Letter Sequence Approval |
---|
EPID:L-2021-LLL-0003, GEH Transmittal of U.S. Securities and Exchange Schedule 13D and 13G Filings (Approved, Closed) |
|
MONTHYEARML21046A0922021-02-15015 February 2021 GEH Transmittal of U.S. Securities and Exchange Schedule 13D and 13G Filings Project stage: Request ML21071A2832021-03-12012 March 2021 GE Hitachi Nuclear Energy, LLC - Notification of GE Company Stock Beneficial Ownership Filing Project stage: Request ML21124A1002021-05-18018 May 2021 Ge-Hitachi Nuclear Energy Americas LLC Review of Security Exchange Commission Filings Schedules 13d and 13g on Beneficial Ownership Project stage: Approval 2021-03-12
[Table View] |
|
---|
Category:Letter
MONTHYEARML24271A1572024-09-27027 September 2024 Notification of Planned Closing, Trust Fund Balance at Transfer and Proof of Insurance ML24240A1692024-09-18018 September 2024 Cy 2023 Summary of Decommissioning Trust Fund Status ML24165A2812024-06-13013 June 2024 Northstar Vallecitos, LLC, Documentary Evidence of Insurance Vallecitos Nuclear Center ML24157A0882024-06-0505 June 2024 GE-Hitachi Nuclear Energy Americas, LLC, Vallecitos Nuclear Center (Vnc) Organization Change ML24151A6482024-06-0303 June 2024 Changes in Reactor Decommissioning Branch Project Management Assignments for Some Decommissioning Facilities IR 05000018/20240012024-05-29029 May 2024 GE Hitachi Nuclear Energy - NRC Inspection Report 05000018/2024-001, 050 00070/2024-001, 050-00183/2024-001, and 050-00073/2024-001 ML24039A0192024-04-25025 April 2024 Order Approving Transfer of the Vallecitos Nuclear Center Licenses and Conforming License Amendments ML24088A2392024-03-28028 March 2024 GE-Hitachi Nuclear Energy Americas, LLC, NRC Notice Before Actions Necessary to Accomplish the Indirect Transfers of Control Are Completed - Step Two ML24051A1802024-02-22022 February 2024 Boiling Water Reactor License Termination Plan Request for Additional Information - Letter ML24032A1082024-02-0101 February 2024 GEH Notification of GE Company Stock Beneficial Ownership Filing ML24022A3232024-01-22022 January 2024 Geha/Northstar Response to NRC Request for Additional Information Regarding Direct Transfer of Vnc Licenses IR 05000018/20230022024-01-0909 January 2024 GE Hitachi Nuclear Energy - NRC Inspection Report 05000018/2023002, 05000070/2023002, and 05000183/2023002 ML23345A1222023-12-21021 December 2023 Request for Additional Information Regarding the Direct Transfer of Control of Vallecitos Nuclear Center Licenses and Conforming License Amendments ML23345A0812023-12-11011 December 2023 Request for Exemption from Enhanced Weapons, Firearms Background Checks, and Security Event Notifications Implementation ML23338A1312023-12-0404 December 2023 GE-Hitachi Nuclear Energy Americas, LLC, Additional Information to Geha and GNF-A Application for Order Consenting to Indirect Transfer of Control (Reference 1) ML23283A3292023-11-30030 November 2023 NRC Issuance of Order Consenting to Indirect Transfer of Control of Ge/Geha/Gnfa Licenses ML23334A2222023-11-30030 November 2023 GE Hitachi Nuclear Energy - NRC Notice Before Actions Necessary to Accomplish the Indirect Transfers of Control Are Completed ML23279A1322023-11-13013 November 2023 GE Hitachi Nuclear Energy - Vallecitos Nuclear Center, Getr Decommissioning Plan (License Number TR-1, Docket Number 50-70) ML23310A1132023-11-0909 November 2023 FRN-Notice of Consideration of Approval of Direct Transfer of Control of Vallecitos Nuclear Center Licenses Conforming License Amendments Opportunity for a Hearing Transmittal Letter ML23305A0522023-11-0101 November 2023 GE Hitachi Nuclear Energy Additional Supplemental Information - Revised Exhibit H ML23275A1742023-10-26026 October 2023 Acceptance Review of Application for Consent to Direct Transfer of Control of Vallecitos Nuclear Center Licenses and Conforming License Amendments ML23292A3362023-10-19019 October 2023 Northstar Vallecitos, LLC, Supplemental Information - Financial Qualifications ML23276B3952023-10-13013 October 2023 the U.S. Nuclear Regulatory Commission Staff Assessment of Ge/Geha/Gnfa Reponses to Acceptance Observations Application for the U.S. Nuclear Regulatory Commission Consent to Indirect Transfer of Licenses ML23269A1062023-09-26026 September 2023 GEH Description of Process for Decommissioning the Vallecitos Nuclear Center (Vnc) Shutdown Reactors - Getr Decommissioning Plan ML23261A5922023-09-15015 September 2023 GE-Hitachi Nuclear Energy Americas, LLC, License Termination Plan for the Vallecitos Boiling Water Reactor License DPR-1 ML23257A2492023-09-14014 September 2023 Cultural Resources Report ML23248A2322023-09-0505 September 2023 GE Hitachi Nuclear Energy - Supplemental Information - Proposed Conforming Amendments & License Conditions ML23244A2472023-09-0101 September 2023 GE-Hitachi Nuclear Energy Americas, LLC and Northstar Vallecitos, LLC, Application for Consent to Direct Transfers of Control of Licenses and Related Conforming License Amendments ML23229A5122023-08-17017 August 2023 GE-Hitachi Nuclear Energy Americas, LLC, Response to NRC Staff Observations Enclosed with NRC Acceptance Letter (Reference 2) Related to GE, Geha and GNF-A Application (Reference 1) ML23191A8592023-07-27027 July 2023 Acceptance Letter GE GNFA and Geha Application for NRC Consent to Indirect Transfer of Licenses ML23150A0962023-05-30030 May 2023 GE Hitachi Nuclear Energy, Nuclear Center (Vnc) Organization Change ML23152A1162023-05-30030 May 2023 Application for Order Consenting to Indirect Transfer of Control with Respect to Reactor Licenses, Materials Licenses, and Export Licenses, and Notification Regarding Other Approvals IR 05000018/20230012023-05-0505 May 2023 GE Hitachi Nuclear Energy - NRC Inspection Report 05000018/2023001, 05000070/2023001, and 05000183/2023001 ML23123A0752023-04-12012 April 2023 Response to NRC Request for Inspection Documents ML23104A4172023-03-31031 March 2023 GNF-AGEH Financial Assurance of Decommissioning Funds - Surety Bond Riders Cover Letter and Affidavit ML23090A1802023-03-31031 March 2023 GEH - Financial Assurance Status Reports ML23083B3402023-03-24024 March 2023 GEH Annual Shutdown Reactor Reports for the Year 2022 ML22361A1022023-02-24024 February 2023 Reactor Decommissioning Branch Project Management Changes for Some Decommissioning Facilities and Establishment of Backup Project Manager for All Decommissioning Facilities ML23054A3332023-02-23023 February 2023 GEH Notification of GE Company Stock Beneficial Ownership Filing ML23018A2832023-01-19019 January 2023 GE-Hitachi Nuclear Energy Americas, LLC Response to NRC Inspection Report 050-00018/2022-002; 050-00070/2022-002; 050-00183/2022-002 and Notice of Violation ML22339A1742022-12-13013 December 2022 GE Hitachi Nuclear Energy NRC Inspection Report 05000018/2022002 05000070/2022002 and 05000183/2022002 IR 05000018/20220022022-12-13013 December 2022 GE Hitachi Nuclear Energy NRC Inspection Report 05000018/2022002 05000070/2022002 and 05000183/2022002 ML22335A5262022-12-0101 December 2022 (Vnc) Organization Change ML22326A3522022-11-22022 November 2022 Limited Post Shutdown Decommissioning Activities Report Update ML22300A2102022-10-27027 October 2022 GE-Hitachi Nuclear Energy Americas, LLC, Nuclear Center (Vnc) Submittal of Radiological Emergency Plan (REP) Revision 2 ML22265A0442022-09-26026 September 2022 GE Hitachi Vallecitos Nuclear Center, U.S. Nuclear Regulatory Commission'S Analysis of GE Hitachi'S Decommissioning Funding Status Reports for the Shutdown Power Reactors Vallecitos Boiling Water Reactor (License No. DPR-1, Docket No. 50-18 ML22264A3252022-09-21021 September 2022 Decommissioning Limited Post Shutdown Decommissioning Activities Report ML22249A3652022-09-0606 September 2022 GEH Notification of GE Company Stock Beneficial Ownership Filing ML22104A1852022-04-14014 April 2022 GE-Hitachi Nuclear Energy Americas, LLC, Vallecitos Nuclear Center (Vnc) Organization Change IR 05000018/20220012022-04-12012 April 2022 GE Hitachi Nuclear Energy - NRC Inspection Report 050 00018/2022-001, 050 00070/2022 001, and 050-00183/2022-001 2024-09-27
[Table view] |
Text
May 18, 2021 Mr. Matthew Feyrer, Site Manager GE Hitachi Nuclear Energy Vallecitos Nuclear Center 6705 Vallecitos Road Sunol, CA 94586
SUBJECT:
GE-HITACHI NUCLEAR ENERGY AMERICAS, LLC - RE: TRANSMISSION OF U.S. SECURITIES EXCHANGE COMMISSION SCHEDULES 13D AND 13G (EPID L-2021-LLL-0003)
Dear Mr. Feyrer:
By Orders dated September 6 and September 26, 2007, the U.S. Nuclear Regulatory Commission (NRC) approved the transfer of the facility licenses for the Vallecitos Boiling Water Reactor (Docket No. 50-18, License No. DPR-1), the General Electric Test Reactor (Docket No. 50-70, License No. TR-1), the Nuclear Test Reactor (Docket No. 50-73, License No. R-33), and the ESADA Vallecitos Experimental Superheat Reactor (Docket No. 50-183, License No. DR-10) and special nuclear material (SNM) license numbers SNM-960 (Docket No.70-754), SNM-1270 (Docket No. 70-1220), and SNM-2500 (Docket No. 72-1) from the General Electric Company to GE-Hitachi Nuclear Energy Americas, LLC (GEH) (Agencywide Documents Access and Management System (ADAMS) Accession Nos. ML071450174, ML071420249, and ML071841159, respectively). This approval included conditioning each of these licenses to require that GEH transmit to the NRC, within 30 days of filing with the U.S. Securities Exchange Commission (SEC), any schedule 13D or 13G filed pursuant to the Securities Exchange Act of 1934 that discloses beneficial ownership of a registered class of General Electric stock. By letter dated February 15, 2021 (ADAMS Accession No. ML21046A092), as supplemented by letter dated March 12, 2021 (ADAMS Accession No. ML21071A283), GEH transmitted to the NRC the schedules 13D and 13G filed with the SEC from September 6, 2007, through February 15, 2021, disclosing beneficial ownership of General Electric stock.
The NRC staff determined that all the transmitted schedules 13D and 13G represented stock acquisitions by major financial institutions that are organized and headquartered within the U.S.
The acquisitions, ranging from approximately 5 percent to 8 percent common stock, are indicative of typical corporate strategy for such major financial institutions. While these financial institutions may have foreign subsidiaries or may be acquiring General Electric stock to be traded on foreign markets or issued to foreign investors, the NRC staff does not determine the
M. Feyrer degree to which foreign entities or individuals own relatively small numbers of shares of licensees stock.
In accordance with Title 10 of the Code of Federal Regulations Section 2.390, Public inspections, exemptions, requests for withholding, a copy of this letter will be available electronically for public inspection in the NRC Public Document Room or from the Publicly Available Records component of the NRCs ADAMS. ADAMS is accessible from the NRC Web site at https://www.nrc.gov/reading-rm/adams.html.
If you have any questions, please contact me at (301) 415-3724, or by electronic mail at Duane.Hardesty@nrc.gov.
Sincerely, Duane A. Hardesty, Senior Project Manager Non-Power Production and Utilization Facility Licensing Branch Division of Advanced Reactors and Non-Power Production and Utilization Facilities Office of Nuclear Reactor Regulation Docket Nos 50-73, 50-18, 50-70, 50-183,70-754, 70-1220, and 72-1 cc: See next page
GE-Hitachi Nuclear Energy Americas, LLC Docket No.50-073 cc:
Jeffrey Smyly, Manager Regulatory Compliance GE Hitachi Nuclear Energy Vallecitos Nuclear Center 6705 Vallecitos Road Sunol, CA 94586 Thomas McConnell, Manager Nuclear Test Reactor GE Hitachi Nuclear Energy Vallecitos Nuclear Center 6705 Vallecitos Road Sunol, CA 94586 Scott Murray, Manager Facility Licensing GE Hitachi Nuclear Energy 3901 Castle Hayne Road Wilmington, NC 28401 David Heckman, Vallecitos Reg Affairs & Licensing Lead GE Hitachi Nuclear Energy Vallecitos Nuclear Center 6705 Vallecitos Road Sunol, CA 94586 Commissioner California Energy Commission 1516 Ninth Street, MS-34 Sacramento, CA 95814 California Department of Health ATTN: Chief Radiologic Health Branch P.O. Box 997414, MS 7610 Sacramento, CA 95899-7414 Test, Research and Training Reactor Newsletter Attention: Ms. Amber Johnson Dept of Materials Science and Engineering University of Maryland 4418 Stadium Drive College Park, MD 20742-2115
ML21124A100 NRR-106 OFFICE NRR/DANU/UNPL/PM NRR/DANU/UNPL/LA OGC NRR/DANU/UNPL/BC NRR/DANU/UNPL/PM NAME DHardesty NParker JWatchuka JBorromeo DHardesty DATE 5/17/2021 5/18/2021 5/18/2021 5/18/2021 5/18/2021