ML20148N962

Forwards Resumes & conflict-of-interest Statements for Listed S&L Staff,Per Confirmatory Order Requirements for Millstone (ICAVP)

ML20148N962
Person / Time
Site:	Millstone
Issue date:	06/27/1997
From:	Schopfer D SARGENT & LUNDY, INC.
To:	NRC OFFICE OF INFORMATION RESOURCES MANAGEMENT (IRM)
References
9583-100, NUDOCS 9707010041
Download: ML20148N962 (26)

Text

__ _ _ _ . _ _ _ ._ .. .-

• I Sar gentW,Lundy"c (k nn

$h Don K. Schopfer Vice President 312 269 6078 June 27,1997 Project No. 9583-100 I l

Document No. 50-423 l Northeast Nuclear Energy Company l Millstone Nuclear Power Station, Unit No. 3 Independent Corrective Action Verification Program United States Nuclear Regulatory Commission Attention: Document Control Desk l

Washington, D.C. 20555 l l

l The Confirmatory Order for the Millstone Independent Corrective Action Verification Program (ICAVP) requires that the NRC approve project team members for the organization selected to perform the ICAVP, including any substitutions and additions. The following are resumes and Conflict-of-Interest statements for current S&L staff, required for the ICAVP program, which have not been previously submitted to the NRC. This completes the outstanding resumes and Conflict-of-Interest statements listed on Exhibit 5 of Rev. 3 of the Audit Plan.

• R. Hameetman (C-O-I only)  ;

e D. Feingold (Resume and C-O-1) Substitution for K. R. Novatny e J. Wakeland (C-O-I only)

S. Gruike (Resume and C-O-I) Addition e V. Balodis (Resume only) 00[

A. Caruso (Resume and C-O-I) Addition e J. Kleam (C-O-I only)

I \

Please direct any questions to me at (312) 269-6078.

9707010041 970627 Yours very truly, PDR ADOCK 05000423

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f h!  !!,! , D. K. Schopfer k O1OO ,

Vice President and ICAVP Manager Copies:

E. Imbro ()/4) Deputy Director, ICAVP Oversight T. Concannon (1/2) Nuclear Energy Advisory Council J. Fougere (1/3) NU B. A. Erler (1/0) 55 East Monrce Street Chicago, IL 60603-5780 USA

• 312-269-2000

. _ _ _ _ _ _ _ _ . _ _ _ . _ ~ _ _ . __ _ _ _

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DAVID FEINGOLD i[-U"**'" ' Mechanical Project Engineering Division Mechanical Project Engineer l

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l EDUCATION Since joining Sargent & Lundy in 1996, i Master of Science, Engineering Management Mr. Feingold has performed engineering studies Universi,ty of South Florida - 1996 and prepared engineering documents in support of design basis reconstitution.

Bachelor of Science, Chemical Engineering >

i l University of Virginia - 1975 Prior to joining Sargent & Lundy in 1996, Mr. Feingold was employed by a utility as a REGISTRATION Senior System Engineer assigned to two Professional Engineer- Florida operating 760 MW pressurized water reactor Professional Engineer- Virginia units. His responsibilities included coordination l and support of maintenance, engineering, and PROFICIENCIES operational activities to ensure safe, economical Project Management and reliable performance of nuclear plant Mechanical Engineering systems / processes with continuously improving l Chemical Engineering availability.

Startup and Field Engineering i

Nuclear Systems Operations and Maintenance Mr. Feingold's specific experience includes:

Waste Management Online Sampling

• Maine Yankee Atomic Power Company HVAC Maine Yankee, nuclear,860 MW.

RESPONSIBILITIES Prepared design basis documents.

As a mechanical project engineer, Mr. Feingold (1997 to present; performs as the lead on various engineering projects. He serves as a liaison between .

Consumers Power Comp W departments and divisions and coordinates and monitors project activities. He monitors and -

Palisades 1, nuclear,812 MW.

processes engineering change documents and Performed engineering analyses for prepares or reviews various safety-related intemal plant flooding. Revised / updated r

calculations. He ensures that work conforms to design basis documents. (1996) applicable Sargent & Lundy, client, and industry standards and procedures. In addition, he EXPERIENCE BEFORE SARGENT & LUNDY maintains communication with client and with -

FLORIDA POWER & LIGHT COMPANY vendors and contractors to verify that work is (FPL) 1981-1996

, progressing satisfactorily toward scheduled I

completion. -

Turkey Point Units 3 and 4, nuclear,760 MW l SeniorSystem Engineer. Responsible for the coordination and support of I maintenance, engineering, and EXPERIENCE operational activities to ensure safe, i

! Page 1 l Feingold 6/27/97

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,s f DAVID FEINGOLD j '- ik " "'

Mechanical Project Engineering Division Mechanical Project Engineer i

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! economical and reliable performance of -

Research and Development Engineer

[ nuclear plant systems / processes with for the commercialization of a

continuously improving availability, radioactive waste volume reduction i

(1989-1996)' system. Specific design activities i,

included HVAC system design, topical Valve Component Specialist. Provided- licensing report and safety analysis j technical support and supervisory preparation, purchasing specdications i' oversight for the repair and development, and system mass and refurbishment of station valves and their energy balance calculations. (1979-l control systems. (Special A'ssignment 1981) to Maintenance During Refuelings,1994

- 1996)

• MONSANTO INDUSTRIAL CORPORATION FPL Corporate Offices -

Process Engineerfor the manufacture of rubber chemicals. Responsible for the i Regulatory Attairs Liaison / Coordinator. development and implementation of i Responsible for the coordination and process improvements in environmental

ar,sistance in the preparation of control, energy conservation, product testimony, exhibits, and Minimum Filing yield and quality, industrial hygiene and l Requirements for rate cases, prudency safety. (1977-1978) 4

. hearings, and power production planning 3 filings with the Florida Public Service =

GENERAL TELEPHONE & ELECTRIC

Commission and the Federal Energy (GTE, AUTOMATIC ELECTRIC) i Regulatory Commission.- (1987 - 1989)

{ -

Staff ChemicalEngineerfor the i

SeniorDesign Engineer. Responsible manufacture of telephones.

^

for the des!gn of backfits to the Turkey Responsible for engineering and Point and St. Lucie Nucleer Power manufacturing support in the areas of Plants. Design activities were in the metal finishing, heat treatment, waste areas of : nuclear safety, piping,' HVAC, treatment, and laboratory controlled instrument and control, radiation analyses. (1976-1977) ,

shielding, radioactive waste treatment, I source reduction, handling, and ultimate disposal, and upgrades, improvements and refurbishment to plant processes.

(1981-1987)

=

NEWPORT NEWS INDUSTRIAL CORPORATION (subsidiary of Newport News Ship Building)

Page 2 Feingold 6/27/97

PI-MP3-08  !

Attachm:nt 6.1 1

CONFLlCT-OF-INTEREST STATEMENT MILLSTONE - independent Corrective Action Verification Program (ICAVP)

Dav.d 3 Feingo /c) Sa w t'4 Lundy ac l Proposed Consultant ' Con'sultant's Employer My participation in the Millstone Urtit 3 ICAVP [() does (4 does not] involve situations or relationships in which I had direct previous involvement with activities at the plant that I will be reviewing and I [( ) have M do not have] conflicting roles that might bias my judgment in relabon to my l l work on the ICAVP. In addition

1. (( l have not been previously employed by Northeast Nuclear Energy Company (NNECO) or any t ofits predecessors.

l l () I have been previously employed by NNECO or some of its predecersors. (State the nature of I the employment.)

l 2. ([I have not previously provided design or engineering services to NNECO for the subject  !

Millstone unit as a contractor or a subcontractor. ]

l () I have previously provided design or engineering servic3s to NNECO for the subject Millstone j unit as a contractor or a subcontractor. ,

1 l 3. QT I have no other business relations (member of NNECO's Board of Directors, member of an  ;

l Offsite Review Committee, etc.) with NNECO for the subject Millstone unit that may create the 1

! appearance of a conflict ofinterest.

l ( ) I have other business relations with NNECO for the subject Millstone unit that may create the l appearance of a conflict ofinterest. l 4.. ((I have not been previously employed by the subject Millstone unit's architect-engineer (AE)

( Skue / k>e6sfer ), the nuclear steam supply system (NSSS) vendor ( WesNuqAouu),

j or any of their predecessors associated with design or construction of the subject Millsfo' ne unit.

() I have been previously employed by the subject Millstone unit's AE ( ),

! the NSSS vendor ( ), or one or more of their predecessors

==maa=+=d with design or construchon of the subject Millstone unit. (State the nature of the employment.)

1

5. ([l, and my immediate family, do not own or control financial interests (stocks, bonds, mut: Jai i funds, etc.) in NNECO, the subject Millstone unit's AE ( # we t 4*4*k- ), or the 1 l NSSS vendor ( W o h j li e v 5-e ).

I i ( ) I, or a member of my immediate family, own or control financial interests (stocks, bonds, mutual j l funds, etc.) in NNECO, the subject Millstone unit's AE ( ), orthe NSSS vendor ( ).

I 1 of 2 Enciosure 3 i

l , _ _ _ . _ - , - _ _

i

. PI-MP3-08 Attachment 6.1 1 l

DuM T 'Fek cll 4 Sarged i Lunf ac

! Proposed Consuitant Conis'ultant's Employer

6. ([ Members of my immediate family are not employed by NNECO, the subject Millstone unit's AE i ( Move d Webs f<r ), or the NSSS vendor ( tdes//w A ov5 e i associated with i

design or construction of the subject Millstone unit.

() Members of my immediate family are employed by NNECO, the subject Millstone unit's AE l f 1, or the NSSS vendor ( ) =====8=4 with design or construction of the subject Millstone unit. (State the nature of the employment.)

l 7. (dy close relatives (aunts, uncles, first cousins) are not employed by NNECO, the subject  !

! , Muistone unit's AE ( he t u Mer), or the NSSS vendor ( 8ves 66 A cuSe i  !

j in a management capacity.

() My close relatives (aunte, uncles, first cousins) are employed by NNECO, the subject MHistone ]

unit's AE ( ), or the NSSS vendor ( )in a

management capacity. (State the nature of the employment.)

i 8. Have you been promised any additional compensation, reward or anything of value, w .v.61 l j upon the position you take on any issue being considered by you in connection with the subject

Malstone unit ICAVP7 If yes, provide a detailed description of the circumstances.

6

)

(do ( )YES. Explain.

i

! g. Do you know of any reason, whether or not inquired about in this questionnaire, that would affect l your ability to be completely objective in performing any of the tasks assigned to you in connection j with the subject Millstone unit's ICAVP7 ff yes, provnie a detailed description of the circumstances.

([NO ( ) YES. Explain.

i l 10. Are you aware of anything that might create a perception that you would not act with objectivity

! in performing any of the tasks assigned to you in connection with the subject MHistone unit's ICAVP7 If yes, provide a dotaded d ,uon of the circumstancos.

j , ( O ( ) Yes. Explain.

i ,

i t

i i certify that the statements I have made on this form are true, complete, and correct to#ie best of my i i knowledge and if the circumstances surrounding the responses change during performance of the i ICAVP forthe Millstone unit, I win i the NRC of those changes.

! G/// fh 7 l

s.gnaiure e o ooie

)

I In the etsve statemente, the term ' employed'le construed to mean any form of employment, alster direct, se e corescaer, or se e I outmonseclar The tesm 'immodule femdy" indudes the interviewee's chtdren, stopchudren, spouse, parerne, stoppemnes, l mother <ndow, father indow, twethers4ndow, metersardtow, orany person living wet the intennewee.  !

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CONFLICT OF-INTEREST STATEMENT ,

MILLSTONE - Inde ndent Corrective Action Verification Program (ICAVP) l

O[fM k, AMET1ktnr) lAl?M W k IVA/DY Proposed Consultant Consultant's Er'nployer 1

3

! My participation relationships in which I hadindirect theprevious Millstone involvementUnitwit# does ICAVP not) involve situations or

(( ) does [h activities at t l reviewing and I [( ) have %'do not have] conflicting roles that might bias my judgment in relation to my

< work on the ICAVP In addition

1. % l have not been previously employed by Northeast Nuclear Energy Company (NNECO) or any j of its predecessors.

1

() I have been previously employed by NNECO or some of its predecessors. (State the nature of I

{ the employment.) '

1 l 2. g I have not previously provided design or engineering services to NNECO for the subject Millstone unit as a contractor or a subcontractor. '

! l

! () I have previously provided design or engineering services to NNECO for the subject Millstone l unit as a contractor or a subcontractor.

i l 3. g I have no other business relations (member of NNECO's Board of Directors, member of an i Offsite Review Committee, etc.) with NNECO for the subject Millstone unit that may create the j appearance of a conflict ofinterest.

I

! () I have other business relations with NNECO for the subject Millstone unit that may create the I appearance of a conflict ofinterest.

i l

4. g I have not been previously employed by the subject Millstone unit's architect-engineer (AE)

( She * /M424r), the nuclear steam supply system (NSSS) vendor (14A + /wwi, or any of their predecessors associated with design or construction of the subject Millstone unit.

. () I have been previously employed by the subject Millstone unit's AE ( ),

1 the NSSS vendor ( ), or one or more of their predecessors

associated with design or construction of the subject Millstone unit. (State the nature of the

employment.)

L l 1, and my immediate family, do not own or control financial interests (stocks, bonds, mutual

5. [ funds, etc.) in NNECO, the subject Millstone unit's- ),AE ( Jfodi d /u or the NSSS vendor ( NMdMo uW ). "

2

( ) I, or a member of my immediate family, own or control financial interests (stocks, bonds, mutual 2

funds, etc.) in NNECO, the subject Millstone unit's AE ( ), or the NSSS vendor ( ).

j 1 of 2 Enclosure 3 l

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&eder & l Ament +nn) SAA' star i 1 vapv

, Proposed Consultant

, Consultant's Employer

6. [ Members of my immediate family are not employed by NNECO, the subject Millstone

( 8fo AY d WGs-ra), or the NSSS vendor ( WCs%N4Hoh f i i associated with i design or construction of the subject Millstone unit. '

l

() Members of my immediate family are employed by NNECO, the subject Milletone unit's AE f 1, or the NSSS vendor (

) associated with  ;

l design or construction of the subject Millstone unit. (State the nature of the employment.) i 7.

y close relatives (aunts, uncles, first cousins) are not employed by NNECO, the subject

' Millstone unit's AE ( Move @arBwat ), or the NSSS vendor ( A*EW4 b'ous6 )

j in a management capacity.

() My close relatives (aunts, uncles, first cousins) are employed by NNECO, the subject IVillstone

! unit's AE ( ), or the NSSS vendor ( )in a j management capacity. (State the nature of the employment.) )

l

! l

8. Have you been promised any additional compensation, reward or anything of value, contingent  !

[ upon the position you take on any issue being considered by you in connection with the subject Millstone unit ICAVP7 If yes, provide a detailed description of the circumstances.

( '

l NO ( ) YES. Explain.

i I g. Do you know of any reason, whether or not inquired about in this questionnaire, that would affect i

your ability to be completely objective in performing any of the tasks assigned to you in connection I with the subject Millstone unit's ICAVP7 If yes, provide a detailed description of the circumstances.

O ( ) YES. Explain.

I

! 10. Are you aware of anything that might create a perception that you would not act with objectmty i in performing any of the tasks assigned to you in connection with the subject Millstone unit's l ICAVP? If yes, provide a detailed description of the circumstances.

NO ( ) Yes. Explain.

1

{ l certify that the statements I have made on this form are tme, complete, and correct tothe best of my

~

knowledge and if the circumstances surrounding the responses change during performance of the ICAVP the subject at nit, I willinform the NRC of those changes.

j

//h / '/

. mial's (o ~IB - 97 Signature Date in the eleve statements, the term

• employed

• is construed to mean any form of employment, either direct, as a contractor, or as e i subcontractor The term *immedete femdy" includes the interwowee's dilldren, stspcNidren, spouse, parents, stepperents,

. mother <n law, father-in law, brothers-aMow, seters*4ew. or any person IMng with the siterwowee l

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! CONFLICT-OF-INTEREST STATEMENT 1

MILLSTONE - Independent Corrective Action Verification Program (ICAVP)

TocM IA.la M avsck 8oweed %b Proposed Consultant ConsultMt's Employer

[

l My participation in the Millstone Unit 3 ICAVP (() does M does not] involve situations or i relationships in which I had direct previous involvement with activities at the plant that I will be j reviewing and I [( ) have 5) do not have) conflicting roles that might bias my judgment in relation to my

work on the ICAVP. In addition i I have not been previously employed by Northeast Nuclear Energy Company (NNECO) or any j 1. %ofits predecessors.

j () I have been previously employed by NNECO or some ofits predecessors. (State the nature of the employment.)

l

! 2. % I have not previously provided design or engineering services to NNECO for the subject l Millstone unit as a contractor or a subcontractor.

l () I have previously provided design or engineering services to NNECO for the subject Millstone l unit as a contractor or a subcontractor.

i l 3. %l have no other business relations (member of NNECO's Board of Directors, member of an j Offaite Review Committee, etc.) with NNECO for the subject Millstone unit that may create the appearance of a conflict ofinterest.

I i () I have other business relations with NNECO for the subject Millstone unit that may create the

! appearance of a conflict of interest.

! 4. Kl have not been provously employed by the subject Millstone unit's architect-engineer (AE)

! ( Sbe hAlebts%1, the nuclear steam supply system (NSSS) vendor (Wechdeath j or any of their predecessors associated with design or construction of the subject MillMone unit.

i

() I have been previously empicyed by the subject Millstone unit's AE ( ),

i j the NSSS vendor ( ), or one or more of their predecessors j associated with design or construction of the subject Miilstone unit. (State the nature of the

. employment.)

l i

I bonds, mutual f g 5. K I, andetc.) my in immediate NNECO, the family, subjectdo not own Millstone unit's orAE contrr.,1

( Shsrw financial Nbs interests (stocks NSSS vendor ( WEShndwtA92. ).

WL'/5'S J U l N I, or a member of my immediate family, own or control financial interests (stocks, bonds, mutual

) funds, etc.)in NNECO, the subject Millstone unit's AE (

]

/ NSSS vendor ( ).

), or the i

j

1 of 2 Enclosure 3 e

i b .. . _

I dack ekek.nd hwhLuwJs

} Proposed Consultant ConsultWnt's Employer U i

l 6. Mepbers of my irr mediate family are not employed by NECO, the subject Millstone unit's AE 4

( Mmo1WebW ), or the NSSS vendor f We5 nao* ) associated with I

design or construdtion of the subject Millstone unit. V j

() Members of my immediate family are employed by NNECO, the subject Millstone unit's AE l ( ), or the NSSS vendor ( ) associated with j design or construction of the subject Millstone unit. (State the nature of the employment.)

l KMy close relatives (aunts, uncles, first cousins) are not employed by NNECQ, the subject

! , Millstone unit's AE ( 96 k Web 5V ), or the NSSS vendor ( Wesh bbin )

j in a management capaci+y.

1 () My close relatives (aunts, uncles, first cousins) are employed by NNECO, the subject Millstone unit's AE I ), or the NSSS vendor ( )in a l

management capacity. (State the nature of the employment.)

1

8. Have you been promised any additional compensation, reward or anything of value, contingent i upon the position you take on any issue being considered by you in connection with the subject j Millstone unit ICAVP? If yes, provide a detailed description of the circumstances.

( ) YES. Explain.

%NO d

{ 9. Do you know of any reason, whether or not inquired about in this questionnaire, that would affect L your ability to be completely objective in performing any of the tasks assigned to you in connection j with the subject Millstone unit's ICAVP? If yes, provide a detailed description of the circumstances.

( ) YES. Explain.

MNO  ;

4 l

i 10. Are you aware of anything that might create a perception that you would not act with objectivity in performing any of the tasks assigned to you in connection with the subject Millstone unit's

, ICAVP? If yes, provide a detailed description of the circumstances.

l l M NO ( ) Yes. Explain.

I -

l l

! I certify that the statements I have made on this form are true, complete, and correct to the best of my j knowledge and if the circumstances surrounding the responses change during performance of the

ICAVP for the subject Millstone unit, I will inform the NRC of those changes.

l S

hf<uk sture M Date 6-23-97 l 4

in ine .nove , e ie,m e oon u.d in m n .ny == or e or ,ea, .s . cor.ea , - .s .

l subcontracer The term 'immediate family" indudes the interviewee's Willdren. stepetuidren, spouse, parents, stepperents, i mother-irWaw, father-in-lew, brothers m4aw, sisterse4aw, or .ny person Irving wWi the interviewee 1

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- - . - .- ~ ~ ~ . . - , . . - - ~_.-.- - - -.

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STUART GRULKE  !

= = = = ' *. " " '

INSTRUMENTATION & CONTROL ENGINEERING DIVIi PROJECT ENGINEER '

F i I u  !

i i

EDUCATION i i NRC Inspection Mulules - Information Notices 3500,35230,62700,62702,62704,81042, University of Wisconsin - Milwaukee, B.S (1975)

! S1053, S2053, IENs 83-06, 84-57, 84 65, 85-39,

' 85-41, 87-62, 91-52, 92-65 PROFICIENCIES

{ INPO Trainino Documents -Guic" ,es Oostmiina Over twenty years of experience in commercial Exoerience Practices enterprises, nuclear and fossil industries:

ACAD 91-005, and 92-008, INPO 85-013, INPO L .85-016, INPO 92-001, SOER 92-1 INPO 87-002, -

Engineering (Multiple Disciplines) 003, -028, INPO 90-001, INPO 92-010 and -014 1 -

I&C and Electrical Predictive / Preventive Maintenance Certi'ication Systems Engineer BWR Technology Certificate i j Test Engineering QA Auditor

! . i Quality Assurance (QA) Engineering TPC Training Systems

. - j Plant / Readiness Assessment POOFAMATICS - Visual Leaming Certificate 1 -

Maintenance Cultural Assessment Computer Literate Procedure Preparation and Writing i -

Audits and Surveillance EXPERIENCE Procedure Development / Planning

! . Extensive experience with background in Outage Maintenance / Start-up Operations i . maintenance an surveillance procedure Instrumentation / Control Technician development, engineering, performance based i Walk Downs e .

Consultant Services audits and assessment surveillance of l . construction and startup activities, preparation of Procedures Coordinator / Senior Reviewer l . safety significant reviews and report ability 1 Electrical Construction Business evaluations:

Experienced in and worked to but not limited to .

the following Controlling Documents: Salem 1& 2 and Hope Creek (12/96 02/97)

QA Field Maintenance Plant Assessments Code of Federal Reaulations: and audits to determine the effectiveness and

' evaluate the performance of those 10CFR Appendix B,10CFR Pan 21, Programs / Processes established for the 10CFR50.54,10CFR50.59,10CFR50.72, 10CFR50.73 Maintenance of Nuclear Power Plant Structures, Systems and Components. Scope NRC Reaulatory Guides and NUREGS included Calibration ofinstalled and portable RG 1.33, RG 1.73, RG 1.97, RG 1.100, instrumentation. Corrective Maintenance, Control of Contractors, Post Maintenance RG 1.05, RG 1.140, NUREG 1018, NUREG 313-CR, NUREG 4456-CR, NUREG 5583-CR Testing, Training and Qualifications, Management Oversight, Self-Assessment Program, Maintenance Cultural Assessments, initiate Action Requests (ARs) for Corrective Maintenance, Condition Resolution, Business Page 1 6/12/97

1

/d STUART GRULKE

• - - - 4 ""'

7 INSTRUMENTATION & CONTROL ENGINEERING DIV PROJECT ENGINEER Procsss and Significance Levelin .

accordance with plant procedures. Nine Mile Point (01/91-06/91)

Maintenance and l&C Engineering Support

. Department Head Reviewer of writer All-Pro Services (1992-1996)

Consultant Services rendered in the areas generated procedures for mechanical, of Predictive Preventive Maintenance, electrical, and I&C departments. The project Engineering and Technical Writing to the consisted of upgrading 812 procedures Commercial and DOE Nuclear Industry. reformatted as specified within NRC, INPO and client Quality Assurance standards / policies in accordance with Savannah River Site (07/91-1992)

Senior Reactor Quality Engineer and Senior 10CFR50.59 Human Factors Adequacy.

Assurance and Assessment Engineer with Critiqued written corrections of procedures, the Reactor Restart Department (RRD) EQ requirements, plant equipment and user Responsible for a broad range of Total compatibility, TCN incorporations, and plant

'~

Quality improvement Program (QlP) impact in accordance with NRC, NTS and ,

Performed evaluation engineering activities IEEE 388-1978 section complianca.

by interfacing with line organizations to .

achieve quality performance goals for J.A. Fitzpatrick (NYPA) (1987-1990)

Reactor Outage and Startup. Ensure that l&C Engineer Planned Maintenance Task risks and environmentalimpacts are Force (PMTF) Engineer. Participated in daily minimized to meet goals of safety reliability I&C supervisor meeting, evaluated, and maximized performance. Work implemented OERS, and researched activities included: applicability of GE Newsletters (SIL)

RQE, Evaluate and Review, implementation per OER Data Packages.

Consolidation of Procedures / Programs Department Procedure Coordinator-developed Technical review and approval of reactor and reviewed department procedures.

restart procedures (NQA-1) . ,

Training Support Coordinator assistance Salem 1 & 2 (01/86 - 12/86) in the development and writing of Multi-disciplined assigned 1&C electrical, training programs / procedures mechanical, and design classification tasks, (DOE S500 Series) Developed plant component databases Reactor QA assessments and work packages (unique and unclassified). Entered package planning / reviews complete data packages into the computer Senior Reviewer and Writer for bank for the Managed Maintenance DOE / Company QA Manual information Systems (MMIS). As a multiple (DOE S700.6c) disciplined engineer, reviewed single Nonconformance Reports (NCR) work functions for the FEGs six categories:

package tracking, reviewing / closure Mechanical, Skids, Electrical, instrument QA Auditor Training Loops, Protections, AOVs and MOVs. In Initiated, developed and tracked 10 Design Classification the following categories Programmatic Reactor Safety were reviewed; Safety Related, Seismic, improvement Program Quality Assurance, Required Environmental Class and Nuclear Class (safety).

Page 2 6n2/97

Aik a=como n 4,,, STUART GRULKE jf INSTRUMENTATION & CONTROL ENGINEERING D 4

PROJECT ENGINEER Byron and Braldwood, Units 1 and 2 I&C Engineer: Responsible for projected

startup forimplementation of Quality Assurance programs for the four generating units, BOP and NSSS. Reviewer for process instruments and controlindex entries.

1 Projects included incorporating field "as built" and walk down instrument

' drawings to the master electncal schematics and wiring drawings along with P&lDs, C&lDs, mechanical and fumished j

drawings. Classification criteria included - '

safety-related and seismic qualification i decisions. Developed and modified master data sheets for approximately 45 systems Sierra Pacific Valmy II(1985) i l&C Test Technician / Supervisor Responsible for projects involving electrical i I and mechanical loop checks, initiating and resolving necessary calibration and

' corrections and verifications for functional operational us. Supervised and advised

union shop technicians.

Callaway Nuclear Generating Station i i

(1983-1985)

I&C Test Technician (ANSI Levelll)

Performed Quality Assurance instrument reviews, pre-operational and operational surveillance testing, audits and evaluations.

Duane Arnold BWR (1980-1983)

I&C Technician i

Maintained, tested, checked, and calibrated a wide variety of I&C systems and components in accordance with the Nuclear Quality Assurance Program. Participated in )

two outages.

Page 3 6/12/97

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SENT BY

SARGENT & LUNDY 24G06 : 6-12-17SARGENT :11 ".5AM& LUNDY-.

i NUCLEAR BUDGETING;# 2/ 3 l

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! s I I l .

CONFLICT OF.lNTEREST STATEM : INT MILLSTONE -independent Corrective Action Verification Program (.. AVP)

S.Cul<e Proposed Consultant s

beM Ldv Consultahl's Employer My ps.19=&-9 in the Millstone Unit d ICAVP (( ) does

[

oes n.. :) involve situations or 4

relationships in which I had direct previous invcivement with activitle. at the pian

{ reviewing and I (( ) have ( ) do not havel conflic t:ng roles that migh work on the ICAVP. In addition

1. (

l have ofits not been predecessors. previously employed b) Nortneast Nuclear Energy C j

() Ithehave been previously employec by Nh ECO or some ofits p. Miecessors.

employment.)

2. [I have not previously prcvided design o: sngineering servicet to Millstone unit as a contractor or a suboer. tractor.

() Iunit have previously providext design or entitneering services to NNECO for th as a contractor or a subcontractor, i

3. dhave no other business relations (mert,ber of NNECO's Boad o

Offsite Review appearance Committee, of a conflict ofinterest. etc.) with NNECO for the subject 4 lillatone unit th

() Iappearance have other of a business relations wi

h NN!!CO for the subject lv latone unit that m conflict ofinterest.

I 4. ( l not j ( me evkiusly ka? employed by the subject Millstone .intt's architect engineer (AE) i Et, the nuclest sitam supply system ( SSS) vendor (W"We W-

! or any of their pnedecess. ors associated with design or constr : tion of the subject Mi i

() I have been previously employed by the isoject Milletone unii .: AE (

i the N888 vendor ( _

),

I

), or one or n. we of their predeonesors

associated with employment.) design or construction cf the subject Millstomi unit. (8 tate the nature of th

, . . i. .., . . .o. . . .. . n ii . i . m a s e . . . . . .. . . . .. . . . . .

i .....

. . . _ . _ . _ . _ . - . _ . . _ . . . _ . _ . . _ _ _ _ _ _ . . _ _ _ . . _ _ . . _ _ . . _ . _ . . . ~ _ _ _ _ _ . _ _ . _ _ . _ _ _ _ _ . . . _ _ . . . _ _ . _ . .

l . ,

l Extended P6ge 3.1

' in ete akse seseements, tw Nmt 'emploraf is coestrued t. mean any ten of empk- ment altier , , .

sheet es e ee subcontester. The tenn 'Inouediate emie/ tioluded the su eMaseet stellren elaps.inten, spouse, parent, steppen muuteNNar, talheNndow, toothenWmies, sistecimesw, x any person IMng wth t., Irenntenne, Eatt l

l l

1 l

l i

i

~

SENT BY:SARGENT & LUNDY 24006 : 6-16ifiii~T6AiT SARGEhT T LUNDYINUCLEAR BUDGETINGi'# 87T' '

$.Cr(Alke_ (8 eN I4* dV

. Proposed Consultant Consultant's Employer

6. Members of my immediate family are nm employed by NNEL D, the subject Millstone unit's AE

( ), or ti,e NS$3 6endor( ) associated with design or construction of the sub>ct Hilstone unit.

() Members of my immediate family are ear. ployed by NNECO, "w subject Mlustone unit's AE f ), or tra NS!,8 vendor ( ) associated with design or construction of the subject Milatone unit. (State the nature of the employment.)

7. ( My close relatives (sunts, uncies, first cousins) are not empk> red by NNECO, the subject i , Milstone unit's AE I , ), or the N888 endor( ' )

l in a management capacity.

() My close relatives (aunts, uncles, first csusins) are employec, by NNECO, the subject MdNetone unit's AE I 1, er the NSSS vendor (. iina management capacity. (State the netwe of the empioyment

8. Have you been promised any additional corripensation, reward c. anything of value, criG.rg,;

upon the position you take cin sny iss us being ccnaldered by yoti in connection with the subject Milstone unit ICAVP7 ff yes, provide a detaled description of the, circumstances (rfk) ( )YES. Explain.

9. Do you know of any reason, whether or not i quired about in this questionnaire, that would asoct your abinty to be completely objective in pe: farming any of the ts. ks assigned to you in connection wth the subject Mitstone urts ICAVP? llyos, provide a detailsJ description of the circumstances.

(4NO ( ) YES. Expmin.

10. Are you aware of anything that might :nssto a perception h you would not act with objadivity in performing any of the tasks assigned ia you in connection rith the subject Millstone unit's ICAVP7 If yes, provide ;a detailed descilption of the circumst .nces.

([NO ( )Yes. Explain.

I certify that the statements I hows made on thle: form are true, comp' ite, and correct to4he baut of my knowledge and if the circumstarmes surruunding the responses chas le during performance of the l

ICAVP p un. I we infomt the NRC of those ci anges.

25# # g -

_._ l-42-ff' sigi.ium / . oste

. .. . _- .- .. -- -- - ~ - . - . _ - . - . - ._

! . l l

t e l

g

""'*'*g^"*"" V.E. (WALT) BALODIS Instrumentation & Controls Prciect Engineering

/ Senior Project Engineer l

EDUCATION Familiarity and competence with the ANSI and BSEE, Technical University of Stuttgart i IEEE standards, FPC code, ASME section XI, and EXPERIENCE other codes associated with licensing and l operation of power plants; including NRC l i Technical Specifications, Reg. Guides and The 30 years of experience range from the NUREG documents.

startup of large hydroelectric and paper mill projects in Northern Canada, to operation and Capability to provide guidance and maintenance of power houses, dams and administration for implementation of computer tunnels in High Sierras Cahfornia, to fossil and nuclear power - from licensed SRO at NPD maintained technical data bases for equipment maintenance, surveillance and plant Canada, to preoperational and startup work at management activities.

Tarapur, Peach Bottom, Trojan and River Bend,  !

to engineering and design of distributed safety l related control systems. l His specific experience includes:

l i e

Most recent experience includes guidance for l KOREA POWER ENGINEERING engineering and design of distributed control l&C System Consultant systems for nuclear power plants and fiber optic i

! data highways. Also installation, configuration Generate specifications for plant instrumentation and testing of Bailey Network 90 distributed i and control systems. Review instructions for control systems; evaluation and correction of the guidance of Ulchin 3 and 4 nuclear power EDG system reliability problems; evaluation of plant i&C design engineers. Review, comment, Equipment requirements to mitigate a plant and recommend vender proposals and designs.

" Blackout".

Direct engineering activities associated with the distributed redundant control system for nuclear Some of the professional challenges safety related functions. Assure, and engineer encountered and resolved include: the remote reliable redundant data communication startup and control of a turbine-generator highways for alarms, interlocks, and performance without a governor; and the preparation, monitoring.

implementation and management of a simultaneous preoperational and startup test ROCHESTER GAS AND ELECTRIC programs at nuclear power plants. Preparation Staff Engineer and analysis of Diesel Generator and Loss of Define Electric Distribution System Functional Power Test programs, inspection review requirements. Review Vital Instrument power supplies, to Reactor Design, review and approval of complex control Protection. Safeguard and Control Systems.

j systems, including multi-plexing to control consoles. Evaluate human factors impact.

Review equipment seismic and environmental qualifications, including upgrades.

f Page1 peoi 5/1/97

49 e

t -

. &,e V.E. (WALT) BALODIS yy""*

7 Instrumentation & Controls Project Engineering Senior Project Engineer NRC RIVER BEND Consultant Gulf States Member of Inspection Teams Audit of Browns Ferry 2 Employee Concern Startup Test and Design Analpis Engineer Program. Technical consultant to audit Staff Engineer, VP Nuclear Office Prepare i master Startup Plan and NRC compliance Westinghouse responses to Operating Plant Checklists. Review plant readiness for Low issues. Team Member of VIB audit of southern Power Ucensing Status. Prepare, Review and Testing Services,

approve Power Ascension Test Procedures, such

)

TROJAN as: Main Steam isolation; Loss of Plant Power; Portland General Electric Radiation Surveys; Core Power-Void Response; Maintenance Engineer loss of Feedwater Heating; Turbine Pressure Control Modification and Test Engineer System engineer SHOREHAM Provide replacement for Lead Control and Long Island Lighting /Criscuolo Electrical Engineer while same in SRO training.

Surveillance Test Engineer; Ucensing Engineer-Define, evaluate and review Design Basis Prepare technical specifications for submittal to document program. Evaluate reliability issues, determine root causes of failures, correct and NRC: negotiate settlement in Washington. Carry out negotiations with NRC, t*o provide technical redesign as required to eliminate EDG system deficiencies. specifications for alternate emergency power supplies. Review instrumentation set points to Previcus 2 3 failures a year reduced to none in 2 improve plant performance and compliance, years. Provide control system upgrade Review and approve surveillance test specifications. Configured, tuned and tested a procedures and test results.

new Remote Shutdown system utilizing Bailey Network 90 distributed process control system. 8WR Units l Upgrade of relaying schemes with solid state Staff Engineer devices. Investigated of relaying schemes with Review field problems, provide solutions, solid state devices. Investigated and corrected prepare FDI documents. Evaluate and review Main Generator Field ground problems.

Prepared Test Specifications and Test control layouts. Evaluate and improve control L and instrumentation multiplexing to control Instructions to replace Main Control Room i

consoles. Provide technical support to BWR Annunciator with Ronan XS00 solid state system, licensing issues. Define ERIS computer Provided Technical Support to nun erous requirements.

corrective maintenance and refuelhg outage problems. As maintenance staff ongineer DUANE ARNOLD ENERGY CENTER generated maintenance work plaru, instruction Iowa Electric specifications, and instructions.

Station loss of Power tests. The design and installation modifications of an incomplete

, design of a vendor's 480V switchgear.

1 Modifications and verification of Condenser j

Page 2

. J3801 5/1/97

i

• i ..

l l

i

"'**v"' V.E. (WALT) BALODIS

, Instrumentation & Controls Project Engineering Senior Project Engineer Hotwell Level Control. Verification of plant system readiness immediately prior to Fuel Load, modifications to the uninterruptible plant power supplies.

Planning and review of power ascension progress.

PLACER COUNTY WATER AGENCY PEACH BOTTOM UNIT 2 In 196S accepted an offer from Placer County, Philadelphia Electric California to organize and mange the Middle l Procedures, methods, and test result approval of Fork American River Hydro Project through the final stages of construction, testing, and to full

' the dynamic tests of plant control loops. The analysis and checkout of system readiness for power operation, including a successful redesign of starting and stopping a hydraulic turbine the Integrated Leak Rate test of Primary Containment. Planning and review of Pre- without a governor and the remote control of same by radio transmissions.

Operational tests progress.

ARKANSAS NUCLEAR ONE MIDDLE FORK AMERICAN RIVER 1

Artansas Power Placer County Water Agency

Review and tests of main generator excitation Guide for the Preparation of Preoperational Test and voltage control Review and tests of Procedures. Review of the heat tracing of critical

! equipment piping. Review of the pressurizer transmission and generation relaying.

l installation problems. Circulating water overload Modifications and performance tests of hydraulic problem resolution. turbines. Resolution of microwave remote control system problems.

MONTICELLO Northem States HYDROELECTRIC POWER COMMISSION OF ONTARIO Preparation of test procedures, checkout and Started as an Engineer-in-training left as SRO pre-operational test conductance of Emergency Licensed Commissioning Supervisor.

Diesels and Station loss of Power. Preparation of test procedures, checkout of preoperational DOUGLAS POINT testing of Turbine and EHC control systems. Ontario Hydro Nuclear Resolution of Moisture Separator problems.

Procedures and tests of power line carrier Condenser Vacuum Pull Tests. Resolution of relaying. Procedures checkouts and tests of Feedwater and condensate cycle problems.

l radioactive waste systems. Checkouts and pre-TARAPUR operational testing of "On-Power" Refueling Indian AEC Systems. Procedures and tests of turbine and

feedwater cycle systems.

Warranty and performance test procedures and tests of units under the ASME test code. Final NPD RALSTON design review, installation, checkout and pre- Ontario Hydro Nuclear operational tests of plant electrical systems.

Procedures and pre-operational tests of Modifications of emergency core cooling control systems. Resolution of problems and Temperature, flow, and Activity Monitoring systems. Procedures, checkouts and pre-Page 3 J3801 5/1/97 i

• • h W"*

[. V.E. (WALT) BALODIS

,k Instmmentation & Contmis Pmject Engineering Senior Pmject Engineer i

operational testing of Radioactive Area Ventilation Systems. Checkout and pre-

operational testing of reactor neutron

! monitoring, control and protective systems.

Reactor performance t%ts.

ONTARIO HYDRO Operation and maintenance of power plants.

Operation and maintenance of transmission and distribution networks. Design review and performance tests of new facilities. Design modifications and installation to upgrade older l

power plants and their auxiliary facilities.

BECHTEL POWER CORPORATION Started as supervising field engineer at Tarapur Nuclear Power Plant in India. Left as Manager of startup operations for all nuclair power plants in San Francisco head office.

MEMBERSHIP i

l Institute of Electrical & Electronic Engineers (IEEE)

Project Management Institute (PMI) l American Nuclear Society (ANS) l l

l 1

Page 4 paoi 5/1/97 l

-=

L.. .' -

l ANTHONY S. CARUSO I e  !

Electrical Project Engineering Division Electrical Project Engineer '

EDUCATION been responsible for and directed the work of a group of electrical engineers in the design and University of Illinois - B.S. Electrical Engineering -

1965 engineering of power plant electrical systems.

Mr. Caruso has designed and engineered the i PROFICIENCIES electrical portions of coal handling systems.

Other assignments include fire protection safe

. Electrical engineering shutdown analysis, in-plant fire protection system l

Nuclear and fossil plant design and betterment addition, SO3 flue gas injection system addition, 1 Quality assurance (QA) auditing dry fly ash handling system addition, precipitator j field sectionalization, oil separator addition,  !

RESPONSIBILITIES replacement of boiler room sump pumps, freeze protection addition for condensate storage l tanks, and precipitator floor heating addition. '

Mr. Caruso directs electrical analysts and draftsmen in development of the conceptual design, design of individual system components, In addition, as a lead quality assurance auditor, and preparation of bid procurement Mr. Caruso performed QA audits according to specifications, in consultation with the senior the requirements of Sargent & Lundy's Quality Assurance Program and technical and electrical project engineer, Mr. Caruso evaluates the proposals of manufacturers, makes purchase administrative standards. He planned the audits, prepared and assembled audit checklists, recommendations, and monitors the activities of coordinated and conducted audits in ma'nufacturers to ensure that manufacturers' drawings and finished components are received accordance with audit assignment instructions, evaluated the technical adequacy of the on schedule. He works with the client and with engineering design and the effectivenass of the manufacturer and contractor representatives to controlling procedures, prepared formal reports ensure that the electrical design, engineering, of the audit findings, and ensured that tht; audit l and construction of the power plant incorporate

! the latest techniques. He coordinates the findings were properly resolved and preclJded electrical engineering work with that of other from recurring. These activities were performed during 1990 and 1991.

Sargent & Lundy departments. Mr. Caruso reviews specifications and drawings to ensure Mr. Caruso joined Sargent & Lundy in 1965.

that all electrical work is correctly done. After His experience includes:

plant construction begins, he may make occasional visits to the site to check on progress DESIGN EXPERIENCE of the electrical work and to ensure that it is done properly, Mr. Caruso has been assigned as Electrical EXPERIENCE Project Engineer on the following projects:

Mr. Caruso has extensive experience in the Commonwealth Edison Company LaSalle 1 and 2, nuclear,1122 MW electrical design and engineering of major fossil- each.

and nuclear. fueled steam +1ectric generating (1986 to 1990; 1991 to 1994) stations. He has been involved in the design l and engineering of a gas turbine and natural gas i

to fuel oil conversion of several plants. He has Page 1 0232 1 052897

.. _ . . . -. - . - . . - .- -- . . ._- - . - . = . _ -. .

g- ANTHONY S. CARUSO l

Electrical Pmject Engineering Division Electrical Pmject Engineer

=~ latinois Power Clinton 1, nuclear,985 MW. of boiler room sump pumps. (1981 to >

1982)

(1982 to 1986) a D. H. Mitchell 44 and 11, coal / coal and Central Power & Ught Company

- gas (Unit 4),529 MW total.

Coleto Creek 1, coal,570 MW; B. M. Davis 1 and 2, gas and oil, Electrical Project Engineer responsible for 324 M W each. precipitator field sectionalization; dry fly (1970 to 1976) ash handling system addition; and precipitator fourth-field addition. (1980 LaPalma 7 (gas turbine), gas and oil, to 1982) 50 MW. -

(1973 to 1975) Michigan 2,3, and 12, coal / coal and gas l (Unit 12),652 MW total.

l -

Nueces Bay 7, gas and oil,352 MW. Electrical Project Engineer responsible for (1969 to 1972) in-plant fire protection system addition.

(1980 to 1982)

E. S. Joslin 1, gas and oil, 258 MW. -

l (1969 to 1971) D. H. Mitchell 4, 5, and 11, coal / coal and gas (Unit 4),391 MW total.

LaPalma 6, gas and oil,167 MW. Electrical Project Engineer responsible for (1969 to 1970) Wahico SO3 flue gas injection system addition. (1981)

BEITERMENT EXPERIENCE -

! Michigan City 2 and 3, coal,70 MW

!

• each.

! Northem Indiana Public Service Company 1 Schahfer 14, coal,521 MW. Electrical Project Engineer responsible for Electrical Project Engineer responsible for transformer fire protection. (1980 to 1981) precipitator floor heating addition and '

fuel oil-firing addition. (1979 to 1980, D. H. Mitchell.

1981 to 1982) i Electrical Project Engineer involved with Schahfer 14 and 15, coal,1033 MW in-plant fire protection system addition.

total. (1980 to 1981)

Electrical Project Engineer responsible for -

freeze protection addition for D. H. Mitchell 11, coal,115 MW each.

Electrical Project Engineer involved with condensate storage tanks and in-plant condensate makemp demineralizer fire protection system addition. (1979 to 1980,1981 to 1982) system addition. (1979 to 1981)

- Commonwealth Edison Company Michigan City 12, coal and gas, -

512 MW. Dresden 2 and 3/ Quad Cities ! and 2, nuclear,850 MW each; Electrical Project Engineer responsible for Electrical Project Engineer involved with oil separator addition and replacement fire protection safe shutdown analysis.

(1977 and 1978)

Page 2 l 0232 1 052897 i

__ _ . _ _ ~. ._

ww g ANTHONY S. CARUSO l Electrical Project Engineering Division 7 Electrical Project Engineer l

Central Power & Light Company 1

Barney M. Davis 1, gas and oil, QA Auditor. (1990 to 1991) 324 MW;

• Rochester Gas and Electric Corporation E. S. Joslin 1, gas and oil,258 MW; -

Ginna 1, nuclear,470 MW. i Nueces Bay 7, gas and oil,352 MW.

Electrical Project Engineer responsible for QA Auditor. (1990 to 1991) fuel oil-firing addition. (1973)

• Tennessee Valley Authority

=

Watts Bar 1 and 2, nuclear,1177 MW Wisconsin Electric each.

Oak Creek, coal and oil,1192 MW total.

l Electrical Engineer involved with QA Auditor. (1990 to 1991)

Station Battery Modifications (1995) additional coal handling system facilities.

(1967 to 1969)

• Wisconsin Public Service Corporation Kewaunee 1, nuclear,503 MW.

The Detroit Edison Company River Rouge, coal and oil,293 MW; QA Auditor. (1990 to 1991)

Trenton Channel, coal,536 MW.

PROCUREMENT EXPERIENCE Electrical Engineer responsible for additional coal handling system facilities.

• HPI - China (1965 to 1967) -

Ugang Units 3 and 4, Fossil Dalian Units 3 and 4, Fossil QUAUTY ASSURANCE EXPERIENCE -

Dandong Units 1 and 2, Fossil

• Electrical Project Engineer responsible for Commonwealth Edison Company specification preparation and bid Byron 1 and 2/Braidwood 1 and 2, evaluation in the electrical procurement nuclear,1120 MW each; Dresden 2 and 3; nuclear,1545 MW section. (1995 to 1997) total; DESIGN BASIS DOCUMENT 1.aSalle 1 and 2, nuclear,1036 MW each;

• Maine Yankee Atomic Power Company Quad Cities I and 2, nuclear,769 MW each; -

Maine Yankee 1, Nuclear Zion 1 and 2, nuclear,1040 MW each.

Electrical Project Engineer responsible for QA Auditor. (1990 to 1991) preparation of the 125VDC Electrical

• Distribution System Design Basis The Detroit Edison Company Fermi 2, nuclear,1093 MW. Summary Document. (1997 to Present)

QA Auditor. (1990 to 1991) lilinois Power Clinton 1, nuclear,930 MW.

QA Auditor. (1990 to 1991)

Niagara Mohawk Power Corporation Nine Mile Point 1, nuclear,610 MW.

Page 3 0232 1 052897

l l

CONFLlCT-OF-INTEREST STATEMENT j MILLSTONE - Independent Corrective Action Verification Program (ICAVP) ,

l A/ rhod S. MARUSO SARGed'7~ lAuM V l

' Proposed Cohsultant Consuitant's $mployer My participation in the Millstone Unit d ICAVP (( ) does 00 (locs not] involve situations or relationships in which I had direct previous involvement with activities at the plant that I will be l r:; viewing and I [( ) have @ do not have] conflicting roles that might bias my ludgment in relation to my l

work on the ICAVP In addition

1. $ l have not been previously employed by Northeast Nuclear Energy Company (NNECO) or any ofits predecessors.

() I have been previously employed by NNECO or some ofits predecestors. (State the nature of the employment.)

, 2. ($ 1 have not previously provided design or engineering services to NNECO for the subject Millstone unit as a contractor or a subcontractor.

( ) I have previously provided design or engineering services to NNECO for the subject Millstone unit as a contractor or a subcontractor.

3. @ l have no other business r6lations (member of NNECO's Board of Directors, member of an l Offsite Review Committee, etc.) with NNECO for the subject Millstone unit that may create the appearance of a conflict ofinterest.

() I have other business relations with NNECO for the subject Millstone unit that may create the appearance of a conflict ofinterest.

4 00 l have not t2een prev,iously employed by the subject Millstone unit's architect-enginger (AE)

( Sw ne 7 h/+btTeM, the nuclear steam supply system (NSSS) vendor (IAJnT ^tht$

or any of their predecessors associated with design or cor.struction of the subject MillstMe unit.

() I have been previously employed by the subject Millstone unit's AE ( ),

the NSSS vendor ( ), or one or more of their predecessors associated with design or construction of the subject Millstone unit. (State the nature of the

. employment.)

stocks, bonds, mutual 5 99 1, andetc.)

funds, myinimmediate NNECO, thefamily, do not own subject Millstone unit's AEor control (s75de- $.financial z interests (JEAs72re_), o NSSS vendor (WEs ra'Mr447 ).

l ( ) I, or a member of my immediate family, own or control financial interests (stocks, bonds, mutual

funds, etc.) in NNECO, the subject Millstone unit's AE ( ), or the i NSSS vendor ( ).

I 1 of 2 Enclosure 3 3 .~ . , . _ . a..._,__. _ _ , . . _ .

. 1 l ,

I l

preon s. Maso Proposed Consultant

.Smccur t%e Consultant's Empfoyer  !

6. M Members (L*TiaE'ofdmy WMA immediate

), or the family NSSS are vendor not employed by NNECO,}t (WEf7/AMM @ e subject Millstone unit's AE {

) associated with i

! design or construction of the subject Millstone unit. I i

() Members of my immediate family are employed by NNECO, the subject Millstone unit's AE

( ), or the NSSS vendor ( l

) associated with 1 design or construction of the subject Millstone unit. (State the nature of the employment.)

7. QQ My close relatives (aunts unclep, first cousins) are not employed by NNECO, thepubject  !

Millstone unit's AE (SfoA)6 # WEMSWE), or the NSSS vendor (w&f##4-#4df61

' J in a management capacity. )

l () My close relatives (aunts, uncles, first cousins) are employed by NNECO, the subject Millstone unit's AE ( ), or the NSSS vendor ( l l )in a  ;

management capacity. (State the nature of the employment.)

l

8. Have you been promised any additional compensation, reward or anything of value, contingent j upon the position you take on any issue being considered by you in connection with the subject Millstone unit ICAVP7 If yes, provide a detailed description of the circumstances. 1 l Q() NO ( ) YES. Explain, i

g. Do you know of any reason, whether or not inquired about in this questionnaire, that would affect l your ability to be completely objective in performing any of the tasks assigned to you in connection I with the subject Millstone unit's ICAVP? If yes, provide a detailed description of the circumstances.

Q4NO ( ) YES. Explain.

! 10. Are you aware of anything that might create a perception that you would not act with objectivity in performing any of the tasks assigned to you in connection with the subject Millstone unit's l ICAVP7 If yes, provide a detailed description of the circumstances.

i

@ NO (,) Yes. Explain.

l 1 certify that the statements I have made on this form are true, complete, and correct tothe best of my knowledge and if the circumstances surroundag the responses change during performance of the l i ICAVP rthe bject Millstene it, I willinfotTn the NRC of those cha .

i f1 NY ^ /)A/U/i ~

k$Y $

Signatu're l Oate I in the e' novo statements. the term *employecf la construed to mean any form of employment, either dired. es e contractor, or es a subecntractor The term *immedets femey' includes the interviewee's children, stopchddren, spouse. perents. stepperents, mothst in4sw. father in4ew, brotherselow, seters-erWow, or any person living with the interviewee.

l 2of2

.s,

4 l '. . . ' - CONFLICT-OF-INTEREST STATEMENT %j

! MILLSTONE - Independent Corrective Action Verification Program (ICAVP) b *-4 b . N "" ] 4 4EM 0% .4 b .

i Proposed Consultant Consultant's Employer My participation in the Millstone Unit .3 ,ICAVP [( ) rioes ((does not] involve situations or

relationships in which I had direct previous involvement with activities at the plant that I will be j rsviewing and l [( ) have ($6o not have] conflicting roles that might bias my judgment in relation to my l work on the ICAVP. In addition

1. [l have not been previously employed by NortSast Nuclear Energy Company (NNECO) or any j ofits predecessors.

() I have been previously employed by NNECO or some of its predecessors. (State the nature of 4 the employment.)

t

! 2. ([I have not previously provided design or engineering services to NNECO for the subject

! Millstone unit as a contractor or a subcontractor.

1 i ( ) I have previously provided design or engineering services to NNECO for the subject Millstone l unit as a contractor or a subcontractor.

l 3. ([I have no other business relations (member of NNECO's Board of Directors, member of an i Offsite Review Committee, etc.) with NNECO for the subject Millstone unit that may create the

. appearance of a conflict ofinterest.

i . ( ) I have other business relations with NNECO for the subject Millstone unit that may create the

! appearance of a conflict ofinterest.

t i 4. ([I have not been previously employed by the subject Millstone unit's architect-engineer (AE) i- (srwe a seu ret ), the nuclear steam supply system (NSSS) vendor (wson= bar),

or any of their predecessors associated with design or construction of the subject Millstone unit.

() I have been previously employed by the subject Millstone unit's AE ( ),

l i the NSSS vendor ( ), or one or more of their predecessors j associated with design or construction of the subject Millstone unit (State the nature of the employment.)

i j 5. () I, and my immediate family, do not own or control financial interests (stocka, bonds, mutual j funds, etc.) in NNECO, the subject Millstone unit's AE ( - ), or the i NSSS vendor ( ).

i i (gI, or a member of my immediate family, own or control financial interests (stocks, bonds, glutual i funds etc.)in NNECO, the subject Millstone unit's AE (wa>r 4wasse ), or the i M, vendor (Wen &, uvse- ).

km M A, 4:&

o fA mm% g..m g..m. .

1 .

J. ., ,. - - _ _ -

. l. -

i MV^- M M.,b Proposed Consultant Consultant's Employer i

6. Members of m immediate family are not employed by NNECO, the subject Millstone unit's AE j

• ipelt ). or the NSSS vendor (umeblunar*

• O i associated with

!, design or construction of the subject Millstone unit. T l () Members of my immediate family are employed by NNECO, the subject Millstone unit's AE l ( ), or the NSSS vendor ( ) associated with design or construction of the subject Millstone unit. (State the nature of the employment.)

l l 7. % My close relatives (aunts, uncles, first cousins) are not employed by NNECO, the, subject i Millstone unit's AE (w woon- ), or the NSSS vendor (Neu ss )

in a management capacity.

?

?

() My close relatives (aunts, uncles, first cousins) are employed by NNECO, the subject Millstone

unit's AE ( ), or the NSSS vendor ( )in a

! management capacity. (State the nature of the employment.)

i

8. Have you been promised any additional compensation, reward or anything of value, contingent upon the position you take on any issue being considered by you in connection with the subject Millstone unit ICAVP? If yes, provide a detailed description of the circumstances.

l ()Q NO ( ) YES. Explain.

i

)

\ g. Do you know of any reason, whether or not inquired about in this questionnaire, that would affect i

your ability to be completely objective in performing any of the tasks assigned to you in connection j with the subject Millstone unit's ICAVP7 If yes, provide a detailed description of the circumstances.

l ()d NO ( ) YES. Explain.

i

! 10. Are you aware of anything that might create a perception that you would not act with objectivity

in performing any of the tasks assigned to you in connection with the subject Millstone unit's

! ICAVP? If yes, provide a detailed description of the circumetances.

l 6t)NO ( ) Yes. Explain. .

l i

I I certify that the statements I have made on this form are true, complete, and correct tothe best of my l' knowledge and if the circumstances surrounding the responses change during performance of the ICAVP for the subject Millstone unit, I will inform the NRC of those changas.

%.a '

E. '

l Si nat ( Date 3 in the . the term

• employed

• la construed to meen any form of employment, either direct. es e contractor, or es e

! sui,&,iii G. term *immodeste femdy* Includes the interwowee's cNdren, stepetundron, spouse, perents. stopperonts, mother <ndow, father <ndow. brothers 4rWow, sisters <ndow, or any person Irving witMie interwowse

! 2W2

.