Information Notice 1990-27, Clarification of the Recent Revisions to the Regulatory Requirements for Packaging of Uranium Hexafluoride (UF6) for Transportation: Difference between revisions

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{{#Wiki_filter:--'-UNITED STATESNUCLEAR REGULATORY COMMISSIONOFFICE OF NUCLEAR MATERIALS SAFETY AND SAFEGUARDSWASHINGTON, D.C. 20555April 30, 1990NRC INFORMATION NOTICE NO. 90-27: CLARIFICATION OF THE RECENT REVISIONS TO THEREGULATORY REQUIREMENTS FOR PACKAGING OFURANIUM HEXAFLUORIDE (UF6) FOR TRANSPORTATION
{{#Wiki_filter:--'-UNITED STATES NUCLEAR REGULATORY
 
COMMISSION
 
OFFICE OF NUCLEAR MATERIALS
 
===SAFETY AND SAFEGUARDS===
WASHINGTON, D.C. 20555 April 30, 1990 NRC INFORMATION
 
NOTICE NO. 90-27: CLARIFICATION
 
OF THE RECENT REVISIONS
 
TO THE REGULATORY
 
REQUIREMENTS
 
FOR PACKAGING
 
OF URANIUM HEXAFLUORIDE (UF 6) FOR TRANSPORTATION


==Addressees==
==Addressees==
:All Uranium Fuel Fabrication and Conversion Facilities.
:
All Uranium Fuel Fabrication
 
and Conversion
 
Facilities.


==Purpose==
==Purpose==
:This notice Is being issued to review and clarify the significant features oftwo recent rulemaking actions which were completed by the U.S. Department ofTransportation (DOT), relating to the regulatory requirements for the packagingof UF for transportation. It is suggested that recipients review the infor-matiog here, and consider actions, if appropriate, to preclude possible problemsin the transport of UF .However, this information does not constitute new U.S.Nuclear Regulatory C;Amission (NRC) requirements, therefore no specific actionor written response Is required.Background:The routine transportation of UF,, both as a non-fissile radioactive material(depleted and natural uranium, a "low specific activity" [LSA) material) andas a fissile radioactive material (when containing 'greater than" 1.0 weightpercent U-235), constitutes a very significant volume of radioactive materialstransportation in the nuclear fuel cycle, both within the USA and worldwide.UF is packaged for transport in cylinders which must meet certain inspection,testing and in-service requirements which are found in the 49 CFR DOT regu-lations and certain physical standards which are adopted by reference in thoseregulations. The primary type of packaging used are cylinders of steel, nickel,or monel in various diameters ranging from 1 inch to 48 inches.For shipments of the unenriched UF6 as an LSA, non-fissile radioactive material,the cylinders are normally shipped bare, without protective overpacks. Over-packs are used, however, for the shipment of enriched UF , as a fissile material,when the U-235 content exceeds 1.0 weight percent. The overpacks used are eitherof the DOT Specifications 2OPF or 21PF Series as prescribed in 49 CFR 178.120and 178.121 of DOT regulations, or as authorized in several NRC Certificatesof Compliance. (See Attachment 1.) Most shipments of UF are made in exclusive-use highway or rail vehicles, and in equivalent defined stowage areas or inter-modal freight containers aboard seagoing vessels.9004240313 .
: This notice Is being issued to review and clarify the significant
 
features of two recent rulemaking
 
actions which were completed
 
by the U.S. Department
 
of Transportation (DOT), relating to the regulatory
 
requirements
 
for the packaging of UF for transportation.
 
It is suggested
 
that recipients
 
review the infor-matiog here, and consider actions, if appropriate, to preclude possible problems in the transport
 
of UF .However, this information
 
does not constitute
 
new U.S.Nuclear Regulatory
 
C;Amission (NRC) requirements, therefore
 
no specific action or written response Is required.Background:
The routine transportation
 
of UF,, both as a non-fissile
 
radioactive
 
material (depleted
 
and natural uranium, a "low specific activity" [LSA) material)  
and as a fissile radioactive
 
material (when containing
 
'greater than" 1.0 weight percent U-235), constitutes
 
a very significant
 
volume of radioactive
 
materials transportation
 
in the nuclear fuel cycle, both within the USA and worldwide.
 
UF is packaged for transport
 
in cylinders
 
which must meet certain inspection, testing and in-service
 
requirements
 
which are found in the 49 CFR DOT regu-lations and certain physical standards
 
which are adopted by reference
 
in those regulations.
 
The primary type of packaging
 
used are cylinders
 
of steel, nickel, or monel in various diameters
 
ranging from 1 inch to 48 inches.For shipments
 
of the unenriched
 
UF6 as an LSA, non-fissile
 
radioactive
 
material, the cylinders
 
are normally shipped bare, without protective
 
overpacks.
 
Over-packs are used, however, for the shipment of enriched UF , as a fissile material, when the U-235 content exceeds 1.0 weight percent. The overpacks
 
used are either of the DOT Specifications
 
2OPF or 21PF Series as prescribed
 
in 49 CFR 178.120 and 178.121 of DOT regulations, or as authorized
 
in several NRC Certificates
 
of Compliance. (See Attachment
 
1.) Most shipments
 
of UF are made in exclusive- use highway or rail vehicles, and in equivalent
 
defined stowage areas or inter-modal freight containers
 
aboard seagoing vessels.9004240313  
.
 
IN 90-27 April 30, 1990 Before November 1986, the DOT regulations
 
were not specific on the standards for the cylinders, but rather, referenced
 
the need to use a "strong tight package" for exclusive-use
 
shipments.
 
For non-exclusive-use
 
shipments, the cylinders
 
were required to meet the requirements
 
for DOT Specification
 
7A, Type A packaging.
 
[The cylinders
 
actually used, however, were in accordance
 
with industry standards
 
that exist in ANSI N14.1 and/or a Department
 
of Energy (DOE) document, ORO-651].
 
===On November 17, 1986, DOT issued a new regulation===
49 CFR 173.420) specifying
 
cylinder standards
 
and other requirements
 
for all shipments
 
of UF Several supplemental
 
notices and amendments
 
were subsequently
 
issued in the Docket HM-166V, with the last revision of the final rule having been issued on August 29, 1989.As for the protective
 
overpacks
 
for the cylinders, DOT originally
 
issued its regulatory
 
specifications
 
for the DOT Specifications
 
2OPF and 21PF series in 1974. Over the years, during the use of these overpacks, increasing
 
diffi-culties have been experienced
 
in their use, maintenance
 
and quality control.The primary difficulty
 
has been with the tendency of the packagings
 
to collect and retain water within the phenolic foam insulating
 
medium within the walls of the overpack.
 
Although the presence of this water is not an immediate safety problem, the water does increase the gross weight of the packages significantly, and also accelerates
 
corrosion
 
of the metal and rotting of the wood components
 
of the overpacks.
 
It often tends to 'slosh' out from the drain holes, and sometimes
 
creates considerable
 
alarm to the public and to carriers, when water (albeit non-radioactive
 
water) is observed to be leaking from a package marked "RADIOACTIVE" in commerce.
 
Accordingly, DOE petitioned
 
DOT for rulemaking
 
to amend the DOT 21PF series protective
 
overpack specification, so as to authorize
 
the use of an improved design that would correct the deficiencies.
 
A notice of proposed rulemaking
 
was issued in August 1984, with the final rule issued on September
 
20, 1988 (Docket HM-190).During the interim period, between the notice and final rule, several NRC-licensee shippers of UF in protective
 
overpacks
 
applied for and received NRC certificates
 
of compliance
 
authorizing
 
use of non-DOT specification, improved overpacks.
 
Discussion:
Attachments
 
2 and 3 are chronological
 
summaries
 
of the two recently completed DOT rulemaking
 
dockets relating to UF packaging
 
and transportation.
 
Attach-ment 2 summarizes
 
the Docket HM-166V 9n cylinder requirements, and Attachment
 
3 summarizes
 
the Docket HM-190 rule changes on the DOT Specification
 
21PF series of protective
 
overpacks.
 
Attachment
 
1 is a summary of the present status of several NRC certificates
 
of compliance
 
for overpacks
 
that are similar to the DOT Specification
 
21PF overpacks.
 
Discussion
 
of each of these areas follows: CYLINDERS The net effect of the cylinder rulemaking
 
imposed by the new 49 CFR 173.420 in Docket HM-166V has been to formalize, as regulatory
 
requirements, the use of cylinders
 
which have already been in use for many years, pursuant to certain industry standards, as well as other requirements (e.g., requirements
 
for UF 6 IN 90-27 April 30, 1990 to be In solid fiorm and specified
 
vl inetric fill liipits). .In carrying out te ru ema ng, owever, severa dY culties were Observed te.g., he method of cleaning for other than new cylinders, provisions
 
for use of existing cylinders, etc.), as evidenced
 
by the series of eight notices and amendments
 
between April 1986 and April 1989. It is noted that the final rule also formalizes
 
the use of the DOT Class 106A multiunit
 
tank car tank (which is actually referred to in the industry as the Model 30A cylinder).
 
However, both of the published
 
industry standards
 
-- ANSI N14.1-1987 and ORO-651, Rev. 5 -- have taken the position that the Model 30A cylinder is obsolete, and will be replaced by the Model 30B. In effect, therefore, DOE has stated that it will no longer fill Model 30A cylinders
 
at its gaseous diffusion facilities
 
after December 31, 1992.For any existing cylinder constructed
 
before the new rules, continued
 
use is authorized, provided that it was designed, inspected, tested, and marked in accordance
 
with the 1987, 1982 or 1971 version of ANSI N14.1, in effect at the time of construction;
or for cylinders
 
manufactured
 
before June 30, 1987, Section III, Div. I of the ASME Code.PROTECTIVE
 
OVERPACKS The net result of the rulemaking
 
in Docket HM-190 has been to upgrade the regulatory
 
requirements
 
for the fabrication, maintenance, and use of the DOT Specification
 
21PF-1 protective
 
overpacks.
 
The key dates for compliance
 
with these new rules are: April 1, 1989--Construction
 
of all new overpacks
 
must be in accordance
 
with DOT Specification
 
21PF-1B afte'rthis
 
date, and these overpacks
 
marked as such; and April 1, 1991--Refurbishment
 
and conversion
 
of all existing overpacks
 
to the requirements
 
of DOT Specification
 
21PF-1A must be accomplished
 
and these overpacks
 
marked as such.During the period between April 1, 1989 and April 1, 1991, therefore, the use of unmodified
 
DOT Specification
 
21PF-1 overpacks
 
continues
 
to be authorized.
 
However, both the owners of unmodified
 
overpacks
 
and the U.S. enrichment
 
plants which fill the cylinders
 
for subsequent
 
loading into the overpacks
 
are taking steps to perform quality control inspections
 
of the overpacks
 
to correct defi-ciencies, such as containing
 
excessive
 
water. (See Attachment
 
4). If such inspections
 
reveal excessive
 
water, measures are being taken to remove the overpack from service for drying, resealing, gasket replacement, or other necessary
 
refurbishment, or if necessary, for disposal.
 
===The U.S. enrichment===
plants are also requesting
 
the owners of unmodified
 
overpacks
 
to supply them with acceptance
 
certifications
 
stating that the quality control inspections
 
and other maintenance
 
procedures
 
have been accomplished.
 
IN 90-27 April 30, 1990 r NRC CERTIFICATES
 
===OF COMPLIANCE===
During the period of the Docket HM-190 rulemaking, several U.S. owners of pro-tective overpacks
 
for 30" cylinders
 
obtained certificates
 
of compliance
 
from the NRC to authorize
 
the use of overpacks
 
of improved design. These are sum-marized in Attachment
 
1. A comparison
 
of the specifics
 
of the DOT Specification
 
21PF-1A and 18 requirements
 
with these certificates
 
indicates
 
that there will islTTTremain
 
a need for the certificates, in that there are substantial
 
dif-Terences between, for example, the Model UX-30 (USA/9234/AF)
and the NCI-21-PF-1 JUSA/9196/AF)
and the DOT specifications.
 
Eli a eth Q. Eyck, Actng Director Di f-ion of Safeguards
 
and Transportation
 
===Office of Nuclear Material Safety and Safeguards===
Technical
 
Contact: A. W. Grella, NMSS (301) 492-3381 Attachments:
1. NRC Certificates
 
of Compliance
 
for UF 6 Overpacks 2. Chronology
 
of UF 6 Cylinder Rulemaking (HM-166V)3. Chronology
 
of UF Overpack Rulemaking (HM-190)4. "Interim Inspection
 
and Sealing Procedures
 
for DOT-21PF-1 Overpacks" 5. List of Recently Issued NMSS Information
 
Notices 6. List of Recently Issued NRC Information
 
Notices
 
Attachment
 
1 IN 90-27 April 30, 1990 U.S. NUCLEAR REGULATORY
 
COMMISSION (NRC)____. _@ _.__ .._ ..rFRTJFIEATIS
 
7FWCOMPLIANCE
 
ISUED FOR UF CTIVE OVERPACKS wSWl rw -vfw w , _w." _,.,.,_CERT #REV #8 MODEL #REGISTERED
 
USERS COMMENTS USA/4909/AF
 
GEr2l-PF-I
 
W-21.PF-1 General Electric Westinghouse
 
===May be equivalent===
t-S6pec 21-PF-1A or 1B.Authorized
 
gross weight: 8000 lbs.USA/9196/AF
 
2 UX-30 Nuclear Packaging U.S. Department
 
of Energy (DOE)Not equivalent
 
to Specs. 21-PF-1A or 1B: uses different
 
insu-lating media and has other physical features which differ. Author-ized gross weight: 8000 lbs.USA/9234/AF
 
0 NCI-21rPF-I
 
===Nuclear Inc.Containers===
Similar, but not equivalent
 
to Spec. 21-PF-1B;
auth.gross weight: 8700 lbs.AdvanceO Nuclear Fuels USA/6553/AF
 
3 Paducah Tiger DOE Overpack for model 48A and 48X 10-ton cylinders.
 
Authorized
 
gross weight: 37,500 lbs.
 
Attachment
 
2 IN 90-27 April 30 1990 CHRONOLOGY
 
OF UF 6 RULE-MAKING (DOCKET HM-166V)Date NUMBER MAJOR ACTIONS INVOLVED April 11, 1986 Nov. 18, 1986 Dec. 24, 1986 March 12, 1986 July 6, 1987 July 6, 1987 Notice 86-2 Amdts. 172-107 and 173-198 Andt. 173-198 Amdt. 173-199 Amdt. 173-198 Notice 87-7 Proposes adding specific requirements, as a new paragraph
 
173.420, for all UF cylinders, referencing
 
ANSI N14.1-1982 standards;
also would require UF to be in solid form; and would impose a volumetric.
 
fill limit of 61-percent
 
at 70 0 F; and would require Internal pressure to be less than 14.7 psia at 701F.Adopts the changes as proposed in Notice 86-2, and adds requirement
 
for cleaning of cylinders per App. A of ANSI N14.1-1982.
 
Eff. Date: January 1, 1987.Delays effective
 
required date for applicability
 
of ANSI standards
 
to new cylinders
 
to June 30, 1987 and references
 
additional
 
applicability
 
of above changes to previous editions of ANSI N14.1.Also provides notice of public meeting to be held on March 2, 1987 to discuss UF 6 rule-making.
 
Eff. Date: January 1, 1987.An emergency
 
final rule which amends Nov. 18, 1986 final rule by removing the requirement
 
for other than new cy fnders or those undergoing
 
periodic retesting
 
to be cleaned in accordance
 
with App. A of ANSI N14.1-1982.
 
Eff. Date: March 12, 1987.Revises final rule of Nov. 18 and Dec. 24, 1986, so as to reference
 
an alternative
 
to use cylinders
 
manufactured
 
to U.S. Department
 
of Transporation (DOT) Class 106A multiunit
 
tank car tanks. (Model 30A cylinders), in addition to those conforming
 
to ANSI N14.1-1982 (for cylinders manufactured
 
after May 30, 1987).Eff. Date: June 30, 1987.Proposes to authorize
 
the indefinite
 
continued use of cylinders
 
which were not made in accordance
 
with ANSI N14.1-1987 or DOT Class 106A tanks.
 
Attachment
 
2 IN 90-27 April 30, 1990 April 6, 1988 April 29, 1989 Notice 88-2 Amdts 171-103 and 173-214 Proposes to amend the earlier rule-making
 
to permit use of cylinders
 
manufactured
 
in accordance
 
with ANSI N14-1-1987;
and to permit loading of depleted UF6 to a fill limit of 62.percent
 
by volume rather than 61 percent at 70'F.Amends previous final rules by authorizing
 
continued
 
use of cylinders
 
manufactured
 
before June 30, 1987, in accordance
 
with Section VIII, Div. I of the ASME Code in effect at time of manufacture;
and also authorizes
 
a fill limit of 62 percent by volume for depleted UF at 201C.Eff. date: September
 
29, 1989.
 
Attachment
 
3 IN 90-27 April 30, 1990 CHRONOLOGY
 
OF UFg PROTECTIVE
 
OVERPACK RULEMAKING (HM-190)Date Aug. 16. 1984 Sept. 20, 1908 NUMBER Notice # 84-7 Amdts. 171-96, 173-206, and 178-90 ACTION INVOLVED Proposal to modify design of Spec. 21-PF-1 overpacks
 
to alleviate
 
problems resulting from water in-leakage, retention
 
and sub-sequent leaking out. Based on U.S. Depart-ment of Energy (DOE) petition.
 
Contained proposals
 
for required physical modifications
 
to existing overpacks
 
and requirements
 
for newly constructed
 
overpacks.
 
Major changes would be the use of stainless
 
rather than carbon steel and reversal of steps joints on shell closure interfaces.
 
Final rule based on earlier notice. Revisions essentially
 
as proposed.
 
Modified overpacks to be designated
 
as Spec. 21-PF-1A and newly constructed
 
overpacks
 
as Spec. 21-PF-1B.Eff. date: April 1, 1991 for required modITYTaTions
 
as Spec. 21-PF-1A;
and April 1, 1989, for new construction
 
as Spec. 21-PF-1B.
 
Attachment
 
4 IN 90-27 April 30, 1990 [This procedure
 
was sent by the U.S. Department
 
of Energy (DOE), Oak Ridge Operations
 
Office on January 18, 1990, to the owners of U.S. Department
 
of Transportation (DOT) Spec. 21PF-1 Overpacks.
 
It has currently
 
been implemented
 
by DOE enrichment
 
plants.This procedure
 
is quoted below.]"INTERIM INSPECTION
 
AND SEALING PROCEDURES
 
FOR DOT-21PF-1 OVERPACKS" 21PF- Overpack Conference
 
The U.S. Department
 
of Energy and Martin Marietta Energy Systems, Inc., hosted the first conference
 
on the DOT-21PF-1 Overpack at the DOE Gaseous Diffusion Plant in Piketon, Ohio on November 14-15, 1989. The conference
 
was attended by representatives
 
from the DOT, NRC, DOE, U.S. and non-U.S. industrial
 
firms. One of the primary concerns of conference
 
attendees
 
was the establishment
 
of criteria for acceptance
 
of overpacks
 
in the interium between now and the deadline (April 1991) for the full implementation
 
of the provisions
 
of 49CFR278.121.
 
Accordingly, a working group was formed to recommend
 
procedures
 
that could be adopted by industry prior to April 1991.The procedures
 
described
 
in this report were recommended
 
to the conference
 
at the end of the morning session.Introduction
 
It has been known for a long time that the foam insulation
 
in the 21PF-1 Overpack will pick up water due to its open cell structure, and that the water may subsequently
 
leak out of the foam through the vent holes in the outer shell. Although numerous studies have shown that the water does not adversely affect the thermal and impact protection
 
capabilities
 
of the foam, the public perceives
 
a leaking overpack as hazardous.
 
This public perception
 
is reason enough to take whatever steps are necessary
 
to preclude leaking overpacks.
 
49CFR178.121 requires that all existing overpacks
 
be dried and modified to meet the 21PF-1A standards
 
by April 1991.
 
Attachment
 
4 IN 90-27 April 30, 1990 The 21PF-1A standards
 
required that neither the top half nor the bottom half of the overpack contain more than 25 pounds of water. This amount of water will be absorbed by the foam and will not leak out even when the foam is subjected
 
to the compressive
 
loading imposed by a full UF cylinder.
 
The problem with this requirement
 
is that accurate initial taWe weights were not obtained when the existing overpacks
 
were manufactured, such that water pickup cannot be determined
 
by simply weighing the overpacks.
 
This will not be a problem in the future because the packages will be accurately
 
weighed when they are dried and modified, and the new dry tare weight will be engraved on the modified overpack's
 
stainless
 
steel nameplates.
 
Between now and April 1991, there is a need for some method for satisfactorily
 
determining
 
that no leaking overpack will be used in public transportation
 
without prematurely
 
implementing
 
49CFR178.121.
 
The following
 
procedures
 
were developed
 
by the working group and recommended
 
to the conference
 
as one workable answer to this problem.Procedure Prior to shipping an overpack to a USDOE enrichment
 
facility, the overpack will be prepared and inspected
 
as follows to ensure that water leakage will not be a problem when the overpack is loaded with a full UF 6 cylinder: 1. Drill out the four bottommost
 
vent holes in the overpack using a i" drill.2. Load the overpack with a full weight cylinder;
use either a loaded UF 6 cylinder or a dummy cylinder which is the same diameter and weight as a loaded UF 6 cylinder.3. Maintain the load test for a minimum of 48 hours at temperatures
 
above freezing.4. Inspect for leakage while under load.5. If any leakage is found; remove the overpack from service to be dried and refurbished, or to be discarded.
 
6. If no leakage is found: (a) Use Silicone RTV Caulking to seal the metal/wood
 
interface
 
at the closure plane step joint.(b) Use Silicone RTV Caulking to seal the spaces between skip welds on all external reinforcements.(c) Reseal the bottom vent holes using i" plastic capplugs set in Silicone RTV Caulking.
 
Attachment
 
4 AN j90-2 g o pr 3 ,1990 (d) Inspect to ensure that the overpack is in sound condition
 
and the gaskets are acceptable
 
and in place.(e) Use matching paint to touch up old indications
 
of water leakage so that enrichment
 
facility inspectors
 
will not treat them as indica-tions of fresh new leaks.(f) Accompany
 
each overpack shipment with a certification
 
that the overpack has been inspected, sealed, and painted as described above and that the overpack is in sound condition
 
and free of water leaks when loaded.Enrichment
 
===Facility Acceptance===
The purpose of providing
 
overpacks
 
with the above described
 
certification
 
to the enrichment
 
facilities
 
is to provide the means for the overpack to be loaded and shipped from the enrichment
 
facility with no more than the routine inspection
 
for soundness
 
and for absence of water leakage. With such user provided certification
 
and with physical evidence that the overpacks
 
have been sealed as described
 
above and are not leaking, a DOE enrichment
 
facility would permit shipment of UF in such an overpack without accurate water weight data on the overpack.
 
Thi4 provision
 
will not apply to overpacks
 
which have been modified and certified
 
as meeting DOT-21PF-1A
 
specifications
 
and will not apply to any overpacks
 
after April 1991.
 
Attachment
 
5 IN 90-27 April 30, 1990 LIST OF RECENTLY ISSUED NMSS INFORMATION
 
NOTICES Information
 
Date of Notice No. Subject Issuance Issued to: 90-24 90-20 90-16 90-15 Transportation
 
of Model SPEC 2-T Radiographic
 
Exposure Device Personnel
 
Injuries Resulting
 
from Improper Operation
 
of Radwaste Incinerators
 
Compliance
 
with New Decommissioning
 
Rule Reciprocity:
 
===Notification===
of Agreement
 
State Radiation Control Directors
 
before Beginning
 
Work in Agreement States Accidental
 
Disposal of Radioactive
 
Materials Extended Interim Storage of Low-Level
 
Radioactive
 
Waste by Fuel Cycle and Materials Licensees Importance
 
of Proper Response to Self-Identified
 
Violations
 
by Licensees 04/10/90 03/22/90 03/07/90 03/07/90 03/06/90 02/05/90 01/12/90 All NRC licensees authorized
 
to use, transport, or operate radiographic
 
exposure devices and source changers.All U.S. NRC licensees who process or incinerate
 
radioactive
 
waste.All materials
 
licensees.
 
All holders of NRC materials
 
licenses that authorize
 
use of radio-active material at temporary
 
job sites.All NRC byproduct materials
 
licensees.
 
All holders of NRC materials
 
licenses.All holders of NRC materials
 
licenses.90-14 90-09 90-01**Correct Number for 90-01 should be 90010145.
 
Attachment
 
6 IN 90-27 April 30, 1990 LIST OF RECENTLY ISSUED NRC INFORMATION
 
NOTICES Information
 
Date of Notice No. Subject Issuance Issued to 89-70, Supp. 1 90-26 90-25 90-24 Possible Indications
 
of Misrepresented
 
Vendor Products Inadequate
 
Flow of Essential
 
Service Water to Room Coolers and Heat Exchangers
 
for Engineered
 
Safety-Feature
 
Systems Loss of Vital AC Power with Subsequent
 
Reactor Coolant System Heat-Up Transportation
 
of Model Spec 2-T Radiographic
 
Exposure Device Improper Installation
 
of Patel Conduit Seals Unanticipated
 
Equipment Actuations
 
Following Restoration


IN 90-27April 30, 1990 Before November 1986, the DOT regulations were not specific on the standardsfor the cylinders, but rather, referenced the need to use a "strong tightpackage" for exclusive-use shipments. For non-exclusive-use shipments, thecylinders were required to meet the requirements for DOT Specification 7A,Type A packaging. [The cylinders actually used, however, were in accordancewith industry standards that exist in ANSI N14.1 and/or a Department of Energy(DOE) document, ORO-651]. On November 17, 1986, DOT issued a new regulation49 CFR 173.420) specifying cylinder standards and other requirements for allshipments of UF Several supplemental notices and amendments were subsequentlyissued in the Docket HM-166V, with the last revision of the final rule havingbeen issued on August 29, 1989.As for the protective overpacks for the cylinders, DOT originally issued itsregulatory specifications for the DOT Specifications 2OPF and 21PF series in1974. Over the years, during the use of these overpacks, increasing diffi-culties have been experienced in their use, maintenance and quality control.The primary difficulty has been with the tendency of the packagings to collectand retain water within the phenolic foam insulating medium within the wallsof the overpack. Although the presence of this water is not an immediatesafety problem, the water does increase the gross weight of the packagessignificantly, and also accelerates corrosion of the metal and rotting ofthe wood components of the overpacks. It often tends to 'slosh' out fromthe drain holes, and sometimes creates considerable alarm to the public andto carriers, when water (albeit non-radioactive water) is observed to beleaking from a package marked "RADIOACTIVE" in commerce. Accordingly, DOEpetitioned DOT for rulemaking to amend the DOT 21PF series protective overpackspecification, so as to authorize the use of an improved design that wouldcorrect the deficiencies. A notice of proposed rulemaking was issued inAugust 1984, with the final rule issued on September 20, 1988 (Docket HM-190).During the interim period, between the notice and final rule, several NRC-licensee shippers of UF in protective overpacks applied for and receivedNRC certificates of compliance authorizing use of non-DOT specification,improved overpacks.Discussion:Attachments 2 and 3 are chronological summaries of the two recently completedDOT rulemaking dockets relating to UF packaging and transportation. Attach-ment 2 summarizes the Docket HM-166V 9n cylinder requirements, and Attachment 3summarizes the Docket HM-190 rule changes on the DOT Specification 21PF seriesof protective overpacks. Attachment 1 is a summary of the present status ofseveral NRC certificates of compliance for overpacks that are similar to theDOT Specification 21PF overpacks. Discussion of each of these areas follows:CYLINDERSThe net effect of the cylinder rulemaking imposed by the new 49 CFR 173.420 inDocket HM-166V has been to formalize, as regulatory requirements, the use ofcylinders which have already been in use for many years, pursuant to certainindustry standards, as well as other requirements (e.g., requirements for UF6 IN 90-27April 30, 1990 to be In solid fiorm and specified vl inetric fill liipits). .In carrying outte ru ema ng, owever, severa dY culties were Observed te.g., he methodof cleaning for other than new cylinders, provisions for use of existingcylinders, etc.), as evidenced by the series of eight notices and amendmentsbetween April 1986 and April 1989. It is noted that the final rule alsoformalizes the use of the DOT Class 106A multiunit tank car tank (which isactually referred to in the industry as the Model 30A cylinder). However,both of the published industry standards -- ANSI N14.1-1987 and ORO-651,Rev. 5 -- have taken the position that the Model 30A cylinder is obsolete,and will be replaced by the Model 30B. In effect, therefore, DOE has statedthat it will no longer fill Model 30A cylinders at its gaseous diffusionfacilities after December 31, 1992.For any existing cylinder constructed before the new rules, continued use isauthorized, provided that it was designed, inspected, tested, and marked inaccordance with the 1987, 1982 or 1971 version of ANSI N14.1, in effect atthe time of construction; or for cylinders manufactured before June 30, 1987,Section III, Div. I of the ASME Code.PROTECTIVE OVERPACKSThe net result of the rulemaking in Docket HM-190 has been to upgrade theregulatory requirements for the fabrication, maintenance, and use of the DOTSpecification 21PF-1 protective overpacks. The key dates for compliance withthese new rules are:April 1, 1989--Construction of all new overpacks must be in accordancewith DOT Specification 21PF-1B afte'rthis date, and these overpacks markedas such; andApril 1, 1991--Refurbishment and conversion of all existing overpacks tothe requirements of DOT Specification 21PF-1A must be accomplished andthese overpacks marked as such.During the period between April 1, 1989 and April 1, 1991, therefore, the useof unmodified DOT Specification 21PF-1 overpacks continues to be authorized.However, both the owners of unmodified overpacks and the U.S. enrichment plantswhich fill the cylinders for subsequent loading into the overpacks are takingsteps to perform quality control inspections of the overpacks to correct defi-ciencies, such as containing excessive water. (See Attachment 4). If suchinspections reveal excessive water, measures are being taken to remove theoverpack from service for drying, resealing, gasket replacement, or othernecessary refurbishment, or if necessary, for disposal. The U.S. enrichmentplants are also requesting the owners of unmodified overpacks to supply themwith acceptance certifications stating that the quality control inspectionsand other maintenance procedures have been accomplished.
of Power to Rosemount


IN 90-27April 30, 1990 r NRC CERTIFICATES OF COMPLIANCEDuring the period of the Docket HM-190 rulemaking, several U.S. owners of pro-tective overpacks for 30" cylinders obtained certificates of compliance fromthe NRC to authorize the use of overpacks of improved design. These are sum-marized in Attachment 1. A comparison of the specifics of the DOT Specification21PF-1A and 18 requirements with these certificates indicates that there willislTTTremain a need for the certificates, in that there are substantial dif-Terences between, for example, the Model UX-30 (USA/9234/AF) and the NCI-21-PF-1JUSA/9196/AF) and the DOT specifications.Eli a eth Q. Eyck, Actng DirectorDi f-ion of Safeguardsand TransportationOffice of Nuclear Material Safetyand Safeguards
Transmitter


===Technical Contact:===
Trip Units Potential
A. W. Grella, NMSS(301) 492-3381Attachments:1. NRC Certificates of Compliance for UF6 Overpacks2. Chronology of UF6 Cylinder Rulemaking (HM-166V)3. Chronology of UF Overpack Rulemaking (HM-190)4. "Interim Inspection and Sealing Procedures for DOT-21PF-1 Overpacks"5. List of Recently Issued NMSS Information Notices6. List of Recently Issued NRC Information Notices


Attachment 1IN 90-27April 30, 1990 U.S. NUCLEAR REGULATORY COMMISSION (NRC)____. _@ _.__ .._ ..rFRTJFIEATIS7FWCOMPLIANCEISUED FOR UF CTIVE OVERPACKSwSWl rw -vfw w , _w." _,.,.,_CERT #REV #8MODEL #REGISTERED USERSCOMMENTSUSA/4909/AFGEr2l-PF-IW-21.PF-1General ElectricWestinghouseMay be equivalentt-S6pec 21-PF-1A or 1B.Authorized grossweight: 8000 lbs.USA/9196/AF2UX-30Nuclear PackagingU.S. Department ofEnergy (DOE)Not equivalent toSpecs. 21-PF-1A or1B: uses different insu-lating media and hasother physical featureswhich differ. Author-ized gross weight:8000 lbs.USA/9234/AF0NCI-21rPF-INuclearInc.ContainersSimilar, but notequivalent toSpec. 21-PF-1B; auth.gross weight: 8700 lbs.AdvanceO NuclearFuelsUSA/6553/AF3 Paducah TigerDOEOverpack for model 48Aand 48X 10-ton cylinders.Authorized grossweight: 37,500 lbs.
Failure of Motor-Operated Butterfly


Attachment 2IN 90-27April 30 1990 CHRONOLOGY OF UF6RULE-MAKING (DOCKET HM-166V)DateNUMBERMAJOR ACTIONS INVOLVEDApril 11, 1986Nov. 18, 1986Dec. 24, 1986March 12, 1986July 6, 1987July 6, 1987Notice 86-2Amdts. 172-107and 173-198Andt. 173-198Amdt. 173-199Amdt. 173-198Notice 87-7Proposes adding specific requirements, as anew paragraph 173.420, for all UF cylinders,referencing ANSI N14.1-1982 standards; alsowould require UF to be in solid form; andwould impose a volumetric. fill limit of61-percent at 700F; and would require Internalpressure to be less than 14.7 psia at 701F.Adopts the changes as proposed in Notice 86-2,and adds requirement for cleaning of cylindersper App. A of ANSI N14.1-1982.Eff. Date: January 1, 1987.Delays effective required date for applicabilityof ANSI standards to new cylinders to June 30, 1987and references additional applicability of abovechanges to previous editions of ANSI N14.1.Also provides notice of public meeting to beheld on March 2, 1987 to discuss UF6 rule-making.Eff. Date: January 1, 1987.An emergency final rule which amends Nov. 18, 1986final rule by removing the requirement forother than new cy fnders or those undergoingperiodic retesting to be cleaned in accordancewith App. A of ANSI N14.1-1982.Eff. Date: March 12, 1987.Revises final rule of Nov. 18 and Dec. 24, 1986,so as to reference an alternative to usecylinders manufactured to U.S. Department ofTransporation (DOT) Class 106A multiunit tank cartanks. (Model 30A cylinders), in addition tothose conforming to ANSI N14.1-1982 (for cylindersmanufactured after May 30, 1987).Eff. Date: June 30, 1987.Proposes to authorize the indefinite continueduse of cylinders which were not made inaccordance with ANSI N14.1-1987 or DOTClass 106A tanks.
Valves to Operate Because Valve Seat Friction was Under-estimated Personnel


Attachment 2IN 90-27April 30, 1990 April 6, 1988April 29, 1989Notice 88-2Amdts 171-103and 173-214Proposes to amend the earlier rule-making topermit use of cylinders manufactured inaccordance with ANSI N14-1-1987; and to permitloading of depleted UF6 to a fill limit of62.percent by volume rather than 61 percentat 70'F.Amends previous final rules by authorizingcontinued use of cylinders manufacturedbefore June 30, 1987, in accordance withSection VIII, Div. I of the ASME Code ineffect at time of manufacture; and alsoauthorizes a fill limit of 62 percent byvolume for depleted UF at 201C.Eff. date: September 29, 1989.
Injuries Resulting from Improper Operation


Attachment 3IN 90-27April 30, 1990 CHRONOLOGY OF UFg PROTECTIVE OVERPACK RULEMAKING (HM-190)DateAug. 16. 1984Sept. 20, 1908NUMBERNotice # 84-7Amdts. 171-96,173-206, and178-90ACTION INVOLVEDProposal to modify design of Spec. 21-PF-1overpacks to alleviate problems resultingfrom water in-leakage, retention and sub-sequent leaking out. Based on U.S. Depart-ment of Energy (DOE) petition. Containedproposals for required physical modificationsto existing overpacks and requirements fornewly constructed overpacks. Major changeswould be the use of stainless rather thancarbon steel and reversal of steps joints onshell closure interfaces.Final rule based on earlier notice. Revisionsessentially as proposed. Modified overpacksto be designated as Spec. 21-PF-1A and newlyconstructed overpacks as Spec. 21-PF-1B.Eff. date: April 1, 1991 for requiredmodITYTaTions as Spec. 21-PF-1A; andApril 1, 1989, for new construction asSpec. 21-PF-1B.
of Radwaste Incinerators


Attachment 4IN 90-27April 30, 1990 [This procedure was sent by the U.S. Department of Energy (DOE),Oak Ridge Operations Office on January 18, 1990, to the owners ofU.S. Department of Transportation (DOT) Spec. 21PF-1 Overpacks. It hascurrently been implemented by DOE enrichment plants.This procedure is quoted below.]"INTERIM INSPECTION AND SEALINGPROCEDURES FOR DOT-21PF-1 OVERPACKS"21PF- Overpack ConferenceThe U.S. Department of Energy and Martin Marietta Energy Systems, Inc., hostedthe first conference on the DOT-21PF-1 Overpack at the DOE Gaseous DiffusionPlant in Piketon, Ohio on November 14-15, 1989. The conference was attendedby representatives from the DOT, NRC, DOE, U.S. and non-U.S. industrialfirms. One of the primary concerns of conference attendees was theestablishment of criteria for acceptance of overpacks in the interium betweennow and the deadline (April 1991) for the full implementation of theprovisions of 49CFR278.121. Accordingly, a working group was formed torecommend procedures that could be adopted by industry prior to April 1991.The procedures described in this report were recommended to the conference atthe end of the morning session.IntroductionIt has been known for a long time that the foam insulation in the 21PF-1Overpack will pick up water due to its open cell structure, and that the watermay subsequently leak out of the foam through the vent holes in the outershell. Although numerous studies have shown that the water does not adverselyaffect the thermal and impact protection capabilities of the foam, the publicperceives a leaking overpack as hazardous. This public perception is reasonenough to take whatever steps are necessary to preclude leaking overpacks.49CFR178.121 requires that all existing overpacks be dried and modified tomeet the 21PF-1A standards by April 1991.
4/26/90 4/24/90 4/16/90 4/10/90 4/4/90 3/23/90 3/22/90 3/22/90 All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All NRC licensees authorized


Attachment 4IN 90-27April 30, 1990 The 21PF-1A standards required that neither the top half nor the bottom halfof the overpack contain more than 25 pounds of water. This amount of waterwill be absorbed by the foam and will not leak out even when the foam issubjected to the compressive loading imposed by a full UF cylinder. Theproblem with this requirement is that accurate initial taWe weights were notobtained when the existing overpacks were manufactured, such that water pickupcannot be determined by simply weighing the overpacks. This will not be aproblem in the future because the packages will be accurately weighed whenthey are dried and modified, and the new dry tare weight will be engraved onthe modified overpack's stainless steel nameplates.Between now and April 1991, there is a need for some method for satisfactorilydetermining that no leaking overpack will be used in public transportationwithout prematurely implementing 49CFR178.121. The following procedures weredeveloped by the working group and recommended to the conference as oneworkable answer to this problem.ProcedurePrior to shipping an overpack to a USDOE enrichment facility, the overpackwill be prepared and inspected as follows to ensure that water leakage willnot be a problem when the overpack is loaded with a full UF6 cylinder:1. Drill out the four bottommost vent holes in the overpack using a i" drill.2. Load the overpack with a full weight cylinder; use either a loaded UF6cylinder or a dummy cylinder which is the same diameter and weight as aloaded UF6 cylinder.3. Maintain the load test for a minimum of 48 hours at temperatures abovefreezing.4. Inspect for leakage while under load.5. If any leakage is found; remove the overpack from service to be dried andrefurbished, or to be discarded.6. If no leakage is found:(a) Use Silicone RTV Caulking to seal the metal/wood interface at theclosure plane step joint.(b) Use Silicone RTV Caulking to seal the spaces between skip welds onall external reinforcements.(c) Reseal the bottom vent holes using i" plastic capplugs set inSilicone RTV Caulking.
to use, transport, or operate radiographic


Attachment 4AN j90-2 g opr 3 ,1990 (d) Inspect to ensure that the overpack is in sound condition and thegaskets are acceptable and in place.(e) Use matching paint to touch up old indications of water leakage sothat enrichment facility inspectors will not treat them as indica-tions of fresh new leaks.(f) Accompany each overpack shipment with a certification that theoverpack has been inspected, sealed, and painted as describedabove and that the overpack is in sound condition and free ofwater leaks when loaded.Enrichment Facility AcceptanceThe purpose of providing overpacks with the above described certificationto the enrichment facilities is to provide the means for the overpack to beloaded and shipped from the enrichment facility with no more than the routineinspection for soundness and for absence of water leakage. With such userprovided certification and with physical evidence that the overpacks have beensealed as described above and are not leaking, a DOE enrichment facility wouldpermit shipment of UF in such an overpack without accurate water weight dataon the overpack. Thi4 provision will not apply to overpacks which have beenmodified and certified as meeting DOT-21PF-1A specifications and will notapply to any overpacks after April 1991.
exposure devices and source changers.All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All NRC licensees who process or incinerate


Attachment 5IN 90-27April 30, 1990 LIST OF RECENTLY ISSUEDNMSS INFORMATION NOTICESInformation Date ofNotice No. Subject Issuance Issued to:90-2490-2090-1690-15Transportation of ModelSPEC 2-T RadiographicExposure DevicePersonnel InjuriesResulting from ImproperOperation of RadwasteIncineratorsCompliance with NewDecommissioning RuleReciprocity: Notificationof Agreement State RadiationControl Directors beforeBeginning Work in AgreementStatesAccidental Disposal ofRadioactive MaterialsExtended Interim Storage ofLow-Level Radioactive Wasteby Fuel Cycle and MaterialsLicenseesImportance of ProperResponse to Self-IdentifiedViolations by Licensees04/10/9003/22/9003/07/9003/07/9003/06/9002/05/9001/12/90All NRC licenseesauthorized to use,transport, or operateradiographic exposuredevices and sourcechangers.All U.S. NRC licenseeswho process or incinerateradioactive waste.All materials licensees.All holders of NRCmaterials licenses thatauthorize use of radio-active material attemporary job sites.All NRC byproductmaterials licensees.All holders of NRCmaterials licenses.All holders of NRCmaterials licenses.90-1490-0990-01**Correct Number for 90-01 should be 90010145.
radio-active waste.90-23 90-22 90-21 90-20 OL = Operating


Attachment 6IN 90-27April 30, 1990 LIST OF RECENTLY ISSUEDNRC INFORMATION NOTICESInformation Date ofNotice No. Subject Issuance Issued to89-70,Supp. 190-2690-2590-24Possible Indications ofMisrepresented VendorProductsInadequate Flow ofEssential Service Waterto Room Coolers and HeatExchangers for EngineeredSafety-Feature SystemsLoss of Vital AC Powerwith Subsequent ReactorCoolant System Heat-UpTransportation of ModelSpec 2-T RadiographicExposure DeviceImproper Installation ofPatel Conduit SealsUnanticipated EquipmentActuations FollowingRestoration of Powerto Rosemount TransmitterTrip UnitsPotential Failure of Motor-Operated Butterfly Valvesto Operate Because ValveSeat Friction was Under-estimatedPersonnel Injuries Resultingfrom Improper Operation ofRadwaste Incinerators4/26/904/24/904/16/904/10/904/4/903/23/903/22/903/22/90All holders of OLsor CPs for nuclearpower reactors.All holders of OLsor CPs for nuclearpower reactors.All holders of OLsor CPs for nuclearpower reactors.All NRC licenseesauthorized to use,transport, or operateradiographic exposuredevices and sourcechangers.All holders of OLsor CPs for nuclearpower reactors.All holders of OLsor CPs for nuclearpower reactors.All holders of OLsor CPs for nuclearpower reactors.All NRC licenseeswho process orincinerate radio-active waste.90-2390-2290-2190-20OL = Operating LicenseCP = Construction Permit
License CP = Construction


}}
Permit}}


{{Information notice-Nav}}
{{Information notice-Nav}}

Revision as of 13:03, 31 August 2018

Clarification of the Recent Revisions to the Regulatory Requirements for Packaging of Uranium Hexafluoride (UF6) for Transportation
ML031210564
Person / Time
Site: Beaver Valley, Millstone, Hatch, Monticello, Calvert Cliffs, Dresden, Davis Besse, Peach Bottom, Browns Ferry, Salem, Oconee, Mcguire, Nine Mile Point, Palisades, Palo Verde, Perry, Indian Point, Fermi, Kewaunee, Catawba, Harris, Wolf Creek, Saint Lucie, Point Beach, Oyster Creek, Watts Bar, Hope Creek, Grand Gulf, Cooper, Sequoyah, Byron, Pilgrim, Arkansas Nuclear, Three Mile Island, Braidwood, Susquehanna, Summer, Prairie Island, Columbia, Seabrook, Brunswick, Surry, Limerick, North Anna, Turkey Point, River Bend, Vermont Yankee, Crystal River, Haddam Neck, Ginna, Diablo Canyon, Callaway, Vogtle, Waterford, Duane Arnold, Farley, Robinson, Clinton, South Texas, San Onofre, Cook, Comanche Peak, Yankee Rowe, Maine Yankee, Quad Cities, Humboldt Bay, La Crosse, Big Rock Point, Rancho Seco, Zion, Midland, Bellefonte, Fort Calhoun, FitzPatrick, McGuire, LaSalle, Fort Saint Vrain, Shoreham, Satsop, Trojan, Atlantic Nuclear Power Plant  Entergy icon.png
Issue date: 04/30/1990
From: TenEyck E Q
Office of Nuclear Material Safety and Safeguards
To:
References
IN-90-027, NUDOCS 9004240313
Download: ML031210564 (13)


--'-UNITED STATES NUCLEAR REGULATORY

COMMISSION

OFFICE OF NUCLEAR MATERIALS

SAFETY AND SAFEGUARDS

WASHINGTON, D.C. 20555 April 30, 1990 NRC INFORMATION

NOTICE NO. 90-27: CLARIFICATION

OF THE RECENT REVISIONS

TO THE REGULATORY

REQUIREMENTS

FOR PACKAGING

OF URANIUM HEXAFLUORIDE (UF 6) FOR TRANSPORTATION

Addressees

All Uranium Fuel Fabrication

and Conversion

Facilities.

Purpose

This notice Is being issued to review and clarify the significant

features of two recent rulemaking

actions which were completed

by the U.S. Department

of Transportation (DOT), relating to the regulatory

requirements

for the packaging of UF for transportation.

It is suggested

that recipients

review the infor-matiog here, and consider actions, if appropriate, to preclude possible problems in the transport

of UF .However, this information

does not constitute

new U.S.Nuclear Regulatory

C;Amission (NRC) requirements, therefore

no specific action or written response Is required.Background:

The routine transportation

of UF,, both as a non-fissile

radioactive

material (depleted

and natural uranium, a "low specific activity" [LSA) material)

and as a fissile radioactive

material (when containing

'greater than" 1.0 weight percent U-235), constitutes

a very significant

volume of radioactive

materials transportation

in the nuclear fuel cycle, both within the USA and worldwide.

UF is packaged for transport

in cylinders

which must meet certain inspection, testing and in-service

requirements

which are found in the 49 CFR DOT regu-lations and certain physical standards

which are adopted by reference

in those regulations.

The primary type of packaging

used are cylinders

of steel, nickel, or monel in various diameters

ranging from 1 inch to 48 inches.For shipments

of the unenriched

UF6 as an LSA, non-fissile

radioactive

material, the cylinders

are normally shipped bare, without protective

overpacks.

Over-packs are used, however, for the shipment of enriched UF , as a fissile material, when the U-235 content exceeds 1.0 weight percent. The overpacks

used are either of the DOT Specifications

2OPF or 21PF Series as prescribed

in 49 CFR 178.120 and 178.121 of DOT regulations, or as authorized

in several NRC Certificates

of Compliance. (See Attachment

1.) Most shipments

of UF are made in exclusive- use highway or rail vehicles, and in equivalent

defined stowage areas or inter-modal freight containers

aboard seagoing vessels.9004240313

.

IN 90-27 April 30, 1990 Before November 1986, the DOT regulations

were not specific on the standards for the cylinders, but rather, referenced

the need to use a "strong tight package" for exclusive-use

shipments.

For non-exclusive-use

shipments, the cylinders

were required to meet the requirements

for DOT Specification

7A, Type A packaging.

[The cylinders

actually used, however, were in accordance

with industry standards

that exist in ANSI N14.1 and/or a Department

of Energy (DOE) document, ORO-651].

On November 17, 1986, DOT issued a new regulation

49 CFR 173.420) specifying

cylinder standards

and other requirements

for all shipments

of UF Several supplemental

notices and amendments

were subsequently

issued in the Docket HM-166V, with the last revision of the final rule having been issued on August 29, 1989.As for the protective

overpacks

for the cylinders, DOT originally

issued its regulatory

specifications

for the DOT Specifications

2OPF and 21PF series in 1974. Over the years, during the use of these overpacks, increasing

diffi-culties have been experienced

in their use, maintenance

and quality control.The primary difficulty

has been with the tendency of the packagings

to collect and retain water within the phenolic foam insulating

medium within the walls of the overpack.

Although the presence of this water is not an immediate safety problem, the water does increase the gross weight of the packages significantly, and also accelerates

corrosion

of the metal and rotting of the wood components

of the overpacks.

It often tends to 'slosh' out from the drain holes, and sometimes

creates considerable

alarm to the public and to carriers, when water (albeit non-radioactive

water) is observed to be leaking from a package marked "RADIOACTIVE" in commerce.

Accordingly, DOE petitioned

DOT for rulemaking

to amend the DOT 21PF series protective

overpack specification, so as to authorize

the use of an improved design that would correct the deficiencies.

A notice of proposed rulemaking

was issued in August 1984, with the final rule issued on September

20, 1988 (Docket HM-190).During the interim period, between the notice and final rule, several NRC-licensee shippers of UF in protective

overpacks

applied for and received NRC certificates

of compliance

authorizing

use of non-DOT specification, improved overpacks.

Discussion:

Attachments

2 and 3 are chronological

summaries

of the two recently completed DOT rulemaking

dockets relating to UF packaging

and transportation.

Attach-ment 2 summarizes

the Docket HM-166V 9n cylinder requirements, and Attachment

3 summarizes

the Docket HM-190 rule changes on the DOT Specification

21PF series of protective

overpacks.

Attachment

1 is a summary of the present status of several NRC certificates

of compliance

for overpacks

that are similar to the DOT Specification

21PF overpacks.

Discussion

of each of these areas follows: CYLINDERS The net effect of the cylinder rulemaking

imposed by the new 49 CFR 173.420 in Docket HM-166V has been to formalize, as regulatory

requirements, the use of cylinders

which have already been in use for many years, pursuant to certain industry standards, as well as other requirements (e.g., requirements

for UF 6 IN 90-27 April 30, 1990 to be In solid fiorm and specified

vl inetric fill liipits). .In carrying out te ru ema ng, owever, severa dY culties were Observed te.g., he method of cleaning for other than new cylinders, provisions

for use of existing cylinders, etc.), as evidenced

by the series of eight notices and amendments

between April 1986 and April 1989. It is noted that the final rule also formalizes

the use of the DOT Class 106A multiunit

tank car tank (which is actually referred to in the industry as the Model 30A cylinder).

However, both of the published

industry standards

-- ANSI N14.1-1987 and ORO-651, Rev. 5 -- have taken the position that the Model 30A cylinder is obsolete, and will be replaced by the Model 30B. In effect, therefore, DOE has stated that it will no longer fill Model 30A cylinders

at its gaseous diffusion facilities

after December 31, 1992.For any existing cylinder constructed

before the new rules, continued

use is authorized, provided that it was designed, inspected, tested, and marked in accordance

with the 1987, 1982 or 1971 version of ANSI N14.1, in effect at the time of construction;

or for cylinders

manufactured

before June 30, 1987,Section III, Div. I of the ASME Code.PROTECTIVE

OVERPACKS The net result of the rulemaking

in Docket HM-190 has been to upgrade the regulatory

requirements

for the fabrication, maintenance, and use of the DOT Specification

21PF-1 protective

overpacks.

The key dates for compliance

with these new rules are: April 1, 1989--Construction

of all new overpacks

must be in accordance

with DOT Specification

21PF-1B afte'rthis

date, and these overpacks

marked as such; and April 1, 1991--Refurbishment

and conversion

of all existing overpacks

to the requirements

of DOT Specification

21PF-1A must be accomplished

and these overpacks

marked as such.During the period between April 1, 1989 and April 1, 1991, therefore, the use of unmodified

DOT Specification

21PF-1 overpacks

continues

to be authorized.

However, both the owners of unmodified

overpacks

and the U.S. enrichment

plants which fill the cylinders

for subsequent

loading into the overpacks

are taking steps to perform quality control inspections

of the overpacks

to correct defi-ciencies, such as containing

excessive

water. (See Attachment

4). If such inspections

reveal excessive

water, measures are being taken to remove the overpack from service for drying, resealing, gasket replacement, or other necessary

refurbishment, or if necessary, for disposal.

The U.S. enrichment

plants are also requesting

the owners of unmodified

overpacks

to supply them with acceptance

certifications

stating that the quality control inspections

and other maintenance

procedures

have been accomplished.

IN 90-27 April 30, 1990 r NRC CERTIFICATES

OF COMPLIANCE

During the period of the Docket HM-190 rulemaking, several U.S. owners of pro-tective overpacks

for 30" cylinders

obtained certificates

of compliance

from the NRC to authorize

the use of overpacks

of improved design. These are sum-marized in Attachment

1. A comparison

of the specifics

of the DOT Specification

21PF-1A and 18 requirements

with these certificates

indicates

that there will islTTTremain

a need for the certificates, in that there are substantial

dif-Terences between, for example, the Model UX-30 (USA/9234/AF)

and the NCI-21-PF-1 JUSA/9196/AF)

and the DOT specifications.

Eli a eth Q. Eyck, Actng Director Di f-ion of Safeguards

and Transportation

Office of Nuclear Material Safety and Safeguards

Technical

Contact: A. W. Grella, NMSS (301) 492-3381 Attachments:

1. NRC Certificates

of Compliance

for UF 6 Overpacks 2. Chronology

of UF 6 Cylinder Rulemaking (HM-166V)3. Chronology

of UF Overpack Rulemaking (HM-190)4. "Interim Inspection

and Sealing Procedures

for DOT-21PF-1 Overpacks" 5. List of Recently Issued NMSS Information

Notices 6. List of Recently Issued NRC Information

Notices

Attachment

1 IN 90-27 April 30, 1990 U.S. NUCLEAR REGULATORY

COMMISSION (NRC)____. _@ _.__ .._ ..rFRTJFIEATIS

7FWCOMPLIANCE

ISUED FOR UF CTIVE OVERPACKS wSWl rw -vfw w , _w." _,.,.,_CERT #REV #8 MODEL #REGISTERED

USERS COMMENTS USA/4909/AF

GEr2l-PF-I

W-21.PF-1 General Electric Westinghouse

May be equivalent

t-S6pec 21-PF-1A or 1B.Authorized

gross weight: 8000 lbs.USA/9196/AF

2 UX-30 Nuclear Packaging U.S. Department

of Energy (DOE)Not equivalent

to Specs. 21-PF-1A or 1B: uses different

insu-lating media and has other physical features which differ. Author-ized gross weight: 8000 lbs.USA/9234/AF

0 NCI-21rPF-I

Nuclear Inc.Containers

Similar, but not equivalent

to Spec. 21-PF-1B;

auth.gross weight: 8700 lbs.AdvanceO Nuclear Fuels USA/6553/AF

3 Paducah Tiger DOE Overpack for model 48A and 48X 10-ton cylinders.

Authorized

gross weight: 37,500 lbs.

Attachment

2 IN 90-27 April 30 1990 CHRONOLOGY

OF UF 6 RULE-MAKING (DOCKET HM-166V)Date NUMBER MAJOR ACTIONS INVOLVED April 11, 1986 Nov. 18, 1986 Dec. 24, 1986 March 12, 1986 July 6, 1987 July 6, 1987 Notice 86-2 Amdts. 172-107 and 173-198 Andt. 173-198 Amdt. 173-199 Amdt. 173-198 Notice 87-7 Proposes adding specific requirements, as a new paragraph

173.420, for all UF cylinders, referencing

ANSI N14.1-1982 standards;

also would require UF to be in solid form; and would impose a volumetric.

fill limit of 61-percent

at 70 0 F; and would require Internal pressure to be less than 14.7 psia at 701F.Adopts the changes as proposed in Notice 86-2, and adds requirement

for cleaning of cylinders per App. A of ANSI N14.1-1982.

Eff. Date: January 1, 1987.Delays effective

required date for applicability

of ANSI standards

to new cylinders

to June 30, 1987 and references

additional

applicability

of above changes to previous editions of ANSI N14.1.Also provides notice of public meeting to be held on March 2, 1987 to discuss UF 6 rule-making.

Eff. Date: January 1, 1987.An emergency

final rule which amends Nov. 18, 1986 final rule by removing the requirement

for other than new cy fnders or those undergoing

periodic retesting

to be cleaned in accordance

with App. A of ANSI N14.1-1982.

Eff. Date: March 12, 1987.Revises final rule of Nov. 18 and Dec. 24, 1986, so as to reference

an alternative

to use cylinders

manufactured

to U.S. Department

of Transporation (DOT) Class 106A multiunit

tank car tanks. (Model 30A cylinders), in addition to those conforming

to ANSI N14.1-1982 (for cylinders manufactured

after May 30, 1987).Eff. Date: June 30, 1987.Proposes to authorize

the indefinite

continued use of cylinders

which were not made in accordance

with ANSI N14.1-1987 or DOT Class 106A tanks.

Attachment

2 IN 90-27 April 30, 1990 April 6, 1988 April 29, 1989 Notice 88-2 Amdts 171-103 and 173-214 Proposes to amend the earlier rule-making

to permit use of cylinders

manufactured

in accordance

with ANSI N14-1-1987;

and to permit loading of depleted UF6 to a fill limit of 62.percent

by volume rather than 61 percent at 70'F.Amends previous final rules by authorizing

continued

use of cylinders

manufactured

before June 30, 1987, in accordance

with Section VIII, Div. I of the ASME Code in effect at time of manufacture;

and also authorizes

a fill limit of 62 percent by volume for depleted UF at 201C.Eff. date: September

29, 1989.

Attachment

3 IN 90-27 April 30, 1990 CHRONOLOGY

OF UFg PROTECTIVE

OVERPACK RULEMAKING (HM-190)Date Aug. 16. 1984 Sept. 20, 1908 NUMBER Notice # 84-7 Amdts. 171-96, 173-206, and 178-90 ACTION INVOLVED Proposal to modify design of Spec. 21-PF-1 overpacks

to alleviate

problems resulting from water in-leakage, retention

and sub-sequent leaking out. Based on U.S. Depart-ment of Energy (DOE) petition.

Contained proposals

for required physical modifications

to existing overpacks

and requirements

for newly constructed

overpacks.

Major changes would be the use of stainless

rather than carbon steel and reversal of steps joints on shell closure interfaces.

Final rule based on earlier notice. Revisions essentially

as proposed.

Modified overpacks to be designated

as Spec. 21-PF-1A and newly constructed

overpacks

as Spec. 21-PF-1B.Eff. date: April 1, 1991 for required modITYTaTions

as Spec. 21-PF-1A;

and April 1, 1989, for new construction

as Spec. 21-PF-1B.

Attachment

4 IN 90-27 April 30, 1990 [This procedure

was sent by the U.S. Department

of Energy (DOE), Oak Ridge Operations

Office on January 18, 1990, to the owners of U.S. Department

of Transportation (DOT) Spec. 21PF-1 Overpacks.

It has currently

been implemented

by DOE enrichment

plants.This procedure

is quoted below.]"INTERIM INSPECTION

AND SEALING PROCEDURES

FOR DOT-21PF-1 OVERPACKS" 21PF- Overpack Conference

The U.S. Department

of Energy and Martin Marietta Energy Systems, Inc., hosted the first conference

on the DOT-21PF-1 Overpack at the DOE Gaseous Diffusion Plant in Piketon, Ohio on November 14-15, 1989. The conference

was attended by representatives

from the DOT, NRC, DOE, U.S. and non-U.S. industrial

firms. One of the primary concerns of conference

attendees

was the establishment

of criteria for acceptance

of overpacks

in the interium between now and the deadline (April 1991) for the full implementation

of the provisions

of 49CFR278.121.

Accordingly, a working group was formed to recommend

procedures

that could be adopted by industry prior to April 1991.The procedures

described

in this report were recommended

to the conference

at the end of the morning session.Introduction

It has been known for a long time that the foam insulation

in the 21PF-1 Overpack will pick up water due to its open cell structure, and that the water may subsequently

leak out of the foam through the vent holes in the outer shell. Although numerous studies have shown that the water does not adversely affect the thermal and impact protection

capabilities

of the foam, the public perceives

a leaking overpack as hazardous.

This public perception

is reason enough to take whatever steps are necessary

to preclude leaking overpacks.

49CFR178.121 requires that all existing overpacks

be dried and modified to meet the 21PF-1A standards

by April 1991.

Attachment

4 IN 90-27 April 30, 1990 The 21PF-1A standards

required that neither the top half nor the bottom half of the overpack contain more than 25 pounds of water. This amount of water will be absorbed by the foam and will not leak out even when the foam is subjected

to the compressive

loading imposed by a full UF cylinder.

The problem with this requirement

is that accurate initial taWe weights were not obtained when the existing overpacks

were manufactured, such that water pickup cannot be determined

by simply weighing the overpacks.

This will not be a problem in the future because the packages will be accurately

weighed when they are dried and modified, and the new dry tare weight will be engraved on the modified overpack's

stainless

steel nameplates.

Between now and April 1991, there is a need for some method for satisfactorily

determining

that no leaking overpack will be used in public transportation

without prematurely

implementing

49CFR178.121.

The following

procedures

were developed

by the working group and recommended

to the conference

as one workable answer to this problem.Procedure Prior to shipping an overpack to a USDOE enrichment

facility, the overpack will be prepared and inspected

as follows to ensure that water leakage will not be a problem when the overpack is loaded with a full UF 6 cylinder: 1. Drill out the four bottommost

vent holes in the overpack using a i" drill.2. Load the overpack with a full weight cylinder;

use either a loaded UF 6 cylinder or a dummy cylinder which is the same diameter and weight as a loaded UF 6 cylinder.3. Maintain the load test for a minimum of 48 hours5.555556e-4 days <br />0.0133 hours <br />7.936508e-5 weeks <br />1.8264e-5 months <br /> at temperatures

above freezing.4. Inspect for leakage while under load.5. If any leakage is found; remove the overpack from service to be dried and refurbished, or to be discarded.

6. If no leakage is found: (a) Use Silicone RTV Caulking to seal the metal/wood

interface

at the closure plane step joint.(b) Use Silicone RTV Caulking to seal the spaces between skip welds on all external reinforcements.(c) Reseal the bottom vent holes using i" plastic capplugs set in Silicone RTV Caulking.

Attachment

4 AN j90-2 g o pr 3 ,1990 (d) Inspect to ensure that the overpack is in sound condition

and the gaskets are acceptable

and in place.(e) Use matching paint to touch up old indications

of water leakage so that enrichment

facility inspectors

will not treat them as indica-tions of fresh new leaks.(f) Accompany

each overpack shipment with a certification

that the overpack has been inspected, sealed, and painted as described above and that the overpack is in sound condition

and free of water leaks when loaded.Enrichment

Facility Acceptance

The purpose of providing

overpacks

with the above described

certification

to the enrichment

facilities

is to provide the means for the overpack to be loaded and shipped from the enrichment

facility with no more than the routine inspection

for soundness

and for absence of water leakage. With such user provided certification

and with physical evidence that the overpacks

have been sealed as described

above and are not leaking, a DOE enrichment

facility would permit shipment of UF in such an overpack without accurate water weight data on the overpack.

Thi4 provision

will not apply to overpacks

which have been modified and certified

as meeting DOT-21PF-1A

specifications

and will not apply to any overpacks

after April 1991.

Attachment

5 IN 90-27 April 30, 1990 LIST OF RECENTLY ISSUED NMSS INFORMATION

NOTICES Information

Date of Notice No. Subject Issuance Issued to: 90-24 90-20 90-16 90-15 Transportation

of Model SPEC 2-T Radiographic

Exposure Device Personnel

Injuries Resulting

from Improper Operation

of Radwaste Incinerators

Compliance

with New Decommissioning

Rule Reciprocity:

Notification

of Agreement

State Radiation Control Directors

before Beginning

Work in Agreement States Accidental

Disposal of Radioactive

Materials Extended Interim Storage of Low-Level

Radioactive

Waste by Fuel Cycle and Materials Licensees Importance

of Proper Response to Self-Identified

Violations

by Licensees 04/10/90 03/22/90 03/07/90 03/07/90 03/06/90 02/05/90 01/12/90 All NRC licensees authorized

to use, transport, or operate radiographic

exposure devices and source changers.All U.S. NRC licensees who process or incinerate

radioactive

waste.All materials

licensees.

All holders of NRC materials

licenses that authorize

use of radio-active material at temporary

job sites.All NRC byproduct materials

licensees.

All holders of NRC materials

licenses.All holders of NRC materials

licenses.90-14 90-09 90-01**Correct Number for 90-01 should be 90010145.

Attachment

6 IN 90-27 April 30, 1990 LIST OF RECENTLY ISSUED NRC INFORMATION

NOTICES Information

Date of Notice No. Subject Issuance Issued to 89-70, Supp. 1 90-26 90-25 90-24 Possible Indications

of Misrepresented

Vendor Products Inadequate

Flow of Essential

Service Water to Room Coolers and Heat Exchangers

for Engineered

Safety-Feature

Systems Loss of Vital AC Power with Subsequent

Reactor Coolant System Heat-Up Transportation

of Model Spec 2-T Radiographic

Exposure Device Improper Installation

of Patel Conduit Seals Unanticipated

Equipment Actuations

Following Restoration

of Power to Rosemount

Transmitter

Trip Units Potential

Failure of Motor-Operated Butterfly

Valves to Operate Because Valve Seat Friction was Under-estimated Personnel

Injuries Resulting from Improper Operation

of Radwaste Incinerators

4/26/90 4/24/90 4/16/90 4/10/90 4/4/90 3/23/90 3/22/90 3/22/90 All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All NRC licensees authorized

to use, transport, or operate radiographic

exposure devices and source changers.All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All holders of OLs or CPs for nuclear power reactors.All NRC licensees who process or incinerate

radio-active waste.90-23 90-22 90-21 90-20 OL = Operating

License CP = Construction

Permit