ML22168A027
| ML22168A027 | |
| Person / Time | |
|---|---|
| Site: | Surry  |
| Issue date: | 06/15/2022 |
| From: | Gerald Mccoy NRC/RGN-II/DRS/EB2 |
| To: | Stoddard D Virginia Electric & Power Co (VEPCO) |
| References | |
| IR 2022404 | |
| Download: ML22168A027 (9) | |
See also: IR 05000280/2022404
Text
June 15, 2022
Mr. Daniel Stoddard
Senior Vice President and Chief Nuclear Officer
Virginia Electric & Power Company
Innsbrook Technical Center
5000 Dominion Boulevard
Glen Allen, VA 23060-6711
SUBJECT: SURRY POWER STATION - INFORMATION REQUEST FOR THE
CYBER-SECURITY BASELINE SECURITY INSPECTION, NOTIFICATION TO
PERFORM INSPECTION 05000280/2022404; 05000281/2022404
Dear Mr. Stoddard:
On August 29, 2022, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline
inspection in accordance with Inspection Procedure (IP) 71130.10 Cyber-Security, Revision 0
at your Surry Power Station. The inspection will be performed to evaluate and verify your ability
to provide assurance that your digital computer and communication systems and networks
associated with safety, security, or emergency preparedness (SSEP) functions are adequately
protected against cyber attacks in accordance with the requirements of Title 10, Code of
Federal Regulations (CFR), Part 73, Section 54, and the NRC approved Cyber Security Plan
(CSP). The onsite portion of the inspection will take place during the week of August 29, 2022.
Experience has shown that baseline inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. To minimize the inspection impact on the site and to
ensure a productive inspection for both parties, we have enclosed a request for documents
needed for the inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by the cybersecurity IP. This information should
be made available electronically no later than July 1, 2022. The inspection team will review this
information and, by July 15, 2022, will request the specific items that should be provided for
review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of the licensees CSP selected for the cybersecurity inspection.
This information will be requested for review in the regional office prior to the inspection by
August 15, 2022, as identified above.
D. Stoddard
2
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection, August 29, 2022.
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is David Strickland. We understand that our regulatory
contact for this inspection is Maria Groshner of your organization. If there are any questions
about the inspection or the material requested, please contact the lead inspector at 404-997-
4440 or via e-mail at David.Strickland@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget, control number 3150-
0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a
request for information or an information collection requirement unless the requesting document
displays a currently valid Office of Management and Budget control number.
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding,
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available
electronically for public inspection in the NRCs Public Document Room or from the Publicly
Available Records (PARS) component of the NRC's Agencywide Documents Access and
Management System (ADAMS). ADAMS is accessible from the NRC Web site at
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room).
Sincerely,
/RA Philipp Braaten acting for/
Gerald McCoy, Branch Chief
Engineering Branch 2
Division of Reactor Safety
Docket No.:
50-280, 50-281
Enclosure:
Surry Power Station Cyber-Security Inspection
Document Request
cc w/encl: Distribution via LISTSERV
x
Review
x
Non-Sensitive
Sensitive
x
Publicly Available
Non-Publicly Available
OFFICE
RII/DRS/EB2
RII/DRS/EB2
NAME
D. Strickland
P. Braaten for
G. McCoy
DATE
6/15/2022
6/15/2022
Inspection Report: 05000325/2022404 and 05000324/2022404
Inspection Dates:
August 29 - September 2, 2022
Inspection Procedure:
IP 71130.10, Cyber-Security, Revision 0
NRC Inspectors:
404-997-4440
David.Strickland@nrc.gov
404-997-4880
Jonathan.Montgomery@nrc.gov
NRC Contractors:
Balla Barro
Frederick.Priester@nrc.gov
Balla.Barro@nrc.gov
Enclosure
2
I.
Information Requested for In-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection
team with the general information necessary to select appropriate components and CSP
elements to develop a site-specific inspection plan. The first RFI is used to identify the
list of critical systems and critical digital assets (CSs/CDAs) plus operational and
management (O&M) security control portions of the CSP to be chosen as the sample
set required to be inspected by the cyber-security IP. The first RFIs requested
information is specified below in Table RFI #1. The Table RFI #1 information is
requested to be provided to the regional office by July 1, 2022, or sooner, to facilitate the
selection of the specific items that will be reviewed during the onsite inspection weeks.
The inspection team will examine the returned documentation from the first RFI and
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
focused follow-up request to develop the second RFI. The inspection team will submit
the specific systems and equipment list to your staff by July 15, 2022, which will identify
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
defensive architecture, and the areas of the licensees CSP selected for the cyber-
security inspection. We request that the additional information provided from the second
RFI be made available to the regional office prior to the inspection by August 15, 2022.
The required Table RFI 1 information shall be provided electronically to the lead
inspector by July 1, 2022. If a compact disk (CD) is provided, please provide four
copies (one for each inspector/contactor). The preferred file format for all lists is a
searchable Excel spreadsheet file. These files should be indexed and hyper-linked to
facilitate ease of use. If you have any questions regarding this information, please call
the inspection team leader as soon as possible.
Table RFI #1
Request:
IP Ref
1
A list of all Identified Critical Systems and Critical Digital Assets,-
highlight/note any . additions, deletions, reclassifications due to new
guidance from white papers, changes to NEI 10-04, 13-10, etc. since
the last cyber security inspection.
Overall
2 A list of EP and Security onsite and offsite digital communication
systems
Overall
3 Network Topology Diagrams to include information and data flow for
critical systems in levels 2, 3 and 4 (If available)
Overall
4 Ongoing Monitoring and Assessment program documentation
03.01(a)
5 The most recent effectiveness analysis of the Cyber Security Program
03.01(b)
3
Table RFI #1
Request:
IP Ref
6 Vulnerability screening/assessment and scan program documentation
03.01(c)
7
Cyber Security Incident response documentation, including incident
detection, response, and recovery documentation as well as
contingency plan development, implementation and including any
program documentation that requires testing of security boundary
device functionality
03.02(a)
and
03.04(b)
8 Device Access and Key Control documentation
03.02(c)
9 Password/Authenticator documentation
03.02(c)
10 User Account/Credential documentation
03.02(d)
11 Portable Media and Mobile Device control documentation, including
kiosk security control assessment/documentation
03.02(e)
12
Design change/ modification program documentation and a List of all
design changes completed since the last cyber security inspection,
including either a summary of the design change or the 50.59
documentation for the change.
03.03(a)
13 Supply Chain Management documentation including any security
impact analysis for new acquisitions
03.03(a)
, (b) and
(c)
14
Configuration Management documentation including any security
impact analysis performed due to configuration changes since the last
inspection
03.03(a)
and (b)
15 Cyber Security Plan and any 50.54(p) analysis to support changes to
the plan since the last inspection
03.04(a)
16 Cyber Security Metrics tracked (if applicable)
03.06
(b)
17 Provide documentation describing any cyber security changes to the
access authorization program since the last cyber security inspection.
Overall
18 Provide a list of all procedures and policies provided to the NRC with
their descriptive name and associated number (if available)
Overall
19 Performance testing report (if applicable)
03.06
(a)
4
In addition to the above information please provide the following:
(1) Electronic copy of the UFSAR and technical specifications.
(2) Name(s) and phone numbers for the regulatory and technical contacts.
(3) Current management and engineering organizational charts.
Based on this information, the inspection team will identify and select specific systems
and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
submit a list of specific systems and equipment to your staff by July 15, 2022 for the
II.
Additional Information Requested to be Available Prior to Inspection.
As stated in Section I above, the inspection team will examine the returned
documentation requested from Table RFI #1 and submit the list of specific systems and
equipment to your staff by July 15, 2022 for the second RFI (i.e., RFI #2). The second
RFI will request additional information required to evaluate the CSs/CDAs, defensive
architecture, and the areas of the licensees CSP selected for the cyber-security
inspection. The additional information requested for the specific systems and equipment
is identified in Table RFI #2. All requested information shall follow the guidance
document referenced above
The Table RFI 2 information shall be provided electronically to the lead inspector by
August 15, 2022. If a compact disk (CD) is provided, please provide four copies (one
for each inspector/contactor). The preferred file format for all lists is a searchable Excel
spreadsheet file. These files should be indexed and hyper-linked to facilitate ease of
use. If you have any questions regarding this information, please call the inspection
team leader as soon as possible. If you have any questions regarding this information,
please call the inspection team leader as soon as possible.
Table RFI #2
Request
Items
For the system(s) chosen for inspection provide:
1 Ongoing Monitoring and Assessment activity performed on the
system(s)
03.01(a)
2 All Security Control Assessments for the selected system(s)
03.01(a)
3
All vulnerability screenings/assessments associated with or scans
performed on the selected system(s) since the last cyber security
inspection
03.01(c)
5
Table RFI #2
Request
Items
4
Documentation (including configuration files and rules sets) for
Network-based Intrusion Detection/Protection Systems (NIDS/NIPS),
Host-based Intrusion Detection Systems (HIDS), and Security
Information and Event Management (SIEM) systems for system(s)
chosen for inspection)
03.02(b)
5
Documentation (including configuration files and rule sets) for intra-
security level firewalls and boundary devices used to protect the
selected system(s)
03.02(c)
6 Copies of all periodic reviews of the access authorization list for the
selected systems since the last inspection
03.02(d)
7 Baseline configuration data sheets for the selected CDAs
03.03(a)
8 Documentation on any changes, including Security Impact Analyses,
performed on the selected system(s) since the last inspection
03.03(b)
9 Copies of the purchase order documentation for any new equipment
purchased for the selected systems since the last inspection
03.03(c)
10 Copies of any cyber security drills performed since the last
inspection, along with any reports or assessments generated.
03.02(a)
03.04(b)
11
Copy of the individual recovery plan(s) for the selected system(s)
including documentation of the results the last time the backups
were executed.
03.02(a)
03.04(b)
12
Corrective actions taken as a result of cyber security incidents/issues
to include previous NRC violations and Licensee Identified Violations
since the last cyber security inspection
03.05
III.
Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identified in Section II above, provide the
following RFI (i.e., Table 1ST Week Onsite) electronically by August 29, 2022, the first
day of the inspection.
Table 1ST Week Onsite
Request:
Items
1 Any cyber security event reports submitted in accordance with 10
CFR 73.77 since the last cyber security inspection
03.04(a)
6
Table 1ST Week Onsite
Request:
Items
2
Updated Copies of corrective actions taken as a result of cyber
security incidents/issues, to include previous NRC violations and
Licensee Identified Violations since the last cyber security
inspection, as well as vulnerability-related corrective actions
03.05
In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the
inspection team as long as the inspectors have easy and unrestrained access
to them.
a. Updated Final Safety Analysis Report, if not previously provided;
b. Original FSAR Volumes;
c. Original SER and Supplements;
d. FSAR Question and Answers;
e. Quality Assurance Plan;
f.
Technical Specifications, if not previously provided;
g. Latest IPE/PRA Report; and
(2) Vendor Manuals, Assessment and Corrective Actions:
a. The most recent Cyber-Security Quality Assurance (QA) audit and/or
self-assessment; and
b. Corrective action documents (e.g., condition reports, including status of
corrective actions) generate as a result of the most recent Cyber-Security
Quality Assurance (QA) audit and/or self-assessment.
IV.
Information Requested To Be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the
inspection teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and
the status/resolution of the information requested (provided daily during the
inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader