ML15030A494: Difference between revisions
StriderTol (talk | contribs) (Created page by program invented by StriderTol) |
StriderTol (talk | contribs) (Created page by program invented by StriderTol) |
||
(3 intermediate revisions by the same user not shown) | |||
Line 2: | Line 2: | ||
| number = ML15030A494 | | number = ML15030A494 | ||
| issue date = 01/30/2015 | | issue date = 01/30/2015 | ||
| title = | | title = NRC Problem Identification and Resolution Inspection Report 05000498/2014010; 05000499/2014010 | ||
| author name = Miller G | | author name = Miller G | ||
| author affiliation = NRC/RGN-IV/DRS | | author affiliation = NRC/RGN-IV/DRS | ||
| addressee name = Koehl D | | addressee name = Koehl D | ||
| addressee affiliation = South Texas Project Nuclear Operating Co | | addressee affiliation = South Texas Project Nuclear Operating Co | ||
| docket = 05000498, 05000499 | | docket = 05000498, 05000499 | ||
Line 14: | Line 14: | ||
| page count = 16 | | page count = 16 | ||
}} | }} | ||
See also: [[ | See also: [[see also::IR 05000498/2014010]] | ||
=Text= | =Text= | ||
{{#Wiki_filter:OFFICIAL USE ONLY | {{#Wiki_filter:OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | ||
- SECURITY-RELATED INFORMATION | UNITED STATES | ||
NUCLEAR REGULATORY COMMISSION | |||
REGION IV | |||
1600 E LAMAR BLVD | |||
- | ARLINGTON, TX 76011-4511 | ||
January 30, 2015 | |||
Mr. Dennis L. Koehl | |||
President and CEO/CNO | |||
Mr. Dennis L. Koehl | STP Nuclear Operating Company | ||
President and CEO/CNO | PO Box 289 | ||
STP Nuclear Operating Company PO Box 289 Wadsworth, TX | Wadsworth, TX 77483-0289 | ||
SUBJECT: SOUTH TEXAS PROJECT, UNITS 1 and 2 - NRC PROBLEM IDENTIFICATION | |||
AND RESOLUTION INSPECTION REPORT 05000498/2014010; | |||
05000499/2014010 | |||
Dear Mr. Koehl: | |||
On December 4, 2014, the U.S. Nuclear Regulatory Commission (NRC) completed the onsite | |||
portion of the problem identification and resolution biennial inspection at the South Texas | |||
Project. On that day, the NRC inspection team discussed the results of this inspection with | |||
Mr. D. Rencurrel, Senior Vice President Operations, and other members of your staff. This | |||
discussion included a finding for which the NRC had not yet reached a significance | |||
determination. On December 18, 2014, the inspection team had completed its review and | |||
provided Mr. D. Rencurrel, and other members of your staff, the results of a detailed risk | |||
evaluation telephonically. The inspection team documented the results of this inspection in the | |||
enclosed inspection report. | |||
Based on the inspection sample, the inspection team determined that South Texas Projects | |||
corrective action program, and your staffs implementation of it were adequate to support | |||
nuclear safety. | |||
In reviewing your corrective action program, the team assessed how well your staff identified | |||
problems at a low threshold, your staffs implementation of the stations process for prioritizing | |||
and evaluating these problems, and the effectiveness of corrective actions taken by the station | |||
to resolve these problems. The team also evaluated other processes your staff used to identify | |||
issues for resolution. These included your use of audits and self-assessments to identify latent | |||
problems and your incorporation of lessons learned from industry operating experience into | |||
station programs, processes, and procedures. The team determined that your stations | |||
performance in each of these areas supported nuclear safety. | |||
Enclosure transmitted herewith contains SUNSI. When separated from Attachment 1 to | |||
the Enclosure, this transmittal document is decontrolled. | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
D. Koehl -2- | |||
Finally, the team determined that your stations management maintained a safety-conscious | |||
work environment in which your employees were willing to raise nuclear safety concerns | |||
through at least one of the several means available. | |||
Nuclear Regulatory Commission inspectors documented one security finding of very low | |||
security significance (Green) in Attachment 1 to the enclosed report. This finding involved a | |||
violation of Nuclear Regulatory Commission requirements. The Nuclear Regulatory | |||
Commission is treating this violation as a non-cited violation consistent with Section 2.3.2.a of | |||
the Enforcement Policy. The deficiency was promptly addressed and the plant complied with | |||
applicable physical protection and security prior to the inspectors leaving the site. The finding | |||
has a cross-cutting aspect in the human performance area associated with complacency in that | |||
security force personnel did not implement appropriate error reduction tools due to the repetitive | |||
nature of the activities and the expectation of successful outcomes (H.12). | |||
Further, the inspectors also documented one licensee-identified violation determined to be of | |||
very low safety significance in this report. The NRC is also treating this violation as a non-cited | |||
violation consistent with Section 2.3.2.a of the NRC Enforcement Policy. | |||
If you contest the violations or their significance, you should provide a response within 30 days | |||
of the date of this inspection report, with the basis for your denial, to the U.S. Nuclear | |||
Regulatory Commission, ATTN: Document Control Desk, Washington, DC 20555-0001; with | |||
copies to the Regional Administrator, Region IV; the Director, Office of Enforcement, | |||
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; and the NRC resident | |||
inspector at the South Texas Project Electric Generating Station, Units 1 and 2, facility. | |||
If you disagree with a cross-cutting aspect assignment in this report, you should provide a | |||
response within 30 days of the date of this inspection report, with the basis for your | |||
disagreement, to the Regional Administrator, Region IV; and to the NRC resident inspector at | |||
the South Texas Project Electric Generating Station, Units 1 and 2, facility. | |||
In accordance with Title 10 of the Code of Federal Regulations (10 CFR) 2.390, Public | |||
Inspections, Exemptions, Requests for Withholding, a copy of this letter, and its enclosure (with | |||
the exception stated below) will be available electronically for public inspection in the NRCs | |||
Public Document Room or from the Publicly Available Records (PARS) component of the NRC's | |||
Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible | |||
from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic | |||
Reading Room). | |||
Some of the material contained in the enclosed report therein contains Security-Related | |||
Information in accordance with 10 CFR 2.390(d)(1) and its disclosure to unauthorized | |||
individuals could present a security vulnerability. Therefore, the material in Attachment 1 to the | |||
enclosure will not be made available electronically for public inspection in the NRC Public | |||
Document Room or from the PARS component of NRC's ADAMS. | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
D. Koehl -3- | |||
If you choose to provide a response and Security-Related Information is necessary to provide | |||
an acceptable response, please mark your entire response Security-Related Information - | |||
Withhold from Public Disclosure Under 10 CFR 2.390 in accordance with 10 CFR 2.390(d)(1) | |||
and follow the instructions for withholding in 10 CFR 2.390(b)(1). In accordance with | |||
10 CFR 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response. | |||
Sincerely, | |||
/RA/ | |||
Geoffrey B. Miller, Chief | |||
Technical Support Branch | |||
Division of Reactor Safety | |||
Docket Nos. 50-498, 50-499 | |||
License Nos. NPF-76, NPF-80 | |||
Nonpublic Enclosure: | |||
Inspection Report 05000498/2014010; 05000499/2014010 | |||
w/Attachments: | |||
1. Security-Related Supplement | |||
2. Supplemental Information | |||
3. Information Request | |||
cc w/Enclosure: | |||
Mr. John Milliff | |||
Manager, Security | |||
STP Nuclear Operating Company | |||
P.O. Box 289 | |||
Wadsworth, TX 77483 | |||
Distribution for South Texas Project Electric Generating Station | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
SUPPLEMENTAL INFORMATION | |||
KEY POINTS OF CONTACT | |||
Licensee Personnel | |||
D. Abell, Performance Improvement Specialist | |||
R. Aguilera, Manager, Health Physics | |||
J. Atkins, Manager, Systems Engineering | |||
R. Barr, Supervisor, Corrective Action Program | |||
M. Berg, Manager, Design Engineering/Test & Programs | |||
C. T. Bowman, General Manager, Nuclear Oversight | |||
D. Caraballo, System Engineer | |||
J. Crain, Manager, Emergency Response Plant Protection Department Support | |||
M. Crutcher, System Engineer | |||
R. Dunn Jr, Manager, Nuclear Fuel & Analysis | |||
M. Farmer, Security System Engineer | |||
T. Frawley, Manager, Plant Protection/Emergency Response | |||
C. Gann, Manager, Employee Concerns Program | |||
M. Gandt, Engineer, Nuclear Steam Supply Systems | |||
R. Gubbs, Manager, Operations Division-Production Support | |||
A. Hasan, System Engineer | |||
J. Heil, Program Engineer | |||
L. Huerta, Supervisor, Security Training | |||
G. Hildebrandt, Manager, Operations | |||
B. Jenewein, Manager, Performance Improvement | |||
L. Knox, Security Compliance Specialist | |||
R. Lonazo, System Engineer | |||
L. Meier, Project Manager, Regulated Security Solutions | |||
A. McGalliard, Manager, Corporate Staff Support & Owner Liaison | |||
J. Milliff, Manager, Security | |||
M. Murray, Manager, Regulatory Affairs/Licensing | |||
G. Powell, Site Vice President | |||
D. Rencurrel, Senior Vice President Operations | |||
P. Rodgers, System Engineer | |||
R. Savage, Licensing Engineering Specialist | |||
R. Scarborough, Manager, Quality Assurance | |||
M. Schaefer, Plant General Manager | |||
R. Stastny, Manager, Maintenance | |||
L. Sterling, Supervisor, Licensing | |||
T. Upton, Technical Supervisor, Maintenance | |||
M. Uribe, Manager, Work Control | |||
T. Vajdos, System Engineer | |||
D. Whiddon, Supervisor, Quality | |||
J. Winters, Lead Investigator | |||
D. Zink, Supervisor, Engineering Specialist | |||
NRC Personnel | |||
N. Hernandez, Resident Inspector | |||
G. Miller, Chief, Technical Support Branch | |||
G. Replogle, Senior Reactor Analyst | |||
A2-1 Attachment 2 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
LIST OF ITEMS OPENED, CLOSED, AND DISCUSSED | |||
Opened and Closed | |||
05000498/2014010-01 NCV Failure to Follow Security Procedure | |||
05000499/2014010-01 | |||
Closed | |||
- | 05000499/2014-001-00 LER Standby Diesel Generator 23 Essential Cooling Water Leak | ||
Through the Wall of Aluminum-Bronze Pipe Nipple | |||
LIST OF DOCUMENTS REVIEWED | |||
- | Condition Reports | ||
08-16140 09-387 09-1736 09-4465 09-5524 | |||
09-6591 09-6949 09-8195 09-9594 09-9986 | |||
09-11422 09-13142 09-14961 09-16144 09-16155 | |||
09-16366 09-18746 09-20129 09-21177 10-227 | |||
10-302 10-321 10-543 10-4928 10-6359 | |||
10-10425 10-25855 11-483 11-771 11-3584 | |||
11-3756 11-3908 11-4895 11-12020 11-15707 | |||
11-19073 11-21271 11-21275 11-26455 11-27182 | |||
12-483 12-13560 12-14431 12-22937 12-23535 | |||
12-24501 12-26558 12-27023 12-27493 12-27569 | |||
12-27648 12-28135 12-28186 12-28283 12-28600 | |||
12-28689 12-28901 12-29159 12-29161 12-31703 | |||
13-102 13-103 13-285 13-317 13-325 | |||
13-568 13-2311 13-2551 13-2611 13-3161 | |||
13-4566 13-5188 13-6031 13-6145 13-6543 | |||
13-7209 13-8786 13-8855 13-8957 13-9440 | |||
13-9648 13-9844 13-9932 13-10831 13-10896 | |||
13-10898 13-10902 13-10949 13-11358 13-11380 | |||
13-11528 13-11729 13-13857 13-15806 13-15904 | |||
14-22808* 14-23546* 14-25242* 14-62 14-298 | |||
14-514 14-518 14-747 14-1374 14-1712 | |||
14-2040 14-3306 14-3686 14-4235 14-4488 | |||
14-4501 14-4517 14-4650 14-4762 14-4895 | |||
14-5066 14-5383 14-6318 14-7054 14-7985 | |||
14-8012 14-8022 14-8213 14-9152 14-9634 | |||
14-9637 14-9939 14-11207 14-11266 14-13030 | |||
14-13247 14-13252 14-13314 14-13674 14-13925 | |||
14-17123 14-17723 14-18263 14-19793 14-20710 | |||
14-22328 14-22507 14-22532 14-22639 14-22811 | |||
14-22901 14-22976 14-24843 14-25164 14-72222 | |||
*Issued as a result of inspection activities. | |||
A2-2 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
Drawings | |||
Number Title Revision | |||
00009E0DJAB, Single Line Diagram, 125V DC Class 1E Distribution 22 | |||
Sheet 1 Switchboard, E1D11 (Channel II) | |||
Miscellaneous Documents | |||
Number Title Revision/ | |||
Date | |||
Life Cycle Management Plan: Rod Control System | |||
Life Cycle Management Plan: Nuclear Instrumentation System | |||
Life Cycle management Plan: Qualified Display Processing | |||
System | |||
Solid State Protection System Health Report September 30, | |||
2014 | |||
Nuclear Instrumentation System Health Report September 30, | |||
2014 | |||
7300 Processor Support System Health Report September 30, | |||
2014 | |||
Qualified Display Processing System Health Report September 30, | |||
2014 | |||
STP Security System Health Report September 25, | |||
2014 | |||
Executive Oversight Board March 2013 | |||
June 2103 | |||
November | |||
2013 | |||
January 2014 | |||
May 2014 | |||
October 2014 | |||
STP Reporting Manual 11 | |||
Requal Qualification Checkout Card (RQCC) No. 2164: Conduct | |||
Personnel Search | |||
A2-3 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
Miscellaneous Documents | |||
Number Title Revision/ | |||
Date | |||
Requal Qualification Checkout Card (RQCC) No. 2165: Perform | |||
Material Search | |||
Plan of Action: Increased Trend of NRC Performance Indicator March 24, | |||
2014 | |||
Physical Security Quality Audit Reports October 10, | |||
2012 | |||
September 18, | |||
2013 | |||
September 11, | |||
2014 | |||
Safeguards Event Log | |||
Conduct of Operations for Radiation Protection - Chapter 9, 15 | |||
Radiation Protection Condition Reporting Guideline | |||
Conduct of Operations for Radiation Protection - Chapter 22, RP | |||
Observations Program | |||
High and Low Head Safety Injection Pumps In-Service Testing July 2009 | |||
Trend for Units 1 and 2 through | |||
September | |||
2014 | |||
13-01 Emergency Preparedness Quality Audit Report March 11, | |||
2013 | |||
13-04 Corrective Action Program Supplemental Quality Audit Report July 9, 2013 | |||
13-05 Maintenance Quality Control Audit Report August 7, | |||
2013 | |||
14-01 Emergency Preparedness Quality Audit Report March 12, | |||
2014 | |||
14-02 Radiological Controls Quality Audit Report March 31, | |||
2014 | |||
14-03 Testing and Programs Quality Audit Report June 4, 2014 | |||
A2-4 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
Miscellaneous Documents | |||
Number Title Revision/ | |||
Date | |||
MN-14- Quality Monitoring Report November 13, | |||
9- 2014 | |||
103668 | |||
Preventive Maintenance Tasks | |||
PM 1336 PM 1337 PM 1341 PM1342 | |||
Procedure | |||
Number Title Revision | |||
0PGP03- Fluid Leak Management Program 3 | |||
ZA-0133 | |||
0PGP03- RCS Pressure Boundary Inspection for Boric Acid Leaks 9 | |||
ZE-0033 | |||
0PGP03- Boric Acid Corrosion Program 8 | |||
ZE-0133 | |||
0PGP03- Installed Plant Instrumentation Calibration Verification Program 25 | |||
ZM-0016 | |||
0PGP03- Operational Decision-Making 4 | |||
ZO-0054 | |||
0PGP03- Operability Determination and Functionality Assessments Program 6 | |||
ZO-9900 | |||
0PGP03- Operability Determinations and Functionality Assessments Program 6 | |||
ZO-9900 | |||
0PGP03- Operability Determinations and Functionality Assessments 4 | |||
ZO-900A | |||
0PGP03- Condition Reporting Process 50 | |||
ZX-0002 | |||
0PGP03- CAQ Resolution Process 4 | |||
ZX-002A | |||
0PGP03- Station Cause Analysis Program 5 | |||
ZX-002B | |||
A2-5 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY | Procedure | ||
- SECURITY-RELATED INFORMATION | Number Title Revision | ||
0PGP03- Conditions Not Adverse to Quality (CNAQ) Resolution Process | |||
- | ZX-0008 | ||
0PGP05- NRC Inspection / Interface Activities | |||
ZN-0009 | |||
0POP01- Operability, Functionality, and Reportaility Guidance 9 | |||
ZO-0011 | |||
0POP01- Operability, Functionality, and Reportability Guidance 9 | |||
ZO-0011 | |||
0PSP03- Auxiliary Feedwater Pump 11(21) Inservice Test 35 | |||
AF-0001 | |||
0PSP03- Auxiliary Feedwater Pump 14(24) Inservice Test 44 | |||
AF-0007 | |||
Security Security Incidents 6 | |||
Instruction | |||
1005 | |||
Security Access Control 22 | |||
Instruction | |||
2101 | |||
SEG-0008 Printed Circuit Board Maintenance and Replacement Guideline | |||
SG-005 Performing and Documenting Evaluations | |||
WCG-003 Planners Guide 36 | |||
A2-6 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
Work Orders | |||
32580862 32848449 33587688 33781745 | |||
32592449 32857451 33587766 33784486 | |||
32592456 32874207 33603766 33806141 | |||
32622205 32874237 33616204 33810329 | |||
32657597 32906926 33617639 33816256 | |||
32657618 32951496 33639146 33836230 | |||
32683168 32954403 33639164 33842544 | |||
32746542 33028547 33639483 33851931 | |||
32747151 33196159 33659703 33878328 | |||
32748096 33211839 33659705 33898174 | |||
32762817 33254140 33663496 33910719 | |||
32764187 33329299 33689554 33913974 | |||
32789036 33389559 33689584 33950398 | |||
32819905 33525272 33697080 33959688 | |||
32819981 33559632 33724501 33959970 | |||
32823335 33559717 33724526 484418 | |||
32848427 33570188 33759248 | |||
A2-7 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
Information Request | |||
June 26, 2014 | |||
Biennial Problem Identification and Resolution Inspection - | |||
November 17 - December 5, 2014 | |||
South Texas Project | |||
Inspection Report Number 05000498/2014010, 050499/2014010 | |||
This inspection will cover the period from October 7, 2012, through the end of the inspection on | |||
December 5, 2014. All requested information should be limited to this period or to the date of | |||
the request unless otherwise specified. To the extent possible, provide the requested | |||
information electronically in Adobe PDF (preferred) or Microsoft Office format. Provide paper | |||
copies of any sensitive information during the teams first week on site; do not provide sensitive | |||
or proprietary information electronically. | |||
Lists of documents (summary lists) should be provided in Microsoft Excel or a similar sortable | |||
format. Please provide the information on a compact disc (one for each team member), if | |||
possible. This information may also be uploaded on the Certrec IMS website if so desired. | |||
Please provide the following no later than October 10, 2014: | |||
1. Document Lists | |||
Note: For these summary lists, please include the document/reference number, the | |||
document title or description of the issue, the priority, initiation date, status, and long text | |||
descriptions of the issues. | |||
a. Summary list of all corrective action documents related to significant conditions adverse | |||
to quality that were opened, closed, or evaluated during the period | |||
b. Summary list of all corrective action documents related to conditions adverse to quality | |||
that were opened or closed during the period | |||
c. Summary lists of all corrective action documents which were upgraded or downgraded in | |||
priority/significance during the period | |||
d. Summary list of all corrective action documents that subsume or roll up one or more | |||
smaller issues for the period | |||
e. Summary lists of operator workarounds, engineering review requests and/or operability | |||
evaluations, temporary modifications, and control room and safety system deficiencies | |||
opened, closed, or evaluated during the period | |||
f. Summary list of plant safety issues raised or addressed by the Employee Concerns | |||
Program (or equivalent) | |||
g. Summary list of all Apparent Cause Evaluations completed during the period | |||
h. Summary list of all Root Cause Evaluations planned or in progress, but not complete at | |||
the end of the period | |||
A3-1 Attachment 3 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
2. Full Documents with Attachments | |||
a. Root Cause Evaluations completed during the period | |||
b. Quality assurance audits performed during the period | |||
c. All audits/surveillances performed during the period of the Corrective Action Program, of | |||
individual corrective actions, and of cause evaluations | |||
d. Corrective action activity reports, functional area self-assessments, and non-NRC third | |||
party assessments completed during the period (do not include INPO assessments) | |||
e. Corrective action documents generated during the period for the following: | |||
i. All Cited and Non-Cited Violations Issued to South Texas Project | |||
ii. All Licensee Event Reports Issued by South Texas Project | |||
f. Corrective action documents generated for the following, if they were determined to be | |||
applicable to South Texas Project (for those that were evaluated but determined not to | |||
be applicable, provide a summary list): | |||
i. NRC Information Notices, Bulletins, and Generic Letters issued or evaluated during | |||
the period | |||
ii. Part 21 reports issued or evaluated during the period | |||
iii. Vendor safety information letters (or equivalent) issued or evaluated during the | |||
period | |||
iv. Other external events and/or Operating Experience evaluated for applicability during | |||
the period | |||
g. Corrective action documents generated for the following: | |||
i. Emergency planning drills and tabletop exercises performed during the period | |||
ii. Maintenance preventable functional failures which occurred or were evaluated during | |||
the period | |||
iii. Adverse trends in equipment, processes, procedures, or programs which were | |||
evaluated during the period | |||
iv. Action items generated or addressed by plant safety review committees during the | |||
period | |||
A3-2 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
3. Logs and Reports | |||
a. Corrective action performance trending/tracking information generated during the period | |||
OFFICIAL USE ONLY | and broken down by functional organization | ||
- SECURITY-RELATED INFORMATION | b. Corrective action effectiveness review reports generated during the period | ||
c. Current system health reports or similar information | |||
d. Radiation protection event logs during the period | |||
e. Security event logs and security incidents during the period (sensitive information can be | |||
provided by hard copy during first week on site) | |||
f. Employee Concern Program (or equivalent) logs (sensitive information can be provided | |||
by hard copy during first week on site) | |||
g. List of Training deficiencies, requests for training improvements, and simulator | |||
deficiencies for the period | |||
4. Procedures | |||
a. Corrective action program procedures (initiation, evaluation, classification, and | |||
disposition of conditions adverse to quality). Include operability determination | |||
procedures, root and apparent cause evaluation procedures and any other procedures | |||
that implement the corrective action program | |||
b. Maintenance rule program and implementing procedures | |||
c. Operating experience program | |||
d. Employee concerns program | |||
e. Self-assessment program | |||
f. Degraded/non-conforming condition process (e.g., RIS 2005-20) | |||
g. System Health process or equivalent equipment reliability improvement programs | |||
h. Operational Decision Making (ODMI) process | |||
5. Other Items | |||
a. Scheduled date/time/location of all meetings associated with implementation of the | |||
corrective action program, such as screening meetings, corrective action review board | |||
meetings, etc. | |||
A3-3 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
- SECURITY-RELATED INFORMATION | b. A list of condition reports generated as a result of identified trends. The list should | ||
be sorted by priority and have the following information: number, title/description, | |||
date initiated, status, and initiating department. | |||
c. A list of outstanding corrective actions, sorted by priority, with the following information: | |||
number; priority; system/component affected, initiating date and due date. Please also | |||
identify and list any associated due date extensions. | |||
d. A chronological list of all nuclear Quality Assurance/Nuclear Oversight audits and | |||
department/station self-assessments including their reference number. | |||
e. A list of all system health reports. | |||
f. All copy of assessments or evaluations (internal or external) regarding station or | |||
department safety-culture. | |||
g. A list of all operability determinations and ODMIs performed with the following | |||
information: date initiated, initiating CR and status (open or closed). | |||
h. A list of maintenance preventable functional failures (MPFFs) of risk-significant systems | |||
(include actions completed and current status). A list of current Maintenance Rule a(1) | |||
systems and a list of those systems that entered a(1) within the last two years, but which | |||
were returned to a(2) status. Include a copy of the current system health report for those | |||
systems now in a(1). | |||
i. Copy of the latest corrective action program statistics such as the number initiated by | |||
department, human performance errors by department, backlog, corrective action | |||
timeliness and others as may be available. | |||
j. List of industry operating experience evaluated by the site and associated condition | |||
report number if applicable. Additionally, list of all NRC generic communications | |||
(information notices, generic letters, etc.) evaluated by the site for applicability to the | |||
station regardless of the determination of applicability. | |||
k. A chronological list of all Licensee Event Reports, with a brief description of the affected | |||
components or systems. | |||
l. A listing of the top 10 risk-significant systems, components, and/or operator manual | |||
actions as appropriate. | |||
Please provided on CDs and/or DVDs sent via overnight carrier to: | |||
U.S. NRC Region IV | |||
1600 E. Lamar Blvd. | |||
Arlington, TX 76011-4511 | |||
Attention: Harry Freeman | |||
Please note that the NRC is not currently able to accept electronic documents on thumb drives | |||
or other similar digital media. | |||
A3-4 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
ML15030A494 | |||
Entire Report ADAMS: Publicly Available Non-Sensitive Keyword | |||
SUNSI Review Yes No Non-Publicly Available Sensitive MD 3.4 Non-Public A.3 | |||
By: HAF | |||
Cover Letter ADAMS: Publicly Available Non-Sensitive Keyword | |||
SUNSI Review Yes No Non-Publicly Available Sensitive RGN-002 | |||
By: HAF | |||
OFFICE SRI:TSB RI:EB2 HP:TSB SRI:DRP C:TSB | |||
NAME HFreeman SAlferink BBaca ASanchez GMiller/DAllen | |||
SIGNATURE /RA/ /RA/ /RA/ /RA/ /RA/ | |||
DATE 1/28/15 1/29/15 1/28/15 1/29/15 1/30/15 | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
Letter to Dennis L. Koehl from Geoffrey B. Miller, dated January 30, 2015 | |||
SUBJECT: SOUTH TEXAS PROJECT, UNITS 1 & 2 - NRC PROBLEM IDENTIFICATION | |||
AND RESOLUTION INSPECTION REPORT 05000498/2014010; | |||
05000499/2014010 | |||
Distribution by RIV w/Nonpublic Enclosure: | |||
Security Specialist/NSIR (Eric.Wharton@nrc.gov) | |||
Security Specialist/NSIR (Niry.Simonian@nrc.gov) | |||
Chief, Security Performance Evaluation Branch/NSIR (Clay.Johnson@nrc.gov) | |||
Security Specialist/NSIR (Douglas.Garner@nrc.gov) | |||
Branch Chief, RI DRS/PSB1 (Anthony.Dimitriadis@nrc.gov) | |||
Branch Chief, RII DRS/PSB1 (Binoy.Desai@nrc.gov) | |||
Branch Chief, RIII DRS/PSB (Richard.Skokowski@nrc.gov) | |||
Senior Resident Inspector (Alfred.Sanchez@nrc.gov) | |||
STP Administrative Assistant (Lynn.Wright@nrc.gov) | |||
Distribution by RIV w/Public Enclosure: | |||
Regional Administrator (Marc.Dapas@nrc.gov) | |||
Deputy Regional Administrator (Kriss.Kennedy@nrc.gov) | |||
Acting DRP Director (Troy.Pruett@nrc.gov) | |||
Acting DRP Deputy Director (Thomas.Farnholtz@nrc.gov) | |||
DRS Director (Anton.Vegel@nrc.gov) | |||
DRS Deputy Director (Jeff.Clark@nrc.gov) | |||
Senior Resident Inspector (Alfred.Sanchez@nrc.gov) | |||
Resident Inspector (Nicholas.Hernandez@nrc.gov) | |||
Branch Chief, DRP (Neil.OKeefe@nrc.gov) | |||
Senior Project Engineer, DRP (David.Proulx@nrc.gov) | |||
Project Engineer, DRP (Fabian.Thomas@nrc.gov) | |||
Administrative Assistant (Lynn.Wright@nrc.gov) | |||
Public Affairs Officer (Victor.Dricks@nrc.gov) | |||
Public Affairs Officer (Lara.Uselding@nrc.gov) | |||
Project Manager (Balwant.Singal@nrc.gov) | |||
Branch Chief, DRS/TSB (Geoffrey.Miller@nrc.gov) | |||
RITS Coordinator (Marisa.Herrera@nrc.gov) | |||
ACES (R4Enforcement.Resource@nrc.gov) | |||
Regional Counsel (Karla.Fuller@nrc.gov) | |||
Technical Support Assistant (Loretta.Williams@nrc.gov) | |||
Congressional Affairs Officer (Jenny.Weil@nrc.gov) | |||
RIV Congressional Affairs Officer (Angel.Moreno@nrc.gov) | |||
RIV/ETA: OEDO (Michael.Waters@nrc.gov) | |||
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION | |||
/RA/ /RA/ DATE 1/28/15 1/29/15 1/28/15 1/29/15 | |||
- SECURITY-RELATED INFORMATION | |||
SUBJECT: SOUTH TEXAS PROJECT, UNITS 1 & 2 - NRC PROBLEM IDENTIFICATION AND RESOLUTION INSPECTION REPORT 05000498/2014010; | |||
05000499/2014010 | |||
Chief, Security Performance Evaluation Branch/NSIR (Clay.Johnson@nrc.gov) | |||
Security Specialist/ | |||
Branch Chief, RII DRS/PSB1 (Binoy.Desai@nrc.gov) Branch Chief, RIII DRS/PSB (Richard.Skokowski@nrc.gov) Senior Resident Inspector (Alfred.Sanchez@nrc.gov) | |||
STP Administrative Assistant (Lynn.Wright@nrc.gov) | |||
Deputy Regional Administrator (Kriss.Kennedy@nrc.gov) | |||
Acting DRP Director (Troy.Pruett@nrc.gov) | |||
Acting DRP Deputy Director (Thomas.Farnholtz@nrc.gov) | |||
DRS Director (Anton.Vegel@nrc.gov) DRS Deputy Director (Jeff.Clark@nrc.gov) | |||
Resident Inspector (Nicholas.Hernandez@nrc.gov) | |||
Branch Chief, DRP (Neil.OKeefe@nrc.gov) | |||
Senior Project Engineer, DRP (David.Proulx@nrc.gov) Project Engineer, DRP (Fabian.Thomas@nrc.gov) Administrative Assistant (Lynn.Wright@nrc.gov) | |||
Public Affairs Officer (Victor.Dricks@nrc.gov) | |||
Public Affairs Officer (Lara.Uselding@nrc.gov) | |||
Project Manager (Balwant.Singal@nrc.gov) Branch Chief, DRS/TSB (Geoffrey.Miller@nrc.gov) RITS Coordinator (Marisa.Herrera@nrc.gov) | |||
ACES (R4Enforcement.Resource@nrc.gov) | |||
Regional Counsel (Karla.Fuller@nrc.gov) | |||
Technical Support Assistant (Loretta.Williams@nrc.gov) | |||
Congressional Affairs Officer (Jenny.Weil@nrc.gov) RIV Congressional Affairs Officer (Angel.Moreno@nrc.gov) RIV/ETA: | |||
}} | }} |
Latest revision as of 17:20, 31 October 2019
ML15030A494 | |
Person / Time | |
---|---|
Site: | South Texas ![]() |
Issue date: | 01/30/2015 |
From: | Geoffrey Miller Division of Reactor Safety IV |
To: | Koehl D South Texas |
H. Freeman | |
References | |
IR 2014010 | |
Download: ML15030A494 (16) | |
See also: IR 05000498/2014010
Text
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
UNITED STATES
NUCLEAR REGULATORY COMMISSION
REGION IV
1600 E LAMAR BLVD
ARLINGTON, TX 76011-4511
January 30, 2015
Mr. Dennis L. Koehl
President and CEO/CNO
STP Nuclear Operating Company
PO Box 289
Wadsworth, TX 77483-0289
SUBJECT: SOUTH TEXAS PROJECT, UNITS 1 and 2 - NRC PROBLEM IDENTIFICATION
AND RESOLUTION INSPECTION REPORT 05000498/2014010;
Dear Mr. Koehl:
On December 4, 2014, the U.S. Nuclear Regulatory Commission (NRC) completed the onsite
portion of the problem identification and resolution biennial inspection at the South Texas
Project. On that day, the NRC inspection team discussed the results of this inspection with
Mr. D. Rencurrel, Senior Vice President Operations, and other members of your staff. This
discussion included a finding for which the NRC had not yet reached a significance
determination. On December 18, 2014, the inspection team had completed its review and
provided Mr. D. Rencurrel, and other members of your staff, the results of a detailed risk
evaluation telephonically. The inspection team documented the results of this inspection in the
enclosed inspection report.
Based on the inspection sample, the inspection team determined that South Texas Projects
corrective action program, and your staffs implementation of it were adequate to support
nuclear safety.
In reviewing your corrective action program, the team assessed how well your staff identified
problems at a low threshold, your staffs implementation of the stations process for prioritizing
and evaluating these problems, and the effectiveness of corrective actions taken by the station
to resolve these problems. The team also evaluated other processes your staff used to identify
issues for resolution. These included your use of audits and self-assessments to identify latent
problems and your incorporation of lessons learned from industry operating experience into
station programs, processes, and procedures. The team determined that your stations
performance in each of these areas supported nuclear safety.
Enclosure transmitted herewith contains SUNSI. When separated from Attachment 1 to
the Enclosure, this transmittal document is decontrolled.
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
D. Koehl -2-
Finally, the team determined that your stations management maintained a safety-conscious
work environment in which your employees were willing to raise nuclear safety concerns
through at least one of the several means available.
Nuclear Regulatory Commission inspectors documented one security finding of very low
security significance (Green) in Attachment 1 to the enclosed report. This finding involved a
violation of Nuclear Regulatory Commission requirements. The Nuclear Regulatory
Commission is treating this violation as a non-cited violation consistent with Section 2.3.2.a of
the Enforcement Policy. The deficiency was promptly addressed and the plant complied with
applicable physical protection and security prior to the inspectors leaving the site. The finding
has a cross-cutting aspect in the human performance area associated with complacency in that
security force personnel did not implement appropriate error reduction tools due to the repetitive
nature of the activities and the expectation of successful outcomes (H.12).
Further, the inspectors also documented one licensee-identified violation determined to be of
very low safety significance in this report. The NRC is also treating this violation as a non-cited
violation consistent with Section 2.3.2.a of the NRC Enforcement Policy.
If you contest the violations or their significance, you should provide a response within 30 days
of the date of this inspection report, with the basis for your denial, to the U.S. Nuclear
Regulatory Commission, ATTN: Document Control Desk, Washington, DC 20555-0001; with
copies to the Regional Administrator, Region IV; the Director, Office of Enforcement,
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; and the NRC resident
inspector at the South Texas Project Electric Generating Station, Units 1 and 2, facility.
If you disagree with a cross-cutting aspect assignment in this report, you should provide a
response within 30 days of the date of this inspection report, with the basis for your
disagreement, to the Regional Administrator, Region IV; and to the NRC resident inspector at
the South Texas Project Electric Generating Station, Units 1 and 2, facility.
In accordance with Title 10 of the Code of Federal Regulations (10 CFR) 2.390, Public
Inspections, Exemptions, Requests for Withholding, a copy of this letter, and its enclosure (with
the exception stated below) will be available electronically for public inspection in the NRCs
Public Document Room or from the Publicly Available Records (PARS) component of the NRC's
Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible
from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic
Reading Room).
Some of the material contained in the enclosed report therein contains Security-Related
Information in accordance with 10 CFR 2.390(d)(1) and its disclosure to unauthorized
individuals could present a security vulnerability. Therefore, the material in Attachment 1 to the
enclosure will not be made available electronically for public inspection in the NRC Public
Document Room or from the PARS component of NRC's ADAMS.
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
D. Koehl -3-
If you choose to provide a response and Security-Related Information is necessary to provide
an acceptable response, please mark your entire response Security-Related Information -
Withhold from Public Disclosure Under 10 CFR 2.390 in accordance with 10 CFR 2.390(d)(1)
and follow the instructions for withholding in 10 CFR 2.390(b)(1). In accordance with
10 CFR 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response.
Sincerely,
/RA/
Geoffrey B. Miller, Chief
Technical Support Branch
Division of Reactor Safety
Docket Nos. 50-498, 50-499
Nonpublic Enclosure:
Inspection Report 05000498/2014010; 05000499/2014010
w/Attachments:
1. Security-Related Supplement
2. Supplemental Information
3. Information Request
cc w/Enclosure:
Mr. John Milliff
Manager, Security
STP Nuclear Operating Company
P.O. Box 289
Wadsworth, TX 77483
Distribution for South Texas Project Electric Generating Station
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
SUPPLEMENTAL INFORMATION
KEY POINTS OF CONTACT
Licensee Personnel
D. Abell, Performance Improvement Specialist
R. Aguilera, Manager, Health Physics
J. Atkins, Manager, Systems Engineering
R. Barr, Supervisor, Corrective Action Program
M. Berg, Manager, Design Engineering/Test & Programs
C. T. Bowman, General Manager, Nuclear Oversight
D. Caraballo, System Engineer
J. Crain, Manager, Emergency Response Plant Protection Department Support
M. Crutcher, System Engineer
R. Dunn Jr, Manager, Nuclear Fuel & Analysis
M. Farmer, Security System Engineer
T. Frawley, Manager, Plant Protection/Emergency Response
C. Gann, Manager, Employee Concerns Program
M. Gandt, Engineer, Nuclear Steam Supply Systems
R. Gubbs, Manager, Operations Division-Production Support
A. Hasan, System Engineer
J. Heil, Program Engineer
L. Huerta, Supervisor, Security Training
G. Hildebrandt, Manager, Operations
B. Jenewein, Manager, Performance Improvement
L. Knox, Security Compliance Specialist
R. Lonazo, System Engineer
L. Meier, Project Manager, Regulated Security Solutions
A. McGalliard, Manager, Corporate Staff Support & Owner Liaison
J. Milliff, Manager, Security
M. Murray, Manager, Regulatory Affairs/Licensing
G. Powell, Site Vice President
D. Rencurrel, Senior Vice President Operations
P. Rodgers, System Engineer
R. Savage, Licensing Engineering Specialist
R. Scarborough, Manager, Quality Assurance
M. Schaefer, Plant General Manager
R. Stastny, Manager, Maintenance
L. Sterling, Supervisor, Licensing
T. Upton, Technical Supervisor, Maintenance
M. Uribe, Manager, Work Control
T. Vajdos, System Engineer
D. Whiddon, Supervisor, Quality
J. Winters, Lead Investigator
D. Zink, Supervisor, Engineering Specialist
NRC Personnel
N. Hernandez, Resident Inspector
G. Miller, Chief, Technical Support Branch
G. Replogle, Senior Reactor Analyst
A2-1 Attachment 2
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
LIST OF ITEMS OPENED, CLOSED, AND DISCUSSED
Opened and Closed
05000498/2014010-01 NCV Failure to Follow Security Procedure
Closed
05000499/2014-001-00 LER Standby Diesel Generator 23 Essential Cooling Water Leak
Through the Wall of Aluminum-Bronze Pipe Nipple
LIST OF DOCUMENTS REVIEWED
Condition Reports
08-16140 09-387 09-1736 09-4465 09-5524
09-6591 09-6949 09-8195 09-9594 09-9986
09-11422 09-13142 09-14961 09-16144 09-16155
09-16366 09-18746 09-20129 09-21177 10-227
10-302 10-321 10-543 10-4928 10-6359
10-10425 10-25855 11-483 11-771 11-3584
11-3756 11-3908 11-4895 11-12020 11-15707
11-19073 11-21271 11-21275 11-26455 11-27182
12-483 12-13560 12-14431 12-22937 12-23535
12-24501 12-26558 12-27023 12-27493 12-27569
12-27648 12-28135 12-28186 12-28283 12-28600
12-28689 12-28901 12-29159 12-29161 12-31703
13-102 13-103 13-285 13-317 13-325
13-568 13-2311 13-2551 13-2611 13-3161
13-4566 13-5188 13-6031 13-6145 13-6543
13-7209 13-8786 13-8855 13-8957 13-9440
13-9648 13-9844 13-9932 13-10831 13-10896
13-10898 13-10902 13-10949 13-11358 13-11380
13-11528 13-11729 13-13857 13-15806 13-15904
14-22808* 14-23546* 14-25242* 14-62 14-298
14-514 14-518 14-747 14-1374 14-1712
14-2040 14-3306 14-3686 14-4235 14-4488
14-4501 14-4517 14-4650 14-4762 14-4895
14-5066 14-5383 14-6318 14-7054 14-7985
14-8012 14-8022 14-8213 14-9152 14-9634
14-9637 14-9939 14-11207 14-11266 14-13030
14-13247 14-13252 14-13314 14-13674 14-13925
14-17123 14-17723 14-18263 14-19793 14-20710
14-22328 14-22507 14-22532 14-22639 14-22811
14-22901 14-22976 14-24843 14-25164 14-72222
- Issued as a result of inspection activities.
A2-2
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Drawings
Number Title Revision
00009E0DJAB, Single Line Diagram, 125V DC Class 1E Distribution 22
Sheet 1 Switchboard, E1D11 (Channel II)
Miscellaneous Documents
Number Title Revision/
Date
Life Cycle Management Plan: Rod Control System
Life Cycle Management Plan: Nuclear Instrumentation System
Life Cycle management Plan: Qualified Display Processing
System
Solid State Protection System Health Report September 30,
2014
Nuclear Instrumentation System Health Report September 30,
2014
7300 Processor Support System Health Report September 30,
2014
Qualified Display Processing System Health Report September 30,
2014
STP Security System Health Report September 25,
2014
Executive Oversight Board March 2013
June 2103
November
2013
January 2014
May 2014
October 2014
STP Reporting Manual 11
Requal Qualification Checkout Card (RQCC) No. 2164: Conduct
Personnel Search
A2-3
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Miscellaneous Documents
Number Title Revision/
Date
Requal Qualification Checkout Card (RQCC) No. 2165: Perform
Material Search
Plan of Action: Increased Trend of NRC Performance Indicator March 24,
2014
Physical Security Quality Audit Reports October 10,
2012
September 18,
2013
September 11,
2014
Safeguards Event Log
Conduct of Operations for Radiation Protection - Chapter 9, 15
Radiation Protection Condition Reporting Guideline
Conduct of Operations for Radiation Protection - Chapter 22, RP
Observations Program
High and Low Head Safety Injection Pumps In-Service Testing July 2009
Trend for Units 1 and 2 through
September
2014
13-01 Emergency Preparedness Quality Audit Report March 11,
2013
13-04 Corrective Action Program Supplemental Quality Audit Report July 9, 2013
13-05 Maintenance Quality Control Audit Report August 7,
2013
14-01 Emergency Preparedness Quality Audit Report March 12,
2014
14-02 Radiological Controls Quality Audit Report March 31,
2014
14-03 Testing and Programs Quality Audit Report June 4, 2014
A2-4
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Miscellaneous Documents
Number Title Revision/
Date
MN-14- Quality Monitoring Report November 13,
9- 2014
103668
Preventive Maintenance Tasks
PM 1336 PM 1337 PM 1341 PM1342
Procedure
Number Title Revision
0PGP03- Fluid Leak Management Program 3
ZA-0133
0PGP03- RCS Pressure Boundary Inspection for Boric Acid Leaks 9
ZE-0033
0PGP03- Boric Acid Corrosion Program 8
ZE-0133
0PGP03- Installed Plant Instrumentation Calibration Verification Program 25
ZM-0016
0PGP03- Operational Decision-Making 4
ZO-0054
0PGP03- Operability Determination and Functionality Assessments Program 6
ZO-9900
0PGP03- Operability Determinations and Functionality Assessments Program 6
ZO-9900
0PGP03- Operability Determinations and Functionality Assessments 4
ZO-900A
0PGP03- Condition Reporting Process 50
ZX-0002
0PGP03- CAQ Resolution Process 4
ZX-002A
0PGP03- Station Cause Analysis Program 5
ZX-002B
A2-5
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Procedure
Number Title Revision
0PGP03- Conditions Not Adverse to Quality (CNAQ) Resolution Process
ZX-0008
0PGP05- NRC Inspection / Interface Activities
ZN-0009
0POP01- Operability, Functionality, and Reportaility Guidance 9
ZO-0011
0POP01- Operability, Functionality, and Reportability Guidance 9
ZO-0011
0PSP03- Auxiliary Feedwater Pump 11(21) Inservice Test 35
AF-0001
0PSP03- Auxiliary Feedwater Pump 14(24) Inservice Test 44
AF-0007
Security Security Incidents 6
Instruction
1005
Security Access Control 22
Instruction
2101
SEG-0008 Printed Circuit Board Maintenance and Replacement Guideline
SG-005 Performing and Documenting Evaluations
WCG-003 Planners Guide 36
A2-6
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Work Orders
32580862 32848449 33587688 33781745
32592449 32857451 33587766 33784486
32592456 32874207 33603766 33806141
32622205 32874237 33616204 33810329
32657597 32906926 33617639 33816256
32657618 32951496 33639146 33836230
32683168 32954403 33639164 33842544
32746542 33028547 33639483 33851931
32747151 33196159 33659703 33878328
32748096 33211839 33659705 33898174
32762817 33254140 33663496 33910719
32764187 33329299 33689554 33913974
32789036 33389559 33689584 33950398
32819905 33525272 33697080 33959688
32819981 33559632 33724501 33959970
32823335 33559717 33724526 484418
32848427 33570188 33759248
A2-7
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Information Request
June 26, 2014
Biennial Problem Identification and Resolution Inspection -
November 17 - December 5, 2014
South Texas Project
Inspection Report Number 05000498/2014010, 050499/2014010
This inspection will cover the period from October 7, 2012, through the end of the inspection on
December 5, 2014. All requested information should be limited to this period or to the date of
the request unless otherwise specified. To the extent possible, provide the requested
information electronically in Adobe PDF (preferred) or Microsoft Office format. Provide paper
copies of any sensitive information during the teams first week on site; do not provide sensitive
or proprietary information electronically.
Lists of documents (summary lists) should be provided in Microsoft Excel or a similar sortable
format. Please provide the information on a compact disc (one for each team member), if
possible. This information may also be uploaded on the Certrec IMS website if so desired.
Please provide the following no later than October 10, 2014:
1. Document Lists
Note: For these summary lists, please include the document/reference number, the
document title or description of the issue, the priority, initiation date, status, and long text
descriptions of the issues.
a. Summary list of all corrective action documents related to significant conditions adverse
to quality that were opened, closed, or evaluated during the period
b. Summary list of all corrective action documents related to conditions adverse to quality
that were opened or closed during the period
c. Summary lists of all corrective action documents which were upgraded or downgraded in
priority/significance during the period
d. Summary list of all corrective action documents that subsume or roll up one or more
smaller issues for the period
e. Summary lists of operator workarounds, engineering review requests and/or operability
evaluations, temporary modifications, and control room and safety system deficiencies
opened, closed, or evaluated during the period
f. Summary list of plant safety issues raised or addressed by the Employee Concerns
Program (or equivalent)
g. Summary list of all Apparent Cause Evaluations completed during the period
h. Summary list of all Root Cause Evaluations planned or in progress, but not complete at
the end of the period
A3-1 Attachment 3
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
2. Full Documents with Attachments
a. Root Cause Evaluations completed during the period
b. Quality assurance audits performed during the period
c. All audits/surveillances performed during the period of the Corrective Action Program, of
individual corrective actions, and of cause evaluations
d. Corrective action activity reports, functional area self-assessments, and non-NRC third
party assessments completed during the period (do not include INPO assessments)
e. Corrective action documents generated during the period for the following:
i. All Cited and Non-Cited Violations Issued to South Texas Project
ii. All Licensee Event Reports Issued by South Texas Project
f. Corrective action documents generated for the following, if they were determined to be
applicable to South Texas Project (for those that were evaluated but determined not to
be applicable, provide a summary list):
i. NRC Information Notices, Bulletins, and Generic Letters issued or evaluated during
the period
ii. Part 21 reports issued or evaluated during the period
iii. Vendor safety information letters (or equivalent) issued or evaluated during the
period
iv. Other external events and/or Operating Experience evaluated for applicability during
the period
g. Corrective action documents generated for the following:
i. Emergency planning drills and tabletop exercises performed during the period
ii. Maintenance preventable functional failures which occurred or were evaluated during
the period
iii. Adverse trends in equipment, processes, procedures, or programs which were
evaluated during the period
iv. Action items generated or addressed by plant safety review committees during the
period
A3-2
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
3. Logs and Reports
a. Corrective action performance trending/tracking information generated during the period
and broken down by functional organization
b. Corrective action effectiveness review reports generated during the period
c. Current system health reports or similar information
d. Radiation protection event logs during the period
e. Security event logs and security incidents during the period (sensitive information can be
provided by hard copy during first week on site)
f. Employee Concern Program (or equivalent) logs (sensitive information can be provided
by hard copy during first week on site)
g. List of Training deficiencies, requests for training improvements, and simulator
deficiencies for the period
4. Procedures
a. Corrective action program procedures (initiation, evaluation, classification, and
disposition of conditions adverse to quality). Include operability determination
procedures, root and apparent cause evaluation procedures and any other procedures
that implement the corrective action program
b. Maintenance rule program and implementing procedures
c. Operating experience program
d. Employee concerns program
e. Self-assessment program
f. Degraded/non-conforming condition process (e.g., RIS 2005-20)
g. System Health process or equivalent equipment reliability improvement programs
h. Operational Decision Making (ODMI) process
5. Other Items
a. Scheduled date/time/location of all meetings associated with implementation of the
corrective action program, such as screening meetings, corrective action review board
meetings, etc.
A3-3
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
b. A list of condition reports generated as a result of identified trends. The list should
be sorted by priority and have the following information: number, title/description,
date initiated, status, and initiating department.
c. A list of outstanding corrective actions, sorted by priority, with the following information:
number; priority; system/component affected, initiating date and due date. Please also
identify and list any associated due date extensions.
d. A chronological list of all nuclear Quality Assurance/Nuclear Oversight audits and
department/station self-assessments including their reference number.
e. A list of all system health reports.
f. All copy of assessments or evaluations (internal or external) regarding station or
department safety-culture.
g. A list of all operability determinations and ODMIs performed with the following
information: date initiated, initiating CR and status (open or closed).
h. A list of maintenance preventable functional failures (MPFFs) of risk-significant systems
(include actions completed and current status). A list of current Maintenance Rule a(1)
systems and a list of those systems that entered a(1) within the last two years, but which
were returned to a(2) status. Include a copy of the current system health report for those
systems now in a(1).
i. Copy of the latest corrective action program statistics such as the number initiated by
department, human performance errors by department, backlog, corrective action
timeliness and others as may be available.
j. List of industry operating experience evaluated by the site and associated condition
report number if applicable. Additionally, list of all NRC generic communications
(information notices, generic letters, etc.) evaluated by the site for applicability to the
station regardless of the determination of applicability.
k. A chronological list of all Licensee Event Reports, with a brief description of the affected
components or systems.
l. A listing of the top 10 risk-significant systems, components, and/or operator manual
actions as appropriate.
Please provided on CDs and/or DVDs sent via overnight carrier to:
U.S. NRC Region IV
1600 E. Lamar Blvd.
Arlington, TX 76011-4511
Attention: Harry Freeman
Please note that the NRC is not currently able to accept electronic documents on thumb drives
or other similar digital media.
A3-4
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Entire Report ADAMS: Publicly Available Non-Sensitive Keyword
SUNSI Review Yes No Non-Publicly Available Sensitive MD 3.4 Non-Public A.3
By: HAF
Cover Letter ADAMS: Publicly Available Non-Sensitive Keyword
SUNSI Review Yes No Non-Publicly Available Sensitive RGN-002
By: HAF
OFFICE SRI:TSB RI:EB2 HP:TSB SRI:DRP C:TSB
NAME HFreeman SAlferink BBaca ASanchez GMiller/DAllen
SIGNATURE /RA/ /RA/ /RA/ /RA/ /RA/
DATE 1/28/15 1/29/15 1/28/15 1/29/15 1/30/15
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION
Letter to Dennis L. Koehl from Geoffrey B. Miller, dated January 30, 2015
SUBJECT: SOUTH TEXAS PROJECT, UNITS 1 & 2 - NRC PROBLEM IDENTIFICATION
AND RESOLUTION INSPECTION REPORT 05000498/2014010;
Distribution by RIV w/Nonpublic Enclosure:
Security Specialist/NSIR (Eric.Wharton@nrc.gov)
Security Specialist/NSIR (Niry.Simonian@nrc.gov)
Chief, Security Performance Evaluation Branch/NSIR (Clay.Johnson@nrc.gov)
Security Specialist/NSIR (Douglas.Garner@nrc.gov)
Branch Chief, RI DRS/PSB1 (Anthony.Dimitriadis@nrc.gov)
Branch Chief, RII DRS/PSB1 (Binoy.Desai@nrc.gov)
Branch Chief, RIII DRS/PSB (Richard.Skokowski@nrc.gov)
Senior Resident Inspector (Alfred.Sanchez@nrc.gov)
STP Administrative Assistant (Lynn.Wright@nrc.gov)
Distribution by RIV w/Public Enclosure:
Regional Administrator (Marc.Dapas@nrc.gov)
Deputy Regional Administrator (Kriss.Kennedy@nrc.gov)
Acting DRP Director (Troy.Pruett@nrc.gov)
Acting DRP Deputy Director (Thomas.Farnholtz@nrc.gov)
DRS Director (Anton.Vegel@nrc.gov)
DRS Deputy Director (Jeff.Clark@nrc.gov)
Senior Resident Inspector (Alfred.Sanchez@nrc.gov)
Resident Inspector (Nicholas.Hernandez@nrc.gov)
Branch Chief, DRP (Neil.OKeefe@nrc.gov)
Senior Project Engineer, DRP (David.Proulx@nrc.gov)
Project Engineer, DRP (Fabian.Thomas@nrc.gov)
Administrative Assistant (Lynn.Wright@nrc.gov)
Public Affairs Officer (Victor.Dricks@nrc.gov)
Public Affairs Officer (Lara.Uselding@nrc.gov)
Project Manager (Balwant.Singal@nrc.gov)
Branch Chief, DRS/TSB (Geoffrey.Miller@nrc.gov)
RITS Coordinator (Marisa.Herrera@nrc.gov)
ACES (R4Enforcement.Resource@nrc.gov)
Regional Counsel (Karla.Fuller@nrc.gov)
Technical Support Assistant (Loretta.Williams@nrc.gov)
Congressional Affairs Officer (Jenny.Weil@nrc.gov)
RIV Congressional Affairs Officer (Angel.Moreno@nrc.gov)
RIV/ETA: OEDO (Michael.Waters@nrc.gov)
OFFICIAL USE ONLY - SECURITY-RELATED INFORMATION