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{{Adams | |||
| number = ML22097A083 | |||
| issue date = 04/07/2022 | |||
| title = County Station Information Request for the Cyber-Security Baseline Inspection, Notification to Perform Inspection 05000373/2022403 and 05000374/2022403 | |||
| author name = Dahbur A | |||
| author affiliation = NRC/RGN-III/DRS/EB3 | |||
| addressee name = Rhoades D | |||
| addressee affiliation = Constellation Energy Generation, LLC | |||
| docket = 05000373, 05000374 | |||
| license number = NPF-011, NPF-018 | |||
| contact person = | |||
| document report number = IR 2022403 | |||
| document type = Letter, Request for Additional Information (RAI) | |||
| page count = 8 | |||
}} | |||
See also: [[see also::IR 05000373/2022403]] | |||
=Text= | |||
{{#Wiki_filter:April 7, 2022 | |||
Mr. David P. Rhoades | |||
Senior Vice President | |||
Constellation Energy Generation, LLC | |||
President and Chief Nuclear Officer (CNO) | |||
Constellation Nuclear | |||
4300 Winfield Road | |||
Warrenville, IL 60555 | |||
SUBJECT: LASALLE COUNTY STATION - INFORMATION REQUEST FOR THE | |||
CYBER-SECURITY BASELINE INSPECTION, NOTIFICATION TO PERFORM | |||
INSPECTION 05000373/2022403 AND 05000374/2022403 | |||
Dear Mr. Rhoades: | |||
On August 1, 2022, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline | |||
inspection in accordance with Inspection Procedure (IP) 71130.10 Cyber-Security, Revision 0 | |||
at your LaSalle County Station Units 1 and 2. The inspection will be performed to evaluate and | |||
verify that the LaSalle County Stations digital computer and communication systems and | |||
networks associated with safety, security, or emergency preparedness (SSEP) functions are | |||
adequately protected against cyberattacks in accordance with Title 10 of the Code of Federal | |||
Regulations (10 CFR), Part 73, Section 54, Protection of Digital Computer and Communication | |||
Systems and Networks, and the U.S. Nuclear Regulatory Commission (NRC) approved | |||
cyber-security plan (CSP). The onsite portion of the inspection will take place August 1 - 5, | |||
2022. | |||
Experience has shown that baseline inspections are extremely resource intensive, both for the | |||
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site | |||
and to ensure a productive inspection for both parties, we have enclosed a request for | |||
documents needed for the inspection. These documents have been divided into four groups. | |||
The first group specifies information necessary to assist the inspection team in choosing the | |||
focus areas (i.e., sample set) to be inspected by the cyber-security IP. This information should | |||
be made available electronically no later than May 20, 2022. The inspection team will review | |||
this information and, by June 17, 2022, will request the specific items that should be provided | |||
for review. | |||
The second group of additional requested documents will assist the inspection team in the | |||
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture, | |||
and the areas of the licensees CSP selected for the cyber-security inspection. This information | |||
will be requested for review in the regional office prior to the inspection by July 15, 2022, as | |||
identified above. | |||
D. Rhoades -2- | |||
The third group of requested documents consists of those items that the inspection team will | |||
review, or need access to, during the inspection. Please have this information available by the | |||
first day of the onsite inspection, August 1, 2022. | |||
The fourth group of information is necessary to aid the inspection team in tracking issues | |||
identified as a result of the inspection. It is requested that this information be provided to the | |||
lead inspector as the information is generated during the inspection. It is important that all of | |||
these documents are up to date and complete in order to minimize the number of additional | |||
documents requested during the preparation and/or the onsite portions of the inspection. | |||
The lead inspector for this inspection is Alan Dahbur. We understand that our regulatory | |||
contact for this inspection is Jereme Greenblott of your organization. If there are any questions | |||
about the inspection or the material requested, please contact the lead inspector at | |||
630-829-9810 or via e-mail at Alan.Dahbur@nrc.gov. | |||
This letter does not contain new or amended information collection requirements subject to the | |||
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection | |||
requirements were approved by the Office of Management and Budget, Control | |||
Number 3150-0011. The NRC may not conduct or sponsor, and a person is not required to | |||
respond to, a request for information or an information collection requirement unless the | |||
requesting document displays a currently valid Office of Management and Budget Control | |||
Number. | |||
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding, | |||
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available | |||
electronically for public inspection in the NRCs Public Document Room or from the Publicly | |||
Available Records (PARS) component of the NRC's Agencywide Documents Access and | |||
Management System (ADAMS). ADAMS is accessible from the NRC Web site at | |||
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). | |||
Sincerely, | |||
Signed by Dahbur, Alan | |||
on 04/07/22 | |||
Alan Dahbur, Senior Reactor Inspector | |||
Engineering Branch 3 | |||
Division of Reactor Safety | |||
Docket Nos. 05000373 and 05000374 | |||
License Nos. NPF-11 and NPF-18 | |||
Enclosure: | |||
LaSalle County Station Cyber-Security | |||
Inspection Document Request | |||
cc w/encl: Distribution via LISTSERV | |||
D. Rhoades -3- | |||
Letter to David P. Rhoades from Alan Dahbur dated April 7, 2022. | |||
SUBJECT: LASALLE COUNTY STATION - INFORMATION REQUEST FOR THE | |||
CYBER-SECURITY BASELINE INSPECTION, NOTIFICATION TO PERFORM | |||
INSPECTION 05000373/2022403 AND 05000374/2022403 | |||
DISTRIBUTION: | |||
Jessie Quichocho | |||
Linda Howell | |||
RidsNrrDorlLpl3 | |||
RidsNrrPMLaSalle Resource | |||
RidsNrrDroIrib Resource | |||
John Giessner | |||
Mohammed Shuaibi | |||
Shelbie Lewman | |||
Allan Barker | |||
DRPIII | |||
DRSIII | |||
ADAMS Accession Number: ML22097A083 | |||
Publicly Available Non-Publicly Available Sensitive Non-Sensitive | |||
OFFICE RIII | |||
NAME ADahbur:mb | |||
DATE 04/07/2022 | |||
OFFICIAL RECORD COPY | |||
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
Inspection Report: 05000373/2022403 and 05000374/2022403 | |||
Inspection Dates: August 1-5, 2022 | |||
Inspection Procedure: IP 71130.10, Cyber-Security, Revision 0 | |||
NRC Inspectors: Jasmine Gilliam Alan Dahbur, Lead | |||
630-829-9831 630-829-9810 | |||
Jasmine.Gilliam@nrc.gov Alan.Dahbur@nrc.gov | |||
NRC Contractors: Balla Barro Casey Priester | |||
Balla.Barro@nrc.gov Frederick.Priester@nrc.gov | |||
I. Information Requested for In-Office Preparation | |||
The initial request for information (i.e., first RFI) concentrates on providing the inspection | |||
team with the general information necessary to select appropriate components and | |||
cyber-security plan (CSP) elements to develop a site-specific inspection plan. The first | |||
RFI is used to identify the list of critical systems and critical digital assets (CSs/CDAs) | |||
plus operational and management (O&M) security control portions of the CSP to be | |||
chosen as the sample set required to be inspected by the cyber-security Inspection | |||
Procedure (IP). The first RFIs requested information is specified below in Table RFI #1. | |||
The Table RFI #1 information is requested to be provided to the regional office by | |||
May 20, 2022, or sooner, to facilitate the selection of the specific items that will be | |||
reviewed during the onsite inspection weeks. | |||
The inspection team will examine the returned documentation from the first RFI and | |||
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more | |||
focused follow-up request to develop the second RFI. The inspection team will submit | |||
the specific systems and equipment list to your staff by June 17, 2022, which will identify | |||
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, | |||
defensive architecture, and the areas of the licensees CSP selected for the | |||
cyber-security inspection. We request that the additional information provided from the | |||
second RFI be made available to the regional office prior to the inspection by July 15, | |||
2022. | |||
Enclosure | |||
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
The required Table RFI #1 information shall be provided electronically to the lead | |||
inspector by May 20, 2022. If a compact disk (CD) is provided, please provide four | |||
copies (one for each inspector/contactor). The preferred file format for all lists is a | |||
searchable Excel spreadsheet file. These files should be indexed and hyper-linked to | |||
facilitate ease of use. If you have any questions regarding this information, please call | |||
the inspection team leader as soon as possible. | |||
Table RFI #1 | |||
Request: IP Ref | |||
A list of all Identified CSs/CDAs-highlight/note any additions, | |||
deletions, reclassifications due to new guidance from white papers, | |||
1 Overall | |||
changes to NEI 10-04, 13-10, etc. since the last cyber-security | |||
inspection. | |||
A list of Emergency Preparedness (EP) and Security onsite and | |||
2 Overall | |||
offsite digital communication systems. | |||
Network Topology Diagrams to include information and data flow for | |||
3 Overall | |||
critical systems in levels 2, 3 and 4 (If available). | |||
4 Ongoing Monitoring and Assessment program documentation. 03.01(a) | |||
The most recent effectiveness analysis of the Cyber Security | |||
5 03.01(b) | |||
Program. | |||
Vulnerability screening/assessment and scan program | |||
6 03.01(c) | |||
documentation. | |||
Cyber Security Incident response documentation, including incident | |||
detection, response, and recovery documentation as well as 03.02(a) | |||
7 contingency plan development, implementation and including any and | |||
program documentation that requires testing of security boundary 03.04(b) | |||
device functionality. | |||
8 Device Access and Key Control documentation. 03.02(c) | |||
9 Password/Authenticator documentation. 03.02(c) | |||
10 User Account/Credential documentation. 03.02(d) | |||
Portable Media and Mobile Device control documentation, including | |||
11 03.02(e) | |||
kiosk security control assessment/documentation. | |||
Design change/modification program documentation and a list of all | |||
design changes that affected CDAs that have been installed and | |||
12 completed since the last cyber-security inspection, including either a 03.03(a) | |||
summary of the design change or the 50.59 documentation of the | |||
change. | |||
03.03(a), | |||
Supply Chain Management documentation including any security | |||
13 impact analysis for new acquisitions. (b) and | |||
(c) | |||
Configuration Management documentation including any security | |||
14 impact analysis performed due to configuration changes since the 03.03(a) | |||
and (b) | |||
last inspection. | |||
2 | |||
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
Table RFI #1 | |||
Request: IP Ref | |||
15 CSP and any 50.54(p) analysis to support changes to the plan since 03.04(a) | |||
the last inspection. | |||
16 Cyber Security Metrics tracked (if applicable). 03.06 (b) | |||
Provide documentation describing any cyber-security changes to the | |||
17 access authorization program since the last cyber-security Overall | |||
inspection. | |||
Provide a list of all procedures and policies provided to the NRC with | |||
18 their descriptive name and associated number (if available). | |||
Overall | |||
19 Performance testing report (if applicable). 03.06 (a) | |||
In addition to the above information please provide the following: | |||
(1) Electronic copy of the Updated Final Safety Analysis Report (UFSAR) and | |||
technical specifications. | |||
(2) Name(s) and phone numbers for the regulatory and technical contacts. | |||
(3) Current management and engineering organizational charts. | |||
Based on this information, the inspection team will identify and select specific systems | |||
and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and | |||
submit a list of specific systems and equipment to your staff by June17, 2022, for the | |||
second RFI (i.e., RFI #2). | |||
II. Additional Information Requested to be Available Prior to Inspection | |||
As stated in Section I above, the inspection team will examine the returned | |||
documentation requested from Table RFI #1 and submit the list of specific systems and | |||
equipment to your staff by June 17, 2022, for the second RFI (i.e., RFI #2). The second | |||
RFI will request additional information required to evaluate the CSs/CDAs, defensive | |||
architecture, and the areas of the licensees CSP selected for the cyber-security | |||
inspection. The additional information requested for the specific systems and equipment | |||
is identified in Table RFI #2. | |||
The Table RFI #2 information shall be provided electronically to the lead inspector by | |||
July 15, 2022. If a CD is provided, please provide four copies (one for each | |||
inspector/contactor). The preferred file format for all lists is a searchable Excel | |||
spreadsheet file. These files should be indexed and hyper-linked to facilitate ease of | |||
use. If you have any questions regarding this information, please call the inspection | |||
team leader as soon as possible. If you have any questions regarding this information, | |||
please call the inspection team leader as soon as possible. | |||
3 | |||
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST | |||
Table RFI #2 | |||
Request Items | |||
For the system(s) chosen for inspection provide: | |||
Ongoing Monitoring and Assessment activity performed on the | |||
1 03.01(a) | |||
system(s). | |||
2 All Security Control Assessments for the selected system(s). 03.01(a) | |||
All vulnerability screenings/assessments associated with or scans | |||
3 performed on the selected system(s) since the last cyber-security 03.01(c) | |||
inspection. | |||
Documentation (including configuration files and rules sets) for | |||
Network-based Intrusion Detection/Protection Systems (NIDS/NIPS), | |||
4 Host-based Intrusion Detection Systems (HIDS), and Security 03.02(b) | |||
Information and Event Management (SIEM) systems for system(s) | |||
chosen for inspection. | |||
Documentation (including configuration files and rule sets) for | |||
5 intra-security level firewalls and boundary devices used to protect 03.02(c) | |||
the selected system(s). | |||
Copies of all periodic reviews of the access authorization list for the | |||
6 selected systems since the last inspection. 03.02(d) | |||
7 Baseline configuration data sheets for the selected CDAs. 03.03(a) | |||
Documentation on any changes, including Security Impact Analyses, | |||
8 performed on the selected system(s) since the last inspection. 03.03(b) | |||
Copies of the purchase order documentation for any new equipment | |||
9 purchased for the selected systems since the last inspection. 03.03(c) | |||
Copies of any cyber-security drills performed since the last 03.02(a) | |||
10 inspection, along with any reports or assessments generated. | |||
03.04(b) | |||
Copy of the individual recovery plan(s) for the selected system(s) 03.02(a) | |||
11 including documentation of the results the last time the backups | |||
were executed. 03.04(b) | |||
Corrective actions taken as a result of cyber-security | |||
12 incidents/issues to include previous NRC violations and Licensee 03.04(d) | |||
Identified Violations since the last cyber-security inspection. | |||
4 | |||
III. Information Requested to be Available on First Day of Inspection | |||
For the specific systems and equipment identified in Section II above, provide the | |||
following RFI (i.e., Table 1ST Week Onsite) electronically by August 1, 2022, the first | |||
day of the inspection. | |||
Table 1ST Week Onsite | |||
Request: Items | |||
Any cyber-security event reports submitted in accordance with | |||
1 03.04(a) | |||
10 CFR 73.77 since the last cyber-security inspection. | |||
Updated Copies of corrective actions taken as a result of | |||
cyber-security incidents/issues, to include previous NRC violations | |||
2 03.04(d) | |||
and Licensee Identified Violations since the last cyber-security | |||
inspection, as well as vulnerability-related corrective actions. | |||
In addition to the above information please provide the following: | |||
(1) Copies of the following documents do not need to be solely available to the | |||
inspection team as long as the inspectors have easy and unrestrained access | |||
to them. | |||
a. UFSAR, if not previously provided; | |||
b. Original Final Safety Analysis Report (FSAR) Volumes; | |||
c. Original Safety Evaluation Report and Supplements; | |||
d. FSAR Question and Answers; | |||
e. Quality Assurance Plan; | |||
f. Technical Specifications, if not previously provided; and | |||
g. Latest Individual Plant Examination and Probabilistic Risk Assessment | |||
Report. | |||
(2) Vendor Manuals, Assessment and Corrective Actions: | |||
a. The most recent Cyber-Security Quality Assurance (QA) audit and/or | |||
self-assessment; and | |||
b. Corrective action documents (e.g., condition reports, including status of | |||
corrective actions) generate as a result of the most recent Cyber-Security QA | |||
audit and/or self-assessment. | |||
IV. Information Requested to be Provided Throughout the Inspection | |||
(1) Copies of any corrective action documents generated as a result of the | |||
inspection teams questions or queries during the inspection. | |||
(2) Copies of the list of questions submitted by the inspection team members and | |||
the status/resolution of the information requested (provided daily during the | |||
inspection to each inspection team member). | |||
If you have any questions regarding the information requested, please contact the inspection | |||
team leader. | |||
5 | |||
}} |
Latest revision as of 22:23, 20 October 2022
ML22097A083 | |
Person / Time | |
---|---|
Site: | LaSalle ![]() |
Issue date: | 04/07/2022 |
From: | Alan Dahbur Engineering Branch 3 |
To: | Rhoades D Constellation Energy Generation |
References | |
IR 2022403 | |
Download: ML22097A083 (8) | |
See also: IR 05000373/2022403
Text
April 7, 2022
Mr. David P. Rhoades
Senior Vice President
Constellation Energy Generation, LLC
President and Chief Nuclear Officer (CNO)
Constellation Nuclear
4300 Winfield Road
Warrenville, IL 60555
SUBJECT: LASALLE COUNTY STATION - INFORMATION REQUEST FOR THE
CYBER-SECURITY BASELINE INSPECTION, NOTIFICATION TO PERFORM
INSPECTION 05000373/2022403 AND 05000374/2022403
Dear Mr. Rhoades:
On August 1, 2022, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline
inspection in accordance with Inspection Procedure (IP) 71130.10 Cyber-Security, Revision 0
at your LaSalle County Station Units 1 and 2. The inspection will be performed to evaluate and
verify that the LaSalle County Stations digital computer and communication systems and
networks associated with safety, security, or emergency preparedness (SSEP) functions are
adequately protected against cyberattacks in accordance with Title 10 of the Code of Federal
Regulations (10 CFR), Part 73, Section 54, Protection of Digital Computer and Communication
Systems and Networks, and the U.S. Nuclear Regulatory Commission (NRC) approved
cyber-security plan (CSP). The onsite portion of the inspection will take place August 1 - 5,
2022.
Experience has shown that baseline inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site
and to ensure a productive inspection for both parties, we have enclosed a request for
documents needed for the inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by the cyber-security IP. This information should
be made available electronically no later than May 20, 2022. The inspection team will review
this information and, by June 17, 2022, will request the specific items that should be provided
for review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of the licensees CSP selected for the cyber-security inspection. This information
will be requested for review in the regional office prior to the inspection by July 15, 2022, as
identified above.
D. Rhoades -2-
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection, August 1, 2022.
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Alan Dahbur. We understand that our regulatory
contact for this inspection is Jereme Greenblott of your organization. If there are any questions
about the inspection or the material requested, please contact the lead inspector at
630-829-9810 or via e-mail at Alan.Dahbur@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget, Control
Number 3150-0011. The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection requirement unless the
requesting document displays a currently valid Office of Management and Budget Control
Number.
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding,
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available
electronically for public inspection in the NRCs Public Document Room or from the Publicly
Available Records (PARS) component of the NRC's Agencywide Documents Access and
Management System (ADAMS). ADAMS is accessible from the NRC Web site at
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room).
Sincerely,
Signed by Dahbur, Alan
on 04/07/22
Alan Dahbur, Senior Reactor Inspector
Engineering Branch 3
Division of Reactor Safety
Docket Nos. 05000373 and 05000374
License Nos. NPF-11 and NPF-18
Enclosure:
LaSalle County Station Cyber-Security
Inspection Document Request
cc w/encl: Distribution via LISTSERV
D. Rhoades -3-
Letter to David P. Rhoades from Alan Dahbur dated April 7, 2022.
SUBJECT: LASALLE COUNTY STATION - INFORMATION REQUEST FOR THE
CYBER-SECURITY BASELINE INSPECTION, NOTIFICATION TO PERFORM
INSPECTION 05000373/2022403 AND 05000374/2022403
DISTRIBUTION:
RidsNrrDorlLpl3
RidsNrrPMLaSalle Resource
RidsNrrDroIrib Resource
DRPIII
DRSIII
ADAMS Accession Number: ML22097A083
Publicly Available Non-Publicly Available Sensitive Non-Sensitive
OFFICE RIII
NAME ADahbur:mb
DATE 04/07/2022
OFFICIAL RECORD COPY
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Inspection Report: 05000373/2022403 and 05000374/2022403
Inspection Dates: August 1-5, 2022
Inspection Procedure: IP 71130.10, Cyber-Security, Revision 0
NRC Inspectors: Jasmine Gilliam Alan Dahbur, Lead
630-829-9831 630-829-9810
Jasmine.Gilliam@nrc.gov Alan.Dahbur@nrc.gov
NRC Contractors: Balla Barro Casey Priester
Balla.Barro@nrc.gov Frederick.Priester@nrc.gov
I. Information Requested for In-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection
team with the general information necessary to select appropriate components and
cyber-security plan (CSP) elements to develop a site-specific inspection plan. The first
RFI is used to identify the list of critical systems and critical digital assets (CSs/CDAs)
plus operational and management (O&M) security control portions of the CSP to be
chosen as the sample set required to be inspected by the cyber-security Inspection
Procedure (IP). The first RFIs requested information is specified below in Table RFI #1.
The Table RFI #1 information is requested to be provided to the regional office by
May 20, 2022, or sooner, to facilitate the selection of the specific items that will be
reviewed during the onsite inspection weeks.
The inspection team will examine the returned documentation from the first RFI and
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
focused follow-up request to develop the second RFI. The inspection team will submit
the specific systems and equipment list to your staff by June 17, 2022, which will identify
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
defensive architecture, and the areas of the licensees CSP selected for the
cyber-security inspection. We request that the additional information provided from the
second RFI be made available to the regional office prior to the inspection by July 15,
2022.
Enclosure
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST
The required Table RFI #1 information shall be provided electronically to the lead
inspector by May 20, 2022. If a compact disk (CD) is provided, please provide four
copies (one for each inspector/contactor). The preferred file format for all lists is a
searchable Excel spreadsheet file. These files should be indexed and hyper-linked to
facilitate ease of use. If you have any questions regarding this information, please call
the inspection team leader as soon as possible.
Table RFI #1
Request: IP Ref
A list of all Identified CSs/CDAs-highlight/note any additions,
deletions, reclassifications due to new guidance from white papers,
1 Overall
changes to NEI 10-04, 13-10, etc. since the last cyber-security
inspection.
A list of Emergency Preparedness (EP) and Security onsite and
2 Overall
offsite digital communication systems.
Network Topology Diagrams to include information and data flow for
3 Overall
critical systems in levels 2, 3 and 4 (If available).
4 Ongoing Monitoring and Assessment program documentation. 03.01(a)
The most recent effectiveness analysis of the Cyber Security
5 03.01(b)
Program.
Vulnerability screening/assessment and scan program
6 03.01(c)
documentation.
Cyber Security Incident response documentation, including incident
detection, response, and recovery documentation as well as 03.02(a)
7 contingency plan development, implementation and including any and
program documentation that requires testing of security boundary 03.04(b)
device functionality.
8 Device Access and Key Control documentation. 03.02(c)
9 Password/Authenticator documentation. 03.02(c)
10 User Account/Credential documentation. 03.02(d)
Portable Media and Mobile Device control documentation, including
11 03.02(e)
kiosk security control assessment/documentation.
Design change/modification program documentation and a list of all
design changes that affected CDAs that have been installed and
12 completed since the last cyber-security inspection, including either a 03.03(a)
summary of the design change or the 50.59 documentation of the
change.
03.03(a),
Supply Chain Management documentation including any security
13 impact analysis for new acquisitions. (b) and
(c)
Configuration Management documentation including any security
14 impact analysis performed due to configuration changes since the 03.03(a)
and (b)
last inspection.
2
LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Table RFI #1
Request: IP Ref
15 CSP and any 50.54(p) analysis to support changes to the plan since 03.04(a)
the last inspection.
16 Cyber Security Metrics tracked (if applicable). 03.06 (b)
Provide documentation describing any cyber-security changes to the
17 access authorization program since the last cyber-security Overall
inspection.
Provide a list of all procedures and policies provided to the NRC with
18 their descriptive name and associated number (if available).
Overall
19 Performance testing report (if applicable). 03.06 (a)
In addition to the above information please provide the following:
(1) Electronic copy of the Updated Final Safety Analysis Report (UFSAR) and
technical specifications.
(2) Name(s) and phone numbers for the regulatory and technical contacts.
(3) Current management and engineering organizational charts.
Based on this information, the inspection team will identify and select specific systems
and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
submit a list of specific systems and equipment to your staff by June17, 2022, for the
II. Additional Information Requested to be Available Prior to Inspection
As stated in Section I above, the inspection team will examine the returned
documentation requested from Table RFI #1 and submit the list of specific systems and
equipment to your staff by June 17, 2022, for the second RFI (i.e., RFI #2). The second
RFI will request additional information required to evaluate the CSs/CDAs, defensive
architecture, and the areas of the licensees CSP selected for the cyber-security
inspection. The additional information requested for the specific systems and equipment
is identified in Table RFI #2.
The Table RFI #2 information shall be provided electronically to the lead inspector by
July 15, 2022. If a CD is provided, please provide four copies (one for each
inspector/contactor). The preferred file format for all lists is a searchable Excel
spreadsheet file. These files should be indexed and hyper-linked to facilitate ease of
use. If you have any questions regarding this information, please call the inspection
team leader as soon as possible. If you have any questions regarding this information,
please call the inspection team leader as soon as possible.
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LASALLE CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Table RFI #2
Request Items
For the system(s) chosen for inspection provide:
Ongoing Monitoring and Assessment activity performed on the
1 03.01(a)
system(s).
2 All Security Control Assessments for the selected system(s). 03.01(a)
All vulnerability screenings/assessments associated with or scans
3 performed on the selected system(s) since the last cyber-security 03.01(c)
inspection.
Documentation (including configuration files and rules sets) for
Network-based Intrusion Detection/Protection Systems (NIDS/NIPS),
4 Host-based Intrusion Detection Systems (HIDS), and Security 03.02(b)
Information and Event Management (SIEM) systems for system(s)
chosen for inspection.
Documentation (including configuration files and rule sets) for
5 intra-security level firewalls and boundary devices used to protect 03.02(c)
the selected system(s).
Copies of all periodic reviews of the access authorization list for the
6 selected systems since the last inspection. 03.02(d)
7 Baseline configuration data sheets for the selected CDAs. 03.03(a)
Documentation on any changes, including Security Impact Analyses,
8 performed on the selected system(s) since the last inspection. 03.03(b)
Copies of the purchase order documentation for any new equipment
9 purchased for the selected systems since the last inspection. 03.03(c)
Copies of any cyber-security drills performed since the last 03.02(a)
10 inspection, along with any reports or assessments generated.
03.04(b)
Copy of the individual recovery plan(s) for the selected system(s) 03.02(a)
11 including documentation of the results the last time the backups
were executed. 03.04(b)
Corrective actions taken as a result of cyber-security
12 incidents/issues to include previous NRC violations and Licensee 03.04(d)
Identified Violations since the last cyber-security inspection.
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III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identified in Section II above, provide the
following RFI (i.e., Table 1ST Week Onsite) electronically by August 1, 2022, the first
day of the inspection.
Table 1ST Week Onsite
Request: Items
Any cyber-security event reports submitted in accordance with
1 03.04(a)
10 CFR 73.77 since the last cyber-security inspection.
Updated Copies of corrective actions taken as a result of
cyber-security incidents/issues, to include previous NRC violations
2 03.04(d)
and Licensee Identified Violations since the last cyber-security
inspection, as well as vulnerability-related corrective actions.
In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the
inspection team as long as the inspectors have easy and unrestrained access
to them.
a. UFSAR, if not previously provided;
b. Original Final Safety Analysis Report (FSAR) Volumes;
c. Original Safety Evaluation Report and Supplements;
d. FSAR Question and Answers;
e. Quality Assurance Plan;
f. Technical Specifications, if not previously provided; and
g. Latest Individual Plant Examination and Probabilistic Risk Assessment
Report.
(2) Vendor Manuals, Assessment and Corrective Actions:
a. The most recent Cyber-Security Quality Assurance (QA) audit and/or
self-assessment; and
b. Corrective action documents (e.g., condition reports, including status of
corrective actions) generate as a result of the most recent Cyber-Security QA
audit and/or self-assessment.
IV. Information Requested to be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the
inspection teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and
the status/resolution of the information requested (provided daily during the
inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader.
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