ML20199C486: Difference between revisions

From kanterella
Jump to navigation Jump to search
(StriderTol Bot insert)
 
(StriderTol Bot change)
 
Line 1: Line 1:
#REDIRECT [[IR 05000313/1997014]]
{{Adams
| number = ML20199C486
| issue date = 11/18/1997
| title = Discusses Predecisional Enforcement Conference Conducted to Discuss Violations Noted in Insp Repts 50-313/97-14 & 50-368/97-14.Violations Noted:Failure to Comply w/10CFR50, App B,Criterion IX & Failure to Remove Unit 2 from Svc
| author name = Merschoff E
| author affiliation = NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION IV)
| addressee name = Hutchinson C
| addressee affiliation = ENTERGY OPERATIONS, INC.
| docket = 05000313, 05000368
| license number =
| contact person =
| document report number = 50-313-97-14, 50-368-97-14, EA-97-382, NUDOCS 9711200032
| package number = ML20199C490
| document type = CORRESPONDENCE-LETTERS, OUTGOING CORRESPONDENCE
| page count = 5
}}
See also: [[see also::IR 05000313/1997014]]
 
=Text=
{{#Wiki_filter:.    .        .m  .    _. _
  '' *                                                                                                                                  ,
e
              t h' "8 004                                        UNIT ED ST ATES
          *
        ,,                  t                    NUCLEAR REGULATORY COMMISSION
        e                                                            REGlo4 tv
        g
                            g                            611 RYAN PLAZA DRIVE, SUITE 400
        %. 4, * * * * * ,0
                                                            AR LINoTON, T EXAS 760108064
                                                              November 18, 1997
                    EA 97-382
                    C. Randy Hutchinson, Vice President
                      Operations
                    Arkansas Nuclear One
                    Entergy Operations, Inc.
                    1448 S.R. 333
                    Russellville, Arkansas 72801-0967
                    SUBJECT:        NOTICE OF VIOLATION
                                      (NRC INSPECTION REPORT 50-313/97-14; 50-368/97-14)
                    Dear Mr. Hutchinson:
                    This is in reference to the predecisional enforcement conference held in the NRC's Arlington,
                    Texas office on September 26,1997. The conference was conducted to discuss three
                    apparent violations of NRC requirements related to inspections of steam generator tubes at
                    Arkansas Nuclear One, Units 1 and 2. The results of our inspection were discussed with
                    your staff during a telephonic exit briefing conducted on August 8,1997, and were
                    documented in the subject NRC Inspection Report, which was issued September 12,1997.
                    After the September 26 conference, ANO provided further information and clarification during
                      a telephone discussion held on October 2,1997.
                      The three apparent violations described in the inspection report involved: (1) a failure to
                      comply with 10 CFR Part 50 Appendix B Criterion IX in the use of data in bobbin coil sizing
                      qualification criteria that did not conform to the requirements of the selected qualification
                      method; (2) the failure to remove Unit 2 tubes from service which contained flaws that
                      exceeded the plugging limit of the Technical Specifications; and (3) the lac!; of prompt
                      corrective action in November 1995 prior to-retuming potentially defective sleeved tubes to
                      service.
                      During the September 26 conference, Enter'g y expressed disagreement with the first apparent
                      violation, contending that Entergy's sizing qualification for intergranular attack (IGA) met the
                      provisions of appropriate industry qualification processes (EPRI Appendix "H"), and therefore
                      Entergy was in compliance with 10 CFR Part 50 Appendix B. With regard to the second          _
                      apparent violation, which involved Unit 2 steam generators, Entergy agreed that the violation
                      occurred but contended that the violation warranted treatment as a non-cited violation.
                      Entergy also disputed the third apparent violation, which is discussed below.
                      The NRC considered Entergy's arguments and has concluded that vic;dions of NRC
                      requirements        occurred.
                      Based on the discussions          The
                                                    at the    violations
                                                            conference,    weare  cited
                                                                                have      in the
                                                                                    modified the enclosed
                                                                                                  first violationNotice
                                                                                                                  to stateof Violation (No
                                                                                                                          that      7
                      Entergy's inservice inspections of Unit 1 steam generators were not appropriately controlled                g
                    , and accumplished to identify tube defects that exceeded the technical specification plugging                  (f
      9711200032 971118
                                                                                              i
                .
 
  .
4
      Entergy Operations, Inc.                            -2-
      limit. The second violation involves Unit 2 steam generator tubes, with defects greater than
    ' the technical specification plugging limit, that were improperly considered operable.
      Although these violations involve steam generators of different designs and different IGA flaw
      sizing methodologies, the violations are similar in that your methods for sizing lGA and tubing
      degradation in both Units 1 and 2 steam generators were shown to have been inadequate.
      The actual safety consequence of these violations is low because no significant leakage
      occurred as a re: ult of tube leaks. These issues are of regulatory significance because of
      the programmatic nature of the problem; that is, you relied on methods which were incapable
      of detecting flaws greater than the plugging limit, and as a result, operated Units 1 and 2 with
      steam generators with tubes containing flaws that exceeded the technical specification
      plugging limit of 40 percent through wall (TW). Therefore, these two violations have been
      categorized in the aggregate in accordance with the " General Statement of Policy and
      Procedure for WRC Enforcement Actions"(Enforcement Policy), NUREG-1600, as a Severity
      Level lli problem.
      In accordance with the Enforcement Policy, a base civil penalty in the amount of $55,000 is
      considered for a Severity Level 111 problem. Because your facility has been the subject of
      escalated enforcement actions within the last 2 years', the NRC considered whether credit
      was warranted for Identification and Corrective Action in accordance with the civil penalty
      assessment process in Section VI.B.2 of the Enforcement Policy. Since Entergy identified
      both issues, the NRC has determined that Entergy is deserving of identification credit.
      Further, the NRC has determined that Entergy is deserving of Corrective Action credit.
      Entergy's corrective actions for the first violation included declaring the steam generators
      inoperable, notifying the NRC, requesting (and being granted) a Notice of Enforcement
        Discretion from the NRC, administratively precluding IGA sizing, and investigating the cause
      of the problem. Entergy's corrective actions to the second violation included reviewing more
        "no detectable degradation" determinations to verify the quality of the 2R12 analyses,
        performing enhanced inservice inspectio".s of indications, repairing the eggerate cracks,
        enhancing training, and providing additional oversight of the inservice inspections.
        Therefore, to encourage prompt identification and comprehensive correction of violations, I
        have been authorized not to propcse a civil penalty in this case. However, significant
        violations in the future could result in a civi! penalty.
        The third violation cited in the enclosed notice involves Entergy's failure to take prompt
        corrective actions prior to retuming to service potentially defective sleeved tubes exhibiting
        weld zone eddy current indications. At the conference, Entergy representatives expressed
        disagreement with this violation, contending that sufficient technical basis existed (including
            ' A Severity Level 111 problem and a $50,000 civil penalty was issued on April 9,1997,
        involving fire protection inadequacies and the plant staff's inadequate response to
        ind:ations of a fire (EA 96-512).
 
                                                        .    ..            -                .  -      -. .
      *                                              ,
  t                                                                                                          ;
    ' ~
        Entergy Operations, Inc.                          3
        ultrasonic testing and visual testing) to justify use of the sleeves as-is. Further, Entergy
        representatives noted thet, after re-inspection, only one of 28 indications was identified for
        repair based on new acceptance criteria and that all 28 indications met structural and
        leakage requirements; Notwithstanding Entergy's argument that the structural integrity of the
        sleeves was maintained, the NRC's position is that Entergy had an indication of a condition
        adverse _to quality, and it took inadequate corrective actions. Specifically, your actions (in
        October 1995, during 2R11) were not adequate to evaluate defects that existed at the time,
        nor did you perform an operabrity assessment at the time. Therefore, in accordance with the
        its Enforcement Policy, the NRC has classified this violation et Severity Leve,l IV.-
        You are required to respond to this letter and should follow the instructions specified in the -
        encksed Notice when preparing your response in your response, you should document the
        specific actions taken and any additional actions you plan to prevent recurrence. The NRC
        will use your response, in part, to deteimine whether further enforcement action is necessary
        to ensure compliance with regulatory requirements,
        in accordance with 10 CFR 2.790 of the NRC's " Rules of Practice," a copy of this letter, its
        enclosure, arid your response will be placed in the NRC Public Document Room (POR).
                                                      Sincerely,
                                                                              'f
                                                            99
                                                      Ellic W. Mers
                                                      Regional Adm'iistrator
        Dockets:    50-313-
                      50-368
        Licenses: DPR 51
                      NPF-6
'
          cc w/ Enclosure:
          Executive Vice President
          & Chief Operating Officer
,
          Entergy Operations, Inc.
'
          P.O. Box 31995
        L Jackson, Mississippi 39286-1995
1
l
 
  r^-                                                        1
        4
      ..
          Entergy Operations, Inc.              -4-
                                                        .
          Vice President
          Operations Support
          Entergy Operations, Inc.
          P.O. Box 31995
          Jackson, Mississippl 39286-
          Manager, Washington Nuclear Operations
          ABB Combustion Engineering Nuclear
                                                            !
            Power
          12300 Twinbrook Parkway, Suite 330                <
          Rockville, Maryland 20852
          County Judge of Pope County
          Pope County Courthouse
          Russellville, Arkansas : 72801
          Winston & Strawn -
          1400 L Street, N.W.
          WasNngton, D.C. 20005 3502
          David D. Snellings, Jr., Director
          Division of Radiation Control and
            Emergency Management
          Arkansas Department of Health
          4815 West Markham Street, Mail Slot 30
          Little Rock, Arkansas 72205-3867
          Manager
            Rockville Nuclear Licensing                      '
            Framatome Technologies
            1700 Rockville Pike, Suite 525
            Rockville, Maryland 20852
.
                                          -        ,- --
                                                          ,
 
            . _ . _ _ _          _        .-        - . _      _                  .              -.                _ _ _    . .
      , .,
  9-
            Entergy OperatPpW inc, .                              -5-
                                                                                                                                  .
            bec w/ Enclosure (s): -
            PDR-
            LPDR
                                                              hNUDOCS                                                              [
            SECY                                                EC's: Rl,Ril,Rlli
            CA                                                  PA (Os2G4)
            EDO (017G21)                                        OiG (T 5D28)
            DEDO (0-17G21)                                      OE (0 7H5)
            OE:EAFile (0 7H5)                                  01 (0 3E4)
^
    _
            OGC (0-15818)                                      OGC (015B18)
            NRR (012G18)                                        NRR/ADP (012G18)
            NRR PROJECT MANAGER                                OC/DAF (T-9E10)
            OC/LFDCS (T 9E10)                                  AEOD (T-4D18)
            RA Reading File                                    GSanborn-EAFile
            RWise (if app.)                                    RWise-DOL File (if app.)
            RIV Files                                          MIS Coordinator
            ECollins, RIV
            E Mall DlHTRIBUTION:
            OEMAIL:                                                    JDyer (JED2)
            TPGwynn (TPG)                                              WBrown (WLB)
            GSanborn (GFS)                                              GMVasquez (GMV)
            BHenderson (BWH)                                            MHammond (MFH2)
            CHackney (CAH)                                              DKunihiro (DMK1)
            Art Howell (ATH)                                            DChamberlain (DDC)
            KPerkins (KEP)                                              ECollins (EEC)
            SENIOR RESIDENT-                                            KBrockman (KEB)
            EMerschoff (EWM)
            DOCUMENT NAME: G:\EA\ DRAFT \EA97382.DFT
            To receive, copy opument, Indicats in box: "C" = Copy wthout oncesures "E" = Copy with enclosures *N" = No copy
                                                          ~        ~
              ES //7AV                EO O                  TA          ,,,p DRP() ,                D:DRS@0        ,
              MVasquez                GSapid                IBarnes f/'D EC611TfiP                    AHovTell [''
              11k//97                  11/d/97              114r/97      _    11/'//97              11/4/97
                                                                                                                            -_
              RC          f4          DRA                  RA g/
              W8rown      R ''        JDyer @              EMy.f56tioff
                11/G/97                  11/f//97              11//fl97
                                                      OFFIC!AL RECORD COPY
}}

Latest revision as of 16:13, 20 December 2021

Discusses Predecisional Enforcement Conference Conducted to Discuss Violations Noted in Insp Repts 50-313/97-14 & 50-368/97-14.Violations Noted:Failure to Comply w/10CFR50, App B,Criterion IX & Failure to Remove Unit 2 from Svc
ML20199C486
Person / Time
Site: Arkansas Nuclear  Entergy icon.png
Issue date: 11/18/1997
From: Merschoff E
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION IV)
To: Hutchinson C
ENTERGY OPERATIONS, INC.
Shared Package
ML20199C490 List:
References
50-313-97-14, 50-368-97-14, EA-97-382, NUDOCS 9711200032
Download: ML20199C486 (5)


See also: IR 05000313/1997014

Text

. . .m . _. _

* ,

e

t h' "8 004 UNIT ED ST ATES

,, t NUCLEAR REGULATORY COMMISSION

e REGlo4 tv

g

g 611 RYAN PLAZA DRIVE, SUITE 400

%. 4, * * * * * ,0

AR LINoTON, T EXAS 760108064

November 18, 1997

EA 97-382

C. Randy Hutchinson, Vice President

Operations

Arkansas Nuclear One

Entergy Operations, Inc.

1448 S.R. 333

Russellville, Arkansas 72801-0967

SUBJECT: NOTICE OF VIOLATION

(NRC INSPECTION REPORT 50-313/97-14; 50-368/97-14)

Dear Mr. Hutchinson:

This is in reference to the predecisional enforcement conference held in the NRC's Arlington,

Texas office on September 26,1997. The conference was conducted to discuss three

apparent violations of NRC requirements related to inspections of steam generator tubes at

Arkansas Nuclear One, Units 1 and 2. The results of our inspection were discussed with

your staff during a telephonic exit briefing conducted on August 8,1997, and were

documented in the subject NRC Inspection Report, which was issued September 12,1997.

After the September 26 conference, ANO provided further information and clarification during

a telephone discussion held on October 2,1997.

The three apparent violations described in the inspection report involved: (1) a failure to

comply with 10 CFR Part 50 Appendix B Criterion IX in the use of data in bobbin coil sizing

qualification criteria that did not conform to the requirements of the selected qualification

method; (2) the failure to remove Unit 2 tubes from service which contained flaws that

exceeded the plugging limit of the Technical Specifications; and (3) the lac!; of prompt

corrective action in November 1995 prior to-retuming potentially defective sleeved tubes to

service.

During the September 26 conference, Enter'g y expressed disagreement with the first apparent

violation, contending that Entergy's sizing qualification for intergranular attack (IGA) met the

provisions of appropriate industry qualification processes (EPRI Appendix "H"), and therefore

Entergy was in compliance with 10 CFR Part 50 Appendix B. With regard to the second _

apparent violation, which involved Unit 2 steam generators, Entergy agreed that the violation

occurred but contended that the violation warranted treatment as a non-cited violation.

Entergy also disputed the third apparent violation, which is discussed below.

The NRC considered Entergy's arguments and has concluded that vic;dions of NRC

requirements occurred.

Based on the discussions The

at the violations

conference, weare cited

have in the

modified the enclosed

first violationNotice

to stateof Violation (No

that 7

Entergy's inservice inspections of Unit 1 steam generators were not appropriately controlled g

, and accumplished to identify tube defects that exceeded the technical specification plugging (f

9711200032 971118

i

.

.

4

Entergy Operations, Inc. -2-

limit. The second violation involves Unit 2 steam generator tubes, with defects greater than

' the technical specification plugging limit, that were improperly considered operable.

Although these violations involve steam generators of different designs and different IGA flaw

sizing methodologies, the violations are similar in that your methods for sizing lGA and tubing

degradation in both Units 1 and 2 steam generators were shown to have been inadequate.

The actual safety consequence of these violations is low because no significant leakage

occurred as a re: ult of tube leaks. These issues are of regulatory significance because of

the programmatic nature of the problem; that is, you relied on methods which were incapable

of detecting flaws greater than the plugging limit, and as a result, operated Units 1 and 2 with

steam generators with tubes containing flaws that exceeded the technical specification

plugging limit of 40 percent through wall (TW). Therefore, these two violations have been

categorized in the aggregate in accordance with the " General Statement of Policy and

Procedure for WRC Enforcement Actions"(Enforcement Policy), NUREG-1600, as a Severity

Level lli problem.

In accordance with the Enforcement Policy, a base civil penalty in the amount of $55,000 is

considered for a Severity Level 111 problem. Because your facility has been the subject of

escalated enforcement actions within the last 2 years', the NRC considered whether credit

was warranted for Identification and Corrective Action in accordance with the civil penalty

assessment process in Section VI.B.2 of the Enforcement Policy. Since Entergy identified

both issues, the NRC has determined that Entergy is deserving of identification credit.

Further, the NRC has determined that Entergy is deserving of Corrective Action credit.

Entergy's corrective actions for the first violation included declaring the steam generators

inoperable, notifying the NRC, requesting (and being granted) a Notice of Enforcement

Discretion from the NRC, administratively precluding IGA sizing, and investigating the cause

of the problem. Entergy's corrective actions to the second violation included reviewing more

"no detectable degradation" determinations to verify the quality of the 2R12 analyses,

performing enhanced inservice inspectio".s of indications, repairing the eggerate cracks,

enhancing training, and providing additional oversight of the inservice inspections.

Therefore, to encourage prompt identification and comprehensive correction of violations, I

have been authorized not to propcse a civil penalty in this case. However, significant

violations in the future could result in a civi! penalty.

The third violation cited in the enclosed notice involves Entergy's failure to take prompt

corrective actions prior to retuming to service potentially defective sleeved tubes exhibiting

weld zone eddy current indications. At the conference, Entergy representatives expressed

disagreement with this violation, contending that sufficient technical basis existed (including

' A Severity Level 111 problem and a $50,000 civil penalty was issued on April 9,1997,

involving fire protection inadequacies and the plant staff's inadequate response to

ind:ations of a fire (EA 96-512).

. .. - . - -. .

  • ,

t  ;

' ~

Entergy Operations, Inc. 3

ultrasonic testing and visual testing) to justify use of the sleeves as-is. Further, Entergy

representatives noted thet, after re-inspection, only one of 28 indications was identified for

repair based on new acceptance criteria and that all 28 indications met structural and

leakage requirements; Notwithstanding Entergy's argument that the structural integrity of the

sleeves was maintained, the NRC's position is that Entergy had an indication of a condition

adverse _to quality, and it took inadequate corrective actions. Specifically, your actions (in

October 1995, during 2R11) were not adequate to evaluate defects that existed at the time,

nor did you perform an operabrity assessment at the time. Therefore, in accordance with the

its Enforcement Policy, the NRC has classified this violation et Severity Leve,l IV.-

You are required to respond to this letter and should follow the instructions specified in the -

encksed Notice when preparing your response in your response, you should document the

specific actions taken and any additional actions you plan to prevent recurrence. The NRC

will use your response, in part, to deteimine whether further enforcement action is necessary

to ensure compliance with regulatory requirements,

in accordance with 10 CFR 2.790 of the NRC's " Rules of Practice," a copy of this letter, its

enclosure, arid your response will be placed in the NRC Public Document Room (POR).

Sincerely,

'f

99

Ellic W. Mers

Regional Adm'iistrator

Dockets: 50-313-

50-368

Licenses: DPR 51

NPF-6

'

cc w/ Enclosure:

Executive Vice President

& Chief Operating Officer

,

Entergy Operations, Inc.

'

P.O. Box 31995

L Jackson, Mississippi 39286-1995

1

l

r^- 1

4

..

Entergy Operations, Inc. -4-

.

Vice President

Operations Support

Entergy Operations, Inc.

P.O. Box 31995

Jackson, Mississippl 39286-

Manager, Washington Nuclear Operations

ABB Combustion Engineering Nuclear

!

Power

12300 Twinbrook Parkway, Suite 330 <

Rockville, Maryland 20852

County Judge of Pope County

Pope County Courthouse

Russellville, Arkansas : 72801

Winston & Strawn -

1400 L Street, N.W.

WasNngton, D.C. 20005 3502

David D. Snellings, Jr., Director

Division of Radiation Control and

Emergency Management

Arkansas Department of Health

4815 West Markham Street, Mail Slot 30

Little Rock, Arkansas 72205-3867

Manager

Rockville Nuclear Licensing '

Framatome Technologies

1700 Rockville Pike, Suite 525

Rockville, Maryland 20852

.

- ,- --

,

. _ . _ _ _ _ .- - . _ _ . -. _ _ _ . .

, .,

9-

Entergy OperatPpW inc, . -5-

.

bec w/ Enclosure (s): -

PDR-

LPDR

hNUDOCS [

SECY EC's: Rl,Ril,Rlli

CA PA (Os2G4)

EDO (017G21) OiG (T 5D28)

DEDO (0-17G21) OE (0 7H5)

OE:EAFile (0 7H5) 01 (0 3E4)

^

_

OGC (0-15818) OGC (015B18)

NRR (012G18) NRR/ADP (012G18)

NRR PROJECT MANAGER OC/DAF (T-9E10)

OC/LFDCS (T 9E10) AEOD (T-4D18)

RA Reading File GSanborn-EAFile

RWise (if app.) RWise-DOL File (if app.)

RIV Files MIS Coordinator

ECollins, RIV

E Mall DlHTRIBUTION:

OEMAIL: JDyer (JED2)

TPGwynn (TPG) WBrown (WLB)

GSanborn (GFS) GMVasquez (GMV)

BHenderson (BWH) MHammond (MFH2)

CHackney (CAH) DKunihiro (DMK1)

Art Howell (ATH) DChamberlain (DDC)

KPerkins (KEP) ECollins (EEC)

SENIOR RESIDENT- KBrockman (KEB)

EMerschoff (EWM)

DOCUMENT NAME: G:\EA\ DRAFT \EA97382.DFT

To receive, copy opument, Indicats in box: "C" = Copy wthout oncesures "E" = Copy with enclosures *N" = No copy

~ ~

ES //7AV EO O TA ,,,p DRP() , D:DRS@0 ,

MVasquez GSapid IBarnes f/'D EC611TfiP AHovTell [

11k//97 11/d/97 114r/97 _ 11/'//97 11/4/97

-_

RC f4 DRA RA g/

W8rown R JDyer @ EMy.f56tioff

11/G/97 11/f//97 11//fl97

OFFIC!AL RECORD COPY