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Category:NOTICE OF VIOLATION OF A REGULATION
MONTHYEARML20155G9991998-10-23023 October 1998 Notice of Violation from Insp on 980816-0926.Violation Noted:License Failed to Promptly Identify Condition Adverse to Quality IAW Procedures ML18016A5131998-08-18018 August 1998 Errata Page 3 for NOV Issued on 980730.Page 3 Corrected to Indicate That Violation B Was Severity Level IV Violation ML18016A4711998-06-18018 June 1998 Notice of Violation from Insp on 980412-0523.Violation Noted:On 980506,equipment Clearance 98-00444 Was Not Properly Executed in That Tag Hanger & Tag Verifier Indicated That Valve 1MS-63 Was Properly clearance-tagged ML20216H5161998-03-26026 March 1998 Notice of Violation & Proposed Imposition of Civil Penalty in Amount of $55,000.Violation Noted:Licensee Did Not Follow Procedure SEC-NGGC-2101 IR 07100026/20120061997-12-31031 December 1997 Notice of Violation from Insp on 971026-1206.Violation Noted:Licensee Did Not Adequately Develop,Maintain or Implement Procedures for Controlling Computer Software Development & Plant Configuration During Mod Process ML18016A2151997-10-0909 October 1997 Notice of Violation from Insp on 970803-0913.Violation Noted:On 970817,licensee Failed to Assure,Over 2 Shift Turnovers & 1 Complete Shift,That CCW Pressure Was Properly Marking Chart Recorder as Required ML18012A8861997-08-29029 August 1997 Notice of Violation from Insp on 970622-0802.Violation Noted:As of 970711,licensee Conducted DOT Hazmat Employees General Awareness Training in 1997 to Meet Requirements of 49CFR172,Subpart H,Using Out of Date Training Matls ML18012A8051997-06-0909 June 1997 Notice of Violation from Insp on 970330-0510.Violation Noted:On 970508,licensee Failed to Meet All Limiting Conditions for Operation Required for Mode 6 Entry W/O Reliance on Action Statements in Action (a) for TS 3.7.6 IR 05000400/19960031997-03-13013 March 1997 Notice of Violation from Insp on 970105-0215.Violation Noted:From 960223 to 970213,licensee Failed to Correct Condition Adverse to Quality in That Corrective Action for LER 50-400/96-03 Used Change to TS Basis ML18012A4911997-01-31031 January 1997 Notice of Violation from Insp on 961124-970104.Violations Noted:Inspector Identified Where Licensee Failed to Assure, Over Extended Period of Time ML20134J8551996-11-0707 November 1996 Notice of Violation from Insp on 960901-1012.Violations Noted:Operators & Shift Mgt Failed to Comply W/Direction in OMM-001 by Relying on Unreviewed & Unapproved List of Spare Breakers to Be Turned Off IR 05000903/20100071995-11-0303 November 1995 Notice of Violation from Insp on 950903-1007.Violation Noted:Failed to Follow Procedures OMM-007 & OMM-014 IR 05000507/20060101995-07-0707 July 1995 Notice of Violation from Insp on 950507-0610.Violation Noted:On 950524-25,containment Isolation Valve 1MS-62 Inoperable for Approx 30 H W/Blown Fuse in Hydraulic Pump Controls & Actions Required by TS 3.6.3 Not Performed IR 05000409/20050061995-06-0505 June 1995 Notice of Violation from Insp on 950409-0506.Violation Noted:Individual Failed to Notify Control Room Shift Supervisor Prior to Blocking Open Ventilation Boundary Door on 236 Foot Elevation of Reactor Auxiliary Building ML18011A8171995-03-0202 March 1995 Notice of Violation from Insp on Stated Date.Violation Noted:Thermal Overload Protection for Six AF Motor Operator Valves Inadequately Tested ML18011A7351994-12-0808 December 1994 Notice of Violation from Insp on 941113-1203.Violation Noted:On 941019 Emergency Battery 1B-SB Cell 50 Voltage Fell Below Category B Limit of 2.13 Volts During Surveillance ML18011A5461994-06-28028 June 1994 Errata to Notice of Violation, ML18010B1361993-06-17017 June 1993 Notice of Violation from Insp on 930517-21.Violation Noted: Eleven Items in East Hot Machine Shop Determined Not to Have Completed Radioactive Matl Tag or to Be Painted Magenta ML18010B0411993-02-25025 February 1993 Notice of Violation from Insp on 930125-29.Violations Noted: Failure to Maintain Readiness of Emergency Equipment (Hand Held Mobile Radios) & Failure to Place Emergency Warning Zone Decals on Phone Booths in 10-mile EPZ ML18010B0091993-01-29029 January 1993 Notice of Violation from Insp on 921219-930122.Violation Noted:Work Performed on 480 Volt Power Supply Circuit to Change Direction of Rotation for Fan AH-26A W/O Prior Establishment of Equipment Clearance to de-energize Circuit ML18010A7841992-09-17017 September 1992 Notice of Violation from Insp on 920718-0821.Violation Noted:Flexible Strap Not Utilized to Handle Wet Annular Burnable Absorber Inserts During Insp ML18010A7051992-07-30030 July 1992 Notice of Violation from Insp on 920620-0717.Violation Noted:Five QC Insp Personnel Were Not Properly Recertified within 3-yrs to Perform Nondestructive Exam Activities ML18010A6181992-04-13013 April 1992 Notice of Violation from Insp on 920215-0320.Violation Noted:Corrective Actions in Response to May 1991 Violation Re Failure of Plant Drawings to Reflect Sys Mods Inadequate ML18010A4681991-11-27027 November 1991 Notice of Violation from Insp on 911019-1115.Violation Noted:Boric Acid Pump Shutdown Quarterly Testing Frequency Not Doubled as Required for Previously Identified Pump Degradation ML18010A4331991-10-0909 October 1991 Notice of Violation from Insp on 910824-0928.Violation Noted:Procedure for Conduct of Maint Activities to Properly Set Blowdown Rings on Crosby Relief Valves in Variety of safety-related Sys Not Properly Established ML18009A8331991-03-0404 March 1991 Notice of Violation from Insp on 910126-0222.Violation Noted:Licensee Failed to Fill a Common Rvis Ref Leg,Which Resulted in Instrument Inaccuracies ML18009A7971991-01-30030 January 1991 Notice of Violation from Insp on 901215-910125.Violation Noted:High Radiation Area Not Properly Locked & Sample Line Not Purged for 10 Minutes Prior to Taking Reactor Coolant Sample ML18009A3591990-01-12012 January 1990 Notice of Violation from Insp on 891204-08.Violations Noted: Check Valves CS-775,CS-776 & CS-525 Not Exercised at Least Every 3 Months & Testing Procedure for Check Valves CS-179, CS-207 & CS-193 Did Not Ensure full-stroke Exercising ML18009A3061989-12-0808 December 1989 Notice of Violation from Insp on 891007-1117.Violation Noted:Engineering Surveillance Test EST-212, Type C Local Leak Rate Test Incomplete,Resulting in Injection of Borated/Contaminated Water Into Instrument Air Sys ML18009A2761989-11-0808 November 1989 Notice of Violation from Insp on 890826-1006.Violation Noted:Commercial Grade Ite molded-case Circuit Breakers Installed in safety-related Electrical Sys & Review for Suitability of Equipment Inadequate ML18005B1471989-11-0808 November 1989 Notice of Violation from Insp on 890918-22.Violation Noted: Licensee Failed to Follow Radiation Control Procedures Re Area & Personnel Contamination Surveys ML18005A6291988-09-26026 September 1988 Notice of Violation from Insp on 880720-0828.Violation Noted:Operational Surveillance Procedure OST-1826 Established Inadequately Since Procedure Did Not Require Main Feed Pump Switches to Be in Stop Position ML18005A5081988-06-22022 June 1988 Notice of Violation from Insp on 880420-0520.Violation Noted:Licensee Unknowingly Placed Unit Under Requirements of Tech Spec 3.0.3 by Allowing Testing of a Train Solid State Protection Sys to Proceed ML18005A3841988-04-0101 April 1988 Notice of Violation from Insp on 880220-0320.Violation Noted:Failure to Revise Emergency Operating Procedure EOP-EPP-010, Transfer to Cold Leg Recirculation to Include Valve Configuration Described in FSAR Table 6.3.2-6 IR 07100116/20120111988-02-25025 February 1988 Notice of Violation from Insp on 871116-1211.Violation Noted:Design Input for Change in Temp Value Used in Evaluating Thermal Stresses in Containment Bldg Riser Structure Changed W/O Approval or Documentation ML18005A2561988-01-15015 January 1988 Notice of Violation from Insp on 871019-23 & 1102-06. Violations Noted:Design Inputs for Design Change Packages Not Formally Identified & Procedure Changes Accomplished W/O Approval During RCS Isolation Valve Test on 870721 IR 05000401/20050301987-10-15015 October 1987 Notice of Violation from Insp on 870903.Violation Noted: Medical Isotopes Committee Did Not Meet Between 850401-0530, Failure to Maintain Written Records of Medical Isotopes Committee Meeting & Failure to Record Surveys ML20207T5091987-03-12012 March 1987 Notice of Violation from Insp on 861215-17 ML20207T5481987-03-12012 March 1987 Notice of Violation from Insp on 870120-0220 ML20210T9331987-02-0303 February 1987 Notice of Violation from Insp on 861230-870106 ML20207J2531986-12-29029 December 1986 Notice of Violation from Insp on 861103-07 ML20207K9051986-12-24024 December 1986 Notice of Violation from Insp on 861117-21 ML20207J4331986-12-23023 December 1986 Notice of Violation from Insp on 861020-1120 ML20215K7761986-10-17017 October 1986 Notice of Violation from Insp on 860820-0920 ML20203B9031986-07-0909 July 1986 Notice of Violation from Insp on 860520-0620 ML18019A6061986-02-18018 February 1986 Notice of Violation from Insp on 860121-24 ML18003B1621985-11-18018 November 1985 Notice of Violation from Insp on 851021-25 ML18019A4891985-11-14014 November 1985 Notice of Violation from Insp on 851021-25 IR 05000729/20080021985-08-27027 August 1985 Notice of Violation from Insp on 850729-0802 IR 05000720/20080201985-08-26026 August 1985 Notice of Violation from Insp on 850720-0820 1998-08-18
[Table view] Category:TEXT-INSPECTION & AUDIT & I&E CIRCULARS
MONTHYEARIR 05000400/19990051999-09-23023 September 1999 Insp Rept 50-400/99-05 on 990718-0828.No Violations Noted. Major Areas Inspected:Performance Indicators Verification IR 05000400/19990111999-09-20020 September 1999 Insp Rept 50-400/99-11 on 990719-23 & 0802-06.No Violations Noted.Major Areas Inspected:Review of Licensee Calculations, Analyses,Performance Test Procedures & Other Engineering Documents IR 05000400/19990041999-08-12012 August 1999 Insp Rept 50-400/99-04 on 990530-0717.Three NCVs Noted.Major Areas Inspected:Procedures & Representative Records, Observations of Activities & Interveiws with Personnel IR 05000400/19990031999-06-28028 June 1999 Insp Rept 50-400/99-03 on 990425-0529.Non-cited Violation Noted.Major Areas Inspected:Licensee Operations,Engineering, Maint & Plant Support IR 05000400/19990021999-05-21021 May 1999 Insp Rept 50-400/99-02 on 990314-0424.Non-cited Violations Noted.Major Areas Inspected:Operations,Engineering, Maintenance & Plant Support IR 05000400/19990091999-04-0909 April 1999 Partially Withheld Insp Rept 50-400/99-09 on 990308-12 (Ref 10CFR73.21).No Violations Identified.Major Areas Inspected: Aspects of Licensee Plant Support Re Physical Security Program for Power Reactors IR 05000400/19990011999-04-0808 April 1999 Insp Rept 50-400/99-01 on 990131-0313.No Violations Noted. Major Areas Inspected:Aspects of Operations,Engineering, Maint & Plant Support IR 05000400/19980111999-03-0101 March 1999 Insp Rept 50-400/98-11 on 981220-990130.Violations Noted. Major Areas Inspected:Operations,Engineering,Maintenance & Plant Support IR 05000400/19980101999-01-15015 January 1999 Insp Rept 50-400/98-10 on 981108-1219.No Violations Noted. Major Areas Inspected:Operations,Engineering,Maint & Plant Support IR 05000400/19980091998-12-0707 December 1998 Insp Rept 50-400/98-09 on 980927-1107.Violations Noted. Major Areas Inspected:Operations,Maint,Engineering & Plant Support IR 05000400/19983011998-11-0505 November 1998 NRC Operator Licensing Exam Rept 50-400/98-301 (Including Completed & Graded Tests) for Tests Administered on 981002-08.No Violations Noted.Exam Implemented Operator Licensing Requirements of 10CFR55.41,55.43 & 55.45 IR 05000400/19980081998-10-23023 October 1998 Insp Rept 50-400/98-08 on 980816-0926.Violations Noted. Major Areas Inspected:Operations,Maint,Engineering & Plant Support ML20155G9991998-10-23023 October 1998 Notice of Violation from Insp on 980816-0926.Violation Noted:License Failed to Promptly Identify Condition Adverse to Quality IAW Procedures IR 05000400/19980071998-09-14014 September 1998 Insp Repts 50-400/98-07 on 980705-0815.No Violations Noted. Major Areas Inspected:Operations,Maint,Engineering & Plant Support ML18016A5131998-08-18018 August 1998 Errata Page 3 for NOV Issued on 980730.Page 3 Corrected to Indicate That Violation B Was Severity Level IV Violation IR 05000400/19980061998-08-18018 August 1998 Errata Pages 24 & 33 to Insp Rept 50-400/98-06 Issued on 980730.Page 24 Incorrectly Referred to URI USQ Determination Related to Cycle 6 Reload,As URI 50-400/98-400/98-01 & Failed to List Item on Pp 33.Correct Ref URI 50-400/06-04 ML18016A4711998-06-18018 June 1998 Notice of Violation from Insp on 980412-0523.Violation Noted:On 980506,equipment Clearance 98-00444 Was Not Properly Executed in That Tag Hanger & Tag Verifier Indicated That Valve 1MS-63 Was Properly clearance-tagged ML20216H5161998-03-26026 March 1998 Notice of Violation & Proposed Imposition of Civil Penalty in Amount of $55,000.Violation Noted:Licensee Did Not Follow Procedure SEC-NGGC-2101 ML18016A3411998-02-24024 February 1998 SALP Rept 50-400/98-99 for 970317-980117 IR 05000400/19980021998-01-23023 January 1998 Insp Rept 50-400/98-02 on 971208-12.Apparent Violations Being Considered for Escalated Enforcement Action.Major Areas Inspected:Aspects of Licensee Plant Support Re Physical Security Plan IR 07100026/20120061997-12-31031 December 1997 Notice of Violation from Insp on 971026-1206.Violation Noted:Licensee Did Not Adequately Develop,Maintain or Implement Procedures for Controlling Computer Software Development & Plant Configuration During Mod Process IR 05000400/19970111997-11-24024 November 1997 Insp Rept 50-400/97-11 on 971006-10.No Violations Noted. Major Areas Inspected:Observation & Evaluation of Biennial Emergency Preparedness Excercise for Plant ML18016A2421997-11-20020 November 1997 Insp Rept 50-400/97-10 on 970914-1025.Violations Noted. Major Areas Inspected:Operations,Maintenance,Engineering & Plant Support ML18016A2151997-10-0909 October 1997 Notice of Violation from Insp on 970803-0913.Violation Noted:On 970817,licensee Failed to Assure,Over 2 Shift Turnovers & 1 Complete Shift,That CCW Pressure Was Properly Marking Chart Recorder as Required ML18016A2161997-10-0909 October 1997 Insp Rept 50-400/97-09 on 970803-0913.Violations Noted.Major Areas Inspected:Operations,Maint,Engineering & Plant Support ML18012A8861997-08-29029 August 1997 Notice of Violation from Insp on 970622-0802.Violation Noted:As of 970711,licensee Conducted DOT Hazmat Employees General Awareness Training in 1997 to Meet Requirements of 49CFR172,Subpart H,Using Out of Date Training Matls IR 05000400/19970051997-06-16016 June 1997 Insp Rept 50-400/97-05 on 970519-23.No Violations Noted. Major Areas Inspected:Plant Support,Including Security & Safeguards Procedures & Documentation ML18012A8051997-06-0909 June 1997 Notice of Violation from Insp on 970330-0510.Violation Noted:On 970508,licensee Failed to Meet All Limiting Conditions for Operation Required for Mode 6 Entry W/O Reliance on Action Statements in Action (a) for TS 3.7.6 ML18012A6131997-03-28028 March 1997 Errata to Insp Rept 50-400/97-01 on 970105-0215.Replaces Page 14 of Subj Insp Rept & Page One of Executive Summary IR 05000400/19973001997-03-14014 March 1997 NRC Operator Licensing Exam Rept 50-400/97-300 Including Completed Test for Test Administered on 970224-28.Exam Results:All Candidates Passed Exam.One of Four SRO Candidates Was Graded as Marginal Pass IR 05000400/19960031997-03-13013 March 1997 Notice of Violation from Insp on 970105-0215.Violation Noted:From 960223 to 970213,licensee Failed to Correct Condition Adverse to Quality in That Corrective Action for LER 50-400/96-03 Used Change to TS Basis ML18012A4911997-01-31031 January 1997 Notice of Violation from Insp on 961124-970104.Violations Noted:Inspector Identified Where Licensee Failed to Assure, Over Extended Period of Time ML18012A4571996-12-20020 December 1996 Insp Rept 50-400/96-10 on 961013-1123.Violations Noted. Major Areas Inspected:Operations,Maintenance,Engineering, Plant Support & Plant Status ML20134J8551996-11-0707 November 1996 Notice of Violation from Insp on 960901-1012.Violations Noted:Operators & Shift Mgt Failed to Comply W/Direction in OMM-001 by Relying on Unreviewed & Unapproved List of Spare Breakers to Be Turned Off IR 05000400/19960051996-06-25025 June 1996 Insp Rept 50-400/96-05 on 960428-0608.No Violations Noted. Major Areas Inspected:Licensee Operations,Engineering,Maint & Plant Support IR 05000400/19960011996-03-0808 March 1996 Insp Rept 50-400/96-01 on 960107-0210.Violations Noted. Major Areas Inspected:Plant Operations Event follow-up & Overtime Review,Maint,Engineering Backlog & Review of Design Change Control Processes IR 05000400/19950191996-01-26026 January 1996 Insp Rept 50-400/95-19 on 951210-960106.No Violations Noted. Major Areas Inspected:Operations,Maint,Surveillance, Engineering,Plant Support & Review of Licensee Event Repts IR 05000400/19950201996-01-0404 January 1996 Insp Rept 50-400/95-20 on 951211-15.No Violations Noted. Major Areas Inspected:Security Program for Power Reactors, Specifically,Mgt Support,Security Program Plans & Implementing Procedures & Audits IR 05000400/19950161995-11-17017 November 1995 Insp Rept 50-400/95-16 on 951016-20.No Violations Noted. Major Areas Inspected:Radiological Emergency Plan & Associated Implementing Procedures,Emergency Facilities, Equipment,Instrumentation & Supplies PNO-II-95-064, on 951105,during Quarterly Testing of Automatic Actuation Logic & Relays of Main Steam Line Isolation Portion of ESF Instrumentation Test Relay Failure Caused Unexpected Closure of MSIV a1995-11-0606 November 1995 PNO-II-95-064:on 951105,during Quarterly Testing of Automatic Actuation Logic & Relays of Main Steam Line Isolation Portion of ESF Instrumentation Test Relay Failure Caused Unexpected Closure of MSIV a IR 05000903/20100071995-11-0303 November 1995 Notice of Violation from Insp on 950903-1007.Violation Noted:Failed to Follow Procedures OMM-007 & OMM-014 IR 05000400/19950141995-10-19019 October 1995 Insp Rept 50-400/95-14 on 950918-22.No Violations Noted. Major Areas Inspected:Licensee Radiation Control Program, Changes to Radiation Protection Program,External & Internal Exposure Controls & Surveys & Monitoring IR 05000400/19950131995-09-28028 September 1995 Insp Rept 50-400/95-13 on 950806-0902.No Violations Noted. Major Areas Inspected:Operations,Maint,Surveillance, Engineering,Plant Support,Review of LERs & Licensee Action on Previous Insp Items IR 05000400/19950121995-09-0101 September 1995 Insp Rept 50-400/95-12 on 950709-0805.No Violations Noted. Major Areas Inspected:Plant Operations,Maint,Surveillance, Engineering,Plant Support,Review of LER & Licensee Action & Previous Insp Items IR 05000400/19950111995-08-0404 August 1995 Insp Rept 50-400/95-11 on 950611-0708.Major Areas Inspected: Plant Operations,Maint,Surveillance,Engineering Activities, Plant Support,Including,Security Control,Fire Protection & Emergency Preparedness,Lers & Action on Previous Insp Items IR 05000400/19950301995-07-27027 July 1995 Exam Rept 50-400/95-30 on 950626-30.Exam Results:All Candidates Passed Written & Operating Exams ML18011A9571995-07-0707 July 1995 Insp Rept 50-400/95-10 on 950507-0610.Violations Noted.Major Areas Inspected:Operational Safety,Maint,Surveillance, Engineering Activities & Plant Support IR 05000507/20060101995-07-0707 July 1995 Notice of Violation from Insp on 950507-0610.Violation Noted:On 950524-25,containment Isolation Valve 1MS-62 Inoperable for Approx 30 H W/Blown Fuse in Hydraulic Pump Controls & Actions Required by TS 3.6.3 Not Performed IR 05000400/19950091995-06-15015 June 1995 Insp Rept 50-400/95-09 on 950515-19.Non-cited Violations Noted.Major Areas Inspected:Organization of Chemistry Dept & Radioactive Waste Shipping Unit,Plant Water Chemistry, Meteorological Monitoring Program & Radwaste Vol Reduction IR 05000409/20050061995-06-0505 June 1995 Notice of Violation from Insp on 950409-0506.Violation Noted:Individual Failed to Notify Control Room Shift Supervisor Prior to Blocking Open Ventilation Boundary Door on 236 Foot Elevation of Reactor Auxiliary Building 1999-09-23
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NOTICE OF VIOLATION Carol ina Power
& Light Company Shearon Harris Unit 1 Docket No. 50-400 License No. NPF-63 During an NRC inspection conducted from August 3 through September 13,
- 1997, a
violation of NRC requirements was identified.
In accordance with the "General Statement of Policy and Procedure for NRC Enforcement Actions,"
NUREG-1600,'he violation is listed below:
Technical Specification 6.8. 1'. requires written procedures to be established, implemented, and maintained covering the activities recommended in Appendix A of Regulatory Guide 1.33, Revision 2, February 1978.
Regulatory Guide 1.33, Item l.a references procedures for operator log-keeping.
OHH-016, Operator Logs, Revision 13, Paragraph
- 5. 1.b, Operations Shift Records states, in part, to check each operating recorder chart at least once per shift to assure that pens are marking properly and timing correctly.
Hark each chart with the time the check is performed and initials.
Contrary to the above, on August 17, 1997, the licensee failed to
- assure, over two shift turnovers and one complete shift, that the component cooling water pressure (red pen) was properly marking the chart recorder as required.
This is a Severity Level IV violation (Supplement I).
Pursuant to the provisions of 10 CFR 2.201, Carolina Power and Light Company is hereby required to submit a written statement or explanation to the U.
S.
Nuclear Regulatory Commission, ATTN:
Document Control Desk, Washington, D.C.
20555 with a copy to the Regional Administrator, Region II, and a copy to the NRC Resident Inspector at the facility that is the subject of this Notice, within 30 days of the date of the letter transmitting this Notice of Violation (Notice).
This reply should be clearly marked "Reply to a Notice of Violation" and should include for each violation:
(1) the reason for the violation, or, if contested, the basis for disputing the violation, (2) the corrective steps that have been taken and the results
- achieved, (3) the corrective steps that will be taken to avoid further violations, and (4) the date when full compliance will be achieved.
Your response may reference or include previous docketed correspondence, if the correspondence adequately addresses the required response.
If an adequate reply is not received within the time specified in this Notice, an order or Demand for Information may be issued as to why the license should not be modified, suspended, or revoked, or why such other action as may be proper should not be taken.
Where good cause is shown, consideration will be given to extending the response time.
Because your. response will be placed in the NRC Public Document Room (PDR), to the extent possible, it should not include any personal privacy, proprietary, or safeguards information so that it can be placed in the PDR without redaction.
However, if you find it necessary to include such information, you Enclosure 1
'P7 f.0230040 971009 PDR ADDCK 05000400 6
PDR
CP&L 2
should clearly indicate the specific information that you desire not to be placed in the
- PDR, and provide the legal basis to support your request for withholding the information from the public.
Dated at Atlanta, Georgia this 9th day of October 1997 Enclosure 1