ML18320A052

NRC-2019-000080 - Resp 1 - Final. Agency Records Subject to the Request Are Enclosed

ML18320A052
Person / Time
Issue date:	11/13/2018
From:	NRC/OCIO
To:
References
FOIA, NRC-2019-000080
Download: ML18320A052 (53)

Text

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1. PERIOD COVERED RT AG~Y INFORMATION SECURITY PROGRAM DATA

3. CO ACT FOR ADDITIONAL INFORMATION -, an

!!r'GflOM RO.!

U.S. NUCLEAR REGULATORY COMMISSION A. Lynn ~ilvious. Chief 301-415~2214 Information Security Branch oclfool fi.a, &o, 128fi61

4. &i.NIOR OFFICIAL Division of Security James H. Taylor Office of Administration Executive Director for Operations

-6, NUMBER OF ORIGINAL CLASSIFICATION AUTHORITIES A. TOP SECRET 5

A. TOP SECRET a.SECR,:,r 6 ADDITIONAL DECLASSIFICATION AUTHORITIES C, -- ,,,,.. : . O.TOTAL 0 0 0 0

• i ORIGINAi

7. CLASSIFICATION O~Gl.tNATING AGENCY'S DERJVATIVE DATE OR EVENT DET R INATION REQUIRED DECiSIONS IO.A.D.R.!J. .

la) lb!= n:1£.,J!J (el A. TOP SECRET 0 0 o~o B.SECRET 0 0 9 =-,

C. CONFIDENTIAL 0 4 31e. ~

CASES FOR WHICH AGENCY IS RESPONSIBLE FOR* FINAL DECISION 8.MANDA*

TORY CASES " DECLASSIFICATION DECISIONS CASES REVll;W CARRIED NEW tJkJJOrt la "'"' cfoC'JIIMll b, and>>.*}* *CARRIED OVER FROM CASES OVER.TO REQUESTS PREVIOUS RECEIVED GRANTED IN FULL GRANTED IN PART DENIED NEXT AND PERIOD (cl (di (eJ PERIOD APPEALS la) (bl CASES DOCS. PAGES icAsES DOCS. PAGES CASES ~. PAGES (ft A. REQUESTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 B. APPEALS A.nlLiYlt:.'n""u

9. SYSTEMATIC REVIEW FOR DECLASSIFICATION tlll,,.*J B. LRa\,'IJQSir,,.u i.ao.~:--9~~~ ~~RAM"°R~~;~-*

0 0 12

11. NUMBER OF INFRACTIONS INVOLVING:

8. UNOERCLASSIFICATI. N 0 0 0

, UNAUTHOR Z£1> Q, MPROPER H. IMPROPER ACCESS

• STORAGE REPRODUC=l'ION 0 0 9 0 1 0 12, REMARKS STANDARD FORM 311 (REV. 44131 311-102 Pr9SCl'lbad 11V CilSA/1$00 E.0.123H

!BEST ~VAIWtE COPY I OMS NO. 3DICMIIMll INTE.IU'G£NC REPORT

. CONTROL NUMISEII

2. NDENT AClENCY DR £5TABUSHMENT U.S. NUCLEAR REGULATORY CO~ISSION

~ .....,.......,

A. LYNN SILVIOUS, CHIEF (301) 415-2214

... INFORMATION SECURITY BRANCH JAMES M.. TAYLOR DIVISION.OF SECURITY OFFICE OF ADMINISTRATION D.TO 5 8 0 13 S ADDITIONAL DECLASSIFICATION AUTHORITIES .

A. TOP SECH.. T . B.:>tt,;;IIET C. ~F111..,..TIAL [D;TOTAL, ORIGINAL

7. CLASSIFICATION DECL.ASSSY IN 111 YEAAS Ell8IPT FROM DEFilVATlVI:

DECISIONS . 'ORlESS DECUSSIACA~ IN 1D YEARS OR LESS (el ltil Id A. TOP SECRET 0 0 0 a SECRET l r/ 0 4 C. CONFIDENTIAL -* 4 J;~ 0 17 ~2\

CASES FOR WHICH.AGENCY IS RESPONSIBLE FOR FINAL DECISION B. MANDA-TORY REVIEW REQUESTS ANO APPEALS CASES CARRIED OVER FROM PREVIOUS PERIOD la)

NEW CASES RECEWEO GRANTED IN FULL lcl DECLASSIFICATION DECISIONS GRANTEO IN PART ldJ DENIED CASES CARIIIED OVEATO NEXT PERtOO lbl CASES CIDCS. PACES CASES DOCS. P"ClES 1;"5£$ DOCS. Pl'CES (fl A. REQUESTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 B.APPEAlS

9. PAGES DECLASSIFIED: AUTOMATIC DECLASSIFICATION AND SYSTEMATIC REVIEV JO. ~A:'lvs~oii"\;~o'ait,!1n1ivtav's!

"" A*vll;W£Ci ' . 8. 01:.o;;;-ll"h:...,

700 1~

RKING-

"IOPCR F. U,..AUT H.1"'1>A ,µ,IPAOPI!;

DESTSIUCTICN ACCUS AIEPACDUCTION TAIINSM15SION _

NOTE:. Items 7 and 9 have been revised to reflect the changes outlined in EP .12958.

Enclosed is a status report on NRC 1 s Declassificaton Program.

Sl'AIIIDARD FORM :111 (REIi, 4.aJI.

lU*lOZ .... wu1*11 OY GS.l"ISOQ E.O. UHa

!BEST:flAIWLE COPY I UffliRAGSICV ftEPQR1"

~HUIIBEFI (IMPORTANT-Rad lnslnldans on nt11ert111 before compldng tllt. form) Q2a0.NAR-AN

t. ASCAL YEAR COVERED AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA

2. DEPMTIIENT, INDEPENDan' AGEHCV OR ESTASUSffllElfl' 3. CONTACT FOR ADDmoNAL INFORUA110N ,._, Glib_,

-.,_tto.J

u. S. Nuclear Regulatory Commission A, Lynn Silvious, Chief Information Security* Branch

4. Sct,IIOR AGENCY OFflCW. (ScOln.U. £Q ~ Division of Facilities and Security Patricia G. Norry, Daputy Executive Director Office of Administratd-on for Management Services (301) 415-2214 -

Office of Executive Director for o.-...rations

5. NUMBER.OF ORIGINAL CLASSIFICATION AUntORITJES A. TOP 51:CRET B. SECREI' C. COHFIDENTIAL D. lDfAL 7 7 0 14 I. NUMBER OF ct.ASSIFICATIOH DECISIONS ORJGINALClASSIFICRTON Cl.AS$1FICATIDN OECWSIFV IN 10YEAAS E!XEMPTFAOM OECI.ASS~ DSWATIYE LEVEL OAIBIS IN10\'EARS (I) lb)

A. TDP SECREI' 0 0 0 8.. sa:AEr 2 1 14 C. CCNADENIW. 9 l 170 DEQ.ASSIRCATIDN DECISIONS CA8&S . CASES (11-,,c,,r In IJIIHISJ

7. MANDATORY CARRIED CMRIEO CJIISlFROM CIV!RTO REVIEW mEPAEVIOUS HEWCMES HEXf GfWITB>IN GIWffl1DIH REQUES1S PGAIOD AECEIV!D PSIIOI) .FULL NRI' D!NleD (al (bJ (dJ (t)

A. REmESTS (cJ 0 0 0 0 0 0 B. APPEM.S a 0 0 0 0 o*

1. ~J!S DEC1ASSIFIBJ:AUTDMATIC DECLASSIFICATION AND I, ffffl!RNALMIENCY OVERSIGHT SVS1'EIIA1IC IEVIEW FOR DECI.ASSIPICATIOH HumlW af fanllal lnapacllCNla, Survep. or Psopan Rnklwa CSeclfgna :U aid U 111 ED 12951}

- 2* - 17

10. EXPLAHA'IORY COIIMENTS tlJsr, llr/S.T,Pac9 0:,..,. Off atr/ . - , aids Dm. ll"1G1111*fJ11<<1 i s ~ USIJII l/anks/rHl(sl affJllllll(and all6dlto t1tm.)

• AS discussed with ISOO staff, the NRC has modified our self-imposed F? 97 milestone 1 which was to review and release 25~ of eligible.documents in accordance with Section 3.4(a) of the Executive Order 12958, by Octobe~ 14, 1997. DuP. to the nU111erous priorities of NRC*s senior declassification authorities*, our projected release date will be December t, 1997. This date change will not affect NR.C*s abilitl to meet its deadline to accomplish the total declassification review of the agoncy*s docwnents within the five year window mandated by the Order.

e.

INTERABENCV REPQRT

~l'CIIMl!JI (IMPOHT"ANT - Rad lnatrut:llon* on,..,.. be6'tw compldng this fDlmJ

,oz>>NAR.AH

1. FISCAL VEAR CDVIRBJ AGENCY SECURITY. CLASSIFICATION 2.

IIANAGEIIIEN1' PROGRAM DATA 12E1Wn'U&NT. INOl!PINCENT AGINC't QA ISTASUSHIIENT U.S. lilclear Regulatory Coomission 3.. CONTM:T' ,OR AODfflONAI.. INPOAIIATION ~ IIIIIDl nl (301) 415-2214 A. Lynn Silvious, Chief

.. S&NlOA AGl!NCY OFRCW. (._,.U aa. ,a,,, Infonnation Security Branch Patricia G. Norry, Deputy Executive Division of Facilities and Security Director for Management Services Office of Administration Of'f'i ,. .. nf' ....,...-,..,1-.;w,, Dir.,.rr-nr fnr 0r¥.rations S. NUMBER QF ORIGINAL CLASSIFICATION AUTHORfflES A. 'roP 5eCll!T B. Sl!alET C. CONn)SfflM. a. 101'AI.

9 9 0 18

t. NUMBER OF CLASSIFICATION D&OSICNS ORIGIHAL.c:LASS1FIC"110N ClASSl'1CAT10N DEa.ASSIFV 1H 10 Vl:AAS IDCIMIIT FROM DECLAUIFICAlKIN De:!IVATNE Olil!SS IN10YENIS 1--a Ll~ {II (la) T- Lf;}.3 A. TCP S!CAl!T' 0 0 0

a. S£CRET 0 0 40 C. CCNrlCENTTN..

2 0 383 DECLASSIFICATION CEOSICNS CASES CASIS (Report In pageJ 7,UNDATORY CARRleI> CARRIE!)

O\ll!A FROM. CVERTO AEVIEW TIE PREVIOUS REQUESTS NIWCASES N!XT GRAN'Tl;DIN GRAH'le>IN NflKXI Rl!CE!VE) PSUCIO

• FULi.. PART Dl!HlED (a) ~} Cc) (d) (e) (I)

A. AECUEm 0 0 0 0 0 0 II. APP~ 0 0 0 0 0 0

a. MIU Dl!CL.Alllfll!D: Alffl>IIATIC: DECLASSIFICATION AND I. INTIRNAL IIJl!MC'f <WERSICIHT SVSl'Ea.Affl: A ~ R>A OF.Cl ASSIRc.t.110N Number ol Formal lnapectloM, ~ or Ptog,- Ravi-(SeclSana 3.4 and :U af !O 1291111) .

• 1500 pages 11

,U. 1M spaca I D ~ on_,, ssdb'I of this &m. If mtn ~fl,..,.

10. EXPLANATORY COMMENTS US9 ,11 '*1lk llhNI(,) af,-ptlt and a-=n tlJ fti'ln.J

• Reflects the number of pages that NRC declassified in 1997. '.Ihe.~e figures*were not known .

at the time the SF-311 was sut:mitted to. ISOO in 1997. The number of pages declassified in 1998 will be forwarded to ISOO when. these figures are known.

!DEST AVADABLE COPY I

.--- (IMPORTANT - Read instructions on reverse before completing this form)

IN, ..,..GENCY ni:run 1 CONTROi. NUMBER 0230-NAR-AN

1. FISCAl YEAA COVEREO AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA FY-99

2. CEPARTMENT. IND8'ENDE1H AGENCY OR ESTASLISl-lMENT 13. CONTACT FOR AODITIONAL INFOIMATION (N.....,, office, ..it,...,.. no.I Wayne G. Burnside, Acting Chief U-S. Nuclear Regulatory Commission Information Security Branch

4. SENlOA AGENCY OFFICIAL (Section 5.6, E.O. 128581 Division *of Facilities and Security Patricia G. Norry, Deputy Executive Office of Administration Director for Management Services (301) 415-2211 n-f'.f'.f .. o .... f' 'l>v~ ...... ~ '"" n~---~-- for o~rations UIC

5. NUMBER OF ORIGINAL CLASSIFICATION AUTHORITIES IA. TOP SECRET B. SECR£f C. CONAOENTIAL D, TOTAl 1l 14 0 25

6. NUMBER OF CLASSIFICATION DECISIONS ORIGINAL CLASSIFICATION CLASSIFICATION DECLASSIFY IN 10 YEARS EXEMPT FROM DECLASSIFI-LEVEL DERIVATIVE OR LESS CATION IN 10 YEARS la) (b}

A. TOP SECRET 0 0 2 B. SECRET 0 1 17 C. CONFIDENTIAL 0 1 281 CASES CASES DECLASSIFICATION DECISIONS

7. MANDATORY CARRIED CARRIED (Report in pages)

REVIEW OVER FROM NEW CASES OVEA TO REQUESTS THE PREVIOUS RECEIVED NEXT GRANTEO IN GRANTED IN FULL PART DENIED PERIOD PERIOD

!al lb) rel ldl (el (fl A. REQUESTS 0 0 0 ' 0 0 0 I

B. APPEALS 0 0 0 0 0 0 a.PAGES DECLASSIFIED: AUTOMATIC DEQ.ASSIFICATION ANO SVSTEMATIC 9. INTEPIIAL AGENCV OVERSIGHT I REVIEW FOR OEC1.ASSIRCATION !S.Cdon*J.4 *NI 3.5 of EO 129581

• 500 pages Numbet af Fonnll ln""""llona*. s.....,v,. or Program '-'iiews 9 I

10. EXPLANATORY COMMENTS I IUse this space to elaborate on any section of this form. If more space is needed, use a blank sneetlsl of paper anti attach to

• Reflects the number of pages that NRC declassified 1n FY 1998. These figures were not known at the time the SF-311 was submitted to ISOO in October 1998. The nJlDlber of pages declassified in FY 1999 will be for~arded to ISOO when these figures are known.

I NATIONAL ARCHIVES 4NO 111:COOOS ADMINISTRATION AUTHOflllEOFORLOCALREPROl).JCTION STANDARD FORM 311 IREV. 7-971 Pr""iaus edllion 11 ..,u1111ble ~ br NARAIISOO 32 CFR 2001 ,60 E.o. 11958

IBEST AV!DJBLE COPY I

,,, OMPORTANT - .

Read instructions on reverse before completing this form)

'" t.lCJV\ucNCV ncruno CO~ROL NUMBER 0230-NAR-AN

1. FISCAL VEAR COVERU>

AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA FY-00

2. DEPARTMENT, INDEPENDENT AGENCY OR ESTABLISHMENT r.!,CONTACT FOf! ADDITIONAL INFO,.,ATKJN (Nemo, office, Std telcphclneoo.l A. Lynn SIIVIOUS, Chief .

U.S, Nuclear ReQualtory Commission Information Security Branch

14. SffllOR AGS\ICY OFFlCIAl CSeatian6.6; E.O. 129581 Division of Facmties and Security Patricia G. Nooy, Depu~ Executive Director for Management Office of Administration Services, Office of the xecutive Director for Operation (30_1) 415-2214

5. NUMBER OF ORIGINAL CLASSIFICATION AUTHORITIES

"'- TOP SEC:AET ll. SECRET C. CONFIDe.JTIAl 0. TOTAL 8 8 0 16

6. NUMBER OF CLASSIFICATION DECISIONS ORIGINAL CLASSIACATION CI.ASSIRCATION DECLASSIFY IN 10 YEARS EXEMPT FROM DECLASSIFI- DERIVATIVE LEVEL OR LESS CATION IN 10 YEARS ta) lbl A. TOP SECRET 0 0 1 B. SECRET 1 1 14 C. CONADENTIAL .1 7 406 CASES CASES DECLASSIACATION DECISIONS

. (Report in pages) ..

7. MANDATORY CARRIED CARRIED REVIEW OVER FROM NEW CASES OVER TO REQUESTS THE PREVIOUS RECEIVED NEXT GRANTED IN GRANTED IN FUll . PART DENIED PERIOD PE_RIOD lal (bl (cl Id) lel m A. REQUESTS \

.o 0 () 0 0 0

B. APPEALS 0 0 0 0 0 0 II.PAGES OECLASSIFIID. AlJTOMATIC OEC1ASSIACATJON AND SYSTEMATIC 9. INTEIW,41. AGENCY OVERSlqHT REVIEW FOR DE0.ASSIRCATION (Secllcl,c3.4 and3.5.ol EO 12BS8J . Number ul Format' lr,spectfons. Sun,ey,,, or Prggram Ao\41!WC *,

500 4

10. EXPLANATORY COMMENTS (Use this space to elaborate 011 any sec;tion of this fonn. If more*sp;11;;e is n.eedcd, use II bl11nk sheet(sl of paper *and attach t.o NATlONAl AROWES AIIIO RECORClS AOMINISTI\AllON AUTHORIZED FOR LOCAL REPAODUcrtOIII STANDARD FORM 311 11n. 1-s11 Pnnibus edition is unusable Pn,scrbtd by NARA/ISOO 32 CfR 2001 .eo E.O. I 29!i8

!BEST AVAIIABLE COPY I

"-*~----

CONTROL NUMBER

• - ~- .._...--ca (IMPORTANT - Read instructions on reverse before completing this form)

AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA 0230-NAR-AN 1, FISCAL YEAR COVEJlED --

FY-01 il. DEPARTMENT, IND£PENDENT AGENCY Oft EST ABI.ISHMENT :I.CONTACT* fOA AOOITIONAL INFORMATION (Nania. office. ~nd telephone no.1 A. Lynn Silvious, Chief U. S. Nuclear Reaulatorv Commission Information Security Branch

4. SENIOR AGENCY OFRCIAl (Saction!S.8, E.O. 1296B) Division of Facilities and Security Patricia G. Norry, Deputy Executive Director for Management Office cit Administration Services Office of the Executive Director for Ooerations (301) 415-2214

5. NUMBER OF ORIGINAL CLASSIFICA I ION AUTHORITIES A. TOP SECRET B. SECRET C. CONADENTIAL 0. TOTAL 8 9 0 17

6. NUMBER OF CLASSIFICATION DECISIONS OfllGINAL CLASSIFICATION CLASSIFICATION DECLASSIFY IN 10 YEARS EXEMPT FROM DECLASSIFI- DERIVATIVE LEVEL OR LESS' CATION IN 10 YEARS lal (bl A, TOP SECRET 0 2 0

B. SECRET 0 2 13 C. CONFIDENTIAL 351 Q. 0

• CASES CASES DECLASSIACATION DECISIONS (Report in pages)

7. MANDATORY CARRIED CARRIED REVIEW OVER FROM NEW CASES OVER TO RECEIVED NEXT GRANTED IN GRANTED IN REQUESTS THE .PREVIOUS FULL PART DENIED PERIOD PERIOD la) .I (bl (cl .,. (dl (el [fl OID'f\ I . ts1'f'\

A. REOU~STS

~ 0 f j .0 0 B. APPEALS 0 0 0 0 0 0 8.PAGES DECLASSIFIED: AUTOMATIC DECLASSIFICATION AND SYSTEMATIC 9. INTEfWAL AGENCY OVERSIGHT REVIEW FOR OECLASSIACATION [Soclians3.4 end J.5 of EO 129501 Number ol Formal lospec!lons, Surwy1, "' Prr,grm, llltviow *

• 500 pages 10

10. EXPLANATORY COMMENTS (Use this space to elaborate on any section, of this for'rn. If more space ,s needed, use a blank sheetts) ol paper and attach to

• This is an estimation. The exact figures are not known at this lime. The actual number of pages declassified in FY 01 will be forwarded to ISOO when these figures are known.

I NATIONAL AACHIVf.S ANO REC OROS ADMINISTRATION AUTHORIZED FOR LOCAL REPRODUCTION STANDARD FORM 311.!REV, 7.97:

Pteserib8d by NARA/1SOO Pte=us edition ia unuto!,111 32 CFA 200 l.60 1:.0, 1295E

• 10ES.T AVAIIABLE COPY I

- IN I ERAGCR,., ru:run1 CONTROi. NUMBER

!IMPORTANT - Read instructions On reverse before compl~ting this form) 0230-NAR-AN

1. FISCAL YEAR COVERED AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA FY-02 12, IJEJ>ARTMENT. IIIID'EPENDENT AGENCY OR ESTABLISHMENT 3.CONTACT FOR ADOITIONAL INFOIN,\TION CN"""'. office, end telephone no.I A. Lynn Silvious, Chief U.S. Nuclear Reaulatorv Commission Information Security Section l4. SENIORAOENCY OFFICIAL 1Seotian6.6. E.O. 121158] Division of Nuclear Security WilUam F. Kane, Deputy Executive Director for Reactor Office of Nuclear Security and Incident Response Programs, Office of the Executive Director for Ooerations 1301) 415-2214

5. NUMBER OF ORIGINAL CLASSIFICATION AUTHORITIES IA- IOI' SECRET 8. SECRET C. CON!'IOENTIAL 0. TOTAL 8 8 0 16

6. NUMBER OF CLA::iSIFICATION DECISIONS ORIGINAL CLASSIRCATION CLASSIACATION DECLASSIFY IN 10 YEARS EXEMPT FROM DECLASSIFI- DERIVATIVE LEVEL Ofl LESS CATION IN 10 YEARS la) lbl A: TOP SECRET 0 0 5 B. SECHET 0 2 147 C. CONADBIITIAL 0 0 378 CASES CASES DECLASSIFICATlON DECISIONS (Report in pages)

7. MANDATORY CARRIB> CARRIED REVIEW OV.ER FROM NEW CASES OVER TO THE PREVIOUS NEXT GRANTED tN GRANTED IN REQUESTS RECEIVED FUi..t PART QENIED P1:moo PERIOD (a) lbl tel (d) (el lfl A. REQUESTS 0 0 0 0 0 0 B. APPEALS -

0 0 0 0 0 0

~.PAGES DECLASSIFIED: AUTOMATIC DEQ.ASSIRCATION AND SYSTEMATIC 9. INTEIIIIAL AGENCY OVERSIGHT REVIEW FOR DEQASSlflCATKlN 1Sec:lions3.4 ct1d 3.5 af EO 129581 Number ol ~ormel l~ane, Surveys, or Program ~ *

• 500 pages 3

10. EXPLANATORY COMMENTS (Use this space ta elaborate en any section of this form. If more space is needed, use a blank sheet{s) of paper and attach to

• This is an estimation. The exact number is not known at this time.

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION AUTHORIZeD FOR LOCAL REPRODUCTION STANDARD FORM 31 t IREV.,7-9 Pn:vbu* aditiOn i* llflutable Pn!omied by NAIIA/ISOC 32 CAI 2001 .60 E.O. 1296

naon, C0HTRJL NUMBER UM PORTANT

• Read instructions on reverse before completing this form) 0230-NAR*AN

1. FISCAL ~COVERS>

AGENCY SECUR1TY CLASSIFICATION MANAGEMENT PROGRAM DATA FY-03

2. DEPARTMENT. INDEPENDENT AGQICY OR ESTABLISHMENT 3.CONTACT FOR ADDITIONAL IHFOPMATION (Name, office. and telephone no.I A.Lynn SiMous, CJ'llef United States Nuclear Reaulatnnr Commission Information Security Section

~. SENIOR AGENCV OR'ICIAL (Soolion 6.e, E.O. 129681 Division of Nuclear Security wnnam F. Kane, Dep. Exec. Dir. for Homeland Protection and Office of Nuclear Security and. Incident Response Preoaredness. Office of the ExecutiVe Director for Ooerations 301415-2214

5. NUMBER OF ORIGINAL CLASSIACATION AUTHORmES

~ TOP;,,:vRET B.SECRET C. CONFIOBIITIAL O. TOTAL 7 9 0 16

6. NUMBER OF CLAS ,IF/CATION DECISIONS ORIGINAL a.ASSIFJCATION CLASSIF1CATION DECLASSIFY IN 10 YEARS. EXEMPT FROM DEClASSIR*

LEVEL DERIVATIVE

. OR LESS CATION IN 10 YEARS

!al . (bl.

A. TOP SECRET 0 1 7 B. SECRET 0 3 56 C. CONFIDENTIAL '

0 1 195 CASES CASES

• DECLASSIFICATION DECISIONS 7; MANDATORY CARRIED CARRIED (Report in pages)

REVIEW OVER FROM* -

NEW CASES OVER TO REQUESTS THE PREVIOUS Rl:CBVED NEXT GRANTED IN GRANTED IN FULL PART DENIED PERIOD PERIOD la) lb) lcl Id) (e) (fl*

A. REQUESTS 0 0 0 0 0 0 B. APPEALS 0 0 0 0 0 0 a PAGES OEQ.ASSIRED: AITIUl'AA rn; OEa.ASSIACATION ANO SYSTEMATIC 9.INlll:lft L*Aw:rli..T - * - - II REVIEW FOR DECLASSIFICATION 1Sectlone3.4 and 3.6 of EO 12958) Number of l'onnal Inspections. SUtveya. or Prag,_ Rllo'NWll

• 1000 11

10. EXPLANATORY COMMENTS CUse this space to elaborate on any section of this form. If more space 1$ needed, use a blank sheet(sJ of paper and attach to "This is an estimation. The exact figures are not known at this time. The actual number of pages declassified in FY 03 will be foiwarded to ISOO as soon as they are known.

NATIONAL ARCHIVES AND RECORDS ADMINISTAATION AUTHORIZEO FOR LOCAL R9'1W)DUCTION STANDARD FORM 311 4PEV. 7-97)

Previoul edition it ur.niable "'"cribed by NARMSOO 32 CFR 2001.60 E.O. 12958

-- - ..... "**~ ......~--- ... - ... --*---* -...-...-..... - . **- . - .,,. ___ ..... ; ... _. -- . :* ~ .. . ........

2. Identify the Department, Independent agency or Establlshment Chat is covered by tllls report.

United States Nuclear Regulatory Commission

3. Enter the name, title, al1tfn,ss. phone, rax. and email address or lhe Senior Ag*n~v Offlcbl (a& doflnnd In EO 1:!968. as amcndod, Section 5.4(d)) responslble for ihis. report.

• WUliatn F. Kane, Director tor Homeland Protection ~nd Preparedness, Office ol lhe Executive Director for Operations 11555 Rockville Pike, Mailstop OWFN 16-E 15 Rockville, MD 20B52 . .

301-415-1713 WFK@NRC.GOV

4. Ell!er the name, Cllle, pllone, fax and email address for the point-of-cont111:t responsible for an~wer!rlg questions eboul l~ls report.

A. Lynn SmvloUS. Chief lnlormallon Security ~on

• Division ol Nucloar Security Ollice ol Nuclear Securiry and lncidenl Respaise 301-415*2214 ALSCNIIC.GOV

5. Enler the rumber or agency officials whose highest level of original classificlltion authority is TOP SECRET. 5.

11

6. Enter the number ol agency officials whqse highest revel or original cr11ssificalion authority is SECRET. 6.

9

7. Enter the number of agency o~icials whose highest level of original cla~ification aulhorily is CONFIDENTIAL 7.

0

a. Total number of ofllc:ials with original Clasi;illcation authority. (Sum of blocks 5, 6, & 7) 9, Enter lhe number of original TOP SECRET dasslficatlon decisions made during lhe *reporting period with declassification Instructions or 10 year11 or lesa. *

10. Enter the number or original TOP SECRET classification decisions made durillg lhe reporting period wllh declassfficatlon

• Instructions ranging from over 10 yttars 10 ZS years.

11. Total number or TOP SECRET origin.ii classi!le:aliori decisions. (Sum of blocks 9 & 10)

12. Enter the number of orlglnill S~CRET classlfic:atlon dedslOnS made during the reporting period with declassification lnstruc:llons of 10 years or less. * *

13. Enter the number of orlglnil SECRET classification decisions made during ihe reporting period with declassification instructions ninging from over 10 years to ZS yeal's. *

14. Total number of SECRET ori.ginal dasslficationdecisions. (Sum of blocks 12 I!. 13)

15. Enter the number of ornilnal CONFIDENTIAL dassiflcat!on decisions made during lhe reportiog period wilh declaplflc:ailon Instructions of10 years or le&s.

1G. Enter the number of orlglnal CONFIDENTIAL dessiflcalion decisions made during !he reportlf\9 period wllh dec.lasslfic:atlon ln&tructlons ranging from over 10 years ta 25 yeais.

17. Tot11I nwnt:J&r.ol CONFIDENTIAL original classillcation decisions. (Sum of bfocks 15 & 16) 1B~Total nun-ber of orlglnal classlllcatioo decisions. (Sum of blocks 11, 14, & 17)

19. Enter the number of derivative TOP SECRET classiHcations during the reporting period. 19 7

2D. Enle.r the nwnber of derivative SECRET classifications during the reporting period. 20.

73

21. Enter the number of derivative CONFIDENTIAL classilications during. llie reportlng period. 21.

22. Total number or derivative classifira6on decisions. (Sum or blocks 19, ~. & 21)

NATIONM. N!Cte\lESJIND RECOROSJ\OMINISTAATION AUTHORIZED FOR L<JC.Al. REPROOIJCTION STNIDA/!D FORM 311 (REV I t.001

--isun11sd>1e ~ bf NJ\RJ\/ISOQ J2 CFR 2001.!SQ E.O. 119!!e, Q amon<ted

!DEST Al7AIIADLE COPY I nler the Fl&cal Year that this report covers.

FY-2004 0

24. Enter the number of new ruquests received during lhe reporting period.

0

25. Enter the number of requests carried over to the next reportin9 period. 25.

0

, 26. E:nler the number of appeals carried over from lhe pravious reporting period. 26.

0

27. Enler lhe l'IUmber of new appeals received during the *reporting period. 27.

0

28. Enter the number or appeals c*ried ovet" lo the next ieporting period. 28.

29.

0

30. Enter lhe number of requesl11d pages IIBI were Cleclassified In part. 30.

0

31. Enter lhe nunbcr of reqU11st11d pages that were denied de~ssilicaDon. 31.

0

32. Total number of r11quast11d pages acied on. (Sum of blocks 29, 30, and 31 J

33. Enter Iha numbor or appealed pages lhat were dedassifled In full

34. Enter the number of appealll'd pages !hat were deciassilled In part.

35. Enter lhe number of appealod pages that were denied declassilicat:on.

36. Total number of appealed pages acted on. (Sum of blocks 33, 34, & 35)

39. Enter the number of Inspections, SU.'VCys, ot program reviews, covenng any aspect of the security dassillcation program, completed during the reporting period.

40. Enter the number of i:hallenges*p;oces_se_.--:-d-:-b-.,-.,-ou-,-a-9-en_r:y......,lo_,,.the-da~s""'sili"'",c-a""tioo-d--:-:-in-:-fo-rma--,1""ion......,lle-,,,lie-v-c<S...,...,.to""'b,...e-:im,..-pro-pe-,""'1y--+.,..,,..-=---~

clesslfied or unclassifted. (See CO 12958 ns al"lended; Sedion 1.8)

Part G: Automatic Declassification and Sys1ematic Review

37. T_he number of pages reviewed reflect numerous documents that cootain other agencies

• equities.

IIIATION,',t ARCH'IES ANO °*'COROS "1JMIN;5TRI\TION AUTHOAIZEO f OR LOCA. REP'IOOUCTION STANOAIUlFORll311 IIA0<(REV '1-o,t)

Pre,.ious- .. uno.uele "resoll>eclbyl'W!NISOO 32CFIUOD1 SO E.0. 129!11,asamondod

lwn AVAILABLE coPr I 1.

2. lden!lf11 lh"' Dep.ilrtnl*nl, lndepand*nt e119nq, or IEll111utlahrMnt 111111 llll awatad by 1h11 rvparl.

United States Nuclear R99ulato C~mmission

l. Enf*r thtl nllllle, tlHe, addren, phQne, fax, and amllil address of the S.nlar Ao*ncy Offlclal (llli der111ed In EO 12958, as a Secllan 5.4(d)) rucimnsible fer this report.

Wlllfam F, l<ana. Da,MY E*11e11111.,. Diteclo11Dr ~ r 1111d Praparlldi'll1,a PIOQ"""', Olflc.o of !he Ese...,,ive Dlr<!CIOT tor Op*niUone 11555 ~ville Pike, Mlllslop OWFN 111-Et!i Rockvile. MO 20852 3DMl!i*1713 WFIC8NRC.GCV

4. etitvr the lllll'TlEI, liUe; phone, fall alld l!ITlllll addmiis lor ttiu* polnt-<if~hlct re1ponslblr far alll:Wlll'ing q11estion11 about this repan.

A. Lynn Sihriouli, Chief ao,-415*221-4 AL!lllllJIIRC.GOV lnfor11111~gn Security Suc11Dfl OMslcn of Nuctu, S11eurily Office or Nuclear Seeurity and lnddanl Respon&v nter th! nulllber cf agency officials wtu:~e 1119"'91 (e\'al of origin.i tlt9$lll~allon authority ii TOP SECRl;T. 5.

7

e. Enler the rumber cl ageney offlcfals ""1°1068 highut lewel cl original cl,mfflcallon :allttlOrily is SECRET. 6.

7

7. E~I~ !he number of all"ncy olirda11.,.,hose highHl lenl ot orlgln;ii dasailiCQtitm 11ulhorily is CONFiDENTIAL 7; 0

1. Total numbet Of offici11la With orig1n11I d11sslni:allon autnorily. (Sum ol blocu 5, 6, & 71

8. Enter ltie 1Nmber af orla!Nf TOP aecRET da"lfialtion decisions madi, dllrln11 Ile repartiqg pl!fiod wittl dactac11Gcat1oi1 lnatrudlona of 10 years or len.

10, Enter 1h11 number of IH1glnat TOP SECRET clasi!ii::al!O!l dadslons made during the reporting period wllh dec;l;!HincaUon ln11rUC1tons r11n1ln11 rrorn o,,ar 10 v*an ID 2s y1ars.

11. Total 11111T10er ol TOP SECRET ottglnal dan!lk:atirm decisions: (Sum or blook6 e & 10)

12. E.ll!Gr lhe IIU!Tlber cf original SECRET cl:a"1fie11tion decisions 1Mdtt during !he reportill!l period VJilh *cr.s*ltlcatlon lnstructlcms at 1D pan ar 101.

13. ~l11r 1h11 number af or1Qlm1I SECREl' dassification declslan1 mama durir,9 lhe reportilg period will daclas1,lfiGlltlon ln1lruatlolla*rana1n11 tram o..., 1D par* ID 25 p-,a.

• 1£. Tot1I numb111 of sECRET original claAl~callon dec:isions. {SI.Im of bkK:ke 12 & 13)

U. Eri!er lhe riumt,ar or or191,..,, CONIFIDantAL e.1 .. u 1 ~ dec:isicM rna,1., dllring the rvpattln; perii:ul wilh daclnalf'icatlon iM~tian1 of 1D ye;iari; or ,..SIi, *

11. Enter the numbl:f of arlgl,,lll CONFIPatTIAL clasi;ll'lcal,on dllril!it>ns made dUrtr,g 1h11 n1pMil'lg pedr::d wilh d1elas11fii:ation lnatrudlons ranging hm Oftr 1D yura 111 2.5 yaars,

17. Ti,ql nurrlber 'flf CCNFJDENTIAI.. original cl11!1Silic11!1on dBdslons. (Sum of blocks 15 & 16) 111. Total 1111mber 11f cnigilUII da11slficatlon decia!OI\S. (Sum of blcidcs 11, 1*, i 17) zo. Enter it,11 number ol derlv*llvt1 SECRET d1111lli~callon.s durln11 lh11 mportlng penGt. 20.

57

21. Er.le, \hi! nlltrMI' of dMlmi'ol* COMFIDEMT1"1. daull!callcrisduring 1h11 reponing parlod. z,.

90 2Z, Ta11111 numller al derlYallv& c1-1ni:a1Jgn d$i;;i,sians, (Slim at bloi:leli 19, ZU, & 21)

. NJlNOl'IIZfD FOIII Lcx;A~ IW'ROOVCTION S T ~ A:3111;'4 $11 IJIEV 11.o,lj l'm1ala.ntbn 111.--..-. . .,.-,bfllARAIIIOO

Qc,ltZOlll.1111 li..0.1~.......~

ac T'=' rT ... Tnr

\BEST AVAIWLE COPY I

• - report e011t1r11.

Identify the Dllpartmeni, ln~nd*nt agani:.~ DI' . .ta1111shm11nl th!ll Is ccvcrod by lhls ~ort.

United States Nuclear ReAulatory.Commissfon

~ * * - .._..* .._._,__.,: ...... ( *.JJ....=+ . w&w=a::w!!&lli&iCU.;wu:t.J.J&.?-Zf*.* -*  :&::.

~,* .4 23, l!nl11r 1h11 riumt,er af ,.qua*l!I cam.cl DYIIT from the pl'a\llOU& rtpon\itg IJ9f1od. 23.

__ o

~. Enter the number of n*w requellis recal11od during !he ,..pOlting pllllOII, 24.

0

25. Enter lh" ril.lmber of requo,11 Qrriad avc,r to the n.xt repoi,ing porlod. ~

0

26. E_nler lhc 1,umlt11r of apptt*I* "'*rri*d oYGJ from lhe pr...,Jau,s u,portin; period .. :u:---

0 27~ Enter Iha n1..1mb11t of n.w ~ppeals recvlYed durin11 lhe reporting period. 2-r--

0

21. E"nlQr Iha ruJmb11r ~f appaal11 i:,rriecl oli*r to Iha na:i:t reporting pqf1od. a:--

0

30. }:rtler lhe number of requasud pqaa lh111 ware d*~111iilied ill pa\'t. :HI,

31. Enter !he number of reqr,utad P*.1111* lhal won, dal'liail deatHsilir:alion. ;11.

32. let.I number Df raquastad P*II*& ac1ad art. (Sllin of blacks 29, 30, arid 31 l 33, Enter the number of appealed pages Jhat ware d111:tauifted In full. 33.

0 3,. Enter Che number of appaalild pain lhal were declasslfied In pan. 34.

0

3S. Enler lhe numb*r of app1led pagos lh11I were deni.d decl11ssincatio11, as.

38. Total 11W1ber d appeal!JCI pa,- *eled Qtl. (S11111 of bloclcs 33, 34, & 35)

U!M 1/M ,,..e. ID eilibolal~ Clrt Ill)' l<<fio,t DI W. toim. It miw IPIICe /s 111ttt*c1. p,ulltdl H 11n ..tt,cll/ll,!"' ~-I/IQ l'DIIII, Pl'DMdu~~ for,,.., *llilidnt etillllOOI ;,, "9ndlllnumb.,,,, rlDift 011 i,,tvforJs ye1r-1 l'ft>Olf_

• i 111<TIONAl.~IVE! MD RECOIIDSAOr,INISTRATIDN AUTltOIIIZf.ll 1011 lOCAl R ~ O N BTANCAAD 1'011t.U118M:IC (llEV 11-441 Prewb111 .o(lf.., ls-Jle p,--11\'~

ii;,*~ (i\j:.T.? C:Tt, Tr.iK"

~ .

......-- ,,,,.,,,,~..,"' , ..__...~-~* udR2oou11 e.o.,zsa a11M-

!BEST AVAIUBLE COPY I AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA (Submissions m~ b e ~ d and 1, *Enter the Fiscal Vear lhat tl1is repor1 covers.

FV-2006

2. Identify the Department, lr,depandent agency or Estatillshment that is covered by this report.

United Siales Nuclear Rsgulatory Commission

3. Enter llie name, title. address. phone, f!IX. and email address of the Senior Ai!ency Offlc~I (as dj,,fined In EO 12958, as amended, Seclion 5."(d)J responsible ror this report. *

• Wiliam F Kane, Deputy E>mcutwe Dlrl!Clar far Reai:lof and Prepa1ffne1a Program&, Ollie& ol lhe E1100Ubv1t Dirm:lor rot OPlflllons 11555 Rockvile pike, Mai!31DpOWfN 1S-E15 . . .

Rockvill8, MO 20852 .

(301) 415'171_3 WFICONRC GOY

4. Enter the name, lille, phone, rax and email_ address for the point-of-contact responsible for answering q1!13stions about this report.

A. Lynn Silvious, Chief (301) 415-2214 ALS@NRC.GOV Information Security_ Branch Division of Nuclear Security .

Off,ce ol Nuclear Security and Incident Response 5, Enter lhe number of agency officials wt,Qse highest _level of original classification authority is TOP SECRET. 5.

7

&. Eri1er the number. of agency officials whose highest level of orlglnal classification aulhority ~ SECRE1. 6.

6

1. Enter the number of agenc_y officials whose highest level of Original classification authority Is CONFIDENTIAL 7."

0

8. Total nu~erof officials With original classillcatlon authority,. (Sum of blocks 5. 6; & 7)

9. Enter the number ol crlgln,il TOP SECRET ciai;sllicallon decisions made during !he reporting period With declaulflcatlon

• ln11trucUOns of 10 years a; less. .

10. Eriter the number of orlglnat TOP SECRET classifJC81ion decisions.made durtng the reporting period with declaaslflcatlon lnstrucHons ranging frOll'I over 10 ye*.s to Z5 years.

11 ~ Teitel nurnber of TOP SECRET 0/'lghial classificati0!1 decisions. (Surn of blocks 9 & 10)

12. Enter the number of origin.ii SECRET classifii:aUon decisions made during the repol1ing period mth d~l11..slflc.itlan Instructions of 10 yoars_ or less. *

13. Enter the number of original SECRET classification decisions made during the reporting penod witll declassification mstructlon1 ranging from over 10 years ta 25 yeais.

• 14. Total ~ber of SECRET original ~ssifil;alion decisions. (~um of bloclm 12 & , 3)

15. Enter the number o.1 ortglnal CONFIDENTIAL classification decisions made during the reponing period with declanlncation Instruction~ of 10 yeais or less. *

16. Enter the (1Umber of original CONFIDENTIAL Classlficatlon decisions made dunng the reporting period with 16.

declasslflcallon instruetlon* ranging from over 10 years to ZS years.

17. Total number of CONFIDENTl;\L original classification decisions. (Sum af blocks , 5 & 16)

16. Total number of original classification d~cisions. (Sum of blocks 11, 14, & 17)

19. Enter lhe numb81' of derivative TOP SECRET classilicallons during the reporting period.

2

20. Enter tile number or derivative SEC~ classJRcations during the reporting period. 20.

34

21. Enter Ille number al derlvauw CONFm£_NTIAI.. classlficalions during the reporting period. 21.

114

22. Total number of derivaUve claSSilicatlon decisions. (Sum of blocks 19, 20, & 21 l "iA TIO~L ARCHllll::S Al'oiO RECORDS AOl,IINISTAATIOIII AUT>iORIZEO FOR lOCA\. REPROOUGTION STMIOAAO FOAM J1 I (Rl;ll 1HMJ PrO.SO.,tl!Cli!ioo*ft- Plascl'""' IIJ NARA/ISOO 32* Cffi 20()1.60 E O. 129$8. as 1111e-d

\

!BEST AVAILABLE COPY I Enter Ile Fi5esl Ye* t report covers.

FY-20011' Identify the Department, Independent agenc;y or e11~bllsh1Mnt that Is coWll'ed by this report.

Unlled Stales Nuclear RE!ilUlalory COmmlsslon

23. Enter the number of requests carrfad over from the previous reporting period. 23.

0 2*. Enter the number of new requuts received during !he rei,orting period, 2*.

0 25.. Enter the number of requests carriad over to lhe next reporting period. 25.

0

26. Enlerthe number of appeals carried over from lhe preYiollS reporting period. 26.

0 2T. Enler the number Qf new appeals~ duri119 the reporting period. 27.

0

28. Enter the number of appeals carried over to the next reporting period. 28.

0

29. Enter the ,unber of requested pages that were declassltied in. fuH. 29.

0 30, Enter the numbir or requested pagos that were declassified In part. 30.

0

31. Enter lhe number of requ8$ted pa"es th.at were denied declassification. 31.

0

32. Total number of requested pages acted on. (Sum of blocks 29. 30, and 31)

33. Enter lhe number of appealed pages that were declassified In fun. 33.

0

34. Enter the number of appealed pages lhat were declassif'ted In part, 3".

0

35. Enter the number ol appealed pages flat were donled dedassllication. 35.

0

36. Total number of appealed pages acted on. (Sum or blocks 33, 34, & 35)

37. Enter the number or pages revfe-d during the reporting periad that were subject to declanlflcatlon under Sections 3.3 & 3.4. E012958, as amended.

38. Enter lhe number of pages der:lanHled wider Sections 3.3 & 3.4; eo 12958, as amended.

8,000

39. Enter Ile number of inspections, surveys, or program reviews, covering any aspect of lhe security classification program, 39.

~leta<I <klrin9 lhe reporting penod.

• 4

,co. Enter the riumber of challenges processed by your agency to the dassillcation of information believed lo be lm!lfopeny 40.

dassirted or unclassifled. (see EO 12958 as amended, section t.8) * *o Ilsa fhi& IP8Cfl lo elebonlfe on 1111y "8Cflon ol 111/s '°"11. If more ,pace Is needed. P"'llid~ 111 e11.itac/lmMI lo lhlS lolrlL Provide ~ O N for eny algnllie11m

"'""'""S In tJBndvnumbets hom the .....,,ib,. """r'6 """',t Question # 37: This number represents those pages that were reviewed by the NRC for declassification, as the Original Classifying Authority, as well as those that were reviewed for declassification and subsequently forwarded to the applicable Federal Agency that served as the document's Original Classification Authority:

Question # 39: During FY oo; our Information Security Branch conducted an agency-wide classification management review for the NRC trained 58 derivative classifiers housed in 13 different NRC offices. That agency-wide program review was counted as one (1) over arching inspection and included with the other three (3) inspections that were conducted in support of the NRC Information Security Program.

NATIONAL AIICH!\IES AND RECORDS ~ISfRATION WTHORIZED FOR LOCAL REPROOUCTKlN STANDAAD ~11311 BACl({REV 11-041

"""*"" eclUoR islfflllAl!hl 32 CFR 2001.60 PB..-111' NARAASOO E.O. 12955. 111-ndld

!BEST AVAIIABLE COPY I

,,. AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA (SUbmfs$ions must be und*1R1llled 11ml ,._,,t!en. end rMdl 1'IO lnfamaliOI\ Security Oveiwiglrt Olfice IISOOI no taror 111an Novembar 15 rc1-.... 1ne le"""ina pllf!Od. I PART A: ldentlfvfn11 Information 1*. Enter the Fiscal Year that this report covers.

FY-2007

2. Identity the Department, Independent agency or EStillbllshment that ls-covered by this iepoit.

United States Nuclear Regulatory Commission

3. Enter the name title, addr°ess~ phone, fax. and emall address of the Senior Agency Official (as defined 1ft EO 12958, as ainended.

1 Section s.:,4{d)) responsible for this report.

wi,nam F. Kana, DtJNIY Ei.ec:uwe Dlractor for Rffetgr a"d Prep.,_._... Pmgraffll, Oltla! of 1he Eiecut~e o,,ecra, ro, Os,er,11Jon1 11555 Roek'IIIII Pilce, MalislOpOWFN 16*E1S Rod<vllle: MD 20852 (301)~\&-1713 WFK@NRC.GOV

,. Enter the name. title. phone. f111t 11nd email address l'or the Polnt-of~ontact responStble for answering questionsabout this report A. Lynn Silvlous. Chief (301) 415,2214 ALS@NRC.GQV

\nformallon Security .Branch Division of Nuclear Security .

Office of Nuclear Security and lnc;ident Response PART S:':Offlclals wHh Orialnal Classification Authoritv

5. Enter the number or agency otrJCials whose highest levvl of original classification authority Is TOP SECRET. 15.

7

a. Enter the 11umber of agency officialto whose highest level of ongmal classlflcatioo auttiortty is SECRET. 6.

6

7. Enter the 11umber of agency ollici1111$ whose highest leVel of original classification authority i, CONFIDENTIAL,.

1:-* _...... -

8. ToW number of officials wilh original ciassilicatlon authority (Sum or blocks S. 6, & 7) 0

.I 8.

13

9. Enter the number of orlglnal TOP SECRET classification decisions mide during the reporting period with declasslflcatlon 9.

Instruction* of 10 years or 1.,... 0 1D. Enter the nllltlber of orf;lnal TOP SECRET dasslficallon decisions rnadc during ltle reporting period with CS.Ctaulfle!ltfon 10.

• Instructions ran;lng from owr 1D years to 25 years. o

11. Total number of TOP SECRET 0119in111 elassific:ation decisions. (Sum of bloc:lls 9 & 10) 11.

0

12. Enter the number of origlf'llll SECRET classif1cation deetslom; made during the reporting period with declasslflc.itlon 12.

Instructions of 10 years or le111. 0

13. Enter the number of original SECRET dnsificallon decisions made during the reporting period with d*claHlfiCllllon 13.

Instructions ran;lng frolJI over 1O year. to 25 years. 0 14, Total number of SECRET original dassificallon decisions. (Sum of bloc:b 12 & 13) 1,.

0 1 &. Enter u,e number of origin.al CONFIDENTIAL c.lassificatior, ded11lona mad* dunng the reporting period wl111 15.

d11classlficaUon lnstruc:tlons of 10 yelffl> or le11&. 0 1e. Enter the number of ortglnal CONFIDENllAL classification decisions made during the 19portlng period with 16.

decl11ulficarlon lnstructloM ranging from over 10 years lo 25 rears 1

17. Tot.I number of CONFIDENTIAL onginalclaaslflcation decisions. (Sum of blockS 15 & 16) 17.

1 1B. Total number of original classlflcalion decisions. (Suni ofbloekS 11, 14, & 17) 18.

1

. PART D: Derivative Classlflcatlon Deetslons Derivative cb$s111Callon '1s Ille ricorporatfng, paraphmllino, IMlali!g. crll'iiaatlng In new form ln!Dnnalian lllat la aflHdy CIIHlflad. TN& Includes ~UOl'I based

~ deeellleallon guides or Olhar souroe dac.lmeril.l. [PfO'lldll In~!' onl)I OA ClllrlYati\1t dual!ICation dedslon5 contained In Ir.shed proclucu JordlSaenfflalian or ralllritlon. -,arrfleg DI ! h e ~ Do notCOlltll r..,;,..tuctiona at.........,,,

19. Enter the number o.f darivatlve TOP SECRET classifications dumg the teporting period. 19 2

20. Enter the number of derivative SECRET classifcaliol1$ during the reporting period. 20.

210

21. Enter the number cf derivative CONFIDENTIAL classifications during the reporting period. 21.

! 140

22. Total fl\lmber olderivative etassilication decisions. (SL1mofblocks 19. 20. tr, 21) 22.

352 NATIOW\l ARc.tlVES AND RECOROS ADMINISTRATION

--*-*l>lo AUTHORl2ED FDR LOCAL REPAO:>uCllON S T ~ FORM311 {REV '1.(lol) l7t'Sfl"21V\11P"I Pte~br NARMSOO s;"- *"'~"' -* *.

IBEST AVAILABLE COPY I enter the 1-isca1.vear that this report covers.

FY-2007.

• Identify the Department. Independent agency or estllbllshment that Is covered by this report.

IJnlted States Nuclear Regulatory Commission

• ** .  ::-. ;* .,:,~~[ ~q~~'l\d!f,~-~~c~~n R~~ R~qu_e,~ l(!'d ~ppeals * . .

A. ieQuest*.1s an kldlvidual AM,ew rell!leil ot.ai,ij.!~ .  !!f* of d ~Jneflfs or- a t be rev eo.,ed s art of the

• esl

_Repoit only r ~ s f);lr your age.11cr~)~hlch ,iti{i'e~ . reJ.rn=r ~*trnafd1els!n~.fue

-wheie the number of mauesli 0!'~**11 ~ c f :forward betw6en,r,;,,,,ffim rwfMi; c~i:seJi;*~-- .. * *' * .*

1 Pfoke -=. .,

J e~tlon

tit j below

23. Enter the number of requuts carried over from the previous reporting period. 23.

0

24. Enter the number of new requeat9 receilled Cklril1g the repcilting period. 24.

0

25. Enter the nilmlier of requests canted over lo lhe next reporting period. 25.

0

26. Enter th9 number of ll)peals carried over from the p,wlous rej)ofting period. 26.

0

27. Enter the number of new appeals received during the reporting palfod. 27.

0

28. Enler the number cf appeals cariled over to the next repOlting period: 28.

0

,. ,* *.:=.* -.- :: *;:" *-r:,. PART F.~M'.Ucftldtv:Oicl " ... . .Revfew,Qecmtoris1il Pacies .,._, ** . :: *._-z*:-- :~_.* ..'* . ..

29. Enter the number of requested pages that were declagglfied in full. 29.

0

30. Enter the number of ~uested pages thal were declassified In part. 30.

0-

31. Enter the number of requested pages that \\'&re denied declassification. 31.

0

32. Total number of requested pages acted on. (Sum of blocks 29, 30, and 31)

...32::* 0

33. Enter the number of appealed pag1111 lhat were declassified In fulL *33.

0 34~ Enlar the number of appealed pages, that were dedassilied In part. 34,

.0

35. Enter the number of appealed pages that were d*nied dedassificstlon.

• 3$.

0

36. Total nwnber of appealed l)!laes acted on. (Sum of blodls 33, 34, & 3S) ~-*****.

..i_ :; ;* 0

. -**:: ~-:;,i ..* ,*, .°'r' : .... . *P:ART:G: AUtonmlC'~rldiflcat.ton.andr- ~- ,~* ,*:-~:lleiiiiw-,- * : .. ... .. *=-..-: *:i-*

37. Enter lhe number of pagas ntviawed during the reporting psrlod that wt1ni subJect to dec:lassffli:ation under :S7.

Sections 3.3 & 3.4, E0129S8, as amended. 40,000

38. Enter the number of pages declassified ooder Sections 3.3 & 3.4, EO 12958, ,:is amended. 38.

6,200

=*1.-:.:*. ~ .,* . .\ ' *.;: ..~ . :. . ...:::; .:~;~. :; :i."*  ;**.1'ART---Hi-Jmemil~il*htVo()terelant.= r:-,~q-.:""'; '****"':">::::,,.;,:.:;;*;,_:< ..: <, ., i-;,-. * . ~.

39. Enter the number of iu;pedlons, surveys, or prggram reviews, covering any aspect of the eeellllty d11esilieallon program, 39.

completed during the reporting periOd. 4

40. Enter the number of challenges processed by your agency to the classmcatlon of Information beleved to be Improperly .C(t.

clae$1fied or unclassified, (See EO 12958 as amended, Section 1.8) 0

.. .. PART-I: ExsJtiilatorv*comrnents .. *. -.:

Use this~ to elabolate on .ny ffCfior, o!tllls fonn. U mont $111Cfl IS need,4 IJ(Ov/de n ,n ,aKhlnellt to~ lbnn. Plollide 01tp/aildonl /(Jr lffl)' slgn/lJcant cllan ~ ltl lnmd$/IIUll!betS flOm Ille te Question# 37: .This number represents 1hose pages that were reviewed by the NRC for declassification. as the Origlmtl Classifying Authority, as well as those that were reviewed for declaSSification and subsequently forwarded to the applicable Federal Agency that-served as the document's Original Classification Authority.

W.TIOl'W. AACHIVES Nill RECORDS ADMINISTRATION $TN1DARD FOf~U11 ~(REV 11-44l Fnlaibed by NMAIISOO "1rc:D"W'WN~ Cl'\ t~a - - - -

• _ .

US NOCLEAR REGU..ATOR'I' CCX'I 301 415 2190 P.03

. ~J'KC AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA ii. undml111ad a n d ~ 11111 -di 1111 WoiNdoil Ill nollllP lllal ....,..,_115 N rees of th!I IM!or Aptliir OflkiAI (1111

~l,CI-

- s. ,..... DaJldJ lilecullvl 11-~Pb,MIIIIIDPOIG-E'lf *

~-Asiokr- 1'19,...,..

l'nli,plnl POI) 415-1113 DIUCO.~v,,

• Effler flt llall'ICII, lllle, pllona, lb arid emall lldd- for 1he pn rupor111ibl* fer 11111Mmg queslloM about llllt raport.

A Lynn Sllvloua, Chief, lnfllnnaaon Stcurhy 6ranch DMslon ~ Stamty, Openlllon1 OftiOG.Df ~ r S ~

• Ind lncid11nt NlpanH *

{301) 415-:2214 fax: (301) ..16-2180 .

I, Enter nlll'nbtt vril)lftll TOP HCtlET C*lffillalon deClSfons made lllllmctlatla ol 1D V-- or Ins. .

1

11. fntet Ille llllll'lber otqlnal 10P 11!.CRET duGi~ -.!KIM mldtl dur1nQ Iha IVPQMII p&llad wllh dlcla*llfieallort lmlnldlene ........ frllfll ow, !II PM 1D 1111,-n..

1t. ToClll iunblr af TOP $i;CREI' Dllgllllll' daulllmfion deGislon$. (SUm d liloclcs 9 A 10) 12, Enrar h number Dlortglnal Sf;GRETdlllSillcallon dldlion1 nillfa diimg lho repanlng pedDd di\ dclda118111"11an mtrullllons of 10 re* Dr,....

1J, Ernar h n ~ of a,lglnal &ECREf cluslllc!Jdctl dlciiions made dll1ng the IIIIIIGIQ1g period ,.;111 daclaalllcailon l~nftllnl.frOm CIWP 111,... ID 25~art. .

14. Total runblr d IECflfT ari;ilal dnldllea1'0n .bll, ($UIII af lllclcb 12 &1S) 1S. En!ar 1h11 ~ c,f ortglnal CONPKIEN11AL c:ll111'Callon Cledslana made dullng Ile rwpgrtng pertod WIit!

dlclualfloatlo" I ~ of 1 0 ~ orlel1.

1G. enrar ... nuMberaf 11rfslln1l CONn>ENTIAL C1U111f!c1:1Uon dlldslons 11111111 ~D 111,.pgfllng pedDd wlltl decl...lficd1111 lnllnletlana ranging fram 1n19r 1D , - - 11>

• yan. .

11'. Total numbal' fll CONFIIIENTIAL original olallllcllkln dldslons. (Suo,.of blocke 16 & 111) 1i, TOfalnul!lAl'~oriljlnalc:lU&lricalion~(SUMfJfblDckli 11, 1,, & 17)

!BES'I' AVAILABLE COPY I r-.oJ--17-2008 11:50 US H...Q..Em RECll.ATCRr' COM 301 415 2190 P.04 V

0 z.

0 0

r,,

0 12, Talll ""'""9r Ol """'9*d pag11 ad8d ori. (Sum of blocka. 29, SO, and 31)

13. !ntltr the. II\IIYCl*r GI appNlad paea. lllel -.. ded!lss!llecl lb flilL ss.

0 M. &lier Iha numbar r;il' appMled ,...1t1a1 wtra dedl!Sllled In part. :w.

0 to Item 37. Due a fewer number of classification actions In FY-1983, tf)e number of pages that NRC determined to be eligible for automatic declassification in FY-2008 is substantially less than the number of pag8$ (40,000) that was reported Jn FY-2007 STANDo\1U)~2'1 ll'Otl_1,..I

,,,,_..,..-eoo 11 CAI 20111.1D £.0, ler.1, N 11111111111 TOTAL P.04

!DEST AVAiwrn COPY I

t. Enter the l'lscal v..r that this report covera.

FY-Z009

2. Identify tmJ Department. Independent 1111nc:y or Eatabll1hment that is mvered by thi$ report.

u'.s. Nuclear Regulatory Commission

3. Enter !hit name, title, address. phone,~ and email add.rvss or ltl8 Seltlor Agenc:y Official (a. defined io EO 12958, as 11rnenoed, Section 5.4(d)) respo_nslble far INs Ailpo,t.

Bn.ici, S. Mallett, Di,pUty Executive Di~tor for Reacior and Preparedness Programs 11555 Roc:kville Pike, Manstop 016-E15 Rockville, MD 20852 (301)416-1713 Brt.tce.Malletl@NRC.GOV

4. Enter ltie name. title. phone, fax and email address lor lhe polnl-of-contllct lll$poo&ible (or ensWllring quesH011s llbout lhis report.

A. Lynn Silvic,us. Chief, lnfonnatlon Security Branr;h Dlv:ts~ of Security Operation&

• Office ol Nucleat Security and Incident Response (301) 415-2214; Fa~; (301)415-2190; Lynn;Snvious@NRC.GOV

5. Enler the numbe, of agency offidala MlOM hl;hftt !Ivel or Dl'lginll claasfficalion aulhority la TOP SECRET. 5.

5

6. Enter the number of ag~y otlidels \lfflO&e h.lghell lewel cf orfglnal clusification aulhoriiy Is SECRET. 6.

7

7. Enler ._ 11umber of egency 011id111$ whoaG hlghHl leYII or orfgiflal c1as&ifit111iOn outhi>rlly Is .CONADl:NTIAL 7.

0 Enter 11111 11\lfflber ot arlglnal TOP SECRET Clasll'ir:alion dl!lcilllon1 mad& during !he 18poolng period with cltcln1fflcatlon ln*tructloil* DI' 10 year, Df 1e1,.

10. Enler 1111 number of original TOP SECRET da5liflcelion oecl&lons macfe during lhe repoillng period wllh daclH*lflc:.tlo11 lnatrilc:tlCIIUI raflllrlll rram a

• 10 year. to 25 yen. .

11, Total number ol TOP SECRET onginal clltssl1lcalion dl:lcisions. (SUITI ol block$ 9 .& 10)

12. Enter lhe ri\lmber of origin.al SECRET c:lallsl!ic;atlon decisions made during Ille reporting per1od wllh dec1a..1ilc,,tkln

• lnatrvctlona Of 10 yen oi: 1111.

13. Elller the numbef of origin.al Sl:CRtt crasstbllori declslonll mode dury,g the repofllng pet10cl witi\ oee11111flcation lnltn,c:tmn, ranging from ovar 10 yea .. tD 25 yeara 1*. Tola! number ol SECRET Ollgll'lal duaiflca(ion decisions. (Sumo; blodc6 12 & 13)

15. Enler U,e number of D~I CONFIDEl(TIAL classibllon cledsionl made during lhe repofting period wllh dedu1lflcltlon ln1tructlon1 of 10 yea,. or 1111.

16. Enter lhe number or Dfl1in1I CONFIDENTIAL cli!sslfitelion decisions made during Ifie iepoding period wllh dttcla11fiG1tloll in.1ruc:11on1 ranging from over 10 ,-r1 IO 25 ye,n.

17, Total 11Umb11r ol CONFlDElfflAL ooglnal das$ificallon dtlc:islona. (Sum d blocks 15 & 18)

18. Total number ~f origlnel clllsslficetlon ducisioro. (Sum of b!Ocks 11, 14, & 17) 1

20. Enter the number of derlvlllva SECRl:T cls&&ffic;allons cluing !tie reporting period. 20.

581

21. El'lter lhe number of dlflvltive COHFIDENTw. classlficalicms during \lie reports1g period. 21.

958

22. Total numbl!rolcrerivalive Clar.slflcallonded&ions. jSUm ol bloc:lcs 1!1. 2D, & 21) ia. :.. *~ ,.** ..

t:i;:it* .. ~..

5TAH:W1D FORY )11 (REV 11-VCI

,.,__..., lrt IWWISOC 3:2 Cl'A 20QIJO 1:.0.1211159,. - -

r

!BEST AVAILABLE COPY I ter lhe FIScel 111r 11h11 report covers.

FY *2D09 ldllrlllfy the Departm.nt, lnd1penclfflt aaen~y or eetablbhment lhat is covered_ by this repoft.

U.S. Nuclear Regulatory CornmlSsion -

23. Enter lhe number ol requaata 11:o1nltd over from Iha pr1vloua reporting period. 23.

0

24. Enter !he number Of n- reqi.111111 received di.ing the ~polting period.

0

25. Enter lhe number of requHI* carTied ovar lo tl'te nallt rwpo,tlng period. 25.

0 26, Enler the nL.fflber ol appeal* carried owr rrom lhe previoua reportlng periOd.

0

- l n. Enter the number cl new 1ppur. received dinig .

the reporting period. -n.

0

28. Enler lhe number ot *ppealt camed over to the neiit reporting pel!od. ~-

30. Enter tne nurmer or req11111ect pagea tlllll were decla&sl!ied In ~ *30.

0

31. Enter Ille numbvr ol requeded pagaa lh!n were denied declaHillcelion. 31.

0

32. Total numi,.r Dfr1que~tld pa. . acted on. (Sum ofl:llock&29. 30, and 31)

33. Enter Iha number or 11ppealed p11191 lhal were declessifted In full.

0

M, Enler Ille mmber or appealed p19e1 lhBI were declliisified In part. 34.

0

35. Enti,r the nufll!Htr or appealad pages lh11l were denied deci11sslficBllon. 35.

0

st. 1otal number of appnlad papa !ll;ted on. (Sum of blocks 33, 34, & 35)

.:~.-~ ~:.:-

37. En181' the number of P8!JII* revla.,.d during Ille r11pCH11n11 period that w1111 1ubject to cftcr.nfficatlon under Sediona 3.3 & 3.4, E012853, IIS mnandod.

38. Enler the number of pages d11deaslfled under Sedlons 3.3 & 3.". EO 12958, 11s amended.

Item 37. Due to a much fewer number of classified documents in FY 1984, the number of pages NRC determined to ,.be eligible for automatic declassification fn FY 2009 Is substantially less than the number of pages (22,000) reported in FY 2008.

Items 19 - 22. The numbers listed Include estimates of electronic classification decisions for the t time. as requested in ISOO guidance. The hard copy documents are an exact count, whlle the electronic numbers are based on a one~month period sample which was multiplied by 12.

MTIONAI. ARCHl\ltS AND Rl!COROSAOMNISTRATION MITHORIZEO FOR ~OClol. REPROOUCTIO~ STAN!WIO FOIW 311 BIO! (REV 1144)

Pr--oo..- 32CFRZOOUIO p~~.:=

• • ~--.

!BEST AVAIIABLE COPY I UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555.()001 November 4*, 2010 Mr. WIiiiam J. Bosanko, Director Information Security Oversight Office National Archives and Records Administration 700 Pennsylvania Avenue. N.W. .

Washington. OC 20408

Dear Mr. Bosanko:

In response to your letter of August 3, 2010,endosed is the U.S. Nuclear Regulatory Commission's (NRC's) fiscal year 2010 submission of Standard Form 311, Agency Security Classification Management Program Data.

The report serves as a compilation of actions taken In support of the NRC classified information security program. Please note that an actual count of hard copy classification decisions was used to calculate the data for this report, while an estimate of electronic classification deciSions was used, as requested in Information Security Oversight Office guidance. The NRC has annotated in Part I the number of classification guides created by the NRC and currently in use.

All guides have been reviewed and/or updated during the last five years. Additionally, in the comments section, Part J, we have noted that the NRC has created she joint classification

• guides with. the Department of Energy. *

• Should you have any questions regarding this report, please contact Bernard W. Stapleton, Chief, Information Security Branch, Office of Nuclear Security and Incident Response at 301-415-2214.

Sincerely, Marti~ . 1rgllio Deputy Executive Director for Reactor end Preparedness Programs Office of the Executive Director for Operations Endosure:

Asstated .

!BEST AVAILABLEtOPY I ECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA AGENCY S (Subrnusions inust be uncm*1fiod and reach ttte lnfi .

lJm141lllll Sec it,r Ovmi*'-' omc. CIS00l no laler than No..anher 15 fol11JW111a Ille r.......,..no. ,,criod.)

ur * . .. . .

I 11. 2010 J I. E.nll:r 1M Flstat Ynr Ihm ltii> n,pon covrn.

2

\ 2. ldffltify lhc Drp1r1..,1, lndtprnclear qmcy or Eslabr,.Junr*l lbat is covacd by

• U.S. Nuclear Regulatory Commission tlils rcpan.

3. '-'-'* Vll"Qlla. ~ulyt!.o...,liw o;..c..;, lot ~...ci.. llld l'lal*W- ~

~._,J,\11;t,L.....""' * - * -

4. - - - . . . . . . . _ . _ . .. . . . .- .............

rcsponslbl~ tar ..,._Ins q1JC3tlon, about 111b ff!POR.

• --1111--.--~---

~f.!'!:::~---

5 Enrer w number of ag<11cy cifr,c;ials wh~~ *IJlhut lel'rl or original c:l~(ation 1uchoriry is TOP SECRET. s 7 j 6. £n1er the nwnbcr ohFf!CY official* wh= *i&hnc ltl'tl of original cla.S:Jifi<:alion aulhonty iJ SECRET, 6 4

7. Bn!et the nwnbor of Iii!~ officials whcm: h~I lnll of original c:las.,itkalion au1horil) 11 CO."ilFJDE~IAI~ 1. o!

• s. Ta11I nlmlberor officials v.;,h original classification 11Ulhority (Sum of blocks s, 6, & 7). i8

- 11 9 l:nu:r lhc nmnbo:rofariglnal TOP SECRET classificallOII decmom made during 1he reponing period 1tllh llni.ssltlcalion l*1P11tlioo1 er JO ft'*n oiJrss.

9.

or

. ! 0. Enter the number of q n l 'TOP SECRET claudii:auon dccisians made durlni the reporting period tridl dtd1,sifttoldo11 lmtractloiis 10 raftllilll 6'01111.,er UI ffll" ro 15 yHn.

• 0 111 Toial number of TOI' SECRET original class1f1cauon dec1t1ons (Swn of blocks 9 and IOI It o'

12. Enter !he ~bet of orlainal SECRET dassiflcalion dcc,s1ons made d1.11ing IM reporting period wfdl decl1nlnqdo1

---

las111,nlo11t of 10 12 year* or ~u. 0

. i3 Enter rhc number or ot(&li11I SECIUIT cl~ssitl.:a1ion decisions made durin@ the reponing period with lled111llklllo11 l111ncllom IJ l n1111ia&rrom anr JO ~*rt lo 2! ye,,n. ___ . ___ ___ ___ _ _____ 0 I '4 TGtal number oCSECRt:T original clas,ifiClllion decisions. (Sum of blocb 12 end 13) 14 O:

i IS &tier the number of orlcllllf CONFIDINTIAl. ci11..i11canon deci,iant 1m1dt-during the ttparting period ..i1* dcdass1&alion

• lastraclions or JO ,can or Ins.

• IS o'

16. En1cr the numbc! of orizlul CONFIDENTIAL cl8'5ilication decisions made during lhe reporting paiod with lkdassirinlioa 16.

, lllslr11cliam r*a&iea rroa OYtr IG yan to .2S ya1r1. 0

! 17 Total lllllllber ofCONFIDE."'11AL original owsifK'.itiondeci51ons_ {Sum of blocks IS and 16) 17.

0:

18 ToCal nwnbcr of onginalcJasstl'ication decision.,. (Sum of blocks II. 14. ond J7J 18.

O'

£':. ...

19. Ehler !he number of doivaiivt TO)' Sf:CRET clmilil:allon decisions duri!lll lho ieporting period.

0

---~----*-~----~---

20 l:n1a-1iie number ~r lkm,llwe S'i:°CRET ctu,ific:ation dec11ion1 during the reporung period. 20 938

21. llntcr th!: number of !hriY&liYr CONFIDENTIAi, classif.ication ckcinons durina ~ reponing period 21.

1174 21 T*lal ~berofdcriveti*c clasSJf!Cllliandecisions. (Sumofbloci;,. 19, 10,and 21) 22 2112 NATIONAL ARCHIVES AND RECORDS ADMlNlSTRA TIOl'I AUTIIORIZllD FOR LOCAL REPRODUCTION STANDARD FORM 311 (REV 9-10)

Prev,ous edition is unusable Presc11bed by NARNISOO l2CFR.2001 E.O llS26

Jum AVAILABm COPY I Fiscal Year 2010 Department or Agency U.S. Nuclear Regulatory Commission

23. linter the numbc, of reqllffll carrltd ovtr frrun lhe pl'fflou:11eporting period. (Plc,ck :2S on tu yw's rcpon) 23 0

24. Erucrthe number or 1ew rt111t1b received d1ring che reporti113 period 24.

1 2S. Enrer lh8 number of req1esll c1rrltd onr Co tilt: 1e1t reporting period. 2S.

0 26 Enter !he ni.riber of 1ppeal1 carri~ a*er from tht pre.lo,, rq,orting period. (Bicek 28 on las! year'5 rq,ort} 26.

0

27. Enter lhe number of new 1ppeab re1;tivl'CI d11rln1 lhc tqlOrting period 27.

0:

28. Enter lhe nwnber cflppnb earrifd over ro tht 1nl rcpa1mg period. 28. o:

' 19 Enter lhe Rum~ of rtqUHl!d p&&H !hat were declassified In ML 29.

0

. 30. linter the number afnqurltfd Pit* dial wore ckdas,,ificd i11 par1. JO.

0 J1 Enter the number of nqutmd paps Illar \VCl'e dmied dec:lassificlll.ion JI 0

12. Tora! numbcrofreq1111SC1d p*a:euctedon. (Sum olblo.:ks 29, JO,and 31 j 32 0

)J, Ent(! the number of apptalnl pagt1 that were declassifird in f.n. 33 0

• 34. Enter the nurnbff uflppealcd p1gc1 llult were declassified in parL 34.

0 JS Enrcr !he number of appealed pacn that were dcaltd declassiticalion JS 0

I 36. Tow! number of appealed p1;,1111:r..d on. (S!'"' of blocks 33, 34, llnd JS) 16.

0

37. Enter the number of page, ~rwed llull Wi:rc subject to 111t01111llc decla!ISlftc*llon under sccticn l.l ofE.O. I 3526. l7.

1025

38. Enter the 11umbc:1 of pages *cdmilled under section 3.3 or E.O. 13S26. JI.

2001 39 E11rer the number of pageu,~ltwcd !hat wecc subJCct to l}'Jle111atlc deda,llfie.tio11 undl!r ,m1on 1,4 or E.O. 13S26. 39. o; 40 Enler the number of P"U' drrlulillcd under scction-J.4 ofE.O. IJS2b. 40.

0

41. F..ntcr die number of pages r,viewed ri1111 MIC sub,,ett to dlKntloaary dtc IHslflcallon under uc1ion 3.1 of E 0. l3S26 41 0

42 E<<.r the nllfflber of pages dtcluaifRd Ullder s<<1.1an l.1 ofl! 0. JJS26 42 0

43. Enter the number oClll1pectloa1, ,um)-.. or prognun rttlnu conducted by yOIII' aacncy, CC\'trinll any 3Spi!l:t of the security 4l.

classifica1icn llf08JUI, coapltltd during the repol'llng pcood 2

44. Enter the m1mber of-,lallngu PfO"sud by your agency to the class16catior, of information believed to be i*ptoptrly cllHified or .... 0 IIMl-lflld. (E.0 13526, section I .BJ

45. Enter lhe number or cllalltnges ~ th.c i:lwiflCllion sla!us was r.ny *fflr*ccl. 45 0

46. Er>lcr the number of cl1all11gn where thnlassiflcatlon !W\15 was 0wtmiratd ht wllolt or IA part. 46.

0

47. Entl:r the number of'lecllriiy c lassiflca1ioo 1111ides cre*~d by )'Ollr age,icy mch u"t1tly la ust.

47 sj N,\TIONAL ARCHIVFS AND RECORDS ADMINISTRATION AUTHORIZED FOR LOCAL REPRODUCTION STANOAR.O FORM ll I (II.EV 9-10)

Pru'ious edition 1s u11111111blc Prc5eribcd by NARA/ISOO

J2 CFR 2001 E.0. lJS26

!BES1 AVAIWLE COPY I 1

Fiscal Year 2010 Department or Agency U.S. Nuclear Regulatory Commission Uu tl11s lpau to dabD1'ole on a,,.y ttc/lmr oftlii1 fortn. Iftnare space is ,ru.dw, pro*itk 111 an a11achmenJ to 1h11 for,-. l'n,*uk rxplafllltioru./or 411.)' 1/plfican1 drmign In lrfllll1/numbt.n from th, prevloUJ yrar '* report. Adduionally, ,elec/ tJ,e .111,nplu,g pr<<e31 your a&~nr.y iiMd in develaplng tlus }'cat ~ rtpon Sampli.11 Period (check ont):

2,Week 0 Item 47, Part I. The NRC has also created six (6) joint classification guides with 4-Week@ the Department of Energy, including one witl1 Department of Homeland Security.

8-Wedr. 0 Onc:Vw D Items 20-22, Part 0. The multiplier used for the 4-week sampling was 13 Malliplbr ApPHtd (r ..rk .no):

which provided the 52-week fiscal year estimate of electron.ic classification Nooe D Other (Spccif'yJ 0 decisions for the NRC.

l NATIONAL ARCHIVES AND RECORDS ADM1NIS11tATI0N AUTHORIZl:0 FOR LOCAL REPRODUCTION STANDAR.DFORM ll\ (REV 9-10)

Previous cditio" i5 ullllSllhlc l'reS(ribed by NARA/ISOO 32 CFR 2001 E.O. 13526

!BIT AVAIIADIJ COPY I UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 2055W001 November 8, 2011 Mr. John P. Fitzpatrick, Director Information Security Oversight Office National Archives and Records Administration 700 Pennsylvania Avenue, N.W.

Washington, DG 20408

Dear Mr. Fitzpatrick:

In response to your memorandum of August 23, 2011, enclosed is the U.S. Nuclear Regulatory Commission's (NRC's) fiscal year 2011 submission o( Standard Form 311, Agency Security Classification Management Program Data.

• The report serves as a compilation of actions taken in support of the NRC classified information security program. Please note that an actual count of hard copy clas~fication decisions was used to calculate the data for this report, while an estimate of electronic classification decisions was used, as requested in Information Security Oversight Office guidance. The NRC has aMotated in Part I the number of classification guides created by the NRC and currently in use. '

All guides have been reviewed and/or updated during the last 5 years. Additionally, in the Comments section, Part J, we have noted that the NRC has created eight joint classification guides with- the Department of Energy, two of which were also created with the Department of Homeland Security.

Should you have any questions regarding this report, please contact Bernard W. Stapleton, Chief, Information Security Branch at 301-415*2214. . .

Sincerely,

--*~\)~

~~rglllo Deputy Executive Director for Reactor and Preparedness Programs Office of the Executive Director for Operations

Enclosure:

As stated

!BEST AVAILAIIU~ COPY I AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA

{Submissions l'IIIISI be.unclusified Ind reao:h 1hc lnfonnation Sccurilv Ovmiim! Office IISOO} no la~ 1h1n Sovcmbc:r IS fotlowin.11 lhc ffllOrtinE neriod,J l"AkT A: lde*tlfrJ*c 1ar1nna11..

! I. Enter the Fiscal You that this n:po,, COYtrs. l.

2011:

2. ldenufy the Dep1rtnleo1, I1d,pe11i11ut 1ge11cy Dr E111b1111mt,01 1h11 is covc1e,I by 2 thi* n:pon.

• U.S. Nuclear Regulatory Commission:

3. Enter lhe 1111mc, title, addms, phone, fax, 111d e-mail *ddres* oflbe Seator Ape, l. -J. llqilio. Ooputy EdCIIIMl Difedllrlot ~ and P ~ H f'Rlllraml f Olr,cbl (a defined in E.O. 13526, SQ:lion 5.4(d)) rcspon5ible for this report. t15&6Rock'flhl'llle,Malltl,pOM15 Rack.a,,,MD 20852 3al-4t&-t7t3.Mattln,V,wllo~NRC.GOV

4. En~ lhc name, title. phone. fa", and c-mall address for the polnl-of-COnlaCI responsible for lln9Wcring quei;licn! 8bou1 this n:port.

4. Bomard w.sloploloft,Claof. -

• s.....ivs-.

Oft'ooa oltj-SaCl.fltf ond lnddool R -

XIHl~22U; Fu; l11Jl-41s.2t90. llernon1.S~C 00V

~*el- 1 0pwa11ono  !

I PART B: Olridal1 wllll Orf&ln1l ClusUlcallan Authority

-*S..F.n1cr thc ll\llll~ of agency officials "'hose ltighd 1r,,1 oforig!Ml c11&'5dlc:mion au1horily is TOP SECRET. s. 1

6. Enter the number of' agency officiab whose *1g1teo1 lrvd of orlgi~I clls.1ifiClllion authority is SECRt:r, 6. 4

7. £111er the n11mbi:rofagency om,illts whose ~1&'1te11 lu-el of original clwifi1:a1iD11 awhorily ,s.CONFIDESTIAL. 7. 0

. 8. Toial nlllffl!C1' ofoffaclll5 with. original classifica1ion l111!h0t11y. (Swn of blocks S, 6, &. 7) 8. 11 PAKT C: Orljlnlll Cllinlfladoll DedslOIII Oripnal cwsiflCllion is 1111 initial dctmnin111ion lhnl !he infonnation ro be clas.micd ha& not been pmoiollsl) classified by miy mhcr aLiliority. It llilo mocts lbe following conditions: (I) it was classified by an original classift.alillll a\llhority; (2) the lnfOIIIIAlion Is owned by or l'or. or is undct' die control of the United Stale$

Govemma11; (J) ii fall, inlo III lcasl one oflhe caiqorics found in ~tion 1.4 ofE.0. l3S26; *nd (4) unau!hMmd disclosure could re.sonably be c1pected IO resuh In '

damage to the narlonal i.c,curity. (Provide informaikln o" an clauillc:arion dcci,IOll5, ~less ofmc media. inclndins !hose doc:umcrKcd and disscininaiod via ~-mail.

Do not counl ~ i o n s or copies.)

9. Enter the number of orlglnal TOP SECRET classific.11,on dcci.!ionJ made dllrinJ lhe n,poriing period wllll dedanifi"1111Dn lndructiollt 9.

of U> yun If leu. 0 I 0. :Enrcr the number of orillnal TOP SECRETclas1ific11!1on deciJiDJ1S made during lhc reportlna period l'ilh declurilk1111Dn lutntcllom ID.

ran&i,. fromonr llly,,aJ'I IDZSyei,n. 0

11. TD11I number of TOP HCA.ET original clti!iftcarion da:ilimt& (Sum or blocks 9 and 10) ll.

0

12. F.nler lhe number of origi,uil SECRET cla,;sifica1ion dccill10111 made during the reponing period with dcdnslficalion imtndioaJ of 10 12, years er 1ta1. 0 l J. Enccr lhc number of erlj:inal SECtlET classificacioa d"'isions made durin1 the rcponing period ..1t1, ileclanifiailion iwltru~om. IJ.

nn&ID& from aver It yean III Z5 yean. 0

14. Tot*I nD111bcr of SECRET wiginal cla$sifii;alion d<<isillm. (Sum of blocks 12 and 13) 14.

0

15. lln~r llie DWllbct or orlgia1I CONflDEN:rl Al cl11SSif1e111ion dcc1tions made dllrina; rhe rcponina; period wllb decllulileatin IS.

11111r11c1tea1 or II yean *r !tis, 01 J(\ Enter Lhc number of orlpnd CONFIDENTIAL classification dKtsiom made during the n:poning period witll dcdmification 16.

lntlructi11111 ra111i*11 from o~ 10 ,can ro 25 y11r1. 0

17. Toll! number ofCONFIDEI\TIAL !)ligir,,11 classifi~1ion dcc11ions. [Sum ofblocb lhnd 16) 17.

0

Ill ToCal numbcrciforiainalcwsif,calion d,c,.ion,. (Sum of blocks 11. 14.and 17) 18.

.] . . 0 PART D: DerlYIIIR Oullficalloll :OedslOIIS  :

DcriQlivc clanificarion is lhc in1:DIJ)Ofatina, pi,nphrasing, resi.iins. r1 gcneratina in ~w form infonnation rhar is already dossilicd. This includes c~ifeca1ion baaed  !

on clusifi131ion paides or olhcr murce dccumen!I. (ProYidc infonnation on all ci.ssificsdon dcci!!iom, regardless of the madil, includin11hose ~nrcd and dismninalecl via e-mail Do nlll count rcprodlitlionJ or copies. I  :

_19. F.nrcr rhc number of dcriYaliYe TOP SECRET clauifia1i1111 ~oions during the n:porting period. 19.

0

20. En1er lhc numbn of *rtvaaoe SECRET cla,o;ification dccliilons during the ~nlng period. 20.

1925i

21. EnLtr Ille number of wlvlltve CONJ1DE.,'T1AL classificarioft dcl::Won.~ durin;g 1hr mponmg period. 21.

1414 l 22. Tola( Rumbcr of derivative clasllifiaition cloci.iions. (Sum of blocks 19, 20, and? I) 22, 3339j

,IATION AL AftCHIVES AND RECORDS ADMINISTRATJOS AIJTl(OlllZED FOR LOCAL REPRODUCTION STASOAROFORMlll (RE\'9.10) l'rcviou5 cdilion is unusable Pn:scribcd by N/\RMSOO 32 CFR 200 I E.O. IJ526

. ******-~-................. ~,~.-~ .. -...............- _,, ..... *-***-****** ...... ~~.... -, ..... ..... .

~

!BEST AVAILABLE COPY I Fiscal Year 2011 Department or Agency U.S. Nuclear Regulatory Commission PART E: 'Mancbtory DecbssUltalkm Review RfqHSl:I and Appeals A "ReqlleSI" i3 an ladivldll11I initial review rcqu;at or app:tl. 1q1rdlm of *he ll1llllbcr of dacvmetllS or p,gcs 10 be ~owed as pan of die reqaea. P.opon only n,queslS for )'Olll' l)Pl~ in whim your 1pcy iii RSpllllSiblc for IM final decision. PlcllSC provide a* eXJ)IIUliOII in Patt J below whue the IIIIP!ber of ~ I S or appeals CMied forward belwDcn Jq,Otting period cballgCS. I

23. Enrtr the number of retfUt5U cm-ied twer from lhe pmioas rq,orting period. (Black 25 on last ye*r*s repon) 2l.

f

24. Enter die n111Dbcr of am ,~Is iegej,..ccf d11rtng 1hi: Rp01tin1 period. 24.

0 2S, Enter the *umlm of reqanls canwd - to the nut iq,omag period. 25.

0 26: Bnter the nllOlbet or appe.11 cari1ed over livrri Ille 1revlo*s rep(lirting period. (B~k 28 on lair )'Qr's ~O 26.

0

27. Enter 1he numbcrof*** IIIP!lb ie"ivfd dllrtne the reportin&period. 27.

1

28. ERier the number of appeala n,rled owr 10 the 1e1t reponing period. 21.

1

'! PART Fi M1m11toryDtclmltk1d,a llfflew Deddons In Pilgu

29. Enter the number o( fflllleR'd pa&u 1h11 were ~lmificd In full. 29.

522

] *30. Enter lhe number of mpacstcd pa&a lltml were d~lassifled In part. 30.

I .

-. . 661 JI. Enler the number o f ~ paiia that - dmled dcclaulflcallon JI.

7

32. TOIIII number of req-ieo pa&e.ifldcd on. (Sum of bloc:kc 29, 30. and 31) 32.

595!

)). Jilllel' !Ito number of appeaW ,aces lllat were dcl:laSiifled In tull. Jl. o*

34. linter the number of appale* paca lhat lffl9 dc.lils5ificd In part. -l-4.

0

35. Enter lhc n11JDber of11ppcaled Pm&a lbat WCR denied ~lassi&alioa JS.

0 31.1. Total mamber of1ppeakd Pll&ell acted on. (Sum of blod1s 33, 34, allll 3S) 36.

O!

PAIIT GI All10lllltlc.5yJtcma1k, Md DllcrelltDlf)'Drclasfflcatkm Review*

37. P.ntcrthcnumberofpagcs miewlld ih11 wcrcwbjecnoautomattc dilchalfic:adoo undencdion 3.3 ofl!.O. 1)526. J7.

1099

38. Enter the numberofpeges dednsiried Wider ao.tlc.i JJ of'6.0. 13526. 38.

390

39. Elller the nllll!berofpoges teYfewed lhllr wac 11Ubjec1 to:iyimnatlc dcdaMH'ic*lion under lifflion 3A of ~O. IJS26. 39.

O*

i 40. Enter the numberof pages deellAllled under atdicn 3.4 ofE.O. 13S26. 40.

i 0

41. linter the number of P81l" re"kwed thaa wm, nbjcctto dlsmtioGtay rkd,sdflcat.foaundeuectim J.J orao. I3526. 41.

0

42. Eoter 1he number of page& dedlmlfied under ....lion 3.1 of E.O. IJS26. 42. 0

-PARI" ff: lnltm1I Age"J 0YeJsflllt

( 4l. Enter rbc nLDllbcr of lmpccllons, suneys, or Jro&mn R\'kwa conducted ~Y your 1genq. ccnaiag any ~ of lhe ICICUrit)' 43.

1 classificalion proJ,11111, compkted ~nJ l~e rcponinJ period. 21

<<. Enler lhe number of challenges procea~d by )'Dllt l,ICl'IC)' 10 rbe dassific11ion of information believed 10 be lmprc,perly classHled or 44.

• ncllsaifid. (E.O. IJ526, *lion 1.8) 0

-4S. E111er !be 11UJ11ber o f ~

• where lhe cluslficatlan IIITWI wu fllliy *lllJmcd, 45.

0

46. Enter tM 11t1111bcr of cballHl!fl where !he clasaifil:arion slll115 was onrtumcd In llrbole or In part. 46.

0 PAIITI: <JuslffmiollGuldes -

47. Enter the number of !IOl;Urily dassilicall-On guides ffeated by your agency and carratly ID - . 47.

2 NATIONAL ARCHIVES AND RECORDS ADMINISTlATION AUTHORIZED FOR LOCAL REPRODUCTION STANDARD FORM 311 {Rl!V 9-10)

"""ioG editivn i:s unuaablc l'l;&cribed by NARNISOO 3l CFR 2001 E.O. llS2&

!BESr AVAIIABtECOPY 1

• Fiscal Year 2011 Department or Agency U.S. N!Jclear Regulatory Commission lbe thJs sp(ICtJ /0 t/d,o,u~ 011 any stJclian ofd,ufo,rm. /fman,~/$ trtedaJ. prrwirk OJ a,r fD/(lWRml 11111118 form, Pnwlde ap/-tlorrsfor ay S/gnlfl(*WJI

~6 In tmtdrlmanbusf,om m, prnknlf ,-'.Ir~. Addlrio,ra//y. ffftct ~ SOlrlJllinlpr<<m yolll' ,,,_,, llffd t,, deYelaPitrl rhis7tC1r'$1Tp01'1. _ _ __

S.aplla11 Period ee*cek-):

2-Wcck O ~

Item 47, Part I. The NRC has also created e_lght (8).jolnt classification guides with 4-W~l IZJ the Department of Energy, inciudtng two with Department of Homeland Security.

8-Wc:cic 0 OneVear 0 Items 20 - 22, Part D. The multiplier used for the 4-week sampling was 13 which Muldpller Applletl (dteck oae): provided ~e 52~week fiscal year estimate of electronic classification decisions for NOiie 0 Other (Spcdfy) 12]

theNRC.

i

. i I

NATIONAL ARCHIVBS AND RECORDS ADMINISTRATION' AUnIORIZED fOR LOCAL R.1lPRODVC110N STANDARDF0JtM3II (UV!l,JO)

Pn:vioua edition is unusallle ' Prescribed by NAIWISOO 32 CfR 2001 EO. 13526

- *-* **----~----..... ""° ... ..,..-.. ..... .. . . ........ OJ ..... **- . . . . . . . .. _ ----)*** ** * . . . . . . . . . . . . . . . . \ " " " ' * .... * - - * * ..... .

!BllST AVAIIABLE OOPY I

'SF 311 form ia currendy under revision. Wb1n 1111 lliVision la complete. ii wiD appear the Mme a& this attactiment For FY 2012, please use 1"is attachment to raapond. The only part that has changed 1$ Part E.

AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA (Submissions mUSI. be unclassified and teadl lhc Information Security Ove"rsigbt Office (ISOO) no bier ihan Novtmber 15 following 1he tq)Orting period.)

PART A: ldentifyio1Infonutio*

l. Enterttie Fiscal Year that this Jq>Ort covers. I. 2012

2. Identify the DepsrCmenC, Independent agency, or Establlshmeat that is 2 covered by this n:p0rt.

• U.S. Nuclear Regulatory Commission

3. Enter the name, title, address, phone, fax. and e-mail address of the Senior 3. M-1 R. Jol,n,on, Depuly 1:Xea11M1 OOector re, Reac:tor-*i ~ - Plo/jrams Agency Official (as defined in E.O. 13S26, section S.4(d)) responsible for this 11555 R~Plk*. MaUstop0-1S.E15 RoCIMlo,M02W52 report. Office (301)41$-1713; Email: M"JC:h'!'d Johnsongn..,,gav

4. Enter the name, title, phone, fax, and e-mail address for the point-of-contact 4. llemard W. Slal)letan, Chief. lnf<xlnalJon Seauily Branch responsible for answering questions about this report. Office alNoclellt Secu~ly llr'ld kQ:tenlR&!l)(lllle ~

Office: (301) *15-2214; Fair. (301) 415-2190; Emal: Bemard.S!aplelcn@ltrc.gov PART B: Offacials with Origin*I Clu.,ificlti@a Authority S. Enter the number of agency officials whose highest level of original cl~sification authority is TOP SECRET. s. 7

6. Enter the cumber of agency officials whose highest level of original classification authority is SECRET. 6. 4 1* .Enter the cumber of agency officials whose highest level of original classification authority Is CONFIDENTIAL. 1. 0

8. Total nwnbcr of officials with original classification authority. (Sum of blocks S, 6, & 7) 8. 11 PART Ct Original Classifieaciell Decisions Original cllmilication is an initial dclermination tba1 the Information to be classified has not~ previously classified by any other authority. It also meets the following conditions: (1) ii was dassified by an origjna] classification oothority; (2) the information is owned by or for, or is under the eonbol of the United States Government; (3) it fiills fntu at leut one of the categories fi"om section 1.4 ofB.O. 13526; m.id (4) onauthorimd disclosure eould reasonably be expected to result in dm,nage 10 the national security. (Provide iii.formation 'on all original classification decisions, regatdless of the media, includlno those doQimented and disseminated via e-maii. Do not eount n,nroductions or conies.}

9. Enter the number of or.iginal TOP SECRET classification decisions made duric& the reporting period with 9.

deelassfflcatlon lutructlons of 10 years or less. ) 0

10. Enter tho number of orieiaal TOP SECRET classifKJation decisions made during the reporting period with 10.

declas.mication iutr11ctions raotrinll' from over 10 years to 25 years. 0

11. Telal numberofTOP SECRET original classification decisions. (Suin ofblocks 9 & 10). 11.

0

12. Enter the nuniber of oripnal SECRET classification decisions made during the reporting period with dedassifiulion 12.

Instructions of 10 years or le$s. 0

13. Entertb.e number of original SECRET classification decisions made during Che reporting period with declassification J3.

instructions ran~o from *"er 10 vears to 15 vears. 0

14. Total number ofSECRET original classification decisions. -(Sum of blocks 12 & 13) 14.

0 1S. Enter the number of original CONFIDENTIAL classification decisions made during the reporting period wlth IS.

declassification iDsCrudions or lO yean or Im.

()

• 16. Enter the number of original CONFIDENTIAL classification decisions made during the reporting period with 16.

declassificadon instrudi*ns ranlrine fr&m over 10 yean to 25 vears. 0

17. Total number of CONFIDENTIAL original classification decisions. (Sum of blocks IS & 16) 17.

0 18.' Total numberoforiginal classification decisions. (Sum of blocks 11, 14, & 11) 18.

0 PART D: Derivative Clanllcadon Deelsloas Derivative classification is the incorporating, pa,apluasing, restating, or generating in new form information that is already classified. 'Ibis includes clmificatfon based on dasslflcalion guides or other source documents. (Pmvkle information on all dwificasion decisions, regard{* of the media, includiM those documented and disseminated via e-mail. Do not count ttnroductions or conies.)

19. Enter the number of derivative TOP SECRET classification decisions made during the reporting period. 19. 0

20. Enter the number of derivative SECRET classification decisions made during the ccporting period. 20. 1750

21. Enter the number of deriVlldve CONFIDENTIAL classification decisions made during the reporting period. 21. 709

22. Total number of derivative classification decisions. (Sum of blocks 19, 20, & 21) 22. 2459 NATIONAL ARCHIVES AND RECORDS ADMINISlllATION AUTHORIZED FOR LOCAL REPRODUCTION STANDARD FORM 311 (REV )

Previous edition is llllllSllble Prescribed by NARA/ISOO J2CFR200I E.O. 13526

................... ~ .... - - ..... *~ .... - . . * . ""****-** ...- . . . . . . . . . . . . . . . . ,.,. ....... ,....,i,., ... ._, ......... .

!BEST AVAIWILE COPY I PART E: Mandmry l>edassffleadon Rmew Requesls udl Appeals A "Request" is an indhlidual initial nwlew request or appeal, ~dless of the number or documents or pages to be reviewed es part ofthe request For bleeb 23-30, rcuort ooh' ftfflllntl and *"""""19 in wliich vour ae.encv is rcsoonsible for tfle linal.releue.

23. Elller lhe number of req*ests rec.eived during the reponing period. 23. 0

24. Enter lhe number of n:q*ests dosed during the reporting period. 24. 0 2S. Enter the number of req*ests that have been unresolved for over on~ year. 2S. 0

26. Enter the *venge namller of days to resolve each request. 26. 0

27. Enter the number ohppuls received during the reporting period. 27. 0 28* .Enter lhe number of appeals closed during the reporting period. 28. 0

29. Enter lhe number of appeals lhat have been unresolved for over one year. 29. 0

30.

• Enter lhe avenge number of days to resolve each appeal. 30. 0 For blocks 31-32, report the n11mber of request<i and appeals t~t were referred to_ y*ur agency, and the referring ~ency is responsible for lhe final release.

31. Enter the number of referred req Desl5 =ived during the reporting period. 31. 0

32. Enter the number of referred appeals received during the reporting period. 32. 0

. PART F: Mandat*ry Declwlfiadon Review Dcc:hiom ill Pages Co11nt onlv diose n ....... doc11mc:otc:d in bloclis 23-30 above.

33. Enter the nwnber of requested pages lhal were* declassified in full. 33. 0

34. Enter lhe nwnber of requested pages that were declassified in parl. 34. 0 3S. Enter lhe number of requested pages that were denied declassification. 35. 0

36. Total number ofre11nstcd pages acted on. (Sum of blocks 33, 34, & 3S) 36. 0

37. .Enter the number of appealed pages that were declassiried in fall 37. 0

38. Enter the number of appealed pages that w~ dcclassiried in part. 38. 0

39. Enter the number ofappealed pases that wcr¢ denied declassitlcadon. 39. 0

40. Total number of appealed pages acted on. (Sum of blocks 37, 38, & 39) 40. 0 PART G: Aaaomatic, Systematle. a" Dlsemlonary Dedassifacadon_ Reviews

41. Enter. the number of pages reviewed that were subjett to a,tomatic 41eclassi(ication under section 3.3 ofE.O. 13S26. 41. 0

42. Enter the number of pages deelassillecl under automatic dedassification. 42. 0

43. Enter the number ofpages reviewed that were subject to systematic tlc:clanirlaition under section 3.4 ofE.O. 13526. 43. 0

44. Enter the number of pages deelassirled under systematic declassification. 44. 0 4S. Enter the number of pages reviewed that were subject to discretionary declassifiutio.11. under section 3.1 ofE.O. I 3526. 4S. 0

46. Enter the number of pages declassified under discretionary dedassif1CSlion. 46. 0 PART H: Internal Agency Oversight

47. Enter the number ofself-impediom cood*ded by your agency, wvc:ring 1111y 11:;pca of the ~cicurity 1.l11mfwation , 47.

program, during the reporti112 period. " 2

48. Enter the number of challenges processed by your agency to the classification of information believed 10 be improperly classified or 11ncbssified. (E.O. 13526 section 1.8)

48. 0

49. Enter the number of challenges where the classification status was fuDy affirmed. 49. 0 SO. Enter the number of challenges_ where the classification status was ovemroed in whole or in part. so. 0 SI. Enter the number or security classification guides created by your agency and carrently in use. SI. 6 NATIONAL ARCHIVES AND RECORDS ADMINIS1RATION AtmfORIZED FOR LOCAL REPRODUCTION STANDARD FORM 31 I (REV )

Previous edition is unusable Prescribed by NARNISOO 32CFR200l E.O, 13526

!BEST AVADABLE COPY I PART 1: E1.nlautMV Comments Use this space to elaborare on n't)' s..-ction of this form. If more space is needed, provide as an atta,*hment IQ rl,is furm. Provide explunutivnsfor any sirmificanl chan!lf!s in trendsl11Umbers Jhim IM ore11io115 vear s reoort.

NRC is currently drafting a classification guide for Technical Nuclear Forensics (CG-TNF-1) with several other government Departments/Agencies. Guide is expected to be finalized in January 2013.

Declassification review will be conducted in December 2012 due to resource constraints.

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION AIJ'lllORJZED FOR LOCAL REPRODUCTION STANDARD FORM 311 (REV I Previous L'llition ts unusable. Prescnb~ l)y NARNISOO 32<:FR2001 110 13S26

!BESTAVARABlECOPY!

Ol'l'ICIAt. tJS~ Ol'IL"t - SEettftl'f"i'aftELA"fEB INF8RMA'Fl8N UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 2055M001 November 8, 2013 Mr. John P. Fitzpatrick, Director

• Information Security oversight Office National Archives and Records Administration 700 Pennsylvania Avenue, NW, Room 100 Washington, DC 20408-0001

Dear Mr. Fitzpatrick:

In response to your memorandum of July 25, 2013, enclosed is the U.S. Nuclear Regulatory Commission's (NRC) fiscal year 2013 Standard Form 311, *Agency Security Classification Management Program Data." This report serves as a compilation of actions taken in support of the NRC classlfied Information security program.

• Please note that an actual count of hard-copy classification decisions was used to calculate th.e data for this report, while an estimate of electronic classification decisions was used. as requested In the Information Security Oversight Office guidance.

If you have any questions, please contact Mr. Bernard Stapleton, Chief of the Information

• Security Br~nch, Office of Nuclear Security and Incident Response at (301)'415-2214 or Bernard.Stapleton@nrc.gov.

Micha R. Johnson Deputy Executive Director for Reactor and Preparedness Programs Office of the Executive Director for Operations

Enclosure:

Agency Security Classification*

Management Program Data Ol'l'ICIAL t:,SI! ONL't - Sl!Ctfftlf\fwftEUr"fEB INF8Rl\.1Afl8N

AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA (S11bm1M1u ... miul bt' **claDiflcd llnd read11ft lnlDl'lllllldn Scnlr~ ~,ntaht Olria (ISOOJ no lalff tun Nonmber 15 ro110...tnK.t11t, rrportlnK period.}

PART A: Identifying lnrormation I. i,nlcr the: Fi.Kai\'~* thill lllis n:pon co.-ers. I. 2013

2. Identify the Department, Independent a11,ncy, or F.,iabli5hment !hat is 2.

covcrl:d bnhi s """>11. U.S. Nu<:lear Regulat<Jr) Commi~ion

3. Enter the numc. tillc. address. phone, fax. and e-mail addrL-ss ofthi: Senior 3. *-

A11:ency Official (a~ dc!inell in E.O. I 3526. sc:~1itlfl 5.-i(dll rcsponsihle tor thi~ ........... ....,,.,.,,.l!pft lua1... \f'l>f\.... J.o!Jl.r,,i,t.,. ....J1~......... *..,,.

~

report. J l\1 lil, ....,.at~ \iii* ~,.1,*t'S 16. ).11' llnd,.h !WI):!'*$\:

1&.,,.,,1,Ut,.11, ,,..... Mcl'lad~11W.pn*

• 4. l:ntcr d1~ name, 1i1lc. phone. fa~. 11!\\1 tnwil uddr~~ for 1he poi111-or-('onllld 4. --~~

n:sponsilik for ansl\crin~ quc~lions about this rerori. 1Jmm.! .. ~ - ' . , w.,-.-.,ci -.:,Uh ~,-.tii lll ""-' .., ...":Go.., °'""'1' wtn.tJi:.., lfl'rof'*

,.,._ ,'<.111,611.J::! 4 h, ,,aa,.~,-n.,.. ,.....,., ~1i.tq"l'°-"31tftf1'"'

-* PA RT 8: Offltials witfl Orlgln~I CIHslfkatlon '\uthorlty

5. Enter lhc number of agent) officials whose hi1hetl lnel of,><iginal cl~ilica1ion authority is TOI' Sf.CllF.T.

6. Enter the numlier or agency (llTici.ils \\hose .hiJ:hesl le\rl of original clas!'ilica1ion au11Hm1y is St'.CIU:T.

.5.

! r,.

7 4

7. Enlcr chc numlx.T o!'agcnc) uffidals whose biflhr" le\rl ol'uriiJinal classification iulhoril} i, c*o~t*10E:1.-nAI ..

8. J'ot.JI numhi:rofofficials ,,ilia original clnssificu1iun 3Ulhoril). (Sum ofblocJ..., S, (,. & 7)

PART C-: Original (lasslflration D,cbions

• -t: u 11:

Or~inol dassilkaiion is W\ initial detcrmin11tion lhol the informalion to be clllSsificd has not bcc:n )!n:'*111usly cia.ssilied b) an) oth\T authoril). II also m<<L~ the followinl! condilions:*( I) ii v.as cla.,-sificd h) 1111 <iri8inal clll\silintion aulhority: (21 the infont1ation is ownt:d b) or r,n, or is wider chc ronuol ofllkl llnitcd Stales Government: 13) ii rails into al lc;nl om: of the calc:gorics from se~1ion 1.4 off:.O. 1352f1: and (*ti unaulhori1ed disclosure:

could ~a.!Onahl) be c:xp,.-.:tcd 10 n:sull in d-.unagc 10 !be n.llional si.-.:uri1;. ( Pro,*idc: infom1ation Oil all uriginal classilicatilln det:isions. re11,antless of the 1111:diil. ini:ludin111hosc dot"Umcnted and di~cminaicd vi a .email, Do nOI coun*. n:pruduclions or co11ic:s.)

"'* rnrcr chi: number 11ror~inal TOP s*:<*R*;r da.,sifi<"Jlinn dccisiorn made durin~ the n:portin@ pcrind ..-itb ().

detl1t.'lific11ion \nstructions of IO iears or less. _ 0 IO. Enter the mllllix:r of orlllia*l 'rOP SECRET classilkation deci~ions m.Jdc durin1.1 lhc: rc11onin[1. period 'till>  ! IO. - 0 d,elas~lfiu1ion ln~1111t1il1ll.ll rantr.lnl! from .,..e., 10 n*n lo ?S n*ar*s. I

11. Total uumher 111'TOP SF.('R*:T original clas,i1ic111um dC\:isim *. rsum ul hln,kl. 9 & IO>

--* I ti

1. 0

'12.1in1cr the numher of o~iAal S[C:Rt:T clas.~ific.uion decisions made durinf, the n:J\"1ill[l p:riod with dftbssilkalion I 12.

instrvclion~ or 10 vnrs or less. 0

13. l'nm the numhcr of original s*:<*RF.T classification dec:isioils mad<: .turin@ the rq1m1inl!. JJCfiud "'itb ded1~slflnlinn IJ in>tnmions ra...ifi2 from OHr 10 nan 10 ?~ n*"-

14. TotalnumhcrofSF.('Rt:Toriginal ch1.~silica!inndcci,1nns. tSumofh!ocl.., 12 & Ii)

......... __ 14.

0 0

~ : Enlcr the numh~T ufori11in1I CO\Flllf.STiAI. cl3Ssilication decision~ n;~c dqrinl! th<: rcpt1rting periud with

- f(

0 dttliwificalion in,truclioo, uf IO vean or""

16. 1:m~-r lhe number nfori5=in11I ('O~Fm*::'ilTIAI. dai.silica1iun d,:d)i1ln, made durit11? the rcponin!\ period with --- ii,~---

(]

dccla,~illca1io11 in!ltnictions ranging Crom o,cr 10 )ran lo l~ uan.

17. 'for11l nu111heror('O~F1DE:'ll"fl.\l. i>ri~inal d"s.,ilie:llinn J.:..-isi.:.n,. !',um or'lilo,k, 15 k. lt,J I H. Tollll m1~1her of original da.,~ilic~li,,n <.!cc15ions (Sum orhlock.~ 11. 1-t. ~ 11i* **

PART D: D,rivative Classification Decisions

-* l~- 0 0

l>cnvati,c cl:1.~5ilicalion i,; the inoorpora!ing. parnphrn.~inti, i...-slaling. or gc:ncruring 1n 11c\\ fonn informariun that is alr~-ady classiliro. This includes classilicatiun based on classification guides or ocher sunrce documents. (Pro, idc in(om1Jtion on all classilication decisions. reglll'dle:.s of the mcdi".

includim!. those documented and disseminated \ ia \-mail O..> not coum rc11ruJuctiun.s or a.,oi~'!..)

I()_ l'ntcr the number ofderiutin TOP SF.C'R~:T dassi!ka1ion dcciiion~ maJc dunng the rcponinl,! ('IL'l'iod. 19. 0

20. Enter 1hc number. of drrinlin St:C'Rr.T cias.~ilica1ion dC"ci~ions made during lhc rcporiing, period,

20. **-

097

21. Enter the number of derh atlvt COSFIDE~ .\I. cl:Jssilication decisions maJe dmin11, lhe reporting period. 21. 6311

22. Total 11umber ordcrivalivc c!assilication decisions. !Sum ofblocb 19. ~0. & ~I l 22. - 1,63,.

!I;~ rnJ\. \L ARClill ES A.'IID Rl:Ct.lRll~ 1\11\ll"ISTll.AlJO:-O l\llTHORI/ rn I ()I{ L()(.':l.t R[:PRODUC noN 'i!'A~ll,\RO H>RM JI I tREV l,1.\1 Prc,*mus ~d1t1u, :'S 1.mu~bi\: Pre..: ri:>cl bf N:\RNISOO le <.:FR :?i:xJ; l;.0 13~21!

!BEST Al7Al1ADLE COPY I PART E: Madatory Dedassificatlon Review Requnts and Appeals A "Rcquesl~ is an individual initial review requCSI or appeal, n:gardless of the number of documents or pages to be reviewed as part oflho request Reoort oolv rea uab for vour umn ill whid1 voor ae:toey I! responsible ror the 111111 decision.

-~-

r P..nter the number of rrquats receivL-d during the reporting period. 23. 0

24. Enter the: numbc:r of rtqucsh closed during the reporting period. 2~. 0

25. Encer the number or rtquetl5 that hnvc been unrL>solved for over one year. 25. 0

26. l:nter the average number of days Ill resolve each request 26. 0

27. Enter the: number of appeals received during the reponing perio(I. 27. 0 1H. Fntcr the numt>c:r of appeals dosed during !he reportinlt period. 28. n

-~:....!~.~r the number of appeals lh~t have been unresolved !or over one year. 29. 0 3(1. l'ntcr the ,n*crag~ n*mbcr of days In rcsol,-c each ilflpcal. 30. ()

31. Enter the numhtr uf referred requests rccc:ivcd during the reporting period. .l l. 0

32. l'nter the number 11frcf~n-rd lllppc~I~ recei,*t:d during the reponing period. )2. 0 PART F: Mandatory Declassification Review Decisions in Pages

33. l:.ntcr the number of requested pages that wen: di:dnssifi.:d in full. 33. 0 3-1. Enter 1he numb~r ofrtqu~ted Pllli!H thal were declus~itied in p,irt. 3-1. 0 JS. Enter the number of requested pagrs 1h;,it \\l:re tlcnied declassification. , ..

"\ 0

36. Total numher of rc11uested pages acted on. (Sum of blocks 33_ 34. & 35) 36. 0

37. Enter the numt>er or appealed P*li!es that were declassified in full. 37. 0

38. Enter the number of appealed page! that were dccla~ilied in part. 38. 0

)9. Enter the number of appealed ragn th~t were denied ;leclassilication. 39. 0

40. To!al number of appealed pages acted on. {Suni of blocks 37. 38. & 39)

- --* -10. 0 PART G: Automatic. Systematic, and Discretionary Declassification Reviews

41. Enter the number of pngcs reviewed that were subject to aucomaclc declassification under section 3.3 of E.O. 13526. 41. 0

42. Enter the number of pages dcd11!<!iirird untler autorJIJltic decl:nsiric,111ion. .,12. ()

n 1*.nrcr the number oi' pab,es rr'llie1t cd that were subject to sys1emalie det:lusiflcalion ulld~r section 3.4 of 1:.0. 13526. 43, 0

44. Enrcr the numhur of pa(!.l:s declassified under $)1ilem:11ie declasslfication. 44. 0

45. Enter the number of pages revic1ted th.at were subject lo discretionari,* ded1s,llic~lion un,ler s.:ction 3. l ot' E.O_ I 3526. 4S. 0 4(1. l:ntcr the 11u111~r ofpl'lgt:s dcdusificd under discretionat)* detlas5ilica1ion. 46. 0 PART H: Internal Agency Oversight

47. Enter lilt number of sell-inspections contlucled by your agency. l.'0Veri1ti! an, a.spec! of the sccurit) clussilica1ion 47. 2 pro~rdITI. durinit the rc~1ni1111, period.

,l!C. Fnterthe number ot'challedges l'rncesst:d by youragem:~ to the c~1ssilii:a1iun ofinfonnation h.:lic,cd to be improperly -l8. 111 d~s!ilicd or 11nclas~ified. m.o. 13526. so::ctiun 1.8, --*- *-**-- -*- ..

411. l:ntcr the number of eb~lltni:c., wh~re the cla,;silication status was full~* affirmrd. ~9. 0 50.

50. l'ntcr the number of challtoi:es "here the classilicJtion s1.11u~ was onr111rncd in "hule ur in pun. .... - -0

51. Enter !he nu,nb~r of ~curity CUl55ificalion guitles created by} our agcnc~ und ~a rrrnll) in u*r. SJ. IO

",I,\ 1'10'-AI /\RC"Hl\'ES A:>:ll R~COR(>S ADMINISTRATION AUTHOIW.l!IJ FUR l.()("Al. REPRODUCTION STAND,\RD FORM 31 I 1Rl'V 2-1.l)

?tt<v111us rJ1tmn ss urit~,N~ P!l:smhed hJ SARNL~OO 12 C'FR 20111 I: 0 ll~~c,

!BEST AVAIUBW COPY *1 PART I: E,vtanatorv Commrna

!.:"" 1hi.< spu,*e Id elabcra,e on~ section of1his.form If more spo~e is m!eded.* ~>roi*ide as an alfnfhment '" this form. Provide e.,plunu1inn$.f<>r alf}'

si1(11ifimn1 C"hmrges i111ren,fs number~* (l'Om lhe prewvus r,*11r '.~ rtPf)rl P11rt D: Reduction in deri,ati,*e Secrel and Confidcnlial classification decisions from FY2012 ltl FY2013 is a11ributed tu lhc U.S. Nuclear Regulatory C'ommis:,;on (SR(') granling l:SEC lnc.'s Americar. ("enlrirugc Lead Cascade Facility. the American l'enuifuge Plant.. and hs NRC regulated supplicr.1 conducting clil.\sified work in suppuit nfthe Allll.'Tic:m Ct:ntrifuge program ill! e:u:mp1ion from dncUJ11L"llling 1111 classilicalion actions by a,mp!cling and submitting NRC form 790, "Classifit-ariun Record" to lhe SRC a.s n:qu1red h) Trtle 10 of lhe Code of Federal Regula1ion5 (IO Cl'R) 9S.S7(c). Since lhe aforemcn1ion~d cntiliC$ were rcponinl! deri~ati,c: classification decisions C!l oolh L'ie SRC and lhe U.S. Depnr1men1 !lf f.nergy .

(DOE). an cKcmp1l11n from the requiremenl5 of lO t'FR 9.'l.57(c) was granted <J11 Jul> 29, 2013 so Ion!! as lhesc entities continued 10 rcpurt 10 the O<>E a summary of its cla.~silkation di:cisions. Thi.~ e.,cmplion pre\ems lhe !'.RC and 1he DOE from double ,ourning th.::sc dcrhative dassification decisions and reduces lhc burdcfl on the reportin_g ~'liutics.

!'art Ci: l>ccla.ss1ficatilm n;\ icw will bc*conduclcd in l'V20H due 10 resource constraint).

l'ilrt 11.()uc~tn*n ~I* lncrca.scd number orM:curil) cl~si lic<1tion gaid<< from fY2012 to l'Y201J as a n:sult oflhe follo~ng i!ddilions:

e<;.MOX-1. "(l:} Juint DO[!'jRC Classilica1ion and tncla~ified (.\,nuull~d '-:u<:lc-Jr lnfoi'rn~1i1m C;ui(l~ for \he Mixed Oxide Fuel f'abricu1ion Facilil)'" isswd Scptcmbu 27.2013.

C'(,-TNl'-1. ({J) /uim ~ationnl Technical Nuclear Fuf\:nsic~ Ciuidr" iss11ed Jul} Ii. 20 IJ I

i I

I I

I I.

_ _ ,J L _____ -------------------------------*

For /SOO U.fe On~r ISOU Analyst Name:

Date 11f QC: 1t/2..t..*(l-*'1 J Analyst Initials: ML-:

N-\Till'-Al ARl"llll'ES A);D Rft"!)KP~ ,\ll'\ll'\iS1R.\TIO'I: ALITW>Rllnl IIJK l.OlAI. REPRDDIJCTlO!s S L\NOAR() rOR~t3 I; 1RE\/ 2-131 Pr,:-.*1nu, cd,!l<H\ 15 ~1Hisll-l~ Prc~nlll.'d b\* NAR,\1 ISOO

~~ C'f'R ;oo1 E o \3526

!BEST AVAILABLE £0PY !

OFFICIAL OSI! 014L'f - ~EeHfftf'l'.ftELA'fEB IUF8RMA:;'lQH UNllEO STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, 0.C. 20!'>55-IJ001 November 5, 2014 Mr. Johrl P. Fitzpatrick, Director Information Security Oversight Office

• National Archive~ and Records Administration 700 Pennsylvania Avenue, NW, Room 100 Wast>inglon, DC 20408-0001

Dear Mr. Fitzpalnck:

of In response to your request July 25, 2014, .enclosed is the U.S. Nuclear Regulatory Commission's (NRC} fiscal year 2014 Standard Form 311, "Agency Security Classifitation Management Program Data." This report serves as a compilation of actions taken in support of .

the NRC classifjed information security program. *

• Please nole lhat an actual count of hard-copy classification decisions was used to calculate the data for this report, while an estimate of electronic ctasslflcation decisions was used, as

~equosted In the Information Security Oversight Office guidance.

If you have any questions, please contact Dr. Garmon West. Jr., Chief of the Information Security Branch, Office of Nuclear Security and Incident Response at (301) 41S..71B7 or Garmon.Wesl@nrc.gov. .

Sincerely,

~

Michael . Johnson IJeputy Executive Director for Reactor and Preparedness Programs Offtce of the Executive Director for Operations

Enclosure:

As stated

\

9FFl8b\L l:ISE 8UL\< BE6YRfT\f RELA'FEB INFeRMkl'l814

. ***- * ~.. - .... -~ .. .... . . . '* .. .

Bl~S'l 1ll7A1Ll1BLE COPY 1

AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA

($11blllhi!o111aunt 1111 anclln!lied 1111d reaeh Ille llll'11r11111da11~rlly Owrila\111 Officc (ISOO) 1111 leler lllaD No\'tlllk, 15 rDlrowing Ille reps~ period.)

PART A: ldealiMnglnl'ormadoo I. Enter Iha FJsc.t Veor.1h1l lhis report awm. J. 2Dl4

2. lde111ily the Ptpar1m1ni.111t1cpendens ar:caey, or £srablisbmml lh.at ;s 2, .

COYeml t,y this re:...... U.S. Npelear Regulatocy Cnimlssion

3. En1<<1he111rne, li1l~ adilress, phone, rax.and c..fllllll addrrssof1heSml11r ).

Agcacy Oflldal {as denned In E.O. 13526, seaio11 ~.4{d)) RSpO!llible fer 1his wu.n-..-2........ n..-r..11.-,..,__.~

n:port. IS!Jla.icb6.hlti.~\lllftlM~ "'4:IJ.W*

• UII im1:

td'.ct1NUilU,JTfl r-,,. M.Altl~il.. fl"~t~ttoh*I~,-,

4. E11ler die name, tide. phoac, ra~ arid email lllldicss for Iha poin1-11r-ccm1ac1 mpocm'ble RX' 1~ng ~ions abou1 lhis rq,GJ1. "* u,,lb<---*-*--""-..,.._

,._. c11t11as.111J1.,.. 111111.eu*.:1* ~~*irll.~1,-

• FART B: Offldals with Ori&ial Q1$11Rudoa A*lhority

..1. En1cr Ille 111111bcr cihgency offidals whose Mghm level of origimil dassln"tion Nhoricy Is TOr SECRET. 5. 7

~ Eolef Ifie ~ r ofageney officials whose ldckest lewl oforianml ~a$Sirla1ticn 11ulhori1)' Is Si!CRET. 6. 4

7. Enlcrthe ii11111ber of agency allidals whose ldpesl lcwl or origirl!I classilication autllorlty i1 CONFIDENTIAL, 7. 0 B. Tow number ofoflkials with original dassllicalion IU!hority. lS1o1m ofblocts S. 6. & ?) 8. II PAR.TC: Origlul Clasdllcatioa Dtdslans Origlflal cllQ.Silicalfan k IIP fnitlal detennlnalion lhal lhe information ta beclas!lfied flar IIOt bera pr,:viollsfy clmificd by 111Y olher llllhority, It also*

llicm die lbllowing CX111ditloris: (I} II was eli11ificd b1 ,n aripia) dassilialiao 11111bority; (2) the lnt!mnation ~1'wncd by or filr, or is wider lb coatml c,flhe Uni!ecl Stalet Oownunrnl;, (3) ii !ills illlO &t least one oflhe c11eaona fi'om lledion \A ofE.O. 13S26; and (4} '111111111lorizm ii9Closu11 COllhl re&SOflably be apecled IO ra11lt In damagl lo lh~ nalioMI isec:unly. (Provide iotonnacion on 1111 aripnal clmifiClliOl'ldrcisiom, iqsrdless af

!hi: .....tllt bidudln* dioledocuine,uhmldissl!lnfnaled via email, Do noteollllt ,e-.larllontorcooles.)

9. Enler 1111: nwnber of orlgi111I TOI' SECRET classlficatiOII decisions made darill11 lbe rq,onin1 period wlll! 9.

(I dedaalftnlloa f11tr11Cdans or re JCHS or lesL IO. Emer 1h11 nuiaber or DriiPal TOP St:CRf:f c:bmificmion declslom made duril!J lhe reportl111 period wltJI 10.

dedllfflReatlan lnstra~ttons ,.,.,.11111 frlfl\ over Ill yean lo Z5 vcan. 0

11. Tellll nambnr.ofTOP SECRET orisinal chmific;alion decisiDTIS. (Sum or blocks 9 & 10). II.

0

12. E* the nvmber oforlglnal SECRET clmific8rion dceision.s m,de duriftg 11,c repar1i11g period wltb dcdu$11kAtlGII 1'2.

lnatrucdons ,r 18 Years or less. 0 13; En1er 1he IIWlba oforlgl111I SECRET classiftcalioo dedslom made lluriilg the 1eponina period wltl dedassllknlloia 13.

Instruct!- n*ef- from O\lff 10 )'Cir& 10 25 y~n.

• 2 14, Tettl llllfflbu ofS£CRET Driainal cfassilicalion df:cisio~s. (S\lm or bloc~ 12 &: I]) l4.

2 IS. 'Ellter lhenumher11f onglul CONFIDENTIAL classiricalion decisions niade durin1 lhe rtpOffllll period with 1.5.

dtt11allkado11 l.11SCruclloa1 or 10 ,ears car lei. 0

16. linltr the nllllllicr of Nfl1111l CONFIDENTIAL clwi Rutlon decisions-made dvrin; lhc RPOfflDI period wltll 16.

cltdurffltadoa laurcatllons ,__.." rr,m Offr 10 Yt1n to 25 nan. 0 11; "r.i lllmiicrorCONnDENTIAL origlcal clasdfic:a1ion dedslons. (Sum on,1oc1ts Is & 16) 17.

0

18. T.ul DUJDbcr ororlgiaal clwificaliOII dcclsiollS. (Sum ofblodts 11, 14, & 1"1) 111.

2 PART D; Dmw*live Cluslllcalion Dedslaus Di=riv*ivi: d.assification is lhi= ineoiponitin&, paniphrasin.. l'CSlaliog. or gB!ffltln11 In new fonn inlbnnatio11 Iha! is aIndy dassiticd. 1bis incllldel dalllCl!ia11 based an clas:Afkirion pdesorodlusomeedocvmems. (Pn,vide'informaliOII on Ill dusllicatiandedslons. regardless offac lhedla.

includln1uJ111511docurnenledand ~ via email. Do notCOIIIII rmrridn.!tlon9ormnles.l 19, E'otcr 1111: !Mlmbc, of derl\'lflYeTOP SECRETc111ss1nca1i011 dmiiul15 lllllde durina lbc ,q,onloS pc:iod. 19. IJ 2(1. Erner Ille nlllllbet of Chrlvaclv11 SECRET classifiC211on decl5lons m.de dari11111he reponins period. 20. l,'4JJ

21. _11ntcr Che lidlllber of derlvatl~e CONFIDENTIAL clzsilicalion d<<lslollS made during Ille repanlna period. 21. 987

22. Total nuni!,erordmvaci\'C dassiliealion clecmom. (Sum ofblodct J9, 20, & 21) 22. 2,431 AUTH01l1Z1iD FOR LOCAL !lEPllOD\JC'TION STANDARD FORM Jlt Cll£V2*U)

P~alo111 ~i11on I, ~rwsable Pmc:nW by NARA/ISOO 32 C'fR 2001 E.O. 13516

PART E: Mallllat1117 DtdaslfJQtCioD lleview Jl*CIU IDd Appub A. "llcquest' Is an iDdividllll inilial m,ic,,rffl!Ucstota,pw,Rpilltcsc,flhe msmbcrof dcie11111e11tnrpqi$10be rtvlewcd as put Dflbc ffllllt.$1,

• - -"' - - fOt' va11r * - *

• wM<!lt _,.. - v II ror che tlnat dn:blall,

23. Elller Iha mnmer of requests received clurin& !he rq,cning pa!Od. 2), 0

24. Enter 1he numhcr o r ~ ;lotcd during du= repaiti111 period. 24. 0 25.-Eftfcr Ille numberofrcqacas lhllt ha~~unmolvcd tbroveraae yaE, - '25. 0

26. Enter the avangc number ,r da,..10 resolve: each requqi. '26. 0

27. Ecltr tt= mmiber Df appeal~ ~veil duri11g the reponlng pc:riod. 27, 0 I 28. Ent<<r thl numbtr or appuli closed dimllg the rcpc,rth1g period. 28. 0

• 29. Enter the ~~mbct or appul1 lhat have bcca unresolved for over~ year. 19. 0 JO. Elllcr Ifie anngt 1111Rllier ti' days lo rel01¥C each appal 30. 0 JI. Ea&er lhil ~ 'ofrtftrrtd req1e111 rtcclvc:d clvrillB die iqgtin1 period.

~2. Erner 11,t 111m1bcr orr.rtrffd llp~~~ 1tcci~ during tho iq,oriing pi,iod.

ll.

32. *-00 PART Fz MaadlfOry Dldmsllltllda* Revfff Decisions r. Pqes Jl. Enter 1he nurnberofreq11esced ,al" 11aai* w~ declu5ifled ha fall n 0

34. Enter 1118 nwnbet ofrequestH p1a,, lllat wat ~ccllssified 1tl put. J.4. 0

35. Enler the 1111mber or reqvnced P81" lhat were mnled dtdauili~llon.

---*-----**- JS. 0 36, Toll! mrmberDfrcq,ated pases acted on. !Sum oflllocks 33, 34, &. lSl 36. 0 3'1. Enttr die ftlllllbcr of11ppa1l1d pacn tlaat ..._ dedauified In f111t. )7. 0

31. Inttr tlie number ofeppnlecl pal(CS 111a1 were ded&uilial bi ,-rt. _......-- JS, 0 J9. l!nlcr the n1111bcrof1ppaltd pa&a lbal'Mrc dcekd ded1ssificalion. .J9.

• -0

40. Tolll numbcro(1ppnkdpapucredoa. (Sim of'blo:ks37. 31, .t_39)

PART G: Automlllk, Sy,temal~ and DJ1eredooary Dedaullkado11 1levfl!llf1

40. 0

41. Enter Tm mimber or paaa rvvlcwe41h11 -subj~ ro au.co-lie dcclllulfk111ot! ulldcr section 3.3 orE.O. 13526, 4l, 0

42. Enter IM _mimbcr ol'pagca ck~u1ffled WI.du a1110ll*k dcd111lfltarloa.. 42. 0

43. Enier IM IIWltbo1 ofPIISC$~mc1Y~ 1hu MR: sllbja:110 ay11tmalfc. datlas~~~-*lioa under sec1iaa 3,,4 or f.0. IJ526. 43. 0

'44. l!nuir ihc num1ier or pqa cled111Uled under 1yatemadc dtelllssillallo._ 44. Ii

45. Enter the numbcrofpagesn~IWNI tliat wm nbjectto dtscndtur)'dfflaallcadoa 1Hidirr1cc:don l.l 11fE.O. lJSl6. 4S. 0

46. Enttr che nvmb*of paad dtttaulfltd under fiRr-cdPIS'y ~l1allkadDn. * <46. 0 PART B: lattral A~cy Oten!iht 47, Enl~ Che narnba orseft.uaspecdoM c:oalhlcCtd by )'JU? IFIICY, awcttna Ill\' asp~I orllle !eQR}'Cla.wficatla11 nro12r11m. durimi: !he ml0fll1111 oeriod. 47. 3

48. l!ntc:r lh:e nll1!betor clllllltll!lttp<<ICA!Ued .y )ODIIJ asmey ID IIM= cl:nsllicallnn arintonna:ion believed10 k h11i,,operly

48. 0 dl~arlllldmlfled. (E,O. m2~KC1iD11 l.8) ., * . _ -*

49. £nm the 11uml>cr o f t ~ ~ where fhe c:IDUinQ!iou mw,. was Mly afflrll!Cd. 49. 0 SO. Enter the owrher or cbJJclllff where Ille dmmc11lon stalUI was oYtrC~.la whole or la si-rt. 50. .. 0

~

!I I. Entcnhe llllfflbuoflffllr:lly clanfffmffla EUldu amled .

• Y ,avr. aaa,q and nirttally III use. .St. II AUJHORll.En FOR LOC'AL REPRODUCTION STAIC>AAD FORl4 311 (It£\' ~-UJ l'le¥iocls c,licim is 111111ml~ l'lts:dbo:I by NAAAIISOO 32 Cfll 2001 l:.Q 13516

!BEST-AVAILABLE COPY I PART I: Exblan1111n Commelltl Uie r111, ,p- ro tlaboro111 on any ,man of rh/1.fom. Umore spaa ts nudtd. pruvia os an om,dlmtnt ~ d,is fan,,. l>,otnd~ upla11aHonsfor 011y si1111tn<<ml NliJIIOH in rrcndslallltlbcn front I/le a,cv{ous nor*s rrlHK1.

Pat B: Two oflhe r,m posiliools dclcga1ed Secret original classificnlion alllhority :ire occupied by indivklaals OA I femp(Jfllly bui,. lndividuah 1einponuily ~1in& in

• posi1ion are mit delcpted origii~I ctamliCDllon lllllhorhy. A1 wl\ldi time: individuals~ selcclcd Ill ~rmancnrly ocwp)' ~

positions, then !hes~ individuals will bcdclegak:d Sci:n:t original i:lasslflCalion 111t11ori1y r,om Cheirman ~lane.

• Pait D: The UIQClllie in dcrivalivc classilicatlon decliions from F\701310 FV2014 can be allribukd 10 more aCC\ltalc cslbnDles ofdcriwtiv~

ror

• siDcatiOC'I dcl:i&HUIS malle (In ~iicd c-m.ril cmiteaL In prioi )'elll¥, ifie U.S. NRC did not acce11111 !'JI ICCWIII: CS!imlllcoi'dcrlvativo dulilialllon ilccisiois, ~aied wilh e-mail ..

Pa:ri*o: Dcclli.uifii:.tio11 ~icws wucnoi.condui:lcd i11 FY2014 d11c 10 resourc:cconllninls. Dl!classifica.1ionJCYiC\YS will be condUCled in FYlOIS, pc:nding !be 11vallabillty ofrcsamces.

• PaiH, Qli~innSI: Tiu:rea!ed numbuof,ccurity clmif~ianguides fiom FY2013 to P'l'lOT"4 as 111CS11llof1hc lallowinaaddition:

CB-NRC*I, *(U}Clm1ilicauon Ciukltncc l'or Nuclear Rcgulatocy Cllfflmis.mm-li~ Facility; .issued ~ r 18, 2014. CS.NRC*I. Change I was R1bStqlltMJ iS$ued.on October 2, 2914.

For ISOO Use O,ilJ, ISOO Analyst Name: th.

Date of QC:

Analyst Initials:

.\UTflORIZED FOR I..OC AL REPROOUC"TION STANDARD FORM 3U (REV 2-ll) l'tcYil)ll.t l!dlliCD is lllllllabh: .haoW by)IARAASO()

l2 ('Flt2!111 E.0.13526

!BEST AVAWLE COPY I AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA (SubmiMio** must hf' und,mili,d and rnch 1*, la(ormalio*n s<<urfty Onnight Omc, (ISOO) no l111tr lhin No~~mbtr IS retlowl~ lht reporting ptriod.)

PART A: Identifying Information I. ~nter the Fiacal Year that this repon c:o\*ers. I. 2015

2. Identify the Dtpartment, Independent agency, or II,tahlishment thal is 2.

covered b\* lhis rcl)('ln. U.S. Nucrear Regulatory CommissJon

3. Enter the name and title ol"thc Senior Agency Off,clal 3.

(as defimid in ll.(). I 3526. scc:1i,1n !'i.4(d I) rcsronsible fur !his report.

• Michael R. Johnson, Deputy Executive: Director for Reactor atln preparedness Programs

4. Enter lhc: name. title. ph,lnc. and email address for the point-okontact 4.

resix,nsible fur ~ns ..*erinr. que:11ions ahl>ut this ri:pon. ** Bernard W. Stapleton. Chiet: lnformatio_ii Security Branch PART B: Officials with Original Classification Authority

5. Enter the number of agcnc) officials whose highest l~vel of original classification authurit) is TOP s*:c*RET. 5. 7

6. Enter the- number uf ai.:.enc) oflicial~ whos.: llii:llcst lenl of original classifica1ion authoril>* is SECIU.'1". 6. 4

7. £nter the number of agene} offidal~ ,~hose highest lenl of ori~_oal classification authoril) is C'ONFIDE!IITIAL. 7. 0

8. lotal number of otlicial., ,~ilh original classificalion authoril). (Sum of blocks S. 6. &. 71 8. II PART C: Original _Clusification Decisions Original classification is an illitial determination lbat the infonnation lo be classified has not been prC\lillusly classified by any other authorit)- It also meets the following conditions: (I) it was classified by an original classification authority; (2) 1he infonnation is o~ned by or for, or~ under the control <If the United Slates Government; (3) it faUs into at least.one ofthe categories from Sl.'Ction 1.4 ofE.O. 13526; and (4) unaudtomed disclosure could reasonatily b,: e,cpected to n:sult in damage to~ national .seeurity. (Provide infomuilion on all original ela.,sifreation decisions, regardless of the media. includinit those documented and disseminated via email. Do nol wunt reproductions or copies.)

9. Enter the number of original TOP .SEC Riff classification decisions made during the rcporling period with 9_

dcd1sslficatlon lnstrudions of 10 vein or less. 0

10. Enter the numb.:r of erliilnal TOP SECRET classitkation decisions made during the il:por1illl! period with IO.

deel11sslliution lnstruclions ran2in2 from o"er IO nan to ZS years. 0

11. Total 11umhcr of TOP SECRF..T original classification ~isioris. (Sum or blocks 9 & 10). 11.

0

12. Enter the number of original Sf:C:R~:T classification decisions made during the reporting period with detlassilication 12.

instructions oflO ,.-cars or less. 0

13. Enter the number of original SE(:RET classification decisions made during lhc rcponing period "'ilh decla.ssifiration 13.

inslrudions ramdne from o,*er 10 vears to 25 -rnrs. 0

• 14. Total numherof SECRET original classification decisions. (Sum ofhlocks 12 & 13) 14.

0 I !i. Enter lh( number of original C-ONFIDENTl,\l. cla.~sification decisions made during the r(poning period "ith IS.

declassiricacion instructions of HI nan or le.ss. 0

16. Enter the number of orizi1111I C"O~HDENTIAL elassilication decisions made durin11- the reporting pcriud "ith 16.

dcdassiliration in8truction5 ran2ine. from onr 10 vcan to l!i nan. 0

17. To111I rtumbcrolTONt"IDENTlr\L original cl~ssification decisions. (Suin of blocks 15 & 16) 17.

0 IIS. Total numb.:r uforiginal cli!.'i.~itiCDtion decision.,;. (Sum ofl>lucli.s 11. 1-'. & 17) 18.

0 PART D: Derivative Classification Decisions Derivative classification is the incorporating, paraphrasing, restating. or generating in new form information that is already classified. This includes or claoisification based on elassilication guides other source documents. (Provide information on all cla.11.qification de<:isions, regardless of the media.

includin2 those documented and dis.'ICminated \'ia email. Do not count reproductiuni; or copies.)

19. Enter the number of deri11atin TOP SECRET classification decisiuns made during the r~porting period. 19. 0 2.0. Enter lhe numbi:r of derintil'e SECRET classilie-.ilion dccisio~s made during the repurting period. 20. mo

21. Enter lhe number of derivatin CONFIDENTIAi. classification decisions made during the rcponing ~rioli 21. 709

22. Total numbc:r of dcriv111ivc classitic11tion decisions. (Sum of blocks 11). 20. & 21) 22. 24.S9 NA IIUSAL AKCHl\"l,.S ANIJ Rl,('OR.IJS AIJMINlS r1t-.no:. /\IJTIIORlll:l> fOR l.(X"Al. Rl:PROOllCTION STANDARD FORM 31 l (REV 2-1;1 Pre-, IUU~ cdmo11 IS UllUSilhk: Prescribed b\ N,\R,\IJSOO J2 <"FR 2-00 I I: <.> 1}~26

.0 0 ,, * .,,,M ....\ *,...-.'7"1'"--~.-,....,.. ....,:Y,...,11'11~.. - **

r,-_,.,..~..,...................~ ....,...r,.J,-*...a;,1*,, !*-*.' _. . . . __ ,,,.....

!BEST AVAILABLE COPY I U.S. Nuclear Regulatory Commission PART E: Mandatory Dedassification Review Requests and Appeals A "Request" is an individual initial review requesl or appeal, regardless of the nwnber of documents or pages to be reviewed as part of the ~uesL Renart onlv rconests for yo11r uencv in which y0ur 112ency is resnonslble for lbe final 41ecision. *

23. Enter the number ofreqnests re(:Cived during lhc reporting period. 23. 0

24. Enter the number ofrequescs closed during the ~rtiog period. 24. 0

25. Enter the number ofreqae51s lhat have been unresolved for over one year. 2S. 0

26. Enter the average number of days lo resolve each request. 26. 0

27. Enter the number of appeals reteived during the reporting period. 27. 0

28. Enter the number of appeals closed during the reporting period. 28. 0

29. Enter the number of appeals that have been unresolved for over one year. 29. 0

30. Enter the average number of days lo resolve each appeal. 30. 0

31. Enter the number of referred rtqutSts received during the reporting period. , 31. 0

32. Enter the number of referred appnk received during the reP,Orting period. 32. 0 PART F: Mandatory Declassification Review Decisions in Pages

33. Enter the numberofrequesCed pages that were declassified in run. 33. 0

34. Enter the number of requested paga that were_dec)$Sified In parl. 34*. 0 3S. Enter the numberof requested pages that were denied deciassification. 35. 0

36. Total number ofrequeste41 pages acted on. (Sum of blocks 33, 34, &. JS) 36. 0

~7. Enter the number of appealed pages that we~ declassified in full. 37. 0

38. Enter the number of appealed pages that were declassitied in part. 38. 0

39. Enter lhc number of appealed pages that were denied declassification*. 39. 0

40. Total number of appealed paga acted on. (Sum of blocks 37, 38, &. 39) 40. 0 PART G: Automatic. System1tlc, 1nd Discretionary Declassification Reviews

41. Enter the number of pages reviewed that \Wfe Subject to aulom11le deelasslflatlon under section 3.3 ofE.O. 13S26. 41. 0

42. Enter the number of pages declassified under autematie ded!!ssificalion. 42. 0 43*. Enter the number of pages m,lewed that. were subject to systematic deelusiliatien under section 3.4 ofE.O. I 3526. 43. 0

44. Enter the number ofpages declassified under systematic dedassiflcadon. 44. 0 4S. Enter the number of pages reviewed that were subject to discretionary declassification under section 3.1 ofE.O. 13S26. 4S. 0

_46. Enter the number of pages declassified under discretionary declassification. 46. 0 PART H: Internal Agency Oversight

47. Enter the numberofchailenges proc.esscd by your agency to the classification ofinfonnation believed to be improperly 47.

clissified or unclassified. (E.0. 13S26, section 1.8)

• 2

48. Enter the number of challenges \mete the classification status was fuUy affirmed. 48.

0

49. Enter the number of challenges where the classification status was overturned in whole or in pa.rt. 49,' 0 NATIONAL ARCHIVES AND REOORDS ADMINISlltA'llON AUTHORIZED FOR LOCAL REPRODUCTION STANDARDFO.RM 311 (REV2-15)

Previous edition is W1usable Prescribed by NARA/1800 32CFR2001 E.0.13S26

1

!IIES1 1'.l7AIIAIH.E COPY I U.S. Nuclear Regulatory Commission Comments Use this space lo elaborate on any sectio11 of this form. (f more space is needed. pr11vide as an aflacllment to this form. Provide explanations for any si i u:ont chan es in trerntsinumhers frnm tlle 1revious 'Cl!' *s re n.

Part A. Item 3:

Michael R. Johnson. Deputy Ex.:cuti vc Director for Reactor and Preparedness Programs United States Nuclear Regulato~ Commission 11555 Rockville Pike. Mail Stop OWl'N 16*F.15. Rockville. Maryland 20852 Oftice: (301) 415-1713; Fax: {JOI) 415*2700 F.-mail: MicbaelJohnson@nrc.gov rart A, Item 4:

Darryl H. Parsons, Chicf, lnfurmation Security Branch. Di\'ision of Security Operations, Office of Nuclear Security and lncidcnl Response 11555 Rockville Pike, Mail StopOWFN 02-DIS, Rockville, MIIT)'hmd 20852 Office: (301) 415-7751: Fax: (301) 415,219!1 F.-mail: narryl.Parsons@nrc.gov Part R: All four NRC Commission~rs are delegati:d Top Secrel original classification authority from the Chairman. Currently. one of the Commissioner positions is vacant. At which time an individual is appointed 10 occupy this position, then that individual ~-m be &legated Top Secret original classification authority from the Chainnan.

Part D: The increase in deri\*ati\'e classiticalion decisions t'rom FY2014 lo FY2015 can be attributed tci more accurate estimates or derivati,*c classification decisions ma<lc on classified e-mail content.

Part 0: Comprehensive declassificaticin reviews were not conducted in FY20 I5 due to resource constraints. l~creas.:d dedassilicalion reviews will he conducted in FY2016, pending the availability of resources. -

For ISOO Use Only ISOO Analyst Name:

Date of QC:

Analyst Initials:

\

N ., no-;,\l. AR('Hl\'ES A!\'D RECOR[>S AO\Ut.lSTI/. ~no:-..,, Al I l'IIORll..EO !'OR LO<.'AL REPRO!'Jl ICTION STANOARI> 1-l)RM 311 (R.EV2-15)

Pre, iou., cdiuon is unusable Prescnl>ed b, ~AR1\i!SOO 32 CFR 200 I I.: 0 1}52(,

!BEST AVAILABLE COPY I AGENCY SECURITY CLASSJFJCATJON MANAGEMENT PROGRAM DATA (Submission~ mu.SI he \lllClassifll-d and r-=h 1he 1nronn.1t1on Secumy Oventight Office (IS()()) no la~r than November J5 rollowmg lhe rcpc<tmg period )

PART A: Idcntlfyillg Information

l. Enter the Fisi:al \'i:ar that this report cover-;. I. 2016

2. Identify the Departinent. Independent ag1:acy, or 2 Establlsfimcnt that is covcn:d by this rcoort.

• United States Nuclear Regulatory Commission

3. Enter the name and title o fthe Seoio r Agency 3

Michael R. J~hnson, Deputy Exccutiv~ Director for Reo.cror Official (as defined in E.0. 13526, section S.4(d))

responsible for this report. and Preparednesi. Programs

4. Point-of.contact responsible li>r aru.-wering questions about this report:

4a. Jllame: <la.Darryl H. Parsons 4b. Title; 4 b*cluef, Information Secunty Branch. Divisio~ ofSeairity Operations, Office ufNuclear Securil) and lnc1deo1 kespon~

4c. *Email addre$s: kDanyl.Patsons@nrc.gov 4d. Phone number: 411 *(301) 415-7751 PART B: Officials with Original Claalfiation Authority

5. Enter the number of agency officials 1M1ose hight51 lcvcl or ~riginal dessificatiori authority is TOP SECRKf. 5.

7

6. Enter the number of agency officials whose high~st level ,,roriginal clas~ification authority is SF:CRF.T. 6. 4 7, Enter the number of agency officials whose: highe5t level oforiginal classification authority is Cmffl~,to:NTIAI ,. 7. 0

8. Total number ofofficials with original cla.o;silication authority. (Su1n or blocks 5. 6, and 7) 8. JJ

• PART C:: Original dassHiealion Dedsiom Original clusificatiou is an initial detel'lllination that lhc information to be classified bll.i not been previously classified by any other authority. It also meets the following conditions: (1) i~ was classified by an original classification authority; (2) the mfonnation is owned by or for, or is under the control of'tbe United Stlltes Oovemment; (3) it fall~ into at least one of the categories from section 1.4 ofE.O. 13526: and (4) unauthori7.ed discloliUR could ieasonably be expecb:d IO result in dam11ge to du, national security. (Provide inf'onnatlon on all original cllmifkation decisions, mr.ardless of'the media, including those documented and.disseminated via ernail. Do not wulit renroductions or conies.}

.9. 11nter the number of original TOP SECRF.T classification d1.-cisioos made during the reporting period with 9. 0 dtdassilieation instructions of 10 vean or les~.

I 0. Enter the number of original TOP SF:CJU..,. classification deci~ions made during the reporting period _with 10.

0 dtclassifkation imtnictioas ranl6at: from over ID vcan lo 25 years.

11. T olal number ofTOP SECRF.T original cllr,-sification decisions. (Sum of blocks 9 and I0) 11.

0

12. 1-'.ntiir ibc number of original SEC.'.RET classifica1ion decisions made during lhe reporting period with 12.

0 ded1mifiC1111iou lmtruction5 or 10 vcan or less.

13. Enter the number of origin.al SECRET classification dccisions made during the n:JIOrting period with 13.

8 dcda!lliifitatiou Instructions ranelna from over 10 .-ean Co 25 vcars.

14. Tola! number ofSF.CRET original classificatic,n decisions. (Sum of blocks 12 and 13) 14.

8

15. Enter the number of original CONFIDENTr AL classilication d~-cisions made during -the reporting period with 15.

0 declassification huiructio11s of 10 vean or Jess.

Hi. l\ntcr the number of original CONFIDENTIAL classffication decisions made during the reporting period with 16.

0 dedassilicatlon Instructions raD1!ioii from over 10 ycan to 25 years.

17. Total number ofCOSFIDENTIAI, original classification decisions. (Sum of blocks 15 and 16) 17. 0 Ill. Total numberoforiginal classification decisions. (Sum qfblocks 11, 14, and 17) 18.

8 NATIONAL ARCHIVES AND RECORDS ADMINISTRA T.((>N AlJl'HORIZED FOR LOCAL REPRODUCTION STANDARD FORM 311 (REV0)-16) l're\*1ous edition 1s unusable Prescribed by NARA/ISO()

32 CFR 200 I t; <> (352(,

!BES'f AlTAD.ABLE COPY I United States Nuclear Regulatory Commission PART D: Derivative Classifk11don Dewions Derivative classification is the incorporating, paraphrasing. restating, or generating In new form infonnetion that is already classified. This includes classification based on classification guides or other soun:e documents, (Provide information on all classification decisions. regardless of the medie. lnclodimz those documented and dissemirum:d vie email. Do not count reproductions or copies.)

I 9. Enter !he m1mber of duinlin! TOP Sl.:CRET classific~1inn decisions made during the reporting period. 19. 1.120

20. Enter the number of derivalin SF£RF.T classification de<:isions made during the reporting period. 20. 4,791

21. Enter the number of derivative CONFIDENTIAL clnssificalion decisions made during the reporting period. 21. 1,333

22. Total number of derivative clas~ification decisions. (Sum of blocks 19, 20. and 211 22. 7,244 PART E: Mandatory Deel~lfiutlo11 lhriew RequestJ A "Request" is an Individual Initial review request, regardless of the number of documents or pages to be reviewed as part of the n:quest.

Reoort only requests for your *11:eaey in whleh yo11r *11:eney ls remomible for the fin.I deci1io11.

23. Enter the number of .REQl!ESTS received during the reporting period. 23. 3

24. Enlcr the number ofRF,Qt:t:STS do~td during the reporting period, 24.

I

25. or the REQl 'ESTS tntend info block 2,1. enter the number of pa~es that were; 25.

a. Declassified In full. 25a. 0

b. Declassified in plll"f. 2Sb. 0

c. Denied declassification. 25c. 77

d. Total number of requested pages acted on. (Sum ofblock5 a. b. and c) 2Sd. 77

26. Hnter the number of .R~:QlJESTS lhat have been unresol~*ed for over one year. 26. 0

27. Enter !he AVERAGE NUMBER 01,* DA \'S to resolve each request. 27. 180

28. Enter !he number of REFF.RR~:D REQl IESTS received during !he reporting period. (Number of requests 28.

l referred to l'OUT a2cncy from 1111other aeenc~*)

PART F: Mandatory Dtdm1ificatio1t Review Appeab An "Appeal" is an individual request for appeal, regardless of the number of documents or pages to be reviewed as part of the n:qucsL ReDort only appeals for your nency mwbich your :112ency is responsible for tht final decision.

29. Hnter the number of APPEALS received during the reporting period. 29.

0

30. Enterthc number of APPEALS dosed during the reporting period. 30.

0

31. Of the APPEAI.S eniued into blork 30, ,ntu the number of pagH that were: 31.

a. Declassified in Cnll. 31a.

0

b. Declassified in part. Jib. 0

c. Denied declassifica1ion. 31c. 0

d. TotaJ number of appealed pages acted on. (Sum of blocks a. b. and c} 31d. 0

32. Enter the number of APPEALS that have bi.>en unrcsol11ed for over one year. 32. 0

33. Enter the AVERAGJ-: Nl1MBF..R OF DAVS to resolve each appeal. 33.

0

34. Enter the number of ~EFERRED APN:AJ.S received during the reporting period. (Number of appeals referred 34.

0 to your a~enC\' from another al!ellCY)

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION AUTHORIZED FOR LOCAL Rf.PRODUCTION STANDARDFORMlll (REV03-16)

Previous edilion is unusable Pn:saibcd by NARNISOO 32CFR200t E.O. 13S26

!BES1, AVAILABLE COPY !

L:nited States ~uclear Regulatory Commission

- PART G: A*tomalic, Sy1tcmallc, and Discrell11111ry DednsificatloD Revifll.'1

35. Enter lhc number of pages REVIEWED thal were subject to automatic deda55ifu:ation under section JJ *of 1:.0. 35.

-*\3526.

520

36. Enter lhe nwnbcr ofpagcs DECl,ASSJloU:D u11dcr auto1111tic declassifitalion. 36.

0

37. Enter the number of pages Rt\1E\n:o lhal were ~11hjcct *10 !)'Slematic detla!sification under section 3.4 of 37.

E.O. 13S26.

740

38. Enlcr the number ofpag:cs_DE('.1.ASSIFlf:D under systeaaatic dedassificacion. 38.

0

39. Enter lhc number of pages REVIEWED that were subjecl to discretiona11* declassification 111Kle~ section 3.1 1>f E.O. 13526. - -

39.

10

40. Enter the number of pagcs-DF.~*1.Assn,*1ED under discrdiona~* dttl1nilication. 40. 10 P,\Rl" H:

• Tateraal Aiellt:f Ove"igllt

41. Enter the number of('HALLE~GES processed by your agency .10 the clas~itication of infonnalion belie\ cd to be "I. 0 impronerh* clauifitd or unclassified. tE.O. 13526. section 1.8)

42. Enicr the number of<'HALLE~GES ";here 1hc cla.~silkalion stntus was fully affirmed. 42. 0 t-*-.-.-

43.

---

c - - - - - - -- -- -- ---

Enll'r the number of ( 'IIALl.t:'.'IGF.S w-hcre the classitkalion ~1aius was onrturned ih whole or in pan. 4J. 0 PART I: latdligrllft ('onimuaity (JC) lafonnalioa This section applies only lo IC agenci~s 1111d IC components of otha agem:ics who origiNJlly apply lhe ORCON and ORCON-USOOV dissemination contiol. This infonnacion, along wilh ISOO's annual inspc:ction n:ports will be used to mfonn the annual report ID the DNI on lhe use of classificalion markings. ..

Oricanb:ation's claHilied disseminated analytic produce 1*~ clrfined in l('p 206 Sourcing Requirements for Disseminaled Analytic Product) orl2inalhi marked OK('.OS.

44. Enlcr PERr.ESTAc.*: ,,fyour ur~uni:,ation*s cla.*,sili~,d dis!ieminati:d anal)tk prod11<.1li ori~inally marked 44. 0.00%

OKCON.

45. Enter TOTAl. SI 'MBER of your 11r1,?ani,a1i1>n *s dassilkd disseminah.-d anal)1ic produc1~ originally marked 45.

ORCO:'li:

4<1. Enter the !iillMbER o** REQt:1-.:sTS approved li,r'expanded dissemina1ion ofORCOS in full. 46.

47. En1cr the Nll'.\IBER Of REQn:sTs appro,*ed for cxparnkd disscminHtion ofORCO~ in part. l'ro\*idc 47.

CJCPl1111acil)O for nanial dc11ial in nar1 J hc:low.

4H. Enter 1he number of.ORCOh: c"pamlcd disS<.'mination r~'que~ts Pf::'\JF.D. l'ro\idi: i:xrla11a1ion tor di:nial in part J 48.

bi:lnw.

Orwi11iution's dauified disstmin111ed a11alytir produrl I*~ defined in IC"D 206 Sourcing Requirt!-nlsfor Disseminated Ana{v~ic Product) ori1dn111l~ m.arkfd ORC'O~-llSG()\'. . .

49. En1cr PERCENTAGE of your urg1111i1.ation"s anal~1ic rroduru oril!.inally mlll'h-d OR("Ol'i-l:SGO\I. 49. 0.000,0 I * - -- -

50. F.mcr TOTAi, :'!l:!\1BER of your or~aniza1ion *s anal~ tic produ,ts ori~inally marked ORC"Olli-tSGOV. i 50.

SI. l'mvidc TOT,\ I. Nl fMBER of rcpon\ of potential misapplkation of the ORCOtl: marking. Pro\ id~ background 51.

information on CHch oci:urrcncic in Part J below.

S2. Has }'our or~ani,ation been ~EGA'i'l\'F.1.11' IMPACTED by information being marked with ORCO~ or 52

• NIA ORCON-USGOV control marking? lf_~cs. pro\ide explanalion in Pan J below.

NATIONAL /\RCIIIVl'.S ANll RECORDS ADMr.-l'ISTRATll!N Al:TIIORIZED FOR LOCAL REPRODl:CTI~ STA..'IDARDFOR.\{ 31 I tREV03-16J Previous edition is unusable Prem1bed b,; NARAIISOO 32 CFR2001 r..O \3526

!BEST AVAILABLE COPY I L"nited States ~uclear Regulatory Commission PART J: Exnlautorv Comments lfse this space to elaborate 011 ~

• se,*1io11 nf this form. If more spuce is 11eeded. pro1*ide as 011 attarhmenl la this fimn. Provide explanation., fnr anv sif!/m'/icant clwnf!/eS in lrf11ds,'numbers from the pre*,ious n*ur *s report.

Part B: All four NRC Commissioners an: delegated Top Secret original classification authority from the Chairman. Cum:ntly. two

• of the Commissioner positions are vacant. At which time individuals are appointed to occupy this position. tlien thosr.: individuals will be delegated Top Secret original classification authority from the Cnairman.

• 1 Part C: The incn:asr.: in original classification decisions from fiscal )'Car (FY) 2015 to FY 2016 can be attributed to the issuance of new and revised classification guidance. Specifically. the follo\\ing classification guides were issur.:s in FY 2016:

-.CG-l'iRC'-Cl-1, "Classification Guide for the t..:nited States ~uclcar Regulatory Commission Couneerintdligencc Program"

- CG-l'iRC'-ITP-1, ..Classification and Designation Guide for the L:nitcd States Nuclear Regulatory Commission Insider Threat Program,.

- CG-~RC-TSCM-3, "Classification Guide for the l:nited States Nuclear Regulatory Commission Technical Surveillance Countermeasures ITSCVIJ Program**

- CG-RDD-2, "Joint DOE/DI ISr.-rRC Classification Guide for Radiological Dispersal Devices and Radiation Exposure Devices.'"

which supersedes CG-Rl>D-1, "Joint DOE/DHSl~RC Classification Guide for Radiological Dispersal rkvices and Radiation Exposure Devices

- C:G-L.'l/SA-1, "~RC Classification Guide for Louisiana Energy Service..-:; doing busim:ss as UR.l.:SCO USA Gas Centrifuge Safeguards & Security..

- C'G-Ul;SA-1, Change I *'NRC' Classification Guide for Louisiana Energy SeT\'ices doing business as llRE~CO CSA Gas

• Centrifuge Safeguards & Security'*

- CG-l:t JSA-1. Change 2 "1'RC Cla~sification Guide for Louisiana Energy Services doing business UREN CO CSA Gll!i as Centrifuge Safeguards&. Security" * *

- CB-DBT-1. *'Classification Guidance for che t:.S. '.1,;uclcar Regulatory Commission Thcli or Diversion Design Basis Thr.cat for Category I Fuel Cycle Facilities" Part 0: 111c ch.angcs in derivative classification decisions from FY 2015 to FY.2016 can be attributed to more accur;ttc estimates of derivativi: classificacion decisions made im classified e-mail content.

NATIONAL ARCHIVES AND RECORDS ADMl:-IISTRATION AUTHORIZED FOR LOCAL RcPRODl:CTIO!',; STANDARD FORM 311 (REV03-l6)

Prc, 1ous edition 1s unusable l'rCS<;nbed by NARA/1500 32 C"FR 2001 E O llS26

\BEST AVAIWLECOPY I*

• october 27, 2017 Mr. Mark A. Bradley, Director Information Security Oversight Office National Archives and Records Administration 700 Pennsylvania Avenue, NW. Room 100 Washington! DC 20408-0001 De~r Mr. Bradley:

In response to your August 15, 2017, request, enclosed is the U.S; Nuclear Regulatory Commission's (NRC) fiscal y~ar 2017 Standard Form 311, "Agency Security Classification Management Program Data.* This report provides a compilation of actions taken in support of the NRC classified information security program.

Please note that the calculation of the data relied on an actual count of hard-copy classification decisions and an estimate of electronic classification decisions as requested in the Information Security Oversight Office guidance (Guidance for FY 2017 SF 311 Data Collection).

If you have any questions, please contact Darryl Parsons, Chief of the Information Security Branch, Division of Security Operations, Office of Nuclear Security and Incident Response at (301) 415-7751 or Darryl.Parsons@nrc.gov. *

• Sincerely, IRA!

Michael R. Johnson Deputy Executive Director for Reactor and .Preparedness Programs Office of the Executive Director for Operations .

Enclosure:

Agency Security Classification Management Program Data

!BEST AVADABLE COPY I M.Brad~y 2

SUBJECT:

U.S. NUCLEAR REGULATORY COMMISSION'S FISCAL YEAR 2017

. STANDARD FORM 311, "AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA~ DATED:* October 27,.2017 DISTRIBUTION: NSIR-17-0255 / OED0-17-00585 RidsNsirMailCenter Resource RidsEdoMailCenter Resource JTaylor. 1500 KZiebell, NSIR JKEverly, NSIR AOAMS ACCESSION NO.: ML17272A384 " via . emaII pac kage: ML17272A383 OFFICE NSIR/050/ISB* NSIR/DSO/ISB NSIR/DSO: D NAME K. Ziebell D.

Parsons M. Bailey (Dr~ Pretzello for)

DATE 09/ 29117 10/2/17 10 / 3117 OFFICE OGC" --*'-- -NSIR: D OEDO:DEDR

- - * - * *- M. Johnson-- -

NAME N. Noelliest-Cadet S. West * '

DATE 10/06/17 10/19/17 10 / 27 /17 OFFICIAL RECORD COPY

!BEST AVAILABLE COPY I AGENCY SECURITY CLASSIFICATION MANAGEMENT PROGRAM DATA (Suhmissions mu.I be unclass1fiL'd and reach the lnformat,on Secwll) O.,crsighr Offi,"\' (ISOOJ no later lhan No~cmbef 15 fol!o"rng m,: rcpomngpc:T1od.)

PART A: Jde11~n1 lpfonn11tlon I. Enter the t'bcal Year that this report covers.

2. Tdcniif}* 1.hc Dep1rtrnc:n1. h1depe11denc agtnt!)", or 2* ~RC': ~uclear Regulatory Commission I I. 2017 Kstabli!hment Iha! is covered by this rel)(>n.

J. Enter the name and title of the Senior Agency 3 Offirial (as defined in E.O. 13526. section 5.4(d})

• Michael R. Johnson, Deputy Executive Director for Reactor and responsible for thi~ n:oon. Preparedness Programs

4. roin1-or-conr.uc rcsponsihle for answering questions ahoul this report:

4a. Name:

--- 43

• I>anyl H. Parsons 4b. Tille: 4 h*Chief. lnfmmill1on Secwil) ffranch. DL\ mon ofSccunt~ <.>pcrallons. I >fficc of Nudear Si:ewny and lncidml Responsi,

.Jc. Email address: k Darryl .Parsonsr.g,nrc .gov 4d. Pl111ne number: 411 *(30 l) 415-7751

-~---- --- . -- . *-- -- -- -- -- --*---- ----

PART B: Officials wilb Original Cl1ttincadoa Aulbority *

5. Enlcr the numhcr of ag1.'llcy officials "hose hii:besl 1r,*tl of original classification 11uth1,ril)' is TOP s*:cR*;1*. s. 7

6. Enter I.he number of agency officials "'hose highest l11nl of original classilicalion authority is SE('RET. 6. 4

7. Enter the nunihcr of agCJlcy omcials "hose hi11:bn1 lrnl of oriltinal classilicati_on author ii) is ('0:'111-'IDF.JliTIAI,. 7. 0 c-8.

Total numhl:r ufofficial~ with original da.~~iticatinn authority. [Sum 1lfhlock.~ S. t.. and 7J ll.

II PART (': Ori&iaal Claulfu:1Cioll Detilions Original classif"ication is 1111 initial detcnnination that the informlition lo be classified h119 not been previously classified by Bil)' other authority. It also meets the following conditions: (I) it was classified by~ original classlftealion 1111thority; (2) the inftmnalion is owned by or for, or is under the tonb'OI of the United States Government; (3) it rans into ar least one of the Qltegories &om section 1.4 of F..O. 1JS26; and (4) unaulhomed

. disclosure could rc11S011ably be expected to rcs11J1 in ~ e I(! lhc national security. (Provide ~onnation on ull original classification decisions, rcurdlcss of the media, including those documented and disseminated via email. Do nol count ~nmductions or couits.}

9. lontcr the numhcr ofori1:iP1l TOI' StC'RET i:la!-Silicatimi decision., made during the reportin~ pcriud wirh 9.

0 dtthu*ificatio11 in,trucclon~ or ro \:tlll'll or ln1.

10. Enter the mnnber of oriitiniil T<)P st:uu:1 das.~iticatinn dceisinn,. made during the reporting. period with IU.

0 deelas,ificarion instruction~ ranging rrom o,*u I e years co 2S vears.

11. Total number ofTOI' SEC:RET original cla!iSilicalion decisions. (Sum of block~ 9 and 10) 11.

0 f,-. --- --- ~-~~.~ --- --- - - - --- ---

12. Enter lhc nwnbcr of original SEC'RET cla--silkation decisions made during the n:porting pcri,>d "'ith 12.

0 dcclassifk11tion indrudiona or IO ,*nin or IHs.

l 3. Enter the nun1hcr of original SF:( 'JU.'l" dai.-;ifica1ion dcci~ions made during tile rcportinl,\ pcri1>d with 13.

0 declassification instructions rang!ng from onr IO ~*ears to lS nan.

14. Total number ofSE('IU<:T original classification decisions. (Sum of blocks .12 and 13) 14.

0 I '.I. Enter the number oforlgin111l CO:"fflDF.~TIAI. clas~ificalion decisions made during !he reporting pcriml with dccla~sifkarion in1trudions of JO nan or Ins.

~ --- --- --- --- --- ---- --- --

16. Enter 1he number oforiginal CON FIOENTIAl. classification decisions made during !be:: reporting period ..-itb decb!llifitation in,tru111ions ranem2 rrom onr IO vean to 2S vean.

~

15.

16.

0 0

17. Total numbcrofCOJliFIDEXflAl, ori~inal classification decision:,;. tSum of blocks 15 and 16)

• 17. 0

18. Total number of original c]assificution decisions. (Sum of blocks I I. 14. and 17) 18.

0

~---*

NJ\ TIONAL ARCHIVES AN I> RECORDS ADMrt,;ISll!.A TIO!'< . AL"lltOR IZED FOR Lot' Al. REPR0DUCJ10S STANf>ARDFORMlll (REVOJ..16)

Pm*iou5 td111on i, unUSilt,le

• Prescribed by SARA/ISO<)

Ji CFR 2001 E.O. 13526

r--,--------------------------------~--------,---------------------------------~

1

!BES1 AVAIWLE COPY !

. 1'RC: Nuclear Regulatory Commission PART D: Derivative Clauiriutio11 Deci11om Deri,..stivc classification is the incorporsting, paraphrasing, restaliog, or gcnel'llling in new fonn information that is already chwified. This includ<:s classification based on classification guides or other 50llrcc documents. (Provide information on all classification decisions, regardless of the media. includin2 those documented and disseminated via email. Do not count reproductions or couies.)

l 9. 11.nter tht: number of derk*a t~*c TOP st:c.Rr.1* classification decision, made during tltc reporting period. 19. 586

20. f.n1cr the number of duinllin, SECRET classification <k.-ci.~ions made during the rcponing period. 20.

631

21. Enter the number of derivacivc C.0'.11.F'IDlo:'STL\L classification decision.~ made during the reJX*rting period. 21. 12 Z2. Total number of derivati,*e ch1!.!iilication deci~ions. (Sum of blocks 19. 20. and 21) 22.

1,229 PART[: :\landatory Dcrlusi6utioa Review Requests A "Request'" is an indMdual initial review req~ regardless of the number of documents or pages 10 be rc\'iewed as part of the rcquesL Rrport onlv requnh ror y11t1r agency i.n ll'bicb )'our agency is responsib!t ror **, final dffisioo.

23. Enu:r the num~r of R*:Ql "[STS rc~ind 'dwinll 1hc reporting period. 23.

2 24.

f.ntcr the number ofRt:QllESTS closed during 1~ reporting period.

---

*-- 2.S. 2

25. Of the RF.Qn*:STS rnlcnd into bloc:k 2-1, rntcr thr number of pa,=n tbal were: ZS.

a. IJcclassitied in full. 2Sa. 0

h. Dc:classi!it:d in part. 251*. 0

c. Denied il~classilication. 25c. 472

d. Total number of n:qucslcd pages ru:lt:d on. !Sum of blocks u. h. and c) 25d; 472

26. Enlcr the numher of Rt:QI *t:STS 1hat have heen imresol\*cil for o,*er one year.

---

26.

0

27. f.nltr lhc AVl<:RAGI-: l'lil :\IBF.R 01* DA\"S In rcsoh*c: each request.

1 27. 365 211. Enter lhc numhcr nf RJ-:1-*1-;RRf:1> kF.QI *1-:sTS rec.: i,*ed during tltt: n.*purting pc rind. (Number of request~ 28.

0 roforrcil 10 your agcncv from a11other aJ\cncy)

PART F: l\land1IOT)' DrclassifkalioP Review APPfall An ..Appcsl" ls an lndi... !dual requ1:S1 for appeal, regerdless oflhc number or documenis or pages to be rc,*ie\Wd IS pan of the requesL Repor1 onlv *""eak for wur aetncv In wflldi vour 12enC!Y Is moon1lble for tbe nnal decision.

29. Enter the number of APPF..\l.S rtl'eind during the reponing ~riud. 21,.

I

30. Enter the number of APl't:ALS do~,d during the reporting period. .10.

I

31. Of the APPEALS enlrrcd ill1D hlock 30, entt r tht 11umher of pa2c, 1h11 wrrc: .H.

a. Dcdas~ilicd in run.

---

*---- --- ]la.

53

b. Decl11.~~ilicd in part.

--- --- *--- Jib.

2

c. Denied declassifica1ion.

--- ------ -- --- - - --- _.,.)le.--- ---

0

d. Total number of appealed pag~s acted on. (Sum ofblocks*a. b. am.I c) 31d. 55

32. Enter the number of APPEALS !hilt have been unresolved for over one year. 32. 0

33. Enter the AVERAGE f,,;t:\IBl::R OF DA \'S lo resoh*e L-ath appeal. 33. 187

---

--- --- - - - --- ------ - - - * - - - - - - - - -34.- - - - - -

34. Enter the number ofREFl::RRJ-:D APPEALS received during !he n:porting p<!riod. (:,.fumbcr of appeals referred 0 10 your ~encv from.anothL-r .~ncy)

,.;ATIONAI. ARCHIVE'S AND RF.CORDS ADMU,:ISTRATIOS AUTIIORIZ£D WR I.IX.'AI. REl'llODUCTIOS STANDARD FORM JI I (REV 03-16)

Pre,io"5 cJcuon is unusable Pri,scnbed b\* SARA/IS{)()

32 CFR 2001 E O. 13526

!BEST Al1AILABLE COPY I NRC': Nuclear Regulatory Commission PART G: Aulomatir, S)'ltcmaCle, aad DiserctiollU}' D<<las!ificallon Rcvicll's

35. Enter the number of pages RE\11,;W*:D that were subject lo utomalk d<<lassific:ation under ~'Ction 3.3 or E.O. 35.

0 13~26.

36. Enter the number of pages OECLASSUlED und~ autom.aik dttl.assifit.ation. 36.

0

37. Enter the number of pages RE\1EW*:D that were subject to syuematic: dcc:l.assifinlion under s..-ction J.-1 of 37.

0 E.O. IJS26.

38. Enter the number of pa[!Cs ot:CI.ASSIFI ~:D unJer S);stemalic: dttlassif1ntioo. 38.

0

39. 1:ntcr the number of pages RE\'U:Wl-:O that were subject to disc:telionary derlauificalion und1--r :section 3.1 of 39. 19

'E.O. 13526.

40. Enter the number orpa11-cs DECI.AS.lill'"U:Q under_disc:rctionary 'd<<lassifkation. 40.

19 PART II: J111ernal Apaey Ovcniir;hc

41. Erilcr the number ofCHAU,ESGt:S processed h)' ~our agcn(~ to the classification ufi11fonna1iun bclie\1!J kl be 41. 0 tmnrontrlvc:laHified or um:lanified. (1:.0. 13526. section l.8*

42. Enter the: number ofC"HAI.U*:NGt:S wbere the clas.,;ificati1)n s1a1us wn.~ rully affirmed. -12. 0 n fo.nter the number of Cl IAl,I.ESGES "ilerc the classificalion strtus \,as overturned In 11-holt or in part. 43. 0 PART I: lnteD11e_n1:e Community (IC'.) lnformaiion This section applies only to IC agencies and IC components of other agencies who originally opply the ORCON and ORCON*USOOV dissemination contro1. This illfomiation, Blong with 1soo*s annual inspection reporrs will be used to inform !he annual report to the DNI on the

• ---* -

• use of clll.iSilic:ation markings. ----

Orj!.11nizalion's rbssiflrd dintminalrd 1na!,1it produrl (a, defined in l("D 206 S011rd11g Requirenlf!111S for Dlssmunatd Ana{vtic Prodllct) originally 1naFkrd ORCO!li.

44. Euler PERct::-.ITAGF. ul"your orgEIRizalion*s da~~iticd dis.-;c:minat\.-d anal)tic produ~lsoriginally marked

-- ~-------

44.

0.00%

()RC-OS.

45. Enter TOTAi. :'tit "!\IBER*or~*our or~:mi.7.ation*s classified disscminnled anal:i,1ic product~ originally marl.ell 45.

ORCO:"\.

4(,. Enter lhc.~( IMB ..:R OF R*:Qn:STS approved for Cllpruid.:d disscmina1ion of ORCON in ruU.

---

*--- .u,.

47. Enter the :'W!\IBER OI-" REQn:sTS appro,*c:d for c~panded dis!;Cmination ofORl"Or,: In part. Provide 47.

ol<nlanalion fi'*r ~rtial dc:nial in ~n J lielo"-

48. E111c:rthc 11u1nbcrofORCOJ\i expandL'li dissemination requc:~1s 1n::-.in:o. Pro\*idc e~plaruition for denial in pan J 48.

bcJo,~.

Or~ani'1.11.1ion's classified dis.,emin1led 1n1lylit produd (as defined in l("D 206 Sourcing Re(j#iremenls/or 0/ssen,inated Ana(titic Product) original!}'. marked OR("OS-llSGO\'.

4'1. Enter Pl:R(:E~TA<iE or your or~arti1.ation*s analytic products o.riginally marked ORf'0'.\-1.SGO\'. 4.9. O.OOo/.,

- --- --- - - - -* - - - - - - - - - - - - - - - ----- - - -50. - - ---

50. Enter TOTAL lliL::\,IB*:R of your t1rtzaniza1ion *s am1ly1k product.~ oritzinall)' marked ORC'ON-l "SGOV.

SI. Pro\'idc TOTAi, SL l:\fBtR of n.-pon.~ of poll"11li11I misapplil"ation of the ORCOS marking. l'ro\'idc background 51.

infnnnalion on c11cl1 occuncnce in Plll't J belo,\.

S2. I [as your org11Dizatio11 hl.-cn '.'iJ.:CiATl\."EI.\' l!\-tPACTU) by infunnation being marked "ilh ORC.:01' or 52. f,:./A

()R('ON-lJS(iOV control marking'! lf~es. ~rovilk: ~"elanacion in Pan J beki\,_

NA TIOSAL ARCHIVES ASO RECORDS AD~INlSTRA L101'; A!:TI{ORLZED FOR LOCAL Rr.PRODUCTIOS STANDARD FOR..\1 ;ti (Rh"V 03-16)

Pre--1011S cdmon IS unusable Prescribed by l'iARNISOO 32 CFR 2001 r. O 1352.t,

IBESTAVAIWLE COPY I NRC: Nuclear Regulatory Commission PART J: E1pl11111tory Commeab Use tllis space 10 elaboro/e on any sei:lion o/thi.* form. if more .<pac-e is needed. provide as an attachmenl lO thisfurm. Provi<k explanations for any siS?nificunt cl=es in lrendslnumbers from the previmL< 1eear "s ref]Drt.

Part B: All four NRC Commissioners are delegated Top Secret original classification authority from the Chainnan. Currently. two of the Commissioner positions are vacant. At which time individuals are appointed to occupy this position, then those individuals will be delegated Top Secret original classification authority from the Chairman.

Part D: The changes in derivative classification decisions from FY 2016 to FY 2017 can be attributed.to more accurate estimates of derivative classification decisions made on classified e-mail content. Unlike prior years, the NRC initiated a data call to all *users of classified information technology systems requesting an accurate estimate of classified e-mails generated that meet the guidance provided by the Information Security Oversight Office.

Part G: Comprehensive automatic and systematic declassification reviews were not conducted in FY2017 due to resource constraints.

Increased automatic.and systematic declassification reviews will be conducted in FY2018. pending the availability of resources.

Pan H: While no formal classification challenges were received in FY2017, the NRC received several Classification Issue/Comment Sheets requesting clarification on rhe application of fhe agency's classification guidance* in an effort 10 dispel any misunderstanding or alternate interpretations, which may lend themselves to over-classifii,~ation or under-classification.

NATIONAi. ARCHIVES AND RF.CORDS AOMINISTRATION AU'lllORIZED l'OR LOCAL RF.PRODUC'nON STANDARD FORM 311 (REV OJ-16)

Previous cd,uon is unusable Prescnbcd by NARNISOO 32 CFR 2001 E.O. ll526