ML21025A403

Final QA Related Forms (Folder 1)

ML21025A403
Person / Time
Site:	Seabrook
Issue date:	09/07/2020
From:	Thomas Setzer Operations Branch I
To:
Shared Package
ML19105A186	List: IR 05000443/2020301 ML19352E303 ML20203M068 ML20254A128 ML20254A272 ML20267A158 ML20267A392 ML20267A398 ML20267A399 ML20268A322 ML20268B437 ML20268C197 ML21025A403 ML21025A405 ML21026A228
References
CAC 000500
Download: ML21025A403 (15)

Text

ES-201 Examination Preparation Checklist Form ES-201-1 Facility: Seabrook Date of Examination: August 3, 2020 Developed by: Written: Facility X NRC // Operating: Facility X NRC Chief Target Task Description (Reference) Examiners Date*

Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 12/07/2019 arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 2. NRC examiners and facility contact assigned (C.1.d; C.2.f). 01/06/2020

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 contact submits to the NRC any prescreened K/As for elimination from the written examination 01/06/2020 outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3). 01/06/2020

-210 5. Corporate notification letter sent (C.2.e). 01/06/2020

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or

-195 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; 01/21/2020 C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1,

-150 03/06/2020 ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 03/20/2020 C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, 05/20/2020 ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 05/20/2020 facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202). 06/04/2020

-50 12. Written exam and operating test reviews completed (C.3.f). 06/14/2020

13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 06/29/2020 C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due

-30 07/04/2020 (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and

-14 07/20/2020 Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h). 07/27/2020

-7 17. Request facility licensee management feedback on the examination (C.2.l). 07/27/2020

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; 07/27/2020 Attachment 5; ES-202, C.3.j; ES-204).

-7 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k). 07/27/2020

-7 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i). 07/27/2020

• Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

3/6/2020

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ES-301 Transient and Event Checklist Form ES-301-5 Facility: Seabrook Station Date of Exam: 8/3/20 Operating Test No.: 2020 A E Scenarios P V 1 2 3 4 (back up) T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION T N I T POSITION I

C A S A B S A B S A B S A B M A T L R T O R T O R T O R T O U N Y O C P O C P O C P O C P M(*)

T P E R I U RX 1 5 3 1 Master NOR 1 1 1 1 3 3 1 1 I/C 2, 3, 2, 6, 3, 5 2, 3, 4, 2, 4, 3, 8 1, 2, 2, 6 1, 7 2, 3, 2, 3 4, 6, 5, 6, 7 7, 8 7 6, 7 4, 6, 7 7 7 MAJ 4 4 4 6 6 6 5 5 5 5 5 5 TS 2, 3 2, 3, 4 1, 4 2, 3 RX 1 1 1 SRO-I-1 NOR 1 1 1 I/C 2, 6, 2, 3, 4, 8 4 7 7, 8 MAJ 4 6 2 2 TS 2, 3, 4 3 2 RX 3 1 1 NOR 1 1 2 1 SRO-I-2 I/C 2, 3, 3, 8 2, 6 9 4 5, 6, 7

MAJ 4 6 5 3 2 TS 2, 3 2 2 RX 5 1 1 SRO-I-3 NOR 1 3 2 1 I/C 3, 5 2, 4, 1, 2, 9 4 7 6, 7 MAJ 4 6 5 3 2 TS 1, 4 2 2 RX 1 1 1 SRO-I-4 NOR 1 3 2 1 I/C 2, 6, 2, 3, 4, 1, 7 10 4 7 7, 8 MAJ 4 6 5 3 2 TS 2, 3, 4 3 2

ES-301 Transient and Event Checklist Form ES-301-5 RX 0 0 SRO-U-1 NOR 1 1 2 1 I/C 2, 3, 3, 8 7 2 5, 6, 7

MAJ 4 6 2 1 TS 2, 3 2 2 RX 1 1 0 SRO-U-2 NOR 1 1 1 I/C 2, 6, 2, 3, 8 2 7 4, 7, 8

MAJ 4 6 2 1 TS 2, 3, 3 2 4

RX 0 0 SRO-U-3 NOR 1 1 2 1 I/C 2, 3, 3, 8 7 2 5, 6, 7

MAJ 4 6 2 1 TS 2, 3 2 2 RX 5 1 1 RO-1 NOR 1 1 1 I/C 3, 5 2, 4, 5 4 7

MAJ 4 6 2 2 TS 0 0 RX 5 1 1 RO-2 NOR 1 1 1 I/C 3, 5 2, 4, 5 4 7

MAJ 4 6 2 2 TS 0 0

ES-301 Transient and Event Checklist Form ES-301-5 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions.

Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 Facility: Seabrook Station Date of Examination: 8/3/20 Operating Test No.: 2020 APPLICANTS SROI-1 SROI-2 SROI-3 SROI-4 Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events X X X X X X X X X and Conditions Comply with and X X X X X X X X X Use Procedures (1)

Operate Control X X X X X Boards (2)

Communicate X X X X X X X X X and Interact Demonstrate Supervisory X X X X Ability (3)

Comply with and X X X X Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

ES-301 Competencies Checklist Form ES-301-6 Facility: Seabrook Station Date of Examination: 8/3/20 Operating Test No.: 2020 APPLICANTS SROU-1 SROU-2 SROU-3 Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events X X X X X and Conditions Comply with and X X X X X Use Procedures (1)

Operate Control X X Boards (2)

Communicate X X X X X and Interact Demonstrate Supervisory X X X Ability (3)

Comply with and X X X Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

ES-301 Competencies Checklist Form ES-301-6 Facility: Seabrook Station Date of Examination: 8/3/20 Operating Test No.: 2020 APPLICANTS RO-1 RO-2 RO-3 Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events X X X X X X X and Conditions Comply with and X X X X X X X Use Procedures (1)

Operate Control X X X X X X X Boards (2)

Communicate X X X X X X X and Interact Demonstrate Supervisory Ability (3)

Comply with and Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

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