ML24157A335
| ML24157A335 | |
| Person / Time | |
|---|---|
| Site: | Summer  |
| Issue date: | 06/06/2024 |
| From: | Daniel Bacon Division of Reactor Safety II |
| To: | Carr E Virginia Electric & Power Co (VEPCO) |
| References | |
| IR 2024404 | |
| Download: ML24157A335 (10) | |
See also: IR 05000395/2024404
Text
Mr. Eric S. Carr
President - Nuclear Operations and Chief Nuclear Officer
Innsbrook Technical Center
5000 Dominion Boulevard
Glen Allen, VA 23060-6711
SUBJECT: VIRGIL C. SUMMER NUCLEAR STATION, UNIT 1 - NOTIFICATION OF AN
NRC CYBERSECURITY BASELINE INSPECTION (NRC INSPECTION
REPORT 05000395/2024404 AND REQUEST FOR INFORMATION (RFI)
Dear Eric Carr
On August 19, 2024, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline
inspection in accordance with Inspection Procedure (IP) 71130.10 Cyber-Security, Revision 0
at your V.C. Summer Nuclear Station. The inspection will be performed to evaluate and verify
your ability to meet the Milestone 8 (i.e., full implementation) requirements of the NRCs Cyber-
Security Rule, Title 10, Code of Federal Regulations (CFR), Part 73, Section 54, Protection of
Digital Computer and Communication Systems and Networks.
Experience has shown that baseline inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site
and to ensure a productive inspection for both parties, we have enclosed a request for
documents needed for the inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by the cyber-security IP. This information should
be made available no later than July 5, 2024. The inspection team will review this information
and, by July 12, 2024, will request the specific items that should be provided for review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of the licensees CSP selected for the cyber-security inspection. This information
will be requested for review in the regional office prior to the inspection by August 9, 2024.June 6, 2024
E. Carr 2
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection.
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Jonathan Montgomery. We understand that our
regulatory contact for this inspection is Justin Bouknight of your organization. If there are any
questions about the inspection or the material requested, please contact the lead inspector at
(404) 997-4880 or via e-mail at jonathan.montgomery@nrc.gov.
This letter contains mandatory information collections that are subject to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq.). The Office of Management and Budget (OMB)
approved these information collections under approval number 3150-0011. The burden to the
public for these information collections is estimated to average 40 hour4.62963e-4 days <br />0.0111 hours <br />6.613757e-5 weeks <br />1.522e-5 months <br />(s) per response. Send
comments regarding this information collection to the FOIA, Library and Information Collection
Branch, Office of the Chief Information Officer, Mail Stop: T6-A10M, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, or by email to Infocollects.Resource@nrc.gov, and
to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-10202, (3150-0011)
OMB, Washington, DC 20503.
The NRC may not conduct or sponsor, and a person is not required to respond to, a request for
information or an information collection requirement unless the requesting document displays a
currently valid Office of Management and Budget control number.
E. Carr 3
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding,
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available
electronically for public inspection in the NRCs Public Document Room or from the Publicly
Available Records (PARS) component of the NRC's Agencywide Documents Access and
Management System (ADAMS). ADAMS is accessible from the NRC Web site at
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room).
Sincerely,
Daniel Bacon, Chief
Engineering Branch 2
Division of Reactor Safety
Docket No. 50-395
License No. NPF-12
Enclosures:
V.C. Summer Cyber Security Inspection
Document Request
cc w/ enclosure: Distribution via LISTSERV
Signed by Bacon, Daniel
on 06/06/24
X Non-Sensitive X Publicly Available
X SUNSI Review
Sensitive Non-Publicly Available
OFFICE RII/DRS RII/DRS
NAME J.Montgomery D.Bacon
DATE 6/5/2024 6/6/2024
V.C. SUMMER CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Inspection Report: 05000395/2024404
Inspection Dates: Week of August 19, 2024
Inspection Procedure: IP 71130.10, Cyber-Security, Revision 0
Reference: ML21330A088, Guidance Document for Development of the
Request for Information (RFI) and Notification Letter for
Full-Implementation of the Cyber-Security Inspection, Revision 2
NRC Inspectors:Jonathan Montgomery Ellery Coffman
404-997-4880 404-997-4633
jonathan.montgomery@nrc.gov ellery.coffman@nrc.gov
NRC Contractors: Alan Konkal James Hartman
alan.konkal@nrc.gov james.hartman@nrc.gov
I. Information Requested for In-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection
team with the general information necessary to select appropriate components and CSP
elements to develop a site-specific inspection plan. The first RFI is used to identify the
list of critical systems and critical digital assets (CSs/CDAs) plus operational and
management (O&M) security control portions of the CSP to be chosen as the sample
set required to be inspected by the cyber-security IP. The first RFIs requested
information is specified below in Table RFI #1. The Table RFI #1 information is
requested to be provided to the regional office by July 5, 2024, or sooner, to facilitate
the selection of the specific items that will be reviewed during the onsite inspection
weeks.
The inspection team will examine the returned documentation from the first RFI and
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
focused follow-up request to develop the second RFI. The inspection team will submit
the specific systems and equipment list to your staff by July 12, 2024, which will identify
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
defensive architecture, and the areas of the licensees CSP selected for the cyber-
security inspection. We request that the additional information provided from the second
RFI be made available to the regional office prior to the inspection by August 9, 2024.
All requests for information shall follow the guidance document referenced above. Items
that have been struck through do not require a response. Bold items denote items that
are not explicitly referenced in the guidance document above.
Enclosure
V.C. SUMMER CYBER-SECURITY INSPECTION DOCUMENT REQUEST
The required Table RFI 1 information shall be provided on either digital media (CD/DVD)
or an online repository to the lead inspector by July 5, 2024. The preferred file format
for all lists is a searchable Excel spreadsheet file. The information should be indexed
and hyper-linked to facilitate ease of use. If you have any questions regarding this
information, please call the inspection team leader as soon as possible.
Table RFI #1
Section 3,
Paragraph Number/Title: IP Ref
A list of all Identified Critical Systems and Critical Digital Assets,-
1 highlight/note any additions, deletions, reclassifications due to new Overall
guidance from white papers, changes to NEI 10-04, 13-10, etc. since
the last cyber security inspection.
2 A list of EP and Security onsite and offsite digital communication Overall
systems
3 Network Topology Diagrams to include information and data flow for Overall
critical systems in levels 2, 3 and 4 (If available)
4 Ongoing Monitoring and Assessment program documentation 03.01(a)
5 The most recent effectiveness analysis of the Cyber Security Program 03.01(b)
6 Vulnerability screening/assessment and scan program documentation 03.01(c)
Cyber Security Incident response documentation, including incident
detection, response, and recovery documentation as well as 03.02(a)
7 contingency plan development, implementation and including any and
program documentation that requires testing of security boundary 03.04(b)
device functionality
8 Device Access and Key Control documentation 03.02(c)
9 Password/Authenticator documentation 03.02(c)
10 User Account/Credential documentation 03.02(d)
11 Portable Media and Mobile Device control documentation, including 03.02(e)
kiosk security control assessment/documentation
Design change/ modification program documentation and a List of all
12 design changes completed since the last cyber security inspection, 03.03(a)
including, either, a summary of the design change, or the 50.59
documentation for the change.
Supply Chain Management documentation including any security 03.03(a)
13 impact analysis for new acquisitions , (b) and
(c)
Configuration Management documentation including any security 03.03(a)
14 impact analysis performed due to configuration changes since the last and (b)
inspection
V.C. SUMMER CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Table RFI #1
Section 3,
Paragraph Number/Title: IP Ref
15 Cyber Security Plan and any 50.54(p) analysis to support changes to 03.04(a)
the plan since the last inspection
16 Cyber Security Metrics tracked (if applicable) 03.06
(b)
17 Provide documentation describing any cyber security changes to the Overall
access authorization program since the last cyber security inspection.
18 Provide a list of all procedures and policies provided to the NRC with Overall
their descriptive name and associated number (if available)
19 Performance testing report (if applicable) 03.06
(a)
Any cybersecurity event reports submitted in accordance with
20 10 CFR 73.77 since the last cybersecurity inspection and any 03.04(a)
copies of any recordable cybersecurity events since the last
inspection
In addition to the above information please provide the following:
(1) Electronic copy of the UFSAR and technical specifications.
(2) Name(s) and phone numbers for the regulatory and technical contacts.
(3) Current management and engineering organizational charts.
Based on this information, the inspection team will identify and select specific systems
and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
submit a list of specific systems and equipment to your staff by July 5, 2024 for the
II. Additional Information Requested to be Available Prior to Inspection.
As stated in Section I above, the inspection team will examine the returned
documentation requested from Table RFI #1 and submit the list of specific systems and
equipment to your staff by July 12, 2024 for the second RFI (i.e., RFI #2). The second
RFI will request additional information required to evaluate the CSs/CDAs, defensive
architecture, and the areas of the licensees CSP selected for the cyber-security
inspection. The additional information requested for the specific systems and equipment
is identified in Table RFI #2. All requested information shall follow the guidance
document referenced above. Items that have been struck through do not require a
response. Bold items denote items that are not explicitly referenced in the guidance
document above.
3
V.C. SUMMER CYBER-SECURITY INSPECTION DOCUMENT REQUEST
The Table RFI #2 information shall be provided to the lead inspector by August 9, 2024.
The preferred file format for all lists is a searchable Excel spreadsheet. The information
should be indexed and hyper-linked to facilitate ease of use. If you have any questions
regarding this information, please call the inspection team leader as soon as possible.
Table RFI #2
Section 3,
Paragraph Number/Title: Items
For the system(s) chosen for inspection provide:
1 Ongoing Monitoring and Assessment activity performed on the 03.01(a)
system(s)
2 All Security Control Assessments for the selected system(s) * 03.01(a)
All vulnerability screenings/assessments associated with, or scans
performed on, the selected system(s) since the last cyber security
inspection *
3 03.01(c)
All vulnerability screenings and assessments completed prior
to putting new equipment into service as part of the select
design changes
Documentation (including configuration files and rules sets) for
Network-based Intrusion Detection/Protection Systems (NIDS/NIPS),
4 Host-based Intrusion Detection Systems (HIDS), and Security 03.02(b)
Information and Event Management (SIEM) systems for system(s)
chosen for inspection (i.e. the devices that are credited for protection
for the selected systems) *
Documentation (including configuration files and rule sets) for intra-
5 security level firewalls and boundary devices used to protect the 03.02(c)
selected system(s)
6 Copies of all periodic reviews of the access authorization list for the 03.02(d)
selected systems since the last inspection
7 Baseline configuration data sheets for the selected CDAs and for 03.03(a)
selected design changes *
8 Security Impact Analyses performed for selected design changes 03.03(b)
9 Copies of the purchase order documentation for selected design 03.03(c)
changes
Copies of any reports/assessment for cyber security drills performed 03.02(a)
10 since the last inspection. 03.04(b)
Copy of the individual recovery plan(s) for the selected system(s) 03.02(a)
11 including documentation of the results the last time the backups
were executed. 03.04(b)
V.C. SUMMER CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Table RFI #2
Section 3,
Paragraph Number/Title: Items
Corrective actions taken as a result of cyber security incidents/issues
12 to include previous NRC violations and Licensee Identified Violations 03.04(d)
since the last cyber security inspection
The most recent Cybersecurity Quality Assurance audit and/or
13 self-assessment and a list of Corrective Actions generated as a
result
- Some selected systems may have a large number of CDAs. For these systems reach
out to the team leader for a specific selection of CDAs when responding to this request.
III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identified in Section II above, provide the
following RFI (i.e., Table 1ST Week Onsite) to the team by August 19, 2024, the first day
of the inspection. All requested information shall follow the guidance document
referenced above. Items that have been struck through do not require a response. Bold
denotes items that are not explicitly referenced in the guidance document above.
The preferred file format for all lists is a searchable Excel spreadsheet file. The
information should be indexed and hyper-linked to facilitate ease of use. If you have any
questions regarding this information, please call the inspection team leader as soon as
possible.
Table 1ST Week Onsite
Section 3,
Paragraph Number/Title: Items
1 Any cyber security event reports submitted in accordance with 10 03.04(a)
CFR 73.77 since the last cyber security inspection
Updated Copies of corrective actions taken as a result of cyber
2 security incidents/issues, to include previous NRC violations and 03.04(d)
Licensee Identified Violations since the last cyber security
inspection, as well as vulnerability-related corrective actions
3 Copies of corrective actions written for issues identified since 03.04(d)
receipt of RFI #1.
In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the
inspection team as long as the inspectors have easy and unrestrained access
to them.
5
V.C. SUMMER CYBER-SECURITY INSPECTION DOCUMENT REQUEST
a. Updated Final Safety Analysis Report, if not previously provided;
b. Original FSAR Volumes;
c. Original SER and Supplements;
d. FSAR Question and Answers;
e. Quality Assurance Plan;
f. Technical Specifications, if not previously provided;
g. Latest IPE/PRA Report; and
(2) Vendor Manuals, Assessment and Corrective Actions:
a. The most recent Cyber-Security Quality Assurance (QA) audit and/or
self-assessment; and
b. Corrective action documents (e.g., condition reports, including status of
corrective actions) generated as a result of the most recent Cyber-Security
Quality Assurance (QA) audit and/or self-assessment.
IV. Information Requested to be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the
inspection teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and
the status/resolution of the information requested (provided daily during the
inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader.