IR 05000338/2020411
| ML19344C974 | |
| Person / Time | |
|---|---|
| Site: | North Anna  |
| Issue date: | 12/10/2019 |
| From: | Scott Shaeffer Division of Reactor Safety II |
| To: | Stoddard D Dominion Energy Co |
| Baker M | |
| References | |
| IR 2020411 | |
| Download: ML19344C974 (10) | |
Text
UNITED STATES NUCLEAR REGULATORY COMMISSION ber 10, 2019
SUBJECT:
NORTH ANNA POWER STATION - INFORMATION REQUEST FOR THE CYBER-SECURITY BASELINE SECURITY INSPECTION, NOTIFICATION TO PERFORM INSPECTION 05000338/2020411; 05000339/2020411
Dear Mr. Stoddard:
On March 23, 2020, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline inspection at your North Anna Power Station. The inspection will be conducted in accordance with Inspection Procedure (IP) 71130.10P Cyber-Security, dated May 15, 2017. The inspection will be performed to evaluate and verify your ability to meet the Milestone 8 (i.e., full implementation) requirements of the NRCs Cyber-Security Rule, Title 10, Code of Federal Regulations (CFR), Part 73, Section 54, Protection of Digital Computer and Communication Systems and Networks. The onsite portion of the inspection will take place during the weeks of March 23, 2020, and April 13, 2020.
Experience has shown that baseline inspections are extremely resource intensive, both for the NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site and to ensure a productive inspection for both parties, we have enclosed a request for documents needed for the inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the focus areas (i.e., sample set) to be inspected by the cyber-security IP. This information should be made available via secure site (i.e., Sharepoint, Certrec) no later than January 30, 2020. The inspection team will review this information and, by February 14, 2020, will request the specific items that should be provided for review.
The second group of additional requested documents will assist the inspection team in the evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture, and the areas of the sites cyber security program selected for the inspection. This information should be made available via secure site (i.e., Sharepoint, Certrec) no later than March 13, 2020. The third group of requested documents consists of those items that the inspection team will review, or need access to, during the inspection. Please have this information available by the first day of the onsite inspection, March 23, 2020. The fourth group of information is necessary to aid the inspection team in tracking issues identified as a result of the inspection. It is requested that this information be provided to the lead inspector as the information is generated during the inspection. It is important that all of these documents are up to date and complete in order to minimize the number of additional documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Mr. Ellery Coffman. We understand that our regulatory contact for this inspection is Mr. Neil Turner of your organization. If there are any questions about the inspection or the material requested, please contact the lead inspector at 404-997-4633 or via e-mail at ellery.coffman@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection requirements were approved by the Office of Management and Budget, under control number 3150 0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid Office of Management and Budget control number.
This letter and its enclosure will be made available for public inspection and copying at http://www.nrc.gov/reading-rm/adams.html and at the NRC Public Document Room in accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding.
Sincerely,
/RA/
Scott M. Shaeffer, Chief Engineering Branch 2 Division of Reactor Safety Docket Nos. 50-338, 50-339 License Nos. NPF-4, NPF-7 Enclosure:
Security Inspection Document Request cc w/encl: Distribution via ListServ
ML19344C974 OFFICE RII/DRS RII/DRS NAME ECoffman SShaeffer DATE 12/06/2019 12/10/2019
Inspection Report: 05000338/2020411; 05000339/2020411 Inspection Dates: March 23, 2020, and April 13, 2020 Inspection Procedure: IP 71130.10P Cyber-Security, dated May 15, 2017 Reference: ML17156A215, Guidance Document for Development of the Request for Information (RFI) and Notification Letter for Full-Implementation of the Cyber-Security Inspection, Revision 0 NRC Inspectors: Ellery Coffman, Lead Jonathan Montgomery 404-997-4633 404-997-4638 ellery.coffman@nrc.gov jonathan.montgomery@nrc.gov NRC Contractors: William Johns Cynthia DeBisschop william.johns@nrc.gov cynthia.debisschop@nrc.gov I. Information Requested for In-Office Preparation The initial request for information (i.e., first RFI) concentrates on providing the inspection team with the general information necessary to select appropriate components and CSP elements to develop a site-specific inspection plan. The first RFI is used to identify the list of critical systems and critical digital assets (CSs/CDAs) plus operational and management (O&M) security control portions of the CSP to be chosen as the sample set required to be inspected by the cyber-security IP. The first RFIs requested information is specified below in Table RFI #1. The Table RFI #1 information is requested to be provided by January 30, 2020, or sooner, to facilitate the selection of the specific items that will be reviewed during the onsite inspection weeks.
The inspection team will examine the returned documentation from the first RFI and identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused follow-up request to develop the second RFI. The inspection team will submit the specific systems and equipment list to your staff by February 14, 2020, which will identify the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, defensive architecture, and the areas of the licensees CSP selected for the cyber-security inspection. We request that the additional information provided from the second RFI be made available by March 13, 2020.
All requests for information shall follow the guidance document ML17156A215 referenced above.
Enclosure
The required Table RFI 1 information shall be provided via secure site (i.e., Sharepoint, Certrec)
by January 30, 2020. The preferred file format for all lists is object character recognition (OCR)
readable or a searchable Excel spreadsheet file. These files should be indexed and hyper-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table RFI #1 Section 3, Paragraph Number/Title: Items 1 List All Identified Critical Systems and Critical Digital Assets All List CDA Facility and Site Ethernet - Transmission Control Protocol/Internet All 2 Protocol (TCP/IP) based Local Area Networks (LANs) and identify those LANs that have non-CDAs on them List CDA facility and site non-ethernet TCP/IP based LANs including those All
industrial networks and identify LANs that have non-CDAs on them Network Topology Diagrams (be sure to include all NIDS and SIEMs for EP All
networks and Security level 3 and 4 networks)
List all network security boundary devices for EP networks and all network All
security boundary devices for levels 3 and 4 9 List CDA wireless Industrial networks All Network intrusion detection system documentation for Critical Systems that 11.a.1)
have CDAs associated with them 11.a.2)
Security Information and Event Management (SIEM) documentation for 12.a.1)
Critical systems that have CDAs associated with them 12.a.2)
14 List EP and Security onsite and offsite digital communication systems All 25 Cyber-Security Assessment and Cyber-Security Incident Response Teams All Copy of Current Cyber Security Plan and copy of any 50.54(p) analysis to All
support changes to the plan In addition to the above information please provide the following:
(1) Electronic copy of the UFSAR and technical specifications.
(2) Name(s) and phone numbers for the regulatory and technical contacts.
Based on this information, the inspection team will identify and select specific systems and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and submit a list of specific systems and equipment to your staff by February 14, 2020 for the second RFI (i.e., RFI #2).
II. Additional Information Requested to be Available Prior to Inspection.
As stated in Section I above, the inspection team will examine the returned documentation requested from Table RFI #1 and submit the list of specific systems and equipment to your staff by February 14, 2020 for the second RFI (i.e., RFI #2). The second RFI will request additional information required to evaluate the CSs/CDAs, defensive architecture, and the areas of the
licensees CSP selected for the cyber-security inspection. The additional information requested for the specific systems and equipment is identified in Table RFI #2. All requested information shall follow the guidance document ML17156A215 referenced above.
The Table RFI 2 information shall be provided on secure site (i.e., Sharepoint or Certrec) by March 13, 2020. The preferred file format for all lists is object character recognition (OCR)
readable or a searchable Excel spreadsheet file. These files should be indexed and hyper-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table RFI #2 Section 3, Paragraph Number/Title: Items Plant Computer System Block Diagram (if Plant Computer System is selected All
for inspection)
Plant Security System Block Diagram (if Security Computer System is All
selected for inspection)
Systems that are distributed Block Diagrams (for systems selected for All
inspection)
Host-Based Intrusion Detection System Documentation (for CDAs for 10.a.1)
systems selected for inspection) 10.a.2)
List all Maintenance and Test Equipment (M&TE) used on CDAs for systems All
selected for inspection 15 Configuration Management All 16.a.
16.b.1)
16 Supply Chain Management 16.b.5)
16.b.6)
17 Portable Media and Mobile Device Control All 18 Software Management All 20 Vendor Access and Monitoring All 21 Work Control All 22 Device Access and Key Control All 23 Password/Authenticator Policy All 24 User Account/Credential Policy All 26 Corrective Actions since last NRC inspection All 27 Cyber-Security Assessments for Selected Systems All III. Information Requested to be Available on First Day of Inspection For the specific systems and equipment identified in Section II above, provide the following RFI (i.e., Table 1ST Week Onsite) by March 23, 2020, the first day of the inspection. All requested information shall follow the guidance document ML17156A215 referenced above.
The preferred file format for all lists is object character recognition (OCR) readable or a searchable Excel spreadsheet file. These files should be indexed and hyper-linked to
facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.
Table 1ST Week Onsite Section 3, Paragraph Number/Title: Items 10.a.3)
Host-Based Intrusion Detection System Documentation (for CDAs for 10 thru systems selected for inspection)
10.a.12)
11.a.3)
Network Intrusion Detection System Documentation for Critical Systems 11 thru that have CDAs associated with them 11.a.15)
12.a.3)
Security Information and Event Management (SIEM) Documentation for 12 thru Critical Systems that have CDAs associated with them 12.a.14)
16.b.2)
16 Supply Chain Management 16.b.3)
16.b.4)
19 Cyber-Security Event Notifications All In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the inspection team as long as the inspectors have easy and unrestrained access to them.
a. Updated Final Safety Analysis Report, if not previously provided; b. Original FSAR Volumes; c. Original SER and Supplements; d. FSAR Question and Answers; e. Quality Assurance Plan; f. Technical Specifications, if not previously provided; g. Latest IPE/PRA Report; and h. Vendor Manuals, for applicable systems selected (2) Assessment and Corrective Actions:
a. The most recent Cyber-Security Quality Assurance (QA) audit and/or self-assessment; and b. The last 73.55(m) assessment performed; and c. Corrective action documents (e.g., condition reports, including status of corrective actions) generate as a result of the most recent Cyber-Security Quality Assurance (QA) audit and/or self-assessment.
IV. Information Requested To Be Provided Throughout the Inspection (1) Copies of any corrective action documents generated as a result of the inspection teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and the status/resolution of the information requested (provided daily during the inspection to each inspection team member). If you have any questions regarding the information requested, please contact the inspection team.
PAPERWORK REDUCTION ACT STATEMENT This letter contains voluntary information collections that are subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). The Office of Management and Budget (OMB)
approved these information collections (approval number 3150-0011). The burden to the public for these information collections is estimated to average 60 hours6.944444e-4 days <br />0.0167 hours <br />9.920635e-5 weeks <br />2.283e-5 months <br /> per response. Send comments regarding this information collection to the Information Services Branch, Office of the Chief Information Officer, Mail Stop: O-1F13, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, or by e-mail to Infocollects.Resource@nrc.gov, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-10202, (3150-0011) Office of Management and Budget, Washington, DC 20503.
Public Protection Notification The NRC may not conduct nor sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid OMB control number.
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