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{{Adams | |||
| number = ML22146A102 | |||
| issue date = 05/26/2022 | |||
| title = Information Request for the Cyber Security Baseline Inspection, Notification to Perform Inspection 05000387/2022404 and 05000388/2022404 | |||
| author name = Dentel G | |||
| author affiliation = NRC/RGN-I/DORS | |||
| addressee name = Berryman B | |||
| addressee affiliation = Susquehanna Nuclear, LLC | |||
| docket = 05000387, 05000388 | |||
| license number = NPF-014, NPF-022 | |||
| contact person = Dentel G | |||
| document report number = IR 2022404 | |||
| document type = Letter, Request for Additional Information (RAI) | |||
| page count = 8 | |||
}} | |||
See also: [[see also::IR 05000387/2022404]] | |||
=Text= | |||
{{#Wiki_filter:May 26, 2022 | |||
Mr. Brad Berryman | |||
Senior Vice President and Chief Nuclear Officer | |||
Susquehanna Nuclear, LLC | |||
769 Salem Blvd., NUCSB3 | |||
Berwick, PA 18603 | |||
SUBJECT: SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 - | |||
INFORMATION REQUEST FOR THE CYBER SECURITY BASELINE | |||
INSPECTION, NOTIFICATION TO PERFORM INSPECTION 05000387/2022404 | |||
AND 05000388/2022404 | |||
Dear Mr. Berryman: | |||
On October 3, 2022, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline | |||
inspection in accordance with Inspection Procedure (IP) 71130.10, Cyber Security, dated | |||
December 14, 2021, at Susquehanna Steam Electric Station, Units 1 and 2. The inspection will | |||
be performed to evaluate and verify your ability to meet the requirements of the NRCs Cyber | |||
Security Rule, Title 10 of the Code of Federal Regulations (10 CFR) Part 73, Section 54, | |||
Protection of Digital Computer and Communication Systems and Networks. The onsite portion | |||
of the inspection will take place October 3-7, 2022. | |||
Experience has shown that baseline inspections are extremely resource intensive, both for the | |||
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site | |||
and to ensure a productive inspection for both parties, we have enclosed a request for | |||
documents needed for the inspection. These documents have been divided into four groups. | |||
The first group specifies information necessary to assist the inspection team in choosing the | |||
focus areas (i.e., sample set) to be inspected by IP 71130.10. This information should be | |||
made available either on an online repository (preferred) or digital media (CD/DVD) no later | |||
than June 24, 2022. The inspection team will review this information and, by July 29, 2022, will | |||
request the specific items that should be provided for review. | |||
The second group of additional requested documents will assist the inspection team in the | |||
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture, | |||
and the areas of the licensees Cyber Security Program selected for the cyber security | |||
inspection. This information will be requested for review in the regional office prior to the | |||
inspection by August 26, 2022, as identified above. | |||
The third group of requested documents consists of those items that the inspection team will | |||
review, or need access to, during the inspection. Please have this information available by the | |||
first day of the onsite inspection, October 3, 2022. | |||
B. Berryman 2 | |||
The fourth group of information is necessary to aid the inspection team in tracking issues | |||
identified as a result of the inspection. It is requested that this information be provided to the | |||
lead inspector as the information is generated during the inspection. It is important that all of | |||
these documents are up to date and complete in order to minimize the number of additional | |||
documents requested during the preparation and/or the onsite portions of the inspection. | |||
The lead inspector for this inspection is Louis Dumont. We understand that our regulatory | |||
contact for this inspection is Katie Brown of your organization. If there are any questions about | |||
the inspection or the material requested, please contact the lead inspector at 610-337-5183 or | |||
via e-mail at louis.dumont@nrc.gov. | |||
This letter does not contain new or amended information collection requirements subject to the | |||
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection | |||
requirements were approved by the Office of Management and Budget, control number 3150- | |||
0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a | |||
request for information or an information collection requirement unless the requesting document | |||
displays a currently valid Office of Management and Budget control number. | |||
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding, | |||
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available | |||
electronically for public inspection in the NRCs Public Document Room or from the Publicly | |||
Available Records (PARS) component of the NRC's Agencywide Documents Access and | |||
Management System (ADAMS). ADAMS is accessible from the NRC Web site at | |||
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). | |||
Sincerely, | |||
Digitally signed by Glenn T. | |||
Glenn T. Dentel Dentel | |||
Date: 2022.05.26 13:54:25 | |||
-04'00' | |||
Glenn T. Dentel, Chief | |||
Engineering Branch 2 | |||
Division of Operating Reactor Safety | |||
Docket Nos. 05000387 and 05000388 | |||
License Nos. NPF-14 and NPF-22 | |||
Enclosure: | |||
Cyber Security Inspection Document Request | |||
cc: Distribution via ListServ | |||
ML22146A102 | |||
Non-Sensitive Publicly Available | |||
SUNSI Review | |||
Sensitive Non-Publicly Available | |||
OFFICE RI/DORS RI/DORS | |||
NAME LDumont GDentel | |||
DATE 5/26/22 5/25/22 | |||
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY | |||
INSPECTION DOCUMENT REQUEST | |||
Inspection Report: 05000387/2022404 AND 05000388/2022404 | |||
Inspection Dates: October 3-7, 2022 | |||
Inspection Procedure: IP 71130.10, Cyber Security, dated December 14, 2021 | |||
(ADAMS Accession Number: ML21271A106) | |||
Reference: Guidance Document for Development of the Request for | |||
Information (RFI) and Notification Letter for IP 71130.10, Cyber | |||
Security (ML21330A088) | |||
NRC Inspectors: Louis Dumont, Lead Manan Patel | |||
610-337-5183 610-337-5304 | |||
Louis.Dumont@nrc.gov Manan.Patel@nrc.gov | |||
Tim Hennessey | |||
610-337-5135 | |||
Timothy.Hennessey@nrc.gov | |||
NRC Contractors: Casey Priester | |||
Casey.Priester@nrc.gov | |||
I. Information Requested for In-Office Preparation | |||
The initial request for information (i.e., first RFI) concentrates on providing the inspection | |||
team with the general information necessary to select appropriate components and | |||
Cyber Security Program (CSP) elements to develop a site-specific inspection plan. | |||
The first RFI is used to identify the list of critical systems and critical digital assets | |||
(CSs/CDAs) plus operational and management (O&M) security control portions of the | |||
CSP to be chosen as the sample set required to be inspected by the cyber security | |||
inspection procedure. The first RFIs requested information is specified below in Table | |||
RFI #1. The Table RFI #1 information is requested to be provided to the regional office | |||
by June 24, 2022, or sooner, to facilitate the selection of the specific items that will be | |||
reviewed during the onsite inspection weeks. | |||
The inspection team will examine the returned documentation from the first RFI and | |||
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more | |||
focused follow-up request to develop the second RFI. The inspection team will submit | |||
the specific systems and equipment list to your staff by July 29, 2022, which will identify | |||
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs, | |||
defensive architecture, and the areas of the licensees CSP selected for the cyber | |||
security inspection. We request that the additional information provided from the second | |||
RFI be made available to the regional office prior to the inspection by August 26, 2022. | |||
Enclosure | |||
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY | |||
INSPECTION DOCUMENT REQUEST | |||
The required Table RFI #1 information shall be provided on an online repository | |||
(preferred) or digital media (CD/DVD) to the lead inspector by June 24, 2022. The | |||
preferred file format for all lists is a searchable Excel spreadsheet file. The information | |||
should be indexed and hyper-linked to facilitate ease of use. If you have any questions | |||
regarding this information, please call the inspection team leader as soon as possible. | |||
Table RFI #1 | |||
Section 3, | |||
Paragraph Number/Title: IP Ref | |||
A list of all Identified Critical Systems and Critical Digital Assets - | |||
highlight/note any additions, deletions or reclassifications due to new | |||
1 Overall | |||
guidance from white papers, changes to NEI 10-04, 13-10, etc. since the last | |||
cyber security inspection. | |||
2 A list of EP and Security onsite and offsite digital communication systems Overall | |||
Network Topology Diagrams to include information and data flow for | |||
3 Overall | |||
critical systems in levels 2, 3 and 4 (If available) | |||
4 Ongoing Monitoring and Assessment program documentation 03.01(a) | |||
5 The most recent effectiveness analysis of the Cyber Security Program 03.01(b) | |||
6 Vulnerability screening/assessment and scan program documentation 03.01(c) | |||
Cyber Security Incident response documentation, including incident | |||
detection, response, and recovery documentation as well as contingency 03.02(a) | |||
7 plan development and implementation, including any program and | |||
documentation that requires testing of security boundary device 03.04(b) | |||
functionality | |||
8 Device Access and Key Control documentation 03.02(c) | |||
9 Password/Authenticator documentation 03.02(c) | |||
10 User Account/Credential documentation 03.02(d) | |||
Portable Media and Mobile Device control documentation, including kiosk | |||
11 03.02(e) | |||
security control assessment/documentation | |||
Design change/modification program documentation and a list of all design | |||
changes that affected CDAs that have actually been installed and completed | |||
12 03.03(a) | |||
since the last cyber security inspection, including either a summary of the | |||
design change or the 50.59 documentation of the change. | |||
03.03(a), | |||
Supply Chain Management documentation including any security impact | |||
13 (b) and | |||
analysis for new acquisitions | |||
(c) | |||
Configuration Management documentation including any security impact 03.03(a) | |||
14 | |||
analysis performed due to configuration changes since the last inspection and (b) | |||
Cyber Security Plan and any 50.54(p) analysis to support changes to the | |||
15 03.04(a) | |||
plan since the last inspection | |||
16 Cyber Security Metrics tracked (if applicable) 03.06 (b) | |||
Provide documentation describing any cyber security changes to the access | |||
17 Overall | |||
authorization program since the last cyber security inspection. | |||
Provide a list of all procedures and policies provided to the NRC with their | |||
18 Overall | |||
descriptive name and associated number (if available) | |||
19 Performance testing report (if applicable) 03.06 (a) | |||
2 | |||
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY | |||
INSPECTION DOCUMENT REQUEST | |||
In addition to the above information please provide the following: | |||
(1) Electronic copy of the UFSAR and technical specifications. | |||
(2) Name(s) and phone numbers for the regulatory and technical contacts. | |||
(3) Current management and engineering organizational charts. | |||
Based on this information, the inspection team will identify and select specific systems | |||
and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and | |||
submit a list of specific systems and equipment to your staff by July 29, 2022, for the | |||
second RFI (i.e., RFI #2). | |||
II. Additional Information Requested to be Available Prior to Inspection. | |||
As stated in Section I above, the inspection team will examine the returned | |||
documentation requested from Table RFI #1 and submit the list of specific systems and | |||
equipment to your staff by July 29, 2022, for the second RFI (i.e., RFI #2). The second | |||
RFI will request additional information required to evaluate the CSs/CDAs, defensive | |||
architecture, and the areas of the licensees CSP selected for the cyber security | |||
inspection. The additional information requested for the specific systems and equipment | |||
is identified in Table RFI #2. | |||
The Table RFI #2 information shall be provided to the lead inspector by August 26, | |||
2022. The preferred file format for all lists is a searchable Excel spreadsheet. The | |||
information should be indexed and hyper-linked to facilitate ease of use. If you have any | |||
questions regarding this information, please call the inspection team leader as soon as | |||
possible. | |||
Table RFI #2 | |||
Section 3, | |||
Paragraph Number/Title: Items | |||
For the system(s) chosen for inspection provide: | |||
1 Ongoing Monitoring and Assessment activity performed on the system(s) 03.01(a) | |||
2 All Security Control Assessments for the selected system(s) 03.01(a) | |||
All vulnerability screenings/assessments associated with or scans | |||
3 performed on the selected system(s) since the last cyber security 03.01(c) | |||
inspection | |||
Documentation (including configuration files and rules sets) for Network- | |||
based Intrusion Detection/Protection Systems (NIDS/NIPS), Host-based | |||
4 03.02(b) | |||
Intrusion Detection Systems (HIDS), and Security Information and Event | |||
Management (SIEM) systems for system(s) chosen for inspection) | |||
Documentation (including configuration files and rule sets) for intra- | |||
5 security level firewalls and boundary devices used to protect the selected 03.02(c) | |||
system(s) | |||
Copies of all periodic reviews of the access authorization list for the | |||
6 03.02(d) | |||
selected systems since the last inspection | |||
7 Baseline configuration data sheets for the selected CDAs 03.03(a) | |||
3 | |||
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY | |||
INSPECTION DOCUMENT REQUEST | |||
Documentation on any changes, including Security Impact Analyses, | |||
8 03.03(b) | |||
performed on the selected system(s) since the last inspection | |||
Copies of the purchase order documentation for any new equipment | |||
9 03.03(c) | |||
purchased for the selected systems since the last inspection | |||
Copies of any reports/assessment for cyber security drills performed since 03.02(a) | |||
10 | |||
the last inspection. 03.04(b) | |||
Copy of the individual recovery plan(s) for the selected system(s) including 03.02(a) | |||
11 | |||
documentation of the results the last time the backups were executed. 03.04(b) | |||
Corrective actions taken as a result of cyber security incidents/issues to | |||
12 include previous NRC violations and Licensee Identified Violations since 03.05 | |||
the last cyber security inspection | |||
For the selected systems, provide design change/modification packages | |||
13 03.03(a) | |||
including completed work orders since the last cyber security inspection | |||
III. Information Requested to be Available on First Day of Inspection | |||
For the specific systems and equipment identified in Section II above, provide the | |||
following RFI (i.e., Table 1ST Week Onsite) to the team by October 3, 2022, the first day | |||
of the inspection. | |||
Table 1ST Week Onsite | |||
Section 3, | |||
Paragraph Number/Title: Items | |||
Any cyber security event reports submitted in accordance with 10 CFR | |||
1 03.04(b) | |||
73.77 since the last cyber security inspection | |||
Updated Copies of corrective actions taken as a result of cyber security | |||
incidents/issues, to include previous NRC violations and Licensee | |||
2 03.05 | |||
Identified Violations since the last cyber security inspection, as well as | |||
vulnerability-related corrective actions | |||
In addition to the above information please provide the following: | |||
(1) Copies of the following documents do not need to be solely available to the | |||
inspection team as long as the inspectors have easy and unrestrained access | |||
to them. | |||
a. UFSAR, if not previously provided; | |||
b. Original SER and Supplements; | |||
c. Quality Assurance Plan; | |||
d. Technical specifications, if not previously provided; and | |||
e. Latest IPE/PRA Report. | |||
4 | |||
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY | |||
INSPECTION DOCUMENT REQUEST | |||
(2) Vendor Manuals, Assessment and Corrective Actions: | |||
a. The most recent Cyber Security Quality Assurance (QA) audit and/or | |||
self-assessment; and | |||
b. Corrective action documents (e.g., condition reports, including status of | |||
corrective actions) generated as a result of the most recent Cyber Security | |||
QA audit and/or self-assessment. | |||
IV. Information Requested To Be Provided Throughout the Inspection | |||
(1) Copies of any corrective action documents generated as a result of the | |||
inspection teams questions or queries during the inspection. | |||
(2) Copies of the list of questions submitted by the inspection team members and | |||
the status/resolution of the information requested (provided daily during the | |||
inspection to each inspection team member). | |||
If you have any questions regarding the information requested, please contact the inspection | |||
team leader. | |||
5 | |||
}} |
Latest revision as of 14:22, 30 December 2022
ML22146A102 | |
Person / Time | |
---|---|
Site: | Susquehanna ![]() |
Issue date: | 05/26/2022 |
From: | Glenn Dentel NRC/RGN-I/DORS |
To: | Berryman B Susquehanna |
Dentel G | |
References | |
IR 2022404 | |
Download: ML22146A102 (8) | |
See also: IR 05000387/2022404
Text
May 26, 2022
Mr. Brad Berryman
Senior Vice President and Chief Nuclear Officer
Susquehanna Nuclear, LLC
769 Salem Blvd., NUCSB3
Berwick, PA 18603
SUBJECT: SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 -
INFORMATION REQUEST FOR THE CYBER SECURITY BASELINE
INSPECTION, NOTIFICATION TO PERFORM INSPECTION 05000387/2022404
AND 05000388/2022404
Dear Mr. Berryman:
On October 3, 2022, the U.S. Nuclear Regulatory Commission (NRC) will begin a baseline
inspection in accordance with Inspection Procedure (IP) 71130.10, Cyber Security, dated
December 14, 2021, at Susquehanna Steam Electric Station, Units 1 and 2. The inspection will
be performed to evaluate and verify your ability to meet the requirements of the NRCs Cyber
Security Rule, Title 10 of the Code of Federal Regulations (10 CFR) Part 73, Section 54,
Protection of Digital Computer and Communication Systems and Networks. The onsite portion
of the inspection will take place October 3-7, 2022.
Experience has shown that baseline inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site
and to ensure a productive inspection for both parties, we have enclosed a request for
documents needed for the inspection. These documents have been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by IP 71130.10. This information should be
made available either on an online repository (preferred) or digital media (CD/DVD) no later
than June 24, 2022. The inspection team will review this information and, by July 29, 2022, will
request the specific items that should be provided for review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of the licensees Cyber Security Program selected for the cyber security
inspection. This information will be requested for review in the regional office prior to the
inspection by August 26, 2022, as identified above.
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection, October 3, 2022.
B. Berryman 2
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is Louis Dumont. We understand that our regulatory
contact for this inspection is Katie Brown of your organization. If there are any questions about
the inspection or the material requested, please contact the lead inspector at 610-337-5183 or
via e-mail at louis.dumont@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget, control number 3150-
0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a
request for information or an information collection requirement unless the requesting document
displays a currently valid Office of Management and Budget control number.
In accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding,
of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be available
electronically for public inspection in the NRCs Public Document Room or from the Publicly
Available Records (PARS) component of the NRC's Agencywide Documents Access and
Management System (ADAMS). ADAMS is accessible from the NRC Web site at
http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room).
Sincerely,
Digitally signed by Glenn T.
Glenn T. Dentel Dentel
Date: 2022.05.26 13:54:25
-04'00'
Glenn T. Dentel, Chief
Engineering Branch 2
Division of Operating Reactor Safety
Docket Nos. 05000387 and 05000388
License Nos. NPF-14 and NPF-22
Enclosure:
Cyber Security Inspection Document Request
cc: Distribution via ListServ
Non-Sensitive Publicly Available
SUNSI Review
Sensitive Non-Publicly Available
OFFICE RI/DORS RI/DORS
NAME LDumont GDentel
DATE 5/26/22 5/25/22
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY
INSPECTION DOCUMENT REQUEST
Inspection Report: 05000387/2022404 AND 05000388/2022404
Inspection Dates: October 3-7, 2022
Inspection Procedure: IP 71130.10, Cyber Security, dated December 14, 2021
(ADAMS Accession Number: ML21271A106)
Reference: Guidance Document for Development of the Request for
Information (RFI) and Notification Letter for IP 71130.10, Cyber
Security (ML21330A088)
NRC Inspectors: Louis Dumont, Lead Manan Patel
610-337-5183 610-337-5304
Louis.Dumont@nrc.gov Manan.Patel@nrc.gov
Tim Hennessey
610-337-5135
Timothy.Hennessey@nrc.gov
NRC Contractors: Casey Priester
Casey.Priester@nrc.gov
I. Information Requested for In-Office Preparation
The initial request for information (i.e., first RFI) concentrates on providing the inspection
team with the general information necessary to select appropriate components and
Cyber Security Program (CSP) elements to develop a site-specific inspection plan.
The first RFI is used to identify the list of critical systems and critical digital assets
(CSs/CDAs) plus operational and management (O&M) security control portions of the
CSP to be chosen as the sample set required to be inspected by the cyber security
inspection procedure. The first RFIs requested information is specified below in Table
RFI #1. The Table RFI #1 information is requested to be provided to the regional office
by June 24, 2022, or sooner, to facilitate the selection of the specific items that will be
reviewed during the onsite inspection weeks.
The inspection team will examine the returned documentation from the first RFI and
identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
focused follow-up request to develop the second RFI. The inspection team will submit
the specific systems and equipment list to your staff by July 29, 2022, which will identify
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
defensive architecture, and the areas of the licensees CSP selected for the cyber
security inspection. We request that the additional information provided from the second
RFI be made available to the regional office prior to the inspection by August 26, 2022.
Enclosure
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY
INSPECTION DOCUMENT REQUEST
The required Table RFI #1 information shall be provided on an online repository
(preferred) or digital media (CD/DVD) to the lead inspector by June 24, 2022. The
preferred file format for all lists is a searchable Excel spreadsheet file. The information
should be indexed and hyper-linked to facilitate ease of use. If you have any questions
regarding this information, please call the inspection team leader as soon as possible.
Table RFI #1
Section 3,
Paragraph Number/Title: IP Ref
A list of all Identified Critical Systems and Critical Digital Assets -
highlight/note any additions, deletions or reclassifications due to new
1 Overall
guidance from white papers, changes to NEI 10-04, 13-10, etc. since the last
cyber security inspection.
2 A list of EP and Security onsite and offsite digital communication systems Overall
Network Topology Diagrams to include information and data flow for
3 Overall
critical systems in levels 2, 3 and 4 (If available)
4 Ongoing Monitoring and Assessment program documentation 03.01(a)
5 The most recent effectiveness analysis of the Cyber Security Program 03.01(b)
6 Vulnerability screening/assessment and scan program documentation 03.01(c)
Cyber Security Incident response documentation, including incident
detection, response, and recovery documentation as well as contingency 03.02(a)
7 plan development and implementation, including any program and
documentation that requires testing of security boundary device 03.04(b)
functionality
8 Device Access and Key Control documentation 03.02(c)
9 Password/Authenticator documentation 03.02(c)
10 User Account/Credential documentation 03.02(d)
Portable Media and Mobile Device control documentation, including kiosk
11 03.02(e)
security control assessment/documentation
Design change/modification program documentation and a list of all design
changes that affected CDAs that have actually been installed and completed
12 03.03(a)
since the last cyber security inspection, including either a summary of the
design change or the 50.59 documentation of the change.
03.03(a),
Supply Chain Management documentation including any security impact
13 (b) and
analysis for new acquisitions
(c)
Configuration Management documentation including any security impact 03.03(a)
14
analysis performed due to configuration changes since the last inspection and (b)
Cyber Security Plan and any 50.54(p) analysis to support changes to the
15 03.04(a)
plan since the last inspection
16 Cyber Security Metrics tracked (if applicable) 03.06 (b)
Provide documentation describing any cyber security changes to the access
17 Overall
authorization program since the last cyber security inspection.
Provide a list of all procedures and policies provided to the NRC with their
18 Overall
descriptive name and associated number (if available)
19 Performance testing report (if applicable) 03.06 (a)
2
SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY
INSPECTION DOCUMENT REQUEST
In addition to the above information please provide the following:
(1) Electronic copy of the UFSAR and technical specifications.
(2) Name(s) and phone numbers for the regulatory and technical contacts.
(3) Current management and engineering organizational charts.
Based on this information, the inspection team will identify and select specific systems
and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
submit a list of specific systems and equipment to your staff by July 29, 2022, for the
II. Additional Information Requested to be Available Prior to Inspection.
As stated in Section I above, the inspection team will examine the returned
documentation requested from Table RFI #1 and submit the list of specific systems and
equipment to your staff by July 29, 2022, for the second RFI (i.e., RFI #2). The second
RFI will request additional information required to evaluate the CSs/CDAs, defensive
architecture, and the areas of the licensees CSP selected for the cyber security
inspection. The additional information requested for the specific systems and equipment
is identified in Table RFI #2.
The Table RFI #2 information shall be provided to the lead inspector by August 26,
2022. The preferred file format for all lists is a searchable Excel spreadsheet. The
information should be indexed and hyper-linked to facilitate ease of use. If you have any
questions regarding this information, please call the inspection team leader as soon as
possible.
Table RFI #2
Section 3,
Paragraph Number/Title: Items
For the system(s) chosen for inspection provide:
1 Ongoing Monitoring and Assessment activity performed on the system(s) 03.01(a)
2 All Security Control Assessments for the selected system(s) 03.01(a)
All vulnerability screenings/assessments associated with or scans
3 performed on the selected system(s) since the last cyber security 03.01(c)
inspection
Documentation (including configuration files and rules sets) for Network-
based Intrusion Detection/Protection Systems (NIDS/NIPS), Host-based
4 03.02(b)
Intrusion Detection Systems (HIDS), and Security Information and Event
Management (SIEM) systems for system(s) chosen for inspection)
Documentation (including configuration files and rule sets) for intra-
5 security level firewalls and boundary devices used to protect the selected 03.02(c)
system(s)
Copies of all periodic reviews of the access authorization list for the
6 03.02(d)
selected systems since the last inspection
7 Baseline configuration data sheets for the selected CDAs 03.03(a)
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SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY
INSPECTION DOCUMENT REQUEST
Documentation on any changes, including Security Impact Analyses,
8 03.03(b)
performed on the selected system(s) since the last inspection
Copies of the purchase order documentation for any new equipment
9 03.03(c)
purchased for the selected systems since the last inspection
Copies of any reports/assessment for cyber security drills performed since 03.02(a)
10
the last inspection. 03.04(b)
Copy of the individual recovery plan(s) for the selected system(s) including 03.02(a)
11
documentation of the results the last time the backups were executed. 03.04(b)
Corrective actions taken as a result of cyber security incidents/issues to
12 include previous NRC violations and Licensee Identified Violations since 03.05
the last cyber security inspection
For the selected systems, provide design change/modification packages
13 03.03(a)
including completed work orders since the last cyber security inspection
III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identified in Section II above, provide the
following RFI (i.e., Table 1ST Week Onsite) to the team by October 3, 2022, the first day
of the inspection.
Table 1ST Week Onsite
Section 3,
Paragraph Number/Title: Items
Any cyber security event reports submitted in accordance with 10 CFR
1 03.04(b)
73.77 since the last cyber security inspection
Updated Copies of corrective actions taken as a result of cyber security
incidents/issues, to include previous NRC violations and Licensee
2 03.05
Identified Violations since the last cyber security inspection, as well as
vulnerability-related corrective actions
In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the
inspection team as long as the inspectors have easy and unrestrained access
to them.
a. UFSAR, if not previously provided;
b. Original SER and Supplements;
c. Quality Assurance Plan;
d. Technical specifications, if not previously provided; and
e. Latest IPE/PRA Report.
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SUSQUEHANNA STEAM ELECTRIC STATION, UNITS 1 AND 2 CYBER SECURITY
INSPECTION DOCUMENT REQUEST
(2) Vendor Manuals, Assessment and Corrective Actions:
a. The most recent Cyber Security Quality Assurance (QA) audit and/or
self-assessment; and
b. Corrective action documents (e.g., condition reports, including status of
corrective actions) generated as a result of the most recent Cyber Security
QA audit and/or self-assessment.
IV. Information Requested To Be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the
inspection teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and
the status/resolution of the information requested (provided daily during the
inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader.
5