ML17325B589

Rev 5 to PMP 7200.RST.004, Expanded Sys Readiness Review Program.

ML17325B589
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Site:	Cook
Issue date:	05/07/1999
From:	FINISSI M, LARSON R E INDIANA MICHIGAN POWER CO.
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ML17325B588	List: ML17325B587 ML17325B589 ML17325B590
References
PMP-7200.RST., PMP-7200.RST.00, NUDOCS 9905170136
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PMP7200.RST.004Rev.SPage1of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMInformationRobertE.LarsonnterMichaelFinissiwnerEffectiveDate:NEogtuzantrgantzattonTABLEOFCONTENTS1PURPOSEANDSCOPEo~esses~esse~~~~~~oo~~~~~~~~~~ooooooo~~so32DEFIMTIONSANDABBREVIATIONS................I~~063RESPONSIBILITIESo~~oo~~~~~oooo~oo~~~~~~~~~~ooooooo.~o~'o~~~.104DETAILS-~~~oo~~~~ooooe~~oeooo~~ooooooooo~~~~~~~~oo~~oooo~~eooo~~ooooooo~~~~eoo~~~~ooooooeooo-134.14.24.34.44.54.6ScopeAndSelectionOfSystemsForExpandedSystemReadinessReview...'......13UseOfTheSystemAssessmentMatrix,SIDS,AndTheAssessmentDataBase....14Phase1-InitialExpandedSystemReadinessReview...........~.....................16Phase2-RestartActivitiesMonitoring.....................................27Phase3-FinalExpandedSystemReadinessReview......................32Phase4-StartupAndPowerA.,ensiOn.................'..............................374~7Reports......,...,........~..........,...~~~~~~~~~~~~~~~~~~~~~~~~o~~~~~~~~~~~~~~~~~~~~41FINALCONDITIONSeoosoooooeooo~ooooooeeoo~eoo~~~~oe~~oooo~~~ooeooooooeoooooooooooooooooooeoooo~425REFERENCES~~oooooooooooooo~oooooo~~~~ooeooooooo~ooooooooeooooooo~~~~oooeoooo~eooooooo~oo~~~oo~426ATTACHMENT1SYSTEMREADINESSREVIEWBOARD(SRRB)CHARTER..44ATTACHMENT221LEVEL1SYSTEMSINCLUDEDINTHEPREVIOUSSYSTEMADINESS~RE~VIEWesses'oooooeooooooooooooooooooo~~eoooooooooooooeoooooo~ooooooooo~~46REATTACHMENT3RATIONALEFORSELECTIONLEVEL1SYSTEMSFOREXPANDEDADINESSREVIEWoo~ooeooooooeoo~so~~eoo~~~sooooosoooooeooooooooooooooooeo.~~~oo~~~o48REATTACHMENT4EXPANDEDSYSTEMREADINESSREVIEWLEVEL1SYSTEMS~ooooooe~oooo~oooo~~osooo~ooooooooooo~ooooooooeooeooosoo~~~oooooooe~~ooooe~ooooo~~~~~~o49ATTACHMENT5EXPANDEDSYSTEMREADINESSREVIEWTRAININGQUIREMENTSooo~oooooooooooooeoooo~ooeoeoooooooo~ooooooeeoooooooooooooooooo~os~oo~ooo51REATTACHMENT6SYSTEM'READINESSREVIEWDOCUMENTATIONANDDATAOURCESoooooo~ooooooosoeooooooooooooeeoooooooooeoooooooooooooooooooe~eooooooooooooeo~~esses52Sf99051701369q0507PDRADOCK050003i5PPDR

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage2of101ATTACHMENT7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNUIDELINES)o~~~~oo~~oo~oeoooooooo~~~~~~~~~~~~~~~~~~~~~~oo~~oo~~~~~~~~~~~~~~~~~~~~~~~~~~~o54GATTACHMENT8CRITERIAFORWORKINCLUDEDINRESTARTSCOPE....62ATTACHMENT9PHASE2OUTAGESCOPEAPPROVALPROCESS...............69ATTACHMENT10RESTARTREQUIREDSCOPEDEFERRALFORM.............70ATTACHMENT11EXPANDEDSYSTEMREADINESSREVIEWCLARIFICATIONSHEET~~~~~~~~~~~~~o~~~~~~oe~~~~~~~oo~eo~oo~~~o~~~~~~~~~~~~~~~e~~o~e~~~~~~~~~~~~~~~~~~~~~~71ATTACHMENT12INITIALEXPANDEDSYSTEMREADINESSREVIEWREPORT~~ee~ee~~e~~~e~oeeo~e~o~~e~~~~o~e~o~e~e~o~o~e~e~~e~~~~e~~e~~~~o~e~oo~~o~~~~e~e~e~~~~72ATTACHMENT13FINALEXPANDEDSYSTEMREADINESSREVIEWREPORT~~oooooo~eoooo~oooooooo~~~oo~~~oooooooooooo~~oo~eo~~~~~~~~~ooooooo~ooeoo~~~~oooooo~~75ATTACHMENT14EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDULTSoooooooeooooo~oo~ooooooooooooooooeooooooooooooooooo~~oo~~~~~~~~~~oooooo~~~ooooo~oo~~78RESATTACHMENT15SYSTEMWALKDOWNREPORT.....................................83ATTACHMENT16SYSTEMREADINESSAFFIRMATIONREPORT................84FIGURE1SYSTEMASSESSMENTMATRIXMAJORTOPICS........................85FIGURE2SYSTEMASSESSMENTMATRIXEXA'MPLE-AUXILIARYFEEDWATERSYSTEM~~~~oooooo~~~~~~~~~oooooo~~oo~~ooee~~oooo~oooo~oo~~oooooooooo~~oooo~ooo~oo~~~~~~~~oo95FIGURE3READINESSREVIEWATTRIBUTEASSESSMENTFORM..............100FIGURE4SAMPLECOMPLETEDREADINESSREVIEWATTRIBUTEASSESSMENT.FORM~oo~~~~~ooo~~o'o~~ooooooooooooooooooooooooeoo~oo~oooeoooooooooooo~oo~~~oo~~oooooooeo101 InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage3of1011PURPOSEANDSCOPE[Ref.6.8]1.1ThepurposeofthisdocumentistodefinetheExpandedSystemReadinessReview(ESRR)ProgramandprovideguidanceinevaluatinganddeterminingsystemrestartreadinessfortheCookplant.Thisdocumentalsodescribestheprocessforscopingworkitemsaseitherrequiredornotrequiredtosupportunitrestart.TheseguidelinessupportstartupfromthecurrentextendedoutageinsupportofReference6.1.1.2Severalindependentreviews,includingaselfassessmentoftheAuxiliaryFeedwater'ystemandanindependentEngineeringIssuesReviewGroupreportidentifiedvulnerabilitiesinthepreservationoftheDesignandLicensingBasisthatsuggestedaneedforamorerigorousreviewofoverallsystemreadiness,1.3TheESRRwillprovidereasonableassurancethat:~theplantsystemsarecapableofmeetingtheirsafetyandaccidentmitigationfunctionsasdefinedintheirdesignandlicensingbases[Ref.6.11],and~inconjunctionwithotherongoingimprovementprogramsandresolutionofidentifiedissues,thattheplantismodified,tested,operatedandmaintainedconsistentwiththedesignandlicensingbases.[Ref.6.12]1.4TheExpandedSystemReadinessReviewconsistsoffourphasesPhase1:InitialExpandedSystemReadinessReviewPhase2:RestartActivitiesMonitoringPhase3:FinalExpandedSystemReadinessReviewPhase4:StartupandPowerAscension1.4.1Phase1istoincludethefollowing:a.Formationandtrainingofsystemteamsforreadinessreviewusingrepresentativesfromvariousstationdepartments.b.Areviewofsystemdesignandlicensebasisdocumentation.c.Reviewofsafetyandaccidentmitigationfunctionsforeachsystem.d.Verification,inconjunctionwithotherongoingimprovementprogramsandresolutionofidentifiedissues,thattheplantismodified,tested,operatedandmaintainedconsistentwiththedesignandlicensingbases.

InformationPMP7200.RST.004.Rev.5Page4of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMe.Evaluationoftheextentofconditionforidentifiedproblemsandidentificationofpotentialprogrammaticorgenericissues.Performanceofmulti-disciplinedsystemwalkdowns.EvaluationofopenitemsintheSystemIndexedDataBaseSystem(SIDS)(seedefinitions)againsttheRestartScreeningCriteria.NOTE:ThePlantNuclearSafetyReviewCommittee(PNSRC)ismakingatransitiontobeknownasPlantOperationsReviewCommittee(PORC).Thisdocumentusestheacronym,PORC,butdocumentssuchastheUFSARandTechnicalSpecificationsmayusePNSRCthatrepresentsthesamegroup.h.PresentationoftheInitialExpandedSystemReadinessReviewReport'otheSystemReadinessReviewBoard(SRRB)andthePlantOperationsReviewCommittee(PORC)./BeginschedulingrestartworkintheRestartSchedule.1.4.2Phase2istoincludethefollowing:aoContinuedreviewofopencorrectiveactionitemsthroughclosure.b.ContinuedevaluationofemergentactionitemsforunitrestartagainsttheRestartScreeningCriteria.C.SchedulingofrestartworkintotheappropriateSystemWorkWindow.d.Monitoringoffield.work,includingpresenceatthejobsite,whenappropriate.e.DevelopmentofSystemTestPlans.PreparationforSystemWindowclosureandtheFinalExpandedSystemReadinessReviews.g.CompletionofregularlyscheduledwalkdownsbytheSystemManager(Seedefinitions).h.Managementofworkclosurethroughuseofperformanceindicatorsandpriorities.UpdateoftheSIDSdatabase,astheSystemManagerevaluatesemergentandopenitems.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage5of1011.4.3Phase3istoincludethefollowing:a...FinalSystemReadinessWalkdowncompletedbytheSystemManagerandanassignedOperationsrepresentative.b.PresentationoftheFinalSystemReadinessReport,priortorestart,totheSRRBandPORCbytheassignedoperationsrepresentativeandtheSystemManager.c.Reviewworkthatisnotcompletepriortorestartandreviewtheaggregateimpactofdeferredwork.d.FinalizetheSystemTestPlans.e.SystemManagerwilldevelopperformancemonitoringbaselineforsystemperformancetrackingandtrending1.4APhase4istoincludethefollowing:a.DesignatedtestresultsidentifiedbytheTestReviewBoard(TRB).b.SystemManagerwillimplementperformancemonitoringbaselineforsystemperformancetrackingandtrending.c.SystemManagerwillmonitoranynewcorrectivemaintenanceactivitiesorconditionreports,andcontinuouslymonitorsystemreadiness.d.CompletionofSystemReadinessAffirmation.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage6of1012DEFINITIONSANDABBREVIATIONSTermSystemAssessmentMatrixAttributeTopicReviewAreaDiscrepancyGenericIssueAssessmentDataBaseMeaningThematrixconsistsofattributes(rows)andtopicreviewareas(columns)thatdefinethescopeoftheworkandwhencompletedprovidesthesummarybasisoftheconclusionsoftheExpandedSystemReadinessReview.Figure1providestheAssessmentMatrixForm.Figure2providesasamplecompletedassessmentmatrix.Keysystemparameters,includingsystemsafetyandaccidentmitigationfunctions,thatwillbeevaluatedagainstvarioustopicreviewareas.TheattributesmakeuptherowsofthematrixandareselectedbytheExpandedSystemReadinessReviewTeamsusingguidanceprovidedinSection4.3.4.Consistsofdocumentsandsourcesofinformationinthefollowingareas:Design,Licensing,Operations,Maintenance,Surveillance,PhysicalPlant,andPrograms,ProcessesandProcedures.Thereviewareasmakeupthecolumnsoftheassessmentmatrix.TheaddendumtoFigure1providesguidanceontheevaluationtobeperformedforeachtopicarea.Afindinggeneratedasaresultofanactivityperformedinaccordancewiththisprocedurewhichindicatesapotentialneedforcorrectiveactionorprocessimprovement.DiscrepanciesidentifiedduringtheExpandedSystemReadinessReviewaredocumentedviaConditionReports(CRs)intheCookPlantCorrectiveActionProgram(CAP)orasActionRequestsintheWorkControlSystem(NPM).AConditionReportshallbeissuedforanyitemthatfallswithinthescopeoftheCorrectiveActionProgram.Discrepanciesidentifiedinseveralsystemsforthesametopic..reviewareathatpotentiallyidentifyaprocessorprogrammaticproblem..ThedatabaseusedtodocumentExpandedSystemReadinessReviewassessments,confirmingconsistentuseofdesignandlicensinginformation,andidentifyingdiscrepancies.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage7of1012DEFINITIONSANDABBREVIATIONS(Continued)TermSystemIndexedDataBaseSystemCurrentLicensingBasisDesignBasis(asDefinedby10CFR50.2)MeaningTheSIDSdatabaseisusedtotrackopenitemsidentifiedasrequiredforrestart.Openitemsinthisdatabaseincludeopenitemsfromexistingplantdatasources,anddiscrepanciesidentifiedbytheExpandedSystemReadinessReview.Thus,discrepanciesidentifiedduringtheExpandedSystemReadinessReviewgenerateentriesintheSIDSDatabase.ThesetofNRCinformationapplicabletoaspecificplantandalicensee'swrittencommitmentsforensuringcompliancewith,andoperatingwithinapplicableNRCrequirementsandtheplantspecificdesignbasis,includingallmodificationsandadditionstosuchcommitmentsoverthelifeofthelicense,thataredocketedandineffect.TheCLBincludesNRCregulationscontainedin10CFRParts2,19,20,21,26,30,40,50,51,54,55,70,72,73,100andappendicesthereto:Orders,LicenseConditions,Exemptions,andTechnicalSpecifications(TSs).Italsoincludestheplantspecificdesignbasisinformationdefinedin10CFR50.2asdocumentedinthemostrecentUFSARasrequiredby10CFR50.71andNRCcommitmentsremainingineffectthatweremadeindocketedlicensingcorrespondencesuchasresponsestoNRCBulletins,GenericLettersandenforcementactions,aswellaslicenseecommitmentsdocumentedintheNRCSafetyEvaluationsorLicenseeEventReports.Informationthatidentifiesthespecificfunctionstobeperformedbyastructure,systemorcomponentofafacilityandthespecificvaluesorrangeofvalueschosenforcontrollingparametersasreferenceboundsfordesign.These.valuesmaybe(1)restraintsderivedfromgenerallyacceptedstate-of-the-artpracticesforachievingfunctionalgoalsor(2)requirementsderivedfromanalysis(basedoncalculationsand/orexperiments)oftheeffectofapostulatedaccidentforwhichastructure,systemorcomponentmustmeetfunctionalgoals.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage8of1012DEFINITIONSANDABBREVIATIONS(Continued)TermEngineeringDesignBasisVerticalSliceReviewHorizontalSliceReviewSystemReadinessReviewBoard(SRRB)SystemManagerSystemManager"APPROVE"MeaningTheEngineeringDesignBasisistheentiresetofdesign-restraintsthatareimplemented,including(1)thosethatarepartofthecurrentlicensingbasis,and(2)thosethatarenotpartofthecurrentlicensingbasis,butareimplementedtoachievecertain.economiesofoperation,maintenance,procurement,installation,orconstruction.(SeeReference6.2forfurtherclarification,includingdefinitionsofDesignBasisDocument,DesignRequirementsandDesignOutputDocument).AstructuredreviewapproachderivedfromtheSafetySystemFunctionInspection(SSFI)methodologythatallowsanassessmentofspecificaspectsoftheplantphysicalconfigurationandoperationagainstselectedaspectsoftheplantlicensinganddesignbasis.ThescopeoftheESRRverticalslicereviewforeachsystemisdefinedbytheSystemAssessmentMatrix.Areviewofaprogrammaticissueorplantdocumentsacrossmultipleplantsystems,suchasareviewoftheUFSAR,evaluationofAppendixRfireprotectionrequirements,reviewandupgradeofcalculations,etc.AboardofpersonnelconductingbusinessinaccordancewiththeCharterinAttachment1.TheleaderoftheExpandedSystemReadinessReviewTeamandengineeringownerofassignedsystemsforpurposesofthisprocedure.IndicatesthefactthattheSystemManagerhasreviewedthescope(i.e.,thescreeningoftheitemasrequiredornotrequiredtosupportunitrestart)ofaniteminSIDSandtheassociatedcommentsthatjustifytheitem'sscope.This"APPROVAL"isdenotedintheInitialSystemManagerApprovalboxinSIDSandisusedbytheSystemManagerduringallPhasesfornewitemsinSIDS,meaningthattheSystemManageragreeswiththescopeandjustification.

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InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage9of1012DEFINITIONSANDABBREVIATIONS(Continued)TermSystemManager"CONCUR"SystemManager"EXCEPT"SystemManager"PostRestartDeferred"SystemManager"RestartRequiredDeferred"MeaningDuringPhases3and4,"CONCURRENCE"isdenotedintheFinalSystemManagerApprovalboxinSIDSandisusedbytheSystemManagertomeanthatrestartitems,orpostrestartitemsthatarenotincludedintheaggregateimpact,havebeencompletedtothesatisfactionoftheSystemManager.IndicatesthatthisRestartscopedSIDSitemisnotcompleteandremainsanexceptiontorestart(i.e.,completionoftheitemstillneededtoenterthemodeidentifiedinthemoderestraintboxinSIDS).This"EXCEPTION"isdenotedintheFinalSystemManagerApprovalboxinSIDSandisusedbytheSystemManagerduring.Phases3and4.Denotedonitemsassociatedwithacomponentthathas(2)or.morepostrestartdeferreditems,excludingPMpostrestartitems.Denotedonitemswithdeferredscopethatwereinitiallyapproved,asrestartrequired.TheseitemsmustbeaccompaniedbyaRestartRequiredScopeDeferralForm(Attachment10).

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage10of1013RESPONSIBILITIES3.1TheDirectorofEngineeringRestartisresponsibleforoverseeingEngineeringpreparationsforrestart,fortheESRRProgramand,whenneeded,forchairingtheSystemReadinessReviewBoard;ensuringthattherequisitemembersareinattendance.3.2TheSystemReadinessReviewManagerisresponsiblefor:3.2.1ExpandedSystemReadinessReviewProgramcontentandoversight.3.2.2DeterminationofthescopeofthereviewforESRRsystems.3.2.3Ensuringadequatetrainingandlogisticssupportisprovidedtoparticipating'eammembersj3.2.4Reviewingtheresultsoftheindividualsystemreadinessreviews,identifyinganygeneric.concernsanddefiningprogranunaticcorrectiveaction(ifany).3.2.5ReviewingtheattributeselectionandthecorrespondingAssessmentMatrixforeachsystem(Figure1).3.2.6MaintainingandrevisingthisprocedureontheExpandedSystemReadinessReviewProgram,annotatingthechangesmade,andobtainingappropriateapprovals.3.2.7OwnsandmanagestheSIDSDatabase3.3TheSystemEngineeringManagerisresponsiblefortheassignmentofSystemManagerstosystemrbeingreviewed,andforprovidingadditionaloversightfortheESRRProgram.3ATheSystemEngineeringSupervisorsareresponsibleforsupervisionandeffectiveimplementationoftheExpandedSystemReadinessReviewProgramthroughactivecoaching,counselingandoversightoftheSystemManager.TheSystemEngineeringSupervisorsjointlyowntheESRRresultswiththeSystemManagers.3.5TheExpandedSystemReadinessReviewProgramCoordinatorisresponsiblefor:3.5.1ExpandedSystemReadinessReviewprogramdevelopmentandimplementation.3.5,2Scheduleandcoordination InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage11of1013.5.3ReviewingandrecommendingforapprovaltheattributeselectionandthecorrespondingAssessmentMatrixforeachsystem.3.5.4ReviewtheAssessmentDataBasetoidentifygenericissuesandtrends.3.6TheAssessmentDataBaseCoordinatorisresponsiblefor:3.6.1AssuringthattheAssessmentDataBaseisoperationalandavailabletotheESRRteams.3.6.2MaintainingthedataintheAssessmentDataBaseandprovidingstatus.andsummaryreportsregardingtheESRR.3.7TheSIDSDataBaseCoordinatorisresponsiblefor:3.7.1AssuringthattheSIDSDataBaseisoperationalandavailabletotheESRR.teams,andtoprogramownersandfunctionalareamanagers(ordesignees).3.7.2MakinganyrequiredchangesorimprovementstotheSIDSDataBase.3.7.3EnsuringthatitemsrequiredtobescopedareenteredintotheSIDSDataBase.3.7.4ProvidingandmaintainingthequalityofSIDSreports.3.8SystemManagersareresponsiblefor:3.8.1Overallsystemhealthandperformance.3.8.2OrganizingandleadingeachESRRTeam.TheTeamwillbecomposedof'henecessarymulti-disciplineresourcestoconductPhase1oftheExpandedSystemRea'dinessReviews.TheSystemTeamswillincludethefollowing:a.SystemManagerb.OperationsRepresentativec.DesignEngineeringRepresentatived.MaintenanceRepresentative.e.LicensingRepresentativef.Outsidemember(s)withvariedindustryexperience InformationPMP7200.RST.004Rev.5Page12of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM3.8.3Coordinatingteamrequestsforsystemdesignandlicensingbasisdocumentationfromtheappropriatesources.3.8.4PerformingPhases1,2,and3,andsupportingPhase4oftheESRR.3.8.5CoordinatingpreparationoftheESRRInitialandFinalReports,andpresentingthesereportstotheSRRBandPORC.3.8.6AssemblingESRRreviewresultsandrestartactionitemsintotheSIDSDatabasefortracking.3.8.7Maintainingastatusofrestartactionitemsandsubmittingstatusupdatestoplantmanagementasrequired.3.8.8Coordinatingandconductingsystem.walkdownswithappropriateteammembers.3.8.9Organizingandleadingeachworkwindowteam(seeSection4.4.2b.1).3.9TheExpandedSystem'ReadinessReviewTeamsareresponsiblefor:3.9.1Identifyingattributesappropriatetotheirspecificsystemforassessment.3.9.23.9.3Selectingtopicareasappropriatetotheidentifiedattributes.Performingsystemattributechecksandwalkdownsanddocumentingtheresults,includinganynoteddiscrepancies,intheassessmentdatabase.3.9.4ReviewingitemsintheSIDSdatabaseandscopingtheitemsasdiscussedinsection4,3.12.3.9.5EnteringthedeficienciesintheCookPlantCorrectiveActionProgramand/orWorkControlSystemasappropriate.3.9.6ProvidingassistancetotheSystemManagerasrequired.3.10TheOperationsManagerisresponsibleforassigningappropriateOperationsrepresentativestosupporttheESRRProgram.3.11TheDirectorofRegulatoryAffairsisresponsibleforassigningappropriateLicensingrepresentativestosupporttheESRRProgram.3.12TheMaintenanceManagerisresponsibleforassigningappropriatemaintenancerepresentativestosupporttheESRRProgram.

I,ik.$g InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage13of1013.13TheDesignEngineeringDirectorisresponsibleforassigningappropriateDesignEngineeringrepresentativestosupporttheESRRProgram.3.14TheSRRBw'illperformmanagementoversightandassessmentoftheExpanded=-SystemReadinessReviewProgramandwillbethefinalapprovalauthorityoverworkitemscreening.TheSRRBwillperformactivitiesapplicabletothisprocedure,includingapprovaloftheSystemAssessmentMatrices.TheSRRBCharterisincludedinAttachmentl.AnexpectedproductoftheSRRBoversightisimprovedconsistencyandtechnicaldepthoftheESRRresults.3.15ThePORCisresponsibletoprovideacross-disciplineoversightoftheESRRProgrambyreviewingESRRreportsforeachsystemandtheIntegratedReadinessReviewReport.3.16TheOutageScopeManagementTeam(OSMT)willreviewemergentworkitemsfollowingPhase1todeterminewhetherornottheyarerequiredtosupportUnitrestart.4DETAILS4.1ScopeAndSelectionOfSystemsForExpandedSystemReadinessReviewNOTE:Theterm"TBDL"whenusedinthisdocumentreferstodetailToBeDevelopedLaterandincorporatedinasubsequentrevisiontothisdocumentorinotherdocuments.4.1.1Previously,aplantSystemReadinessReviewwasconductedasdiscussedinReference6.3.Agradedapproachwasusedinperformingtheprevioussystemreadinessreviews,withhigh-risksystemsreceivingmorethoroughreviews.Theprevioussystemreadinessreviewswerebrokendownintothreelevels-with.thefollowingattributes:a.Level1Systems.1.Risk-significantMaintenanceRulesystems2.Someimportantnon-risksignificantstandbymaintenancerulesystemsb.Level2Systems1.Remainingnon-risksignificantMaintenanceRulesystemsc.Level3Systems InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage14of1011.Non-MaintenanceRulesystemsthatsupportpowergeneration2.Systemsthatarerequiredforplantoperation,areeasilymonitoredinservice,andpresentlittleornochallengetosafety4.1.2The21Level1systemsincludedinthepreviousSystemReadinessReviewarelistedinAttachment2.4.1.3SubsequenttothecompletionofthepreviousSystemReadinessReview,severalindependentreviewswereconducted,includingaSafetySystemFunctionalInspection(SSFI)oftheAuxiliaryFeedwaterSystem(Reference6.4)andanEngineeringIssuesReviewGroupfinalreport(Reference6.5).ThesereviewsidentifiedvulnerabilitieswithrespecttothescopeofsystemsreviewedduringthepreviousSystemReadinessReview,additionalsystemdesignbasisandlicensingbasisissues,andweaknessesinengineeringprogramsandprocesses.4.1.4TheclassificationofLevel1,2,and3systemsutilizedduringthepreviouslyperformedsystemreadinessreviewswerebasedsolelyonMaintenanceRuleinput.TheLevel1systemswereMaintenanceRuleRisk'ignificantsystems.Level2systemswerenon-risksignificantsystems,butsystemsthatwerestillincludedinthescopeoftheMaintenanceRule.Level3systemsweresystemsthatwerenotincludedinthescopeoftheMaintenanceRule.4.1.5TheclassificationofLevel1and2systemsutilizedduringtheESRRProgramisbasedonMaintenanceRuleinput,systemsrequiredforsafeshutdown,significantattendant/supportsystems,andsystemsidentifiedbytheSystemEngineeringManagerthathaveexperiencedanabnormalamountofcorrectivemaintenance.ThebasisfortheselectionofLevel1systemsisfoundinAttachment3.4.1.6ExpandedSystemReadinessReviewsunderthisprocedurewillbeconductedonallofthepreviousLevel1systems,plusadditionalsystemsthatweredeterminedtowarrantanExpandedSystemReadinessReview(RefertoAttachment4).ExpandedSystemReadinessReviewsforthenewLevel2Systemswillbeaddressedinaseparateprocedure.4.2UseOfTheSystemAssessmentMatrix,SIDS,AndTheAssessmentDataBase4.2.1TheESRRemploysaverticalsliceapproachderivedfromthemethodologyofaSafetySystemFunctionalInspection(SSFI).Thisapproachevaluatessystemsafetyimportanttosafeoperationandaccidentmitigationfunctions(Attributes)againstplantconfigurationanddesign,licensing,operationsandmaintenancedocuments(TopicAreas).

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage15of1014.2.2ThescopeoftheverticalslicereviewperformedonasystemisshowninaSystemAssessmentMatrix.Thesystemattributesselectedforeachsystem'sreviewformtherowsofthismatrix,asfurtherdiscussedinsection4.3.4.Thesourcesofinformationortopicareasthatareincludedintheverticalsliceformthecolumnsofthematrix.4.2.3TheSystemManager,accompaniedbythecognizantSystemEngineeringSupervisor,presentsadescriptionofthesystemscopeandthesystemspecificAssessmentMatrixtotheSRRBforapproval.ThishelpstheSRRBascertainthatattributesareappropriate.4.2;4Therequirementsassociatedwitheachoftheattributesareevaluatedagainstspecifictopicareasorsourcesofinformation.4.2.5Theassessmentsincludecomparison,andevaluationofdocumentsaswellasobservationsofplantconditionandconfigurationduringsystemwalkdowns.TheESRRwillemphasizethoseattributes,topicareasandactivitiesnecessarytosatisfytheprogrampurpose.4.2.6TheresultsaredocumentedusingAttributeAssessmentForms(Figure3)intheAssessmentDataBase.DiscrepanciesareenteredintotheCookPlantCorrectiveActionProgramand/orWorkControlSystem(NPM).AssessmentDataBasemanipulationandreportingcapabilitiesassistinreporting,trackingandidentificationofgenericissuesandtrends.4.2.7Byassessingtheresultsforalltopicareasacrossallthesystemsreviewed,theESRRcanassistindeterminingtheextentofconditionofvulnerabilitiesinplantprogramsandprocessesalreadyidentifiedbypreviousinspectionsandreviews(e.g.,References6.4and6.5).TheESRRwillalsobeusedtoidentifyotherpotentialvulnerabilitiesandthepotentialneedforfurtherimprovementinplantprocessesandprograms.4.2.8Insummary,theESRRsresultinaverticalsliceevaluationofselecteddesignandlicensingbasesfortheESRRsystems.Theseevaluationsdonotguaranteethatfutureexternalorinternalassessmentswillnotuncoveradditionalproblemreviews.However,inconjunctionwithotherongoinghorizontalslicerestartprogramsatCookPlantandresolutionofissuesthatarerecommendedforrestart,theESRRsprovidereasonableassurancethatkeysystemsarecapableofmeetingtheirsafetyandaccidentmitigationfunctionsasdefinedintheirdesignandlicensingbasis.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage16of1014.2.9TheSIDSDataBaseisbeingusedtotrackitemsbeingevaluated,scopedandjustifiedaseitherRestartorPostRestartforbothUnits.Thisdatabaseisthecentralrepositoryforsuchitems.SIDSwillgeneratereportslistingRestartandPostRestartitemsforSRRBandPORCapproval.ThisdatabasewillbemanagedandcontrolledbytheSystemManagerforhisparticularsystem(s).4.3Phase1-InitialExpandedSystemReadinessReview4.3.1ExpandedSystemReadinessReviewTeamFormationa.TheSystemEngineeringManagerwillassignaSystemManagertoeachoftheExpandedSystemReadinessReviewteams.b.TheSystemManagerwillleadtheExpandedSystemReadinessReview'eamcomprisedofalicensedmemberfromOperationsandmembers..fromDesignEngineering,Maintenance,Licensing,andoutsidememberswithstrongindustryexperience;4.3.2Traininga.Priortoperformingthereviews,trainingwillbeconductedfortheAEPSystemManagersandtheESRRTeammembersonExpandedSystemReadinessReviewProgramknowledgeandskillneeds.Theseneedsaredefined-inAttachment5.4.3.3b.ThetrainingfortheAEPSystemManagersandtheESRRTeamswasdeterminedbasedonanevaluationofthetaskstobeperformedandlessonslearnedformtheoriginalSystemReadinessReviews,theoriginalSystemEngineeringReviewBoard,andpreviouslyperformedengineeringandprogrammaticassessments.AReviewDesignandLicensingBasisDocumentationa.TheESRRTeamshallbecomefamiliarwiththedesignandlicensingbasisofthesystemtogainanunderstandingofthesystemfunctionalandsafetyrequirementsundernormaloperatingandaccidentconditions.ThedesignandlicensebasisdocumentationlistedinAttachment6willbeavailabletotheESRRTeam.b.AccesstothefollowingwillbeprovidedtotheESRRTeams.1.EQinformation2.AppendixRinformation InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage17of1013.StationBlackoutinformation4.ISI/ISTProgramInformation5;Seismicqualificationinformation6.Electricaldesigncriteria(separation,etc.)7.MaintenanceRuleProgramInformation8.IndividualPlantExamination(IPE)Results9.HighEnergyLineBreakProgram'Information10.GenericLettersGL89-13,GL83-28,GL96-01,andresponsesthereto.11.GenericLetterGL89-10programinformation.12.GenericLetterGL96-06information(asavailable)13.LER97-021andassociatedsinglefailurecommitments14.1998AFWSSFIReport15.1998ContainmentSpraySSFIReport16.EngineeringIssuesReviewGroupReport(Reference6.5)c.TheexpectationisthattheSystemManagerwillreviewtheaboveinformationtodetermineitsimpactonhissystem.d.Licensingwillprovidetheresultsofareviewoflicensingcommitmentsonasystembasis.4.3.4DefineSystemSpecificAttributesa.Duringthereviewandevaluationofdesignandlicensinginformation,eachESRRTeamwilldevelopalistofattributestobeincludedintheassessmentontheSystemAssessmentMatrix.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage18of101b.Attributeswillbeselectedbyathoroughreviewofthedesignand,licensingbasistoidentifythesystemsafetyandaccidentmitigationfunctions.Additionalfunctionalrequirementsofthesystemandcriticalcomponentsmayalsobeselected.InformationfromtheLicensingReviewProgramwillbeconsideredaswillPRAinsightsonrisksignificantcomponentsandfunctions.Functionalityofattendant/supportsystemsandimportantpassiveequipment(e.g.,tanks,bladders,strainers)willalsobeconsideredinselectionofsystemattributes.GenericrequirementssuchasStationBlackout,EQ,AppendixR,etc.willalsobeselectedassystemattributeswhenappropriate.AdetailedexampleofandsomerequirementsforattributeselectionandtheirbasesareprovidedintheFigure2addendum.4.3.5EstablishScopeofReviewa.EachESRRTeamwillperformaverticalslicereviewofitsassignedsystembyevaluatingthesystemandcommonattributesagainstspecifictopicreviewareasasdocumentedinthesystemAssessmentMatrix.ThetopicareastobeassessedforeachattributewillbedefinedinaninitialSystemAssessmentMatrixatthestartoftheESRR,takingintoaccounttheresultsofpreviousevaluationsatCookPlant.ThisinitialSystemAssessmentMatrixwillbereviewedandrecommendedbytheESRRProgramCoordinatororManagerandtheNuclearLicensingManagerorDirectorofRegulatoryAffairs,andapprovedbytheSRRB.ChangesmadeinresponsetoSRRBcommentsneednotbere-reviewedbytheotherpartieswhopreviouslyreviewedthematrix.Thesereviewsandapprovalswillbebasedonthematrixandothersupportingmaterialasdictatedbytheboard.Typically,thisinformationwillconsistof:~Alistingofthesystemsafetyandaccidentmitigationfunctions~Thematrixitself,showingtheattributeschosenandthetopicstobereviewedforeach~Amarked-upsystemflowdiagramorschematicdepictingsystemboundaries

<<u~4 InformationPNIP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage19of101~Aseparateworddescription'ofsystemphysicalboundariesandfunctionalboundaries.Functionalboundariesarethoseinterfaceswithothersystemsortheenvironmentthatmustbeproperinorderforthesystemtofunctionasdesigned.Anexamplewouldbeacircuitbreakerinanon-safetyrelatedsystemthatmustopentoprotectaconnectedsafety-relatedsystemiftheaon-safetyrelatedsystemincursafault.~Adescriptionoftheattributeschosenandthesub-attributesofeachwhichtheteamintendstopursue.b.TheSystemAssessmentMatrixwillbeusedbyeachESRRteamasa"guidelinetoensureadequatecoverageoftopicareasandallattributes.c.Basedontheadditionalknowledgeandunderstandinggainedinthecourseofthereview,specificallyincludingtheresultsofthereviewoflicensingcommitments,actualcoverageofspecifictopicareasforparticularattributesmayexpandanddeviatefromtheinitialmatrix,providedthatcoverageofappropriatetopicareasandallattributesismaintained.IfongoinglicensingorESRR'reviewsidentifytheneedtoadd,attributestotheassessmentmatrix,theseadditionswillbeapprovedbytheESRRManagerortheESRRProgramCoordinator.SuchadditionswillbecommunicatedinatimelymannerbetweenLicensingaadtheESRRManager.ActualcoveragewillbedocumentedinthefinalSystemAssessmentMatrix,whichwillbereviewedbytheESRRProgramManagerorProgramCoordinatorandwillbeincludedintheInitialExpandedSystemReadinessReviewreport."4.3.6ReviewSystemConditionDocumeatationa.DatasourcesinSIDSwillbereviewedbytheESRRTeamstogainacomprehensiveunderstandingofthecurrentsystemcondition,toassessthesystemfunctionalrequirementsforreadiness,andtoevaluatetheconformanceofthesystemconditiontoitsdesignbasis.Aspecificfocusofthiseffortshallbetheidentificationoffundamentalvulnerabilitiesinthesystem'sabilitytoperformitssafetyandaccidentmitigationfunctionsasdefinedintheDesignandLicensingBasis.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage20of101b.Duringthereviewandevaluationofthesedatasources,theESRRteammaydevelopadditionalspecificrequirementstobechecked.For.example,ifapreviouslyconductedassessmentidentifiedadiscrepancybetweenacomponentcapabilityandadesignrequirement,thisdesignrequirementwouldbeacandidateforinvestigationandthesatisfactoryclosureofthepreviouslyidentifieddiscrepancywouldbeassessedaspartoftheESRR.ThesamestrategymaybeappliedtoassessthesatisfactoryclosureofopenitemsthatwereidentifiedwhentheDesignBasisDocumentswerecreated.4.3.7PerformAssessmentofSystemAttributesandTopicAreasa.Thechecksofspecificattributesagainstthetopicareaswillassesstheinternalconsistencyofsystemdocuments,procedures,andplantconfigurationandtheirconformancewithdesignandlicensingrequirements.TheESRRTeamwilldocumentconformancewithrequirementsaswellasdiscrepanciesonanAttributeAssessmentForm.AnexampleofacompletedAttributeAssessmentFormisprovidedinFigured(Actualformmayvaryslightlyasitwillbecomputergenerated).b.EachAttributeAssessmentFormshalllistthedocumentationreviewedorwalkdownobservationsmadetoarriveattheassessmentconclusions.Thelistofrevieweddocumentsshallcontainrevisionnumbersand/ordateifapplicable.Theassessmentformsshalldescribetheassessmentandindicatethenumberofattributecheckscoveredbytheassessmentformandthenumberofattributecheckswhichresultedinidentificationofdiscrepancies.TheESRRteamshalldeterminetheextentofconditionfordiscrepanciesidentifiedwithintheirsystembyconductingadditionalchecksasnecessary.c.AsummaryoftheevaluationforeachattributewillbedocumentedintheInitialSystemReadinessReport.Thissumtnarywilldocumentthechecksmadetoverifythecapabilityofthesystemtoperformitssafetyandaccidentmitigationfunctions.4.3.8PerformWalkdownofSystem InformationPMP7200.RST.004Rev.5Page21of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMaoTheSystemManagershalldevelopthewalkdownstrategyinaccordancewiththeSystemWalkdownGuidelinesandbrieftheESRRTeam(seeAttachment7).ThewalkdownsconductedaspartofthepreviousSystemReadinessReviewstendedtofocusonmaterialcondition.TheESRRwalkdownswillincludeevaluationofmaterialcondition,butwillalsofocusonconfigurationorenvironmentalissuesthatcouldalsoimpactthedesignandlicensingbasis.[Ref.6.13]Systemsafetyandaccidentmitigationfunctionflowpathsshouldbeindicatedonsystemflowdiagrams.ThemarkedupdrawingswillbeusedtoassisttheSystemManagertoverifythesystemsafetyandaccidentmitigationfunctionsduringthesystemwalkdowns.Otherdrawingsmaybeusedbyteamstocheckspecificconfigurationoras-builtdetailsagainstdrawingrequirements.C.ParticipantsinthewalkdownswillincludetheSystemManager,theOperationsrepresentative,aMaintenancerepresentative,andoutsideteammember(s).ParticipationbyrepresentativesofdesignengineeringandlicensingmayalsobeobtainedwhenrequiredbytheSystemManager;d.Theassessmentperformedduringthewalkdownwillbedocumented,togetherwithdiscrepanciesnoted,intheassessmentdatabase.e.Correctiveactionitemsidentifiedduringthewalkdownsshallbe.enteredintotheCorrectiveActionProgramand/orWorkControlSystembyinitiatingaConditionReportorActionRequestrespectively.ThesecorrectiveactionitemswillalsobecapturedintheSIDSdatabaseandtheAssessmentDataBase.AWalkdownReport(Attachment15)istobeassembledbytheSystemManager-andincludedintheInitialExpandedSystemReadinessReportThereportwilldiscussthefollowing:1.Walkdownpurposeandscope2.Walkdownfindings3.Necessarycorrectiveactionsidentified4.Summarizationofsystemconcernsandcondition5.Suinmarizationandjustificationforportionsofsystemsthatarenotwalkeddown.

InformationPMP'7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage22of101g.Duringthereviewandevaluationofthewalkdowns,theSystemTeammaydevelopadditionalcheckstomakebeyondthoseontheWalkdown.Guidelines.4.3.9IdentifyLongStandingorRecurringEquipmentPerformanceIssuesa.EachESRRteamwillobtaininformationfrompreviousReliabilityCenteredMaintenance(RCM)evaluations,theISTprogramselfassessment,andMaintenanceRuleevaluationstoidentifypotentiallong-standingorrecurringequipmentperformanceissues.Suchissues'hallbeidentifiedforfollow-upintheAssessmentDataBaseandtheCorrectiveActionProgramand/orWorkControlSystemandthe*resultswillbedocumentedintheInitialExpandedSystemReadinessReviewReport.AConditionReportshallbeissuedforanyitemthatfallswithinthescopeoftheCorrectiveActionProgram.~4.3.10EvaluateExtentofConditionforIdentifiedProblemsa.Eachsystemteamshallassessrecurringissuestodeterminewhetherfurtherextentofconditiondeterminationisrequired(beyondtheplannedscopeasdocumentedintheinitialsystemAssessmentMatrix)anddocumentanysuchconditionsintheInitialExpandedSystemReadinessReviewReport.[Ref.6.14]b.TheESRRProgramManagerandProgramCoordinatorshallreviewtheresultsacrossallthereviewedsystemstoidentifypotentialprogrammaticorgenericissues.Ifappropriate,thisinformationwillbeusedtorecommendcorrectiveactionsofaprogrammaticnature.TheresultswillbedocumentedintheExpandedSystemReadinessReviewIntegratedResults,describedinAttachment14.4.3.11Documen~view.resultsandenterdiscrepanciesintoESRRAssessmentDataBaseandtheCookPlantCorrectiveActionProgramand/orWorkControlSystem.AConditionReportshallbeissuedforanyitemsthatfallwithinthescopeoftheCorrectiveActionProgram.a.AttributechecksperformedaswellasdiscrepanciesfoundinthisreviewaretobedocumentedintheAssessmentData'ase.DiscrepanciesshallalsobeenteredintotheCookPlantCorrectiveActionProgrambyConditionReportortheWorkControlSystembyActionRequest.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage23of101b.ConditionReportsandActionRequestswillautomaticallybeloadedintotheSIDSdatabase.ThisSIDSdatabasewillallowtrackingof..openitemsrequiredforrestartandwillallowevaluationofpotentialaggregateeffectsofthoseitemsnotrequiredtoberesolvedpriortorestart.NOTE:Programownersorfunctionalareamanagers(ordesignee)performscoping,monitoring,andclosureofnonsystem-specificprogrammaticorfunctionalareadiscrepanciesasdiscussedfurtherinPMP7200.RST.009andPMP7200.RST.010.4.3.12DetermineRestartWorkscopea.Allsystem-specificitemsintheSIDSdatabasewillbereviewedagainsttheRestartIssuesSelection/ScreeningCriteria(seeAttachment8).TheSystemManagerisresponsibleforaddinganyknownopencorrectiveactionitemsnotpresentinSIDSforhissystem.TheseitemsaretobeevaluatedforRestartReadinessScope.PRArisk-basedinsightsmaybehelpfulindecidingmarginalcases.b.Eachsystem-specificitemintheSIDSdatabasewillbeevaluatedusingtheevaluationprocessoutlinedinAttachment8.TheESRRTeamwillrecommendoneofthefollowingclassificationsforeachsuchiteminSIDSinordertoenablereturnoftheCookPlantUnitstooperationinasafeandreliablemanner:1.RESTART1-ActivitiesrequiredtobecompletedpriortoenteringStartup/PowerAscensionofUnit1.Thisclassificationincludesnecessaryrestartandpowerascensiontestingactivitiesaswellasdefinitionoftheapplicablemoderestraint.2.RESTART2-ActivitiesrequiredtobecompletedpriortoenteringStartup/PowerAscensionofUnit2.Thisclassificationincludesnecessaryrestartandpowerascensiontestingactivitiesaswellasdefinitionoftheapplicablemoderestraint.3.POSTRESTART1-ActivitieswhichshouldbecompletedonascheduleconsistentwiththeUnit1normalplantworkcontrolsprocess.4.POSTRESTART2-ActivitieswhichshouldbecompletedonascheduleconsistentwiththeUnit2normalplantworkcontrolsprocess.

Info'rmation<PMP7200.RST.004Rev.5Page24of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM5.NOTAPPLICABLE-Activitiesthatarenotrequiredtobecompleted.c.Theseclassificationswillbeusedtodetermineandscheduletheworkwithintheappropriaterestarttimeframe;d.PreventiveMaintenanceactivitiesareuniquesincetheyoftenprovideameansofenhancingequipmentperformance.However,theequipmentbeingservicedmayrequirebeingremovedfromoperation.Asaresult,theESRRmusttaketheseactivitiesintoconsiderationwhenevaluatingPMactivities.ThefollowingexpectationsareassociatedwiththeevaluationsofPMactivities:~AllPMsscheduledforcompletionbeforeAugust31,2001areto,bereviewed.~PMsscheduled(nextrequireddate)priortoMarch31,2000aretobecategorizedasRESTART1orRESTART2.~PMsthatarescheduledorplannedduringtheoperatingcycle,andrequireaunitoutagetocomplete,aretobecategorizedasRESTART1orRESTART2'sappropriate.~PMsscheduled(nextrequireddate)priortoAugust31,2001thatarenotpartofon-linemaintenanceoraFunctionalEquipmentGroup(FEG)outage;andwillimpactasurveillancetest,orinitiateanunplannedorunscheduledLCOduringtheoperatingcycle,aretobecategorizedasRESTART1orRESTART2.~PMsthatarescheduledasafunctionofapre-plannedorpre-sehedtQedFEGoutage,withorwithoutanensuingLCO,anddonotchallengeunit/systemoperability,aretobecategorizedasPOSTRESTART1orPOSTRESTART2.Somere-screeningwillbenecessaryiftheassumeddatesabovechange.e.Allsystemleaksaretobeevaluated.Scopedeterminationguidelinesareasfollows:ll~AnyleaklocationwithnoavailableisolationistobecategorizedasRESTART1orRESTART2,unlessreasonablejustificationforadifferentcategorizationisprovided.

'3 InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage25of101~AnyASMEcodecomponent/vessel/pipingleakageistobecategorizedasRESTART1orRESTART2."~Leakagethatcanonlybeisolatedbyusinga"freezeseal"istobecategorizedasRESTART1orRESTART2.~AnyleakageidentifiedwithincontainmentrequiringcorrectiveactionistobecategorizedasRESTART1orRESTART2.Leakageidentifiedonsystemsoutsidecontainment,onnon-ASMEcodecomponents/vessels/piping,thatisisolable,andwouldnotchallengesystemoperabilityorreliabilityifworkednon-outage,istobecategorizedasPOSTRESTART1orPOSTRESTART2.LeakagefromsystemsoutsidecontainmentthatwouldorcouldcontainradioactivefluidsthatcouldviolateleakagerequirementsinSection14.3oftheUFSARistobecategorizedRESTART1orRESTART2.4.3.13Labeling~AnylabelingissuesthathavepotentialimpacttoworkcontroltaggingaretobecategorizedasRESTART1orRESTART2withthemodeidentified.,~AnylabelingissueswithanypotentialimpacttosystemoperabilityorreliabilityaretobecategorizedasRESTART1orRESTART2.~Onlylabelingissuesthathavenoimpactoncomponents/systemsworkcontroltaggingaretobecategorizedasPOSTRESTART1orPOSTRESTART2.4.3.14PrepareInitialExpandedSystemReadinessReportandPresenttoTheSystemReadinessReviewBoard.a.Theinformationgatheredthroughoutthesystemreadinessreviewand.walkdownshallbecompiledbytheESRRTeamintoanInitialExpandedSystemReadinessReviewReport.Eachmemberofthereviewteam,includingparticipantsinthewalkdowns,willbeidentifiedinthereport.

InformationPMP7200.RST.004'ev.5Page26of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMb.TheSystemManagerwillensurethateachopencorrectiveactionitemidentifiedduringtheESRRandwalkdownisinitiatedeitherasaConditionReportorActionRequest,and,ifsystem-specific,isevaluatedandscopedintheSIDSdatabasepriortotheSRRBpresentation.C.ThereportcontentisasdepictedinAttachment12andwillbepresentedtotheSRRBforapproval.MinorchangesinthereportformatarepermittedwiththeconcurrenceoftheESSRprogrammanagerorcoordinator.TheSystemManagerwillbeaccompaniedbytheEngineeringSupervisorcognizantoverthesystem.d.WhentheInitialExpandedSystemReadinessReportisapprovedbytheSRRB,theSystemManagerwillnextpresentthereporttothePORCforapproval.IfthereportisapprovedbytheSRRBwithcomments,theSystemManagerwillresolveallSRRBcommentsandtheoriginalsigneesofthereportwillre-reviewthereportandapprovecommentresolution.IftheSRRBdisapprovesthereport,theSystemManagermustre-presentthereporttotheSRRBuntilapprovalisobtained,obtainingre-reviewsasnecessary.e.f.AfterthereporthasbeenpresentedtotheSRRB,theSRRBSecretarywillprovidethecognizantEngineeringSupervisorwithalistofallcommentstheSystemManagerneedstoaddress.InsomeinstanceswhenthenewtechnicalissuesareidentifiedduringSRRBreviews,theSystemManagerwillberequiredtowriteaConditionReportontheissue.Inthiscase,therespectiveEngineeringSupervisoristodebrieftheSystemManager,andrecordthedebriefintheCR.ThedebriefwilladdressallcommentsrecordedattheSRRBpresentation.WhenESRRprogramimplementationproblemsareidentified,theSRRBsecretarywillwriteaConditionReportohtheissue.AfterSRRBapproval,theSystemManagerpresentstheInitialExpandedSystemReadinessReviewReporttothePORC.ThePORCwillapproveordisapprovethereport,fromanuclearsafetystandpoint,keepinganoverviewperspectivethatfocusesonensuringthatinter-disciplinaryconcernswereadequatelyaddressed.PORCshouldnotnormallyfocusonapprovingSRRBactiononeachdiscrepantconditionbutrathershouldprobeintomethodsandoverallresults.Ifapproved,theactionitemswillbeincludedintherestarteffort.Anychangestothescope(restart/postrestart)ofindividualitemswillberecordedinthePORCmeetingminutes.Ifdisapproved,theSystemManagerwilltakeappropriateactionsandre-presentthereporttothePORC.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage27of101-g.ThecognizantEngineeringSupervisorwillensureincorporationofPORCcommentswithinthereportandSIDSdatabase.PORCcommentsaretobeincorporatedinSIDSbytheSIDSDataBase-Coordinator,andreviewedbytheSystemManager.PORCcommentswithinthereportaretobeincorporatedbytheSystemManager.4.3.15FunctionalAreasandProgrammaticIssuesa.OpenitemsassociatedwithfunctionalareasandprogramswillbeloadedintotheSIDSdatabase.b.Iftheopenfunctionalareaorprogrammaticitemsaffectspecificsystems,theseitemswillbetransferredtotheappropriatesystem,withinSIDS,wheretheESRRTeamswillscopetheitems.c.TheSRRBwillreviewthescopingofprogrammaticandfunctionalareaworkitemsthatarenotsystemspecificsubjecttoascheduleandprotocolestablishedbytheDirectorofRestart.d.FunctionalareaandprogrammaticissueitemswillbereviewedandapprovedbySRRB.e.Foropenfunctionalareaandprogrammaticitemsthatarenotsystemspecific,theappropriatefunctionalareaorprogramownersareresponsibleforensuringthatthefunctionalareasandprogramsarereadytosupportrestartinaccordancewiththeRestartPlan.4.4Phase2-RestartActivitiesMonitoringNOTE'rogramownersorfunctionalareamanagers(ordesignee)performscoping,monitoring,andclosureofnonsystem-specificprogrammaticorfunctionalareadiscrepancies-as.discussedfurtherinPMP7200.RST.009andPMP7200.RST.OIO4.4.1GeneralDescriptionofPhase2Activitiesa.TheSystemManagerwilluseSIDStomonitorapprovedsystemworkscopeandidentifyanynewactionitems.Workactivitiesshouldbefrequentlyfieldverifiedandmonitoredtoinsurecorrectiveactionsarebeingtakenandnoadverseplantconditionsdevelop.b.TheSystemManagerwillperformthefollowingactivities:1.Monitorclosureofapprovedsystem-specificworkscopeitemsusingSIDSandavailableperformanceindicators.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage28of1012.Identifyandevaluatenewemergentsystem-specificactionitemsforrestart;considerusingrisk-basedinsightswhereavailabletoenhancedecision-makinginmarginalcases.3.Performroutinefieldwalkdowns4.MakepresentationstotheSRRBasrequested5.Reviewsystemworkwindowplanningandschedulingtoensureworkisbeingproperlyscheduled6.ProvideinputtoandreviewSystemTestPlans7.UpdateSIDStoreflectpropercompletionofopensystem-specificitemsandtodocumentexceptionstocompletedworkc.ForRestartRequireditemsthatarenotplannedtobecompletedpriortorestart,thesystem-specificRestartRequiredScopeDeferralForm(Attachment10)istobereviewedthroughthesamelevelofapprovalaswhentheitemwasoriginallyapprovedforrestart.d.ApplicableRestartRequiredScopeDeferralFormsaretobecompletedpriortoclosureoftheapplicableSystemWorkWindow.ForConditionReportsnotassociatedwithcorrectivemaintenance,thedeferralformistobecompletednolaterthantheFinalExpandedSystemReadinessReview.4.4.2ManagementofWorkscopeNOTE:EmergentitemsscopedasrestartmustbescheduledintheappropriateSystemWorkWindows.a.IdentifyandScopeEmerging(New)OpenItems1.Phase2workitemsthatareevaluatedandscopedforaccomplishmentpriortorestartaftertheExpandedSystemReadinessReviewInitialReportispreparedwillbereviewedusingthefollowingprocessinaccordancewithAttachment9.a)TheSystemManagerwillreview,evaluateandscopeneworemergentsystem-specificitemswithinSIDSinaccordancewithAttachment8,"CriteriaforWorkIncludedinRestartScope,"

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage29of101b)TheSystemManagerisalsoresponsibleforreviewandevaluationofanynewlyinitiatedOperatingExperienceitemsimpactinghisrespectivesystems.ThenewOperatingExperienceitemsaretobescopedforapplicabilitytotheunitrestart.TheSystemManageristoensurethatOperatingExperienceitemsthatarescopedasrestartitemsareresolvedandfollow-upactionscompletedpriortorestart.c)System-specificitemsthatresultinnewlycreatedcorrectivemaintenanceornewdesignchangerequestsaretobemonitoredforclosure.2.Phase2OutageScopeApprovalProcess-Additionsa)Oncenewemergentfieldworkitems(ARs/JOs/JOAs)arescopedbytheSystemManager,theywillbepresentedtotheOSMTforreviewandapprovalbythecognizantEngineeringSupervisororhisdesigneeinordertobeaddedtotheRestartSchedule;Thesenewemergentworkitemsaresubsequently(usuallyweekly)presentedtotheSRRB(orsubcommitteethereof)forreviewandapprovalbytheSystemManager.PORCapprovalofrestartitemsisnotrequiredduringPhase2.b)Allotheremergentsystem-specificitemsthatarenotfieldworkrelated(broke/fix)arescopedbytheSystemManagerandpresentedtotheSRRB(orsubcommitteethereof)forreviewandapproval.PORCapprovaloftheseitemsisnotrequiredduringPhase2.3.Phase2OutageScopeApprovalProcess-Deletionsa~WhendeferringitemsthathavebeenpreviouslyapprovedbytheSRRBandPORCasrestartitems,TheRestartRequiredScopeDeferralFormistobeused.Theformwillbereviewedthroughthesamelevelofapprovalthattherestartitemoriginallyreceived.b.SystemWindows-1.SystemWindowScheduling InformationPMP7200.RST.004Rev.5EXPOUNDEDSYSTEMREADINESSREVIEWPROGRAMPage30of101a)TheSystemManagerandOperationspersonnelshouldensurethattheapplicablerestartworkiscontainedwithintherespectivesystemworkwindowor'therappropriateworkopportunity.ActualsystemworkwindowsaredevelopedandscheduledusingaSystemWorkWindowTeamthatassiststheschedulingorganization.SystemwindowplanningandschedulingwillbeaccomplishedbytheteamunderthesupervisionoftheSystemManagerasfollows:~Interfacewiththeappropriateplannerandschedulerandobtaintheplannedsystemwindowsforreview.~Reviewthesystemscheduleforcompletion.TheSystemManagershouldrecordsystemscheduleadditions,changes,conflicts,andomissionswithinaninternalmemorandumsenttoPlanningandScheduling.~ThroughSystemWorkWindowTeammeetingstheSystemManagerwillensurethattheSystemWorkWindowTeamisawareofrestarttaskrequirementstosupportSystemWorkWindowschedules.2.SystemWindowWorkManagementa)Thefollowingissuesaretobemonitoredonsystemswithonlyoneworkwindow,ormonitoredduringthefinalsystemworkwindowofasystem:~EnsureRestartRequiredscopeitemsarecompleted.The,SystemManagerwillreviewcompleteditemstoensuretheworkwascompletedtohissatisfaction.~TheSystemManageristoassurethatthefinalcommentfieldinSIDSiscompleted.~ForRestartRequireditems,themodefieldandthetestrestraintswithintheissuefieldaretobecompletedinSIDSbytheSystemManager.

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InformationPMP/200.RST.004Rev.5Page31of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM~ClosedrestartscopeitemsaretobereviewedandapprovedbytheSystemManagerandcommentsenteredintotheFinalCommentsScreenofeachiteminSIDS.Anapprovaldesignatesthattheresponsibledepartmentforcompletingtheitemhasstatusedtheitemasclosedorcomplete.b)Thefollowingissuesaretobemonitoredbythesystemworkwindowteamonsystemswithmultiplesystemworkwindows.~Ensure"EvaluationType"openitems(i.e.,CRs,AREvalsetc.)arecompleted.~Correctivemaintenanceitemsgeneratedfrom"EvaluationType"activitiesarescopedwithinSIDS.~Ensureemergentworkitems'scopedasRestartare'cheduledforcompletionpriortotheendofthelastavailablesystemworkwindow.c.SystemTestPlans1.TheSystemManagersareresponsibleforassistinginthedevelopmentoftheStartupTestingProgramfortheirrespectivesystems.TheSystemManagerwillsupporttheStart-upandPowerAscensionOrganization/Operationsorganizationsinthiscapacity.2.TheSystemManagerwillstartdevelopingSystemTestPlansinaccordancewithPMP-7200.RST.005(whenapproved).TestPlanswillbedevelopedforappropriatesystemsbasedonthereviewsperformedinPhase1.3.ForsystemswheretheSystemManagerconcludesthatSystemTestPlansarenotappropriate,justificationastowhyaSystemTestPlanisnotrequiredwillbedeveloped.d..SystemWalkdown1.SystemManagershouldcompleteasystemwalkdownonaroutinebasis.Thepurposeofthesewalkdownsistomonitorsatisfactorycompletionofworkandtoidentifyemergentdeficientconditions.e.InteractionwiththeSystemReadinessReviewBoard

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage32of1011.AnynewtechnicalissuesidentifiedinasystembySRRBduringPhase2willbedocumentedinaConditionReport.TheConditionReportwillbegeneratedbytheSRRBsecretaryorindividualSystemManagerswillwritetheConditionReportsiftheissuewasidentifiedduringaSRRBmeetingorpresentationatwhichtheyarepresent.4.5Phase3-FinalExpandedSystemReadinessReviewNOTE:Programownersorfunctionalareamanagers(ordesignee)performscoping,monitoring,andclosureofnonsystem-specificprogrammaticorfunctionalareadiscrepanciesasdiscussedfurtherinPMP7200.RST.009andPMP7200.RST.010.4.5.1GeneralScope'.ForRestartRequireditemsthatarenotplannedtobecompletedpriortorestart,theRestartRequiredScopeDeferralForm(Attachment10)istobereviewedthroughthesamelevelofapprovalaswhentheitemwasoriginallyapprovedforrestart.b.ApplicableRestartRequiredScopeDeferralFormsaretobecompletedpriortoclosureoftheapplicableSystemWorkWindow.ForConditionReportsnotassociatedwithcorrectivemaintenance,thedeferralformistobecompletednolaterthantheFinalExpandedSystemReadinessReview.c.RestartActivities1.SystemManagerswillreviewallitemsscopedRESTART1orRESTART2inSIDStoascertaintheircompletionpriorto"affirmingfinalsystemreadinessforRestart.2.AfinalsystemreadinessreviewwalkdownwillbecompletedbytheSystemManagerandalicensedoperationsrepresentative.3.AFinalExpandedSystemReadinessReviewReportwillbedeveloped.4.TheSystemTestPlanwillberevisedtoincludeallitemsapplicabletoRestartandPowerAscensionthatwerenotapprovedinpreviousrevisionsoftheTestPlan.

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InformationPMP7200.RST.004Rev.5Page33of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM5.TheFinalExpandedSystemReadinessReviewiscompletedwhentheSystemTestPlanhasbeenrevisedandreceivedTestReviewBoard(TRB)(referencePMP-7200.RST.005(whenapproved))concurrenceandtheFinalExpandedSystemReadinessReviewReporthasbeencompleted,presentedtotheSRRBandthePORC,andPORCapprovalhasbeengivenforsystemRestart.6.RestartRequiredsystem-specificitemsthatarenotcompletedaretobecodedasanExceptionwithinSIDS.RefertoAttachment11,"FinalExpandedSystemReadinessReviewClarificationSheet,"fordetailedinformation.7,ItemsthatarecodedasanExceptiondonotrequirecommentsintheFinalCommentfieldinSIDS.8.RestartRequiredsystem-specificitemsthatarenotplannedtobe.completedpriortorestartaretobecodedasRestartRequiredDeferredintheFinalSystemManagerApprovalboxwithinSIDS.RefertoAttachment11,"FinalExpandedSystemReadinessReviewClarificationSheet,"fordetailedinformation.d.PostRestartActivitiesSystemManagerswillreviewallsystem-specificitemsscopedPostRestartlorPostRestart2asappropriateinSIDSforfinalapprovalforapplicabilitytoRestart.TheythencompletetheFinalCommentfieldinSIDSforallPostRestartitems.2.Forcomponentsthathavetwo(2)ormoreassociatedPostRestartitems,thePostRestartitemsaretobecodedasPostRestartDeferredintheFinalSystemManagerApprovalboxwithinSIDS.Refer-.toAttachment11,"FinalExpandedSystemReadinessReviewClarificationSheet,"fordetailedinformation.3.PostRestartitemsrelatedtocomponentswithmultiple(twoormore)deferredissues,excludingpostrestartPMs,aretohavetheFinalCommentsectioncompletedinSIDSprovidingtechnicaljustificationforrestartbyevaluatingtheaggregateimpactofthemultipledeferredtasksonthecomponent.ThesecommentsaretobereferencedintheFinalExpandedSystemReadinessReviewReport.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage'34of1014.Marked-updrawingsidentifyingthecomponentswithmultipledeferredissueswillbeincludedwiththeFinalExpandedSystemReadinessReviewReport.5;Theaggregateimpactofalloutstandingitemsagainstagivencomponentwillbereviewed,assessingtheoperabilityofthecomponent.JustificationforexclusionoftheitemsforFinalSystemReadinesswillbeincludedintheFinalExpandedSystemReadinessReviewReport.6.Theaggregateimpactofallaffectedcomponentswillbeevaluatedagainstthegivensystemassessingtheoperabilityofthesystem,andthisevaluationwillalsobeincludedintheFinalExpandedSystemReadinessReviewReport.4.5.2FinalRestartWorkClosurea.Allsystem-specificRestartScopeitemswithinSIDSaretobereviewedandconcurredwithbytheSystemManager.AnapprovaldesignatesthattheresponsibledepartmentforcompletinganitemhasstatusedtheitemasWorkCompleteorClosed.AnyknownexceptionstotheitemsaretobenotedasspecifiedinSection4.5.1c.6priortoSystemManagerapproval.Itemsnotadministrativelyclosedaretobeaddressedwithinthefinalcommentsastohowtheseitemsaretobeclosed.b.TheSystemManagercollectstheRestartRequiredScopeDeferralFormscompletedoneachsystemandreviewstheDeferredRestartRequiredWorkandPostRestartScopedWork,excludingpostrestartPMs,foraggregateimpacttothesystem,andpreparestechnicaljustificationforsystemoperabilityinaccordancewithitsdesignbasisfunctions=ThisreviewistobeincludedwithintheFinalExpandedSystemReadinessReviewReportasdiscussedinSection4.5.4a.4.5.3FinalSystemWalkdownandWalkdownReporta.TheESRRTeam,undertheleadershipoftheSystemManager,willconductafinalsystemwalkdowninaccordancewiththeguidanceofAttachment7.Thepu'rposeofthewalkdownistoascertainproperaccomplishmentofidentified,workandtoidentifyanypreviouslyundocumentedsystemdeficiencies.b.MinimumwalkdownattendancewillrequiretheSystemManagel.andalicensedoperationsrepresentative.

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage35of101c.UponcompletionoftheSystemTeamWalkdown,theSystemManagerwillcompleteaWalkdownReport.ThisreportwillcoverthetopicsidentifiedinAttachment15andwillformapartoftheFinalExpandedSystemReadinessReviewReport.d.DiscrepanciesidentifiedduringthiswalkdownwillbeenteredintotheCorrectiveActionProgramand/orWorkControlSystem.4.5.4FinalExpandedSystemReadinessReviewReporta.TheFinalExpandedSystemReadinessReviewReportwillincludethefollowingitems:1.FinalExpandedSystemReadinessReviewSIDSReport.2.FinalExpandedSystemReadinessReviewSystemWalkdownReport(Attachment15).3.ThereportwillincludeacoversheetsimilartoAttachment13,titledFinalExpandedSystemReadinessReviewReport.4.CopiesofallRestartRequiredScopeDeferralFormsforthesystemaretobeattached.I5.Impactofdeferredworkassessment(See4.5.4bbelow).6.SystemTestPlanb.Theimpactofdeferredwork(workscopedasPost-restart)willbe~assessed,firstindividually,theninaggregateonindividualsystemcomponents,thenonthesystemoverallreadinessforrestartasdiscussed'furtherbelow.1.Thefollowingitemswillbeevaluatedindividuallyregardingtheimpactonacomponentbasis,aggregateimpactonacomponentbasis,andaggregateimpactonasystembasis:~PostRestartScope,systemcomponentswithmultiple(Twoormore)deferredworkitems,excludingpostrestartPMs.~AllRestartrequireddeferredscopeComponents.

InformationPMP7200.RST.004Rev.5Page36of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM2.Theevaluationwillfirstaddresssystemcomponentswithmultipledeferredworkitems.Atthecomponentlevel,thedeferredworkissues,thentheaggregateimpactofthedeferredworkforeachcomponentwillbeaddressed.3.Thisdiscussionwillincludethetechnicaljustificationallowingthecomponenttoreturntoservicewiththeidentifieddeferredworkissue(s).4Systemcomponentswithmultiple(twoormore)PostRestartdeferredworkitems,oranycomponentwithadeferredRestartRequiredworkitemaretobeidentifiedontheapplicabledrawing(s)(FlowDiagrams,WiringDiagrams,GeneralArrangementDiagrams),withthedeferredworkidentificationnumber(s)notednexttotheaffectedcomponent.Alternately,the-.componentcanbeidentified'onthedrawingandalistofthedeferredworkidentificationnumbersforeachaffectedcomponentattached.5.Theaggregateimpactevaluationwillconcludewithadiscussiononsystemreadinesstoreturntoservice.Theaggregateimpactonthesystemanditscapacitytoperformitsdesignbasisfunctionistobediscussed,addressingthecumulativeimpactofsystemcomponentswithdeferredwork.Astatementwillbeincludedexplaininghowthedeferredworkistobescheduled.,c.FinalExpandedSystemReadinessReviewPresentationsTheFinalExpandedSystemReadinessReviewReportsaretobereviewedbytherespectiveOperationsandLicensingrepresentatives,EngineeringSupervisor,thenscheduledforpresentationtotheSRRB.4tL'LMlI2.llTheFinalExpandedSystemReadinessReviewReportistobepresentedtotheSRRBandPORCbytheSystemManager,thecognizantEngineeringSupervisorandalicensedoperationsrepresentative.SRRBorPORCcommentsoropenitemsaretobeaddressedasdiscussedinSections4.3.14ethrough4.3.14gfortheInitialExpandedSystemReadinessReviewReport.d.SystemTestPlans

InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage37of1011.SystemTestPlansaretobefinalizedasspecifiedin(PMP-7200.RST.005(whenapproved)).TheplanswillincludeallitemsapplicabletoRestartandPowerAscensionwhichhavebeenfinalizedsubsequenttopreviousrevisionsoftheTestPlan.2.SystemTestPlansorJustificationsfornothavingSystemTestPlanswillbereviewedandapprovedbytheTestReviewBoard.3.SystemTestPlanswillbeimplementedthroughPhase3andPhase4oftheESRRProgram.4.5.5Phase3EmergentWorkManagementa.EmergentcorrectiveactionitemsaretobecontinuouslyscopedforrestartapplicabilitythroughoutPhase3.UseofPRArisk-basedinsightsmayhelpwithmarginalcases.b.Afterinitialcommentsandscopingonanemergentsystem-specificworkitemisincorporatedintheSIDSdatabase,theitemiscoded"APPROVE".TheSystemManageralsoreviewsthescopingoftheitemandifRestartrequired,thenannotatesitintheSIDSdatabaseas"EXCEPT"(todesignatetheitemasarestartexceptionifnot.completed).c.Forasystem-specificitemscopedasPostRestart,commentsare,enteredintheFinalCommentsfieldandtheSystemManagercodestheitemasPostRestartDeferred.d.Foremergentsystem-specificfieldworkitems,refertoSection4.4.2a.2.a)fortheapprovalprocess.e.Forallotheremergentsystem-specificitemsthatarenotfieldworkrelated(broke/fix),refertosection4.4.2a.2.b)fortheapprovalprocess..f.Thesystem-specificExceptionListinSIDSistobecontinuallymanagedbytheSystemManageruntilthesystemisturnedovertoOperationsfortesting.g.Forthosesystemspecificitemsthatarecompletedandsatisfyrestartrequirements,changethe"EXCEPT"to"CONCUR"andcompletetheFinalCommentssectioninSIDS.4.6Phase4-StartupAndPowerAscension InformationPMP7200.RST.004Rev.5EXPMDEDSYSTEMREADINESSREVIEWPROGRAMPage38of101NOTE'rogramowners-orfunctionalareamanagers(ordesignee)performscoping,monitoring,andclosureofnonsystem-specificprogrammaticorfunctionalareadiscrepanciesasdiscussedfurtherinPMP7200.RST.009andPMP7200.RST.010.4.6.1GeneralScopea.Phase4activitiesincludethefollowing:1.Phase4commencesoneachsystemwiththePORCapprovalofFinalExpandedSystemReadinessReviewReportforthatsystem.2.TheSystemManageristomonitorthroughcompletionthosesystem-specificworkitemsscopedExceptionwithinSIDS.3.Managementofemergentsystem-specificworkitemsthroughthenormalworkcontrolprocessandScopeAddition/DeletionCoverSheet(TBDL).4.TheSystemManageristocompleteSystemReadinessAffirmationaftertheretestportionofthesystemworkwindowandpriortorestorationofsystemoperabilitytosupportunitRestart.5.'ystemReadinessAffirmationandsubmittaloftheSystemReadinessAffirmationReport(Attachment16).6.EachSystemManageristomonitortheconductoftheStationStartupandPowerAscensionPlanasitrelatestohissystem.7.TheSystemManageristoimplementthebaselinesystemperformancemonitoring,trackingandtrending.S.SystemWorkWindowTeamsaretocontinuetomeetonaregularbasis.TheSystemManagerwillleadtheteaminmanagingfuturesystemworkwindows,aswellasmonitoringopencorrectiveactionitems,operabilityissues,andreliabilityissuesonthesystem.9.Phase4iscompletewhenallpowerascensiontestingiscompleteandtherespectiveunitattains100%ratedunitloadfor-(TBDL)-days..4.6.2Phase4EmergentSystem-SpecificWorkManagement,PriortoSystemAffirmation r0 InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage39of101a.Emergentissuesaretobereviewedtosupportthesystemworkwindowschedule.b.EmergentcorrectiveactionitemsaretobepresentedtotheOSMTwithanattachedScopeAddition/DeletionCoverSheet(TBDL).c.EmergentitemsaretohaveinitialcommentsenteredintoSIDSandtobescopedasfollows:1,EmergentitemsthatarerequiredforrestartwillbescopedRestartlorRestart2,inaccordancewithAttachment8,"CriteriaforWorkIncludedinRestartScope."2.ItemsthatareidentifiedtobeworkedinaccordancewiththenormalWorkControlsystemrequirementsaretobescopedasWORKCONTROLPROCESS(WCP).ItemsscopedasWCPwillincludethetechnicalbasisforwhentheitemshouldbecompleted.TheseconditionsshallsupportworkorderprioritiesasdefinedinPMI-2291toensurecontinuedsystemreadiness.3.Anexplanation,providingtechnicaljustification(Referenceitem6onAttachment8)istobeenteredintheInitialCommentsFieldinSIDS.4.TheSystemManageristo"APPROVE"itemsintheInitialSystemManagerApprovalboxinSIDSonceheissatisfiedwiththescopeoftheitem-.d.CorrectivemaintenanceworkitemsaretobepresentedtotheOSMTwithaScopeAddition/DeletionCoverSheet(TBDL).EngineeringissuesthatmayimpactthesystemaffirmationprocessaretobeincludedandmanagedviatheRestartSchedule.e.RestartRequireditemsthatarenotcompletearetobecome"Exceptions,"andaddedtothe"Exceptions"list.Whenanitemiscompleted,theSystemManageristoreviewanddenoteas"CONCUR"withintheFinalSystemManagerApprovalboxinSIDS.4.6.3SystemReadinessAffirmationa.TheSystemManagerwillcompleteaSystemReadinessAffirmationReportwhichwillincludethefollowinginformation:1.CurrentsystemLicenseChangeRequest(s).

InformationPMF7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage40of1012.Currentlistofoperatorworkarounds.3.CurrentcorrectiveactionsthatinvolveControlRoomequipment.4.CurrentlyinstalledTemporaryModifications.5.ActiveOperabilityDeterminations(ODs)andJustificationsforContinuedOperation(JCOs),withtheassociated10CFR50.59screenorevaluationforeachODorJCO.6.Theremainingopensystem-specific"Exceptions"itemsandanysystem-specific"Exceptions"identifiedduringtheaffirmationprocess.Exceptionsareremainingopenrestartrequireditems.7.Anyotheroperationsfocuslistconcernsinvolvingthesystem.8.ReferencetotheInitialExpandedSystemReadinessReviewReport9.ReferencetothesystemtestsspecifiedintheSystemTestPlan.b.TheSystemManagerandlicensedoperationsrepresentativewillconductaSystemReadinessAffirmationwalkdownanddocumentwalkdownonSystemWalkdownReport(Attachment15).TheresultsofthewalkdownwillbeincludedintheSystemReadinessAffirmationReport.c.Thelicensedoperationsrepresentativewillco-signtheSystemReadinessAffirmationReportwiththeSystemManager.d.AnycorrectiveactionsidentifiedduringtheSystemReadinessAffirmationaretobeaddressedwithintheworkcontrolprocessandidentifiedaotheOutageControlCenterforresolution,EngineeringactionitemsaretobeaddedtotheEngineeringPriorityListwiththedesignatedengineeridentifiedasthelead.toresolvetheissue.e.TheSystemManagerandthelicensedoperationsrepresentativewillpresenttheSystemReadinessAffirmationReporttoSRRBandPORC.f."AnycommentsreceivedfromSRRBduringthePhase4requireresolutionandresponsewithinthreeweeksfromthedateoftheSRRBmeeting.g.ThesystemisturnedovertooperationsafterPORCapprovaloftheSystemReadinessAffirmationReport.

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InformationPMP7200.RST.004Rev.5Page41of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM4.6.4SystemTestPlansa.TheSystemManagersaretomonitortheresultsofeachrespective'SystemTestPlan.TheSystemManagersaretofollow-throughondeficienttestplanresultstheCorrectiveActionProgramand/orWorkControlSystemasappropriate.AConditionReportshallbeissuedforanyitemsthatfallwithinthescopeoftheCorrectiveActionProgram.b.SystemTestPlanresultsaretobeselectivelyincorporatedwithintheSystemManagerPerformanceMonitoringProgram(TBDL).4.6.5EmergentSystem-SpecificWorkManagementAfterSystemAffirmationa.Allemergentissuesaretobescopedas"WCP"or"WorkControlProcess"intheSIDSdatabase.Emergentworkistobeaddressedwithinthe'workcontrolprocessasdescribedwithintheStationAdministrativeProcedures.b.EmergentcorrectivemaintenanceissuesaretobepresentedtotheOSMT.Emergentengineeringissuesthatmayimpactunitstart-uparetobeaddressedwithintheEngineering,PriorityList.4.7Reports4.7.1Phase1-InitialExpandedSystemReadinessReviewReport.a.TheInitialExpandedSystemReadinessReviewReportsaretobecompletedinaccordancewithSection4.3.14andAttachment12.4.7.2Phase3-FinalExpandedSystemReadinessReviewReporta.TheFinalExpandedSystemReadinessReviewReportsaretobecompletedinaccordancewithSection4.5.4andAttachment13.4.7.3Phase4-SystemReadinessAffirmationReporta.TheSystemReadinessAffirmationReportsaretobecompletedIAWSection4.6.3a.4.7.4IntegratedSystemReadinessReporta.TheESRRManagerorhisdesigneeshallprepareareportwhichintegratestheresultsoftheindividualsystemESRRefforts.

InformationPMP7200.RST.004Rev.5EXUDEDSYSTEMREADINESSREVIEWPROGRAMPage42of101b.Theintegratedreport(seeAttachment14)shallsummarizetheresultsoftheESRRactivitiesinPhases1and2,andidentifythestatusofotherprograms,reviewsandupgradesthataresupportiveoftheESRR'nprovidingreasonableassuranceofbeinginconformancewithlicensinganddesignbasis.c.Theintentofthisintegratedreportandassociatedbackupinformationistoprovideassurancethattheplantdesign,testing,maintenance,operationandconfigurationconformstothelicensinganddesignrequirementsandthattheplantisinaconditiontosupportplantoperationforthenextruncycle.d.ThefinalintegratedSystemReadinessReportwillbepresentedtotheSRRBforreviewandtothePORCforapproval.5FINALCONDITIONS5.1None6REFERENCES6.1CookNuclearPlantRestartPlan6.26.3NUREG1397,AnAssessmentofDesignControlPracticesandDesignReconstitutionProgramsintheNuclearPowerIndustryERestartStrategyforRestartIssue5455,PlantSystemsReadinessAssessment6.4AuxiliaryFeedwaterSSFIReport(November1998)6.56.6EngineeringIssuesReviewGroupFinalReport(December19,1998)PMP7200.RST.006,ExpandedSystemReadinessReviewProgramForLevel2Systems6.7PMP-7200,RST.005(whenapproved),RestartStartupPowerAscensionProgram InformationPMP7200.RST.004Rev.5EXPANDEDSYSTEMREADINESSREVIEWPROGRAMPage43of1016.8CR98-8122,SystemReadinessReviewsfor21SystemsMayNotbeEffectiveinVerifyingSystemOperability6.9PMP-7200.RST.009,FunctionalAreaRestartReadiness6.10PMP-7200.RST.010,ProgrammaticRestartReadiness,6.11CommitmentManagementSystemCommitment72806.12CommitmentManagementSystemCommitment71976.13CommitmentManagementSystemCommitment73036.14CommitmentManagementSystemCommitment67836.1SCommitmentManagementSystemCommitment7319 InformationPMP7200.RST.004Rev.5Page44of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment1SYSTEMREADINESSREVIEWBOARD(SRRB)CHARTERPages:44-45SYSTEMREADINESSREVIEWBOARDSRRBCHARTERPURPOSE:Performasystem-based,multidisciplinarytechnicalreviewofpotentialrestartissuesassociatedwithrisksignificantplantequipment.ThisboardisintendedtoensureconsistentapplicationoftherestartcriteriacontainedintheCookNuclearPlantRestartPlanamongsystemmanagers,andthatrestartdecisionsreflectthesharedconcernsofOperations,MaintenanceandEngineering.Theresultofthisreviewwillbetodefinetheequipmentrelatedworkthatisneededtoprovidereasonableassuranceofasafeandreliablestanupandachieveasafe,reliable,andefficientpoststartupoperatingcycle.MEMBERS:DirectorofEngineeringRestart(Chair)DirectorofPlantEngineering(ViceChair)SystemEngineeringManager(ViceChair)VicePresidentofNuclearEngineeringManagerofSystemReadinessReviewsDirectorofDesignEngineering(ViceChair)DirectorofNuclearFuels,SafetyandAnalysis(ViceChair)Operationsrepresentative-BobHeathcote(primary)orRodneyFoster(alternate)EOPProjectrepresentative-KevinWhite(primary)orJimAbshire(alternate)Externalconsultants:JohnDurham>>>>GregGibbs>>>>PhilHildebrandt>>>>LarryDemick>>>>JeffBass>>>>(primary)orBiHBryant'(alternate)WestinghouserepresentativeSystemengineeringsupervisorsBoardSecretaryNon-votingmembers:AdditionaloccasionalattendancebymembersofthePlantOperationsReviewCommittee,theRestartgroup,andtheEngineeringEffectivenessorganizationisexpectedtoreinforceexpectationsandprovideoversightfortherestartissuereviewprocess=.Additionally,theSRRBChairmanmayinviteguest,non-votingmemberstosupplementtheboardwhenreviewingnonwngineeringprogramorfunctionalareaassessmentresultsorSIDSissues.QUORUM:(ESRRRelatedBoard-Functions)Chair(orViceChair),anOperationsandEOPProjectrepresentative,andaminimumoftwoofthedoubleasteriskednamedmembers,andoneengineeringsupervisor,notassociatedwiththesystemordocument/programunderreview.ASRRBSecretaryshallalsobepresentbutmaybeoneoftheSRRBmembers.Noboardwillconsistofmorethansixvotingmembers.Othermembersmayparticipateattheirdiscretionasnon-votingmembersinsuchcases.

55%QJ InformationPMP'7200.RST.004Rev.5Page45of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment1SYSTEMREADINESSREVIEWBOARD(SRRB)CHARTERPages:44-45QUORUM(ProgrammaticandFunctionalAreaReadinessBoardFunctions)Chair(orViceChair),minimumoftwoofthedoubleasteriskedmembersandtwoothermembers.Oneoftheadditionalmembersshallbeanengineeringrepresentativeforreviewsofengineeringprograms.Noboardshallconsistofmorethanfivevotingmembers.AnSRRBSecretaryshallalsobepresentbutmaybeoneoftheSRRBmembers.Othermembersmayparticipateattheirdiscretionasnon-votingmembersinsuchcases.ACTIONS:TheSRRBwill:l.Serveastheprimaryindependentengineeringreviewbodyfor0350checklistitemrestartactionplansasrequiredbyPMP7200.RST.001'nd,asdelineatedfurtherinPMP7200.RST.004andPMP7200.RST.006,expandedsystemreadinessreviewidentifiedissuesandreports.TheSRRBwillalsoperformfunctionsrelatedtoassuringproperdispositioningofprogrammaticandfunctionareareadinessdiscrepanciesasdetailedinPMP7200.RST.009andPMP7200.RST.010.TheSRRBaffirmsandapprovesthescopingofpotentialdeficientconditionsaseitherrestartorpost-restartbasedoncriteriadefinedintherestartplan.2.Initsreviews,enforcetechnicalrigor,consistencyofapproach,andathoroughassessmentofsystemreadiness.TheSRRBwillalsochallengeengineerstoensuretheissuesarefullyunderstood.3.EnsurearecordofdecisionsandconcernsraisedbytheSRRBreviewisdocumentedforfuturereview.ProgrammaticimplementationconcernsraisedbytheSRRBwillbedocumentedonconditionreportsinitiatedbytheSRRBsecretary.4.Ensurethatnuclearengineeringprinciplesandtheattributesofgoodengineeringaredemonstratedbytheengineeringstaff.5.Ensurethattheengineersunderstandtheirrolesandresponsibilities.TheDirectorofEngineeringRestartisresponsibleformanagementoversightofSRRBactivitiesandfordisbandingthisboardafterstartupwhendirectedbytheSiteVicePresident.PORC=will'provideoversightoftheSRRBandapproveExpandedSystemReadinessReportsasdiscussedinPMP.7200.RST.004andPMP7200.RST.006inthatoversightrole.ThischarterbecomeseffectivewiththeissuanceofPMP7200.RST.004REVISION5.

InformationPMP7200.RST.004Rev.5Page46of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment221LEVEL1SYSTEMSINCLUDEDINTHEPREVIOUSSYSTEMREADINESSREVIEWPages:46-47THE21LEVEL1,SYSTEMSFORTHEPREVIOUSEXPANDEDSYSTEMREADINESSREVIEWWERE120voltAC/CRIDInvertersAirRecirculation/HydrogenRecombinerAuxiliaryFeedwater250voltDCStationBatteriesComponentCoolingWaterContainmentContainmentSprayControlAirECCSAccumulatorsECCSCharging/CVCSHighHeadInjectionECCSResidualHeatRemovalECCSSafetyInjectionEmergencyDieselGeneratorsEssentiaiServiceWaterIceCondenserMainSteamNon-essentialServiceWaterPlantAirCompressors J0 InformationPMP7200.RST.004Rev.5Page47of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment221LEVEL1SYSTEMSINCLUDEDINTHEPREVIOUSSYSTEMREADINESSREVIEWPages:46-47ReactorCoolantSystemReactorProtectionSystem/Solid-stateProtection/ESFASElectricalSafetyBuses4000voltand600volt InformationPMP7200.RST.004Rev.5Page48of101"-EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment3RATIONALEFORSELECTINGLEVEL1SYSTEMSFOREXPANDEDSYSTEMREADINESSREVIEWPages:48-48Thefollowingrationalewasusedinselectingthe39systemstobereviewedinaccordancewiththisprocedure.AllselectedsystemsareidentifiedinAttachment4.MaintenanceRuleRiskSiificantSstemsAllCookPlantMaintenanceRuleRiskSignificantsystemswereincludedintheLevel1ESRR.SstemsReuiredtoSuortSafeShutdownTheCookPlantspecificfireprotection/AppendixRreports/documentswerereviewedtoidentifysystemsrequiredtosupportsafeshutdown.Allofthesesystemswereincludedint5escopeoftheLevel1ESSR.Attendant/SuortSstemsAttendantsystemswereconsideredduringtheidentificationofLevel1systemsbeingselectedfortheESRR.Heating,VentilationandAirConditioningsystemssuchasControlAreaVentilation,SwitchgearVentilationandContainmentVentilationwereincludedinthescopeoftheESRR.TheScreenwashandFireProtectionSystemswerealsoincludedasattendant/supportsystem.HistoricalPerformanceofCookPlantSstemsThehistoricalperformanceofCookPlantsystemswasconsidered.BasedoninputfromtheSystemEngineeringManagerandtheOperationsManageradditionalsystemssuchasEmergencyLighting,andPostAccidentSamplingSystem(PASS)wereincluded.ThirdPaReviewoftheScoThescopeofthesystemschosenforESRRwasreviewedbyapeergroupandanindependentthirdpartytoensurethatsuccessfulcompletionoftheESRRonthesesystemswouldprovideareasonableassurancethattheCookPlantcanberestartedsafelyandreliably.

InformationPMP7200.RST.004Rev.5Page49of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment4EXPANDEDSYSTEMREADINESSREVIEWLEVEL1SYSTEMSPages:49-50SYSTEMDESCRIPTIONECCSCHARGINGECCSSIPOSTACCIDENTSAMPLINGSYSTEMAUXBUILDINGVENTESFCONTROLROOMCOMPLEXVENTILATIONSWITCHGEARVENTILATION250VDCSTATIONBATI'ERIESICECONDENSERCONTROLROD&CONTROLRODDRIVERPS/SSPS/ESFASLOCALSHUTDOWNINDICATIONSYSTEMRADIATIONMONITORINGRVLISCOMPONENTCOOLINGWATERCNTMTISOLATIONCOMPONENTSSPENTFUELPITCOOLING120VACVITALBUSES&CRIDINVERTERMAINSTEAMAIRRECIRC/H2SKIMMERCONTAINMENTVENTILATIONVENTILATION-DIESELGENERATOREMERGENCYDIESELGENERATORSABBCVCSIrPASSCRACSWGR250VDCICECRDMLSIRMSRVLISCCWCIVCRIDMS~CECVDGVENTSYSTEMLEVELRELATEDSYSTEMSIncludesChainLetdownBoronPathandSINJIncludesABVGEN&AF/ESWVIncludesNTRNIncludesRPIIncludesDUMP&N2forPORVsRISKSIGNNNSAFESHUTDOWNSIGSUPPORTSYSTEMSIGCORRECTIVEMAINT."S"inthe"SafeShutdownColumn"indicatesasupportsystemforsafeshutdown InformationPMP7200.RST.004Rev.5Page50of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment4EXPANDEDSYSTEMREADINESSREVIEWLEVEL1SYSTEMSPages:49-50SYSTEMDESCRIFTIONELECTRICALSAFETYBUSESSCREENWASHFIREPROTECTION-HALON&CARDOXAUXILIARYBUILDINGTURBINEBUILDINGCONTROLAIRPLANTAIRCOMPRESSORCONTAINMENTCONTAINMENTSPRAYAUXFEEDWATERSYSTEMECCSACCUMULATORSRCS/RCSPRESSURERELIEFEMERGENCYLIGHTINGPACKSOFFSITEPOWERESSENTIALSERVICEWATERNONESSENTIALSERVICEWATERNUCLEARINSTRUMENTATIONABBTBUSSCRNPACCNTMTACCUMELTGOFPWESWNESWNISYSTEMLEVELRELATEDSYSTEMSIncludes4KV&600VIncludesScrecnhouse/IntakeIncludesRCPFPIncludesComressedAirHeader&CNTMTControlAirHeaderIncludesBACIncludesDIS&H2REC&HDSIncludesCSTIncludesMLMSIncludesSWYDIncludesT/CRISKSIGSAFESHUTDOWNNNNSIGSUPPORTSYSTEMSIG-CORRECTIVEMAINT."S"inthe"SafeShutdownColumn"indicatesasupportsystemforsafeshutdown InformationPMP7200.RST.004.Rev.5Page51of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment5EXPANDEDSYSTEMREADINESSREVIEWTRAININGREQUIREMENTSPages:51-511.0TECHNICA'LTRAINING1.1HumanErrorReductionTechniquesforEngineers*(includingrecordreviewandverification)1.2ElectronicCorrectiveActionSystem'.3FolioDatabase*1.4CalculationMatrix1.5SystemDesignandLicensingBasis~1.6SROlevelselftaughtsystemstrainingwithtestandremediation*1.7CausalAnalysisandeffectiveproblemsolvingtechniques1.8OperabilityDeterminations*1.950.59ScreensandEvaluations*1.10PRA/MaintenanceRule1.11INPODatabase/NRCWebPage~1.12Environmental*Qualification1.13GenericLetter89-131.14GenericLetter89-101.15HighEnergyLineBreakAnalysis1.16AppendixR1.17StationBlackout1.18Communications-ElevatingIssuestoMgnt.2.0PROCESSTRAINING2.12.22.32.42.5TheEnhancedSystemReadinessReviewProgramandProcedureUseoftheAssessmentDatabaseSystemsIndexedDatabaseSystem(SIDS),accessanddataentryUseof.computersLessonsLearnedandVulnerabilitiesfrompreviousindependentinspectionsandreviews.*ForSystemManagersonly.Senunarstoindoctrinateotherteammembersindesignandlicensingbasisfundamentalsandkeyconceptsanddefinitionsrelatedtooperabilitydeterminationsand50.59screensandevaluationswillalsobeconductedforotherteammembers.

0 InformationPMP7200.RST.004Rev.5Page52of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment6SYSTEMREADINESSREVIEWDOCUMENTATIONANDDATASOURCESPages:52-53DESIGNBASISDOCUMENTATIONP&IDsElementaryandOneLineDiagramsDBDs&AssociatedNotebooksCalculationsModifications-OpenandClosedSafetyEvaluationsandScreeningsTMODS-~ComnentEvaluationsDesignChangeDeterminationsLICENSEBASISDOCUMENTSUFSAR,FSAR&SERincludingAmendmentsGeneralDesignCriteria&FSARQ&ALicensingHistoryBooksCommitmentDatabaseRegGuidesLERs&NOVsTechSecsandBasesNRC0nItemListDATASOURCESOperatingProceduresAbnormal0ratingProceduresEmergencyOperatingProceduresAnnunciatorResponseProcedurePreventiveMaintenanceProcedures/PMCRSurveillanceTestProceduressTrainingLessonPlansConditionReports-0enandClosedPreviouslyconductedaudits,assessments(SSFIs,EDSFIs,QA/PA,3areviews)ResultsofrelevantNRC&INPOinstions(InstionRerts,etc.)GenericLettersandResnsesIENsIEBsandResonsesSOERsSERsPart21NotificationsWestinghouseInformationVendorManualsJO/ARsincludingAREvalsrabilityDeterminations&,TDMsOps0nItemLogDATASOURCES(CONTINUED)0ratorWorkarounds/ConcernsRestartPlanStrategiesEngineeringEvaluationsSificationsandStandardsPRAComonentsBasedand0ratorActionBasedRiskRankingEngineeringMemos Information.PMP7200.RST.004Rev.5Page53of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment6SYSTEMREADINESSREVIEWDOCUMENTATIONANDDATASOURCESPages:52-53ReceiptInsectionProceduresRelayDocumentTechnicalDataBookPMI5023DedicationPlansLongStandingClearances/CautionTagsOperatorAids Information'MP7200.RST.004Rev.5Page54of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment7'SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-611.0PURPOSE'hiswalkdownguidelineistobeusedasareferencewhileconductingtheExpandedSystemReadinessReviewTeam(orindividual)walkdowns.Thecompletedwalkdowns,duringtheinitialSRR,shouldbetakenintoaccountinsettingthescopeoftheESRRwalkdowns.2.0GENERALMETHODS2.1Definethepurposeofthewalkdown,'areastobevisited/observed,rolesoftheindividualteammembers,andassistancefromHealthPhysicsorotherdepartmentstoaccessareas.2.2Planthewalkdownexecutionandimplementation.Pre-definehowthewalkdownwillassesstheconformanceoftheplantwithdesignandlicensingbasisrequirements(Forexample,pipingandcomponentconfiguration,electricalseparation,etc.).Ensureremoteelectricalcabinets,tanks,etc.andinstrumentationincludingcontrolRoomandRemoteShutdownPanelinstrumentsareincludedinthewalkdownplan.ContactHealthPhysicssupervisiontoobtainanyspecialALARAreviewspriortoactualsystemwalkdowns.2.3Brieftheteamonthepurposeandplan.2.4Conductthewalkdown.Focustheteamonobservationofequipment.Workindependentlyanddiscussconcernsforclarity.Takeconciseandaccuratenotestoquantifyanddescribefindingsinsufficientdetailtopreventhavingtowalkdowntheitemtwice.2.5Conductaformalpostwalkdownbriefing.Reviewthenotes,discussissuesanddocumenttheresultsontheESRRAssessmentforms,enteringthedataintotheESRRAssessmentdatabase.Identifyanyimpactonequipmentorsystemoperation.ImmediateconcernsaretobeidentifiedtotheengineeringsupervisorandtheoperationsShiftManager.2.6Identifytheitemsthatneedtobecompletedforthesystemtomeetitsintendeddesignfunction.Assesseachitemagainsttherestartcriteria,Attachment8.TheitemsaretobedocumentedfordispositionandtrackinginSIDS.

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InformationPMP7200.RST.004Rev.5,Page55of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-613.0GUIDELINES3.1Theteam(leadbytheSystemManager)istooutlinethesystemwalkdownstrategy.Keysystemcomponentsandsystemconcernsaretobeidentified.3.2Theteamistoidentifynecessaryoperationalorplantconfigurationdrawingstoaccompanytheteamduringthewalkdown.3.3Throughoutthewalkdown,theteamistofunctionasacohesiveunit,maintainingfocusoneitherindividualsystemcoinponentsorspecificsystemareas.3.4Thewalkdownistofocusonoperabilityissuesaswellasconformancewith-systemdesignconfigurationanddesignbasis.Otherconditionsincludingpotentialimpactonequipmentreliabilityshouldbenotedduringthewalkdown.3.SEachTeammemberisexpectedtorecorddetailednotesidentifiedduringthewalkdown.Anyareasofthesystemthatcouldnotbewalkeddownshallbenotedandjustifiedinthewalkdownreport.3.6Examplesofteamfocusareasinclude:Conditionofsnubbers,pipesupports,hangersandfastenersConditionandplacementofcoatingsandinsulationEvidenceofcorrosionEvidenceofboricacidorboricacidbuildupespeciallyoncarbonsteelcomponents,andmaterialwastageUnauthorizedmodifications,partialmodificationsortemporarymodificationsnotinaccordancewithstationprogramsSurfaceconditionofvisiblestructuralweldsConditionofbarrierorpenetrationsealsUseofunauthorizedchemicalsoncomponents InformationPMP7200.RST.004Rev.5Page56of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-61~Evidenceofbolttorquerelaxation.Evidenceofdiscolorationonrelays,cableinsulationorelectricalcomponentsConditioninsideelectricalcabinetsUnauthorizedorexpiredscaffoldinginunauthorizedlocationsorimpactingequipmentperformanceHosesorotherconnectionsforventsordrainsPresenceofabandonedequipmentnotclearlylabeled3.7Thefollowingisagenerallistofelectricalandmechanicalequipmentphysicalplantinspectionitems:3.7.1ElectricalPanelsEquipment~-Identifymissingwaterplugsorholes/openingsincabinets(waterormoistureintrusioncandegradeordamageequipment).~Identifymissingorlooseboltsorthumbscrews(ifmissingcanviolateseismicevaluationanditisnotgoodworkpractice).~Identifyopendoorsorbackpanels(ensureproperlyclosedandlatched,otherwisecanviolateseismicevaluationorallowdirt,,,water,etc.,toenterpanel).~Identifymis-positionedbreakerswitches(anythingthatisdifferent).Identifyimproperlabelingonkeycomponentbreakers/switches(ensurethattheyareaccurateandlegiblepercontrolleddrawings;alsoincludesmodules,relays,conduit).Identifydirtordebriscoveringcoolinggratingsorfilters(ifblocked,canpreventcoolingandcauseheatbuildupandsubsequentequipmentdegradation).

InformationPMP7200.RST.004Rev.5,',Page57of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-61Feelpanelsandequipmentenclosureswhereappropriatetocheckforexcessiveheatbuildup(canbeanindicationofdegradedequipment;initiaterequestforthemographycheck).Checkcabletrays.(Cableshouldnotbehangingoutsideofcabletray;canoverstresscabletray).Checkcablesandconduitfordegradation(cracked,brittle,chafed,bendradius,etc.).CheckMCCsoverallforanythingthatisdifferent.Noteanydeficiencytags,especiallyoldtagsnotbeingworked.Thesemayneedincreasedpriorityorhavehadworkcomplete'dbutthetagshavenotbeenremoved.~Checkforanyabnormalsoundsorsmellscomingfromthe,cabinet(mayindicatedegradedequipment)~Verifyequipment-groundingcableisconnectedandintact.~Lookatgeneralmaterielconditionofcabinet(rust,dirt,considerqualitativeimpactonheattransfer).~Inspectseismicsupportsandtrays.~sInspectoverallconditionofterminalstripsandmechanicalconnections(luglandings).Inspectconduitandjunctionboxesforexternaldamage,looseconduitconnectionsandmissingpartsandfasteners.~Inspectsolenoidvalvesandmotorcoversforevidenceofdamageorequipmentdegradation.3.7.2MechanicalComponents~Identifyanyabnormalsoundsorsmellscomingfrompumpormotoroperation.Bearinghousingsandmotorsandpumpsaretobeinspectedforsignsofexcessiveheator,vibration.

f InformationPMP7200.RST.004Rev.5Pago58of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM'ttachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWAIKDOWNGUIDELINES)Pages:54-61~Lookatgeneralmaterialconditionofpumpormotorforsteam,oil,waterleaks,properlevelsinoilreservoirsorsightglasses(andproperlymarked),missinginsulation,properconduitinstallation.,Identifypinnedhangers.Inspectsystemgaugesforproperoperationortypicalvalues.Lookforpumprotationorreverserotationifpartofadualtraincommonheadersystem(couldindicatecheckvalvedegradationorisolationvalvesleakingby)Identifydirtordebriscoveringcoolinggratingsorfilters(ifblockedcanpreventcoolingandcauseheatbuildupandsubsequentequipmentdegradation)Noteanydeficiencytags,especiallyoldtagsnotbeingworked.(Thesemayindicateaneedforincreasedpriorityortheymaybeanindicationthattheworkwascompletedbutthatthetagshavenotbeenremoved.)Checkequipment/equipmentskid/foundationbolting.,(Areallboltspresentwithproperthreadengagement'?)(minimumofflushorbetter)~Reviewtrendsofparametersonkeysystemequipment;visuallyinspectidentifiedequipment'withdegraded.performance..~Visuallyinspectforoldleakrepairfittings,ensureTemporaryModificationsexisttorestorecomponentswithleakrepairfittings.~Inspectequipmentlabeling/tags(ensuretheyareaccurateandlegiblepercontrolleddrawings).

InformationPMP7200.RST.004Rev.5Page59of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-613.8Thefollowinglistcontainsmaterialconditionsindicatingequipmentoperabilityissues:3.8.1OperabilityIssuesLeaks(water,steam,oil,air-packing,flanges,rustoncomponentsorfloor).Lubrication(sightglasses,bull'seyes,greasecups,greasefittings,valvestems).Handwheels/valveoperators(missing,keyorpinmissing,unlocked,notlabeled).HFilters,screenorlouvers(clogged,dirty,missing).Instrumentsorgauges(outofcalibration,inoperable,bentpointers).Drainsordrainholes(clogged,blocked,full,screensorgratingmissing).Linesorpipes(loose,unbracketed,vibrating,insulationmissingordamaged,notproperlysloped).Fasteners/bolts(loose,stripped,corroded,missing).Indicatinglamps(missing,burnedout,missingcovers).Controlroomannunciators.Panels(coversmissing,boltmissingornottightened,dirtanddebrisinside).Arealighting(bulbsmissingorburnedout,inadequatetosupportactivities).Lookforconsistencybetweensimilarparameters.Packing(bottomedout,outofadjustment,dirtyorrustedglands).

InformationPMP7200.RST.004Rev.5Page60of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-61~-Cablesorleads(unsecured,wornorfrayedinsulation,improperterminations).Motorsorgenerators(dirty,brushriggingpigtailsbroken,carbondust,excessivenoiseorvibration,groundstrapslooseormissing).Preservation(rust,corrosion,missingordamagedinsulationor-lagging).Checkvalves(oscillatinglever,banging,stuckopen).MOVs(lubricantleaks,missingT-Drains).Valves(driedgreasecakedonstem,packingorstemleaks,bentstem).3.9Thefollowingisagenerallistofadditionalinspectionitemsthatapplytobothmechanicalandelectricalequipment:3.9.1MechanicalorElectricalEquipment~Identifyinadequateordegradedstructuralcomponents.~Inspectsystempipingforevidenceofwaterhammer,severetransients,orimproperventing.Damagedsupports,baseplategrouting,anchors(pulled-outordeformed)aretobeidentifiedforfurtherrootcauseanalysis.~Inspectfor,unauthorizedloadssupportedfromcabletrays,coiiduitsorpipingsystems,~Identifyundocumentedsystemmodifications.~Identifydamagedheattraceanddamagedormissinginsulation.Notepipingexhibitingcyclicalvibrationforpossiblehighcyclefatigueconcerns.Safetypostings,radiologicalpostings(properlypositioned,legibleandunderstandable).4 InformationPMP7200.RST.004Rev.5Page61of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM..Attachment7SYSTEMREADINESSREVIEWPROGRAM(SYSTEMWALKDOWNGUIDELINES)Pages:54-613.10TheSystemManageristoensurethatteammembersrecordidentifiedwalkdownissuesinWalkdownReports,andduringPhase1ontheAttributeAssessmentforms.TheSystemManagerisresponsibletoensurethatanydiscrepancieshaveappropriatefollow-upcorrectiveactionsinitiatedtoresolveanyidentifiedissues.

Information~PMP7200.RST;004Rev.5Page62of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIAFORWORKINCLUDEDIN.RESTARTSCOPEPages:62-68NOTECHANGESTOTHERESTARTCRITERIAREQUIRETHEAPPROVALOFTHESENIORMANAGEMENTREVIEWTEAM(SMRT)1.ReviewtheopencorrectiveactionitemagainsttheRestartScreeningCriteria.TheRestartScreeningCriteriaisusedtoidentifyscopeofitemsreviewedduringPhases1,2,and3.Ifnoneofthecriteriaapply,thentheactionitemisnotapplicabletotherestarteffort.IftherestartscreeningcriteriaappliestheSystemManagershoulddeterminewhentheactionitemmustbecompletedtosupportsafeandeventfreerestartandreliablepoweroperation.Programownersandfunctionalareamanagers(ortheirdesignees)shallalsofollowtheguidanceinthisattachmentforscopingnonsystem-specificprogrammaticandfunctionalareaSIDSitemswhendirectedbytheDirectorofRestart.Inthiscapacity;theseowners/managers/designeesfunction,ineffect,astheSystemManagerfortheseitems.Restartl-ActivitiesrequiredtobecompletedpriortoenteringStartup/PowerAscensionofUnit1.ThisclassificationincludesnecessaryrestartandpowerascensiontestingactivitiesRestart2-ActivitiesrequiredtobecompletedpriortoenteringStartup/PowerAscensionofUnit2.Thisclassificationincludesnecessaryrestartandpowerascensiontestingactivities.PostRestartl-ActivitieswhichshouldbecompletedonascheduleconsistentwiththeUnit1normalplantworkcontrolsprocess.PostRestart2-ActivitieswhichshouldbecompletedonascheduleconsistentwiththeUnit2normalplantworkcontrolsprocess.NotApplicable-Activitiesthatarenotrequiredtobecompleted.2.EnterdescriptivetextthatdescribesaspecificissueintheISSUESbox.Thisisasearchabletextfieldofupto255charactersandisdesignedtoassisttheSystemManagersinreadilyretrievinginformationonassociatedissues.Someexamplesarepackingleaks,oilleaks,housekeeping,etc.

InformationPMP7200.RST.004Rev.5Page63of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIAFORWORKINCLUDEDINRESTARTSCOPEPages:62-683Iftheissueissystem-specificbutalsoisrelatedtoanexistingstationprogram,consideridentifyingthePROGRAMbyscrolling,thenselectingthemostappropriateprogramsourceanddraggingtheappropriateprogram(s)intotheRELATEDPROGRAMbox.Thisinformationmayhelpprogramownersidentifyprogrammaticweaknesses.Examplesofprograms'ourcesincludeHighEnergyLineBreak,AppendixR,StationBlackout,etc.Fornewitemsplacedinthe"Nosystementered"bininSIDS,theESRRgroupwillreviewtheitemandassignittoasystemorprogrammaticand/orfunctionalarea.Ifaneededprogramisnotlisted,contacttheSIDSdatabasecoordinator.

InformationPMP7200.RST.004Rev.5Page64of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIAFORWORKINCLUDEDINRESTARTSCOPEPages:62-684.IdentifytheapplicableRestartScreeningCriteriaasoutlinedinthisattachment.EnterthiscriteriainSIDSbyscrollingandselectingthemostappropriatecriteria(e.g.RESTART1A,RESTART2A,RESTART2B,etc.).5.Identifytheapplicablemoderestraintfortheitembyscrolling,thenselectingtheappropriatemode(e.g.,1,2,3,4,etc.).6CompletetheINITIALCOMMENTfieldintheINITIALREVIEWscreen.Thecommentfieldshouldcontainspecificreasonsfortheitembeingincludedorexcludedfromtherestarteffort.Ensurethattheinformationisaccurateandconcise,technicallyjustifyingfromadesignbasisviewpoint,theSCOPEandRESTARTCRITERIAselected.TheCOMMENTfieldmustbecomple'tedpriortoSystemManagerapproval.Note:TheFINALCOMMENTfieldontheFINALREVIEWscreenistobecompletedpriortothefinalreadinessreviewpresentations.Thisfieldistojustifythattheworkcompletedwillsupportrestartreadiness.7.DuringPhases1,2,and3,theSystemManagerwillapproveSIDSitemsasRestartl,Restart2,PostRestartl,PostRestart2,orN/A.TheSystemManagerwillsignifyhisapprovalofthescopeby"Approving"thescopeandjustificationcommentsintheInitialSystemManagerApprovalBoxinSIDS.Later,duringPhase3,ifarestartitemisnotcompleted,theSystemManagerwilldenotetheitemasan"Exception"intheFinalSystemManagerApprovalBoxinSIDS.Ifanitemissatisfactorilycompleted,theSystemManagerwilldenotehis"Concurrence"intheFinalSystemManagerApprovalBoxinSIDS.8.DuringPhase4,itemswillbescopedasWCPorRESTART1orRESTART2.9.AdditionalinformationisavailableintheSystemsIndexedDataBaseSystemsOperator'sManual.

J InformationPMP7200.RST.004Rev.5Page65of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIA.FORWORKINCLUDEDINRESTARTSCOPEPages:62-68RESTARTSCREENINGCRITERIAIssueswillbeevaluatedagainstcriteria1through9.Ifcriteria1through7donotapply,thencategorizetheissueusingcriteria8or9.Issuesshallberesolvedpriortorestartiftheyare:.1)NuclearSafetyRequiredtoaddressanuclearsafetyissue.Issuesmaybeclassifiedasfollows:a)Itemsthatcouldresultinsignificantpersonnelradiationexposure,radioactivityreleaseoreffluentdischarge,inexcessoflimits.b)Reducescumulativedeficiencies,backlogsorconditionsthat,intheaggregate,areevaluatedtohavesignificantnegativeimpactonnuclearsafety.(Notapplicabletoindividualworkissues).2)OperabilityRequiredtoaddressanoperabilityissue.Issuesmaybeclassifiedasfollows:a)Eliminatesanexistingcomponentfailure,deficiency,orconditionthatcouldresultmoperationin,orentryto,anLCOactionstatementifleftuncorrected.b)Wouldresultinfailureorinabilitytoperformarequiredsurveillancetestduringthecurrentoutageorthefollowingoperatingcycleinaccordancewiththeplanttechnicalspecifications.c)Wouldincreasetherisktooperationorsafetyassociatedwithperformingasurveillance.

Information'MP7200.RST.004Rev.5Page66of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIAFORWORKINCLUDEDIN'ESTARTSCOPEPages:62-68d)Testingorretestingthatmustbeperformedtocertify'systemorcomponentoperability,includingtestingonsystemsorcomponentsduringpowerascensionthatresultinbreechingasystemregardlessoftheworkbeingclassifiedasarestartissueornot.e)Reducescumulativedeficiencies,backlogsorconditionsthat,intheaggregate,areevaluatedtohavesignificantnegativeimpactonoperability.(Notapplicabletoindividualworkissues).3)DesignBasisRequiredtorestoreacceptabledesignmarginorconformance.withthedesignbasis.Issuesmaybeclassifiedasfollows:a)Correctsdesignbasisdeficiencies;i.e.,deficienciesinsafety-relatedortechnicalspecificationequipmentnotinconformancewithdesignbasisdocuments.4)LicenseandLicensingBasisRequiredtoresolveunreviewedsafetyquestions(USQs)ortorestoreconformancewiththelicense,licenseconditionsorlicensingbasis.Issuesmaybeclassifiedasfollows:a)Restoreslicensingbasisdeficienciestoconformingconditions.b)TechmcaISpecificationchangestosupportsafeplantoperation.5)LicensingCommitmentsRequiredtomeetrestartlicensingcommitmentssuchasA/Einspectionandrelatedprogrammaticissues,andconfirmatoryactionletterissues.Issuesmaybeclassifiedasfollows:a)Resolvesexistingdeficienciesorconditionsthatwouldresultinthefailuretomeetalicenserequirementorarestartcommitmenttoanoutsideagency.

InformationPMP7200.RST.004Rev.5Page67of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIAFORWORKINCLUDEDINRESTART'SCOPEPages:62-686)ConfigurationManagementRequiredtoaddressanorganizational,programmatic,orprocessdeficiencythatcouldpreventmaintenanceofadequatedesignmarginsorconformancewiththedesignorlicensingbasis.Issuesmaybeclassifiedasfollows:a)Correctsdeficienciesinconfigurationmanagementprograms,processes,engineeringanalysiscodes,oroperating,maintenance,ortestproceduresthathaveareasonableprobabilityofaffectingequipmentOPERABILITY.7)ReliabilityRequiredtoaddresssignificantequipmentmaterialconditiondeficienciessinglyorinaggregate;orrepetitivefailuresthatcouldaffectsafetysystemavailability,impactplantreliability,orreducetheabilityofoperatorstooperatetheplantsafely.Issuesmaybeclassifiedasfollows:a)Reducescumulativedeficiencies,backlogsorconditionsthat,intheaggregate,areevaluatedtohavesignificantnegativeimpactonsafetysystemavailabilityorreliableplantoperation.(Notapplicabletoindividualworkissues).b)Restoresdegradedcriticalcomponentsorconditionsthatcouldresultinaplanttransient,powerreductionorshutdown.c)Resolves"conditionsthathaveresultedinrepetitivesafetysystemorequipmentfailures.

InformationPMP7200.RST.004Rev.5.Page68of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment8CRITERIAFORWORKINCLUDEDINRESTARTSCOPEPages:62-68Issuesthatarenotclassifiedasrestartshouldbeclassifiedasfollows:8)PostRestartIssuesa)Issuecanbescheduledforasubsequentoutage.b)Issuecanbereadilyworkedonline,doesnotaffectsafeandreliableoperation,doesnotrepresentasignificantchallengetoMaintenanceRuleGoalsorLCOallowedoutagetime,anddoesnotimpairoperationsnecessarytoperformsurveillanceormonitoring.c)Issueisclassifiedasminormaintenance,orhousekeeping,anddoesnotaffectplantoperation.d)Issueisanadministrativeissue.e)Issueisadocumentationdeficiencythathasnosafetyimpact.9)IndustrialSafetyConcernNOTE:Industrialsafetyconcernswillnotbeclassifiedas"restart"becausethepriorityandresolutionoftheseconcernswillbeaddressedundertheestablishedworkcontrolprocessprioritiesandscheduling.Althoughanindustrialsafetyissueisnotclassifiedasrestart,itwillbeworkedpromptly,commensuratewiththesafetyrisk.~td~

InformationPMP7200.RST.004Rev.5Page69of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment9PHASE2OUTAGESCOPEAPPROVALPROCESSPages:69-69NEWWORKSYSTEMMANAGERENGINEERINGSUPERVISORAllothernewworkFieldworkitems-SystemReadinessReviewBoarde.g.ARs/JOsOutageScopeManagementTeam(SeeNote)SIDSupdatetoNPMSchedulingNOTE:SRRB(orsubcommitteethereof)reviewsthescopingoftheseitemsseparately.SIDSisthenupdatedtoreflectSRRBcommentsbytheSystemManager.

InformationPMP7200.RST.004Rev.5Page70of101"EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment10RESTARTREQUIREDSCOPEDEFERRALFORMPages:70-70UNIT:DATE:SYSTEM:DOCUMENTTYPE:(e.g.,ConditionReport,ActionRequest)KEYI.D:(e.g.,ConditionReportorActionRequestNumber)ItemDescription:InitialTechnicalJustificationforRestartScopeDesignation(ensuretheoriginalbasisforscopingtheitemasrequiredforrestartisaddressed);TechnicalJustificationforRestartDeferral:NewScheduledCompletionDate:(ScopeAddition/Deletionformattachedifapplicable)OriginatorDate:SystemManagerDate:DesignatedOps.Rep.EngineeringSupervisorDate:Date:NuclearLicensingManager/DirectorofRegulatoryAffairsDate:SystemEngineerManagerDate:Date:PORCMtg.¹Date:

InformationPMP7200.RST.004Rev.5Page71of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM.Attachment11EXPANDEDSYSTEMREADINESSREVIEWCLARIFICATIONSHEETPages:71-71SstemManaerAroyalConcurItemclosedandworkcompletedsatisfiesrestartrequirements,orforthosepostrestartitemsthatarenotincludedintheaggregateimpact.ExceptOpenrestartitems(includingthoseitemsthatare"workcomplete"butnotadministrativelyclosed),oritemsthatareclosedbutdonotsatisfyrestartrequirements..PostRestartDeferredDenotedonitemsassociatedwithacomponentthathastwo(2)ormorepostrestartdeferreditems,excludingPMpostrestartitems.RestartRequiredDeferredDenotedonitemswithdeferredscopethatwereinitiallyapproved,asrestartrequired.TheseitemsmustbeaccompaniedbyaRestartRequiredScopeDeferralForm(Attachment10).

InformationPMP7200.RST.004Rev.5Page72of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment12INITIALEXPANDEDSYSTEMREADINESSREVIEWREPORTPages:72-74INITIALEXPANDEDSYSTEMREADINESSREPORTCOVERSHEETSYSTEMTITLESYSTEMREVIEWERSSystemManagerSignature/DateOperationsRepresentative*Signature./DateLicensingRepresentative~Signature/DateEngineeringSupervisorSignature/DateESRRManager/Coordinator.--Signature/DateSystemReadinessReviewBoard.Signature/DatePlantOperationsReviewCommitteePORCMTG.¹Chairman,Signature/Date,~Thesesignaturesmaybeobtainedbyroutingthereporttobothindividualssimultaneously.RetaincopiesofbothsignatureswiththeoriginalofthereportintheSRRBmeetingminutes.

'

InformationPMP7200.RST.004Rev.5Page73of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment12INITIALEXPANDEDSYSTEMREADINESSREVIEWREPORTPages:72-74INITIALEXPANDEDSYSTEMREADINESSREVIEWREPORTFORMATEXECUTIVESUMMARY

1.0INTRODUCTION

1.1Purpose1.2ScopeandApproach(Includespecificidentificationofthesystem'ssafetyandaccidentmitigationfunctions)2.0RESULTSANDCONCLUSIONS2.1SummaryofAttributeAssessments2.2SuimnaryofReviewofSIDSItems2.3SummaryofOpenItems2.4ObservationsandConclusions(includingrecurringitemsjudgedtoneedfurtherextentofconditiondetermination)(seestep4.3.10a)3.0ATIRIBUTEASSESSMENTS3.1AssessmentMatrix3.2.-AttributeAssessmentsandreviewofsystemfunctions.3.3Discrepancies'"4.0WALKDOWNRESULTS4.1WalkdownScope4.2Observations5.0REVIEWOFSIDSITEMS5.1ReviewofOpenItems(SummaryInformation) 0 InformationPMP7200.RST.004Rev.5Page74of101~,EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment12INITIALEXPANDEDSYSTEMREADINESSREVIEWREPORTPages:72-745.2Revie'wofClosedItems(SummaryInformation)

6.0REFERENCES

6.1ENCLOSURES:Enclosure1:AttributeAssessmentFormsEnclosure2:Enclosure3:RestartItems(SIDS)Post-restartOpenItems(SIDS)Enclosure4:ReviewofClosedItemsFromSIDSEnclosure5:SystemBoundariesEnclosure6:WalkdownPlan6.2FIGURESANDTABLESFigure1:SystemBoundariesTable1:FinalSystemReadinessReviewAssessmentMatrixTable2:AttributeAssessmentSummaryTable3:AssessmentDiscrepanciesRecommendedforCorrectiveActionPriortoRestartTable4:AssessmentDiscrepanciesRecommendedforClosurePostRestart InformationPMP7200.RST.004Rev.5Page75of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMA~ichment13FINALEXPANDEDSYSTEMREADINESSREVIEWREPORTPages:75-77FINALEXPANDEDSYSTEMREADINESSREPORTCOVERSHEETSYSTEMTITLEDATESYSTEMREVIE%ERSSystemManagerDateOperationsRepresentative~DateLicensingRepresentative~DateEngineeringSupervisorDateESRRManager/CoordinatorDateSystemReadinessReviewBoardDatePlantOperationsReviewCommitteeDatePORCMTG.¹~Thesesignaturesmaybeobtainedbyroutingthereporttobothindividualssimultaneously.RetaincopiesofbothsignatureswiththeoriginalofthereportintheSRRBmeetingminutes.

• A<gL InformationPMP7200.RST.004Rev.5Page76of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment13FINALEXPA'NDEDSYSTEMREADINESSREVIEWREPORTPages:75-77FINALEXPANDEDSYSTEMREADINESSREVIEWREPORTFORMAT1.0OVERVIEW1.1Summaryofitemsclosedsincetheinitialreportissuance91-18OperabilityDeterminations(listeachitem)EngineeringEvaluations(listeachitem)DCPs(listeachitem)IActionRequests(listeachitem)ConditionReports(listeachitem)NRCCommitmentDataBaseitems(listeachitem)OperatorWorkarounds(listeachitem)OutageRequiredPMs2.0OPENITEMREVIEW2.1Items91-18OperabilityReviews(listeachitem)EngineeringEvaluations(listeachitem)DCPs(listeachitem)WorkRequests(listeachitem)ConditionReports(listeachitem)CommitmentDataBase(listeachitem)OperatorWorkarounds(listeachitem)k

'I InformationPMP7200.RST.004"Rev.5Page77of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAM,Attachment13FINALEXPANDEDSYSTEMREADINESSREVIEWREPORTPages:75-772.1Items(Continued)OutageRequiredPM'sthatwillbecomeoverduepriortonextplannedoutage2.2RestartScoping2.3ScheduleforResolutionofOpenItems3.0DESIGNANDLICENSEBASISISSUESSUMMARYExplainthesignificanceofeachissue(oneortwosentencesonsafety,risk,orsystemoperability/reliabilityimpact.Discusswhatplans(s)isinplaceforresolutionofeachissue.Includewhentheissueisscheduledtoberesolved.4.0WALEDOWN4.1Walkdownpurposeandscope4.2WalkdownTeam4.3WalkdownResults4.4,Conclusions4.5RestartScoping5.0AGGREGATEIMPACTOFDEFERREDWORK

Attachment:

Markedupdrawingsshowingcomponentswithmultiple(twoormore)Post-restartorrestartdeferredworkitems.

InformationPMP7200.RST.004Rev.5Page78of101'XPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment14EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDRESULTSPages:78-82ESRRProgramCoordinatorDateESRRProgramManagerDateDirector,EngineeringRestartDateSystemReadinessReviewBoardDatePlantOperationsReviewCommitteePORCMtg.¹Date InformationPMP7200.RST.004Rev.5Page79of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment14EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDRESULTSPages:78-82EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDRESULTSFORMAT

1.0INTRODUCTION

ANDPURPOSE1.1Introduction1.2Purpose2.0SCOPEANDSTRUCTUREFORLEVEL1ESRRs2.1OverallApproachandScope2.2SystemPrioritization2.3StructureofLevel1ESRRTeams2.4VerticalSliceMethodology2.5ScreeningofOpenItemsforRestartRequirements2.6ReviewsandSelf-Assessments3.0SUMMARYOFPHASE1RESULTS3.1VerticalSliceResultsandCharacterizationofFindings3.2ScreeningofOpenItems3.3WalkdownResults4.0ASSESSMENTOFRESULTSBYTOPICAREA4.1LessonslearnedtobeincludedinLevel2ESRR4.2IdentificationofPotentialProgrammaticIssues InformationPMP7200.RST.004Rev.5:Page80of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment14EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDRESULTSPages:78-8

25.0CONCLUSION

S5.1SystemReadiness5.2PotentialProgrammaticIssues

6.0REFERENCES

APPENDICESARESTARTISSUES,SELECTION/SCREENINGCRITERIABEVALUATIONOFDISCREPANCIESBYTOPICAREATopicArea1:ElectricalCalculationsandAnalysisTopicArea2:I&CCalculationsandAnalysisTopicArea3:Mechanical&StructuralCalculationsandAnalysisTopicArea4:AccidentAnalysisTopicArea5:DrawingsTopicArea6:LogicDiagramsTopicArea7:ConfigurationManagementTopicArea8:SpecificationsTopicArea9:DBDTopicArea10:ChangeDocumentation/50.59ReviewsTopicArea11:TemporaryModifications/BypassesTopicArea12:FSARReviewTopicArea13:TSandBases

InformationPMP7200.RST.004Rev.5Page81of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment14EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDRESULTSPages:78-82TopicArea14:LicensingCommitmentsTopicArea15:Notices/Bulletins/GenericLettersTopicArea16:ProceduresTopicArea17:OperatorWorkaroundsTopicArea18:IndustryOperatingExperienceReviewsTopicArea19:MaintenanceProceduresTopicArea20:VendorTechnicalInformationTopicArea21:PreventiveMaintenanceTopicArea22:SurveillanceandPeriodicTestsandInspectionsTopicArea23:ISVSectionXIISTTopicArea24:As-BuiltVerificationTopicArea25:ControlRoomDrawingsTopicArea26:SurveillanceProgramsTopicArea27:CorrectiveActions~PTopicArea28:QAAuditsandSelfAssessmentsTopicArea29:TrainingLessonPlansTopicArea30:OpenItems(Backlog)TopicArea31:StrategyDocuments

InformationPMP7200.RST.004Rev.5Page82of101EXPA'NDEDSYSTEMREADINESSREVIEWPROGRAMAttachment14EXPANDEDSYSTEMREADINESSREVIEWSINTEGRATEDRESULTSPages:78-82CGROUPINGOFESRR-IDENTIFIEDITEMSBYTOPICAREAFIGURES2.1GradedApproachforEnh'ancedSystemReadinessReview2.2TypicalTopicAreasforEnhancedSystemReadinessReviewVerticalSlices2.3EnhancedSystemReadinessReviewPlan2.4Level1EnhancedSystemReadinessReviews2.5TypicalSystemAssessmentMatrix4.1TopicReviewSutmnary-Level1SystemsChecksandDiscrepancies4.2TopicRevjewSummary-Level1SystemsDiscrepanciesasPercentofChecks4.3IssuesbyTopicAreas-Level1Systemsbyseverity-4AIssuesbyTopicArea-Level1Systems(RestartRecommendedIssuesOnly)TABLES3-1SummaryStatisticsforLevel1SystemReviews3-2SummaryofAreasCoveredDuringtheWalkdowns InformationPMP7200.RST.004Rev.5Page83of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMAttachment15SYSTEMWALKDOWNREPORTPages:83-83DateofWalkdown:.SystemManager/TeamLeader:~Setem:PuoseofWalkdown:Provideabriefdescriptionofthepurposeofthewalkdown.WalkdownScoe:Provideanoverallsynopsisastothescopeofthewalkdown,primaryobjectives,timespent'nthewalkdown,totalnumberofalldeficienciesnotedaswellasnotingifanyoperabilityconcernswerenoted.WalkdownTeaProvidealistingofthewalkdownteammembersaswellastheirrespectiveorganizations.WalkdownResults:Provideanoverallcharacterizationastotheitemsidentified,andsafetyoroperabilityconcerns,etc.Conclusions:Provideanoverallassessmentofthesystemconditionbasedonobservations.Summarizeanyspecificneedforimprovementsandallfollow-upactionsbeingpursued.

InformationPMP7200.RST.004Rev.5Page84of101EXPA'NDEDSYSTEMREADINESSREVIEWPROGRAMAttachment16SYSTEMREADINESSAFFIRMATIONREPORTPages:84-841.0THEREADINESSAFFIRMATIONREPORTWILLINCLUDETHEFOLLOWINGINFORMATION1.1CurrentsystemLicenseChangeRequest(s).1.2Currentoperatorworkarounds.1.3Currentcorrectiveactionsrequiredofcontrolroomequipment.1.4CurrentlyinstalledT-Mods.1.5ActiveoperabilitydeterminationsandJCOs,withthe10CFR50.59foreachODorJCO.1.6Theremainingopen"Exceptions"itemsandany"Exceptions"identifiedduringtheaffirmationprocess.Exceptionsareremainingopenrestartrequireditems.1.7AnOperationsprioritieslistcompiledfromoridenticaltotheFocusListorOperationsPrioritiesAddendumList(butnotnecessarilylimitedtotheselists)forthesystem.1.8ReferenceInitialExpandedSystemReadinessReviewReport1.9ReferenceFinalExpandedSystemReadinessReviewreport.1.10ReferencethesystemtestspertheSystemTestPlan.

0 InformationPMP7200.RST.004Rev.5Page85of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1SYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-94SYSIKMASSESShKNThIATRIXMAJORTOPICSDESIGNBASISLICENSINGDOCUMENTSOPERATIONSmi~~~NCP.SURVPHYSICALPLANT'ROGRAMS,PROCESS4PROCEDURES567891011121415161718192021222324252627282930ASSESShKNTATTRIUTESK0K0 InformationPMP7200,RST.004Rev.5Page86of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-94OVERVIEWThefollowingguidanceforeachofthe31majortopicsinFigure1isprovidedregardingthetypesofdocumentsandsourcesofinformationtobeusedandtoprovideaconsistentdefinitionofthetopicareasforgroupinganddocumentingtheresults.IndividualreviewerswillusetheirexperienceandthatoftheESRRTeamtodeterminethespecificdocumentsandsourcesofinformationtobeassessed.CompletedscopeofthepreviousSystemReadinessReviewsshouldbetakenintoaccount.DESIGNBASISElectricalCalcs/Analysis:,Calculationsrelatedtomotors,electricaldevices,circuits,andassociatedpowersuppliesforsystemcomponentsshallbereviewed.Thereviewsshouldassesstheappropriatenessofdesigninputs,assumptions,consistencywithas-builtconfiguration,andgeneralapproach.Also,calculationresultsshouldbeverifiedforappropriateuseinotherdesignbasisdocuments.Thepotentialeffectofmodificationsontheemergencyelectricalloadcalculation,includingloadsequencing,shouldbeconsidered.Inaddition,fusecoordinationshallbeaddressedagainsttherequirementsofIEEE308.2I&CCalcs/Analysis:Calculationsrelatedtotheperformance,setpoints,andstabilityofI&Ccomponentsandloopsforsystemcomponentsshallbereviewed.Thescopeofthereviewsshouldbe.similartotheelectricalcalculations.Inaddition,reference6.5identifiesapotentialconcernwithinstrumentuncertaintycalculations,suchasduetodynamicfioweffects,andwithlackoftrendingofinstrumentdriftanduseofunverifieddriftvaluesprovidedbytheequipmentvendors.3MechandStructCalcs/Analysis:Calculationsrelatedtohydraulics,heattransfer,equipment/supportloads,equipment/pipestresses,andothermechanicalperformanceissuesrelatedtosystemcomponentsshallbereviewed.Thescopeofthereviewsshouldbesimilartotheelectricalcalculations.

ot' InformationPMP7200.RST.004Rev.5Page87of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-944.AccidentAnalysis:AnalysisofUFSARChapter14eventsshallbereviewedforassumptionsregardingsystemconfiguration,performanceandconditions.5.Drawings:Controlleddrawingsdocumentingsystemdesign,configuration,layout,andconformancetoprograms(e.g.,AppendixR,testing,andEQ)shallbereviewedforsystemdesignbasisinformationandsysteminteraction/dependencyinformation.Drawingsthatareexcludedfromthistopicarelogicdiagrams(coveredinTopic6),ControlRoomdrawings(coveredinTopic25),andvendordrawings(coveredinTopic20).6.LogicDiagrams:Thelogicdiagramsshallbereviewedforsystemdesignbasisinformationandsysteminteraction/dependencyinformation.7.ConfigurationManagement:Cross-referenceddocumentsshallbeverifiedtobecurrent,applicable,andappropriate.Inparticular,ESRRteamsshallspecificallyreviewseveralinputchangeslookingforalackofintegrationbetweencalculations,accidentanalysisassumptions,designvalues,designbasisdocuments,systemdescriptionandnormalandemergencyoperatingprocedures.Additionally,thefacilitydatabaseshouldbecheckedforaccuracyandconsistencywithdesignrequirements.8.Specifications:Equipmentdesign,procurement,andinstallation.specificationsshallbereviewedforconsistencyofsystemdesignbasisinformationandforadherencetocodeandsafetyrequirements.Generaldesignspecificationsshallalsobereviewedforsystemdesignbasisinformation.9.DBD:Relateddesignbasisdocumentsshallbereviewedforsystemdesignbasisrequirements,identificationofpossiblecross-referenceddocuments,andappropriateapplicability.Potentialvulnerabilitiesincludeidentificationofandcompliancewithsinglefailurecriteria.AdequateclosureofopenitemsidentifiedduringpreparationoftheDBDsshouldbeconsidered.Basedontheresultsinreference6.5,thistopicareashouldbeafocusareafortheESRR.

Information',PMP7200.RST.004Rev.5Page88of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMSYSTEMASSESSMENTMATRIXMAJORTOPICS"Pages:85-9410.ChangeDocuments/50.59Reviews:Changedocuments,includingDCPs,ComponentEvaluations(CEs)andUFSARchanges,shallbeassessedforcompleteness,consistencywiththesystemsafetyandaccidentmitigationfunctionsasdefinedinthedesignandlicensingbasis,appropriateconsiderationofinterdisciplinaryimpact/input,andeffectivefollowthrough(changesmadeorpostedagainsttheappropriatedocuments).50.59screensand50.59safetyreviewsshallbereviewedtoassesswhetherthechangemayhaveresultedinacurrentplantconfigurationoroperationthatisoutsidethedesignorlicensingbasis,CookPlanthas,inthepast,notperformedsome50.59screenswhenrequiredbecausestationpersonneldidnotrecognizethattheywerechangingthefacilityasdescribedintheUFSAR.AspartoftheESRR,teamsshouldreviewpast50.59screensassociatedwithchangedocumentsbeingreviewedtoensurethatanexcessivelyliberalinterpretationofthewords"systemasdescribedintheUFSAR"wasnotused.SeeNEI9647foradditionalguidanceandcurrentindustrystandards.

Lael+

Information'PMP7200.RST.004Rev.5Page89of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-9411.TemporaryModifications/Bypasses:Temporarymodificationsand"bypasses"shallbereviewedtoverifythattheywereevaluatedagainstappropriatedesignbasisinformationanddonotresultinanunreviewedsafetyquestion.Basedontheresultsofreference6.5,"Bypasses"shouldbeafocusareafortheESRR.Additionally,teamsshouldbealertforengineeringevaluations,actionrequests,partiallyinstalledmodifications,andotherchangestoensurethatnecessaryscreeningsweredoneineachcase,CookPlanthasidentified23specificprocesseswithapotentialtobypassthe50.59processasfollows:EngineeringSpecificationsActionRequest/JobOrdersDrawingchangesOperabilitydeterminationsTechnicalDirectionMemosNPM(Engineering)EvaluationsMechanicalEngineeringMemoElectricalEngineeringMemosDesignChangeDeterminationConditionReportReceiptInspectionPracticesDesignStandards~DesignChangeAddenda~Setpoints~DCDIRs~Technicaldatabooks~PMI-5023addressingplantfabricationandrepairs~DedicationPlans~Oldclearances/CautionTags~OpenItemsLog~WorkArounds/WatchList~TemporaryOperatorAids~PermanentOperatorAidsTheseitemsshouldbereviewedinassessingthehealthofthe50.59processforthesystem.Also,thetemporarymodificationshallbeassessedtoassurethedurationisnotexcessive.50.59applicabilityevaluationsand50.59reviewsshallbereviewedtoassesswhetherthetemporarymodificationsmayhaveresultedinacurrentplantconfigurationoroperationthatisoutsidetheregulatorydesignbasisorlicensingbasis.AbandonedEquipmentwithouta50.59shouldalsobeconsidered.

InformationPMP7200.RST.004Rev.5Page90of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-94LICENSINGDOCUMENTS-12.UFSARReview:Chaptersrelatedtothesystem,interfacingsystems(e.g.,powerdistribution,I&C,andsupportsystems),accidentanalysis,andapplicabledesigncriteriashallbereviewedforregulatorydesignbasisandlicensingbasisinformation.ScopeofthisreviewshouldtakeintoaccounttheongoingUFSARvalidationeffort(whichwasinitiallyrestrictedto21systemsoftheoriginalSRR).PendingUFSARchangesshouldbeassessedandselectedUFSARquestionsandrequirementsshouldbevalidatedagainstinstalledequipmentspecificationsandoperational/testproceduresasapplicable.13.TS/Bases:LCOs,Surveillancerequirements,andtheirbasesforthe.systemanditscomponentsshallbereviewedforregulatorydesignbasisandlicensingrequirementsOtherappropriatesections(e.g.,forinterfacingsystems,EQ-related,andcontainmentisolation-related)shouldalsobereviewedforsystem/componentregulatorydesignrequirements.14.LicensingCommitments:OpenitemsfromNRCinspections,commitmentsinthelicense(andnotintheUFSARorTS),andothercommitmentsmadetotheNRCbydocketedcorrespondenceshallbereviewedforadditionallicensingbasisrequirements.Forexample,reference6.5notesthatnotallsystemsmaymeetthecriteriaoftheresponsetoLER97-021-01regardingsinglefailureinterpretation.AlistofsystemspecificlicensingcommitmentswillbeprovidedtotheESRRbytheLicensingBasisReviewGroup.15.Notices/Bulletins/GenericLetters:NRCgenericcommunicationsandevaluationsandresponsestothemrelatedtothesystemshallbereviewedforadditionalregulatorydesignbasisrequirementsandinformation.

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InformationPMP7200.RST.004Rev.5Page91of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMA'i'RIXMAJORTOPICSPages:85-94OPERATIONS16.Procedures:Operatingandemergencyoperatingproceduresrelatedtothesystemshallbereviewedforconformancewithdesignbasisinformation.Basedontheresultsofreference6.5,EmergencyOperatingProceduresshouldbeafocusoftheESRR.17.OperatorWorkarounds:Operatorworkaroundsshallbereviewedforimpactonsystemoperationorperformance.Theimpactshouldbeassessedforconformancewiththedesignbasisinformation.18.IndustryOperatingExperienceReviews:Industryexperiencereviewsrelatedtothesystemshallbeassessedandcomparedtocurrentdesignbasisinformation.Specifically,OperatingExperienceinformationfromtheINPOIndustryDatabaseandgenericNRCinformationshallbereviewedandeffectivenessofapplication/considerationreviewed.Basedontheresultsofreference6.5,industryoperatingexperienceshouldbeafocusoftheESRR.[Ref.6.15tMAIN'IKNANCE'aintenanceProcedures:Proceduresfortheoverhauloforgeneralrepairofsystemcomponentsshallbereviewedforappropriateuseofandconformancewithdesignbasisinformation.Also,.completedworkdocumentation,includinganyapplicabledatasheets,should.be.assessedforadequacyoftheuseoftheprocedure.Thistopicdoesnotcoverpreventivemaintenanceactivities(coveredinitem21)andsurveillancetypeprocedures(coveredinitem22).20.VendorTechnicalInformation:Vendortechnicalmanuals,vendordrawings,anddesigndataforwardedbythevendorrelatedtosystemcomponentsshallbereviewedforconformancewithdesignbasisinformation.Basedontheresultsofreference6.5,vendortechnicalinformationshouldbeafocusareaoftheESRR.

InformationPMP7200.RST.004Rev.5.,Page92of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-9421.PreventiveMaintenance:Regularlyscheduledmaintenanceworkitemstoassureproperequipmentoperation,includingcalibrations,lubrication,andfilterflushing/changing,shallbereviewedforappropriateschedules,timelinessofperformingtheactivity,andappropriateuseofmaterials,Proceduresforpreventivemaintenanceschedulinganddocumentationshallalsobereviewed.SURVEILLANCE22.SurveillanceandPeriodicTests&Inspections:EachESRRteamshall,inthecourseofitsassessment,verifythatdesignbasissafetyandaccidentmitigationfunctionsofthesystemarevalidatedandverified,eitherbyperiodictestingorbyengineeringcalculationforthoseportionsofthesystemthatcannotbetestedperiodically.ProceduresfortestsandinspectionsrequiredtoverifycompliancewithTSSurveillanceRequirementsforsystemcomponentsshallbereviewedtoassesscompliancewiththeTSanditsBases,appropriatemethodology,andconsistencywithotherdesignbasisinformation.Resultsofthemostrecentsurveillanceandperiodicperformancetestsshallalsobereviewedforcompliancewithdesignbasisinformationandforthepresenceofadversetrendsthathavenotbeenaddressed.23.ISIandSectionXIIST:ProceduresforInserviceInspectionandInservicetestingofsystempumpsandvalvesandotherperformancetests(e.g.,heatexchangerperformancetests,MOVtests,specialpump/systemperformancetests)shallbereviewedfor.appropriateuseofandconformancewithdesignbasisinformation.Resultsof.the.mostrecenttestsshallalsobereviewedforcompliancewithdesignbasisinformation.

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InformationPMP7200.RST.004Rev.5Page93of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-94PHYSICALPLANT24.As-BuiltVerifications:Walkdownsofthesystemtoverifyconformancewithdesignbasisinformation,systemlayoutagainstthedrawings,systemcondition,componentconfiguration,interactionswithothersystems,andothercharacteristicsshallbeperformedbasedonchecklistsdevelopedfromthedocumentationreviews.Thesewalkdownsshouldconsidertheadequacyof"systemventprovisionsandhowtheprovisionsareincorporatedintosystemprocedures.25.ControlRoomDrawings(i.e.theOP-seriesandthe9800seriesdrawings)shallbereviewedforconformancewithdesignbasisinformation.Also,thetimelinessoftheincorporationofchangestothecurrentdrawingsshouldbeassessed.26.SurveillancePrograms:SurveillancesnotassociatedwithItems22and23,suchasErosion/Corrosion,FireProtection,orHELB,shallbereviewedfordirectorindirectapplicabilitytothesystemanditscomponentsandconformancewithdesignbasis.Resultsofthemostrecentsurveillancesshouldbeassessedagainstdesignbasisinformation.

CInformationPMP7200.RST.004'ev.5Page94of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure1AddendumSYSTEMASSESSMENTMATRIXMAJORTOPICSPages:85-94PROGRAMS,PROCESSANDPROCEDURES27.CorrectiveActions:ClosedConditionReports(CRs),MaintenanceActionRequests,NPMEngineeringEvaluationRequests,andothercorrectiveactiontypereportsrelatedtothesystemshallbeassessedforappropriateevaluationofproblemagainstdesignbasis,genericconsiderations,appropriateresolution,timelinessofresolution,andadversetrends.IncludedinthisreviewshallbeanassessmenttodetermineifanyexistingconditionsshouldbethesubjectofanoperabilityDetermination,50.59screenorjustificationforcontinuedoperation.(SeeGenericLetter91-18forfurtherdetails).28.PAAuditsandotherAssessments:PAaudits,EDSFIs,SSFIs,andothercompletedsimilarsystemorprogramassessmentsrelatedtothesystemincludingMaintenanceRuleRiskSignificancedeterminationshallbereviewedtoassesseffectivenessoftheaudit,appropriateresolution,includingaddressingextentofcondition,timelinessofresolution,andadversetrends.Implementationofanygenericlessonslearnedfromsystem-specificSSFIsandthe9/97ISTselfassessmentshouldbeevaluated.29.TrainingLessonPlans:Operationsandengineeringtraininglessonplansforthesystemshallbereviewedforconsistencywithdesignbasisinformationandoperatingprocedures.30..OpenItems(Backlog):Maintenance,engineering,andoperationsopenitemsxelatedtothesystemshallbeevaluatedwithrespecttothecurrentRestartCriteriawithintheSIDSdatabase;31.StrategyDocuments:SomeCookPlantsystemshadspecificstrategydocumentspreparedtoarticulateactionstakeninresponsetoNRCIdentifiedIssues.,ESRRteamsshallreviewthesedocumentsandmarkthemuptorefiectanychangesneededtofullyaddressissuesofextentofcondition,t'ransportabilitytotheotherunit,ortoensureatechnicallyaccurateandthoroughapproachtoresolvingtheissue.Thismarkupshouldbebriefbutshouldfocusonidentifyingmajorunaddressedorunresolvedissuesinthesystemthatmayimpactonresolutionoftheissueaddressedbythestrategydocument.

InformationPMP7200.RST.Rev.5Page95of101EXPANDEDSYSTEMREADINESSREVIE%PROGRAMFigure2SYSTEMASSESSMENTMATRIXEXAMPLE-AUXILIARYFEEDWATERSYSTEMPages:95-99SYSrEMASSESSMENTMATRIXEXAMPLE-AUXILIARYFEEDWATERSYSTEMMAJORTOPlCSDESIGNBASISLICENSINGDOCUMENTSOPERATIONSMAINTENANCESURVPHYSICALPROGRAMS,PROCESSPLANTEcPROCEDURESI256910111213141516171819202122232425262728293031Cl9AFW01AFW02AFW03AFWOSAFWC01AFWC02ASSESSMENTATIRIBVIKSWATERSUIHYl4JKRDUVEHANDTD.AFWmISX'lURHNEANDSIEAMSURDAFWIMWCKNIKLVALVESHHNGDBXiNCXÃl'AINMENrKXAlKNXXXXXXEK0XXXXXXXXXXXAFWC07AFWC08AFWC09AFWC10AFWCl1AFWC12AFWC13HKiHHIERGYIJNEBREAKSBA1KCblBIPALQIALRKhlKNAHEÃmRSNGZFAILURECRIIERIAICMF(%&0'IEMP.HRCISCNSYS(XBIAB8LTYHCIHINALHA7AKSXXXXXXXXXXXXX Information.PMP7200.RST.004Rev.5Page96of101EXPA'NDEDSYSTEMREADINESSREVIEWPROGRAMFigure2AddendumSYSTEMASSESSMENTMATRIXEXAMPLE-AUXILIARYFEEDWATERSYSTEMATTRIBUTESELECTIONGUIDANCEPages:95-99(typicalexampleonly-notacompletetreatmentoftheAFWsystemcriticalattributesordesignconsiderations)Note:Systemattributesareselectedbasedonathoroughresearchofthesystemdesignbasis.Attributeschosenfordetailedreviewshouldbethosevitaltoaccomplishingthevarioussafetyandaccidentmitigationfunctionsasdefinedinthedesignandlicensingbasisforthespecifiedmissiontimes(whereapplicable)andinthedesignplantconditions.CookPlanthassometimesoverlookedthecriticalfunctionsofpassivecomponents(suchastanks,strainers,sprayheaders)toassurethatappropriateperformancehasbeendemonstratedbytesting,calculatioh.oranalysis.Additionally,suchpassivecomponentshavesometimesnotreceivedthoroughmaterielconditioninspectionstoassurethatthecomponentcontainstheheattracing,instrumentation,andothernecessaryfeaturesarefunctionalsuchthatthecomponentremainsoperableinallrequiredmodes.ESRRteamsshallassessobviouspassivecomponentsforthesetypesofissues.SYSTEMFUNCTIONSBEINGASSESSEDAFW01WaterSupply:AnadequatewatersupplyinventoryisrequiredfortheAFWsystemtoremovedecayheatfromthereactorcoolantsystem(RCS)followingeventsresultinginalossofmainfeedwater;Issuesrelatedtowatervolumeandlevel'indication,switchovertoothersources,andoverpressure/vacuumpressurearetobeassessed.Includedinthisassessmentshouldbeareviewofthecapabilityofbackupwatersuppliestofunctionasdesigned.AFW02~Motor-drivenandturbine-drivenauxiliaryfeedwaterpumps(listcomponentIDs):theAFW-pumpsarecriticalcomponentsfordeliveryoftherequiredAFWflow.Issuesrelatedtopumpperformance,NPSH,mitiitnumflowrequirements,motorandpowersupplies,powersupplyreliability,anddesign'equirementsaretobeassessed.AFW03Initiationandcontrol:Theauxiliaryfeedwatersysteminitiationandcontrolcircuitryisrequiredtoautomaticallyinitiatethesystemandassureadequatedecayheatremovalandtoallowcontrolofcooldownrates.Issuesrelatedtoinitiationandcontrolsetpoints,instrumentation,flow,andlevelcontrolaretobeassessed.

InformationPMP/200.RST.004Rev.5Page97of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure2AddendumSYSTEMASSESSMENTMATRIXEXAMPLE-AUXILIARYFEEDWATERSYSTEMPages:95-99Turbineandsteamsupply:Theturbinedriverfortheturbine-drivenauxiliaryfeedwaterpumps(componentIDs)anditssteamsupplyandexhaust'recriticalcomponentsfortheoperationofthepump.Thesecomponentshaveanegativeindustryoperatingexperiencehistory,andatCookPlanthaveaseismicclassification(inpart)thathasbeenquestionedinthepast.Issuesrelatedtosteamlinewarminganddraining,tripandgovernorvalvedesign,operation,andmaintenance,speedcontrols,overspeedprotection,andpumpalignmentaretobeassessed.AFW05AFWflowcontrolvalves(FMO-212,222,232,242,211,221,231,241).TheflowcontrolvalvesarecriticaltolimitflowtospecifiedlimitstoachieveadequatedecayheatremovalandtomiiumizeovercoolingoftheRCS.Issuesrelatedtovalveandactuatordesignrequirements,powersupplies,andpositioningcapabilityaretobeassessed.GenericAttributestobealiedwherealicableballESRRteams~Note:Thebelowlistedgenericorcommonattributes,includingitemsAFWC01toAFWC13,arebroadlyapplicablebasedonCookPlantoperatinghistory,experience,andissuesand,assuch,eachESRRteamshallbeawareofpotentialeffectsoftheseattributesonfunctionalityoftheirsystem.AFWC01Pipingdesign:ChangesinpipingdesigncriteriasinceoriginalplantdesignMAYresultinconfusioninpipingdesign,installation,andinspectionforexistingpipingandnewpipinginstallation.Otherexamplesincludematerialconditionofburiedpipe,ASMECodeclassificationboundaries,anddesigntemperatureandpressures.Containmentisolation:Exampleofpotentialconcernsaremodification,maintenance,andtesting(AppendixJ)ofcontainmentisolationfeatures.AFWC03Stationblackoutoperation:SignificantefforthasbeenmadebytheindustrytoaddressrulesregardinglossofallACpower.TheAFWsystemisanimportantmitigatorforthisevent..Exampleissuesincludewatersupply,flowcontrolandmanualactionsfortheAFWsystemunderstationblackoutconditions.

-InformationPMP7200.RST.004Rev.5Page98of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure2AddendumSYSTEMASSESSMENTMATRIXEXAMPLE-AUXILIARYFEEDWATERSYSTEMPages:95-99HighEnergylinebreaks:CookPlantsystemsshouldbeprotectedagainsttheeffectsofhighenergylinebreaks.Linebreakissuesareinterdisciplinary,involvingpipingdesign,environmentalqualification,fiooding,bamerdesign,andaccidentanalyses.Walkdownofphysicalbarriersintendedtoensureprotectionagainstsuchlinebreaksshallbeconsideredtoverifytheirmitigationcapability.Additionally,considertestverificationofdetectionandmitigationschemes.AFWC05Environmentalqualification:EQisahighlyregulatedprogramtoassuresystemoperationduringadverseenvironmentalconditionsassociatedwithdesignbasisaccidentconditions.TheEQprogramisbeingassessedindependentlyofthisreview.Potentialissuesfromthatreviewaffectingsystemfunctionsimportanttosafeoperationandaccidentmitigationshouldbeconsidered.AFWC06AppendixR:AppendixRisahighlyregulatedprogramthatrequiredsignificantutilityefforttoaddress.TheAppendixRprogramisbeingassessedindependentlyofthisreview.Potentialissuesfromthatreviewaffectingsystemfunctionsimportanttosafeoperationandaccidentmitigationshouldbeconsidered.Specificconsiderationshouldalsobegiventofirebarriersandequipmentrequiredforsafeshutdown.AFWC07Electricalseparation:RedundantelectricaltrainsandinstrumentchannelsarerequiredtobeseparatedbyRegulatoryGuide1.75.Compliancewiththeserequirementsshouldbeconsideredinthesystemwalkdowns.AFWC08Seismicqualification:TheAFWsystemisgenerallyclassifiedasseismicCategory'.in.accordancewithRegulatoryGuide1.29.Compliancewiththerequirementsandtheimpactondesignbasisshouldbeverifiedtotheextentthattheseismicclassificationandcalculationalbasisareconsistent.AFWC09.Year2000(Y2K):Considerableindustryeffortisbeingexpendedtoensurethereliableoperationofmicroprocessor-basedcontrolandindicationsystemswillnotbevulnerabletoyear2000relatedproblems.Identifymicroprocessorbasedcontrolswithinthesystem,confirmtheyarewithintheY2Kscope,andidentifyoutstandingworkremaining.

Information'IMP7200.RST.004Rev.5Page99of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure2AddendumSYSTEMASSESSMENTMATRIXEXAMPLE-AUXILIARYFEEDWATERSYSTEMPages:95-99AFWC10SingleFailureCriteria/CommonModeFailure(CMF):TheCookPlantsinglefailuredesignbasisisnotstraightforwardandmisunderstandingormisapplicationhasledtoissuesofnonconformanceinthepast.Additionally,someeventsatCookPlanthavebeenrelatedtoafailuretoadequatelyconsiderpossiblefailuremodesofbothsystemandsupportingorattendantsystemcomponents,ESRRteamsmustclearlyunderstandthedesignbasisintheseareasandshouldevaluatewhetherpossiblefailuremodesofboththesystemandattendingsystemshavebeenassessedtoensurethedesignisrobust.(seeLER97-021)Additionally,ESRRteamsshouldbealertforandidentifycommonmodefailuremechanisms(ifencountered)duringtheirreviews.Thesemechanismsincludeinappropriate-operations,maintenance,testing,orprocurementprioritiesorpoormaterialcondition..AFWCIIGenericLetter89-13(GL89-13):CookPlanthashadproblems,implementingGenericLetter89-13onservicewatercoolingsystems.TheGL89-13programisbeingassessedindependentlyofthisreview.Potential.issuesfromthereviewaffectingsystemfunctionsimportanttosafeoperationandaccidentmitigationshouldbeconsidered.ESRRteamsshouldalsobealertforinstanceswhereservicewatersystemdeadlegsarenotproperlyoreffectivelyaddressedundertheprogramorwhereCookoperatingexperienceshowsthat,theexistingprovisionsareinsufficient.AFWC12TemperatureEffectsonSystemOperability:CookPlanthasnotyetproperlyaccountedforlaketemperaturevariationsinallsystemdesignbases.ESRRteamsshallspecificallyassess,whereapplicable,whetherthedesignbasisforthesystemorsystemcomponentsisatoddswiththemaximumseasonallaketemperatureexpected,whichcouldbeashighas87.5degreesduringcertainsummermonths.Wheresuchinstancesarefound,theeffectonsystemoperabilityshallbeassessed.AFWC13ExternalHazards:Potentialexternalhazardsthatmaybeapplicableincludefloodingfrombothexternalandinternalsources,missilesfrombothinternalandexternalpotentialsources,windloading,tornadoandelectricstormeffects.

InformationPjVIP7200.RST.004Rev.5Page100of101EXPANDEDSYSTEMREADINESSREVIEWPROGRAMFigure3READINESSREVIEWATTRIBUTEASSESSMENTFORMPages:100-100ReadinessReviewAttributeAssessmentFormsReviewer:ReviewerNumber:~AttributeDescriptionMajortopicDate:SystemAttributeChecksCRsMajorTopicItemNumberAttributeNumberAttributeChecksCRsElectricalCalcs/analysis11&CCalcs/Analysis2Mech./structCalcs/Analysis3AccidentAnalysis4Drawings5LogicDiagrams.6Config.ManagementInfo.7Specifications8DBDs9ChangeDocs/50.59Reviews.10TemporaryMods/Bypasses11UFSARReviews12TS/Bases13LicensingCommitments14Notices,BulletinsandGLs.1516171819202122OperatingProceduresOperatorWorkAroundsIndustryOpExpReviewsMaintenanceProceduresVendor/TechnicalInfoPreventiveMaintenanceSurveillanceandPeriodicTests&inspectionsISUSectionXIIST'3As-BuiltVerification24ControlRoomDrawings,25SurveillancePrograms26CorrectionActionProgram27PAAudits/OtherAssessments28TrainingLessonPlans29OpenItems(Backlog)30StrategyDocuments31CRNumber:DocumentsReviewedAttributeAssessment Information,PMP7200.RST.004Rev.5Page101of101EXPA'NDEDSYSTEMREADINESSREVIEWPROGRAMFigure4SAMPLECOMPLETEDREADINESSREVIEWATTRIBUTEASSESSMENTFORMPages:101-101ReadinessReviewAttributeAssessmentFormReviewer:RussellDate:2/5/99ReviewerNumber:~ABROiSystem~AFWItemNumberAttributeNumberAFWO1AttributeDescriptionCONDENSATESTORAGETANKDESIGNBASISMajortopic,AttributeChecksCRsMajorTopicAttributeChecksElectricalCalcs/analysis1&CCalcs/AnalysisMech/structCalcs/AnalysisAccidentAnalysisDrawingsLogicDiagrams,Config.Managementinfo.SpecificationsDBDsChangeDocs/50.59ReviewsTemporaryMods/BypassesUFSARReviewsITS/BasesLicensingCommitmentsNotices,BulletinsandGLs8910111213141501000000OperatingProceduresOperatorWorkAroundsIndustryOpExpReviewsMaintenanceProceduresVendor/TechnicalInfoPreventiveMaintenanceSurveillanceandPeriodicTest&InspectionsSectionXIIST/Perf.TestsAs-BuiltVerificationControlRoomDrawingsSurveillanceProgramsCorrectionActionProgramPAAudits/OtherAssessmentsTrainingLessonPlans,OpenItems(Backlog)StrategyDocuments16"17181920212223242526272829303100.0000000CRNumber:CR4984000toprovidebasisforthestatementthat174,451gallonsissufficienttoremovedecayheat.DocumentsReviewed1.DBD-DB-12,AFWS,AuxiliaryFeedwaterSystem,Rev.0,Change6,Section3.0.2.UFSAR10.5.2,Rev.3.TS3.7.6andBases;AttributeAssessmentNoCalculationorotherdocumentationordatacouldbefoundtoestablishthebasisforthisminimumvalue.Thebasisforthe9hourdecayheatcoolingcapacityneedstobeestablished Attachment2ExpandedSystemReadinessReviewProcedureForLevel2SystemsPMP7200.RST.006,Rev.1