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{{Adams | |||
| number = ML18120A248 | |||
| issue date = 04/27/2018 | |||
| title = Information Request for the Cyber-Security Inspection, Notification to Perform Inspection 05000354/2018403 | |||
| author name = Dentel G | |||
| author affiliation = NRC/RGN-I/DRS/EB2 | |||
| addressee name = Sena P | |||
| addressee affiliation = PSEG Nuclear, LLC | |||
| docket = 05000354 | |||
| license number = NPF-057 | |||
| contact person = | |||
| document report number = IR 2018403 | |||
| document type = Inspection Report, Letter, Request for Additional Information (RAI) | |||
| page count = 8 | |||
}} | |||
See also: [[see also::IR 05000354/2018403]] | |||
=Text= | |||
{{#Wiki_filter:UNITED STATES | |||
NUCLEAR REGULATORY COMMISSION | |||
REGION I 2100 RENAISSANCE BOULE | |||
VARD, SUITE 100 | |||
KING OF PRUSSIA, PENNSLYVANIA 19406-2713 April 27, 2018 | |||
Mr. Peter P. Sena, III | |||
President and Chief Nuclear Officer | |||
PSEG Nuclear LLC | |||
- N09 P. O. Box 236 | |||
Hancocks Bridge, NJ 08038 | |||
SUBJECT: HOPE CREEK GENERATING STATION UNIT 1 | |||
- INFORMATION REQUEST FOR THE CYBER-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION | |||
05000 354/2018 40 3 Dear Mr. Sena: On September 4 , 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin | |||
a team inspection in accordance with Inspection Procedure 71130.10 | |||
P , "Cyber-Security ," issued May 15, 2017 , at your Hope Creek Generating Station (Hope Creek) | |||
. Th e inspection will | |||
be performed to evaluate and verify your ability to meet full implementation | |||
requirements of the | |||
NRC's Cyber | |||
-Security Rule, Title | |||
10 of the Code of Federal Regulations | |||
(CFR), Part | |||
73, Section 54, "Protection of Digital Computer and Communication Systems and Networks." | |||
The onsite portion of the inspection will take place during the weeks of | |||
September 4, 2018 , and September 17, 2018 | |||
. Experience has shown that team inspections are extremely resource intensive, both for the NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site and to ensure a productive inspection for both parties, we have enclosed a request for documents needed for the inspection. These documents have b | |||
een divided into four groups. The first group | |||
specifies information necessary to assist the inspection team in choosing the focus areas (i.e., "sample set" | |||
) to be inspected by | |||
the cyber security inspection | |||
procedure. This information should be made available via compact disc and delivered to the regional office no later than June 1 5, 2018. The inspection team will review this information and, by July 10, 2018 , will request the specific items that should be provided for review | |||
. The second group of additional requested documents will assist the inspection team in the evaluation of the critical systems and critical digital assets, defensive architecture, and the areas of Hope Creek's | |||
Cyber Security Program | |||
selected for the cyber | |||
security inspection. This information will be requested for review in the regional office prior to the inspection by August 7, 2018. The third group of requested documents consists of those items that the inspection team will review, or need access to, during the inspection. Please have this information available by the first day of the onsite inspection, September 4, 2018 | |||
. | |||
P. Sena 2 The four th group of information is necessary to aid the inspection team in tracking issues identified as a result of the inspection. It is requested that this information be provided to the | |||
lead inspector as the information is generated during the inspection. It is important that all of these documents are up to date and complete in order to minimize the number of additional documents requested during the preparation and/or the onsite portions of the inspection. | |||
The lead inspector for this inspection is Eugene (Gene) DiPaolo. We understand that our regulatory contact for this inspection is William (Bill) Noval | |||
of your organization. If there are any questions about the inspection or the material requested, please contact the lead inspector at 610-337-6959 or via e-mail at Eugene.DiPaolo@nrc.gov | |||
. This letter does not contain new or amended information collection requirements subject to the Paperwork Reduction Act of 1995 | |||
(44 U.S.C. 3501 et seq.). | |||
Existing information collection requirements were approved by the Office of Management and Budget, control number 3150 | |||
-0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid Office of Management and Budget control number. | |||
This letter and its enclosure will be available | |||
for public inspection and copying at | |||
http://www.nrc.gov/reading | |||
-rm/adams.html | |||
and at the NRC Public Document Room in accordance with 10 CFR 2.390, "Public Inspections, Exe | |||
mptions, Requests for Withholding." | |||
Sincerely, /RA/ Glenn T. Dentel , Chief Engineering Branch | |||
2 Division of Reactor Safety | |||
Docket No. | |||
50-354 License No. NPF-57 Enclosure: | |||
H ope Creek Generating Station Unit 1 | |||
Cyber-Security Inspection Document Request | |||
cc w/encl: | |||
Distribution via ListServ | |||
P. Sena | |||
3 SUBJECT: HOPE CREEK GENERATING STATION UNIT 1 | |||
- INFORMATION REQUEST FOR THE CYBER | |||
-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION | |||
0500 0 354 DATED APRIL 27, 2018 DISTRIBUTION | |||
: (via email) | |||
DLew, RA (R1ORAMail Resource) | |||
DCollins, DRA | |||
(R1ORAMail Resource) | |||
DPelton, DRP | |||
(R1DRPMail Resource) | |||
MGray, DRP | |||
(R1DRPMail Resource) | |||
JYerokun, DRS | |||
(R1DRSMail Resource) | |||
BWelling, DRS | |||
(R1DRSMail Resource) | |||
FBower, DRP | |||
RBarkley, DRP | |||
MDraxton, DRP | |||
JHawkins, DRP, SRI | |||
SHaney, DRP, RI | |||
JBowen, RI, OEDO | |||
RidsNrrPMHopeCreek Resource | |||
RidsNrrDorlLpl1 Resource | |||
ROPReports Resource | |||
DOCUMENT NAME: | |||
G:\DRS\Engineering Branch 2 | |||
\Branch Cyber Security | |||
\Cyber Full Imp Inspection (Region 1) | |||
\201805 SEP | |||
-HopeCreek\120-Day Letter | |||
\HC-CyberFI_120d RFI Letter FINAL.docx | |||
ADAMS ACCESSION NUMBER: | |||
ML18120A248 | |||
SUNSI Review | |||
N on-Sensitive Sensitive Publicly Available | |||
Non-Publicly Available | |||
OFFICE RI/DRS RI/DRS NAME EDiPaolo GDente/ DATE 4/25/18 4/27/18 OFFICIAL RECORD CO | |||
PY | |||
HOPE CREEK GENERATING STATION UNIT 1 | |||
CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
1 Enclosure Inspection Report | |||
: 05000 354/2018 403 Inspection Dates | |||
: September 4 | |||
- 7 , 2018 and September | |||
17 - 21, 2018 Inspection Procedure | |||
: IP 71130.10 P , "Cyber-Security ," Issue Date | |||
May 15, 2017 | |||
Reference: Guidance Document for Development of the Request for Information (RFI) and Notification Letter for Full | |||
-Implementation of the Cyber Security Inspection , Issue Date October 26, 2017 NRC Inspector s: Eugene (Gene) DiPaolo, Lead Mark Draxton | |||
610-337-6959 610-337-5375 Eugene.DiPaolo@nrc.gov | |||
Mark.Draxton@nrc.gov | |||
NRC Contractors | |||
: Fred erick (Casey) Priester | |||
Timothy Wright | |||
301-230-4590 Phone: TBD | |||
Frederick.Priester@nrc.gov | |||
Timothy.Wright@nrc.gov | |||
I. Information Requested for In | |||
-Office Preparation | |||
The initial request for information (i.e., first RFI) concentrates on providing the inspection team with the general information necessary to select appropriate components and Cyber Security Program (CSP) elements to develop a site | |||
-specific inspection plan. | |||
The first RFI is used to identify the list of critical systems and critical digital assets | |||
(CSs/CDAs) plus operational and management (O&M) security control portions of the CSP to be chosen as the "sample set" required to be inspected | |||
by the cyber security IP. | |||
The first RFI | |||
's requested information is specified below in Table RFI #1. The Table RFI #1 information is requested to be provided to the regional office | |||
by June 1 5 , 2018 , or sooner, to facilitate the selection of the specific items that will be reviewed during the onsite inspection weeks | |||
. The inspection | |||
t eam will examin e the returned documentation from the first RFI | |||
and identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused follow | |||
-up request to develop the second RFI. The inspection team | |||
will submit th e specific systems and equipment | |||
list to your staff by | |||
July 10, 2018, which will identify the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, defensive architecture, and the areas of the licensee's CSP selected | |||
for the cyber | |||
security inspection. | |||
We request that | |||
the additional information provided from the second RFI be made available to the regional office by August 7, 2018 | |||
. All requests for information shall follow the Table RFI #1 and the guidance document | |||
referenced above. | |||
The required Table RFI #1 information shall be provided on compact disc (CD) | |||
to the lead inspector by | |||
June 1 5, 2018. Please provide four copies of each CD submitted | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
2 | |||
(i.e., one for each inspector/cont ractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper | |||
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible. | |||
Table RFI #1 Reference Section 3, Paragraph Number/Title: | |||
Items 1 List All Identified Critical Systems and Critical Digital Assets | |||
All 2 List CDA Facility and Site Ethernet | |||
- Transmission Control Protocol/Internet Protocol (TCP/IP) | |||
Based Local Area Networks (LANs) and | |||
Identify Those LAN's | |||
That Have N on-CDAs O n Them All 3 List CDA Facility and | |||
Site N on-Ethernet TCP/IP | |||
Based LANs | |||
Including Those Industrial | |||
Networks and | |||
Identify LANs | |||
That Have N on-CDAs O n Them All 4 Network Topology Diagrams (Be Sure To Include all Network Intrusion Detection Systems (NIDS) and Security Information and Event Management (SIEMs) for Emergency Preparedness (EP) networks and Security Level 3 and 4 Networks) | |||
All 8 List All Network Security Boundary Devices for EP Networks and All Network Security Boundary Devices for Levels 3 and 4 | |||
All 9 List CDA Wireless Industrial | |||
Networks All 11 NIDS Documentation for Critical Systems That Have CDAs Associated with Them 11.a.1) 11.a.2) 12 SIEM Documentation for Critical systems That Have CDAs Associated with Them 12.a.1) 12.a.2) 14 List EP and Security Onsite and Offsite Digital Communication | |||
Systems All 25 Cyber Security Assessment and Cyber | |||
Security Incident Response Teams All In addition to the above information | |||
please provide the following: | |||
(1) Electronic copy of your current Cyber Security Plan. | |||
(2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p analysis to support those changes, made to the originally approved Cyber Security Plan. | |||
(3) Electronic copy of a matrix that summarizes what controls are in place to satisfy the controls required by Policies and Procedures. | |||
(4) Electronic copy of the Updated Final Safety Analysis Report and Technical Specifications. | |||
(5) Name(s) and phone numbers for the regulatory and technical contacts. | |||
(6) Current management and engineering organizational chart | |||
s. | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
3 | |||
Based on th is information | |||
, the inspection team will identify and select specific systems and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and will submit a list of specific systems and equipment | |||
to your staff by July 10, 2018 | |||
for the second RFI (i.e., Table RFI #2). II. Additional Information Requested to be Available Prior to Inspection. | |||
As stated above, in Section I. of this enclosure , th e inspection | |||
t eam will examin e the returned documentation requested from Table RFI #1 and submit the list of specific systems and equipment | |||
to your staff by | |||
July 10, 2018 | |||
, for the second RFI (i.e., RFI #2). The second RFI will request additional information required to evaluate the CSs | |||
/CDAs, defensive architecture, and the areas of your station's | |||
CSP selected for the cyber | |||
-security inspection. The additional information requested for the specific systems and equipment is identified | |||
in Table RFI #2. All request | |||
ed information shall follow the Table RFI #2 and the guidance document | |||
referenced above. | |||
The Table RFI #2 information shall be provided on CD to the lead inspector by August 7, 2018. Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper | |||
-linked to facilitate | |||
ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible. | |||
Table RFI #2 Section 3, Paragraph Number/Title: | |||
Items 5 Plant Computer System Block Diagram (If Plant Computer System Is Selected for Inspection) | |||
All 6 Plant Security System Block Diagram (If Security Computer System Is Selected for Inspection) | |||
All 7 Systems That Are Distributed Block Diagrams (For Systems Selected For Inspection) | |||
All 10 Host-Based Intrusion Detection System Documentation (For | |||
CDAs for Systems Selected for Inspection) | |||
10.a.1) 10.a.2) 13 List all Maintenance and Test Equipment Used On CDAs for Systems Selected for Inspection All 15 Configuration Management | |||
All 16 Supply Chain Management | |||
16.b. 16.c.1) 16.c.5) 16.c.6) 17 Portable Media and Mobile Device Control | |||
All 18 Software Management | |||
All 20 Vendor Access and Monitoring | |||
All 21 Work Control | |||
All 22 Device Access and Key Control | |||
All 23 Password/Authenticator Policy | |||
All 24 User Account/Credential Policy | |||
All | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
4 | |||
Table RFI #2 Section 3, Paragraph Number/Title: | |||
Items 26 Corrective Actions Since Last NRC Inspection | |||
All In addition to the above information please provide the following: | |||
(1) The documented CSP assessment and analysis for each CDA in each of the selected system | |||
s. III. Information Requested to be Available on First Day of Inspection | |||
For the specific systems and equipment identi fied in this enclosure's Section I I., provide the following RFI (i.e., Table 1 ST Week Onsite | |||
) on a CD by September 4, 2018 , the first day of the inspection | |||
. All request | |||
ed information shall follow the Table 1 ST Week Onsite and the guidance document | |||
referenced above. | |||
Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper | |||
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible. | |||
Table 1 ST Week Onsite | |||
Section 3, Paragraph Number/Title: | |||
Items 10 Host-Based Intrusion Detection System Documentation | |||
for CDAs for systems selected for inspection | |||
10.a.3) thru 10.a.12) 11 NIDS Documentation | |||
for Critical Systems That Have CDAs Associated with T | |||
hem 11.a.3) thru 11.a.15) 12 SIEM Documentation | |||
for Critical Systems That Have CDAs Associated with T | |||
hem 12.a.3) thru 12.a.14) 16 Supply Chain Management | |||
16.c.2) 16.c.3) 16.c.4) 19 Cyber Security Event Notifications | |||
All In addition to the above information | |||
please provide the following: | |||
(1) Copies of the following documents do not need to be solely available to the inspection team as long as the inspectors have easy and unrestrained access | |||
to them: a. Original Final Safety Analysis Report Volumes; | |||
b. Original Safety Evaluation Report and Supplements; | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
5 | |||
c. Final Safety Analysis Report Question and Answers; | |||
d. Quality Assurance (QA) Plan; | |||
e. Latest Individual Plant Examination for External Events / Probabilistic Risk Assessment Report; and | |||
f. Vendor Manuals. | |||
(2) Assessment | |||
and Corrective Actions: | |||
a. The most recent Cyber Security QA audit and/or self | |||
-assessment; and | |||
b. Corrective action documents (e.g., condition reports, including status of corrective actions) generate | |||
d as a result of the most recent Cyber Security QA audit and/or self | |||
-assessment. | |||
I V. Information Requested | |||
To Be Provided Throughout the Inspection | |||
(1) Copies of any corrective action documents generated as a result of the inspection team's questions or queries during th | |||
e inspection. | |||
(2) Copies of the list of questions submitted by the inspection team members and the status/resolution of the information requested (provide | |||
d daily during the inspection to each inspection team member). | |||
If you have any questions regarding the information requested, please contact the inspection team leader. | |||
UNITED STATES | |||
NUCLEAR REGULATORY COMMISSION | |||
REGION I 2100 RENAISSANCE BOULE | |||
VARD, SUITE 100 | |||
KING OF PRUSSIA, PENNSLYVANIA 19406-2713 April 27, 2018 | |||
Mr. Peter P. Sena, III | |||
President and Chief Nuclear Officer | |||
PSEG Nuclear LLC | |||
- N09 P. O. Box 236 | |||
Hancocks Bridge, NJ 08038 | |||
SUBJECT: HOPE CREEK GENERATING STATION UNIT 1 | |||
- INFORMATION REQUEST FOR THE CYBER-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION | |||
05000 354/2018 40 3 Dear Mr. Sena: On September 4 , 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin | |||
a team inspection in accordance with Inspection Procedure 71130.10 | |||
P , "Cyber-Security ," issued May 15, 2017 , at your Hope Creek Generating Station (Hope Creek) | |||
. Th e inspection will | |||
be performed to evaluate and verify your ability to meet full implementation | |||
requirements of the | |||
NRC's Cyber | |||
-Security Rule, Title | |||
10 of the Code of Federal Regulations | |||
(CFR), Part | |||
73, Section 54, "Protection of Digital Computer and Communication Systems and Networks." | |||
The onsite portion of the inspection will take place during the weeks of | |||
September 4, 2018 , and September 17, 2018 | |||
. Experience has shown that team inspections are extremely resource intensive, both for the NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site and to ensure a productive inspection for both parties, we have enclosed a request for documents needed for the inspection. These documents have b | |||
een divided into four groups. The first group | |||
specifies information necessary to assist the inspection team in choosing the focus areas (i.e., "sample set" | |||
) to be inspected by | |||
the cyber security inspection | |||
procedure. This information should be made available via compact disc and delivered to the regional office no later than June 1 5, 2018. The inspection team will review this information and, by July 10, 2018 , will request the specific items that should be provided for review | |||
. The second group of additional requested documents will assist the inspection team in the evaluation of the critical systems and critical digital assets, defensive architecture, and the areas of Hope Creek's | |||
Cyber Security Program | |||
selected for the cyber | |||
security inspection. This information will be requested for review in the regional office prior to the inspection by August 7, 2018. The third group of requested documents consists of those items that the inspection team will review, or need access to, during the inspection. Please have this information available by the first day of the onsite inspection, September 4, 2018 | |||
. | |||
P. Sena 2 The four th group of information is necessary to aid the inspection team in tracking issues identified as a result of the inspection. It is requested that this information be provided to the | |||
lead inspector as the information is generated during the inspection. It is important that all of these documents are up to date and complete in order to minimize the number of additional documents requested during the preparation and/or the onsite portions of the inspection. | |||
The lead inspector for this inspection is Eugene (Gene) DiPaolo. We understand that our regulatory contact for this inspection is William (Bill) Noval | |||
of your organization. If there are any questions about the inspection or the material requested, please contact the lead inspector at 610-337-6959 or via e-mail at Eugene.DiPaolo@nrc.gov | |||
. This letter does not contain new or amended information collection requirements subject to the Paperwork Reduction Act of 1995 | |||
(44 U.S.C. 3501 et seq.). | |||
Existing information collection requirements were approved by the Office of Management and Budget, control number 3150 | |||
-0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid Office of Management and Budget control number. | |||
This letter and its enclosure will be available | |||
for public inspection and copying at | |||
http://www.nrc.gov/reading | |||
-rm/adams.html | |||
and at the NRC Public Document Room in accordance with 10 CFR 2.390, "Public Inspections, Exe | |||
mptions, Requests for Withholding." | |||
Sincerely, /RA/ Glenn T. Dentel , Chief Engineering Branch | |||
2 Division of Reactor Safety | |||
Docket No. | |||
50-354 License No. NPF-57 Enclosure: | |||
H ope Creek Generating Station Unit 1 | |||
Cyber-Security Inspection Document Request | |||
cc w/encl: | |||
Distribution via ListServ | |||
P. Sena | |||
3 SUBJECT: HOPE CREEK GENERATING STATION UNIT 1 | |||
- INFORMATION REQUEST FOR THE CYBER | |||
-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION | |||
0500 0 354 DATED APRIL 27, 2018 DISTRIBUTION | |||
: (via email) | |||
DLew, RA (R1ORAMail Resource) | |||
DCollins, DRA | |||
(R1ORAMail Resource) | |||
DPelton, DRP | |||
(R1DRPMail Resource) | |||
MGray, DRP | |||
(R1DRPMail Resource) | |||
JYerokun, DRS | |||
(R1DRSMail Resource) | |||
BWelling, DRS | |||
(R1DRSMail Resource) | |||
FBower, DRP | |||
RBarkley, DRP | |||
MDraxton, DRP | |||
JHawkins, DRP, SRI | |||
SHaney, DRP, RI | |||
JBowen, RI, OEDO | |||
RidsNrrPMHopeCreek Resource | |||
RidsNrrDorlLpl1 Resource | |||
ROPReports Resource | |||
DOCUMENT NAME: | |||
G:\DRS\Engineering Branch 2 | |||
\Branch Cyber Security | |||
\Cyber Full Imp Inspection (Region 1) | |||
\201805 SEP | |||
-HopeCreek\120-Day Letter | |||
\HC-CyberFI_120d RFI Letter FINAL.docx | |||
ADAMS ACCESSION NUMBER: | |||
ML18120A248 | |||
SUNSI Review | |||
N on-Sensitive Sensitive Publicly Available | |||
Non-Publicly Available | |||
OFFICE RI/DRS RI/DRS NAME EDiPaolo GDente/ DATE 4/25/18 4/27/18 OFFICIAL RECORD CO | |||
PY | |||
HOPE CREEK GENERATING STATION UNIT 1 | |||
CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
1 Enclosure Inspection Report | |||
: 05000 354/2018 403 Inspection Dates | |||
: September 4 | |||
- 7 , 2018 and September | |||
17 - 21, 2018 Inspection Procedure | |||
: IP 71130.10 P , "Cyber-Security ," Issue Date | |||
May 15, 2017 | |||
Reference: Guidance Document for Development of the Request for Information (RFI) and Notification Letter for Full | |||
-Implementation of the Cyber Security Inspection , Issue Date October 26, 2017 NRC Inspector s: Eugene (Gene) DiPaolo, Lead Mark Draxton | |||
610-337-6959 610-337-5375 Eugene.DiPaolo@nrc.gov | |||
Mark.Draxton@nrc.gov | |||
NRC Contractors | |||
: Fred erick (Casey) Priester | |||
Timothy Wright | |||
301-230-4590 Phone: TBD | |||
Frederick.Priester@nrc.gov | |||
Timothy.Wright@nrc.gov | |||
I. Information Requested for In | |||
-Office Preparation | |||
The initial request for information (i.e., first RFI) concentrates on providing the inspection team with the general information necessary to select appropriate components and Cyber Security Program (CSP) elements to develop a site | |||
-specific inspection plan. | |||
The first RFI is used to identify the list of critical systems and critical digital assets | |||
(CSs/CDAs) plus operational and management (O&M) security control portions of the CSP to be chosen as the "sample set" required to be inspected | |||
by the cyber security IP. | |||
The first RFI | |||
's requested information is specified below in Table RFI #1. The Table RFI #1 information is requested to be provided to the regional office | |||
by June 1 5 , 2018 , or sooner, to facilitate the selection of the specific items that will be reviewed during the onsite inspection weeks | |||
. The inspection | |||
t eam will examin e the returned documentation from the first RFI | |||
and identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused follow | |||
-up request to develop the second RFI. The inspection team | |||
will submit th e specific systems and equipment | |||
list to your staff by | |||
July 10, 2018, which will identify the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, defensive architecture, and the areas of the licensee's CSP selected | |||
for the cyber | |||
security inspection. | |||
We request that | |||
the additional information provided from the second RFI be made available to the regional office by August 7, 2018 | |||
. All requests for information shall follow the Table RFI #1 and the guidance document | |||
referenced above. | |||
The required Table RFI #1 information shall be provided on compact disc (CD) | |||
to the lead inspector by | |||
June 1 5, 2018. Please provide four copies of each CD submitted | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
2 | |||
(i.e., one for each inspector/cont ractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper | |||
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible. | |||
Table RFI #1 Reference Section 3, Paragraph Number/Title: | |||
Items 1 List All Identified Critical Systems and Critical Digital Assets | |||
All 2 List CDA Facility and Site Ethernet | |||
- Transmission Control Protocol/Internet Protocol (TCP/IP) | |||
Based Local Area Networks (LANs) and | |||
Identify Those LAN's | |||
That Have N on-CDAs O n Them All 3 List CDA Facility and | |||
Site N on-Ethernet TCP/IP | |||
Based LANs | |||
Including Those Industrial | |||
Networks and | |||
Identify LANs | |||
That Have N on-CDAs O n Them All 4 Network Topology Diagrams (Be Sure To Include all Network Intrusion Detection Systems (NIDS) and Security Information and Event Management (SIEMs) for Emergency Preparedness (EP) networks and Security Level 3 and 4 Networks) | |||
All 8 List All Network Security Boundary Devices for EP Networks and All Network Security Boundary Devices for Levels 3 and 4 | |||
All 9 List CDA Wireless Industrial | |||
Networks All 11 NIDS Documentation for Critical Systems That Have CDAs Associated with Them 11.a.1) 11.a.2) 12 SIEM Documentation for Critical systems That Have CDAs Associated with Them 12.a.1) 12.a.2) 14 List EP and Security Onsite and Offsite Digital Communication | |||
Systems All 25 Cyber Security Assessment and Cyber | |||
Security Incident Response Teams All In addition to the above information | |||
please provide the following: | |||
(1) Electronic copy of your current Cyber Security Plan. | |||
(2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p analysis to support those changes, made to the originally approved Cyber Security Plan. | |||
(3) Electronic copy of a matrix that summarizes what controls are in place to satisfy the controls required by Policies and Procedures. | |||
(4) Electronic copy of the Updated Final Safety Analysis Report and Technical Specifications. | |||
(5) Name(s) and phone numbers for the regulatory and technical contacts. | |||
(6) Current management and engineering organizational chart | |||
s. | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
3 | |||
Based on th is information | |||
, the inspection team will identify and select specific systems and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and will submit a list of specific systems and equipment | |||
to your staff by July 10, 2018 | |||
for the second RFI (i.e., Table RFI #2). II. Additional Information Requested to be Available Prior to Inspection. | |||
As stated above, in Section I. of this enclosure , th e inspection | |||
t eam will examin e the returned documentation requested from Table RFI #1 and submit the list of specific systems and equipment | |||
to your staff by | |||
July 10, 2018 | |||
, for the second RFI (i.e., RFI #2). The second RFI will request additional information required to evaluate the CSs | |||
/CDAs, defensive architecture, and the areas of your station's | |||
CSP selected for the cyber | |||
-security inspection. The additional information requested for the specific systems and equipment is identified | |||
in Table RFI #2. All request | |||
ed information shall follow the Table RFI #2 and the guidance document | |||
referenced above. | |||
The Table RFI #2 information shall be provided on CD to the lead inspector by August 7, 2018. Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper | |||
-linked to facilitate | |||
ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible. | |||
Table RFI #2 Section 3, Paragraph Number/Title: | |||
Items 5 Plant Computer System Block Diagram (If Plant Computer System Is Selected for Inspection) | |||
All 6 Plant Security System Block Diagram (If Security Computer System Is Selected for Inspection) | |||
All 7 Systems That Are Distributed Block Diagrams (For Systems Selected For Inspection) | |||
All 10 Host-Based Intrusion Detection System Documentation (For | |||
CDAs for Systems Selected for Inspection) | |||
10.a.1) 10.a.2) 13 List all Maintenance and Test Equipment Used On CDAs for Systems Selected for Inspection All 15 Configuration Management | |||
All 16 Supply Chain Management | |||
16.b. 16.c.1) 16.c.5) 16.c.6) 17 Portable Media and Mobile Device Control | |||
All 18 Software Management | |||
All 20 Vendor Access and Monitoring | |||
All 21 Work Control | |||
All 22 Device Access and Key Control | |||
All 23 Password/Authenticator Policy | |||
All 24 User Account/Credential Policy | |||
All | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
4 | |||
Table RFI #2 Section 3, Paragraph Number/Title: | |||
Items 26 Corrective Actions Since Last NRC Inspection | |||
All In addition to the above information please provide the following: | |||
(1) The documented CSP assessment and analysis for each CDA in each of the selected system | |||
s. III. Information Requested to be Available on First Day of Inspection | |||
For the specific systems and equipment identi fied in this enclosure's Section I I., provide the following RFI (i.e., Table 1 ST Week Onsite | |||
) on a CD by September 4, 2018 , the first day of the inspection | |||
. All request | |||
ed information shall follow the Table 1 ST Week Onsite and the guidance document | |||
referenced above. | |||
Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper | |||
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible. | |||
Table 1 ST Week Onsite | |||
Section 3, Paragraph Number/Title: | |||
Items 10 Host-Based Intrusion Detection System Documentation | |||
for CDAs for systems selected for inspection | |||
10.a.3) thru 10.a.12) 11 NIDS Documentation | |||
for Critical Systems That Have CDAs Associated with T | |||
hem 11.a.3) thru 11.a.15) 12 SIEM Documentation | |||
for Critical Systems That Have CDAs Associated with T | |||
hem 12.a.3) thru 12.a.14) 16 Supply Chain Management | |||
16.c.2) 16.c.3) 16.c.4) 19 Cyber Security Event Notifications | |||
All In addition to the above information | |||
please provide the following: | |||
(1) Copies of the following documents do not need to be solely available to the inspection team as long as the inspectors have easy and unrestrained access | |||
to them: a. Original Final Safety Analysis Report Volumes; | |||
b. Original Safety Evaluation Report and Supplements; | |||
HOPE CREEK GENERATING STATION UNIT | |||
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
5 | |||
c. Final Safety Analysis Report Question and Answers; | |||
d. Quality Assurance (QA) Plan; | |||
e. Latest Individual Plant Examination for External Events / Probabilistic Risk Assessment Report; and | |||
f. Vendor Manuals. | |||
(2) Assessment | |||
and Corrective Actions: | |||
a. The most recent Cyber Security QA audit and/or self | |||
-assessment; and | |||
b. Corrective action documents (e.g., condition reports, including status of corrective actions) generate | |||
d as a result of the most recent Cyber Security QA audit and/or self | |||
-assessment. | |||
I V. Information Requested | |||
To Be Provided Throughout the Inspection | |||
(1) Copies of any corrective action documents generated as a result of the inspection team's questions or queries during th | |||
e inspection. | |||
(2) Copies of the list of questions submitted by the inspection team members and the status/resolution of the information requested (provide | |||
d daily during the inspection to each inspection team member). | |||
If you have any questions regarding the information requested, please contact the inspection team leader. | |||
}} |
Revision as of 15:19, 12 July 2019
ML18120A248 | |
Person / Time | |
---|---|
Site: | Hope Creek ![]() |
Issue date: | 04/27/2018 |
From: | Glenn Dentel Engineering Region 1 Branch 2 |
To: | Sena P Public Service Enterprise Group |
References | |
IR 2018403 | |
Download: ML18120A248 (8) | |
See also: IR 05000354/2018403
Text
UNITED STATES
NUCLEAR REGULATORY COMMISSION
REGION I 2100 RENAISSANCE BOULE
VARD, SUITE 100
KING OF PRUSSIA, PENNSLYVANIA 19406-2713 April 27, 2018
Mr. Peter P. Sena, III
President and Chief Nuclear Officer
- N09 P. O. Box 236
Hancocks Bridge, NJ 08038
SUBJECT: HOPE CREEK GENERATING STATION UNIT 1
- INFORMATION REQUEST FOR THE CYBER-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION
05000 354/2018 40 3 Dear Mr. Sena: On September 4 , 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin
a team inspection in accordance with Inspection Procedure 71130.10
P , "Cyber-Security ," issued May 15, 2017 , at your Hope Creek Generating Station (Hope Creek)
. Th e inspection will
be performed to evaluate and verify your ability to meet full implementation
requirements of the
NRC's Cyber
-Security Rule, Title
10 of the Code of Federal Regulations
(CFR), Part
73, Section 54, "Protection of Digital Computer and Communication Systems and Networks."
The onsite portion of the inspection will take place during the weeks of
September 4, 2018 , and September 17, 2018
. Experience has shown that team inspections are extremely resource intensive, both for the NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site and to ensure a productive inspection for both parties, we have enclosed a request for documents needed for the inspection. These documents have b
een divided into four groups. The first group
specifies information necessary to assist the inspection team in choosing the focus areas (i.e., "sample set"
) to be inspected by
the cyber security inspection
procedure. This information should be made available via compact disc and delivered to the regional office no later than June 1 5, 2018. The inspection team will review this information and, by July 10, 2018 , will request the specific items that should be provided for review
. The second group of additional requested documents will assist the inspection team in the evaluation of the critical systems and critical digital assets, defensive architecture, and the areas of Hope Creek's
Cyber Security Program
selected for the cyber
security inspection. This information will be requested for review in the regional office prior to the inspection by August 7, 2018. The third group of requested documents consists of those items that the inspection team will review, or need access to, during the inspection. Please have this information available by the first day of the onsite inspection, September 4, 2018
.
P. Sena 2 The four th group of information is necessary to aid the inspection team in tracking issues identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of these documents are up to date and complete in order to minimize the number of additional documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Eugene (Gene) DiPaolo. We understand that our regulatory contact for this inspection is William (Bill) Noval
of your organization. If there are any questions about the inspection or the material requested, please contact the lead inspector at 610-337-6959 or via e-mail at Eugene.DiPaolo@nrc.gov
. This letter does not contain new or amended information collection requirements subject to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.).
Existing information collection requirements were approved by the Office of Management and Budget, control number 3150
-0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid Office of Management and Budget control number.
This letter and its enclosure will be available
for public inspection and copying at
-rm/adams.html
and at the NRC Public Document Room in accordance with 10 CFR 2.390, "Public Inspections, Exe
mptions, Requests for Withholding."
Sincerely, /RA/ Glenn T. Dentel , Chief Engineering Branch
2 Division of Reactor Safety
Docket No.
50-354 License No. NPF-57 Enclosure:
H ope Creek Generating Station Unit 1
Cyber-Security Inspection Document Request
cc w/encl:
Distribution via ListServ
P. Sena
3 SUBJECT: HOPE CREEK GENERATING STATION UNIT 1
- INFORMATION REQUEST FOR THE CYBER
-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION
0500 0 354 DATED APRIL 27, 2018 DISTRIBUTION
- (via email)
DLew, RA (R1ORAMail Resource)
DCollins, DRA
(R1ORAMail Resource)
DPelton, DRP
(R1DRPMail Resource)
MGray, DRP
(R1DRPMail Resource)
JYerokun, DRS
(R1DRSMail Resource)
BWelling, DRS
(R1DRSMail Resource)
FBower, DRP
RBarkley, DRP
MDraxton, DRP
SHaney, DRP, RI
JBowen, RI, OEDO
RidsNrrPMHopeCreek Resource
RidsNrrDorlLpl1 Resource
ROPReports Resource
DOCUMENT NAME:
G:\DRS\Engineering Branch 2
\Branch Cyber Security
\Cyber Full Imp Inspection (Region 1)
\201805 SEP
-HopeCreek\120-Day Letter
\HC-CyberFI_120d RFI Letter FINAL.docx
ADAMS ACCESSION NUMBER:
SUNSI Review
N on-Sensitive Sensitive Publicly Available
Non-Publicly Available
OFFICE RI/DRS RI/DRS NAME EDiPaolo GDente/ DATE 4/25/18 4/27/18 OFFICIAL RECORD CO
PY
HOPE CREEK GENERATING STATION UNIT 1
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
1 Enclosure Inspection Report
- 05000 354/2018 403 Inspection Dates
- September 4
- 7 , 2018 and September
17 - 21, 2018 Inspection Procedure
- IP 71130.10 P , "Cyber-Security ," Issue Date
May 15, 2017
Reference: Guidance Document for Development of the Request for Information (RFI) and Notification Letter for Full
-Implementation of the Cyber Security Inspection , Issue Date October 26, 2017 NRC Inspector s: Eugene (Gene) DiPaolo, Lead Mark Draxton
610-337-6959 610-337-5375 Eugene.DiPaolo@nrc.gov
Mark.Draxton@nrc.gov
NRC Contractors
- Fred erick (Casey) Priester
Timothy Wright
301-230-4590 Phone: TBD
Frederick.Priester@nrc.gov
Timothy.Wright@nrc.gov
I. Information Requested for In
-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection team with the general information necessary to select appropriate components and Cyber Security Program (CSP) elements to develop a site
-specific inspection plan.
The first RFI is used to identify the list of critical systems and critical digital assets
(CSs/CDAs) plus operational and management (O&M) security control portions of the CSP to be chosen as the "sample set" required to be inspected
by the cyber security IP.
The first RFI
's requested information is specified below in Table RFI #1. The Table RFI #1 information is requested to be provided to the regional office
by June 1 5 , 2018 , or sooner, to facilitate the selection of the specific items that will be reviewed during the onsite inspection weeks
. The inspection
t eam will examin e the returned documentation from the first RFI
and identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused follow
-up request to develop the second RFI. The inspection team
will submit th e specific systems and equipment
list to your staff by
July 10, 2018, which will identify the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, defensive architecture, and the areas of the licensee's CSP selected
for the cyber
security inspection.
We request that
the additional information provided from the second RFI be made available to the regional office by August 7, 2018
. All requests for information shall follow the Table RFI #1 and the guidance document
referenced above.
The required Table RFI #1 information shall be provided on compact disc (CD)
to the lead inspector by
June 1 5, 2018. Please provide four copies of each CD submitted
HOPE CREEK GENERATING STATION UNIT
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST
2
(i.e., one for each inspector/cont ractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table RFI #1 Reference Section 3, Paragraph Number/Title:
Items 1 List All Identified Critical Systems and Critical Digital Assets
All 2 List CDA Facility and Site Ethernet
- Transmission Control Protocol/Internet Protocol (TCP/IP)
Based Local Area Networks (LANs) and
Identify Those LAN's
That Have N on-CDAs O n Them All 3 List CDA Facility and
Site N on-Ethernet TCP/IP
Based LANs
Including Those Industrial
Networks and
Identify LANs
That Have N on-CDAs O n Them All 4 Network Topology Diagrams (Be Sure To Include all Network Intrusion Detection Systems (NIDS) and Security Information and Event Management (SIEMs) for Emergency Preparedness (EP) networks and Security Level 3 and 4 Networks)
All 8 List All Network Security Boundary Devices for EP Networks and All Network Security Boundary Devices for Levels 3 and 4
All 9 List CDA Wireless Industrial
Networks All 11 NIDS Documentation for Critical Systems That Have CDAs Associated with Them 11.a.1) 11.a.2) 12 SIEM Documentation for Critical systems That Have CDAs Associated with Them 12.a.1) 12.a.2) 14 List EP and Security Onsite and Offsite Digital Communication
Systems All 25 Cyber Security Assessment and Cyber
Security Incident Response Teams All In addition to the above information
please provide the following:
(1) Electronic copy of your current Cyber Security Plan.
(2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p analysis to support those changes, made to the originally approved Cyber Security Plan.
(3) Electronic copy of a matrix that summarizes what controls are in place to satisfy the controls required by Policies and Procedures.
(4) Electronic copy of the Updated Final Safety Analysis Report and Technical Specifications.
(5) Name(s) and phone numbers for the regulatory and technical contacts.
(6) Current management and engineering organizational chart
s.
HOPE CREEK GENERATING STATION UNIT
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST
3
Based on th is information
, the inspection team will identify and select specific systems and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and will submit a list of specific systems and equipment
to your staff by July 10, 2018
for the second RFI (i.e., Table RFI #2). II. Additional Information Requested to be Available Prior to Inspection.
As stated above, in Section I. of this enclosure , th e inspection
t eam will examin e the returned documentation requested from Table RFI #1 and submit the list of specific systems and equipment
to your staff by
July 10, 2018
, for the second RFI (i.e., RFI #2). The second RFI will request additional information required to evaluate the CSs
/CDAs, defensive architecture, and the areas of your station's
CSP selected for the cyber
-security inspection. The additional information requested for the specific systems and equipment is identified
in Table RFI #2. All request
ed information shall follow the Table RFI #2 and the guidance document
referenced above.
The Table RFI #2 information shall be provided on CD to the lead inspector by August 7, 2018. Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper
-linked to facilitate
ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table RFI #2 Section 3, Paragraph Number/Title:
Items 5 Plant Computer System Block Diagram (If Plant Computer System Is Selected for Inspection)
All 6 Plant Security System Block Diagram (If Security Computer System Is Selected for Inspection)
All 7 Systems That Are Distributed Block Diagrams (For Systems Selected For Inspection)
All 10 Host-Based Intrusion Detection System Documentation (For
CDAs for Systems Selected for Inspection)
10.a.1) 10.a.2) 13 List all Maintenance and Test Equipment Used On CDAs for Systems Selected for Inspection All 15 Configuration Management
All 16 Supply Chain Management
16.b. 16.c.1) 16.c.5) 16.c.6) 17 Portable Media and Mobile Device Control
All 18 Software Management
All 20 Vendor Access and Monitoring
All 21 Work Control
All 22 Device Access and Key Control
All 23 Password/Authenticator Policy
All 24 User Account/Credential Policy
All
HOPE CREEK GENERATING STATION UNIT
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST
4
Table RFI #2 Section 3, Paragraph Number/Title:
Items 26 Corrective Actions Since Last NRC Inspection
All In addition to the above information please provide the following:
(1) The documented CSP assessment and analysis for each CDA in each of the selected system
s. III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identi fied in this enclosure'sSection I I., provide the following RFI (i.e., Table 1 ST Week Onsite
) on a CD by September 4, 2018 , the first day of the inspection
. All request
ed information shall follow the Table 1 ST Week Onsite and the guidance document
referenced above.
Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table 1 ST Week Onsite
Section 3, Paragraph Number/Title:
Items 10 Host-Based Intrusion Detection System Documentation
for CDAs for systems selected for inspection
10.a.3) thru 10.a.12) 11 NIDS Documentation
for Critical Systems That Have CDAs Associated with T
hem 11.a.3) thru 11.a.15) 12 SIEM Documentation
for Critical Systems That Have CDAs Associated with T
hem 12.a.3) thru 12.a.14) 16 Supply Chain Management
16.c.2) 16.c.3) 16.c.4) 19 Cyber Security Event Notifications
All In addition to the above information
please provide the following:
(1) Copies of the following documents do not need to be solely available to the inspection team as long as the inspectors have easy and unrestrained access
to them: a. Original Final Safety Analysis Report Volumes;
b. Original Safety Evaluation Report and Supplements;
HOPE CREEK GENERATING STATION UNIT
1 CYBER-SECURITY INSPECTION DOCUMENT REQUEST
5
c. Final Safety Analysis Report Question and Answers;
d. Quality Assurance (QA) Plan;
e. Latest Individual Plant Examination for External Events / Probabilistic Risk Assessment Report; and
f. Vendor Manuals.
(2) Assessment
and Corrective Actions:
a. The most recent Cyber Security QA audit and/or self
-assessment; and
b. Corrective action documents (e.g., condition reports, including status of corrective actions) generate
d as a result of the most recent Cyber Security QA audit and/or self
-assessment.
I V. Information Requested
To Be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the inspection team's questions or queries during th
e inspection.
(2) Copies of the list of questions submitted by the inspection team members and the status/resolution of the information requested (provide
d daily during the inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection team leader.
UNITED STATES
NUCLEAR REGULATORY COMMISSION
REGION I 2100 RENAISSANCE BOULE
VARD, SUITE 100
KING OF PRUSSIA, PENNSLYVANIA 19406-2713 April 27, 2018
Mr. Peter P. Sena, III
President and Chief Nuclear Officer
- N09 P. O. Box 236
Hancocks Bridge, NJ 08038
SUBJECT: HOPE CREEK GENERATING STATION UNIT 1
- INFORMATION REQUEST FOR THE CYBER-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION
05000 354/2018 40 3 Dear Mr. Sena: On September 4 , 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin
a team inspection in accordance with Inspection Procedure 71130.10
P , "Cyber-Security ," issued May 15, 2017 , at your Hope Creek Generating Station (Hope Creek)
. Th e inspection will
be performed to evaluate and verify your ability to meet full implementation
requirements of the
NRC's Cyber
-Security Rule, Title
10 of the Code of Federal Regulations
(CFR), Part
73, Section 54, "Protection of Digital Computer and Communication Systems and Networks."
The onsite portion of the inspection will take place during the weeks of
September 4, 2018 , and September 17, 2018
. Experience has shown that team inspections are extremely resource intensive, both for the NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site and to ensure a productive inspection for both parties, we have enclosed a request for documents needed for the inspection. These documents have b
een divided into four groups. The first group
specifies information necessary to assist the inspection team in choosing the focus areas (i.e., "sample set"
) to be inspected by
the cyber security inspection
procedure. This information should be made available via compact disc and delivered to the regional office no later than June 1 5, 2018. The inspection team will review this information and, by July 10, 2018 , will request the specific items that should be provided for review
. The second group of additional requested documents will assist the inspection team in the evaluation of the critical systems and critical digital assets, defensive architecture, and the areas of Hope Creek's
Cyber Security Program
selected for the cyber
security inspection. This information will be requested for review in the regional office prior to the inspection by August 7, 2018. The third group of requested documents consists of those items that the inspection team will review, or need access to, during the inspection. Please have this information available by the first day of the onsite inspection, September 4, 2018
.
P. Sena 2 The four th group of information is necessary to aid the inspection team in tracking issues identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of these documents are up to date and complete in order to minimize the number of additional documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Eugene (Gene) DiPaolo. We understand that our regulatory contact for this inspection is William (Bill) Noval
of your organization. If there are any questions about the inspection or the material requested, please contact the lead inspector at 610-337-6959 or via e-mail at Eugene.DiPaolo@nrc.gov
. This letter does not contain new or amended information collection requirements subject to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.).
Existing information collection requirements were approved by the Office of Management and Budget, control number 3150
-0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid Office of Management and Budget control number.
This letter and its enclosure will be available
for public inspection and copying at
-rm/adams.html
and at the NRC Public Document Room in accordance with 10 CFR 2.390, "Public Inspections, Exe
mptions, Requests for Withholding."
Sincerely, /RA/ Glenn T. Dentel , Chief Engineering Branch
2 Division of Reactor Safety
Docket No.
50-354 License No. NPF-57 Enclosure:
H ope Creek Generating Station Unit 1
Cyber-Security Inspection Document Request
cc w/encl:
Distribution via ListServ
P. Sena
3 SUBJECT: HOPE CREEK GENERATING STATION UNIT 1
- INFORMATION REQUEST FOR THE CYBER
-SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION
0500 0 354 DATED APRIL 27, 2018 DISTRIBUTION
- (via email)
DLew, RA (R1ORAMail Resource)
DCollins, DRA
(R1ORAMail Resource)
DPelton, DRP
(R1DRPMail Resource)
MGray, DRP
(R1DRPMail Resource)
JYerokun, DRS
(R1DRSMail Resource)
BWelling, DRS
(R1DRSMail Resource)
FBower, DRP
RBarkley, DRP
MDraxton, DRP
SHaney, DRP, RI
JBowen, RI, OEDO
RidsNrrPMHopeCreek Resource
RidsNrrDorlLpl1 Resource
ROPReports Resource
DOCUMENT NAME:
G:\DRS\Engineering Branch 2
\Branch Cyber Security
\Cyber Full Imp Inspection (Region 1)
\201805 SEP
-HopeCreek\120-Day Letter
\HC-CyberFI_120d RFI Letter FINAL.docx
ADAMS ACCESSION NUMBER:
SUNSI Review
N on-Sensitive Sensitive Publicly Available
Non-Publicly Available
OFFICE RI/DRS RI/DRS NAME EDiPaolo GDente/ DATE 4/25/18 4/27/18 OFFICIAL RECORD CO
PY
HOPE CREEK GENERATING STATION UNIT 1
CYBER-SECURITY INSPECTION DOCUMENT REQUEST
1 Enclosure Inspection Report
- 05000 354/2018 403 Inspection Dates
- September 4
- 7 , 2018 and September
17 - 21, 2018 Inspection Procedure
- IP 71130.10 P , "Cyber-Security ," Issue Date
May 15, 2017
Reference: Guidance Document for Development of the Request for Information (RFI) and Notification Letter for Full
-Implementation of the Cyber Security Inspection , Issue Date October 26, 2017 NRC Inspector s: Eugene (Gene) DiPaolo, Lead Mark Draxton
610-337-6959 610-337-5375 Eugene.DiPaolo@nrc.gov
Mark.Draxton@nrc.gov
NRC Contractors
- Fred erick (Casey) Priester
Timothy Wright
301-230-4590 Phone: TBD
Frederick.Priester@nrc.gov
Timothy.Wright@nrc.gov
I. Information Requested for In
-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection team with the general information necessary to select appropriate components and Cyber Security Program (CSP) elements to develop a site
-specific inspection plan.
The first RFI is used to identify the list of critical systems and critical digital assets
(CSs/CDAs) plus operational and management (O&M) security control portions of the CSP to be chosen as the "sample set" required to be inspected
by the cyber security IP.
The first RFI
's requested information is specified below in Table RFI #1. The Table RFI #1 information is requested to be provided to the regional office
by June 1 5 , 2018 , or sooner, to facilitate the selection of the specific items that will be reviewed during the onsite inspection weeks
. The inspection
t eam will examin e the returned documentation from the first RFI
and identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused follow
-up request to develop the second RFI. The inspection team
will submit th e specific systems and equipment
list to your staff by
July 10, 2018, which will identify the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, defensive architecture, and the areas of the licensee's CSP selected
for the cyber
security inspection.
We request that
the additional information provided from the second RFI be made available to the regional office by August 7, 2018
. All requests for information shall follow the Table RFI #1 and the guidance document
referenced above.
The required Table RFI #1 information shall be provided on compact disc (CD)
to the lead inspector by
June 1 5, 2018. Please provide four copies of each CD submitted
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(i.e., one for each inspector/cont ractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table RFI #1 Reference Section 3, Paragraph Number/Title:
Items 1 List All Identified Critical Systems and Critical Digital Assets
All 2 List CDA Facility and Site Ethernet
- Transmission Control Protocol/Internet Protocol (TCP/IP)
Based Local Area Networks (LANs) and
Identify Those LAN's
That Have N on-CDAs O n Them All 3 List CDA Facility and
Site N on-Ethernet TCP/IP
Based LANs
Including Those Industrial
Networks and
Identify LANs
That Have N on-CDAs O n Them All 4 Network Topology Diagrams (Be Sure To Include all Network Intrusion Detection Systems (NIDS) and Security Information and Event Management (SIEMs) for Emergency Preparedness (EP) networks and Security Level 3 and 4 Networks)
All 8 List All Network Security Boundary Devices for EP Networks and All Network Security Boundary Devices for Levels 3 and 4
All 9 List CDA Wireless Industrial
Networks All 11 NIDS Documentation for Critical Systems That Have CDAs Associated with Them 11.a.1) 11.a.2) 12 SIEM Documentation for Critical systems That Have CDAs Associated with Them 12.a.1) 12.a.2) 14 List EP and Security Onsite and Offsite Digital Communication
Systems All 25 Cyber Security Assessment and Cyber
Security Incident Response Teams All In addition to the above information
please provide the following:
(1) Electronic copy of your current Cyber Security Plan.
(2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p analysis to support those changes, made to the originally approved Cyber Security Plan.
(3) Electronic copy of a matrix that summarizes what controls are in place to satisfy the controls required by Policies and Procedures.
(4) Electronic copy of the Updated Final Safety Analysis Report and Technical Specifications.
(5) Name(s) and phone numbers for the regulatory and technical contacts.
(6) Current management and engineering organizational chart
s.
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Based on th is information
, the inspection team will identify and select specific systems and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and will submit a list of specific systems and equipment
to your staff by July 10, 2018
for the second RFI (i.e., Table RFI #2). II. Additional Information Requested to be Available Prior to Inspection.
As stated above, in Section I. of this enclosure , th e inspection
t eam will examin e the returned documentation requested from Table RFI #1 and submit the list of specific systems and equipment
to your staff by
July 10, 2018
, for the second RFI (i.e., RFI #2). The second RFI will request additional information required to evaluate the CSs
/CDAs, defensive architecture, and the areas of your station's
CSP selected for the cyber
-security inspection. The additional information requested for the specific systems and equipment is identified
in Table RFI #2. All request
ed information shall follow the Table RFI #2 and the guidance document
referenced above.
The Table RFI #2 information shall be provided on CD to the lead inspector by August 7, 2018. Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper
-linked to facilitate
ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table RFI #2 Section 3, Paragraph Number/Title:
Items 5 Plant Computer System Block Diagram (If Plant Computer System Is Selected for Inspection)
All 6 Plant Security System Block Diagram (If Security Computer System Is Selected for Inspection)
All 7 Systems That Are Distributed Block Diagrams (For Systems Selected For Inspection)
All 10 Host-Based Intrusion Detection System Documentation (For
CDAs for Systems Selected for Inspection)
10.a.1) 10.a.2) 13 List all Maintenance and Test Equipment Used On CDAs for Systems Selected for Inspection All 15 Configuration Management
All 16 Supply Chain Management
16.b. 16.c.1) 16.c.5) 16.c.6) 17 Portable Media and Mobile Device Control
All 18 Software Management
All 20 Vendor Access and Monitoring
All 21 Work Control
All 22 Device Access and Key Control
All 23 Password/Authenticator Policy
All 24 User Account/Credential Policy
All
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Table RFI #2 Section 3, Paragraph Number/Title:
Items 26 Corrective Actions Since Last NRC Inspection
All In addition to the above information please provide the following:
(1) The documented CSP assessment and analysis for each CDA in each of the selected system
s. III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identi fied in this enclosure'sSection I I., provide the following RFI (i.e., Table 1 ST Week Onsite
) on a CD by September 4, 2018 , the first day of the inspection
. All request
ed information shall follow the Table 1 ST Week Onsite and the guidance document
referenced above.
Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper
-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table 1 ST Week Onsite
Section 3, Paragraph Number/Title:
Items 10 Host-Based Intrusion Detection System Documentation
for CDAs for systems selected for inspection
10.a.3) thru 10.a.12) 11 NIDS Documentation
for Critical Systems That Have CDAs Associated with T
hem 11.a.3) thru 11.a.15) 12 SIEM Documentation
for Critical Systems That Have CDAs Associated with T
hem 12.a.3) thru 12.a.14) 16 Supply Chain Management
16.c.2) 16.c.3) 16.c.4) 19 Cyber Security Event Notifications
All In addition to the above information
please provide the following:
(1) Copies of the following documents do not need to be solely available to the inspection team as long as the inspectors have easy and unrestrained access
to them: a. Original Final Safety Analysis Report Volumes;
b. Original Safety Evaluation Report and Supplements;
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c. Final Safety Analysis Report Question and Answers;
d. Quality Assurance (QA) Plan;
e. Latest Individual Plant Examination for External Events / Probabilistic Risk Assessment Report; and
f. Vendor Manuals.
(2) Assessment
and Corrective Actions:
a. The most recent Cyber Security QA audit and/or self
-assessment; and
b. Corrective action documents (e.g., condition reports, including status of corrective actions) generate
d as a result of the most recent Cyber Security QA audit and/or self
-assessment.
I V. Information Requested
To Be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the inspection team's questions or queries during th
e inspection.
(2) Copies of the list of questions submitted by the inspection team members and the status/resolution of the information requested (provide
d daily during the inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection team leader.