ML16262A038

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2016-07 Final Written Exams
ML16262A038
Person / Time
Site: Comanche Peak  Luminant icon.png
Issue date: 07/18/2016
From: Vincent Gaddy
Operations Branch IV
To:
References
Download: ML16262A038 (241)


Text

CPNPP 2016

-07 NRC WRITTEN EXAMS ANSWER KEY 1 C 26 D 51 A 76 C 2 B 27 C 52 B 77 D 3 C 28 C 53 C 78 A 4 A 29 B 54 C 79 D Deleted 5 B 30 C 55 D 80 A 6 A 31 A 56 D 81 B 7 D 32 C 57 B 82 A 8 D 33 B 58 A 83 C 9 C 34 B 59 B 84 B 10 C 35 B 60 D 85 C 11 D 36 D 61 D 86 B 12 A 37 D 62 D 87 C 13 D 38 B 63 B 88 D 14 A 39 A 64 C 89 A 15 B 40 B 65 A 90 D 16 C 41 D 66 B 91 A 17 C 42 A 67 C 92 D 18 D 43 A 68 C 93 B 19 A 44 A 69 C 94 C 20 B 45 B 70 B 95 B 21 B 46 A 71 C 96 A 22 D 47 C 72 D 97 B 23 A 48 D 73 B 98 D 24 D 49 D 74 A 99 A 25 A 50 A 75 C 100 C RO & SRO WRITTEN EXAM REFERENCE PACKAGE CP-2016-07 WPumpmPGENERIC FUNDAMENTALS EXAMINATION EQUATIONS AND CONVERSIONS HANDOUT SHEET EQUATIONS---------------------------------------------------------------------------------------------------------------------Qmc pTQmhQUATQm 3NatCircTm 2NatCirc K eff = 1/(1 - ) = (K eff - 1)/K eff SUR = 26.06/effeffeff 1eff* = 1 x 10-4 seceff = 0.1 sec

-1(for small positive )DRW 2 tip/ 2 avg P = P o 10 SUR(t) P = P o e (t/) A = A o e-t CR S/D = S/(1 - K eff) CR 1 (1 - K eff1) = CR 2 (1 - K eff2) 1/M = CR 1/CR X A = r 2 F = PAm = Av E = IR Thermal Efficiency = Net Work Out/Energy In

g(z 2 - z 1) + (v 2 2 - v 1 2) + (P 2 - P 1) + (u 2- u 1) + (q - w) = 0

________ _______

g c 2g c

g c = 32.2 lbm-ft/lbf-sec 2 CONVERSIONS


1 Mw= 3.41 x 10 6 Btu/hr 1 Curie= 3.7 x 10 10 dps 1 hp= 2.54 x 10 3 Btu/hr 1 kg= 2.21 lbm 1 Btu= 778 ft-lbf 1 gal water= 8.35 lbmC= (5/9)(F - 32) 1 ft 3 water= 7.48 galF = (9/5)(C) + 32 CPNPPTECHNICAL DATA MANUALUNIT 1 PROCEDURE NO.

TDM-401A TURBINE/GENERATORLIMIT CURVESREVISION NO. 6PAGE 5 OF 11Limitations due to rotor vibration& core heatingCapability curve REACTIVE CAPABILITY CURVE ll l

l l

l ll l

l l

l l

l l

l l

l l

l l

l l

l llll l

l lll l

l lll l

l lCP UNIT 1 MW AND MVAR LIMITS FOR NUCLEAR SAFETY AND PLANT RELIABILITY

!Unit 1 gross MWs varies between 1236 MW (summer) and 1263 MW (winter)

!6900 Volt bus limits are 6480 to 7150 volts

!345 kV switchyard limits are 340 to 361 kV (Transmission limits have been more restrictive)

!Generator field current is limited to 9004 amps.

!Generator Hydrogen Pressure maximum/minimum operating range is 65 PSIG to 45 PSIG **.

Generator Capability OM Display 1ZA60H242 may be referenced for limitations associated

with the 65 psig to 45 psig operating range.TITLE:REACTIVE CAPABILITY CURVESOURCE:EV-CR-2014-011395-8, ODMI RO & SRO WRITTEN EXAM S CP-2016-07 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 003 A1.03 Importance Rating 2.6 Reactor Coolant Pump

Ability to predict and/or monitor changes in parameters (to prevent exceeding design limits) associated with operating the RCPS controls including: RCP motor stator winding temperatures Question # 1 Unit 2 at 15% Multiple computer alarms on RCP 2-03 All RCP seal injection flows are 7.5 gpm and stable RCP 2-03 parameters are as follows:

SEAL WTR IN TEMP (T0183A) 225°F and stable MOT UP RDL BRG TEMP (T0453A) 187°F and rising MOT LOW RDL BRG TEMP (T0455A) 190°F and rising LOW SEAL WATER BRG TEMP (T0457A) 220°F and stable MOT STAT WNDG TEMP (T0452A) 304°F and rising What action is required per ABN-101, Reactor Coolant Pump Trip/Malfunction

? A. ENSURE RCP 2

-03 Seal Injection flow at least 13 gpm B. ENSURE RCP 2

-03 Thermal Barrier CCW flow at least 35 gpm C. TRIP the Reactor, TRIP RCP 2

-03, due to high stator winding temperature D. TRIP the Reactor, TRIP RCP 2-03, due to high seal water inlet temperature Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of and predict required actions on a High RCP Motor Stator Winding Temperature.

Explanation: A. Incorrect.

Plausible because ABN

-101, Section 8.0, Step 2 RNO would require a reactor trip followed by a trip of RCP 2

-03, THEN Seal Injection flow must be increased, as necessary. Because seal injection flow is 7.5 gpm and stable with seal water bearing temperatures stable no adjustment of seal injection flow is necessary and therefore cannot be correct.

B. Incorrect. Plausible because Step 3 of ABN

-101, Section 8.0, is to verify CCW thermal barrier flow to all RCPs greater than or equal to 35 gpm per pump, however, the Reactor and the RCP should have been tripped on Step 2 and then transition to Section 2.0 of ABN

-101 for RCP trip. Step 3 of Section 8.0 of ABN

-101 will not be performed and therefore cannot be correct.

C. Correct. With RCP 2

-03 Motor Stator Winding Temperature above 300

°F a reactor trip followed by a trip of RCP 2

-03 is required. ABN

-101, Attachment 1, RCP Parameters, lists the upper operating limits for all RCPs, above these limits the RCP must be tripped in accordance with ABN

-101, Section 8.0, Step 2 RNO. D. Incorrect.

Plausible because the temperature limit at which an RCP trip is required on High Seal Water Inlet Temperature is 235

°F. This is a number often confused with the high temperature limit on the Lower Seal Water Bearing Temperature of 225

°F. If a candidate confused these numbers they would believe a reactor trip/RCP 2

-03 trip would be required on High Seal Water Inlet Temperature.

Technical Reference(s)

ABN-101 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

Learning Objective:

ANALYZE the response to an RCP High Temperature or Loss of CCW to any RCP in accordance with ABN 1

-01, Reactor Coolant Pump Trip/Malfunction.

(LO21ABN101OB105)

Question Source:

Bank # ILOT8392 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam None Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 3 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 6 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 004 G.2.4.45 Importance Rating 4.1 Chemical and Volume Control

Ability to prioritize and interpret the significance of each annunciator or alarm.

Question # 2 Based on the LIT alarms above, what action has priority?

A. Isolate letdown B. Start standby CCP C. Place PDP in service

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX D. Adjust charging flow control valve Answer: B K/A Match:

The question is a match for the K/A as it requires the applicant to assess Chemical and Volume Control System alarms which have annunciated together and interpret their significance. The applicant must then assign priority to the alarms by stating the priority action

. Explanation:

A. Incorrect.

Plausible because isolating letdown would be performed if the standby CCP would not start per ABN-105, CVCS Malfunctions therefore it cannot be correct

. B. Correct. Starting a CCP is an initial operator action performed from memory per ABN-105, CVCS Malfunctions based on the highest priority Orange annunciator window.

C. Incorrect.

Plausible because PDP would be started if the standby CCP would not start that would only be performed after isolating letdown and verifying RCP thermal barrier CCW flow > 35 gpm per ABN-105, CVCS Malfunctions however the standby CCP start is an "initial operator action" which is required to be performed immediately from memory so it has priority over all other actions with the given information.

Also PDP start is performed per SOP

-103A so it cannot be a priority action therefore it cannot be correct.

D. Incorrect. Plausible because the CHRG FLO HI/LO response includes the charging flow control valve malfunction as a cause.

This action is driven by ALM

-0061A "operator actions" which directs a transition to ABN

-105 Section 2.0 vice Section 3.0 which is not the correct priority therefore cannot be correct.

Technical Reference(s)

ABN-105 Attached w/ Revision # See Comments / Reference ALM-0061A Proposed references to be provided during examination:

None Learning Objective:

DESCRIBE the components of the Chemical and Volume Control system including interrelations with other systems to include interlocks and control loops.

(LO21SYSCS1OB103)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 8 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 6 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 15 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 005 K1.06 Importance Rating 3.5 Residual Heat Removal

Knowledge of the physical connections and/or cause effect relationships between the RHRS and the following systems: ECCS Question # 3 Unit 1 Large Break LOCA RHR aligned for Cold Leg Recirculation per EOS-1.3A, Transfer to Cold Leg Recirculation In Cold Leg Recirculation, Train A RHR is aligned to

______________________. A. CCP suction s ONLY B. SIP suction s ONLY C. BOTH CCP and SIP suction s D. CCP or SIP suction s with manual valve manipulation Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 16 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

This matches the K/A by requiring the operator to know the physical connection between the RHRS from the pump discharge to the CCP and SIP suctions.

Explanation:

A. Incorrect.

Plausible because 1/1

-8804A, RHRP 1 TO CCP SUCT VLV would appear to supply only the CCPs due to the nomenclature however, once 1/1

-8807A&B (SI <

- - > CHRG SUCT XTIE VLVS) are open both/either RHRP is aligned to supply the suctions of the CCPs and SIPs.

B. Incorrect. Plausible because 1/1

-8804B, RHRP 2 TO SIP SUCT VLV would appear to supply only the SIPs due to the nomenclature however, once 1/1

-8807A&B (SI <

- - > CHRG SUCT XTIE VLVS) are open both/either RHRP is aligned to supply the suctions of the CCPs and SIPs.

C. Correct. Once 1/1-8807A&B (SI <

- - > CHRG SUCT XTIE VLVS) and 1/1

-8804A&B (RHRPs TO CCP/SIP VLVs) are opened in EOS

-1.3A both trains of RHR are aligned to supply the suction the CCPs and SIPs.

D. Incorrect. Plausible because opening 1/1

-8807A&B (SI <

- - > CHRG SUCT XTIE VLVS) is required to cross

-tie the CCP and SIP suction and it could be thought they could be manually manipulated to select either pump however, the cross

-tie valves are not closed by either the cold

-leg or hot

-leg recirculation procedure

s. And manual valve operations could only be used to align Train A RHR to CCPs by closing 1/18924 or both 1/1

-8807A and 1/1

-8807B. Technical Reference(s)

RHR Study Guide Attached w/ Revision # See Comments / Reference EOS-1.3A SOP-102A Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal, and emergency operation of the Residual Heat Removal System.

(LO21SYSRH1OB105)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level: Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 17 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 7 55.43 Comments /

Reference:

RHR Study Guide Revision: 10/20/11 EMERGENCY CORE COOLING COLD LEG RECIRCULATION FLOWPATH The Emergency Core Cooling Cold Leg Recirculation Flowpath is used once the level in the RWST has dropped to the LO

-LO alarm setpoint of 33%. The RHR Pump draws water from the Containment Sumps instead of the RWST. While aligned for Cold Leg Recirculation, the RHR System discharges into the Reactor Coolant System Cold Legs. Some flow also exits the RHR System between the heat exchanger and the flow control valve to supply the suction of the Centrifugal Charging Pumps and Safety Injection Pumps. This discharge path receives all RHR System flow should Reactor Coolant System pressure be above 200 psig.

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 21 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 006 K5.11 Importance Rating 2.5 Emergency Core Cooling

Knowledge of the operational implications of the following concepts as they apply to ECCS: Basic heat transfer equation Question # 4 Unit 1 Small Break LOCA RWST temperature 72

°F All RCPs are tripped Core Decay Heat is 1.5%

RVLIS 11" light is ONLY RVLIS light LIT What is MINIMUM ECCS flow rate required to maintain a MAXIMUM of 430

°F inlet to core exit

? (Assume specific heat capacity (c p) = 1.0 Btu/lbm

-°F) A. 900 gpm B. 800 gpm C. 400 gpm D. 300 gpm Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 22 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to use the Basic Heat Transfer Equation to calculate a minimum ECCS flow for a given situation.

Explanation:

A. Correct. The 430°F corresponds to the maximum temperature rise which would maintain the core exit in a subcooled liquid at 685 psig

.

In accordance with the equation sheet:

==3612 0.015=54.18 = 1MW = 3.41 x 10 6 Btu/hr 1 gal = 8.3 5 lbm =858 Thus 900 gpm would be in excess of the 85 8 and would maintain the less than 430°F. B. Incorrect. As described in 'A' 800 gpm is less than 85 8 but is plausible if choosing a lower amount based on a lack of understanding that the ECCS flow rate must be greater than 85 8 gpm. C. Incorrect. This value is more than the value calculated in 'D' below and is plausible if the assumption is made when calculating a value of 300 gpm that this is not allowing for any conservatism and 400 gpm should be selected.

D. Incorrect. This value is calculated the same as the value described in 'A' above but with the inherent mistake of using MWe instead of MWth, thus 1265 vs. 3612. This mistake yields 300 gpm. Technical Reference(s)

GFE Equation and Conversion Sheet Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

GFE Equation and Conversion Sheet Learning Objective:

ANALYZE the core cooling mechanisms of a LOCA. (LO21MCOTAAOB103)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 23 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 14 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 25 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 007 A2.06 Importance Rating 2.6 Pressurizer Relief/Quench Tank

Ability to (a) predict the impacts of the following malfunctions or operations on the PS; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Bubble formation in PZR Question # 5 Unit 1 MODE 5 performing RCS vacuum fill to establish a Pressurizer Bubble 1-LI-4 62, PRZR LVL COLD CAL 25% CCP 1-01 and the PDP are both unavailable CCP 1-02 supplying RCP seal injection and RCS fill from the RWST PRT Level 5% PRT pressure 23" Hg vacuum Subsequently
CCP 1-02 trips causing significant delay in RCS vacuum fill

. What action is taken per SOP-101, Reactor Coolant System? A. Close both pressurizer PORVs B. Isolate containment service air C. Raise PRT pressure to 20 psig D. Vent PRT to in service gas decay tank Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 26 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question is a K/A match as a malfunction occurs during Pressurizer Bubble formation and the applicant is required to delineate what procedural actions are necessary for the Pressurizer Relief Tank system.

Explanation:

A. Incorrect. Plausible because closing the PORVs would isolate the vacuum manifold on the PRT from the RCS but vacuum would not be broken on the PRT.

B. Correct. Per SOP-101A the PRT should not be subjected to a vacuum environment longer than necessary. Closing the Containment service air isolation valve secures the eductor which breaks the vacuum on the PRT

. C. Incorrect. Plausible because establishing a 20 psig nitrogen overpressure would remove the vacuum from the PRT but PRT pressure is limited to 15 psig with the PORVs open.

D. Incorrect. The PRT is aligned to the in service gas decay tank for fission gas processing not to change PRT pressure.

Technical Reference(s)

SOP-101A Attached w/ Revision # See Comments / Reference SOP-109A Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Reactor Coolant System.

(LO21SYSRC1OB105)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 4 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 31 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 007 A4.04 Importance Rating 2.6 Pressurizer Relief/Quench Tank

Ability to manually operate and/or monitor in the control room: PZR vent valve Question # 6 FRC-0.1A, Response to Inadequate Core Cooling in progress Pressurizer Vent Valves 1

-HV-3609 and 1

-HV-3610 are OPEN Procedure directs Pressurizer Vent Valves be manually CLOSED After attempting closure of both valves, the following indications are observed

1-HS-3609, PRZR VENT VLV

- GREEN light LIT and RED light DARK 1-HS-3610, PRZR VENT VLV

- GREEN light DARK and RED light LIT

During operation a KEY ________ required to CLOSE each valve

. Based on indications, flow from Pressurizer Vent Valves to containment

________ isolated. A. is is B. is is NOT C. is NOT is D. is NOT is NOT Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 32 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to manually operate and monitor the Pressurizer Vent Valves from the control room. Valves do not discharge to the PRT at CPNPP. Explanation:

A. Correct. Part 1 is correct as a Key is required as these valves do not have a handswitch per se but a key switch which must be turned with the key in the switch and each valve must be operated with its own key as the key cannot be removed in the OPEN position. Part 2 is correct in that the pressurizer vent valves are in series and therefore either valve indicating closed would isolate the flow path.

B. Incorrect. Part 1 is correct as described in 'A' above.

Part 2 is incorrect but plausible as described in 'D' below

. C. Incorrect. Part 1 is incorrect but plausible if the applicant does not realize that these valves must be operated with a key and that the key must remain in the switch thus each valve requires its own key. Part 2 is correct as described in 'A' above.

D. Incorrect. Part 1 is incorrect but plausible as described in 'C' above. Part 2 is incorrect but plausible if believed that the pressurizer vent valves were parallel flow paths as opposed to in series on a single vent path.

Technical Reference(s)

FRC-0.1A Attached w/ Revision # See Comments / Reference M1-0251 E1-0064 Sht. 042 Proposed references to be provided during examination:

None Learning Objective:

LO21SYSRC1OB103, Describe the components of the Reactor Coolant system including interrelations with other systems to include interlocks and control loops Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 4 10 CFR Part 55 Content:

55.41 3 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 36 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 008 K4.09 Importance Rating 2.7 Component Cooling Water

Knowledge of CCWS design feature(s) and/or interlock(s) which provide for the following: The "standby" feature for the CCW pumps Question # 7 Which of the following identifies the condition in which Train B Component Cooling Water Pump w ill automatically start?

A. AUTO start signal of Train A Station Service Water Pump on low flow in Train B Station Service Water header. B. Component Cooling Water low flow on Train A Component Cooling Water Heat Exchanger outlet.

C. AUTO start signal of Train A Station Service Water Pump on low pressure in Train B Station Service Water header. D. Component Cooling Water low pressure on Train A Component Cooling Water Heat Exchanger outlet.

Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 37 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of the "Standby Auto Start" feature for CCW pumps.

Explanation:

A. Incorrect. Plausible because the Train B Station Service Water Pump will start on low pressure in the Train A Station Service Water header which, in turn, will provide a start signal to the Train B Component Cooling Water Pump. However, the distractor is written for the wrong trains and for "low flow" which is often confused with "low pressure."

B. Incorrect. Plausible because the Component Cooling Water Pump will auto start on low pressure in the alternate Component Cooling Water Train.

"Low pressure" and "low flow" are often confused when determining Component Cooling Water pump start signals.

C. Incorrect. Plausible because the Train B Station Service Water Pump will start on low pressure in the Train A Station Service Water header which, in turn, will provide a start signal to the Train B Component Cooling Water Pump. This distractor is written for the wrong trains. D. Correct. This condition will auto start the Train B Component Cooling Water Pump. Technical Reference(s)

SOP-502 A Precautions and Limitations Attached w/ Revision # See Comments / Reference CCW Study Guide Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Component Cooling Water System.

(LO21SYSCC1OB105)

Question Source:

Bank # ILOT8157 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2009 Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 7 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 40 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 010 K1.05 Importance Rating 3.4 Pressurizer Pressure Control

Knowledge of the physical connections and/or cause

-effect relationships between the PZR PCS and the following systems: PRTS Question # 8 IPO-005A, Plant Cooldown from Hot Standby to Cold Shutdown in progress Preparing for Solid Plant Operations 1-TI-454, PRZR Vapor Temp is 430

°F and stable 1-PI-469 PRT PRESS is 5 psig and rising Each PORV is opened for a short duration Temperature of steam entering PRT is ________.

(ignore ambient heat losses)

Discharge from each PORV enters PRT through ________________. A. 430°F different discharge lines B. 430°F same discharge line C. 326°F different discharge lines D. 326°F same discharge line Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 41 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of both the physical connections between the PRZ PCS and the PRT but also the relationship between the fluid properties in the two systems.

Explanation:

A. Incorrect. Part 1 is incorrect but plausible because it could be thought that the temperature of the fluid passing through the valve doesn't change only the pressure does. Part 2 is incorrect but plausible as described in 'C' below.

B. Incorrect. Part 1 is incorrect but plausible as described in 'A' above. Part 2 is correct as described in 'D' below.

C. Incorrect. Part 1 is correct as described in 'D' below. Part 2 is incorrect but plausible because multiple items discharge to the PRT but they all combine into a common header before they enter the PRT. D. Correct. Part 1 is correct in accordance with the steam tables, for saturated steam at 430

°F an enthalpy of 1203.85 Btu/lbm exists. When passing through the isenthalpic expansion process to an absolute pressure of 20 psia (5 psig) the resultant fluid temperature is superheated at 326

°F. Part 2 is correct in that all of the valves discharge into the PRT through a common header.

Technical Reference(s)

Steam Tables Attached w/ Revision # See Comments / Reference M1-0251 Proposed references to be provided during examination:

Steam Tables Learning Objective:

DESCRIBE the components of the Reactor Coolant system including interrelations with other systems to include interlocks and control loops. (LO21SYSRC1OB103)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 3 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 45 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 2 Group 1 K/A 010 K2.03 Importance Rating 2.8 Pressurizer Pressure Control

Knowledge of bus power supplies to the following: Indicator for PORV position Question # 9 Unit 1 is responding to Red Path on Heat Sink CSFST Both PORVs are OPEN for Bleed and Feed Subsequently:

A loss of 125V DC Distribution Panel 1ED2

-1 occurs 1-PCV-____, PRZR PORV, will be CLOSED with GREEN handswitch light ______. A. 455A DARK B. 455A LIT C. 456 DARK D. 456 LIT Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 46 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to demonstrate knowledge of the power supply to the PORV indications in the control room and the valve response to the loss of power

. Explanation:

A. Incorrect. First part is incorrect but plausible if the applicant believes that 1ED2

-1 is the power supply for PORV

-455A. There are multiple instances of valves that one would think are powered from a particular train based on valve numbering and powered from the opposite train. For instance, 1

-HS-3609, PRZR Vent Valve would appear by component numbering to be a Train A valve, however, it is powered from 1ED2

-1. Second part is correct (See C below).

B. Incorrect.

First part is incorrect but plausible (See A above). Second part is incorrect but plausible if the applicant does not recall that the control power supplies the AOV solenoids and indication power. It could be thought that indication power is separate and a closed PORV would normally have the GREEN light LIT.

C. Correct. First part is correct because control power to PORV

-456 is supplied from 1ED2

-1and the loss of control power to the AOV solenoids will cause the valve to close. Second part is correct because control power to PORV

-456 is supplied from 1ED2

-1 and when control power is lost the handswitch light indications for the PORV on CB

-05 will extinguish

. D. Incorrect.

First part is correct (See C above). Second part is incorrect but plausible (See B above). Technical Reference(s)

E1-0020 Sheet F Attached w/ Revision # See Comments / Reference E1-0064 Sheet 12 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Pressurizer Pressure and Level Control System.

(LO21SYSPP1OB107)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 3 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 49 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 2 Group 1 K/A 012 A1.01 Importance Rating 2.9 Reactor Protection

Ability to predict and/or monitor Changes in parameters (to prevent exceeding design limits) associated with operating the RPS controls including: Trip setpoint adjustment Question # 10 Unit 1 at 80% power during Unit startup.

Which of the following describes how Overtemperature and Overpower N-16 trip setpoints will change, if any?

(Assum e RCS and flux distribution parameters remain on program/target, as power is raised to 100%)

Overtemperature N

-16 Setpoint Overpower N

-16 Setpoint A. Increase remain the same B. decrease decrease C. decrease remain the same D. remain the same increase Answer: C K/A Match:

The question matches the K/A as it requires the applicant to predict the changes in RPS parameters and in particular the variable OT N

-16 setpoint.

Explanation:

A. Incorrect.

Plausible because the Overpower trip setpoint does not change, and the applicant could readily confuse the fact that the Overtemperature setpoint decreases, with the term "increase"; i.e., meaning the actual value is closer to the setpoint

. B. Incorrect.

First part is correct. The Overpower setpoint does not increase from its nominal value. There are however, some effects of temperature shielding due to Tcold changes, as explained in the Study Guide material for this topic. This could be confused and misinterpreted by the applicant as a decrease in the setpoint

.

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 50 of 52 CPNPP 2016 NRC RO QUESTIONS 1

-10 REV. 4.DOCX C. Correct. Since Tavg at 80% power is less than at 100% power, the Overpower setpoint will be at its nominal full power value and thus, will not change from 80% to 100% power, assuming Tavg stay on program. The Overtemperature setpoint, on the other hand, CAN increase or decrease from its nominal value. Since program Tavg will increase several more degrees during the power escalation, the trip setpoint will become more limiting, decreasing to its nominal full power value

. D. Incorrect. Overtemperature setpoint change could be confused and reversed with Overpower, which does not change for the conditions given. Plausibility of second part previously described in "A" above. Technical Reference(s)

Reactor Protection and ESFAS Study Guide Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

LO21SYSES1OB103, Describe the Reactor Protection and Engineered Safeguard Actuation Systems including interrelations with other systems to include interlocks and control loops.

Question Source:

Bank # NRC 2015 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2015 NRC Question 24 Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 5 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 012 A3.07 Importance Rating 4.0 Reactor Protection

Ability to monitor automatic operation of the RPS, including: Trip breakers Question # 11 Two minutes after above indications first appeared ...

Steam dumps are operating on the ________

__ Controller and Feedwater

_______ isolated

. A. Load Reject Is NOT B. Load Reject is C. Plant Trip Is NOT D. Plant Trip is ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Answer: D K/A Match:

The question matches the K/A as it requires the operator to monitor the positions of the Reactor Trip Breakers following automatic operation of the Reactor Protection System and based on the indication determines plant response

. Explanation: A. Incorrect. First part is incorrect see B below. Second part is incorrect see C below.

B. Incorrect. First part is incorrect but plausible if the student does not have a solid understanding of the relationship of each train of P

-4 associated with the reactor trip and bypass breakers because Train B P-4 swaps Steam Dumps between Load Reject and Plant Trip controllers

. Train A P-4 only arms Steam Dumps and does not allow the Steam Dump controller swap.

Second part is correct see D below.

C. Incorrect. First part is correct see D below. Second part is incorrect but plausible if the operator does not realize that a single P

-4 is all that is required for the Feedwater Isolation to be complete and that a single train P

-4 signal does exist.

D. Correct. As picture shows the position of reactor trip breakers it indicates each train P

-4 condition, B train P-4 reactor trip permissive determines which controller the steam dumps function on. For this case the B train RTB opened as design ed which places the steam dumps on the plant trip controller. The second part is correct based on the fact that P

-4 also inputs to the Feedwater isolation signal. Since 2 minutes have passed from the time of the trip Tave has lowered to less than 56 4°F which is a setpoint , if a P-4 signal is present and Tave is less than 564°F a Feedwater isolation signal will be generated.

Technical Reference(s)

RPS and ESFAS Study Guide Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Reactor Protection System and Engineered Safety Features Actuation System and Predict the system response.

(LO21SYSES1OB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 3 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 6 55.43 Comments /

Reference:

RPS and ESFAS Study Guide Revision: 5-4-2011 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 5 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 2 Group 1 K/A 013 K1.18 Importance Rating 3.7 Engineered Safety Features Actuation

Knowledge of the physical connections and/or cause effect relationships between the ESFAS and the following systems: Premature reset of ESF actuation Question # 12 Unit 1 Small Break LOCA Safety Injection actuated on Low Pressurizer Pressure Containment pressure is 2.5 psig and slowly rising ESF actuation signals have been reset per EOP

-1.0A, Loss of Reactor or Secondary Coolant RCS Cooldown to Cold Shutdown initiated per E OS-1.2A, Post LOCA Cooldown and Depressurization Subsequently:

Large Break LOCA occurs Containment pressure is 25 psig and rising Which of the following completes statements below regarding status of RHR system?

RHR Pumps ________.

When RWST level lowers to 33%, 1/1-8811A/B, CNTMT SMP TO RHRP 1 AND 2 SUCT ISOL VLVS ________.

A. must be MANUALLY started must be MANUALLY opened B. must be MANUALLY started AUTOMATICALLY open C. AUTOMATICALLY start must be MANUALLY opened D. AUTOMATICALLY start AUTOMATICALLY open Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 6 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

This question matches the K/A by requiring knowledge of an ESFAS System (RHR) and how resetting the Safety Injection and RWST Auto Swapover Signal s effects that system when subsequent conditions meet the criteria for a Safety Injection.

Explanation:

A. Correct. A SBLOCA has occurred and the crew has transitioned through the ERG network from EOP-0.0A to EOP

-1.0A to EOS

-1.2A. The ESF Actuation Signals, including RHR Auto Switchover, are required to be reset in EOP

-1.0A prior to transition to EOS

-1.2A and again in EOS-1.2A prior to conducting a cooldown to Cold Shutdown. When the SI is reset manual action must be taken to restart the RHR pumps if RCS pressure drops in an uncontrolled manner to less than 325 psig (425 psig for adverse containment conditions). Also, when RHR Auto Switchover is reset, as RWST level reaches 33% the 1/1

-8811A/B valves will no longer automatically open, therefore, requiring manual action to open these valves by meeting the necessary interlocks as delineated in EOS

-1.3A, Step 3.a. RNO.

B. Incorrect. First part is correct, see 'A' above. Second part is incorrect but plausible because the RWST Auto Swapover Signal is an energized to actuate signal. This signal along with the Containment Spray signal are exceptions to the rule for ESFAS, as the others are de

-energized to actuate. This leads many to believe that although the Signal was reset after the SI that it will provide the signal again when RWST level reaches the 33%.

C. Incorrect. First part is incorrect but plausible because there is a subsequent condition (Containment Pressure HI

-1) that meets the requirements for Safety Injection. A common misconception is that a subsequent Safety Injection will occur and that the ECCS pumps will automatically start. However, when the SI signal has been reset and the P

-4 signal is present then an Auto SI Block will occur as long as 60 seconds elapsed from time of SI initiation to when the signal was reset. Second part is correct, see 'A' above.

D. Incorrect. First part is incorrect, see 'C' above. Second part is incorrect, see 'B' above.

Technical Reference(s)

Rx Protection and ESFAS Study Guide Attached w/ Revision # See Comments / Reference 1-PCIP, Window 2.8 EOP-1.0A EOS-1.2A Proposed references to be provided during examination:

None Learning Objective:

LO21SYSRH1OB104 Explain the instrumentation and controls of the Residual Heat Removal System and predict the system response.

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 15 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 073 K3.01 Importance Rating 3.6 Process Radiation Monitoring

Knowledge of the effect that a loss or malfunction of the PRM system will have on the following: Radioactive effluent release Question # 13 Turbine Building Sumps are being released per STA

-603-16, Secondary Waste Release Data Sheet 1-RE-5100 , TURBINE BUILDING SUMP 1

-02 RADIATION DETECTOR has lost power 1-RV-5100A, TURB BLDG SMP 1

-02 DISCH DRN HDR TO LVW/EVAP POND ISOL VLV ________. 1-RV-5100B, TURB BLDG SMP 1

-02 DISCH HDR TO WWHT ISOL VLV ________.

A. CLOSES CLOSES B. OPENS CLOSES C. OPEN S OPENS D. CLOSE S OPENS Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 16 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate the effect that a loss of the process radiation monitor has on a radioactive effluent release Explanation:

A. Incorrect.

Plausible if thought that all discharge will isolate on a loss of power to the radiation monitor, however the loss of power to the monitor has the same effect as a high radiation signal which would cause 1

-RV-5100A to close isolating the Low Volume Waste flow path and 1

-RV-5100B to open aligning the Co

-current Waste flowpath. B. Incorrect. Plausible if thought normal release flowpath is to Co

-current Waste, however 1

-RV-5100A will close isolating the Low Volume Waste flowpath and 1

-RV-5100B will open aligning the Co-current Waste flowpath.

C. Incorrect. Plausible if thought that 1

-RV-5100A and 1

-RV-5100B open in response to the loss of power to the radiation monitor which controls valve positions.

D. Correct. The normal release flowpath is to Low Volume Waste, so 1

-RV-5100A will close isolating the Low Volume Waste flowpath and 1

-RV-5100B will open aligning the Co

-current Waste flowpath. Technical Reference(s)

ALM-3200 Attached w/ Revision # See Comments / Reference RWS-108 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Digital Radiation Monitoring System and Predict the system response.

(LO21SYSRM1OB104)

Question Source:

Bank # ILOT6520 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2013 Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 13 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 19 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 022 K4.04 Importance Rating 2.8 Containment Cooling

Knowledge of CCS design feature(s) and/or interlock(s) which provide for the following: Cooling of control rod drive motors Question # 14 The Control Rod Drive Mechanism (CRDM) ventilation fans and air handling units operate as follows; The CRDM ventilation fans automatically ____________ due to Blackout Sequencer signal. The CRDM air handling units cool the air ____________ the CRDM shroud.

A. start leaving B. start entering C. stop leaving D. stop entering Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 20 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

This question matches the K/A by requiring demonstration of knowledge of Containment Cooling System design and Safety Injection and Blackout stop/start functions

. Explanation:

A. Correct. CRDM fans automatically are started by the Blackout sequencer and the design is to cool the air leaving the CRDM shroud lowering Containment air temperature. This lowers average Containment air temperature which is drawn into the CRDM shroud

. B. Incorrect. Plausible because the fans automatically start during a Blackout however system design cools the air leaving the CRDM shroud not entering

. C. Incorrect. Plausible because the fans automatically stop on a Safety Injection and the air is cooled leaving the CRDM shroud

. D. Incorrect. Plausible because the fans automatically stop on a Safety Injection however the air is cooled leaving the CRDM shroud

. Technical Reference(s)

Containment Ventilation Study Guide Attached w/ Revision # See Comments / Reference ALM-0031A Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Containment Ventilation system.

(LO21SYSCL1OB103)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 22 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 026 K2.0 2 Importance Rating 2.7 Containment Spray

Knowledge of bus power supplies to the following: MOVs Question # 15 On Unit 2, what power supplies are required for Chemical Additive Tank contents to be supplied to BOTH trains of Containment Spray

? A. 2ED1-1 and 2ED2-1 B. 2 EB1-1 and 2EB2-1 C. 2ED1-1 and 2EB2

-1 D. 2EB1-1 and 2ED2

-1 Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 23 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires a demonstration of knowledge of the bus power supplies of important MOVs in the Containment Spray System.

Explanation:

A. Incorrect. Incorrect but plausible because 2ED1

-1 and 2ED2-1 are the power supplies to 2-LV-4752 and 2-LV-4753 which are the AOVs in series with the MOVs as described in 'B' below. This answer is plausible if thought that the MOVs were the normally open valves and that power was necessary to the AOVs which must open.

This answer is additionally incorrect in that a loss of power to the AOVs results in a failure open of the valves thus having power to the AOVs is not necessary to satisfy the given conditions in the stem.

B. Correct. The Chemical Additive Tank to eductor valves are in series valves powered by opposite train power. The normally open valves in series are AOVs and the normally closed valves which must open upon a Containment Spray signal are MOVs. The stated power supplies are for the MOVs on Train A and B respectively for valves 2

-LV-4754 and 2-LV-4755 which must each have power an open in order to supply Chemical addition to the eductors of the Containment Spray Pumps. C. Incorrect. Incorrect but plausible if believed that the in series valves were different between Train A and Train B to ensure diversity exists in supplying the Chemical Additive Tank contents to containment via one train of Containment Spray. However, this is not the design of the system as the MOVs and AOVs perform the same function on both trains.

D. Incorrect. Incorrect but plausible as described in 'C' above with the opposite configuration.

Technical Reference(s)

E2-0007, Sh.

- & Sh. B Attached w/ Revision # See Comments / Reference E2-0020, Sh. B & Sh. G Containment Spray Big Book Proposed references to be provided during examination:

None Learning Objective:

DESCRIBE the basic design and flowpath of the Containment Spray System.

(LO21SYSCT1OB102)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 29 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 2 Group 1 K/A 039 K5.08 Importance Rating 3.6 Main and Reheat Steam

Knowledge of the operational implications of the following concepts as the apply to the MRSS: Effect of steam removal on reactivity Question # 16 Unit 1 is at 100% when a steam generator Atmospheric Relief Valve (ARV) fails OPEN.

The ARV opening adds __________ reactivity to the core.

The net reactivity effect is greater at _________ of Core Life.

A. negative End B. negative Beginning C. positive End D. positive Beginning Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 30 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate an understanding of how increased steam demand by the main steam system will affect reactivity and how it changes with core life. Explanation:

A. Incorrect. Plausible if thought that steam demand adds negative reactivity to the core. Reactivity effects at EOL are greater due to a larger MTC.

B. Incorrect. Plausible if thought that steam demand adds negative reactivity to the core. Also plausible if thought that reactivity effects at BOL are greater.

C. Correct. Steam demand adds positive reactivity to the core and reactivity effects at EOL are greater due to larger MTC.

D. Incorrect. Plausible because steam demand adds positive reactivity to the core. Also plausible if thought that reactivity effects at BOL are greater.

Technical Reference(s)

Increased Heat Removal Accidents Study Guide Attached w/ Revision # See Comments / Reference LO21GFRCOF Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the excessive increase in secondary steam flow transient. (LO21MCOTA8OB102)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 33 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 059 A3.02 Importance Rating 2.9 Main Feedwater

Ability to monitor automatic operation of the MFW, including: Programmed levels of the S/G Question # 17 Unit 2 Reactor power 60%

and stable SG NR levels are 65% Based on above conditions, SG levels are ______ setpoint

. To return steam generator levels to setpoint feedwater regulating valve controller demand will automatically _______. A. below decrease B. below increase C. above decrease D. above increase Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 34 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

This question matches the KA by requiring knowledge of the feedwater control, SG program levels and the differences between Unit 1 and 2.

Explanation:

A. Incorrect. 1 st part is incorrect because the program level setpoint for Unit 2 is 64%. It is plausible because if it were Unit 1 with a program level setpoint of 67%, it would be correct. 2 nd part is correct because with steam generator level above program level and the FRVs controller demand will decrease

. B. Incorrect. 1 st part is incorrect but plausible as described in 'A' above.

2 nd part is incorrect because steam generator level above program level the FRVs controller demand will decrease. See D below. C. Correct. The first part is correct as the program level setpoint for Unit 2 is 64%, the current level and trend is moving away from setpoint.

2 nd part is correct because with steam generator level above program level the FRVs controller demand will decrease to allow the valve to close and return level back to program

. D. Incorrect. The first part is correct as the program level setpoint for Unit 2 is 64%, the current level and trend is moving farther away from setpoint.

2 nd part is incorrect but plausible because steam generator level is above program level and the FRVs controller demand would need to decrease to lower level not increase

. Technical Reference(s)

Main Feedwater Study Guide Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Main Steam System. (LO21SYSMR1OB105)

Question Source:

Bank # Modified Bank #

X (Note changes or attach parent)

New Question History:

Last NRC Exam 2015 Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 37 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Original Question Unit 2 plant conditions:

Reactor power = 60%

SG NR levels = 65% increasing slowly Which of the following correctly completes the statements?

1) Based on the above conditions, SG levels are ____(1)____.
2) A Steam line break at this power level would result in a ____(2)____ cool down than the same break at 100% power.

A. (1) moving closer to their setpoint (2) larger B. (1) moving closer to their setpoint (2) smaller C. (1) moving farther away from their setpoint (2) larger D. (1) moving farther away from their setpoint (2) smaller Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 38 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 061 A2.06 Importance Rating 2.7 Auxiliary/Emergency Feedwater

Ability to (a) predict the impacts of the following malfunctions or operations on the AFW; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Back leakage of MFW Question # 18 Unit 2 Reactor Power 18% with power escalation in progress per IPO-003 B , Power Operations 2-ALB-8A, Window 3.5, SG 3 AFW NZL TEMP HI alarming 2-TI-2473A, SG 3 MDAFW TEMP is reading 265°F and slowly rising Per ABN-305, Auxiliary Feedwater System Malfunction

- i f 2-TI-2473A, SG 3 MDAFW TEMP cannot be lowered to less than 250°F then MDAFWP ________ must be started and throttled to 25

-35 gpm to lower temperature.

closing the affected MDAFWP SG flow control valves ________ make the associated AFW pump inoperable per Technical Specification 3.7.5

.

A. 2-01 will NOT B. 2-02 will NOT C. 2-01 will D. 2-02 will Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 39 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

This question matches the K/A as it requires demonstration of knowledge of the impact of AFW system back leakage and how to mitigate the consequences of back leakage using procedures.

Explanation:

A. Incorrect. First part is incorrect but plausible because the back leakage is occurring on Steam Generator 2-03, which is a Train A component that is commonly mistaken to be supplied by the Train A MDAFWP (2-01). However, Steam Generator 2-03 is fed by the Train B MDAFWP (2-02). The second part is incorrect but plausible because the MDAFWP is currently available and capable of feeding the Steam Generators, however, when Reactor Power is >10% the MDAFWP Flow Control Valves are required to full open in order for the pump to be OPERABLE per NOTE in ABN-305. B. Incorrect. First part is correct, Steam Generator 2-03 is supplied by MDAFWP 2-02. Second part is incorrect but plausible, see 'A' above. C. Incorrect. First part is incorrect but plausible, see 'A' above. Second part is correct, when Reactor Power is >10% the MDAFWP Flow Control Valves are required to be full open for the MDAFWP to be OPERABLE. In this case the valves are closed and then throttled open to achieve a flow rate of 25-35 gpm to cool the associated piping to ambient conditions with water from the CST.

D. Correct. First part is correct, see 'B' above. Second part is correct, see 'C' above.

Technical Reference(s)

Auxiliary Feedwater Study Guide Attached w/ Revision # See Comments / Reference Auxiliary Feedwater System Fig 1 A ABN-305 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Auxiliary Feedwater system.

(LO21SYSAF1OB105)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 45 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 062 A4.03 Importance Rating 2.8 AC Electrical Distribution

Ability to manually operate and/or monitor in the control room: Synchroscope, including an understanding of running and incoming voltages Question # 19 Transformer XST2 is supplying 1EA1 6900 VAC Bus Emergency Diesel Generator 1

-01 has been started per SOP

-609A, Diesel Generator System Which of the following describes the actions required to close Emergency Diesel Generator 1-01 output breaker 1EG1

? The synchroscope is selected to ON, Diesel Generator voltage is adjusted to ________ 1EA1 Voltage. Diesel Generator speed is adjusted to rotate 2 to 4 RPM in the ________ direction. A. slightly higher than fast B. slightly higher than slow C. match fast D. match slow Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 46 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to demonstrate knowledge of the ability to manipulate the AC Electrical Distribution System including how Diesel Generator voltage and speed must be adjusted when the Diesel is paralleled to the grid

. Explanation:

A. Correct. The Diesel Generator is being paralleled to the grid so diesel voltage is adjusted to slightly higher (1 to 2 volts) than grid voltage and Diesel Generator frequency is adjusted so that the synchroscope is moving slowly (2 to 4 RPM) in the Fast direction to ensure the diesel generator synchronizes to the grid

. B. Incorrect. Plausible because the Diesel Generator is being paralleled to the grid. Second part is plausible because if transferring from the diesel generator to the grid the synchroscope is adjusted to move in the Slow direction

. C. Incorrect.

Plausible because if restoring the bus to the grid the voltages are matched. To parallel the diesel generator to the grid the synchroscope is adjusted to move in the Fast direction.

D. Incorrect. Plausible because if restoring the bus to the grid the voltages are matched. Second part is plausible because if transferring from the diesel generator to the grid the synchroscope is adjusted to move in the Slow direction.

Technical Reference(s)

SOP-609A, Section 5.

2 Attached w/ Revision # See Comments / Reference SOP-609A, Section 5.

7 Proposed references to be provided during examination:

None Learning Objective:

LO21SYSED1OB123 Explain the normal, abnormal and emergency operation of the Emergency Diesel Generator System.

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 8 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 49 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 063 G.2.2.44 Importance Rating 4.2 DC Electrical Distribution

Ability to interpret control room indications to verify the status and operation of a system, and understand how operator actions and directives affect plant and system conditions.

Question # 20 Unit 1 at 100%

1-ALB-10B, Window 1.14, BATT CHRG BC1ED1

-1/BC1ED1-2 TRBL is LIT with the following indications

Battery 1ED1 ________ supplying DC loads. Per AL M-0102A, Alarm Procedure 1

-ALB-10B , ____________________________________.

A. is de-energize Distribution Panels 1ED1-1 and 1ED1

-2 B. is place standby battery charger in service C. is NOT de-energize Distribution Panels 1ED1

-1 and 1ED1

-2 D. is NOT place standby battery charger in service Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 50 of 53 CPNPP 2016 NRC RO QUESTIONS 11

-20 REV. 4.DOCX K/A Match:

The question matches the K/A as it demonstrates the ability of the operator to interpret DC indications and select the proper action in response to those indications

. Explanation:

A. Incorrect.

First part is correct (See B below

). Second part is incorrect but plausible (See C below).

B. Correct. First part is correct based on battery current and voltage indications battery 1ED1 is supplying DC loads and loads come off distribution panels

. With the current meter showing discharge and not charge this indicates the battery is supplying the distribution panels. If the charger was in service current would show a charge not discharge of the battery.

Second part is correct 1ED1 distribution panels are in service or there would be no indicated current, so the standby battery charger should be placed in service per the ALM to restore the battery and carry bus loads. C. Incorrect.

First part is incorrect but plausible because if the operator does not understand how the charge / discharge meter works they could mistake the reading for the charger supplying the battery. Second part is incorrect but plausible because if 1ED1 voltage drops below 120 VDC an additional alarm would be present, 125VDC SWITCH PNL 1ED1 TRBL that would de

-energize the distribution panels

. D. Incorrect.

First part is incorrect but plausible (See C above

). Second part is correct (See B above). Technical Reference(s) ALM-0102A Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

COMPREHEND the normal, abnormal and emergency operation of the DC Electrical Distribution System.

(LO21SYSDC1OB008)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 064 K3.01 Importance Rating 3.8 Emergency Diesel Generator

Knowledge of the effect that a loss or malfunction of the ED/G System will have on the following:

Systems controlled by automatic loader

. Question # 21 OPT-214A, Diesel Generator Operability Test Section 8.1, Train A Diesel Generator Monthly Operability Test is being performed EDG 1-01 is Slow Started by a Normal Start EDG 1-01 trips on Diesel Generator Lube Oil Header Pressure Low Loss of All Off

-Site Power occurs EDG 1-01 _______________.

Loads are ___________________ onto Bus 1EA1.

A. require s normal start automatically sequenced B. immediately start s automatically sequenced C. requires normal start manually loaded

D. immediately starts manually loaded Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate knowledge of the EDG following a malfunction and the subsequent effect upon the automatic loader.

Explanation:

A. Incorrect. First part is incorrect but plausible (See C below). Second part is correct (S ee B below). B. Correct. First part is correct per OPT

-214A, with the EDG governor in the slow position the EDG will respond to a Blackout signal with an Emergency Start. Second part is correct because once the EDG is "Ready to Load" the sequencer will automatically load the bus being supplied by the EDG. C. Incorrect. First part is incorrect but plausible as applicant may believe with governor selected to Slow Start all emergency starts are blocked. Second part is incorrect but plausible if thought due to the slow start of the EDG the sequencer will not operate as designed and manual loading of the EDG is required D. Incorrect. First part is correct (See B above). Second part is incorrect but plausible (See C above).

Technical Reference(s)

OPT-214A Attached w/ Revision # See Comments / Reference Emergency Diesel Generators Study Guide Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Emergency Diesel Generator system.

(LO21SYSED1OB123)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 6 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 064 K6.07 Importance Rating 2.7 Emergency Diesel Generator

Knowledge of the effect of a loss or malfunction of the following will have on the ED/G system: Air receivers Question # 22 Which of the following describes the effect of allowing BOTH the Diesel Generator Starting Air Receivers to drop to 145 psig?

Emergency Diesel Generator Engine Start Circuit will accept a

______________ Start signal.

A. Local Emergency B. Safety Injection C. Bus Undervoltage D. Manual Normal Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match: The question matches the K/A as it requires the operator to demonstrate knowledge of a loss of air in the Diesel Generator Starting Air Receivers and how that affects the Diesel Generator start capability.

Explanation:

A. Incorrect.

Plausible because it would seem that a Local Emergency Start Signal should attempt to start the EDG without regard to starting air receiver s pressure as the concern for multiple automatic start attempts is eliminated. When receiver s pressure is below 150 psig, only a Manual Normal Start signal will be accepted.

B. Incorrect.

Plausible because it would seem that an Emergency Start Signal should attempt to start the EDG without regard to starting air receiver s pressure, however, automatic emergency starts would continue to lower the starting air receiver s pressure so this is not the case. When receiver s pressure is below 150 psig, only a Manual Normal Start signal will be accepted.

C. Incorrect.

Plausible because it would seem that a Bus Undervoltage Start Signal would be the highest priority start of the EDG and should occur without regard to starting air receiver s pressure, however, automatic emergency starts would continue to lower the starting air receiver s pressure so this is not the case. When receive rs pressure is below 150 psig, only a Manual Normal Start signal will be accepted.

D. Correct. When receiver s pressure is below 150 psig, only a Manual Normal Start signal will be accepted. Technical Reference(s)

SOP-609A Attached w/ Revision # See Comments / Reference Emergency Diesel Generator Study Guide Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the EDG Starting Air system.

(LO21SYSED1OB111)

Question Source:

Bank # ILOT8093 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2012 Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content: 55.41 8 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 12 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 073 A2.02 Importance Rating 2.7 Process Radiation Monitoring

Ability to (a) predict the impacts of the following malfunctions or operations on the PRM system; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Detector failure Question # 23 Gaseous Decay Tank release in progress OPERATE FAILURE

- MONITOR LOSS OF SAMPLE FLOW Digital Radiation Monitor System alarm is received for Plant Vent Stack WRGM Channel RE

-5570A during the release ______ alarm color indicates OPERATE FAILURE

. Per ALM-3200, Alarm Procedure DRMS

, ______________

X-HCV-0014, GWPS DISCH PLT EXH PLNM ISOL VLV. A. BLUE ensure closed B. BLUE manually close

C. RED ensure closed D. RED manually close Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 13 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to demonstrate knowledge of the impact of a detector failure in the Process Radiation Monitoring System and determine the correct action for the failure. Explanation:

A. Correct. An operate failure indicates blue, and the valve will automatically close on an operate failure. B. Incorrect. Plausible as the color indication is correct, but the valve will automatically close on an operate failure.

C. Incorrect. Plausible since this is a valid valve response, but the red alarm color is for high radiation level. D. Incorrect. Plausible since the red color is used in the scheme, but it is for high radiation level.

Technical Reference(s)

ALM-3200 Attached w/ Revision # See Comments / Reference DRMS Study Guide Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Digital Radiation Monitoring System and predict the system response.

(LO21SYSRM1OB104)

Question Source:

Bank # ILOT8094 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2007 Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 11 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 17 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 061 K6.02 Importance Rating 2.6 Auxiliary/Emergency Feedwater

Knowledge of the effect of a loss or malfunction of the following will have on the AFW components: Pumps Question # 24 Unit 1 Reactor power is 45% The running Main Feedwater pump trips Motor Driven Auxiliary Feedwater Pump 1-01 fails to start Turbine Driven Auxiliary Feedwater Pump will automatically start when NR level reach es the LOW-LOW setpoint in ________________ Steam Generator(s)

. If a single MDAFWP is the only feedwater source available, flow shall be limited to a MAXIMUM of

______ gpm with both trains cross

-connected. A. ONLY ONE 700 B. ONLY ONE 800 C. a MINIMUM of TWO 700 D. a MINIMUM of TWO 800 Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 18 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

This question matches the KA by requiring knowledge of how a failed AFW pump will impact operation of the remaining components.

Explanation:

A. Incorrect. First part is incorrect because for the Turbine Driven AFW pump, the start setpoint is 2/4 SGs at the LOW

-LOW setpoint. It is plausible because the auto start for the Motor Driven AFW pumps occur when 1 SG is at the LOW

-LOW setpoint. 2 nd part is incorrect because flow is limited to 800 gpm. It is plausible because the orifice installed downstream of each Feed Regulating Valve is designed to limit flow to 700 gpm to preclude run

-out conditions.

B. Incorrect. First part is incorrect but plausible (see A). Second part is correct. When cross

-connected, flow is limited to 800 gpm to prevent a run

-out condition.

C. Incorrect. First part is correct. The Auto

-Start setpoint for the Turbine Driven AFW pump is LOW

-LOW on 2/4 SGs. Second part is incorrect but plausible (see A).

D. Correct. First part is correct (see C). Second part is correct (see B).

Technical Reference(s)

ABN-30 5 Attached w/ Revision # See Comments / Reference Auxiliary Feedwater Study Guide AFW System Figures 1 & 2 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Auxiliary Feedwater System.

(LO21SYSAF1OB105)

Question Source:

Bank # X Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2015 Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 25 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 076 A4.02 Importance Rating 2.6 Service Water

Ability to manually operate and/or monitor in the control room: SWS valves Question # 25 Unit 1 was at 100%

SSWP 1-01 not running in AUTO-AFTER-STOP Reactor Trip and Safety Injection occurred 1-HS-4393, DG 1 CLR SSW RET VLV indicated as shown during SI actuation Before the SI was actuated, 1

-HS-4393, DG 1 CLR SSW RET VLV was indicating ________.

After SI sequencer times out, 1

-HS-4393, DG 1 CLR SSW RET VLV will indicate _________.

A. GREEN light ON , RED light O FF GREEN light OFF, RED light ON B. GREEN light OFF, RED light ON GREEN light ON, RED light OFF LIT LIT ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 26 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX C. GREEN light ON, RED light OFF GREEN light ON, RED light OFF D. GREEN light OFF, RED light ON GREEN light OFF, RED light ON Answer: A K/A Match:

This question matches the K/A as it requires the applicant to demonstrate knowledge of SSW system valve indications in the control room during SI (DG emergency Start)

. Explanation:

A. Correct. First part is correct because the valve had to be closed prior to the SI or it would not be stroking. Second part is correct because the SI initiated an emergency start of the EDG which sends a signal to open the valve to provide EDG cooling.

B. Incorrec t. First part is incorrect but plausible because the normal position for the valve would be GREEN light OFF and RED light ON. Second part is incorrect but plausible if the applicant believes that because SSWP 1

-01 is shutdown that it would inhibit 1

-HV-4393 from opening.

C. Incorrect.

First part is correct (See A above). Second part is incorrect but plausible (See B above). D. Incorrect. First part is incorrect but plausible (See B above). Second part is correct (See A above).

Technical Reference(s)

SSW Study Guide Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the components of the Station Service Water system including interrelations with other systems to include interlocks and control loops.

LO21SYSSW1OB103 Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History: Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 27 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 10 55.43 Comments /

Reference:

SSW Study Guide Revision: 4/28/11 Interlocks SSW return valves (HV

-4393/4394) from each diesel will open, if closed, on a diesel start signal.

To prevent stagnant conditions which will accelerate corrosion in the 10 inch safety related trains, the emergency diesel generator jacket water cooler discharge valves (u

-HV-4393 and 4394) shall be maintained open during normal operation.

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 28 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 078 K2.01 Importance Rating 2.7 Instrument Air

Knowledge of bus power supplies to the following instrument air compressor Question # 26 ________ is the specific power supply to Instrument Air Compressor 1

-02. A. 1EB3-1 B. 1EB4-1 C. 1EB3 D. 1EB4 Answer: D K/A Match:

This question matches the K/A as it requires demonstration of knowledge of the power supply to IAC 1-02.

Explanation:

A. Incorrect. Plausible because this is the power supply to 1

-01 Instrument Air Dryer

. B. Incorrect. Plausible because this is the power supply to 1

-02 Instrument Air Dryer.

C. Incorrect. Plausible because this is the power supply to Instrument Air Compressor 1

-0 1. D. Correct. This is the power supply to Instrument Air Compressor 1

-0 2. Technical Reference(s)

SOP-509A Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

DESCRIBE the components of the Instrument Air System including interrelations with other systems to include interlocks and control loops. (LO21SYSIA1OB103)

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 29 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Question Source:

Bank # X Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 7 55.43 Comments /

Reference:

SOP-509A Revision: 22 PCN: 14

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 31 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 078 A3.01 Importance Rating 3.1 Instrument Air

Ability to monitor automatic operation of the IAS, including: Air pressure Question # 27 Per OWI-409, Equipment Rotation Program, Instrument Air Compressor (IAC) 2

-01 was placed in LEAD Unit 2 BOP reports that 2

-PI-3488, INST AIR AFTFILT OUT PRESS has been cycling between 1 05 psig and 1 15 psig approximately every 12 minutes The BOP states that 2-PI-3490, CNTMT INSTR AIR HDR PRESS has tracked consistently with 2-PI-3488 Per SOP-509B , Instrument Air System

... IAC 2-01 ________ loading and unloading in the proper pressure range

. When IAC 2

-01 was placed in LEAD the 'number of starts per day' was set to ________. A. is 72 B. is NOT 72 C. is 0 D. is NOT 0 Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 32 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to demonstrate knowledge of the automatic operation of the Instrument Air System including air pressure at which the Lead IAC would cycle on and off if its controller was not properly set during equipment rotation and further requires the applicant to demonstrate knowledge of proper loading and unloading of the compressors to control air pressure

. Explanation:

A. Incorrect. Part 1 is correct (See C below). Part 2 is incorrect but plausible (See B below).

B. Incorrect. Part 1 is incorrect but plausible as the STANDBY compressor would cycle pressure between 100 and 115 if required. Part 2 is incorrect but plausible in that the Standby IAC will be set at 72 starts per day to conserve starting duty. C. Correct. Part 1 is correct as the LEAD compressor should load and unload between 105 psig and 115 psig. Part 2 is correct in that when the number of starts per day is set to '0' the compressor will not cycle on and off but load and unload as necessary to control pressure.

D. Incorrect. Part 1 is incorrect but plausible (See B above). Part 2 is correct (See C above).

Technical Reference(s)

SOP-509B Attached w/ Revision # See Comments / Reference OWI-409 Proposed references to be provided during examination:

None Learning Objective:

LO21SYSIA1OB105 Explain the normal, abnormal and emergency operation of the Instrument Air System.

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 37 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 103 K3.01 Importance Rating 3.3 Containment

Knowledge of the effect that a loss or malfunction of the containment system will have on the following: Loss of containment integrity under shutdown conditions Question # 28 Unit 2 is draining the RCS in MODE 5 Per IPO-010B, Reactor Coolant System Reduced Inventory Operations a MAXIMUM of ______ penetrations are allowed to be impaired and not sealed when reducing RCS level below a MINIMUM of ______ inches above core plate.

A. 0 80 B. 0 120 C. 10 80 D. 10 120 Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 38 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of the effect that a containment malfunction will have on shutdown containment integrity which would restrict the plant from reduced inventory operations.

Explanation:

A. Incorrect. Plausible as 0 penetrations is a more conservative allowance than 10. The reduced inventory level is correct.

B. Incorrect. Plausible as 0 penetrations is a more conservative allowance than 10. The inventory level of 120 inches is used in the procedure for a drain down plateau which can either be established or passed through if continuing to reduced inventory operations

. C. Correct. In accordance with IPO

-010B, a maximum of 10 containment penetrations can be impaired and not sealed. Reduced inventory is defined as less than 80 inches above core plate.

D. Incorrect. Plausible as the number of penetrations is correct as discussed in 'C' above. The level is incorrect but plausible as discussed in 'B' above.

Technical Reference(s)

IPO-010B Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the Precautions, Limitations and Attachments of IPO

-010, "RCS Reduced Inventory Operations."

(LO21IPO010OB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level: Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 41 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 011 G.2.1.23 Importance Rating 4.3 Pressurizer Level Control System: Ability to perform specific system and integrated plant procedures during all modes of plant operation.

Question # 29 IPO-005B, Plant Cooldown from Hot Standby to Cold Shutdown is in progress.

Per IPO-005B ... Pressurizer level must be maintained less than a MAXIMUM of _________ until SI is blocked

.

Cold calibrated Pressurizer level instrument should be used for indication after ___________ temperature is below 450

°F. A. 30% RCS Hot Leg B. 30% Pressurizer C. 7 0% RCS Hot Leg D. 7 0% Pressurizer Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 42 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate the Pressurizer Level operational control band and instrument used in performing a cooldown of the RCS.

Explanation:

A. Incorrect. The first part is correct as described in 'B' below. The second part is incorrect but plausible as MODE changes in IPO

-005B are based on Hot Leg temperatures but the use of the cold calibrated pressurizer level instrument is based on pressurizer temperature.

B. Correct. In accordance with IPO

-005B, pressurizer level must be maintained less than 30% until Safety Injection is blocked. Use of the Cold Calibrated Pressurizer Level instrument is based on pressurizer temperature.

C. Incorrect. The first part is incorrect but plausible as the control band rises to 50% to 70% after Safety Injection is blocked but must be maintained less than 30% until this point. The second part as described in 'A' above.

D. Incorrect. The first part as described in 'C' above. The second part is correct as described in 'B' above. Technical Reference(s)

IPO-005B Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the actions for conducting a cooldown from MODE 3 to MODE 5 in accordance with IPO

-005, Plant Cooldown for Hot Standby to Cold Shutdown.

(LO21IPO005OB102)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History: Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 47 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 015 A1.02 Importance Rating 3.5 Nuclear Instrumentation

Ability to predict and/or monitor changes in parameters to prevent exceeding design limits) associated with operating the NIS controls including: SUR Question # 30 Reactor startup in progress on Unit 1 per IPO-002A, Plant Startup From Hot Standby The reactor is critical at 10-8 amps Unit Supervisor has directed raising reactor power using control rods to approximately 2%

Per IPO-002A, an initial startup rate of ______ is established using control rods to raise power to approximately 2%

. A. 0.15 dpm B. 0.2 dpm C. 0.5 dpm D. 1.0 dpm Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 48 of 52 CPNPP 2016 NRC RO QUESTIONS 21

-30 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to process known procedural requirements that are followed to prevent an inadvertent SR reactor trip when raising power to approximately 2%

. Explanation:

A. Incorrect.

Plausible because if diluting to criticality the following applies; The Source Range and Intermediate Range overlap region should be passed through quickly with a steady positive startup rate. Experience has shown that all Control Rods at FOP and dilution secured will result in an approximate 0.15 DPM startup rate. Expeditiously proceeding through this region should prevent inadvertent Source Range Reactor Trip caused by Intermediate Range perturbations around the P-6 setpoint.

B. Incorrect. Plausible because as power approaches 3X10

-6 amps startup rate is reduced to approximately 0.2 DPM.

C. Correct. During a control rod startup the following applies; The Source Range and Intermediate Range overlap region should be passed through quickly with a steady startup rate of approximately 0.5 DPM. Expeditiously proceeding through this region should prevent inadvertent Source Range Reactor Trip caused by Intermediate Range perturbations around the P

-6 setpoint.

D. Incorrect. 1 DPM is a limitation for procedure performance not the directed startup rate for power ascension.

Technical Reference(s)

IPO-002A Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

Learning Objective:

DISCUSS the actions to perform a reactor startup per IPO

-002, Plant Startup from Hot Standby.

(LO21IP002OB103)

Question Source: Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 1 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 0 02 K5.0 8 Importance Rating 3.4 Reactor Coolant System (RCS)

Knowledge of the operational implications of the following concepts as they apply to the RCS: Why PZR level should be kept within the programmed band Question # 31 Unit 2 is ramping power from 28% to 98%

Average TAVE is 576.3°F Per TDM-301B, RCS Temperature & Pressure Limits current pressurizer level setpoint is ____%. During normal operations, pressurizer level maintained within programmed band prevents pressurizer

______________

during turbine load changes

. A. 46 pressure high reactor trip B. 49 pressure high reactor trip C. 46 PORV actuation D. 49 PORV actuation Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

Question matches K/A as applicant must demonstrate knowledge of why PZR level is maintained in the programmed band

.

Explanation: A. Correct. First part is correct (576.3°F - 557°F) x 35% / 32.2

°F + 25% = 46%. Second part is correct per DBD-ME-250 as during normal operations, turbine load change temperature effect on the RCS is absorbed by the PRZR volume changes accommodated by the programmed PRZR level preventing a high pressure reactor trip.

B. Incorrect.

First part is incorrect but plausible (See D below). Second part is correct (See A above). C. Incorrect.

First part is correct (See A above). Second part is incorrect but plausible (See D below). D. Incorrect. First part is incorrect but plausible if the Unit 1 T AVE program is used to determine level setpoint (576.3

°F - 557°F) x 35% / 28.4

°F + 25% = 49%. Second part is incorrect but plausible because applicant may believe the PRZR program is designed to prevent PORV actuation however PORV actuation works in conjunction with PRZR programmed level to prevent the high pressure trip

. Technical Reference(s)

TDM-301B Attached w/ Revision # See Comments / Reference TDM-301A PPL Control Study Guide DBD-ME-250 RCS Proposed references to be provided during examination:

Learning Objective:

DIFFERENTIATE between the Unit 1 and Unit 2 Pressurizer Pressure and Level Control Systems.

(LO21.SYS.PP1.OB09)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 3 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 6 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 028 A4.01 Importance Rating 4.0 Hydrogen Recombiner and Purge Control

Ability to manually operate and/or monitor in the control room: HRPS controls Question # 32 Unit 2 LOCA Containment Pressure 2.8 psig Emergency Coordinator has authorized Hydrogen Purge Supply and Exhaust System use for Hydrogen dilution per SOP-205, Hydrogen Purge Supply and Exhaust System Start Hydrogen Purge Exhaust Supply Fan s at _________.

If a Unit 1 Safety Injection were to occur during Unit 2 Hydrogen dilution

, Hydrogen Purge Exhaust and Supply Fans would ___________. A. 1-CB-03 continue to run B. 2-CB-03 continue to run C. 1-CB-03 trip D. 2-CB-03 trip Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate the manual operations and expected response during hydrogen purge supply and exhaust system operation. The applicant is further required to demonstrate an understanding of the operational implications during a Hydrogen Purge if a Safety Injection were to occur on the opposite unit.

Explanation:

A. Incorrect. The first part is correct as described in 'C' below. The second part is incorrect but plausible if believed that a Safety Injection did not generate a Containment Ventilation Isolation for the opposite unit. However, a Containment Ventilation Isolation signal on either unit trips the Hydrogen Purge Supply and Exhaust Fans.

B. Incorrect. The first part is incorrect but plausibl e as the Unit 2 dampers and valves for the Hydrogen Purge System are operated from Unit 2 control boards, however, the Supply and Exhaust Fans which are common are only operated from the Unit 1 Control Board. The second part is incorrect but plausible as described in 'A' above.

C. Correct. The first part is correct as the controls for the Hydrogen Purge Supply and Exhaust Fans are only on the Unit 1 Control Board. The second part is correct as a Safety Injection signal on the opposite unit initiates a Containment Ventilation Signal which trips the Hydrogen Purge Supply and Exhaust Fans.

D. Incorrect. The first part is incorrect but plausible as described in 'B' above. The second part is correct as described in 'C' above.

Technical Reference(s)

SOP-205 Attached w/ Revision # See Comments / Reference Containment Ventilation Study Guide E1-0059 Sht. 023 Proposed references to be provided during examination:

None Learning Objective:

LO21SYSOB103, Explain the normal, abnormal and emergency operation of the containment ventilation system.

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 4 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 12 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 035 K6.01 Importance Rating 3.2 Steam Generator

Knowledge of the effect of a loss or malfunction on the following will have on the S/GS: MSIVs Question # 33 Unit 1 at 45% SG 1-0 1 MSIV closes spuriously Unaffected SG Narrow Range level s will __________________.

Per ALM-0071A, 1-ALB-7A, Reactor Trip ______ required

. A. swell is NOT B. swell is C. shrink is NOT D. shrink is Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 13 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as applicant must demonstrate knowledge of the effect a spurious MSIV closure will have on unaffected SGs and what action is required.

Explanation:

A. Incorrect. First part is correct (See B below

). Second part is incorrect but plausible (See C below)

. B. Correct. First part is correct initially when the MSIV closes the AFFECTED SG pressure rises and experiences shrink while the UNAFFECTED SGs experience swell due to a rapid increase in steam demand (as well as pressure lowering).

Second part is correct per ALM

-0071A if power is above 5% a reactor trip is required

. C. Incorrect. First part is incorrect but plausible since the rise in steam demand on the remaining 3 SGs could be thought as supplying more steam so water level would initially lower or shrink.

Second part is incorrect but plausible as applicant may believe that power at 45% a reactor trip is not required because power level is below P

-9 and P-8. D. Incorrect. First part is incorrect but plausible (See C above

). Second part is correct (See B above). Technical Reference(s)

LO21SYSMR1 Attached w/ Revision # See Comments / Reference ALM-0071A 1-SC-55-46 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Main Steam system and PREDICT the system response.

(LO21SYSMR1OB104

) Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level: Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 5 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 17 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 041 K3.02 Importance Rating 3.8 Steam Dump/Turbine Bypass Control

Knowledge of the effect that a loss or malfunction of the SDS will have on the following: RCS Question # 34 Reactor power at 2% near the end of cycle life Steam Dumps in Steam Pressure Mode in AUTOMATIC Main Steam Header pressure channel PT

-507 fails to 200 psig. (Assume NO operator action) RCS TAVE stabilizes at __________.

Pressurizer level ______________.

A. 56 1ºF remains the same B. 56 1ºF rises C. 557ºF remains the same

D. 557ºF rises Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 18 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as the applicant must demonstrate knowledge of how a malfunction of the steam dump system will affect RCS temperature.

Explanation:

A. Incorrect. First part is correct (See B below)

. Second part is incorrect but plausible (See C below).

B. Correct.

First part is correct as failure of PT

-507 low closes Steam Dump Valves provided the Steam Dump System is operating in its Steam Pressure Mode. The adverse effect of this action is to allow heat up of the RCS and SG ARVs open at 1125 psig (561°F). Second part is correct because above POAH RCS temperature rises due to Steam Dumps failing closed and temperature rises to ARV setpoint of 1125 psig (561

°F). PRZR level setpoint increases causing PRZR level to increase. C. Incorrect.

First part is incorrect but plausible as applicant may believe the steam dumps will continue to maintain pressure at 1092 psig (557

°F). Second part is incorrect but plausible as applicant may believe that PRZR level setpoint changes based on power vice RCS temperature because PRZR level setpoint program ramps from 25% at 557

°F and 0% reactor power to 60% at 585.4°F and100% reactor power

. D. Incorrect.

First part is incorrect but plausible (See C above)

. Second part is incorrect but plausible (See C above).

Technical Reference(s)

ABN-70 4 Attached w/ Revision # See Comments / Reference ABN-709 Steam Tables Proposed references to be provided during examination:

Steam Tables Learning Objective:

EXPLAIN the instrumentation and controls of the Steam Dump System and PREDICT the system response.

(LO21SYSSD1OB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 21 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 045 K1.20 Importance Rating 3.4 Main Turbine Generator

Knowledge of the physical connections and/or cause effect relationships between the MT/G system and the following systems: Protection system Question # 35 Which of the following completes the statement below regarding the Main Turbine

-Generator Protection System?

A Main Turbine

-Generator trip will occur if Primary Water...

supply header temperature rises above the setpoint of________ OR head tank level drops below the setpoint of

________ A. 140°F 85% B. 140°F 78% C. 131°F 85% D. 131°F 78% Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 22 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

This question matches the K/A as it requires demonstration of knowledge on the cause effect relationship between the M/TG system and its protection system regarding Primary Water trip values.

Explanation:

A. Incorrect. First part is correct, a Main Turbine

-Generator trip will occur if Primary Water supply temperature exceeds 140

°F. Second part is incorrect but plausible because the Primary Water Head Tank Low Level alarm comes in at 85% level.

B. Correct. First part is correct, see 'A' above. The second part is correct a Main Turbine

-Generator trip will occur if Primary Water Head Tank level drops below 78%.

C. Incorrect. First part is incorrect, but plausible because the Generator Primary Water Temperature High alarm is received if temperature exceeds 131

°F. Second part is incorrect, but plausible, see 'A' above.

D. Incorrect. First part is incorrect, but plausible, see 'C' above. Second part is correct, see 'B' above.

Technical Reference(s)

ALB-9B, Window 3.8 Attached w/ Revision # See Comments / Reference ALB-10A, Window 2.12 Proposed references to be provided during examination:

None Learning Objective:

STATE the function of the Generator Monitoring and Protection system.

(LO21SYSMG1OB119)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 4 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 27 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 075 A2.0 2 Importance Rating 2.5 Circulating Water

Ability to (a) predict the impacts of the following malfunctions or operations on the Circulating Water System ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Loss of circulating water pumps Question # 36 Unit 1 stable at 44% All Circulating Water Pumps trip Per ABN-304, Main Condenser and Circulating Water System Malfunction TRIP the ______

. Per ABN-306, TPCW System Malfunction ensure _______ Instrument Air Compressors shutdown. A. Turbine Unit B. Turbine Common C. Reactor Unit D. Reactor Common Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 28 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as it requires the applicant to predict the impact of losing the Circulating Water Pumps and take action in accordance with procedural guidance to mitigate the consequences

. Explanation:

A. Incorrect.

First part is incorrect but plausible because several procedures do not require a reactor trip below 50%, however a loss of all CWPs above 10% requires a reactor trip. Second part is incorrect see C below.

B. Incorrect.

First part is incorrect see

'A' above.

Second part is correct as described in 'D' below.

C. Incorrect.

First part is correct as described in 'D' below.

Second part is incorrect but plausible if thought that the Unit compressors were cooled by CW and they needed to be shutdown to prevent damage. D. Correct. First part is correct per ABN-304, the reactor is tripped due to power being above 10% with all CWPs tripped

. Second part is correct as the common instrument air compressors lose cooling from TPCW when all CWPs trip and must be shutdown, the unit instrument air compressors are cooled by CCW which is unaffected by a loss of CW.

Technical Reference(s)

ABN-304 Attached w/ Revision # See Comments / Reference ABN-306 Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to a Circulating Water Pump Trip in accordance with ABN-304, Main Condenser and Circulating Water System Malfunction. (LO21ABN304OB101)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 31 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 014 K4.06 Importance Rating 3.4 Rod Position Indication System (RPIS)

Knowledge of RPIS design feature(s) and/or interlock(s) which provide for the following: Individual and Group Misalignment Question # 37 Shutdown Bank A is being exercised Current Full Out Position (FOP) is 228 steps When Shutdown Bank A reaches ________ steps the __________ alarm will annunciate indicating rod misalignment.

A. 216 DRPI URGENT FAIL B. 216 DRPI ROD DEV C. 210 DRPI URGENT FAIL D. 210 DRPI ROD DEV Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 32 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate the knowledge of design features for individual and group rod misalignments.

Explanation:

A. Incorrect. Plausible because a control bank rod 12 steps away from the other rods in the bank generates a DRPI ROD DEV alarm and 216 steps is 12 steps from 228 steps. Plausibility is given in C below.

. B. Incorrect. Plausibility is given in A and C

. C. Incorrect. Plausible because 210 is the correct step level, however the DRPI URGENT FAIL are is not generated. The DRPI UNRGENT FAIL alarm is plausible because it generates a DRPI ROD DEV alarm. D. Correct. Any shutdown bank less than or equal to 210 steps will generate a DRPI ROD DEV alarm. Technical Reference(s)

ALM-0064A Attached w/ Revision # See Comments / Reference DRPI Study Guide Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Rod Control Indication System and PREDICT the system response.

LO21SYSRI1OB104 Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 6 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 37 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 001 A3.07 Importance Rating 4.1 Control Rod Drive

Ability to monitor automatic operation of the CRDS, including: Boration/dilution.

Question # 38 During an RCS boration with control rods in automatic Rod control program will cause control rods to withdraw at ___ steps per minute.

A. 24 B. 40 C. 56 D. 72 Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 38 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge how control rods respond in automatic when a boration has taken place

. Explanation:

A. Incorrect. Plausible if applicant calculates incorrect rod speed based on the sloped part of the speed line at

-3.5°F. B. Correct. The rod control program is in the sloped part of the speed line and with AVE TAVE

- TREF at -4°F rods will withdraw at 40 spm in automatic.

C. Incorrect.

Plausible if applicant calculates incorrect rod speed based on the sloped part of the speed line at

-4.5°F. D. Incorrect.

Plausible if applicant calculates incorrect rod speed based on the sloped part of the speed line at

-5.0°F. Technical Reference(s)

Rod Control Study Guide Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Rod Control System. (LO21SYSCR1OB105)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 6 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 42 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 3 Tier 1 Group 1 K/A 007 EA1.10 Importance Rating 3.7 Reactor Trip

- Stabilization

- Recovery: Ability to operate and monitor the following as they apply to a reactor trip: S/G pressure Question # 39 EOS-0.1A, Reactor Trip Response in progress Loss of Offsite Power has occurred All Steam Generator pressures 1130 psig and rising What actions are required?

A. Place each Steam Generator Atmospheric Relief Valve Controller in Manual, adjust to control at 1092 psig and place back into Auto B. Place each Steam Generator Atmospheric Relief Valve Controller in Manual a nd manually control each Steam Generator pressure to 1125 psig C. Place Steam Dump Controller in Steam Pressure Mode, adjust to control at 1092 psig and place back into Auto D. Place Steam Dump Controller in Manual and adjust to control at 1092 psig and manually control Steam Header pressure to 1092 psig Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 43 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate the ability to operate and monitor the Steam Generator pressures during Reactor Trip stabilization.

Explanation:

A. Correct. As temperature would be above 557

ºF with Steam Generator pressures at 1130 psig, EOS-0.1A, Step 1 RNO would need to be performed. In accordance with the procedure and operational guidance this would require taking the controller to 1092 psig to control at 557

ºF. B. Incorrect. Incorrect but plausible if believed that the Atmospheric Relief Valves were not functioning in Auto and manual operation was required. However, manual operation at 1125 psig which is their Auto setpoint would not mitigate the high pressure and temperature conditions which exist. C. Incorrect. Incorrect but plausible if believed that the Steam Dumps were not working properly in the TAVE Mode and required operation in the Steam Pressure Mode. However, with a Loss of Offsite Power the condenser is not available and the Steam Dumps will not work.

D. Incorrect. Incorrect but plausible if believed that the Steam Dumps were not working properly in the TAVE Mode and required manual operation. However, with a Loss of Offsite Power the condenser is not available and the Steam Dumps will not work.

Technical Reference(s)

EOS-0.1A Attached w/ Revision # See Comments / Reference OPGD-3 Attachment 5 ARV Operator Aid Proposed references to be provided during examination:

None Learning Objective:

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 46 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 1 Group 1 K/A 009 G.2.4.

6 Importance Rating 3.7 Small Break LOCA

Knowledge of EOP mitigation strategies

. Question # 40 Unit 2 is performing EOS

-1.2 B, Post LOCA Cooldown and Depressurization Containment pressure is 6 psig Per Attachment 1.A, Foldout for EOS

-1.2B, SI reinitiation is required if Pressurizer Level cannot be maintained GREATER THAN a setpoint level of ______%.

A. 13 B. 15 C. 32 D. 34 Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 47 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX K/A Match:

The question tests the applicant's knowledge of EOS-1.2 B Foldout Page actions required to mitigate the effect of increased RCS inventory loss on core cooling while in the EOPs

.

Explanation:

A. Incorrect. Plausible because this is the non

-adverse containment value for both Units.

B. Correct. Per EOS-1.2B, if pressurizer level cannot be maintained greater than 15% with adverse containment, SI reinitiation is required

. C. Incorrect. Plausible because pressurizer level of 32% is an adverse containment value used in EOS-1.2B, Step 18, but is used for the reason of determining if normal charging can be established

. D. Incorrect. Plausible because this is the corresponding pressurizer level value for adverse containment on Unit 1

. Technical Reference(s)

EOS-1.2B Attached w/ Revision # See Comments / Reference EOS-1.2A Proposed references to be provided during examination:

None Learning Objective:

IDENTIFY the items on EOS

-1.2 Foldout Page including any equipment, parameter, setpoint or condition

. (LO21ERGE12OB107)

Question Source:

Bank # Modified Bank #

ILOT0867 (Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 51 of 51 CPNPP 2016 NRC RO QUESTIONS 31

-40 REV. 3.DOCX Original question ILOT 0867 During performance of EOS

-1.2A, Post LOCA Cooldown and Depressurization, which of the following would require SI REINITIATION with Containment Building Pressure at 6 psig?

A. RCS subcooling margin 68°F and pzr level 36%

B. RCS subcooling margin 63°F and pzr level 26%

C. RCS subcooling margin 58°F and pzr level 36%

D. RCS subcooling margin 56°F and pzr level 35%

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 011 EK2.02 Importance Rating 2.6 Large Break LOCA

Knowledge of the interrelations between the Large Break LOCA and the following: Pumps Question # 41 Unit 1 Large Break LOCA Containment pressure is 35 psig and slowly decreasing RCS pressure is approximately the same as Containment pressure Per EOP-0.0A, Reactor Trip and Safety Injection, Reactor Coolant Pumps should be tripped to minimize

- A. heat input into RCS B. damage to RCP seals C. inventory loss from RCS D. damage to RCP motor bearings Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to demonstrate knowledge of the interrelationship between a Large Break LOCA and why RCPs should be tripped on a LBLOCA.

Explanation: A. Incorrect.

Plausible because heat input from the reactor coolant pumps is a concern for some accidents, however, not for Large Break LOCAs.

B. Incorrect.

Plausible because loss of CCW flow to the RCP thermal barrier might be a reason to trip the pump, however, not for these circumstances. Seal injection flow must also be lost in order to trip RCPs due to a loss of CCW to the Thermal Barrier heat exchanger which would result in RCP seal damage.

C. Incorrect.

Plausible because inventory loss is a concern for a Small Break LOCA, however, not for a Large Break LOCA since adequate cooling flow enters the core from ECCS.

D. Correct. When all CCW is isolated to the motor and motor bearings as occurs due to Phase B containment isolation the RCPs must be tripped to protect the motors and associated bearings.

Technical Reference(s)

ABN-101 Attached w/ Revision # See Comments / Reference ABN-502 EOP-0.0A, Attachment 1.A Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to an RCP High Temperature or Loss of CCW to any RCP in accordance with ABN

-101, Reactor Coolant Pump Trip/Malfunction.

(LO21.ABN.101.OB05)

Question Source:

Bank # Modified Bank #

ILOT5786 (Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 8 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Original question

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 9 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 022 AK3.0 3 Importance Rating 3.1 Loss of Rx Coolant Makeup

Knowledge of the reasons for the following responses as they apply to the Loss of Reactor Coolant Makeup: Performance of lineup to establish excess letdown after determining need

. Question # 42 Charging has been lowered to supply RCP seals only and Excess Letdown is being placed in service. Which of the following describes the reason for a Caution taken while placing Excess Letdown in service

? Per SOP-103, Chemical and Volume Control System direct Excess Letdown to _______ for 10 minutes to avoid ________________________.

A. RCDT unplanned boration or dilution B. RCDT CVCS piping thermal shock C. PRT unplanned boration or dilution D. PRT CVCS piping thermal shock Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 10 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to know the reason for flushing Excess Letdown to the RCDT when placing in service

.

Explanation:

A. Correct. Excess letdown is directed to the RCDT and flushed for 10 minutes to avoid an unplanned boration or dilution

. B. Incorrect.

First part is correct (See A above)

. Second part is plausible if thought that due to the limited flow through excess letdown that pre

-warming is need prior to aligning to charging pump suction. C. Incorrect.

Plausible if thought that excess letdown is aligned to the PRT vice RCDT

. The PRT is the only other tank in Containment and is plausible as where the flow could be directed which is RO knowledge. Second part is correct (See A above)

D. Incorrect.

First part is correct (See A above).

Second part is plausible if thought that due to the limited flow through excess letdown that pre

-warming is need prior to aligning to charging pump suction. Technical Reference(s)

SOP-103A Attached w/ Revision # See Comments / Reference CVCS Study Guide Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to a Reactor Makeup System Malfunction in accordance with ABN

-105, CVCS System Malfunctions. (LO21ABN105OB105)

Question Source: Bank # ILOT8030 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content: 55.41 6 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 13 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 026 AA2.03 Importance Rating 2.6 Loss of Component Cooling Water

Ability to determine and interpret the following as they apply to the Loss of Component Cooling Water: The valve lineups necessary to restart the CCWS while bypassing the portions of the system causing the abnormal condition Question # 43 The above Unit 1, LIT alarms were received and subsequently 1-HS-4512, SFGD LOOP CCW RET VLV and 1

-HS-4514, SGFD LOOP CCW SPLY VLV were closed on affected train The leakage was NOT stopped Per ABN-502, Component Cooling Water System Malfunction, what additional valve must be closed to isolate affected train and restore normal operation in unaffected train?

A. 1CC-0021, CCW SRG TK 1

-01 TRN A OUT VLV B. 1CC-0023, CCW PUMP 1

-01 SUCT ISOL VLV C. 11CC-0071, CCW SRG TK 1

-01 TRN B OUT VLV D. 1CC-0067, CCW PUMP 1

-02 SUCT ISOL VLV Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 14 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to demonstrate procedural knowledge on how to position valves to isolate the leaking train from the non

-leaking train so that operation can continue with the unaffected train.

Explanation:

A. Correct. Per ABN-502, the affected train surge tank outlet valve must also be closed in order to allow the surge tank to be refilled for the operating train.

B. Incorrect.

Plausible as this is the manual pump suction valve. This valve is plausible if thought that the Train is isolated with the exception of the small portion of the system from the surge tank to the suction of the pump. However, this isolation would not isolate the section of piping from the surge tank to the suction piping which may be the location of the leak. Further, the procedure does not call out for this valve to be isolated as it does the surge tank isolation valve.

C. Incorrect.

Plausible as this is the same valve as the correct Train A valve for Train B. The applicant must recognize the configuration and determine the train which must be isolated.

D. Incorrect.

Plausible for Train B as described in 'B' above for the affected Train A.

Technical Reference(s)

ABN-502, Attached w/ Revision # See Comments / Reference M1-0229-A M1-0229-B CCW Study Guide Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to Leakage Out of the CCW System in accordance with ABN-502, Component Cooling Water System Malfunction.

(LO21ABN501OB106)

Question Source: Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 4 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 18 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 027 AK1.02 Importance Rating 2.8 Pressurizer Pressure Control System (PZR PCS) Malfunction

Knowledge of the operational implications of the following concepts as they apply to Pressurizer Pressure Control Malfunctions: Expansion of liquids as temperature increases.

Question # 44 Unit 1 at 10 0% Pressurizer Pressure channel 1-PT-455 fails low (Assume no operator action)

Actual pressurizer pressure _________ and pressurizer liquid will ___________.

A. rises outsurge B. rises insurge C. lowers outsurge D. lowers insurge Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 19 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate an understanding of how a Pressurizer Pressure Control System malfunction can cause thermal expansion of pressurizer liquid

. Explanation:

A. Correct. With no operator action PRZR controlling pressure channel failing low will not allow spray valves to open and will energize all BU heaters. This leads to an increase in pressurizer liquid temperature which causes pressure to rise and liquid to outsurge from the pressurizer.

B. Incorrect.

First part is correct (See A above). Second part is plausible if applicant thinks the heaters coming on will raise pressure enough to lower specific volume causing an insurge, however temperature effect is greater than the pressure effect and specific volume will rise leading to the outsurge C. Incorrect.

First part is plausible if the applicant thinks that a pressure channel failing lower opens the spray valves vice turning on the heaters. Second part is correct (See A above).

D. Incorrect.

First part is plausible (See C above). Second part is plausible (See B above).

Technical Reference(s)

PPL Control System Study Guide Attached w/ Revision # See Comments / Reference RCS Study Guide ABN-705 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Pressurizer Pressure Control System and predict the system response. (LO21SYSPP1OB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 7 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 22 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 029 EK2.06 Importance Rating 2.9 ATWS: Knowledge of interrelations between the following and an ATWS: Breakers, relays and disconnects.

Question # 45 Reactor Trip Breaker testing is in progress on Unit 1 Train A Train A Reactor Trip Breaker (RTA) is OPEN Train A Reactor Trip Bypass Breaker (BYA) is CLOSED Train B Reactor Trip Breaker (RTB) is CLOSED Reactor failed to trip from automatic signal Which failure prevented automatic Reactor Trip

? A. RTB Undervoltage Trip coil failed to energize B. BYA Undervoltage Trip coil failed to de

-energize C. BYA Shunt Trip coil failed to energize D. RTB Shunt Trip coil failed to de

-energize Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 23 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of Reactor Trip and Bypass Breakers and how failures associated with components of these breakers can cause an ATWT. Explanation:

A. Incorrect. Plausible because RTB is equipped with an undervoltage trip coil, however, trip coils are normally energized and de

-energize on a trip signal.

B. Correct. Given the conditions listed, the BYA Undervoltage Trip coil failed to de

-energize. C. Incorrect. Plausible because the Shunt Trip coil is designed to energize and trip open the breaker, however, BYA is not equipped with a Shunt Trip.

D. Incorrect. Plausible because RTB is equipped with a Shunt Trip coil, however, it energizes to trip.

Technical Reference(s)

Reactor Protection and ESFAS Study Guide Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

DESCRIBE the components of the Solid State Protection System including interrelations with other systems to include interlocks and control loops.

(LO21SYSES2OB103)

Question Source:

Bank # ILOT8120 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 6 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 25 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 038 G.2.4.4 Importance Rating 4.5 Steam Gen. Tube Rupture: Ability to recognize abnormal indications for system operating parameters that are entry

-level conditions for emergency and abnormal operating procedures.

Question # 46 Main Steam Line 1-04 Radiation Monitor (MSL181) alarm ed RED just prior to a n AUTOMATIC Reactor Trip and Safety Injection EOP-0.0A, Reactor Trip and Safety Injection, in progress AFW flow to SG 1-04 is secured SG 1-04 level is rising faster than other three steam generators SG 1-04 pressure 1080 psig and rising and other three SG pressures are 1040 psig and slowly lowering Containment, Safeguards, and Auxiliary Building radiation monitors are NORMAL RCS pressure is 1620 psig and slowly lowering Transition to...

A. EOP-3.0A, Steam Generator Tube Rupture B. EOP-2.0A, Faulted Steam Generator Isolation C. EOP-1.0A, Loss of Reactor or Secondary Coolant D. EOS-1.1A, Safety Injection Termination Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 26 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to recognize abnormal indications for a SGTR which are entry level conditions for EOP

-3.0A, Steam Generator Tube Rupture.

Explanation:

A. Correct. Indications require transition to EOP-3.0A, SGTR.

B. Incorrect. Plausible because EOP

-2.0A is a transition from EOP

-0.0A but pressures in SG 1

-01 , 1-02, & 1-03 are NOT lowering uncontrollably.

C. Incorrect.

Plausible because EOP

-1.0A is a transition from EOP

-0.0A but containment radiation is NORMAL. D. Incorrect.

Plausible because EOS

-1.1A is a transition from EOP

-0.0A but RCS pressure is lowering NOT stable. Technical Reference(s)

EOP-0.0A Step s 12, 13, 14, & 15 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the diagnostic steps of EOP

-0.0, Reactor Trip or Safety Injection. (LO21ERGE0AOB105)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 31 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 054 AK3.0 1 Importance Rating 4.1 Loss of Main Feedwater

Knowledge of the reasons for the following responses as they apply to the Loss of Main Feedwater (MFW): Reactor and/or turbine trip, manual and automatic Question # 47 Unit 1 at 15%

MFW Pump A trips RO manually trips reactor Per ABN-302, Feedwater, Condensate, Heater Drain System Malfunction, RO tripped reactor because available feedwater can only support a MAXIMUM of approximately ___ % reactor power. A. 2 B. 4 C. 6 D. 8 Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 32 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

Question matches K/A as applicant must know that the reason for tripping the reactor during a low power loss of feedwater

. Explanation:

A. Incorrect.

Plausible because a single MDAFWP can supply feedwater equivalent to power based on 570 gpm

@ 1370 psig.

B. Incorrect.

Plausible because two MDAFWPs can supply feedwater equivalent to 4% reactor power based on 570 gpm @ 1370 psig (1140 gpm).

C. Correct. Per ABN-302 caution AFW can supply feedwater equivalent to 6% reactor power. Based on both MDAFWPs at 570 gpm @ 1370 psig (1140 gpm) plus the TDAFWP at 1145 gpm @ 1407 psig (3236 ft

-hd) for 2285 gpm.

D. Incorrect.

Plausible if applicant believes the 6 to 8% reactor power plateau in IPO

-003A is within AFW capability. Technical Reference(s)

ABN-302 Attached w/ Revision # See Comments / Reference IPO-003A AFW Study Guide Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Main Feedwater system. (LO21.SYS.MF1.OB05)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 8 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 36 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 055 EA2.04 Importance Rating 3.7 Station Blackout

Ability to determine or interpret the following as they apply to a Station Blackout: Instruments and controls operable with only dc battery power available.

Question # 48 During a Station Blackout additional load shedding is performed when safeguards battery voltage is less than 110 volts to allow for ___________________ and ________________.

A. battery charger restoration with portable generator plant monitoring and control until AC power restored B. battery charger restoration with portable generator Safeguards Bus supply breaker closure C. Diesel Generator field flashing plant monitoring and control until AC power restored D. Diesel Generator field flashing Safeguards Bus supply breaker closure Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 37 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of actions necessary regarding DC power supplies in order to operate controls to reestablish safeguards AC power.

Explanation:

A. Incorrect. Plausible because Attachments 2.A and 2.B when performed ensure sufficient time to restore battery chargers using a portable generator, however this is not what is accomplished by Attachment 2.C.

The second part is incorrect but plausible (See C below).

B. Incorrect. First part is incorrect but plausible (See A above)

. Second part is correct (See D below).

C. Incorrect. First part is correct (See D below). The second part is incorrect but plausible because load shedding does provide for plant monitoring and control until AC power is restored during initial load shedding not the load shedding performed per Attachment 2.C.

D. Correct. If battery voltage lowers to less than 110 volts the associated bus is further load shed to ensure adequate voltage remains for flashing the diesel generator field or closing safeguards bus supply breakers for power restoration

. Technical Reference(s)

DC Electrical Study Guide Attached w/ Revision # See Comments / Reference ECA-0.0A Proposed references to be provided during examination:

None Learning Objective:

Given a procedural step, or sequence of steps from ECA-0.0, STATE the purpose/basis for the step(s).

(LO21ERGC00OB105)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 43 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 1 Group 1 K/A 056 AK1.03 Importance Rating 3.1 Loss of Off

-site Power

Knowledge of the operational implications of the following concepts as they apply to Loss of Offsite Power: Definition of subcooling: use of the steam tables to determine it.

Question # 49 Unit 1 Loss of All AC Power Power has been restored to Bus 1EA1 Limited instrumentation has remained energized in the Control Room The following indications are available:

1-TI-413A, HL 1 TEMP (WR) 450°F 1-TI-423A, HL 2 TEMP (WR) 461°F 1-TI-3611-2, CORE EXIT TEMP 472°F 1-PI-405, HL 1 PRESS (WR) 535 psig 1-PI-3616, RCS PRESS (WR) 615 psig Calculated RCS subcooling is _____. A. 40°F B. 27°F C. 16°F D. 5°F Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 44 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question is a match to the K/A as it requires the applicant to determine the subcooling following a loss of offsite and onsite power. The applicant must determine which instruments to use to obtain for a determination which is required in order for the procedure transition and recovery.

Explanation:

A. Incorrect. Subcooling for Highest RCS Pressure of 615 psig (630 psia) and Lowest RCS temperature 450°F. B. Incorrect. Subcooling for Lowest RCS Pressure of 535 psig (550 psia) and Lowest RCS temperature 450°F. C. Incorrect. Subcooling for Lowest RCS Pressure of 535 psig (550 psia) and Average RCS temperature 461°F. D. Correct. Subcooling for Lowest RCS Pressure of 535 psig (550 psia) and Highest RCS temperature 472°F. Technical Reference(s)

ECA-0.0A Attached w/ Revision # See Comments / Reference Steam Tables Core Cooling Monitor/RVLIS Study Guide Proposed references to be provided during examination:

Steam Tables Learning Objective:

IDENTIFY the proper transitions out of ECA

-0.0. (LO21ERGC00OB107)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent) New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 14 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 48 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 057 AA1.03 Importance Rating 3.6 Loss of Vital AC Inst.Bus

Ability to operate and/or monitor the following as they apply to the Loss of Vital AC Instrument Bus: Feedwater pump speed to control pressure and level in S/G.

Question # 50 Unit 1 is at 80% RTP and stable A loss of 1PC 1 has just occurred Per ABN-603, Loss of a Protection or Instrument Bus ...

Place 1-SK-509A, FWPT MASTER SPD CTRL in Manual and _______ demand.

Place __________________________________ in Manual and CONTROL level at program.

A. RAISE 1-FK-510, SG 1 FW FLO CTRL and 1-FK-540, SG 4 FW FLO CTRL B. RAISE 1-FK-520, SG 2 FW FLO CTRL and 1

-FK-530, SG 3 FW FLO CTRL C. LOWER 1-FK-510, SG 1 FW FLO CTRL and 1

-FK-540, SG 4 FW FLO CTRL D. LOWER 1-FK-520, SG 2 FW FLO CTRL and 1

-FK-530, SG 3 FW FLO CTRL Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 49 of 53 CPNPP 2016 NRC RO QUESTIONS 41

-50 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of what controls require operation with respect to feedwater and steam generator level following the loss of a vital AC instrument bus.

Explanation:

A. Correct. In accordance with ABN

-603, the loss of 1PC1 will reduce the speed of the Main Feedwater Pumps, thus requiring demand to be raised and all of the inputs to the Steam Generator Water Level Control program. Second part is the required actions for a failure of 1PC1.

LT-551 and LT

-554 are Channel 1 instruments which are the normal channels selected for control therefore alternate channels must be selected for control

. B. Incorrect. First part is correct see A above. Second part is incorrect as these instruments are not lost for the protection bus stated in the stem. Plausible if the student confuses the power supplies. C. Incorrect. First part is incorrect but plausible if the student doesn't understand the inputs to the MFP speed controller and believes that a loss of power to the input channels would cause speed to rise. Second part is correct see A above.

D. Incorrect. First part is incorrect see C above. Second part is incorrect see B above.

Technical Reference(s)

ABN-603 Attached w/ Revision # See Comments / Reference ABN-710 Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to Loss of a Protection Bus in accordance with ABN

-603, Loss of Protection or Instrument Bus. (LO21ABN603OB101)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 058 G.2.1.20 Importance Rating 4.6 Loss of DC Power

Ability to interpret and execute procedure steps.

Question # 51 1-ALB-10B Window 1.13, 125 VDC SWITCH PNL 1ED1 TRBL annunciates Per ALM-0102A, 1-ALB-10B... Place GROUND TEST switch in TEST; if NEGATIVE

-GND white light is dimly LIT and the POSITIVE-GND white light is normally LIT; a ground condition exists for the ________ terminal. Verify 1ED1 DC VOLTS are greater than ___ VDC. A. NEGATIVE 128 B. NEGATIVE 120 C. POSITIVE 128 D. POSITIVE 120 Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate the ability to interpret and execute procedure steps when responding to a loss of DC power.

Explanation: A. Correct. Part 1 is correct in accordance with ALM

-0102A. Part 2 is correct in accordance with ALM-0102A. B. Incorrect. Part 1 is correct as described in 'A' above. Part 2 is incorrect but plausible in that the Alarm Setpoint 120 VDC but the procedure requires that Voltage be verified above 128 VDC.

C. Incorrect. Part 1 is incorrect in that the indications are for a ground on the Negative Terminal, not the Positive terminal. Part 2 is correct as described in 'A' above.

D. Incorrect. Part 1 is incorrect as described in 'C' above. Part 2 is incorrect but plausible as described in 'B' above.

Technical Reference(s)

ALM-0102A Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the DC Electrical Distribution system. (LO21SYSDC1OB104)

Question Source:

Bank # Modified Bank #

ILOT8123 (Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 5 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Original Question: ILOT8123

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 6 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 062 AK3.04 Importance Rating 3.5 Loss of Nuclear Svc Water

Knowledge of the reasons for the following responses as they apply to the Loss of Nuclear Service Water: Effect on the nuclear service water discharge flow header on a loss of CCW Question # 52 Train B CCW heat exchanger was removed from service for fouling To return Train B CCW heat exchanger to service following tube cleaning -

The ________ side of Train B CCW heat exchanger should be filled, vented and pressurized first to prevent ________.

A. shell release of hydrazine into safe shutdown impoundment B. shell chloride infusion from tube leak C. tube release of hydrazine into safe shutdown impoundment D. tube chloride infusion from tube leak Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

This question matches the KA by requiring knowledge of the effect on SSW system when recovering from a loss of the CCW heat exchanger.

Explanation:

A. Incorrect. 1 st part is correct. The shell side of the CCW heat exchanger is the side in which CCW flows. 2 nd part is incorrect because CCW is at a higher pressure than SSW which could lead to a release of hydrazine to the SSI.

B. Correct. Filling, venting and pressurizing the CCW side of the heat exchanger prior to starting the Train B SSWP will prevent chloride infusion into the CCW side of the CCW heat exchanger due to CCW pressure being greater than SSW pressure.

C. Incorrect. 1 st part is incorrect because the tube side of the CCW heat exchanger is the side SSW flows through. 2 nd part is incorrect but plausible (See A).

D. Incorrect. 1 st part is incorrect but plausible (see C). 2 nd part is correct (See B).

Technical Reference(s)

Station Service Water Study Guide Attached w/ Revision # See Comments / Reference SOP-502A Precautions OP51.SYS.SW1.FIG 1 Proposed references to be provided during examination:

None Learning Objective:

DESCRIBE the components of the Station Service Water System including interrelations with other systems to include interlocks and control loops.

(LO21SYSSW1OB103)

Question Source:

Bank # ILOT8634 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2015 Retake Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content: 55.41 4 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 10 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 065 AA1.04 Importance Rating 3.5 Loss of Instrument Air

Ability to operate and/or monitor the following as they apply to the Loss of Instrument Air: Emergency air compressor.

Question # 53 Unit 1 at 100%

Instrument Air Compressor 1

-01 tagged out Instrument Air Compressor X

-01 running in LEAD and aligned to Unit 1 through Air Dryer X-01 Instrument Air Compressor 1

-02 in BACKUP Instrument Air header pressure 110 psig Subsequently:

Annunciator 1

-ALB-1, Window 2.2, COMM INSTR AIR COMPR 1/2 TRIP is received Instrument air header pressure begins to lower ABN-301, Instrument Air System Malfunction in progress HIGHEST pressure Instrument Air Compressor 1

-02 will automatically start on lowering Instrument Air header pressure is __

__ psig. Per ABN-301, Instrument Air System Malfunction, if Instrument Air Header pressure continues to lower, operators are required to manually trip reactor when pressure lowers to a MAXIMUM of _____ psig. A. 95 35 B. 95 45 C. 100 35 D. 100 45 Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 11 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

Question matches K/A as a loss of instrument air has occurred and the applicant is to distinguish the automatic actions which should occur from the backup/emergency air compressor for the given situation. Further, the applicant demonstrates the ability to monitor the air pressure at which a Unit trip would be required in accordance with procedural direction.

Explanation:

A. Incorrect.

First part is incorrect but plausible (See B below). The second part is correct (See C below). B. Incorrect.

First part is incorrect but plausible as the 95 psig value would be correct if the instrument air compressors were aligned in the opposite order (i.e. 1

-02 in LEAD and X

-01 in BACKUP). Second part is incorrect but plausible as a NOTE from ABN

-301 states equipment controlled by instrument air will commence to fluctuate or drift to its failed position in a range of 35 to 45 psig

. C. Correct. First part is correct because with 1-02 instrument air compressor in BACKUP it will auto start at 100 psig on lowering pressure as stated in ABN

-301. The second part is correct in that the operator must trip the reactor at 35 psig header pressure in accordance with ABN

-301. D. Incorrect.

First part is correct (See C above). Second part is incorrect but plausible (See B above). Technical Reference(s) SOP-509A Attached w/ Revision # See Comments / Reference ALM-0011A ABN-301 Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to Instrument Air Compressor Trip or Header Pressure Low in accordance with ABN

-301 Instrument Air System Malfunction. (LO21ABN301OB103)

Question Source:

Bank # Modified Bank #

ILOT8667 (Note changes or attach parent)

New Question History: Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 7 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 17 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Original Question

ILOT8667 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 18 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 040 AK3.04 Importance Rating 4.5 Steam Line Rupture: Knowledge of the reasons for the following responses as they apply to the Steam Line Rupture

Actions contained in EOPs for steam line rupture Question # 54 EOP-2.0A, Faulted Steam Generator Isolation, in progress 125 VDC Battery BT1D2 verified aligned from either 125 VDC Battery Chargers BC1D2 or BC1D24 BT1D2 is aligned to either BC1D2 or BC1D24 to prevent ____________________________. A. a potential loss of Unit Auxiliary Transformer 1UT B. a potential loss of Main Turbine DC Emergency Oil Pump C. inadvertent opening of Main Steam Isolation Valves D. inadvertent opening of Atmospheric Relief Valves Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 19 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to know the reason for the actions performed in response to a steam line rupture outside of containment

. Explanation:

A. Incorrect.

Plausible because power for Unit Auxiliary Transformer 1UT comes from Bus 1D2

-2. B. Incorrect.

Plausible because the Main Turbine Emergency DC Oil Pump is powered from Bus 1D2, however, not Distribution Panel 1D2.

C. Correct. Because the power supply to Battery Charger BC1D2 is load shed on a Safety Injection Signal (SIS), EOP

-2.0A requires an alignment to Battery Charger BC1D24. If Battery Charger BC1D24 is not available, the SIS is reset, and Battery Charger BC1D2 is placed in service. Either of these actions is performed to ensure that the Main Steam Isolation Valves remain closed.

D. Incorrect. Plausible because the normal power for Atmospheric Release Valves #2 and #4 are powered from Bus 1ED2

-1. Technical Reference(s)

EOP-2.0A Attached w/ Revision # See Comments / Reference DC Electrical Study Guide Main Steam Study Guide E1-0019 Proposed references to be provided during examination:

None Learning Objective:

Given a procedural step, or sequence of steps from EOP

-2.0, Faulted Steam Generator Isolation, STATE the purpose/basis for the step(s).

(LO21ERGE2AOB104)

Question Source:

Bank # ILOT0905 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2012 Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 26 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A W/E05 EK2.2 Importance Rating 3.9 Inadequate Heat Transfer

- Loss of Secondary Heat Sink

Knowledge of the interrelations between the Loss of Secondary Heat Sink and the following: Facility*s heat removal systems, including primary coolant, emergency coolant, the decay heat removal systems, and relations between the proper operation of these systems to the operation of the facility.

Question # 55 FRH-0.1B, Response to Loss of Secondary Heat Sink in progress Attempts to restore AFW flow have been unsuccessful Per FRH-0.1B ... Operators should next attempt to establish _____________ flow to at least one SG.

Bleed and Feed is initiated when indicated wide range level in at LEAST ____

__ SGs is less than 21% (25% adverse)

. A. C Condensate two B. M Main Feedwater two C. Condensate

three D. Main Feedwater three Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 27 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

Question matches K/A because it involves a Loss of Secondary Heat Sink, and tests knowledge of decay heat removal systems.

Explanation:

A. Incorrect.

First part is incorrect but plausible i f applicant believes that Condensate feed to SG is established prior to MFW feed

. Second part is incorrect but plausible as two SG levels being less than the specified level is used in the AFW system for initiation of an automatic Turbine Driven AFW Pump start

. B. Incorrect.

First part is correct (See D below

). Second part incorrect but plausible (S ee A above). C. Incorrect.

First part is incorrect but plausible (S ee A above). Second part is correct (See D below). D. Correct. First part is correct because per FRH-0.1B when AFW is not available MFW is the next source of SG feed and then Condensate if MFW is not available.

Second part is correct per FRH-0.1B, Step 12; WR level in at least 3 SGs < 21% requires initiation of Bleed and Feed

. Technical Reference(s)

FRH-0.1B Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

Given a procedure, step, note or caution, DISCUSS the reason or basis for the step, note or caution in FRH

-0.1. (LO24ERGFH1OB104)

Question Source:

Bank # Modified Bank #

ILOT8575 (Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 30 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Comments /

Reference:

From FRH-0.1B Revision: 9 Original Question 1 ID: ILOT8575 Points: 1.00 Given the following Unit 2 conditions:

ALM-0052B, 2-ALB-5B is in progress re

-establishing the loop seal for 1/2

-PCV-455A, PRZR PORV. The Unit has experienced a Loss of All Feedwater Flow following a reactor trip from 100%

power. FRH-0.1B, Response to Loss of Secondary Heat Sink, is in progress.

Power to 1/2

-8000A, PRZR PORV BLK VLV has been LOST and cannot be restored.

In accordance with FRH

-0.1B: 1. If Bleed and Feed is established for the existing conditions, and with NO additional operator actions, core cooling will be _______(2)________ .

2. Conditions for initiating Bleed and Feed require a minimum specified wide range level in at LEAST ______(1)______ Steam Generators.

A. (1) adequate (2) two B. (1) inadequate (2) two C. (1) adequate (2) three D. (1) inadequate (2) three Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 31 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 077 AA2.04 Importance Rating 3.6 Generator Voltage and Electric Grid Disturbances

Ability to determine and interpret the following as they apply to Generator Voltage and Electric Grid Disturbances: VARs outside the capability curve.

Question # 56 Unit 1 is responding to a grid disturbance Main Generator voltage regulator in automatic Main Generator currently at 1200 MWe and

+800 MVARs Per IPO-003A, Power Operations, what action is required to restore Main Generator within Generator Capability Curve?

REFERENCE PROVIDED A. Raise Exciter Current Target B. Lower Exciter Current Target C. Raise Voltage Target D. Lower Voltage Target Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 32 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

Question matches K/A as it requires the applicant to detail actions to restore the main generator within the generator capability curve following a grid voltage disturbance.

Explanation:

A. Incorrect. Plausible if the voltage regulator was in manual and the applicant had a misunderstanding of the relationship between exciter current target and MVARs. B. Incorrect.

Plausible because if the voltage regulator was in manual this would be the correct method to adjust MVARs. C. Incorrec t. Plausible if the applicant had a misunderstanding of the relationship between voltage target and MVARs. D. Correct. With the voltage regulator in auto the operator will lower the voltage target to bring the generator back with in the acceptable range of the capability curve.

Technical Reference(s)

ABN-402 Attached w/ Revision # See Comments / Reference IPO-003A TDM-401 Proposed references to be provided during examination:

TDM-401A, Reactive Capability Curve Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of the Main Generator. (LO21SYSMG1OB126)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 5 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 38 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 2 K/A 001 AK1.21 Importance Rating 2.9 Continuous Rod Withdrawal

Knowledge of the operational implications of the following concepts as they apply to Continuous Rod Withdrawal: Integral rod worth.

Question # 57 Unit 1 performing reactor startup Control Bank D rods are at 125 steps being withdrawn 1/1-FLRM CONTROL ROD MOTION CTRL is released Control Bank D continue s to withdraw As Control Bank D continue s to withdraw integral rod worth available for insertion ________. RO is required to ________. A. decreases trip the reactor B. increases trip the reactor C. decreases insert all control rods CBO D. increases insert all control rods to CBO Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 39 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

Question matches K/A as it requires knowledge of the affect on Integral Rod Worth during a Continuous Rod Withdrawal

.

Explanation:

A. Incorrect. Part 1 is incorrect but plausible (See C below)

. Part 2 is correct (See B below).

B. Correct. Part 1 is correct as control rods withdraw integral worth of control rods to be inserted into the core increases which is considered when tripping the reactor to terminat e a continuous rod withdrawal.

Part 2 is correct in accordance with ABN

-712 if the control rods continue to move after being placed in manual (they started in manual), the operator is instructed to trip the reactor.

C. Incorrect. Part 1 incorrect but plausible if the applicant confuses the integral worth of the control rods with the differential worth as with Control Bank D past the core mid plane the Differential Rod Worth should be decreasing

. Part 2 is incorrect but plausible as ABN

-712 requires that Control Rods be inserted to CBO during a Reactor Startup; however the previous sub step would trip the reactor. D. Incorrect. Part 1 is correct (See B above)

. Part 2 is incorrect but plausible (See C above)

. Technical Reference(s)

ABN-712 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

ANALYZE response to an abnormal rod control response in MODE 1 or 2 in accordance with ABN

-712, Rod Control System Malfunction. (LO21ABN712OB101)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent) New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 1 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 42 of 54 CPNPP 2016 NRC RO QUESTIONS 51-60 REV. 4 Examination Outline Cross-reference: Level RO SRO Revision: 4 Tier 1 Group 2 K/A 028 AK3.05 Importance Rating 3.7 Pressurizer Level Malfunction: Knowledge of the reasons for the following responses as they apply to the Pressurizer level Control malfunctions: Actions contained in EOP for PZR level malfunctions.

Question # 58 Unit 2 at 100% PDP in service 2-FI-132, LTDN FLO indicates 75 gpm Subsequently: 2-LI-459A, PRZR LVL CHAN I indicates 100% ABN-706, Pressurizer Level Instrument Malfunction in progress

_________________ is placed in manual as charging flow will lower to a MINIMUM flow rate of ___ gpm if maintained in automatic.

A. 2-LK-459 55 B. 2-LK-459 0 C. 2-FK-121 55 D. 2-FK-121 0 Answer: A

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 43 of 54 CPNPP 2016 NRC RO QUESTIONS 51-60 REV. 4 K/A Match:

Question matches K/A as it specifically addresses a situation where a malfunction has occurred in the Pressurizer Level system and requires the applicant to detail the reasons actions delineated in ABN-706 for this malfunction.

Explanation:

A. Correct. First part is correct

, per ABN-706, 2-LK-459 must be placed in manual and output demand increased to maintain PZR level at program and prevent an undesirable transient as PDP flow lowers to a minimum value of 55 gpm. Second part is correct, per CVCS & PPL Control Study Guides, on a failure of PZR Level Control Channel 459 High, charging flow will decrease to a minimum setpoint of 55 gpm for the controller.

B. Incorrect. First part is correct (See A above). Second part is incorrect but plausible (See D below). C. Incorrect. First part is incorrect but plausible (See D below). Second part is correct (See A above). D. Incorrect. First part is incorrect but plausible as ABN-706 states to take manual control of 2-LK-459 or 2-FK-121, however taking manual control of 2-FK-121 with the PDP in operation will have no effect on charging flow. Second part is incorrect but plausible because when PZR Level Control Channel 459 fails High the output demand of 2-LK-459 will go to zero demand as it sees PZR level above setpoint. Since the demand of 2-LK-459 and the flow of the PDP are approximately a 1 to 1 ratio of percent demand to gpm it is reasonable to assume that PDP flow would lower to 0 gpm if the PDP did not have a minimum speed limit corresponding to a flow of 55 gpm. Technical Reference(s) ABN-706 Attached w/ Revision # See Comments / Reference CVCS Study Guide PPL Control Study Guide DBD-ME-255 Proposed references to be provided during examination:None Learning Objective: ANALYZE the Response to a Pressurizer Level Malfunction in accordance with ABN-706, Pressurizer Level Instrument Malfunction. (LO21ABN705 OB102)

Question Source: Bank # Modified Bank # (Note changes or attach parent) New X Question History: Last NRC Exam Question Cognitive Level: Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 46 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross-reference:

Level RO SRO Revision: 3 Tier 1 Group 2 K/A 032 G.2.4.20 Importance Rating 3.8 Loss of Source Range NI

Knowledge of the operational implications of EOP warnings, cautions, and notes.

Question # 59 EOP-0.0 A , Reactor Trip Or Safety Injection in progress 1-NI-3 2, Source Range detector inoperable Operators are performing EOP

-0.0A, Attachment 9, Post Event System Realignment, Step 11, to reinstate automatic SI actuation signal

____ Source Range channel (s) must be operable to reinstate Automatic Safety Injection without Technical Specification LCO entry

. Proper operation of each reactor trip breaker to reinstate an automatic safety injection signal is __________

. A. T wo CLOSED only B. T wo CLOSED then OPENED C. O ne CLOSED only

D. O ne CLOSED then OPENED Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 47 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

Asks the applicant to recall a note during the performance of an EOP which discusses the loss of a source range detector (or the minimum required number of) while performing the procedure step.

Explanation:

A. Incorrect.

First part is correct (See B below).

Second part is incorrect but plausible if applicant believes that closing the Reactor Trip Breaker would reinstate the automatic safety injection, but proper operation is to cycle the breaker closed and then open

. B. Correct. The note prior to EOP

-0.0A, Attachment 9, Step 11b requires two source range channels operable prior to closing reactor trip breakers to reinstate automatic safety injection. Based on one channel being inoperable automatic safety injection may NOT be reinstated.

The second part is correct to restore this functionality both breakers would need to be cycled closed and open.

C. Incorrect. First part is incorrect but plausible as if the operator believes that with only one detector you are allowed to reset the breakers to reset auto SI. Second part is incorrect but plausible (See A above). D. Incorrect.

First part is incorrect but plausible (See C above).

Second part is correct (See B above). Technical Reference(s)

EOP-0.0A, Attachment 9 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

DISCUSS EOP-0.0, Reactor Trip or Safety Injection including the Purpose, Applicability, Symptoms/Entry Conditions, Operator Actions, Bases, Foldout Pages and Attachments. (LO21.ERG.E0A.OB07)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent) New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 49 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 2 K/A 033 AA1.01 Importance Rating 2.9 Loss of Intermediate Range NI

Ability to operate and / or monitor the following as they apply to the Loss of Intermediate Range Nuclear Instrumentation: Power

-available indicators in cabinets or equipment drawers Question # 60 Unit 1 is stable at 3% power An I&C technician is troubleshooting Intermediate Range N-35 Resulting Intermediate Range N-35 indications I&C technician removed the ________ power fuses

. Unit 1 reactor is _______

_. A. Control tripped B. Control stable at 3% C. Instrument tripped D. Instrument stable at 3% Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 50 of 53 CPNPP 2016 NRC RO QUESTIONS 51

-60 REV. 4.DOCX K/A Match:

Question matches K/A as it requires the applicant to recognize the light indications on the IR NI detector drawer and determine the status of the instrument and plant. Explanation:

A. Incorrect. First part is incorrect but plausible because the applicant must know that if the Control Power fuse s were removed the only light lit would be the BISTABLE TRIP SPARE light.

Second part is incorrect but plausible because applicant may believe that with the Level Trip switch in Bypass if the Control Power fuses are removed the reactor will not trip but that is only true for Instrument Power fuses. B. Incorrect.

First part is plausible (See A above). Second part is correct (See D below).

C. Incorrect.

First part is correct (See D below). Second part is correct (See A above). D. Correct. First part is correct because with the Level Trip switch in Bypass removing the Instrument Power fuses provides the given indication. Second part is correct because with Level Trip in Bypass removing the Instrument Power fuses does NOT trip the reactor.

Technical Reference(s)

ABN-702 Attached w/ Revision # See Comments / Reference LO21SYSEC1 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the instrumentation and controls of the Excore Instrumentation system and PREDICT the system response.

(LO21SYSEC1OB04) Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 1 Group 2 K/A 037 AA2.11 Importance Rating 3.8 Steam Generator Tube Leak

Ability to determine and interpret the following as they apply to the Steam Generator Tube Leak: When to isolate one or more S/Gs Question # 61 Unit 2 at 85% ABN-106, High Secondary Activity, in progress due to tube leak on Steam Generator 2

-01 Chemistry and N-16 Radiation monitors confirm leak rate of 105 gpd Per ABN-106... 2-HS-2452-2, AFWPT STM SPLY VLV MSL 1 ____ placed in Pull Out prior to MODE 3 entry

. Steam Generator 2

-01 MSIV ____ closed prior to MODE 3 entry

. A. is NOT is B. is is C. is NOT is NOT D. is is NOT Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

Question matches K/A as applicant must determine using the given current plant conditions and procedural knowledge when isolation of the S/G tube leak is acceptable

.

Explanation: A. Incorrect. Part 1 is incorrect but plausible (See C below). Part 2 is incorrect but plausible (See B below). B. Incorrect. Part 1 is correct (See D below). Part 2 is incorrect but plausible if the applicant believes that at low power prior to MODE 3 entry the 2

-01 MSIV can be closed to limit radiological release

. C. Incorrect. Part 1 is incorrect but plausible in that the remainder of the SG isolation occurs in Step 16, which in accordance with ABN

-106, the operators cannot proceed past Step 14 until the unit is in MODE 3. The plausibility of MODE 3 is further enhanced by the required voluntary entrance into TS 3.7.5 for closing the steam admission valve.

Part 2 is correct (See D below)

. D. Correct. In accordance with ABN-106 at step 8 the Turbine Driven Steam admission valve on SG 2-01 would be placed in Pull Out.

Step 8 can be performed in MODE 1 as the procedure only restricts that the operators cannot proceed past Step 14 until the unit is in MODE 3. If RCS activity and tube leak size warrants cooling down with SG 2

-01 isolated that isolation is not performed until after MODE 3 entry in ABN

-106. Technical Reference(s)

ABN-106 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to a S/G tube leakage greater than or equal to 75 GPD in accordance with ABN

-106, High Secondary Activity.

(LO21ABN106)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 4 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 2 K/A 051 AK3.01 Importance Rating 2.8 Loss of Condenser Vacuum

Knowledge of the reasons for the following responses as they apply to the Loss of Condenser Vacuum: Loss of steam dump capacity upon loss of condenser vacuum Question # 62 Unit 2 in IPO

-007B, Maintaining Hot Standby RCS temperature 557°F and stable on Steam Dumps Subsequently

Main Condenser vacuum begins rapidly lowering When Main Condenser vacuum drops below setpoint of

______ Steam Dump valves will close to prevent _________ in Main Condenser

. A. 17.5"Hg overheating B. 12.3"Hg overheating C. 17.5"Hg overpressure D. 12.3"Hg overpressure Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 8 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

Question matches K/A as it requires the applicant to demonstrate knowledge of plant response with respect to the capacity of the steam dump system to prevent damage to the main condenser upon loss of condenser vacuum.

Explanation:

A. Incorrect.

First part is incorrect but plausible (See C below). Second part is incorrect but plausible (See B below)

. B. Incorrect.

First part is correct (See D below). Second part is incorrect but plausible because the applicant could think that stopping steam flow into the main condenser will stop the heat input and protect the condenser from over heat not overpressure.

C. Incorrect.

First part is incorrect but plausible in that the Unit 2 set point for MFP trip is 17.5"Hg. Second part is correct (See D below)

. D. Correct.

First part is correct in that C-9 is lost when condenser vacuum drops below 12.3"Hg. Second part is correct in that C

-9 will be lost and the steam dump valves close to protect the condenser from rupture due to overpressure.

Technical Reference(s)

ALM-0065A Attached w/ Revision # See Comments / Reference ABN-304 Steam Dump Study Guide Proposed references to be provided during examination:

Learning Objective:

ANALYZE the response to Main or Auxiliary Condenser Vacuum Decreasing in accordance with ABN

-304, Main Condenser and Circulating Water System Malfunction. (LO21ABN304OB02

) Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 7 55.43

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 13 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 2 K/A W/E10 EK1.2 Importance Rating 3.4 Natural Circulation with Steam Void in Vessel with/without RVLIS:

Knowledge of the operational implications of the following concepts as they apply to the (Natural Circulation with Steam Void in Vessel with/without RVLIS): Normal, abnormal and emergency operating procedures associated with (Natural Circulation with Steam Void in Vessel with/without RVLIS).

Question # 63 Unit 1 Loss of Off

-site Power EOS-0.3A, Natural Circulation Cooldown with Steam Void in Vessel (With RVLIS) in progress RCS depressurization and cooldown in progress Letdown NOT in service RCS is being depressurized with _____________. RCS cooldown rate is limited to less than ______ °F/hr. A. PRZR PORV 50 B. PRZR PORV 100 C. Auxiliary Spray 50 D. Auxiliary Spray 100 Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 14 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question matches the K/A as the applicant is required to demonstrate knowledge of the method used for depressurization and the limits on cooldown rate while performing a cooldown under natural circulation with a void in the vessel.

Explanation:

A. Incorrect. First part is correct (See B below). Second part is incorrect but plausible as the cooldown rate limit is 50°F/hr in EOS

-0.4A. B. Correct. First part is correct per EOS-0.3A without letdown in service a PRZR PORV is used to depressurize the RCS

. Second part is correct per EOS-0.3A t he cooldown rate limit is 100°F/hr. C. Incorrect. First part is incorrect but plausible because if letdown were in service auxiliary spray would be the preferred method for depressurization.

Second part is incorrect but plausible (See A above). D. Incorrect. First part is incorrect but plausible (See C above). Second part is correct (See B above). Technical Reference(s)

EOS-0.4A Attached w/ Revision # See Comments / Reference EOS-0.3A Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the ERG background for performing Natural Circulation Cooldown with and without RVLIS indications.

(LO21ERGE02OB03)

Question Source:

Bank # ILOT8647 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 17 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 1 Group 2 K/A 076 AA2.02 Importance Rating 2.8 High Reactor Coolant Activity

Ability to determine and interpret the following as they apply to the High Reactor Coolant Activity: Corrective actions required for high fission product activity in RCS Question # 64 Unit 1 at 100% Letdown flow is 75 g pm 1-RE-0406 (FFL160), GROSS FAILED FUEL MONITOR, has alarmed Chemistry reports that Reactor Coolant System specific activity has increased steadily over the past several days Per ABN-102, High Reactor Coolant Activity letdown flow should be __________ to minimize personnel radiation exposure.

>> A. lowered to 0 gpm B. lowered to 45 gpm C. raised to 120 gpm D. raised to 195 gpm Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 18 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to understand the ABN procedure and know what corrective action is take n based on evaluation of current plant conditions (RCS high activity).

Explanation:

A. Incorrect. Plausible since isolating letdown will prevent the activity from circulating in the Auxiliary and Safeguards Buildings, but it will not reduce RCS activity impacting future dose

. B. Incorrect. Plausible since reducing letdown will minimize the activity circulating in the Auxiliary and Safeguards Buildings while still allowing some cleanup of the RCS, but it will not maximize the reduction in RCS activity impacting future dose

. C. Correct. Letdown flow should be increased to a maximum value, but less than 140 gpm, to allow mechanical filtration of the letdown flow via the mixed bed demineralizers, minimizing future dose

. D. Incorrect. Plausible as all letdown valves open would give this value but flow is limited to 140 gpm Technical Reference(s)

ABN-102 Attached w/ Revision # See Comments / Reference SOP-103A Proposed references to be provided during examination:

None Learning Objective:

LO21ABN103OB01, ANALYZE the response to High Reactor Coolant Activity in accordance with ABN

-102, High Reactor Coolant Activity.

Question Source:

Bank # ILOT0081 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 21 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 2 K/A W/E15 EK2.1 Importance Rating 2.8 Containment Flooding

Knowledge of the interrelations between the (Containment Flooding) and the following: Components, and functions of control and safety systems, including instrumentation, signals, interlocks, failure modes, and automatic and manual features.

Question # 65 At 0800, Unit 1 Large Break LOCA EOS-1.3A, Transfer to Cold Leg Recirculation is complete EOP-1.0A, Loss of Reactor or Secondary Coolant in progress At 1020, CNTMT RECIRC SMP LVL indicates 815' 0" on all channels MINIMUM CNTMT RECIRC SMP LVL of _____ would require entry into FRZ

-0.2A, Response to Containment Flooding

. What is the operational concern for high Containment water level

? A. 816' 0" Damaging critical plant components necessary for recovery B. 817' 0" Damaging critical plant components necessary for recovery C. 816' 0" Flooding Motor Operated Valves to be operated in EOS

-1.4A D. 817' 0" Flooding Motor Operated Valves to be operated in EOS

-1.4A Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 22 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate knowledge of the entry conditions to FRZ

-0.2 for Containment Flooding and the interrelations with components potentially affected by the flooding.

Explanation:

A. Correct. Part 1 is correct in accordance with the Containment Status Tree when Containment Sump Level is no longer less than 816 ft. FRZ

-0.2A must be entered. As the Containment Sump Level indication moves in 1 ft. increments the next indication after 815' 0" is 816' 0" and FRZ

-0.2A must be performed. Part 2 is correct in accordance with the lesson plan that covers FRZ

-0.2 excessive flooding has the potential for damaging critical components needed for plant recovery.

B. Incorrect. Plausible as the part 1 answer would be correct if the applicant believed that the Containment Status Tree required the transition when Containment Sump Level was greater than 816' 0" as described in 'A' above, the next level that would be greater than 816' 0" would be 817' 0". The answer to Part 2 is correct as described in 'A' above.

C. Incorrect. Plausible as the part 1 answer is correct as described in 'A' above. Part 2 is incorrect in that the motor operated valves needed for EOS

-1.4A performance are all located in the Safeguards Building and thus not subject to Containment Flooding concerns. In particular these valves are 8809A/B, 8716A/B, 8840, 8821A/B, 8802A/B and 8835. This answer is plausible as the next major action in providing long term cooling is required to be performed at 3 hours3.472222e-5 days <br />8.333333e-4 hours <br />4.960317e-6 weeks <br />1.1415e-6 months <br /> after the initiating event in accordance with EOP

-1.0A. It is plausible that the applicant could believe that these valves are subject to the flooding but as mentioned above, these valves are all outside of containment.

D. Incorrect. Plausible for Part 1 as described in 'B' above. Plausible for Part 2 as described in 'C' above. Technical Reference(s)

FRZ-0.2A Attached w/ Revision # See Comments / Reference LO21ERGFZ2 EOS-1.4A EOP-1.0A Proposed references to be provided during examination:

None Learning Objective:

LO21ERGFZ2OB01, State the purpose of FRZ

-0.2A/B. Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 23 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 29 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.1.15 Importance Rating 2.7 Knowledge of administrative requirements for temporary management directives, such as standing orders, night orders, Operations memos, etc.

Question # 66 Per ODA-106, Review of Documents and Operational Experience Feedback, Operations Standing Orders... upon cancellation __________ vaulted as station records.

__________ temporarily contradict procedures until a procedure change is processed.

A. are may B. are may NOT C. are NOT may D. are NOT may NOT Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 30 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to know how shift orders are handled per the Operations Administrative procedure.

Explanation:

A. Incorrect.

First part is correct as described in 'B' below. Second part is incorrect but plausible as the applicant may think that operations standing orders may be used to correct an erroneous procedure until a procedure change can be processed.

B. Correct. First part is correct per ODA

-106 which states that cancelled operations standing orders are vaulted as station records. Second part is correct per ODA-106 which states that whoever submits a shift order should ensure that it does not contradict Technical Specifications or procedures.

C. Incorrect. First part is incorrect but plausible as the applicant must recall that cancelled standing orders are station records that are vaulted and shift orders are not vaulted. Second part is incorrect but plausible as described in 'A' above.

D. Incorrect. First part is incorrect but plausible as described in 'C' above. Second part is correct per ODA-106 which states that whoever submits a standing order should ensure that it does not contradict Technical Specifications or procedures.

Technical Reference(s)

ODA-106 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

LO2 2ADMXA1OB01, Administrative Workbook Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 33 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 3 Group K/A G.2.1.38 Importance Rating 3.7 Knowledge of the station's requirements for verbal communications when implementing procedures.

Question # 67 Unit 2 Reactor tripped from 100% power EOS-0.1 B, Reactor Trip Response in progress The Continuous Action at Step 6 is being directed Which of the following identifies the expected verbal communication based on CPNPP requirements during implementation of Emergency Response Guidelines within the Control Room? A. US: "Rick , this is a Continuous Action step. Verify All AC Busses

- Energized by Offsite Power" RO: "Bill , this is a Continuous Action step" US: "Rick, that is correct" RO: "Bill all AC busses are energized by offsite power" US: "Understand all AC busses are energized by offsite power

" B. US: "Rick, this next step is a Continuous Action step."

RO: "Bi ll, the next step is a Continuous Action."

US: "Rick, that is correct, Verify All AC Busses

- Energized by Offsite Power" RO: "Bill , that is correct. They are."

C. US: "Continuous Action step. Rick Verify All AC Busses - Energized by Offsite Power" RO: "Bill all AC busses are energized by offsite power" US: "Rick all AC busses are energized by offsite power" RO: "That is correct" D. US: "Attention in the Control Room. Continuous Action step. End of attention." RO: "This is a Continuous Action step." US: "Rick, that is correct, Verify All AC Busses

- Energized by Offsite Power" RO: "Bill all AC busses are energized by offsite power."

US: "Understand they are

" Answer: C K/A Match:

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 34 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX The question is a K/A match as it requires the applicant to demonstrate the knowledge of proper verbal communication during the performance of an operations procedure.

Explanation:

A. Incorrect. By calling Rick's name, the Unit Supervisor requires a repeat back or action response such as the information requested in the verification. With the Reactor Operator's response of only repeating the first part back this would be incorrect. Further when the Unit Supervisor acknowledges that the busses are all energized, the Reactor Operator does not provide the necessary confirmation.

B. Incorrect. The Unit Supervisor starts incorrectly by requiring Rick to repeat back that the step is a continuous action step. Bill's verification is inappropriate as it is not concise and could be misinterpreted when he states 'they are'. The Unit Supervisor does not provide the necessary confirmation that the information was accurately received.

C. Correct. In accordance with the Guidance, stating the Continuous Action Step without stating a name first is appropriate as a repeat back is not necessary. Then the operator's name is called with the required request. As the request is a verification the operator can provide the requeste d information as a physical plant change is not required. The Unit Supervisor repeats the information and the Reactor Operator confirms the accuracy. This is a proper communication.

D. Incorrect. The Unit Supervisor starts with a broadcast announcement which is excessive but the Reactor Operator provides a direct response which is outside the communication guidelines. The Unit Supervisor's confirmation is ambiguous in 'understand they are'.

Technical Reference(s)

NMG-114 Attached w/ Revision # See Comments / Reference OPGD-3 Attachment 6 ODA-102 Proposed references to be provided during examination:

None Learning Objective:

LO21ADMXA1OB01, Conduct of Operations Question Source:

Bank # Modified Bank #

ILOT0882 (Note changes or attach parent) New Question History:

Last NRC Exam Original 2011

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 35 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 Comments /

Reference:

NMG-114 Revision: 3/13/14 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 39 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Original Question: ILOT0882

ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 40 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 3 Group K/A G.2.1.41 Importance Rating 2.8 Knowledge of the refueling process.

Question # 68 Complete the following refueling process Technical Specification requirement statements.

Core off-load cannot commence until reactor has been subcritical a MINIMUM of ____ hours

.

Maintain at least 23 feet of water above ___________________ at all times.

A. 75 irradiated fuel assemblies B. 125 irradiated fuel assemblies C. 75 reactor vessel flange D. 125 reactor vessel flange Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 41 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question is a match for the K/A as it requires the applicant to demonstrate knowledge of the refueling process during a core off

-load.

Explanation:

A. Incorrect. First part is correct. Second part is incorrect but plausible see B below.

B. Incorrect. First part is incorrect but plausible as the core cannot be fully offloaded prior to 125 hours0.00145 days <br />0.0347 hours <br />2.066799e-4 weeks <br />4.75625e-5 months <br /> after being subcritical per RFO

-102. Second part is incorrect but plausible as this is a common misconception that greater than or equal to 23 feet of water must be kept above irradiated fuel assemblies at all times however during movement fuel assemblies are raised into the mast and are not 23 feet under the water.

C. Correct. Per TRM 13.9.31 the core must be subcritical for at least 75 hours8.680556e-4 days <br />0.0208 hours <br />1.240079e-4 weeks <br />2.85375e-5 months <br /> before movement of irradiated fuel assemblies in the reactor vessel can begin. TS 3.9.7 water level must be greater than or equal to 23 feet above the top of the reactor vessel flange before movement of irradiated fuel assemblies in containment can begin.

D. Incorrect. First part is incorrect but plausible see B above. Second part is correct see C above.

Technical Reference(s)

RFO-102 Attached w/ Revision # See Comments / Reference TRM 13.9.31 TS 3.9.7 Proposed references to be provided during examination:

None Learning Objective:

APPLY the administrative requirements of the Fuel Handling system including Technical Specifications, TRM and ODCM.

(LO21RFOFH2 OB 1 02) Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 13 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 46 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.2.1 3 Importance Rating 4.1 Knowledge of tagging and clearance procedures Question # 69 As part of a clearance several normally sealed throttled valves were closed. During restoration, a ________ seal should be reapplied to these valves.

>> A. Red B. Green C. Blue D. Yellow Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 47 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate knowledge the color of seal that would be applied when restoring a clearance.

Explanation:

A. Incorrect. Plausible as this is the color used to identify normally sealed open or off positions.

B. Incorrect. Plausible as this is the color used to identify normally sealed closed positions.

C. Correct. This is the color used to identify normally sealed throttled positions.

D. Incorrect. Plausible as this is the color used for personal safety Technical Reference(s)

ODA-403 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

REMOVE plant equipment from service as required for maintenance; BRIEFING affected personnel, REVIEWING and AUTHORIZING the appropriate work documents and permits.

(OPD1.ADM.XA1.OB09)

>> Question Source:

Bank # Modified Bank #

(Note changes or attach parent) New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 49 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.2.38 Importance Rating 3.6 Knowledge of conditions and limitations in the facility license.

Question # 70 Unit 1 in MODE 1: 0900 - at Rated Thermal Power 1200 - LEFM declared unavailable 2100 - Calorimetric performed Per IPO-003A, Power Operations-

MAXIMUM allowable Thermal Power is ________

MW th once LEFM is declared unavailable

.

MAXIMUM allowable Thermal Power is ________ MW th during the performance of the Unit Calorimetric

. A. 3612 3612 B. 3612 3562 C. 3575 3575 D. 3575 3562 Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 50 of 56 CPNPP 2016 NRC RO QUESTIONS 61

-70 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to know the license conditions restrictions on operation of the plant with the LEFM unavailable.

Explanation:

A. Incorrect. Part 1 is correct as described in 'B' below. Part 2 is incorrect but plausible as the procedure clearly states that the next calorimetric must be performed at the restricted thermal power operation limit of 3562 MW th. Thus the 3612 MW th is plausible if the applicant either did not realize that the restriction existed or believed that the restricted power limit was only AFTER performing the next calorimetric.

B. Correct. Part 1 is correct in accordance with the CPNPP facility license and procedural direction, operation can continue at the Rated Thermal Power of 3612 MW th until the next calorimetric is required. Part 2 is correct in accordance with OPT

-309, the next calorimetric must be performed at the restricted thermal power operation limit of 3562 MW th. C. Incorrect. Part 1 is incorrect but plausible in that the same major section of IPO

-003A which details the requirements concerning Power Operations with the LEFM unavailable has restrictions for operating above 3575 MW th, thus the potential for confusion with respect to the operational limits is plausible. Part 2 is incorrect but also plausible based on the assumption contained in Part 1 above and the logic for Part 2 as described in 'A' above.

D. Incorrect. Part 1 as described in 'C' above. Part 2 is correct as described in 'B' above.

Technical Reference(s)

IPO-003A Attached w/ Revision # See Comments / Reference OPT-309 Technical Specification 1.1 Technical Requirement Manual 13.3.34 Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the actions for operating at constant turbine load in accordance with IPO-003, Power Operations. (LO21IPO003OB102)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 5 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 1 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.3.4 Importance Rating 3.2 Knowledge of radiation exposure limits under normal or emergency conditions.

Question # 71 Per STA-655, Exposure Monitoring Program, MAXIMUM annual administrative exposure levels that can be received by an... Escorted Radiation Worker (with TLD) is

______ m Rem Deep Dose Equivalent Operator is ______ m R em Total Effective Dose Equivalent

>> A. 4000 2000 B. 2000 4000 C. 2000 2000 D. 4000 4000 Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 2 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of radiation exposure limits under normal conditions for an escort and escorted radiation worker. Explanation: A. Incorrect. Part 1 is plausible since 4000 mrem was the administrative limit until 2008 at CPNPP for Escorted Radiation Worker. Part 2 is correct for the operator. It is plausible that the applicant knows their administrative limit and believes that the limits for CPNPP full time employees are lower than a temporary assignee of a vendor based on the site's strict adherence to ALARA principles. Prior limits were 4000 mrem for both the escort and the escorted radiation worker.

B. Incorrect. Part 1 is correct per current revision of STA

-655. Part 2 is incorrect but plausible as 4000 mrem was the previous administrative limit at CPNPP until 2008. It is plausible to believe that the escorted radiation worker would be allowed a dose of on e-half of that of a full time radiation worker.

C. Correct. Per STA-655 ATT 8.A these are the administrative limits set for CPNPP.

D. Incorrect. Part 1 is plausible as described in 'A' above. Part 2 is plausible as described in 'B' above. Technical Reference(s)

STA-655 Current Revision Attached w/ Revision # See Comments / Reference STA-655 Retired Revision Proposed references to be provided during examination:

Learning Objective:

ADM XA1OB103, Radiation Control Question Source:

Bank # ILOT7247 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 12 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 7 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.3.12 : Importance Rating 3.2 Radiation Control: Knowledge of radiological safety principles pertaining to licensed operator duties, such as containment entry requirements, fuel handling responsibilities, access to locked high radiation areas, aligning filters, etc.

Question # 72 An entire room, in the Fuel Building, containing a highly radioactive resin container has been posted under a single posting Dose Rates at 1 foot from the radioactive resin container are 20 R/hr General Area Dose Rates are 900 mR/hr Per STA-660, Control of High Radiation Areas ...

the room is posted as ____________________.

the LOWEST approval authority for entry is ______________.

A. High Radiation Area Plant Manager B. Locked High Radiation Area Plant Manager C. High Radiation Area Radiation Protection Manager D. Locked High Radiation Area Radiation Protection Manager Answer: D ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 8 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to have knowledge of boundary posting and approval authority for entry into this type of area.

Explanation:

A. Incorrect. First part incorrect but plausible as the general area meets requirements for a HRA, but the dose rate from the container at 30 cm classifies the room as a LHRA. Second part the lowest approval authority for entry into a LHRA with a dose rate of 10 R/hr or greater is the Radiation Protection Manger not the Plant Manager in accordance with STA

-660. B. Incorrect.

First part is correct see D below. Second part is incorrect but plausible see A above.

C. Incorrect. First part is incorrect but plausible see A above. Second part is correct see D below.

D. Correct. First part the area meets requirements for posting as a LHRA

. Second part the lowest approval authority for the stated conditions is the Radiation Protection Manage in accordance with STA-660. Technical Reference(s)

STA-660 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EVALUATE the risk to workers and SUPERVISE entry into hazardous restricted areas including the containment buildings, switchyard and confined spaces. (OPD1ADMXA1OB18) Question Source:

Bank # X Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2014 Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 12 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 13 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 3 Group K/A G.2.4.3 9 Importance Rating 3.9 Knowledge of RO responsibilities in emergency plan implementation.

Question # 73 Crew composition

Shift Manager 3 other Senior Reactor Operators Field Support Supervisor position is NOT filled 5 Reactor Operators 8 Nuclear Equipment Operators Non Operations Staffing is at MINIMUM Shift Crew Composition An ALERT has been declared on Unit 1 After initial notifications were completed, NRC requested ENS line be manned by a dedicated individual Per ODA-102, Conduct of Operations ______________________ should be assigned to the ENS line, and that individual may also __________________________

. A. Unit 2 Balance of Plant Operator operate common system equipment B. Relief Reactor Operator operate common system equipment C. Unit 2 Balance of Plant Operator keep OSC Manager informed of NEO activities D. Relief Reactor Operator keep OSC Manager informed of NEO activities Answer: B ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 14 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to determine which Reactor Operator has specific duties during implementation of the Emergency Plan.

Explanation:

A. Incorrect. The first part is incorrect but plausible as ODA

-102, states that the BOP on the unaffected unit is to perform the duties of the Relief Reactor Operator if the Relief Reactor Operator is unavailable. Knowledge of minimum shift staffing shows that the Relief Reactor Operator position is available. The second part is correct as described in 'B' below.

B. Correct. In accordance with ODA

-102, the Relief Reactor Operator should be assigned these duties as the SROs are at minimum crew staffing and cannot be assigned to the ENS. ODA

-102, lists other responsibilities that the Relief Reactor Operator can be asked to do during emergencies and states that they may operate the common equipment as directed

. C. Incorrect. The first part is incorrect but plausible as described in 'A' above. The second part is incorrect but plausible as described in 'D' below.

D. Incorrect. The first part is correct as described in 'B' above. The second part is incorrect but plausible if thought that since the Field Support Supervisor position is unmanned, the Relief Reactor Operator should assume the duty of keeping the OSC Manager informed of NEO activities in lieu of the Field Support Supervisor.

This is not one of the duties assigned to the Relief Reactor Operator. Technical Reference(s)

ODA-102 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

Learning Objective:

RESPOND to plant emergencies in accordance with station procedures, including deviation from Technical Specifications and normal recovery methods when required, and EVALUATE plant and personnel response to emergencies. (OPD1.ADM.XA1.OB21)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 21 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.4.46 Importance Rating 4.2 Ability to verify that the alarms are consistent with the plant conditions.

Question # 74 A single WHITE annunciator alarms in the Control Room.

Per OWI-109, Operations Human Factor Controls, responding to ALARM, an operator would normally expect to identify

______________ in the ______________ band.

A. a single parameter YELLOW B. multiple parameters YELLOW C. a single parameter ORANGE D. multiple parameters ORANGE Answer: A ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 22 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to verify that alarm indication is consistent with control room indication.

Explanation:

A. Correct. First part is correct per OWI-109, as any annunciator that is white means there is no special criteria for this alarm and usually applies to a single parameter out of specification

. Second part is correct as the Yellow Band is used to identify system or equipment values where conditions are out of the normal operating bands. Normally, the bands will be set to correspond to alarm setpoints. Thus, the transition from the Green Band to the Yellow Band should closely correspond to the Alarm setpoint. As only one Alarm is annunciating, this would normally correspond to a single parameter.

B. Incorrect. First part is incorrect see D below. Second part is correct see A above.

C. Incorrect. First part is correct see A above. Second part is incorrect see D below.

D. Incorrect. First part is incorrect but plausible a s it requires multiple out of spec parameters to receive an Orange annunciator. Second part is incorrect but plausible as the Orange Band is to identify values that correspond to conditions requiring operator action or expected system automatic response it is unlikely that only one White annunciator would alarm

. Technical Reference(s)

OWI-109 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

OPERATE the plant under the guidance of the appropriate administrative procedures; CONDUCTING routine watchstanding evolutions and MAINTAINING system status and plant configuration control. (OPD1.ADM.XA1.OB07)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 25 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 4 Tier 3 Group K/A G.2.4.50 Importance Rating 4.2 Ability to verify system alarm setpoints and operate controls identified in the alarm response manual.

Question # 75 An Unexpected Alarm annunciates in the Control Room for the first time during the shift

. Operator refers to ____________ section of Alarm Procedure (ALM) for corresponding annunciator to check if input has actually exceeded setpoint

.

Operator communicate s alarm to Unit Supervisor and the ______________________

OPERATOR ACTIONS per corresponding ALM.

A. LOGIC Unit Supervisor directs B. PLANT COMPUTER Unit Supervisor directs C. LOGIC Operator performs D. PLANT COMPUTER Operator performs Answer: C ES-401 CPNPP NRC 2016 RO Written Exam Worksheet Form ES-401-5 Page 26 of 29 CPNPP 2016 NRC RO QUESTIONS 71

-75 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to verify the alarm setpoints and the requirements to operate controls identified in the ALM.

Explanation:

A. Incorrect. The first part is correct (See C below). The second part is incorrect but plausible (See B below). B. Incorrect. The first part is incorrect but plausible (See C below). The second part is incorrect but plausible as any subsequent occurrence of the unexpected alarm would be communicated to the Unit Supervisor and the Unit Supervisor normally directs plant operations but the Unit Supervisor would not direct the operator actions of the ALM as the ALM is an in hand procedure for use by the operator. C. Correct. In accordance with ODA

-205, the LOGIC portion of each annunciator response shows the setpoints and logic which are necessary to annunciate the alarm. The PLANT COMPUTER section does not provide logic and setpoint values.

In accordance with OPGD

-3, Attachment 4 for the first occurrence of an unexpected alarm, the operator should communicate the alarm to the Unit Supervisor and perform the operator actions of the ALM. D. Incorrect. The first part is incorrect but plausible (See C above). The second part is correct (See C above). Technical Reference(s)

OPGD-3 Attachment 4 Attached w/ Revision # See Comments / Reference ODA-205 Proposed references to be provided during examination:

None Learning Objective:

OPERATE the plant under the guidance of the appropriate administrative procedures; CONDUCTING routine watchstanding evolutions and MAINTAINING system status and plant configuration control. (OPD1.ADM.XA1.OB07)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 10 55.43 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 1 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 007 EA2.05 Importance Rating 3.9 Reactor Trip

- Stabilization

- Recovery: Ability to determine or interpret the following as they apply to a reactor trip: Reactor trip first

-out indication Question # 76 Unit 1 Reactor Trip occurred The plant is stable in EOS-0.1A, Reactor Trip Response Shift Manager has directed a plant cooldown The initiating event for the Reactor Trip is ________________.

The plant cool down will be performed per _________________________.

A. Loss of Offsite Power IPO-005A, Plant Cooldown from Hot Standby to Cold Shutdown B. Reactor Coolant Pump trip IPO-005A, Plant Cooldown from Hot Standby to Cold Shutdown C. Loss of Offsite Power EOS-0.2A, Natural Circulation Cooldown D. Reactor Coolant Pump trip

EOS-0.2A, Natural Circulation Cooldown Answer: C ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 2 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant interpret from the first out panel indications what caused the reactor trip.

SRO Only: The question is SRO only level as it requires knowledge of diagnostic steps and decision points in the EOPs that involve transitions to event specific sub

-procedures or emergency contingency procedures. Explanation: A. Incorrect.

First part is correct (See C below). Second part is incorrect but plausible as the applicant may believe that the normal procedure for performing a cooldown which is per IPO

-005A, is still preferred

. This is plausible as the procedure may be performed without RCPs running but this would not be correct for the given plant conditions. Further the applicant may mistake the fact that window 4.2 NOT being lit indicates at least one RCP is running which would prompt performance of IPO

-005A. However, this indication is misleading in that the RCP coastdown results in this First Out not indicating.

B. Incorrect.

First part is incorrect but plausible as there are three first out annunciators that indicate RCPs are tripped, however the RED annunciator RX>50% TURB TRIP is LIT due to the loss of offsite power and is the cause of the reactor trip. Second part is incorrect but plausible (See A above).

C. Correct. First part is correct because the loss of offsite power caused a turbine trip that led to the RX>50% TURB TRIP annunciator being lit RED. Second part is correct because with no reactor coolant pumps available and a plant cooldown directed per EOS-0.1A, the correct transition is to EOS-0.2A. D. Incorrec t. First part is incorrect but plausible (See B above). Second part is correct (See C above).

Technical Reference(s)

ALM-4000A Attached w/ Revision # See Comments / Reference EOS-0.1A Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the recovery technique used and the procedure steps of EOS

-0.1, Reactor Trip Response.

(LO21.ERG.E01.OB02)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 3 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 55.43 5 Comments /

Reference:

ALM-4000 A Revision: 3 PCN 2 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 5 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 008 G.2.1.7 Importance Rating 4.7 Pressurizer Vapor Space Accident

Ability to evaluate plant performance and make operational judgments based on operating characteristics, reactor behavior, and interpretation.

Question # 77 Unit 2 has been operating with leaking PRZR PORV 2

-PCV-456 2-8000B, PRZR PORV BLK VLV is CLOSED Steam Generator fault occurred EOP-1.0B, Loss of Reactor or Secondary Coolant in progress Following parameters observed:

RCS pressure 1200 psig and lowering WR RCS temperature 330

°F and rising 2-PCV-455A, PRZR PORV is OPEN What action is required in accordance with EOP

-1.0B? A. OPEN 2-8000B, PRZR PORV BLK VLV B. CLOSE 2-PCV-455A, PRZR PORV C. CLOSE 2-8000A, PRZR PORV BLK VLV D. CHECK 2-PCV-455A, PRZR PORV CLOSED Answer: D ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 6 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX K/A Match:

The question is a match to the K/A as it requires the applicant to assess the plant conditions and make an operational judgment in conjunction with procedural knowledge as the appropriate course of action during a pressurizer vapor space accident.

SRO Only: The question is SRO knowledge as it requires knowledge of diagnostic steps and decision points in the EOPs at a level beyond RO diagnostic knowledge.

Explanation:

A. Incorrect. Opening 2

-8000B is plausible but incorrect. If the applicant believed that the step required BOTH block valves to be open. However Step 5c clearly states At Least One Open. As 2-8000A is open, the procedure does NOT require 2

-8000B be opened as this would introduce an additional RCS leakage path.

B. Incorrect. Closing 2

-PCV-455A is plausible but incorrect. If the applicant was to misunderstand the step to only apply to the normal pressurizer PORV setpoint of 2335 and not realize that the pressure/temperature relationship for LTOP was satisfied, the applicant could believe that closing the PORV to stop the RCS leak was appropriate as directed in Step 5b RNO.

C. Incorrect. Closing 2

-8000A is plausible but incorrect. As described in 'B' above it is plausible to believe that the PORV should not be open at this time. If this was the case the applicant could believe that 2

-PCV-455A was the broken component and believe that the appropriate mitigation was to close the block valve as directed in Step 5b RNO.

D. Correct. In accordance with EOP

-1.0B Step 5 and Bases, under the given plant conditions 2-PCV-455A should be open and should remain open until the RCS pressure/temperature relationship changes to clear the LTOP setpoints. Once operation is established outside of the LTOP setpoints the valve should automatically close and Step 5 should be performed again as a continuous action step with the result being verification that 2

-PCV-455A is closed. Technical Reference(s)

EOP-1.0B Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the operator actions, including all cautions, notes, RNOs and bases associated with EOP

-1.0. (LO21ERGE1AOB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 7 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 5 Comments /

Reference:

EOP-1.0B Revision: 9 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 11 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 029 G.2.4.9 Importance Rating 4.2 ATWS: Knowledge of low power/shutdown implications in accident (e.g., loss of coolant accident or loss of residual heat removal) mitigation strategies.

Question # 78 Unit 1 performing Beginning of Life startup Reactor critical at 10

-8 amps Main Steamline Break (MSLB) inside containment SG 1

-03 Reactor CANNOT be tripped from control room Operators transitioned from EOP

-0.0A to FRS-0.1A, Response to Nuclear Power Generation/ATWT At FRS-0.1A, Step 10, Check SG Levels Based on expected SG levels , throttle AFW flow to minimum of

- A. 0 gpm total flow B. 150 gpm per SG C. 460 gpm total flow D. 860 gpm total flow Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 12 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to assess an ATWS at low power conditions for the implication on mitigation strategies.

SRO Only: The question is SRO knowledge as it requires the applicant to assess plant conditions (normal, abnormal, or emergency) and then select a procedure or section of a procedure to mitigate, recover, or with which to proceed

. Explanation:

A. Correct. For the low power situation at BOL the amount of AFW flow which is required to maintain temperature is very low. Therefore the requirement for substantially more AFW flow than is necessary under these conditions would require AFW reduction. Step 10 would address that SG levels which would have initially been at 67% are actually higher now and should be controlled between 50 and 60%, thus reducing AFW flow to 0 gpm would be appropriate within the recovery strategies of Step s 10 an d 12. B. Incorrect. Incorrect but plausible as Attachment 1A for EOP

-0.0A and EOS

-0.1A have an AFW control philosophy which is to normally throttle AFW flow to 150 to 200 gpm per SG. However, in this low power situation in which 860 gpm has been required, this normal amount greatly exceeds the requirements. The same guidance would require AFW be stopped to SG 1

-03. C. Incorrect. Incorrect but plausible as the normal heat sink requirements are that either SG level is maintained or 460 gpm is maintained. In Step 10 the requirement is either SG level or 860 gpm. For this low power situation, the SG levels would be above the control band and therefore no AFW flow is required.

D. Incorrect. Incorrect but plausible as this step requires either SG level or 860 gpm.

For this low power situation, the SG levels would be above the control band and therefore no AFW flow is required. Technical Reference(s)

FRS-0.1A Attached w/ Revision # See Comments / Reference EO P-0.0 A Proposed references to be provided during examination:

None Learning Objective:

Given a procedural Step, Note or Caution, DISCUSS the reason or basis for the Step, Note or Caution in FRS

-0.1A/B, Response to Nuclear Power Generation/ATWT. (LO21ERGFS1OB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 13 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 55.43 5 Comments /

Reference:

FRS-0.1A Revision: 9 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 20 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A 0 40 AA2.0 5 Importance Rating 4.5 Steam Line Rupture

Ability to determine and interpret the following as they apply to the Steam Line Rupture
When ESFAS systems may be secured Question # 79 Unit 2 Steam Line Break OUTSIDE containment Fault occurred on 2ST, STATION SERVICE TRANSFORMER 2ST2EA2, Safeguards 6.9KV received 86

-1 lockout when Reactor trippedEOP-2.0B, Faulted Steam Generator Isolation, Step 8 'Check if ECCS Flow Should beReduced' in progress with the following parameters:SG 2-01 NR level 0%All other SG NR levels 5% to 8% and increasingAFW total flow 470 gpm and stableRCS subcooling 52°F and stableRCS pressure 2 240 psig and decreasingPressurizer Level 70% and increasingTDAFWP ________ be placed in Pull Out.

Unit Supervisor has announced transition to _________________________.

A. shoul d EOP-1.0B, Loss of Reactor or Secondary Coolant B. shoul d EOS-1.1B, Safety Injection Termination C. shoul d NOT EOP-1.0B, Loss of Reactor or Secondary Coolant D. shoul d NOT EOS-1.1B, Safety Injection Termination Answer: D ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 21 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX K/A Match: The question matches the K/A as it requires the applicant to determine and interpret the plant indications concerning whether ESFAS systems (ECCS) can be secured. SRO Only: The question is SRO only in that it requires the applicant to exhibit SRO level knowledge of the ERG beyond the overall mitigative strategies and requires the SRO to make a procedure choice beyond the major EOPs. Explanation:

A. Incorrect.

First part is incorrect but plausible (See B below). Second part is incorrect but plausible (See C below). B. Incorrect. First part is incorrect but plausible if the applicant does not recognize that 2 of the 3 intact SGs are being fed by the TDAFWP even though a single MDAFWP can supply greater than the minimum 460 gpm for heat sink maintenance. Second part is correct (See D below). C. Incorrect. First part is correct (See D below). Second part is incorrect but plausible if the applicant does not identify RCS pressure decreasing is due to PORV cycling and transition to EOP

-1.0B is not appropriate because transition to EOS

-1.1B is needed to stop ECCS injection which is causing the PORV to cycle and PRZR level to rise.

D. Correct. First part is correct as the TDAFWP is feeding 2 of the 3 intact SGs and should not be secured. Second part is correct as SI termination criteria per EOP

-2.0B are met even though RCS pressure is decreasing the applicant must determine that is due to a PORV cycling due to RCS pressure and PRZR level rising.

Technical Reference(s)

EOP-2.0B Attached w/ Revision # See Comments / Reference EOP-0.0B Proposed references to be provided during examination:

None Learning Objective:

IDENTIFY the proper transitions out of EOP

-2.0. (LO21ERGE2AOB106)Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 22 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 55.43 5 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 26 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 1 K/A 05 7 G.2.4.1 1 Importance Rating 4.2 Loss of Vital AC Instrument Bus

Knowledge of abnormal condition procedures.

Question # 80 Unit 2 at 800 MWe Loss of 118 VAC Instrument Distribution Panel 2EC1 occurs ABN-603, Loss of Protection or Instrument Bus in progress Per ABN-603 the Unit Supervisor first directs energizing 2EC1 by aligning __________________________ to supply 2EC1.

Per Technical Specification 3.8.9, Distribution Systems

- Operating, the above action is required to be completed within a MAXIMUM of ____ hours.

A. 120 VAC Bypass Distribution Panel 2EC3 2 B. 120 VAC Bypass Distribution Panel 2EC3 8 C. TRN A 118 VAC RPS/SFGD BOP Installed Spare Inverter IV2EC1/3 2 D. TRN A 118 VAC RPS/SFGD BOP Installed Spare Inverter IV2EC1/3 8 Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 27 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate knowledge of abnormal condition procedures which contain the guidance for restoring power to a Vital AC Instrument Bus and the associated Technical Specification.

SRO Only: The question is SRO only because it requires the applicant to demonstrate knowledge of the application of Required TS actions and assessing plant conditions and then selecting a step of a procedure to recover.

Explanation:

A. Correct. Part 1 is correct in accordance with ABN

-603 the US will direct an operator in the field to energize 2EC1 via its alternate power supply, 2EC3, by sliding the manual transfer switch to the alternate position at the bottom of the instrument panel. Part 2 is correct in accordance with TS 3.8.9 Condition

'B' the AC Vital bus subsystem will be restored to OPERABLE status within 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br />. Per TS 3.8.9 Bases re

-energizing Instrument Panel 2EC1 via its alternate power supply will restore it to OPERABLE status. B. Incorrect. Part 1 is correct as described in

'A' above. Part 2 is incorrect but plausible as TS 3.8.9 Condition

'A' requires an AC electrical power distribution subsystem to be restored within 8 hours9.259259e-5 days <br />0.00222 hours <br />1.322751e-5 weeks <br />3.044e-6 months <br />. Condition 'A' applies to 6900V and 480V distribution subsystems and is commonly confused with Condition 'B'.

C. Incorrect. Part 1 is incorrect but plausible as the next step of ABN

-603 is to initiate actions to place the swing inverter, IV2EC1/3, in service. However, this must be performed per SOP

-607B and will take some time to perform. Per TS 3.8.9 Bases re

-energizing Instrument Panel 2EC1 via the swing inverter will also restore it to OPERABLE status. Part 2 is correct as described in 'A' above.

D. Incorrect. Part 1 is incorrect but plausible as described in 'C' above. Part 2 is incorrect but plausible as described in '

B' above. Technical Reference(s)

ABN-603 Attached w/ Revision # See Comments / Reference TS 3.8.9 TS 3.8.9 Bases Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to a Loss of Instrument Bus in accordance with ABN-603, Loss of Protection or Instrument Bus. (LO21ABN603OB102)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History: Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 28 of 30 CPNPP 2016 NRC SRO QUESTIONS 76

-80 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

ABN-603 Revision: 8 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 1 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 1 K/A W/E05 EA2.1 Importance Rating 4.4 Inadequate Heat Transfer

- Loss of Secondary Heat Sink

Ability to determine and interpret the following as they apply to the (loss of secondary heat sink). Facility conditions and selection of appropriate procedures during abnormal and emergency operations

. Question # 81 Unit 2 Reactor Trip While evaluating plant status in EOS

-0.1B, Reactor Trip Response, RED path occurred on Heat Sink FRH-0.1B, Loss of Heat Sink in progress Subsequently:

At Step 8, Main Feedwater is established to Steam Generator 2

-02 CETs are lowering SG 2-02 narrow range level is 1 1% and slowly rising Per FRH-0.1B, operator actions to establish a heat sink ________ complete.

Transition back to EOS

-0.1B, ________ allowed.

A. are I s NOT B. are is C. are NOT I s NOT D. are NOT is Answer: B ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 2 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the operator to identify the conditions necessary for selection of the appropriate procedure based on the correct plant indications.

SRO Only: The question satisfies the criteria for SRO only in accordance with 10 CFR 55.43(b)(5) as knowledge of administrative procedures for proper ERG rules of usage are demonstrated in conjunction with decision points in the EOP contingency procedure on when leaving the procedure should occur.

Explanation: A. Incorrect. First part is correct (See B below). Second part is incorrect but plausible if thought that the SRO must wait until SG Narrow Range level meets the minimum level for secondary heat sink (Unit difference is employed here as the minimum level for Unit 1 is 43% vice the 10% for Unit 2). The combination is also plausible if believed that the current SG level is adequate but further actions must be taken within the procedure as ERG rules of usage do not allow the SRO to leave an FRG until a defined point of transition is reached. However, these indications meet a defined point of transition.

B. Correct. First part is correct as the actions to establish a heat sink are complete. The operator is only instructed to maintain the flow to the SG, which does not require further operator action. Second part is correct as in accordance with the FRH

-0.1B Bases as long as flow is verified and CET temperatures are lowering the transition back to the procedure and step in effect is the correct SRO action.

C. Incorrect. First part is incorrect but plausible (See D below). Second part is incorrect but plausible (See A above).

D. Incorrect. First part is incorrect but plausible if believed that the operator must take further action to establish a secondary heat sink level (Unit difference is employed here as the minimum level for Unit 1 is 43% vice the 10% for Unit 2. Second part is correct (See B above). Technical Reference(s)

ODA-407 ERG Rules of Usage Attached w/ Revision # See Comments / Reference FRH-0.1B Step 8 and Bases Proposed references to be provided during examination:

None Learning Objective:

Given a procedural step, note, or caution, DISCUSS the reason or basis for the step, note, or caution in FRH

-0.1 (LO21ERGFH1OB104)

Question Source:

Bank # X Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2015 #77 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 3 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content: 55.41 55.43 5 Comments /

Reference:

From ODA-407 Revision: 16 PCN: -

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 7 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 1 Group 2 K/A 003 AA2.04 Importance Rating 3.6 Dropped Control Rod

Ability to determine and interpret the following as they apply to the Dropped Control Rod: Rod motion stops due to dropped rod Question # 82 Unit 1 at 100% and 1265 MWe near End of Life Control Rod Bank D at 215 steps 1/1-RBSS, CONTROL ROD BANK SELECT in AUTO Control Rod D4 drops into core Subsequently 1-TI-412A, AVE TAVE

-TREF DEV i s -3°F and stable 1-NI-41B, PR POWER CHAN I reads 102%

1-NI-42B, PR POWER CHAN II reads 102%

1-NI-43B, PR POWER CHAN III reads 68%

1-NI-44B, PR POWER CHAN IV reads 103%

Turbine load remains at 1265 MWe Remaining Control Rod Bank D rods are ____ steps withdrawn.

Per ABN-712, Rod Control System Malfunction

...

Reduce turbine load to MAXIMUM of _____ MW prior to placing 1/1

-RBSS in MANUAL

. A. 223 1100 B. 231 1100 C. 223 1228 D. 2 31 1228 Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 8 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to determine where the C-11 control rod stop would stop rods following a dropped control rod.

SRO Only:

The question is SRO only knowledge level as it requires demonstration of the knowledge of diagnostic steps including the action required to be performed based on not obtaining the Action/Expected Response and thus implementing a Response Not Obtained action.

Explanation:

A. Correct. Part 1 is correct as a response to the negative reactivity insertion from the dropped control rod, the RCS average temperature will lower resulting in a demand for rod withdrawal. Control Rod Bank D will withdraw until the C

-11 rod stop is reached at 223 steps withdrawn. Part 2 is correct in accordance with ABN

-712, when the operator identifies that power is not less than or equal to 100% on the highest reading NI the RNO must be implemented. The RNO requires a load reduction to 1100 MW. Following the load reduction, 1/1

-RBSS is placed in MANUAL.

B. Incorrect. Part 1 is incorrect but plausible if the applicant did not account for the C

-11 rod stop and in such case the Control Rod Bank D rods would withdraw to the full out position of 231 steps withdrawn as RCS temperature remains well below TREF. Part 2 is correct as described in 'A' above. C. Incorrect. Part 1 is correct as described in 'A' above. Part 2 is incorrect but plausible if the Action/Expected Response in combination with the Response Not Obtained of ABN

-712 is misunderstood to require the highest reading NI to be less than 100%. (1265 MW/103% = 12.28 MW/%) as the highest reading NI is 3% above 100% this yields (3% x 12.28 MW/% = 37 MW) and finally subtracting this amount from the current load (1265 MW

- 37 MW = 1228 MW). Therefore, the applicant could calculate that the necessary load reduction to reduce power below 100% on the highest reading NI would be a turbine load of 1228 MW or less.

D. Incorrect. Part 1 is incorrect but plausible as described in 'B' above. Part 2 is incorrect but plausible as described in 'C' above.

Technical Reference(s)

ABN-712 Attached w/ Revision # See Comments / Reference Rod Control Study Guide Rod Position Indication Study Guide Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to a Dropped or Misaligned Rod in Mode 1 or 2 in accordance with ABN

-712, Rod Control System Malfunction.

(LO21ABN712OB102)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 9 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 5 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 12 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 2 K/A 005 G.2.1.32 Importance Rating 4.0 Inoperable/Stuck Control Rod

Ability to explain and apply system limits and precautions.

Question # 83 OPT-106A, Control Rod Exercise in progress to satisfy SR 3.1.4.2 Shutdown Bank A (SBA) was inserted to 217 steps SBA was withdrawn to 228 steps DRPI indication for SBA control rod D14 d id not change during withdrawal LCO 3.1.5, Shutdown Bank Insertion Limits

_______ applicable

. When LCO 3.1.5 is applicable, a MAXIMUM of ___ hours are allowed to restore SBA rods above insertion limits.

A. are NOT 2 B. are NOT 8 C. are 2 D. are 8 Answer: C ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 13 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

This question is a K/A match as the question delineates a situation in which a Shutdown Bank rod has become stuck below the insertion limit and it requires the applicant to determine that LCO Note which allows the applicability of the LCO to be suspended during the surveillance performance cannot continue to be used as directed by the Limitations OPT-106A. SRO Only: The question is SRO Only as it requires Application of Required Actions with > 1 hour1.157407e-5 days <br />2.777778e-4 hours <br />1.653439e-6 weeks <br />3.805e-7 months <br /> Completion Times. Explanation:

A. Incorrect. Plausible as with SBA below the Shutdown Bank RIL of 218 Steps withdrawn, the LCO is NOT met. However, a NOTE to the Applicability section of LCO 3.1.5 states the LCO is not applicable while performing SR 3.1.4.2. If the applicant is not aware of the OPT

-106A, Limitation 5.2.3 which states that the NOTE is no longer applicable if a malfunction occurs, this answer would be correct. In accordance with Required Action A.2, a maximum of 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> is allowed to restore the shutdown banks to within limits.

B. Incorrect. Plausible as with SBA below the Shutdown Bank RIL of 218 Steps withdrawn, the LCO is NOT met. However, a NOTE to the Applicability section of LCO 3.1.5 states the LCO is not applicable while performing SR 3.1.4.2. If the applicant is not aware of the OPT

-106A, Limitation 5.2.3 which states that the NOTE is no longer applicable if a malfunction occurs, this answer would be correct with the exception of 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br /> versus the 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> actually allowed. The 6 hour6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br /> time is plausible in that the allowed time to be in MODE 3 is 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />.

C. Correct. With SBA below the Shutdown Bank RIL of 218 Steps withdrawn, the LCO is NOT met. A NOTE to the Applicability section of LCO 3.1.5 states the LCO is not applicable while performing SR 3.1.4.2. However, OPT

-106A, Limitation 5.2.3 says the NOTE is no longer applicable if a malfunction occurs. The indications of a stuck control rod would be a malfunction thus requiring the suspension of the Applicability Note and LCO 3.1.5 would need to be entered at the current time. In accordance with Required Action A.2, a maximum of 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> is allowed to restore the shutdown banks to within limits.

D. Incorrect. Plausible as stated in 'C' the first part is correct. The second part of the answer is incorrect in that a maximum of 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> versus 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br /> is allowed to restore the shutdown banks to within limits. The 6 hour6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br /> time is plausible in that the allowed time to be in MODE 3 is 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />.

Technical Reference(s)

OPT-106A Attached w/ Revision # See Comments / Reference TS 3.1.4 TS 3.1.5 Unit 1 COLR Proposed references to be provided during examination:

None ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 14 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Learning Objective:

APPLY the administrative requirements of the Rod Control Indication and Rod Insertion Limit (RIL) Monitor Systems, including Technical Specifications, TRM and ODCM. (LO21SYSRI1OB108)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

OPT-106A Revision: 12 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 18 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 1 Group 2 K/A 067 G.2.2.38 Importance Rating 4.5 Plant Fire On

-site: Knowledge of conditions and limitations in the facility license.

Question # 84 Both units in MODE 1 A fire is reported in Unit 1 Cable Spreading Room Shift Manager ordered Control Room Evacuation ABN-803A, Response to a Fire in the Control Room or Cable Spreading Room in progress Once decision to leave Control Room is made, reactor trip response is per ______________.

Per facility license a MINIMUM of ________ are required to achieve Hot Shutdown on Unit 1. A. ABN-803A, Response to a Fire in the Control Room or Cable Spreading 1 RO and 1 NEO B. ABN-803A, Response to a Fire in the Control Room or Cable Spreading 2 ROs and 2 NEOs C. EOS-0.1A, Reactor Trip Response 1 RO and 1 NEO D. EOS-0.1A, Reactor Trip Response 2 RO s and 2 NEO s Answer: B ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 19 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question is a match for the K/A as a fire exists on

-site and the applicant is required to demonstrate an understanding of the facility license conditions contained in the Fire Protection Report for having 2 ROs and 2 NEOs for the stated function.

SRO Only: The question is SRO only in that it specifically addresses conditions and limitations in the facility license and in particular shift staffing requirements. The question additional ly has a procedure selection element in that the applicant must know that EGs do not apply to reactor trip response once the decision to leave the control room is made.

Explanation:

A. Incorrect.

First part is correct (See B below). Second part is incorrect but plausible if the applicant believes that 2 ROs and 2 NEOs are required for both units to achieve hot shutdown

. B. Correct. First part is correct because once the decision to leave the Control Room has been made, Emergency Response Guidelines (ERGs) DO NOT apply. ERGs may be referred to, but should not be used for Reactor Trip Response. Second part is correct because the FPR specifies a minimum of 2 ROs and 2 NEOs to achieve hot shutdown.

C. Incorrect.

First part is incorrect but plausible if the applicant does not recall the note from ABN-803A that states that the ERGs do not apply once the decision leave the control room is made. Second part is incorrect but plausible (See A above)

. Second part is incorrect but plausible (See A above).

D. Incorrect.

First part is incorrect but plausible (See C above). Second part is correct (See B above)

. Technical Reference(s)

ABN-803B Attached w/ Revision # See Comments / Reference Fire Protection Report Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the administrative requirements of abnormal operations of the Fire Protection System.

(LO21ADMFP1OB104)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 20 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question Cognitive Level: Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 1 Comments /

Reference:

ABN-803B Revision: 10 Comments /

Reference:

Fire Protection Report Revision: 29 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 21 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 1 Group 2 K/A W/E 08 EA2.1 Importance Rating 4.2 Pressurized Thermal Shock

Ability to determine and interpret the following as they apply to the (Pressurized Thermal Shock). Facility conditions and selection of appropriate procedures during abnormal and emergency operations.

Question # 85 Unit 2 Loss of Offsite Power occurred with Reactor Trip and Safety Injection EOP-3.0B, Steam Generator Tube Rupture in progress due to rupture on SG 2

-03 RCS cold leg 2

-01, 2-02 and 2-04 temperatures 475°F and slowly lowering RCS cold leg 2

-03 temperature 225°F and slowly lowering RCS WR pressure 1250 psig and lowering rapidly Both PRZR PORVs are OPEN Which of the following should be performed?

A. Remain in EOP

-3.0B, Steam Generator Tube Rupture and CLOSE both PORVs B. Transition to FRP

-0.1B, Response to Pressurized Thermal Shock and STOP RCS cooldown C. Remain in EOP

-3.0B, Steam Generator Tube Rupture until Safety Injection is terminated D. Transition to FRP

-0.1B, Response to Pressurized Thermal Shock and CLOSE both PORVs Answer: C ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 22 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to select the correct procedure and action with regard to PTS during response to a SGTR

. SRO Only:

The question is SRO only level as the applicant must assess plant conditions and then select a procedure to path to mitigate, recover, or with which to proceed.

Explanation:

A. Incorrect. The procedure is correct but the action is incorrect but plausible because the applicant may not realize the PORVs should be open due to LTOP being armed by the loop with the SGTR and should not be closed.

B. Incorrect.

The procedure and action are incorrect but plausible as the applicant may not recall the not prior to Step 6 in EOP

-3.0B regarding the loop Tc with the SGTR and transition to FRP

-0.1B and stop the cooldown.

C. Correct. The procedure and action are appropriate based on the Caution prior to Step 6 in EOP-3.0B. D. Incorrect. The procedure and action are incorrect but plausible (See B and C above).

Technical Reference(s)

EOP-3.0B Attached w/ Revision # See Comments / Reference FRP-0.1B Proposed references to be provided during examination:

None Learning Objective:

DISCUSS the symptoms, or Entry Conditions for FRP

-0.1 A/B. (LO21.ERG.FP1.OB03)

Question Source:

Bank # ILOT8441 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 4 10 CFR Part 55 Content:

55.41 55.43 1

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 26 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 006 A2.13 Importance Rating 4.2 Emergency Core Cooling: Ability to (a) predict the impacts of the following malfunctions or operations on the ECCS; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Inadvertent SIS actuation Question # 86 Unit 1 in MODE 3 waiting to enter MODE 2 An Inadvertent Safety Injection occurs Minimum flow protection for any running Centrifugal Charging Pump is provided by recirculation flow to the ________________________

.

Unit Supervisor ________ expected to exercise Procedure Expediency as described in Operations Guideline 3, Attachment 6, Strategies for Successful Transient Mitigation.

A. Refueling Water Storage Tank is NOT B. Refueling Water Storage Tank is C. Charging Pump suction header is NOT D. Charging Pump suction header is Answer: B ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 27 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to predict the impact to the High Head ECCS pumps. The question further requires the applicant to demonstrate knowledge of the procedural expectations for the Unit Supervisor to exhibit procedure expediency in responding to the event. SRO Only: The question is SRO only as it requires the applicant to demonstrate knowledge of administrative procedures that specify implementation of emergency procedures and specifically those dealing with operations guidelines.

Explanation:

A. Incorrect.

First part is correct (See B below). Second part is incorrect but plausible if believed that in Mode 3 the procedure expediency is not required in the ERG network to satisfy the inadvertent SI event.

B. Correct. First part is correct in that with a Safety Injection actuation the CCP discharge aligns such that normal miniflow and charging lines are isolated and safety injection line and an alternate miniflow back to the RWST are opened. As the RCS pressure remains high (2235 psig) and will increase as fluid is injected from the inadvertent SI, the CCPs are protected by the alternate miniflow lines back to the RWST.

Second part is correct per OPGD 3, Att. 6

, procedure expediency is expected to be used by the Unit Supervisor to prevent the pressurizer from going solid. C. Incorrect.

First part is incorrect but plausible because normal miniflow from the CCPs is directed back to the Charging Pump suction header. Second part is incorrect but plausible (See A above). D. Incorrect.

First part is incorrect but plausible (See C above)

. Second part is correct (See B above). Technical Reference(s)

OPGD-3, Att. 6 Attached w/ Revision # See Comments / Reference CVCS Study Guide Proposed references to be provided during examination:

None Learning Objective:

IDENTIFY the symptoms/entry conditions for EOS

-1.1. (LO21ERGE11OB103)

Question Source:

Bank # Modified Bank # (Note changes or attach parent)

New X ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 28 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 55.43 2 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 32 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 008 G.2.2.3 Importance Rating 3.9 Component Cooling Water

(multi-unit license) Knowledge of the design, procedural, and operational differences between units. Question # 87 Unit 2 in MODE 4 IPO-005B, Plant Shutdown from Hot Standby to Cold Shutdown in progress All RCPs have been secured All SGs are drained to 5% Narrow Range CCW Pumps 2-01 and 2-02 running CCW Surge Tank Level is lowering with following Annunciators in alarm:

2-ALB-3B, Window 2.4

- CCW SRG TK TRN A LVL HI

-HI/LO 2-ALB-3B, Window 1.3

- CCW SRG TK TRN A/B LVL LO

-LO CCW Surge Tank levels are slowly lowering on each compartment Per ABN-502, Component Cooling Water System Malfunctions, when CCW Surge Tank fall s below a MAXIMUM level of ________ the affected safeguards loop will isolate.

When affected train CCW pump is placed in PULL OUT

, _____________________________

Limiting Condition (s) for Operation must be entered.

A. 33% ONLY 3.7.7, Component Cooling Water System B. 57% ONLY 3.7.7, Component Cooling Water System C. 33% 3.7.7, Component Cooling Water System

, and 3.4.6, RCS Loops

- MODE 4 D. 57% 3.7.7, Component Cooling Water System

, and 3.4.6, RCS Loops

- MODE 4 Answer: C ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 33 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate knowledge of the design and operational differences between the units with respect to the CCW systems.

SRO Only:

The question is SRO only as it requires the applicant to demonstrate knowledge of information contained within a Condition of greater than 1 hour1.157407e-5 days <br />2.777778e-4 hours <br />1.653439e-6 weeks <br />3.805e-7 months <br /> (72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br />) and knowledge of the specifics with respect to the Operability of RCS Loops (SR 3.4.6.2).

Explanation:

A. Incorrect. Part 1 is correct as described in 'C' below. Part 2 is incorrect but plausible as the applicant must determine that both RHR Loops are the required OPERABLE Loops and therefore in accordance with the NOTE in TS 3.7.7 Condition A, TS 3.4.6 must also be entered.

B. Incorrect. Part 1 is incorrect but plausible as 57% is the Unit 1 number in accordance with ABN

-502. Part 2 is incorrect but plausible as described in 'A' above.

C. Correct. The tank is common above 37% on Unit 2 and the leak cannot be identified using this methodology until level reaches 33% as specified in ABN

-502.. Part 2 is correct in that the NOTE in Condition A of TS 3.7.7 requires that the applicable Conditions of LCO 3.4.6 be entered. As all RCPs have been secured and the Steam Generator Levels are below the 10% required by SR 3.4.6.2, the LCO must be entered as only a single RCS Loop is OPERABLE, one RHR loop

. With the loss of CCW surge tank level one CCW train is inoperable. As CCW is a support system for RHR, the RHR train becomes inoperable. Per normal TS rules of usage this would not require entry into the RCS loops Tech Spec. However, in this case it is directed from the Condition A of TS 3.7.7 which is entered. This will force the loss of one of the operable loops per TS 3.4.6 since all RCPs are off and thus a TS 3.4.6 entry is also required.

D. Incorrect. Part 1 is incorrect but plausible as 57% is the Unit 1 number in accordance with ABN

-502. Part 2 is correct as described in 'C' above.

Technical Reference(s)

ABN-502 Attached w/ Revision # See Comments / Reference TS 3.7.7 TS 3.4.6 Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to Leakage Out of the CCW System in accordance with ABN-502, Component Cooling Water System Malfunctions (LO21ABN501OB106)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 34 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

ABN-502 Revision: 6 PCN 17 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 38 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 013 A2.05 Importance Rating 4.2 Engineered Safety Features Actuation

Ability to (a) predict the impacts of the following malfunctions or operations on the ESFAS; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Loss of dc control power Question # 88 Unit 1 at 100%

Bus fault results in loss of 1ED2 1-ALB-8B, Window 4.5 TD AFWP STM SPLY VLV LEAKING HV

-2452-1/2 annunciates Action to_____________

will successfully mitigate the loss of 1ED2 per ____________

__. A. place 1-HS-2452-2, AFWPT STM SPLY VLV MSL 1 in PULL

-OUT ALM-0082A, Alarm Procedure 1

-ALB-8B B. place 1-HS-2452-2, AFWPT STM SPLY VLV MSL 1 in PULL

-OUT ABN-305, Auxiliary Feedwater System Malfunction C. reduce turbine load 50 MWe ALM-0082A, Alarm Procedure 1

-ALB-8B D. reduce turbine load 50 MWe ABN-305, Auxiliary Feedwater System Malfunction Answer: D ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 39 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to predict the impact of a loss of DC control power on the ESFAS, and in particular the TDAFW Pump. It further meets the K/A as it requires determination of what procedure and what action is required to be taken in order to control the consequences of the malfunction.

SRO Only: The question is SRO only as it requires detailed knowledge of the content and specific actions to be taken and requires the applicant to choose which procedure provides the appropriate procedural instruction.

Explanation:

A. Incorrect. This distractor is incorrect but plausible in that with DC control power placing the Steam Admission Valve handswitch in Pull

-Out would control the event. However, the loss of DC prevents this action from working and thus does not CLOSE the valve as stated in the distractor. This guidance is contained in BOTH the ALM and ABN and is therefore plausible for both procedures.

B. Incorrect. Incorrect but plausible as described in 'A' above.

C. Incorrect. This distractor is incorrect but plausible as the ALM does provide instruction for closing the valve by placing the handswitch in Pull

-Out which will NOT work without control power. However, the ALM does NOT have the necessary guidance about performing the load reduction which is required.

D. Correct. The loss of 1ED2 will cause the TDAFWP Steam Admission Valve to fail open. As such, the TDAFWP will start and the steam demand will increase reactor power to greater than 100%. As local action will be required to isolate the open Steam Admission Valve, ABN

-305 instruction is to perform a 50 MWe load reduction.

Technical Reference(s)

ALM-0082A Attached w/ Revision # See Comments / Reference ABN-305 Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to an inadvertent Turbine Driven AFW Pump start in accordance with ABN

-305, Auxiliary Feedwater System Malfunction (LO21ABN305OB106)

Question Source:

Bank # Modified Bank # (Note changes or attach parent)

New X ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 40 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 55.43 5 Comments /

Reference:

Revision: 8 PCN 17 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 44 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 1 K/A 039 A2.04 Importance Rating 3.7 Main and Reheat Steam

Ability to (a) predict the impacts of the following malfunctions or operations on the MRSS; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Malfunctioning steam dump Question # 89 SG 1-02 has experienced a Steam Generator Tube Rupture (SGTR) 1EC1 is de-energized EOP-3.0A, Steam Generator Tube Rupture Step 6 , Initiate RCS Cooldown in progress RCS temperature lowers to 553

°F but PCIP Window 3.6, TAVE LO

-LO P-12 remains DARK The following EOP-3.0A action satisfies Unit 1 SGTR safety analysis ___________________.

A MINIMUM of _________

ARV(s) required for Post SGTR Cooldown

. A. SG 1-01 and SG 1

-03 ARVs are OPENED using their CONTROL OVERRIDE and SG 1-04 ARV is fully OPENED using its controller in manual TWO B. SG 1-01, SG 1-03 and SG 1

-04 ARVs are fully OPENED using their controllers in manual TWO C. SG 1-01 and SG 1

-03 ARVs are OPENED using their CONTROL OVERRIDE and SG 1-04 ARV is fully OPENED using its controller in manual ONE D. SG 1-01, SG 1-03 and SG 1

-04 ARVs are fully OPENED using their controllers in manual ONE Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 45 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to predict the impact of the failure of steam dump valves to open in plant cooldown mode. In conjunction with the SGTR and 1EC1 failure, EOP-3.0A directs that the Control Overrides be used to operate parts of the Main Steam system, namely the ARVs.

SRO Only: The question is SRO only as it requires Technical Specification Bases knowledge on the ARV requirement for Post SGTR Cooldown to be answered correctly.

Explanation:

A. Correct. Part 1 is correct per EOP-3.0A, with a loss of 1EC1 the ARV controllers for SGs 1 & 3 will not function and the Control Overrides must be used for those two ARVs (Unit difference as these do not exist on Unit 2 and thus the procedure does not have these requirements). Part 2 is correct per Technical Specification Bases as Unit 1 requires two ARVs for Post SGTR Cooldown (Unit difference as Unit 2 only requires one).

B. Incorrect. Part 1 is incorrect but plausible if the applicant did not understand that the failure of 1EC1 has rendered SGs 1 & 3 controllers unavailable for ARV operation. Part 2 is correct as described in 'A' above.

C. Incorrect. Part 1 is correct as described in 'A' above. Part 2 is incorrect but plausible as this is the Technical Specification Bases for Unit 2.

D. Incorrect. Part 1 is incorrect but plausible as described in 'B' above. Part 2 is incorrect but plausible as described in 'C' above.

Technical Reference(s)

EOP-3.0A Attached w/ Revision # See Comments / Reference Technical Specification 3.7.4 Bases ABN-709 Proposed references to be provided during examination:

None Learning Objective:

STATE the bases for operator actions, notes and cautions for EOP

-3.0 (LO21ERGE3A)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 46 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

EOP-3.0A Revision: 9 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 51 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 2 Group 1 K/A 059 G.2.2.44 Importance Rating 4.4 Main Feedwater

Ability to interpret control room indications to verify the status and operation of a system, and understand how operator actions and directives affect plant and system conditions.

Question # 90 Unit 1 at 100%

1/1-RBSS, Control Rod Bank Select in M AN for troubleshooting 1-ALB-7B Window 1.12, FWPT A TRIP annunciates Control Rods should be manually inserted until AVE TAVE - TREF deviation is _______

. If Control Rods are inserted below Rod Insertion Limit, restoring Control Rods above RIL within Completion Time allows for ____________.

A. + 1.0°F correctly aligning and starting components B. + 1.0°F evaluating and repairing minor problems C. + 5.0°F correctly aligning and starting components D. + 5.0°F evaluating and repairing minor problems Answer: D ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 52 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX K/A Match:

The question matches the K/A as it takes a Main Feedwater event and requires the applicant to interpret the control room indications and verify status and proper operator manual response.

SRO Only:

The question is SRO only as it requires knowledge of the Control Rod Insertion Limit Technical Specification Bases to answer. This Action is greater than 1 hour1.157407e-5 days <br />2.777778e-4 hours <br />1.653439e-6 weeks <br />3.805e-7 months <br /> and does not fall in RO knowledge.

Explanation:

A. Incorrect. Part 1 is incorrect but plausible as described in 'B' below. Part 2 is incorrect but plausible as described in 'C' below.

B. Incorrect. Part 1 is incorrect but plausible because 0°F + 1.0°F is the normal value expected for AVE TAVE - TREF deviation. However, if the rods are inserted for this time, a significant temperature overshoot occurs which is why the guidance has been placed in OPGD

-3. Part 2 is correct as described in 'D' below.

C. Incorrect. Part 1 is correct as described in 'D' below. Part 2 is incorrect but plausible because if SDM is not within limits LCO 3.1.1 Bases states 15 minute completion time is to provide adequate time for the operator to correctly align and start the required systems and components

. D. Correct. Part 1 is correct in accordance with OPGD

-3, Attachment 6. Part 2 is correct in accordance with Technical Specification 3.1.6 Bases.

Technical Reference(s)

OPGD-3, Attachment 6 Attached w/ Revision # See Comments / Reference ABN-302 Technical Specification 3.1.1.Bases Technical Specification 3.1.6.Bases Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the response to a Feedwater Pump Trip in accordance with ABN

-302, Feedwater, Condensate, Heater Drains System Malfunctions (LO21ABN302OB101)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 53 of 57 CPNPP 2016 NRC SRO QUESTIONS 81

-90 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

ABN-302 Revision: 14 PCN 19 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 1 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 017 G 2.2.25 Importance Rating 4.2 In-core Temperature Monitor System: Knowledge of the bases in Technical Specifications for limiting conditions for operations and safety limits Question # 91 Per Technical Specification Bases 3.3.3, PAM Instrumentation , to determine if adequate core cooling exists, a MINIMUM of ____ CETs per train must be OPERABLE and CETs from the outer ____

row (s) of fuel assemblies CANNOT be used.

A. 5 2 B. 4 2 C. 5 1 D. 4 1 Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 2 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

Matches the KA because asks for TS bases of minimum number of CETs required operable to determine core cooling.

SRO Only: TS 3.3.3 bases for requirements of an operable train for CETs.

Explanation: A. Correct. As outlined in Technical Specification Bases LCO 3.3.3, PAM the total minimum number required is 5 with one per quadrant per train and an additional one centrally located. The bases states that the CETs cannot be in the outer two rows of assemblies due to cooling provided by reflux cooling coming back from the SGs.

B. Incorrect. First part is incorrect see D below. Second part is correct see A above.

C. Incorrect. First part is correct see A above. Second part is incorrect see D below.

D. Incorrect. First part is incorrect but plausible because the TSB states that one CET per train must be operable in each quadrant which would add up to four per train total but the bases goes on to state with the addition of one more that is centrally located. Second part is incorrect but plausible because per the TSB it discusses reflux cooling is cooling of the outer rows of the core and since the outer row is where the water coming back from the SGs is dripping.

Technical Reference(s)

TSB 3.3.3 Attached w/ Revision # See Comments / Reference ODA-308-3.3.3-S01 Proposed references to be provided during examination:

None Learning Objective:

Apply the administrative requirements of the Post Accident Monitoring System including Technical Specifications, TRM and ODCM. LO21SYSPA1OB104 Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 3 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 55.43 2 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 6 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 2 Group 2 K/A 0 3 5 A2.0 1 Importance Rating 4.6 Steam Generator System: Ability to (a) predict the impacts of the following malfunctions or operations on the S/GS; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Faulted or ruptured S/Gs Question # 92 Unit 2 Main Steam Line Break inside Containment In EOP-0.0B, Reactor Trip or Safety Injection, Containment pressure reached 19 psig Transition made to EOP

-2.0B, Faulted Steam Generator Isolation with Containment pressure at 22 psig Subsequently EOP-0.0B, Attachment 2 complete d Critical Safety Function CONTAINMENT Status Tree is __________.

Per 'ERG rules of usage' the Unit Supervisor will __________________________________.

A. RED complete EOP-2.0B, Faulted Steam Generator Isolati on B. RED transition to FRZ

-0.1B, Response to Containment High Pressure C. ORANGE complete EOP

-2.0B, Faulted Steam Generator Isolation D. ORANGE transition to FRZ

-0.1B, Response to Containment High Pressure Answer: D ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 7 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to predict the impact of the faulted SG on Containment pressure

.

SRO Only:

The question is SRO only knowledge as it requires knowledge of application of 'ERG rules of usage' to determine which procedure to implement in response to the faulted SG.

Explanation:

A. Incorrect. First part is incorrect but plausible (See B below). Second part is incorrect but plausible (See C below).

B. Incorrect.

First part is incorrect but plausible because the applicant may believe that entry into FRZ-0.1B is only done due to a RED path condition on the Containment CSFST. Second part is correct (See D below).

C. Incorrect.

First part is correct (See D below).

Second part is incorrect but plausible because ODA-407 'ERG rules of usage' would not require transition to FRZ

-0.1B if containment pressure had lowered and the Containment CSFST was GREEN. The applicant may think that because the continuous action step (EOP-0.0B, Step 7) was performed that FRZ

-0.1B entry is not required.

D. Correct. First part is correct between 18 & 50 psig in containment the ORANGE path is in effect. Second part is correct because ODA-407, 'ERG rules of usage' requires entering FRZ

-0.1B even after Containment Spray alignment being verified in EOP

-0.0B, Step 7 because the ORANGE path still exists.

Technical Reference(s)

ODA-407 Attached w/ Revision # See Comments / Reference FRZ-0.1B EOP-0.0B Proposed references to be provided during examination:

Learning Objective:

Given a set of plant conditions (or an actual or simulated Control Room status) and a set of Critical Safety Function Status Trees, correctly DETERMINE the status of the Critical Safety functions and IDENTIFY any applicable FRGs. (LO21.ERG.XD2.OB15)

Question Source:

Bank # ILOT5978 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 8 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 5 Comments /

Reference:

ODA-407 Revision: 16 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 11 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 2 Group 2 K/A 034 A2.01 Importance Rating 4.4 Fuel Handling Equipment

Ability to (a) predict the impacts of the following malfunctions or operations on the Fuel Handling System ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Dropped fuel element Question # 93 Unit 2 in MODE 6 reloading core Control Room notified an irradiated fuel assembly has been dropped into the core ABN-908, Fuel Handling Accident in progress Per ABN-908 ...

Fuel Handling Supervisor should ensure transfer car t is in the ___________ Building with Fuel Transfer Tube gate valve closed

.

Containment Purge may have to be stopped to enable ____________________

. A. Fuel closing the Fuel Transfer Tube gate valve B. Fuel installation of the equipment hatch C. Containment closing the Fuel Transfer Tube gate valve D. Containment installation of the equipment hatch Answer: B ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 12 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate the ability to take action to control the event in accordance with ABN

-908. SRO Only: The question is SRO only in that it requires the applicant to demonstrate knowledge of tasks performed by the Fuel Handling Supervisor which is an SRO position. It also requires knowledge of the content of the procedure and not just the overall mitigation strategy. Explanation:

A. Incorrect. First part is correct (See B below). Second part is incorrect but plausible as the applicant may believe that the P between the Containment and Fuel buildings would prevent closing the fuel transfer tube gate valve.

B. Correct. First part is correct per ABN-908, Step 2.3.8; the Fuel Handling Supervisor has this specific responsibility.

Second part is correct as a note in ABN-908 informs the user that it may be necessary to secure Containment Purge to enable installation of the equipment hatch

. C. Incorrect.

First part is incorrect but plausible as the applicant may believe that the transfer car should be left in Containment in preparation for putting the damaged assembly in the transfer car. Second part is part is incorrect but plausible (See A above).

D. Incorrect.

First part is incorrect but plausible (See C above). Second part is correct (See B above). Technical Reference(s)

ABN-908 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of conducting Fuel Handling. (LO21.RFO.FH2.OB01)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 13 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 55.43 7 Comments /

Reference:

ABN-908 Revision: 5 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 14 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 3 Group K/A G.2.1.2 Importance Rating 4.4 Knowledge of operator responsibilities during all modes of plant operation.

Question # 94 Preparations in progress to change from MODE 4 to MODE 3 following Unit 1 refueling outage. Per IPO-001A, Plant Heatup from Cold Shutdown to Hot Standby, the __________________ must grant permission to change MODE and the ________________ must approve the MODE change.

A. Plant Manager Shift Manager B. Plant Manager Shift Operations Manager C. Operations Director Shift Manager D. Operations Director Shift Operations Manager Answer: C ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 15 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to demonstrate knowledge of SRO responsibilities with respect to the approval process for making MODE changes.

SRO Only: The question is SRO only as it details SRO task knowledge of the administrative procedures that specify implementation and coordination of plant normal procedures.

Explanation:

A. Incorrect.

First part is incorrect but plausible because if the MODE change is following an RPS/ESF event in which certain criteria are not met the Plant Manager must grant permission for the MODE change. Second part is correct (See C below).

B. Incorrect.

First part is incorrect but plausible (See A above).

Second part is incorrect but plausible if the applicant believes the SOM approves MODE changes vice the SM.

C. Correct. First part is correct per IPO

-001A, Operations Director or Shift Operations Manager has a signoff to grant permission for MODE change. Second part is correct per IPO

-001A, the Shift Manager has the approval authority for the MODE change.

D. Incorrect.

First part is correct (See C above). Second part is incorrect but plausible (See B above). Technical Reference(s)

IPO-001A Attached w/ Revision # See Comments / Reference ODA-108 ODA-108-1 Proposed references to be provided during examination:

None Learning Objective:

LO21ADMXA1, Conduct of Operations Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 5 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 19 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 3 Group K/A G.2.1.4 Importance Rating 3.8 Knowledge of individual licensed operator responsibilities related to shift staffing, such as medical requirements, "no

-solo" operation, maintenance of active license status, 10CFR55, etc.

Question # 95 An on shift SRO is completing Shift Operations watch bill.

Four staff SRO work histories are reviewed to determine if they have maintained active license status.

On shift SRO determines only one staff SRO has met the MINIMUM requirements for maintaining active license status per ODA

-315, Licensed Operator Maintenance Tracking.

The staff SRO complet ed five 12-hour shifts during the previous quarter including turnovers, with ______________________________________.

A. one four hour absence for makeup of a missed simulator training scenario B. one absence each shift utilizing Short Term Relief to attend a daily meeting C. the fifth shift beginning at 1800 on the last day the calendar quarter D. the exception of one end of shift turnover due to a family emergency Answer: B K/A Match:

The question matches the K/A as it requires the applicant to have knowledge of active license maintenance requirements

. SRO Only: The question is SRO knowledge in that the applicant must have knowledge of conditions and limitations in the facility license with regard to not meeting administrative controls listed in Technical Specifications Section 5 such as shift staffing requirements.

Explanation:

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 20 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX A. Incorrect.

Incorrect but plausible as this is 5 12

-hour shifts including turnover. However, the four hour absence is in excess of the allowed Short Term Relief as allowed per OWI

-107 and thus that shift would not count.

B. Correct. Per ODA-315, 5 12-hour shifts including turnover are the minimum to maintain an Active License status. Allowances for Short Term Relief per OWI

-107 are allowed when completing the shifts per ODA

-315. C. Incorrect.

Incorrect but plausible as this is 5 12

-hour shifts. However, in accordance with ODA

-315, they must all be completed in the previous quarter.

D. Incorrect. Incorrect but plausible as this is 5 12-hour shifts. However, both turnovers must be included per ODA

-315 in order to be counted.

Technical Reference(s)

ODA-315 Attached w/ Revision # See Comments / Reference OWI-107 Proposed references to be provided during examination:

Learning Objective:

The Senior Reactor Operator shall be able to DESCRIBE the responsibilities of and ASSUME Control Room command function. (OPD1.ADM.XA1.OB01)

Question Source:

Bank # ILOT1673 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2013 Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 2 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 23 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 3 Group K/A G.2.2.42 Importance Rating 4.6 Ability to recognize system parameters that are entry-level conditions for Technical Specifications.

Question # 96 Which situation require s Technical Specification LCO entry per STI-422.01, Operability Determination and Functionality Assessment Program?

A. Completed Immediate Operability Determination for Technical Specification SSC operability is inconclusive

. B. SM requests engineering perform Prompt Operability Determination on Technical Specification SSC degraded condition.

C. N on-conforming condition on Technical Specification SSC is identified and reported to SM. D. Work Control Center SRO determines Technical Specification SSC will be rendered inoperable during Impact Assessment.

Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 24 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question matches the K/A as it requires the applicant to demonstrate an understanding of when in the Operability Determination process entry

-level conditions for the Technical Specifications is met.

SRO Only:

The question is SRO only as only SROs may make Operability Determinations and the entire operability determination process is collectively application of Section 3.0 of the Technical Specifications.

Explanation:

A. Correct. In accordance with the definition of Reasonable Expectation in STI-422.01, "A reasonable expectation is a high standard. There is no such thing as an indeterminate operability state; an SSC is either Operable or Not Operable"

. B. Incorrect. The answer is plausible as the SM may request a POD when the conclusions reached on the IOD need further support or confirmation. However, a POD is not needed when the component has been determined to be inoperable per the IOD and sufficient information was available during the IOD for that conclusion.

C. Incorrect. The answer is plausible as declaring the equipment inoperable when a non

-conforming condition is identified would be considered conservative in some respects; an IOD is required by an on-shift SRO prior to the inoperable declaration.

D. Incorrect. The answer is plausible as the Work Control Center SRO normally would perform Operability Assessments, which are for planned work impact. These assessments are documented in the clearance or work package but the TS entry is not made until such time as necessary during the actual work performance.

Technical Reference(s)

STI-422.01 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

None Learning Objective:

LO21ADMXA 5 , Surveillance and Operability Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 4

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 25 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

STI.422-01 Revision: 3 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 32 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 3 Group K/A G.2.3.11 Importance Rating 4.3 Ability to control radiation releases.

Question # 97 Batch Liquid Radioactive Effluent Release is planned Liquid Radwaste Effluent radiation monitor is inoperable Per ODCM 3.3.3.4, Radioactive Liquid Effluent Monitoring Instrumentation and STA-603, Control of Station Radioactive Effluents

...

Shift Manager may approve release

provided that prior to release two independent samples , collected a MINIMUM of ________ minutes apart are analyzed

, and two technically qualified individuals independently verify the release rate calculations and discharge lineup.

Analyses and required verifications are documented on ____________________________. A. 60 STA-603-13, Batch Radioactive Effluent Release Verification Sheet B. 15 STA-603-13, Batch Radioactive Effluent Release Verification Sheet C. 60 O DA-308-ODCM-3.3.3.4.1, Standard LCOAR for ODCM 3.3.3.4.1 Radioactive Liquid Effluent Monitoring Instrumentation

- Liquid Radwaste Effluents D. 15 ODA-308-ODCM-3.3.3.4.1, Standard LCOAR for ODCM 3.3.3.4.1 Radioactive Liquid Effluent Monitoring Instrumentation

- Liquid Radwaste Effluents Answer: B ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 33 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question is a match to the K/A as it requires the applicant to demonstrate the ability to control radiation releases and specifically while operating within the confines of an LCO.

SRO Only:

The question is SRO only as it requires specific knowledge of the administrative controls of implementing specific Required Actions in the ODC M. Explanation:

A. Incorrect. Part 1 is incorrect but plausible as the minimum recirc time for sampling the tanks are 60 minutes, however, once recirced for the appropriate time the samples need only be separated by 15 minutes. Part 2 is correct as described in 'B' below.

B. Correct. Part 1 is correct in that the independent samples are required to be collected a minimum of 15 minutes apart per STA

-603-10 and STA

-603-13 forms. Part 2 is correct in that although the documentation and tracking of the LCOAR condition is required in accordance with the Standard LCOAR, proper documentation of the analyses and verifications are done in accordance with STA

-603-13. C. Incorrect. Part 1 is incorrect as described in 'A' above. Part 2 is incorrect as STA

-603-13 is the proper documentation. The Standard LCOAR form is a plausible distractor as the LCO and Required Actions are tracked via the Standard LCOAR, but as can be seen, documentation of the independent analyses and verifications are not delineated within the Standard LCOAR.

D. Incorrect. Part 1 is correct as described in 'B' above. Part 2 is incorrect as described in 'C' above.

Technical Reference(s)

STA-603 Attached w/ Revision # See Comments / Reference ODCM 3.3.3.4 ODA-308-ODCM-3.3.3.4.1 Proposed references to be provided during examination:

None Learning Objective:

ANALYZE the indications and DESCRIBE the mitigation strategy for the following procedures as the affect the LIQUID WASTE PROCESSING system:

1. ABN-903 Accidental Release of Radioactive Liquid
2. STA-603 Automatic Termination of Release (OP51.SYS.WP1.OB12)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 34 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2 10 CFR Part 55 Content:

55.41 55.43 2 Comments /

Reference:

STA-603-10 Revision: 19 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 38 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 2 Tier 3 Group K/A G.2.3.12 Importance Rating 3.7 Knowledge of radiological safety principles pertaining to licensed operator duties, such as containment entry requirements, fuel handling responsibilities, access to locked high-radiation areas, aligning filters, etc.

Question # 98 Upper Internals Lift in progress with Fuel Handling SRO on station.

All non-essential personnel are required to leave Containment elevations of _____________.

Fuel Handling Supervisor ________ observe, until the evolution is complete.

A. 832' through 860' should B. 860' and above should C. 832' through 860'

shall D. 860' and above

shall Answer: D ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 39 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question is a K/A match as it requires the applicant to be knowledgeable of radiation worker practices during the Refueling Operation of upper internals lift.

SRO Only:

The question is SRO only as it requires the applicant to demonstrate knowledge of the refueling floor SRO responsibilities.

Explanation:

A. Incorrect. Part 1 is incorrect as described in 'C' below. Part 2 is incorrect as described in 'B' below.

B. Incorrect. Part 1 is correct as described in 'D' below. Part 2 is incorrect in accordance with RFO

-102 and the CPNPP Procedure Writers Guide. 'Should' is plausible in that it is used to convey management expectations. However, in this case 'Shall' is used as observation of the evolution is a Regulatory requirement and may not be deviated. Plausibility for 'Should' is also established by the fact that numerous other activities such as the vessel head lift are not Core Alterations and thus would not require observation throughout the evolution by the SRO.

C. Incorrect. Part 1 is incorrect but plausible as the Refueling Operating floor elevation is 832'. It is plausible to believe that as the upper internals may breach the water that 832' though 860' should be cleared of non

-essential personnel. However, this is not the procedural requirement as adequate shielding exists for several work areas below 860' elevation but do not in the elevations at 860' and above. Part 2 is correct as described in 'D' below.

D. Correct. Part 1 is correct in accordance with RFO

-102. Part 2 is correct in accordance with RFO

-102 and the CPNPP Procedure Writers Guide.

Technical Reference(s)

RFO-101 Attached w/ Revision # See Comments / Reference RFO-102 STA-202 Proposed references to be provided during examination:

None Learning Objective:

EXPLAIN the normal, abnormal and emergency operation of conducting fuel handling. (LO21RFOFH2OB101)

Question Source:

Bank # Modified Bank #

(Note changes or attach parent)

New X Question History:

Last NRC Exam Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 2

ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 40 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX 10 CFR Part 55 Content:

55.41 55.43 7 Comments /

Reference:

RFO-101 Revision: 8 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 45 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 4 Tier 3 Group K/A G.2.4.29 Importance Rating 4.4 Knowledge of the emergency plan.

Question # 99 The Emergency Response Organization has been activated.

A Site Area Emergency has been declared and Site Evacuation is in progress.

The Emergency Coordinator is in the Emergency Operations Facility.

Which of the following actions may be delegated by the Emergency Coordinator?

A. Approving shift schedules that support long-term emergency response B. Making Protective Action Recommendations to off

-site authorities C. Approving Notification Message Forms prior to sending D. Authorizing re

-entry into evacuated areas Answer: A ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 46 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question is a K/A match as asks the student to have knowledge of the emergency plan delegable duties. SRO Only:

The question is SRO only knowledge as it asks for knowledge of the emergency plan which is an SRO only task at Comanche Peak.

Explanation:

A. Correct. As listed in EPP

-109, Step 4.1.1 and is a responsibility of the Recovery Manager when the Recovery Organization is formed.

B. Incorrect. Plausible because PARS are reviewed by Radiation Protection prior to sending, however, this function cannot be delegated.

C. Incorrect. Plausible because the EOF Communicator sends the messages, however, the Emergency Coordinator must approve Notification Message Forms.

D. Incorrect. Plausible if thought that the Operations Support Center Manager can authorize re

-entry as the position controls ERDC Teams.

Technical Reference(s)

EPP-109 Attached w/ Revision # See Comments / Reference Proposed references to be provided during examination:

Learning Objective:

RESPOND to plant emergencies in accordance with station procedures, including deviation from Technical Specifications and normal recovery methods when required, and EVALUATE plant and personnel response to emergencies. (OPD1.ADM.XA1.OB21)

Question Source:

Bank # ILOT5976 Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2013 Question Cognitive Level:

Memory or Fundamental Knowledge X Comprehension or Analysis Level of Difficulty 3 10 CFR Part 55 Content:

55.41 55.43 1 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 49 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Examination Outline Cross

-reference:

Level RO SRO Revision: 3 Tier 3 Group K/A G.2.4.40 Importance Rating 4.5 Knowledge of SRO responsibilities in emergency plan implementation.

Question # 100 0200 Shift Manager (SM) as the Emergency Coordinator declared an ALERT per EPP-201, Assessment of Emergency Action Levels Emergency Classification and Plan Activation 0211 Initial Notifications to Offsite Agencies completed per EPP-203, Notifications 0229 Escalation criteria for SITE AREA EMERGENCY (SAE) identified by operating crew 0242 SM declared a SAE 0259 SM approved SAE Notification Form (EPP

-203-8) for dissemination to Offsite Agencies The SAE declaration ________ timely and SAE notification ________ timely.

A. was was B. was NOT was C. was was NOT D. was NOT was NOT Answer: C ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 50 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX K/A Match:

The question is a match for the K/A as it details responsibilities which may be assumed by an SRO during emergency plan implementation.

SRO Only:

The question is SRO only as only SRO licensed individuals can assume the role of the Emergency Coordinator prior to the Emergency Coordinator responsibilities being turned over to properly trained staff. As ROs cannot perform these tasks, the question is SRO only.

Explanation:

A. Incorrect. Part 1 is correct as described in 'C' below. Part 2 is incorrect but plausible if believed that the 15 minutes for completing the notifications commences when the Emergency Coordinator approves the notification message form. This is incorrect in that approval and dissemination must occur within 15 minutes per EPP

-203. B. Incorrect. Part 1 is incorrect but plausible if believed that the 15 minute time allowance was only for the initial classification and that a shorter duration of 10 minutes was allowed for escalations. Part 2 is incorrect but plausible as described in 'A' above.

C. Correct. In accordance with EPP

-201, the declaration must be made within 15 minutes of obtaining criteria which warrants an EAL Classification escalation. In accordance with EPP

-203-8, notifications cannot be made transmitted to offsite agencies until EPP

-203-8 has been approved by the Emergency Coordinator. As the time between the declaration and the notification approval has been 17 minutes, the allotted time of 15 minutes has been exceeded.

D. Incorrect. Part 1 is incorrect but plausible as described in 'B' above. Part 2 is correct as described in 'C' above.

Technical Reference(s)

EPP-201 Attached w/ Revision # See Comments / Reference EPP-203 EPP-203-8 Shift Manager PAD Task #435 Proposed references to be provided during examination:

Learning Objective:

ADMXA1OB04, Emergency Procedures/Plan Question Source:

Bank # X Modified Bank #

(Note changes or attach parent)

New Question History:

Last NRC Exam 2010 ES-401 CPNPP NRC 2016 SRO Written Exam Worksheet Form ES-401-5 Page 51 of 54 CPNPP 2016 NRC SRO QUESTIONS 91

-100 REV. 4.DOCX Question Cognitive Level:

Memory or Fundamental Knowledge Comprehension or Analysis X Level of Difficulty 2 10 CFR Part 55 Content:

55.41 55.43 5 Comments /

Reference:

EPP-201 Revision: 12