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MONTHYEARML21046A0922021-02-15015 February 2021 GEH Transmittal of U.S. Securities and Exchange Schedule 13D and 13G Filings Project stage: Request ML21071A2832021-03-12012 March 2021 GE Hitachi Nuclear Energy, LLC - Notification of GE Company Stock Beneficial Ownership Filing Project stage: Request ML21124A1002021-05-18018 May 2021 Ge-Hitachi Nuclear Energy Americas LLC Review of Security Exchange Commission Filings Schedules 13d and 13g on Beneficial Ownership Project stage: Approval 2021-03-12
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Category:Letter
MONTHYEARML24165A2812024-06-13013 June 2024 Northstar Vallecitos, LLC, Documentary Evidence of Insurance Vallecitos Nuclear Center ML24156A0752024-06-10010 June 2024 Application for Exemption from Select Requirements of Title 10 of the Code of Federal Regulations Part 73 for the Morris Operation - Acknowledgement of Withdrawal and Notification of the U.S. Nuclear Regulatory Commission Staff Efforts Clos ML24162A3272024-06-10010 June 2024 Northstar Vallecitos, LLC, Request for NRC Authorization of Reviewing Official ML24157A0882024-06-0505 June 2024 GE-Hitachi Nuclear Energy Americas, LLC, Vallecitos Nuclear Center (Vnc) Organization Change ML24151A6482024-06-0303 June 2024 Changes in Reactor Decommissioning Branch Project Management Assignments for Some Decommissioning Facilities IR 05000018/20240012024-05-29029 May 2024 GE Hitachi Nuclear Energy - NRC Inspection Report 05000018/2024-001, 050 00070/2024-001, 050-00183/2024-001, and 050-00073/2024-001 ML24145A1292024-05-24024 May 2024 Morris Operation Request to Withdraw Request for Exemption from Enhanced Weapons, Firearms Background Checks and Security Event Notifications Implementation ML24149A3222024-05-22022 May 2024 GE Hitachi Nuclear Energy - NRC Inspection Report 07000754/2024001 Cover Letter (Public) ML24124A1452024-05-0303 May 2024 GE-Hitachi Nuclear Energy Americas, LLC - 10 CFR 73.1205- Written Follow-up Report for Physical Security Event EN 56934 ML24039A0802024-04-25025 April 2024 GE-Hitachi Nuclear Energy Americas LLC - Exemption from Select Requirements of 10 CFR Part 73 ML24039A0192024-04-25025 April 2024 Order Approving Transfer of the Vallecitos Nuclear Center Licenses and Conforming License Amendments ML24095A2222024-04-0404 April 2024 (Vnc) - Request for NRC Authorization of Reviewing Official ML24088A2392024-03-28028 March 2024 GE-Hitachi Nuclear Energy Americas, LLC, NRC Notice Before Actions Necessary to Accomplish the Indirect Transfers of Control Are Completed - Step Two IR 07200001/20230012024-03-0707 March 2024 GE Hitachi Morris (Gehmo) Independent Spent Fuel Storage Installation NRC Inspection Report 07200001/2023001 ML24057A2742024-02-26026 February 2024 GE-Hitachi Nuclear Energy Americas, LLC, 2023 GEH Morris Operation Annual Effluent Report ML24051A1802024-02-22022 February 2024 Boiling Water Reactor License Termination Plan Request for Additional Information - Letter ML24054A0282024-02-20020 February 2024 GEH Report of Revised Vallecitos Nuclear Center (Vnc) Site Facility Physical Security Plan (PSP) Revision, Dated April 4, 2022, Revision 2 Issued January 18, 2023 ML24046A1722024-02-15015 February 2024 (Vnc) Effluent Monitoring and Environmental Surveillance Programs 2023 Annual Report ML24032A1082024-02-0101 February 2024 GEH Notification of GE Company Stock Beneficial Ownership Filing ML24022A3232024-01-22022 January 2024 Geha/Northstar Response to NRC Request for Additional Information Regarding Direct Transfer of Vnc Licenses ML24004A1652024-01-0404 January 2024 Morris Operation (Mo) Request for Exemption from Enhanced Weapons, Firearms Background Checks, and Security Event Notifications Implementation ML23345A1222023-12-21021 December 2023 Request for Additional Information Regarding the Direct Transfer of Control of Vallecitos Nuclear Center Licenses and Conforming License Amendments ML23338A1312023-12-0404 December 2023 GE-Hitachi Nuclear Energy Americas, LLC, Additional Information to Geha and GNF-A Application for Order Consenting to Indirect Transfer of Control (Reference 1) ML23283A3292023-11-30030 November 2023 NRC Issuance of Order Consenting to Indirect Transfer of Control of Ge/Geha/Gnfa Licenses ML23334A2222023-11-30030 November 2023 GE Hitachi Nuclear Energy - NRC Notice Before Actions Necessary to Accomplish the Indirect Transfers of Control Are Completed IR 07200001/20234012023-11-28028 November 2023 GE Hitachi Morris (Gehmo) Independent Spent Fuel Storage Installation NRC Security Inspection Report 07200001/2023401 ML23279A1322023-11-13013 November 2023 GE Hitachi Nuclear Energy - Vallecitos Nuclear Center, Getr Decommissioning Plan (License Number TR-1, Docket Number 50-70) ML23310A1132023-11-0909 November 2023 FRN-Notice of Consideration of Approval of Direct Transfer of Control of Vallecitos Nuclear Center Licenses Conforming License Amendments Opportunity for a Hearing Transmittal Letter ML23305A0522023-11-0101 November 2023 GE Hitachi Nuclear Energy Additional Supplemental Information - Revised Exhibit H ML23275A1742023-10-26026 October 2023 Acceptance Review of Application for Consent to Direct Transfer of Control of Vallecitos Nuclear Center Licenses and Conforming License Amendments ML23292A3362023-10-19019 October 2023 Northstar Vallecitos, LLC, Supplemental Information - Financial Qualifications ML23276B3952023-10-13013 October 2023 the U.S. Nuclear Regulatory Commission Staff Assessment of Ge/Geha/Gnfa Reponses to Acceptance Observations Application for the U.S. Nuclear Regulatory Commission Consent to Indirect Transfer of Licenses ML23269A1062023-09-26026 September 2023 GEH Description of Process for Decommissioning the Vallecitos Nuclear Center (Vnc) Shutdown Reactors - Getr Decommissioning Plan ML23261A5922023-09-15015 September 2023 GE-Hitachi Nuclear Energy Americas, LLC, License Termination Plan for the Vallecitos Boiling Water Reactor License DPR-1 ML23257A2492023-09-14014 September 2023 Cultural Resources Report ML23248A2322023-09-0505 September 2023 GE Hitachi Nuclear Energy - Supplemental Information - Proposed Conforming Amendments & License Conditions ML23244A2472023-09-0101 September 2023 GE-Hitachi Nuclear Energy Americas, LLC and Northstar Vallecitos, LLC, Application for Consent to Direct Transfers of Control of Licenses and Related Conforming License Amendments ML23230A3932023-08-18018 August 2023 GEH - SNM-960 Triennial Update - Facility Decommissioning Funding Plan (DFP) NRC Request for Additional Review ML23229A5122023-08-17017 August 2023 GE-Hitachi Nuclear Energy Americas, LLC, Response to NRC Staff Observations Enclosed with NRC Acceptance Letter (Reference 2) Related to GE, Geha and GNF-A Application (Reference 1) ML23191A8592023-07-27027 July 2023 Acceptance Letter GE GNFA and Geha Application for NRC Consent to Indirect Transfer of Licenses ML23199A1652023-07-25025 July 2023 Letter Renewal of GE Hitachi SNM License Revision No 13 ML23177A0892023-06-26026 June 2023 Geha and GNF-A Application for Indirect Transfer of Control - Revision 2 ML23171A9762023-06-20020 June 2023 Geha and GNF-A Application for Indirect Transfer of Control - Revision 1 ML23156A2612023-06-16016 June 2023 Notification of Detailed Review of Decommissioning Funding Plan, Revision 5, for the Vallecitos Nuclear Center ML23150A0962023-05-30030 May 2023 GE Hitachi Nuclear Energy, Nuclear Center (Vnc) Organization Change ML23152A1162023-05-30030 May 2023 Application for Order Consenting to Indirect Transfer of Control with Respect to Reactor Licenses, Materials Licenses, and Export Licenses, and Notification Regarding Other Approvals IR 05000018/20230012023-05-0505 May 2023 GE Hitachi Nuclear Energy - NRC Inspection Report 05000018/2023001, 05000070/2023001, and 05000183/2023001 ML23123A0752023-04-12012 April 2023 Response to NRC Request for Inspection Documents ML23090A1802023-03-31031 March 2023 GEH - Financial Assurance Status Reports ML23104A4172023-03-31031 March 2023 GNF-AGEH Financial Assurance of Decommissioning Funds - Surety Bond Riders Cover Letter and Affidavit 2024-06-05
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- HITACHI GE Hitachi Nuclear Energy Scott P. Murray Manager, Facility Licensing 3901 Castle Hayne Road P.O. Box780 M210017 Wilmington, NC 28402 USA February 15, 2021 T (910) 819-5950 scott.murray@ge.com U.S. Nuclear Regulatory Commission Director, Office of Nuclear Reactor Regulation Director, Office of Nuclear Material Safety and Safeguards Washington, DC 20555-001
Subject:
GEH Transmittal of U.S. Securities and Exchange Schedule 13D and 13G Filings
References:
- 1) NRC Order Approving Transfer of Licenses and Conforming Amendments Relating to the Vallecitos Boiling Water Reactor, GE Test Reactor, Nuclear Test Reactor, and ESADA Vallecitos Experimental Superheat Reactor, dated Sept. 6, 2007 (Ml071450174)
- 2) NRC Order Approving Transfer of License Nos. SNM-960 and SNM-1270 From GE to GEH, Dockets70-754 and 70-1220, dated Sept. 26, 2007 (ML071420249)
- 3) NRC Order Approving Transfer of License and Approving Conforming Amendment for License SNM-2500 forGE Morris Operation Independent Spent Fuel Storage Installation, Docket No. 72-1, dated Sept. 26, 2007 (ML071841159)
- 4) NRC License DPR-1 , Amendment No. 21 , Docket 50-18
- 5) NRC License TR-1 , Amendment No. 17, Docket 50-70
- 6) NRC License R-33, Amendment No. 23, Docket 50-73
- 7) NRC License DR-10, Amendment No. 6, Docket 50-183 In Reference 1, the NRC approved the transfer of License No. DPR-1 for the Vallecitos Boiling Water Reactor, License No. TR-1 for the General Electric (GE) Test Reactor, License No. A-33 for the GE Nuclear Test Reactor, and License No. DR-1 0 for the ESADA Vallecitos Experimental Superheat Reactor, from GE to GE-Hitachi Nuclear Energy Americas, LLC {GEH).
In Reference 2, the NRC approved the transfer of License Nos. SNM-960 and SNM-1270 for the possession and use of Special Nuclear Material at the Vallecitos Nuclear Center from GE to GEH. In Reference 3, the NRC approved the transfer of License No. SNM-2500 for the GE Morris Operation Independent Spent Fuel Storage Installation (ISFSI) from GE to GEH.
In the orders approving the transfer of the licenses from GE to GEH (References 1-3), the NRC included the following condition:
GE-Hitachi Nuclear Energy Americas, LLC, shall cause to be transmitted to the Director, Office of Nuclear Reactor Regulation and the Director, Office of Federal and State Materials and Environmental Management Programs within 30 days of filing with the U.S. Securities Exchange Commission (SEC), any schedule 130 or 13G filed pursuant to the Securities Exchange Act of 1934 that discloses beneficial ownership of a registered class of General Electric stock.
U.S. NRC February 15, 2021 M210017 Page 2 of2 In References 4, 5, 6, and 7, the NRC amended each Part 50 license to include, among other changes, that GEH transmit to either the Director of the Office of Federal and State Materials and Environmental Management Programs (References 4, 5, and 7) or the Director of the Office of Nuclear Reactor Regulation {Reference 6), any schedule 130 or 13G filed with the SEC that discloses beneficial ownership of a registered class of GE stock.
Recently, in the course of an internal review, GEH self-identified that such transmittals had not been made to the NRC. GEH has entered a condition report in its corrective action program (CAP). A corrective action will be implemented to ensure that Schedules 13D or 13G filed with the SEC that disclose beneficial ownership of a registered class of GE stock are transmitted to the NRC.
Enclosed are copies of the Schedules 130 and 13G filed with the SEC from September 6, 2007 through February 15, 2021 disclosing beneficial ownership of GE stock (Enclosure 1).
Prior Schedule 130 and 13G filings made with the SEC are available at www.sec.gov/edgar.
If you have any questions regarding this matter, please contact me at 910-819-5950.
Sincerely, R~P Scott P. Murray, Manager Facility Licensing
Enclosure:
- 1) U.S. Securities and Exchange Commission Schedules 130 and 13G filed from September 6, 2007 through February 15, 2021 cc: D. Hardesty, NRR/DANUIUNPL J. Parrott, NMSS/DUWP/RDB 0 . Siurano-Perez, NMSS/DFM/FFLB K. Banovac, NMSS/DFM/STLB M. Catts, GEH Sr. VP Nuclear Programs SPM 21-006