphasis added]

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i- i

'By letter dated December 13i 1991, S. E. Nichols, Manager -

-Licensing &L Engineering Support Department, Maine Yankee Atomic

, Power Company, ' submitted: Maine Yankee's response to Bulletin 88-11fto=t.he Nuclear' Regulatory Commission. This response

indicat9d

{ '" Action.lb of Bulletin No. 88-11 requested that an analysis )

be performed- to demonstrate that the pressurizer surge line i i meets the applicable- design codes.and other regulatory i requirements for the licensed life of the plant when considering j- the phenomenon of_ thermal stratification and thermal striping.

j References (f) and,(g) contain NRC. audit comments to, Maine A Yankee's initial structural analyses incorporating the' stratified l surge Jine flow effects. These comments have been incorporated "

i into and/or addressed by recently completed revised analyses.

. .The revised. Maine Yankee analyses for generic surge line  ;

qualification' criteria were conducted by and included in the i

. Combustion Engineering Owners Group (CEOG) work documented in )

i Reference (j). Qualification concerns unique to Maine Yankee j (support adequacy, clearances, etc.) were evaluated and  !

documented in accordance with Maine Yankee's Procedure 17-326, i

" Technical Evaluations." The results of the revised analyses verify that!

the Maine Yankee sarge line, when including the effects of thermal stratification and striping, satisfies appropriate ASME code' criteria for a forty (40) year design life." (emphasis added]

Therefore, analyses were performed by or on behalf of Maine Yankee in response to the NRC's request on the safety issues described in Bulletin 88-11.

Maine Yankee's FSAR has been revised 12 times since the federal regulation requiring periodic updates was enacted in 1980. By letter dated April 12, 1996, Mr. Charles D. Frizzle, President of'the Maine Yankee Atomic Power Company, submitted Revision 12 to Maine Yankee's FSAR to the NRC.. Information added to the FSAR can only be eliminated by a subsequent revision if it is superseded or otherwise no longer applicable. The most recently updated FSAR should represent a cumulative compilation of information applicable to the current plant configuration making it unnecessary to refer to previous revisions. UCS reviewed Maine Yankee's FSAR Rev. 12 with particular focus on the following sections considered most likely to be affected by the subject analyses:

4.2 Design Bases (Reactor Coolant System]

4.7.2 Design Cyclic Loads 4.2.5.3 Design Loads 4.3.7 Pressurizer Table 4.3.7 Pressurizer Parameters 4.4.2 Prevention of Brittle Fracture 4.5.4 Additional Tests

L I

Section 4.7.2, " Design Cyclic Loads," describes the heatup and cooldown- cycles for the reactor coolant system along with a

' number of other design bases thermal cycles. The pressurizer

~

surge line thermal stratification- analyses, including their fundamental assumptions and results, performed in response to Bulletin 88-11 are not described. Section 4.2.5.3, " Design LLoads," provides extension coverage of the low pressure overpressurization analyses, but does not mention the pressurizer surge line thermal stratification analyses. On page 4-25, it is reported that "A small continuous-flow is maintained through the spray lines at all times to keep the spray lines and surge line l warm, reducing thermal shock during plant transients," but no i

mention is made of the analyses performed in response to

. Bulletin 88-11. Finally, the only references listed on page 1 50 dated after 1981 are documents associated with the capsule surveillance program.

Based upon a diligent review of Maine Yankee's most recent

! updated FSAR, UCS concludes that analyses performed for Maine ,

Yankee in response to NRC Bulletin 88-11-have not been incorporated into appropriate FSAR sections as required by 10 CFR Section 50.71(e).

i According to the NRC in' Bulletin 88-11, pressurizer surge line stratification is a safety concern because:

l " Unexpected piping movements are highly undesirable because of potential .high piping stress that may exceed design limits for fatigue and stresses. The problem can be more acute when the piping expansion is restricted, such as through contact with pipe' whip restraints. Plastic deformation can result, which can lead to-high local stresses, low cycle fatigue and functional impairment of the line. Analysis. performed by the Trojan licensee indicated that thermal stratification occurs in the pressurizer surge line during heatup, cooldown, and steady-state operations of the plant." (emphasis added]

The analyses performed for Maine Yankee in response to this l bulletin indicated that the existing piping configuration did not produce unacceptable fatigue or stresses. However, these L conclusions apply to the plant configuration at that time and i remain valid only if there are no changes to the plant configuration and the underlying assumptions in the analyses.

By failing to update the FSAR to incorporate these analyses, Maine Yankee is violating federal regulations and setting the stage for a future activity (e.g., modification to a pipe whip

! restraint, revising procedures controlling heatup, cooldown and l steady-state crerations, or plant license extension) creating an l unsafe conditv..

i I Conclusions and Recommendations

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l L NRC Bulletins 88-04 and 88-11 required Maine Yankee to perform analyses of safety issues. Maine Yankee's responses to these l bulletins indicate that the analyses were completed. A review l of Maine Yankee's Final Safety Analysis Report (FSAR) revealed L that this document has not been updated to reflect the analyses l of these safety issues as required by federal regulations.

l l' The concern is not that Maine Yankee failed to adequately i evaluate the safety issues described in the NRC Bulletins. The concern is that these safety analyses have not been incorporated into Maine Yankee's FSAR and that safety decisions are being i made using'this incomplete and inaccurate document.

I The FSAR is an important source and reference document that is  !

used daily at nuclear power plants. It is a source document for l benchmarking control room simulators, writing emergency I procedures, developing lesson plans, conducting probabilistic risk' assessments, and performing numerous other activities. It is a reference document for determinations.if proposed changes l to the plant and its procedures can be made without adversely

affecting safety margins and for safety inspections conducted by the NRC.

( An incomplete and. inaccurate FSAR corrupts all of these efforts.

! It might be claimed that updating the FSAR to include safety analyses required by the NRC is not necessary because the relevant information has been shared with the NRC and is available. However, as pointed out by James M. Taylor, NRC j Executive Director for Operations, in memo SECY-95-300 dated o December 20, 1995:

l "Those commitments not contained in the FSAR are not controlled by a defined regulatory process such as 10 CFR 50.59.

l Therefore, licensees have the ability to change docketed commitments.not contained in the FSAR without informing the Commission." [ emphasis added]

, It is theoretically possible that everyone using the FSAR as a j source or reference document also reviews correspondence to and i from the NRC to. extract applicable information from safety analyses performed at the NRC's request. It is extremely improbable that this conaidarable effort is made every time.

Therefore, UCS concludes that nuclear safety decisions at Maine Yankee have probably been made using inaccurate information contained in its FSAR, The failure to incorporate the results of safety analyses into Maine Yankee's FSAR is not just a paper problem. It may have concrete and ' serious safety repercussions. For example, Maine Yankee's response'to NRC Bulletin 88-04 indicated that the plant's configuration was adequate to prevent safety pumps from suffering damage ~at low' flow conditions. The justification for this conclusion was based on analyses showing that the pumps can l operate for limited periods at low flows. However, since the f

l information from these analyses has not been incorporated into the FSAR, it is presumably possible that the safety pumps could be damaged if they were operated at low flow conditions for a longer time, such as during testing. The individuals writing, approving, and performing such testing may be misled into believing the testing conditions are safe because Maine Yankee's updated Final Safety Analysis Report neither describes any operating limitations nor references the safety analys! es containing those limitations.

1 Another example of the safety implications from using inaccurate  ;

j FSAR information when making nuclear safety decisions occurred 1 at TVA's Browns Ferry Nuclear Plant in the early 1980's. .

Several of the plant's safety relief valves were leaking badly, l allowing steam to escape trom the reactor vessel into the  !

, suppression pool water. An analysis was performed to calculate l l the worst-case heatup rate and applied to expected conditions I after an' accident to determine when the suppression pool water's l maximum temperature limit would be reached. In light of this 1 analysis, emergency procedures were revised to instruct the  !

operator to use a backup safety pump and heat exchanger to cool  :

the suppression pool water, thus preventing its temperature ,

l limit from being exceeded. The FSAR was not nplated to reflect )

l this necessary operator action. Subsequently, it was discovered that the " backup safety pump" had been relieu upon to resolve two or three other plant problems. Each use was fully 1 justified, but the single " backup safety pump" was being asked to

! perform three or four essential functions at the same time.

Because the FSAR had not been updated to reflect any single ,

l analysis, everyone sincerely believed the backup pump was )

available to correct his particular problem.

Everyone was wrong, and different corrective actions were l

required.

UCS concludes that incomplete and inaccurate information in Maine Yankee's FSAR could contribute to the inadvertent reduct ion and elimination of necessary safety margins. 9The following actions are necessary to correct Maine Yankee's FSAR problem:

1) All analyses of safety issues required by the NRC at Maine Yankee from July 22, 1980, to date must be identified.

These analyses may have been requested by the NRC in bulletins, but also by NRC requests for additional information, inspection report findings, orders, confirmatory action letters, promulgation of 10 CFR 50.63 on station blackout, generic letters, demands for information, and other vehicles.

2) The Maine Vartem FSAR must be updated to incorporate l applicable informati:m from these safety analyses.

i l 3) Changes to the plant, the Maine Yankee operating l

license, and procedures implemented since July 22, 1980, must be reviewed against the material being incorporated into the FSAR via task 2 above to confirm that the revised information does

ii 4

not invalidate safety evaluations performed to support the

changes.

4 2

4) Maine. Yankee's Individual Plant Examination (IPE) i 'should be reviewed to confirm that its risk assessments are

-based on the actual. plant configuration and operating

, procedures.

l The first two tasks yield an updated FSAR to comply with 10 CFR

Section 50.71(e). The last two tasks ensure that activities at ,

j - Maine Yankee that used its inaccurate FSAR did not inadvertently  !

. reduce safety margins. Maine Yankee's response to Mr. Taylor's )

! -request under 10 CFR 50.54(f) dated October 9, 1996, cannot j

i satisfy these tasks because the source document used to prepare

] that response, the FSAR, is deficient. Maine Yankee's FSAR

lacks the required information on safety analyses performed at

] the request of the NRC. It is extremely difficult to review a

- document and identify missing information without first establishing what it must contain (i.e., task 1 above).

!' In granting Maine Yankee Atomic Power Company an operating i license for Maine Yankee, the Atomic Energy Commission (the

predecessor to the NRC) reported that it had found " reasonable assurance (i) that the~ activities' authorized by this operating

! license can be conducted without endangering the health and l

safety of the public, and (ii) that such activities will be  !

l conducted in compliance with the rules and regulations of the i Commission" [ emphasis added]. By failing to fulfill its legal obligation to update the FSAR for safety analyses performed i since 1980, UCS concludes that Maine. Yankee Atomic Power Company may have unnecessarily endangered public health.

Based upon-observation and experience, UCS believec that Maine Yankee's -FSAR problem affects.the majority,.if not the entirety, of nuclear power plants. It is imperative that the NRC seriously evaluate the safety implications'of 108 other nuclear power plants operating,with procedures, training, risk assessment and modifications developed'and evaluated using potentially inaccurate FSARs. Additionally, the NRC must revise its internal procedures to provide appropriate guidance to its inspectors to ensure that nuclear utilities updated their FSARs to incorporate safety analyses as required by law.

Paul M. Blanch Energy Consultant 135 Hyde Rd.

West Hartford CT 06117 Tel: 860-236-0326 m