ML20329A432

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Final Qa/Related Forms (Folder 1)
ML20329A432
Person / Time
Site: Ginna Constellation icon.png
Issue date: 11/17/2020
From:
Exelon Generation Co
To:
Operations Branch I
Shared Package
ML19309E375 List:
References
CAC 000500
Download: ML20329A432 (28)
v • d • e


Text

ES-201 Facility:

Date of Examination:

Developed:

Written:

Facility:

NRC:

//

Operating:

Facility:

NRC:

Days from Exam Target Date*

Chief Examiner's Initials

-240 02/08/2020 JD 11/05/2019

-210 03/09/2020 JD 11/05/2019

-210 03/09/2020 JD 01/24/2020

-210 03/09/2020 N/A

-210 03/09/2020 JD 11/18/2019

-195 03/24/2020 JD 1/24/2020 (Draft);

JD 2/03/2020 (Rev 0)

-150 05/08/2020 JD 05/07/2020

-136 05/22/2020 JD 05/20/2020

-75 07/22/2020 JD 07/22/2020

-75 07/22/2020 N/A

-60 08/06/2020 JD 07/31/2020

-50 08/16/2020 JD 08/14/2020

-35 08/31/2020 JD 08/27/2020

-35 08/31/2020 JD 09/07/2020

-30 09/05/2020 JD 09/04/2020

-14 09/21/2020 JD 09/21/2020

-7 09/28/2020 JD 09/28/2020

-7 09/28/2020 JD 09/28/2020

-7 09/28/2020 JD 09/22/2020

-7 09/28/2020 JD 09/24/2020

-7 09/28/2020 JD 09/28/2020

2. NRC examiners and facility contact assigned (C.1.d; C.2.f).
3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).
4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).
5. Corporate notification letter sent (C.2.e).
6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).

Task Description (Reference)

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams, arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

Form ES-201-1 10/05/2020 Ginna Examination Preparation Checklist

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).
8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h; C.3.d-e).
9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for facility licensee review (C.1.i; C.2.h; C.3.f-g).
11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).
12. Written exam and operating test reviews completed (C.3.f).

13b. The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due (C.1.m; C.2.i; ES-202).
15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).
16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).

13a. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l; C.2.h; C.3.g).

17. Request facility licensee management feedback on the examination (C.2.l).
18. Final applications reviewed; one or two (if more than 10) applications audited to confirm qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; ; ES-202, C.3.j; ES-204).
19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).
20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).

Exam Date:

10/05/2020

  • Target dates are based on facility prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case by case basis in coordination with the facility licensee.

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_091120)

NUREG 1021 Revision 11 Facility:

Ginna Date of Exam:

10/2020 Operating Test No.:

N20-1 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios N20-1-5 (Day 1)

N20-1-1 (Day 2)

N20-1-2 (Day 3)

N20-1-3 (Day 4)

T O

T A

L M

I N

I M

U M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RX 0

1 1

0 NOR 1

1 1

1 1

SROU-1 I/C 2,3, 4,5, 7,8 2,3, 4,5, 7

11 4

4 2

MAJ 6

6 2

2 2

1 TS 1,3 2

0 2

2 RX 0

1 1

0 NOR 1

1 1

1 1

SROU-2 I/C 2,3, 4,5, 7,8 3,4, 7,8 10 4

4 2

MAJ 6

6 2

2 2

1 TS 1,3 2

0 2

2 RX 1

1 1

1 0

NOR 0

1 1

1 SROI-1 I/C 2,5, 7

1,2, 3,4, 5,7, 8,9 11 4

4 2

MAJ 6

6 2

2 2

1 TS 1,2 2

0 2

2 RX 4

1 1

1 0

NOR 1

1 1

1 1

SROI-2 I/C 2,3, 4,5, 7,8 1,2, 8,9 1,2, 3,4, 5,7, 8

17 4

4 2

MAJ 6

6 6

3 2

2 1

TS 1,3 2,5 4

0 2

2 Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_091120)

NUREG 1021 Revision 11 Facility:

Ginna Date of Exam:

10/2020 Operating Test No.:

N20-1 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios N20-1-5 (Day 1)

N20-1-1 (Day 2)

N20-1-2 (Day 3)

N20-1-3 (Day 4)

T O

T A

L M

I N

I M

U M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RX 1

1 1

1 0

NOR 0

1 1

1 SROI-3 I/C 2,5, 7

1,2, 3,4, 5,7, 8,9 3,4, 7,8 15 4

4 2

MAJ 6

6 6

3 2

2 1

TS 1,2 2

0 2

2 RX 1

1 1

1 0

NOR 0

1 1

1 SROI-4 I/C 2,5, 7

1,2, 3,4, 5,7, 8

10 4

4 2

MAJ 6

6 2

2 2

1 TS 2,5 2

0 2

2 RX 4

1 1

1 0

NOR 1

1 1

1 1

SROI-5 I/C 1,2, 8,9 1,2, 3,4, 5,7, 8

2,5, 7,8 15 4

4 2

MAJ 6

6 6

3 2

2 1

TS 2,5 2

0 2

2 RX 5

1 1

1 0

NOR 1

1 1

1 1

SROI-6 I/C 1,2, 3,4, 5,7, 8,9 1,2 2,3, 4,5, 7,8 16 4

4 2

MAJ 6

6 6

3 2

2 1

TS 1,2 1,5 4

0 2

2 Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_091120)

NUREG 1021 Revision 11 Facility:

Ginna Date of Exam:

10/2020 Operating Test No.:

N20-1 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios N20-1-5 (Day 1)

N20-1-1 (Day 2)

N20-1-2 (Day 3)

N20-1-3 (Day 4)

T O

T A

L M

I N

I M

U M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

RX 4

1 1

1 0

NOR 1

1 1

1 1

RO-1 I/C 4,5, 7,8 1,2, 8,9 8

4 4

2 MAJ 6

6 2

2 2

1 TS 0

0 2

2 RX 5

1 1

1 0

NOR 1

1 1

1 1

RO-2 I/C 4,5, 7,8 2,3, 4,5, 7

1,2 11 4

4 2

MAJ 6

6 6

3 2

2 1

TS 0

0 2

2 RX 5

1 1

1 0

NOR 1

1 1

1 1

RO-3 I/C 4,5, 7,8 1,2 6

4 4

2 MAJ 6

6 2

2 2

1 TS 0

0 2

2 RX 1

1 1

1 0

NOR 0

1 1

1 RO-4 I/C 2,3, 4,5, 7

3,4, 7,8 3,4, 5

12 4

4 2

MAJ 6

6 6

3 2

2 1

TS 0

0 2

2 Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

NUREG-1021, Revision 11 Facility:

Ginna Date of Examination:

10/2020 Operating Test No.:

N20-1 APPLICANTS SROU-1 SROU-2 SROI-1 Competencies SCENARIO SCENARIO SCENARIO 5

1 5

2 5

1 Interpret/Diagnose Events and Conditions 1-8 1-9 1-8 1-8 1-8 1-9 Comply With and Use Procedures (1) 1-8 1-9 1-8 1-8 1-8 1-9 Operate Control Boards (2)

NA 2,3, 4,5, 6,7 NA 3,4, 6,7, 8

1,2, 5,6, 7

NA Communicate and Interact 1-8 1-9 1-8 1-8 1-8 1-9 Demonstrate Supervisory Ability (3) 1-8 NA 1-8 NA NA 1-9 Comply with and Use TS (3) 1,3 NA 1,3 NA NA 1,2 Notes:

(1)

Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

NUREG-1021, Revision 11 Facility:

Ginna Date of Examination:

10/2020 Operating Test No.:

N20-1 APPLICANTS SROI-2 SROI-3 SROI-4 Competencies SCENARIO SCENARIO SCENARIO 5

1 2

5 1

2 5

2 Interpret/Diagnose Events and Conditions 1-8 1-9 1-8 1-8 1-9 1-8 1-8 1-8 Comply With and Use Procedures (1) 1-8 1-9 1-8 1-8 1-9 1-8 1-8 1-8 Operate Control Boards (2)

NA 1,2, 4,6, 8,9 NA 1,2, 5,6, 7

NA 3,4, 6,7, 8

1,2, 5,6, 7

NA Communicate and Interact 1-8 1-9 1-8 1-8 1-9 1-8 1-8 1-8 Demonstrate Supervisory Ability (3) 1-8 NA 1-8 NA 1-9 NA NA 1-8 Comply with and Use TS (3) 1,3 NA 2,5 NA 1,2 NA NA 2,5 Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

NUREG-1021, Revision 11 Facility:

Ginna Date of Examination:

10/2020 Operating Test No.:

N20-1 APPLICANTS SROI-5 SROI-6 RO-1 Competencies SCENARIO SCENARIO SCENARIO 1

2 3

1 2

3 5

1 Interpret/Diagnose Events and Conditions 1-9 1-8 1-8 1-9 1-8 1-8 1-8 1-9 Comply With and Use Procedures (1) 1-9 1-8 1-8 1-9 1-8 1-8 1-8 1-9 Operate Control Boards (2) 1,2, 4,6, 8,9 NA 1,2, 5,6, 7,8 NA 1,2, 5,6 NA 1,4, 5,6, 7,8 1,2, 4,6, 8,9 Communicate and Interact 1-9 1-8 1-8 1-9 1-8 1-8 1-8 1-9 Demonstrate Supervisory Ability (3)

NA 1-8 NA 1-9 NA 1-8 NA NA Comply with and Use TS (3)

NA 2,5 NA 1,2 NA 1,5 NA NA Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

ES-301 Competencies Checklist Form ES-301-6 (Rev_091120)

NUREG-1021, Revision 11 Facility:

Ginna Date of Examination:

10/2020 Operating Test No.:

N20-1 APPLICANTS RO-2 RO-3 RO-4 Competencies SCENARIO SCENARIO SCENARIO 5

1 2

5 2

1 2

3 Interpret/Diagnose Events and Conditions 1-8 1-9 1-8 1-8 1-8 1-9 1-8 1-8 Comply With and Use Procedures (1) 1-8 1-9 1-8 1-8 1-8 1-9 1-8 1-8 Operate Control Boards (2) 1,4, 5,6, 7,8 2,3, 4,5, 6,7 1,2, 5,6 1,4, 5,6, 7,8 1,2, 5,6 2,3, 4,5, 6,7 3,4, 6,7, 8

1,3, 4,5, 6

Communicate and Interact 1-8 1-9 1-8 1-8 1-8 1-9 1-8 1-8 Demonstrate Supervisory Ability (3)

NA NA NA NA NA NA NA NA Comply with and Use TS (3)

NA NA NA NA NA NA NA NA Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

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