ML20329A432

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Final Qa/Related Forms (Folder 1)
ML20329A432
Person / Time
Site: Ginna Constellation icon.png
Issue date: 11/17/2020
From:
Exelon Generation Co
To:
Operations Branch I
Shared Package
ML19309E375 List:
References
CAC 000500
Download: ML20329A432 (28)
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Text

ES-201 Examination Preparation Checklist Form ES-201-1 Facility: Ginna Date of Examination: 10/05/2020 Developed: Written: Facility: NRC: // Operating: Facility: NRC:

Days from Chief Examiner's Target Date* Task Description (Reference)

Exam Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 02/08/2020 JD 11/05/2019 arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 03/09/2020 2. NRC examiners and facility contact assigned (C.1.d; C.2.f). JD 11/05/2019

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 03/09/2020 contact submits to the NRC any prescreened K/As for elimination from the written examination JD 01/24/2020 outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 03/09/2020 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3). N/A

-210 03/09/2020 5. Corporate notification letter sent (C.2.e). JD 11/18/2019

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or JD 1/24/2020 (Draft);

-195 03/24/2020 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; JD 2/03/2020 (Rev 0)

C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3,

-150 05/08/2020 JD 05/07/2020 ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 05/22/2020 JD 05/20/2020 C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 07/22/2020 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, JD 07/22/2020 ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 07/22/2020 N/A facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 08/06/2020 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202). JD 07/31/2020

-50 08/16/2020 12. Written exam and operating test reviews completed (C.3.f). JD 08/14/2020 13a. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 08/31/2020 JD 08/27/2020 C.2.h; C.3.g).

-35 08/31/2020 13b. The NRC and the facility licensee conduct exam preparatory week. JD 09/07/2020

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398)

-30 09/05/2020 JD 09/04/2020 due (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due

-14 09/21/2020 JD 09/21/2020 and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 09/28/2020 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h). JD 09/28/2020

-7 09/28/2020 17. Request facility licensee management feedback on the examination (C.2.l). JD 09/28/2020

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 09/28/2020 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; JD 09/22/2020 Attachment 5; ES-202, C.3.j; ES-204).

-7 09/28/2020 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k). JD 09/24/2020

-7 09/28/2020 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i). JD 09/28/2020

  • Target dates are based on facility prepared examinations and the examination date identified in the corporate Exam Date: 10/05/2020 notification letter. These dates are for planning purposes and may be adjusted on a case by case basis in coordination with the facility licensee.

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_091120)

Facility: Ginna Date of Exam: 10/2020 Operating Test No.: N20-1 A E Scenarios P V N20-1-5 N20-1-1 N20-1-2 N20-1-3 T M P E (Day 1) (Day 2) (Day 3) (Day 4) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 0 1 1 0 1

NOR 1 1 1 1 2,3, 2,3, 4,5, 4,5, 11 4 4 2 SROU-1 I/C 7,8 7 6 6 MAJ 2 2 2 1 1,3 TS 2 0 2 2 RX 0 1 1 0 1

NOR 1 1 1 1 2,3, 3,4, 4,5, 7,8 10 4 4 2 SROU-2 I/C 7,8 6 6 MAJ 2 2 2 1 1,3 TS 2 0 2 2 1

RX 1 1 1 0 NOR 0 1 1 1 2,5, 1,2, 7 3,4, 11 4 4 2 SROI-1 I/C 5,7, 8,9 6 6 MAJ 2 2 2 1 1,2 TS 2 0 2 2 4

RX 1 1 1 0 1

NOR 1 1 1 1 2,3, 1,2, 1,2, 4,5, 8,9 3,4, 17 4 4 2 SROI-2 I/C 7,8 5,7, 8

6 6 6 MAJ 3 2 2 1 1,3 2,5 TS 4 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_091120)

Facility: Ginna Date of Exam: 10/2020 Operating Test No.: N20-1 A E Scenarios P V N20-1-5 N20-1-1 N20-1-2 N20-1-3 T M P E (Day 1) (Day 2) (Day 3) (Day 4) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P 1

RX 1 1 1 0 NOR 0 1 1 1 2,5, 1,2, 3,4, 7 3,4, 7,8 15 4 4 2 SROI-3 I/C 5,7, 8,9 6 6 6 MAJ 3 2 2 1 1,2 TS 2 0 2 2 1

RX 1 1 1 0 NOR 0 1 1 1 2,5, 1,2, 7 3,4, 10 4 4 2 SROI-4 I/C 5,7, 8

6 6 MAJ 2 2 2 1 2,5 TS 2 0 2 2 4

RX 1 1 1 0 1

NOR 1 1 1 1 1,2, 1,2, 2,5, 8,9 3,4, 7,8 15 4 4 2 SROI-5 I/C 5,7, 8

6 6 6 MAJ 3 2 2 1 2,5 TS 2 0 2 2 5

RX 1 1 1 0 1

NOR 1 1 1 1 1,2, 1,2 2,3, 3,4, 4,5, 16 4 4 2 SROI-6 I/C 5,7, 7,8 8,9 6 6 6 MAJ 3 2 2 1 1,2 1,5 TS 4 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_091120)

Facility: Ginna Date of Exam: 10/2020 Operating Test No.: N20-1 A E Scenarios P V N20-1-5 N20-1-1 N20-1-2 N20-1-3 T M P E (Day 1) (Day 2) (Day 3) (Day 4) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P 4

RX 1 1 1 0 1

NOR 1 1 1 1 4,5, 1,2, 7,8 8,9 8 4 4 2 RO-1 I/C 6 6 MAJ 2 2 2 1 TS 0 0 2 2 5

RX 1 1 1 0 1

NOR 1 1 1 1 4,5, 2,3, 1,2 7,8 4,5, 11 4 4 2 RO-2 I/C 7

6 6 6 MAJ 3 2 2 1 TS 0 0 2 2 5

RX 1 1 1 0 1

NOR 1 1 1 1 4,5, 1,2 7,8 6 4 4 2 RO-3 I/C 6 6 MAJ 2 2 2 1 TS 0 0 2 2 1

RX 1 1 1 0 NOR 0 1 1 1 2,3, 3,4, 3,4, 4,5, 7,8 5 4 4 2 RO-4 I/C 12 7

6 6 6 MAJ 3 2 2 1 TS 0 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

Facility: Ginna Date of Examination: 10/2020 Operating Test No.: N20-1 APPLICANTS SROU-1 SROU-2 SROI-1 Competencies SCENARIO SCENARIO SCENARIO 5 1 5 2 5 1 Interpret/Diagnose Events and 1-8 1-9 1-8 1-8 1-8 1-9 Conditions Comply With and Use 1-8 1-9 1-8 1-8 1-8 1-9 Procedures (1)

Operate Control 2,3, 3,4, 1,2, Boards (2) NA 4,5, NA 6,7, 5,6, NA 6,7 8 7 Communicate and 1-8 1-9 1-8 1-8 1-8 1-9 Interact Demonstrate Supervisory Ability 1-8 NA 1-8 NA NA 1-9 (3)

Comply with and Use 1,3 NA 1,3 NA NA 1,2 TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

Facility: Ginna Date of Examination: 10/2020 Operating Test No.: N20-1 APPLICANTS SROI-2 SROI-3 SROI-4 Competencies SCENARIO SCENARIO SCENARIO 5 1 2 5 1 2 5 2 Interpret/Diagnose Events and 1-8 1-9 1-8 1-8 1-9 1-8 1-8 1-8 Conditions Comply With and Use 1-8 1-9 1-8 1-8 1-9 1-8 1-8 1-8 Procedures (1)

Operate Control 1,2, 1,2, 3,4, 1,2, Boards (2) NA 4,6, NA 5,6, NA 6,7, 5,6, NA 8,9 7 8 7 Communicate and 1-8 1-9 1-8 1-8 1-9 1-8 1-8 1-8 Interact Demonstrate Supervisory Ability 1-8 NA 1-8 NA 1-9 NA NA 1-8 (3)

Comply with and Use 1,3 NA 2,5 NA 1,2 NA NA 2,5 TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

Facility: Ginna Date of Examination: 10/2020 Operating Test No.: N20-1 APPLICANTS SROI-5 SROI-6 RO-1 Competencies SCENARIO SCENARIO SCENARIO 1 2 3 1 2 3 5 1 Interpret/Diagnose Events and 1-9 1-8 1-8 1-9 1-8 1-8 1-8 1-9 Conditions Comply With and Use 1-9 1-8 1-8 1-9 1-8 1-8 1-8 1-9 Procedures (1)

Operate Control 1,2, 1,2, 1,4, 1,2, 1,2, Boards (2) 4,6, NA 5,6, NA NA 5,6, 4,6, 5,6 8,9 7,8 7,8 8,9 Communicate and 1-9 1-8 1-8 1-9 1-8 1-8 1-8 1-9 Interact Demonstrate Supervisory Ability NA 1-8 NA 1-9 NA 1-8 NA NA (3)

Comply with and Use NA 2,5 NA 1,2 NA 1,5 NA NA TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

Facility: Ginna Date of Examination: 10/2020 Operating Test No.: N20-1 APPLICANTS RO-2 RO-3 RO-4 Competencies SCENARIO SCENARIO SCENARIO 5 1 2 5 2 1 2 3 Interpret/Diagnose Events and 1-8 1-9 1-8 1-8 1-8 1-9 1-8 1-8 Conditions Comply With and Use 1-8 1-9 1-8 1-8 1-8 1-9 1-8 1-8 Procedures (1)

Operate Control 1,4, 2,3, 1,4, 2,3, 3,4, 1,3, 1,2, 1,2, Boards (2) 5,6, 4,5, 5,6, 4,5, 6,7, 4,5, 5,6 5,6 7,8 6,7 7,8 6,7 8 6 Communicate and 1-8 1-9 1-8 1-8 1-8 1-9 1-8 1-8 Interact Demonstrate Supervisory Ability NA NA NA NA NA NA NA NA (3)

Comply with and Use NA NA NA NA NA NA NA NA TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11

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