ML21025A073

Final QA Related Forms (Folder 1)

ML21025A073
Person / Time
Site:	Calvert Cliffs
Issue date:	02/07/2020
From:	Thomas Setzer Operations Branch I
To:	Constellation Energy Group
Shared Package
ML19105A101	List: ML19157A096 ML20057E559 ML20057E560 ML20274A066 ML20274A083 ML20274A092 ML20274A094 ML20274A105 ML20274A136 ML20279A331 ML21025A073 ML21025A143 ML21025A414
References
CAC 000500
Download: ML21025A073 (13)

Text

ES-201 Examination Preparation Checklist Form ES-201-1 Facility: Calvert Cliffs Date of Examination: 01/26/2020 Developed by: Written: Facility NRC // Operating: Facility NRC Chief Target Task Description (Reference) Examiners Date*

Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 05/31/2019 arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 2. NRC examiners and facility contact assigned (C.1.d; C.2.f). 06/30/2019

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 contact submits to the NRC any prescreened K/As for elimination from the written examination 06/30/2019 outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3). N/A

-210 5. Corporate notification letter sent (C.2.e). 06/30/2019

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or

-195 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; 07/15/2019 C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1,

-150 08/29/2019 ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 09/12/2019 C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, 11/12/2019 ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 N/A facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202). 11/27/2019

-50 12. Written exam and operating test reviews completed (C.3.f). 12/07/2019

13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 12/22/2019 C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due

-30 12/27/2019 (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and

-14 01/12/2020 Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h). 01/19/2020

-7 17. Request facility licensee management feedback on the examination (C.2.l). 01/19/2020

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; 01/19/2020 Attachment 5; ES-202, C.3.j; ES-204).

-7 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k). 01/19/2020

-7 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i). 01/19/2020

• Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

ES-201 Examination Outline Quality Checklist lorm ES-201-2 Facility: Calvert Cliffs Nuclear Power Plant Date of Examination: January 27 12020 Initials Item Task Description bx c#

a

l. a. verify that the outline(s) fit(s) the appropriate model, in accordance with ES-401 or ES-401N.

4, w MF R

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b. Assess whether the outline was systematically and randomly prepared in accordance with Section D.1 of ES-401 or ES-401N and whether all I(/A categories are appropriately sampled. MT r2<_ &

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c. Assess whether the outline over-emphasizes any systems, evolutions, or generic topics.

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d. Assess whether the justifications for deselected or rejected K/A statements are appropriate.

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a.

b.

Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical specifications, and major transients.

Assess whether there are enough scenario sets (and spares) to test the projected number Mf fZr e M and mix of applicants in accordance with the expected crew composition and rotation schedule liF G

U without compromising exam integrity, and ensure that each applicant can be tested using L at least one new or significantly modified scenario, that no scenarios are duplicated 1/ t*

A from the applicants' audit tes(s), and that scenarios will not be repeated on subsequent days.

T c To the extent possible, assess whether the outline(s) conform(s) with the qualitative o

R and quantitative criteria specifred on Form ES-301-4 and described in Appendix D.

IIF Qe

a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:

(1) the outline(s) contain(s) the required number of control room and in-plant tasks distibuted among the safety functions as specified on the form 4

3.

(2) task repetition from the last two NRC examinations is within the limits specified on the form (3) MT w (4) no tasks are duplicated from the applicants' audit test(s) the number of new or modified task moets or exceeds the minimums specified on the form

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(5) the number of altemate path, low-power, emergency, and RCA tasks meet the criteria L on the form.

K T b. Verify that the administrative outline meets the criteria specified on Form ES-301-1:

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(1) the tasks are distributed among the topics as specified on the form (2) at least one task is new or significantly modified [4P l/2.r 4t c{9 U (3) no more than one task is repeated from the last two NRC licensing examinations c Determine if there are enough different outlines to test the projected number and mix of applicants and ensure that no items are duplicated on subsequent days. l.l? &.

a Assess whether plant-specific priorities (including PRA and IPE insights) are covered

4. in the appropriate exam sections. MP /-\

G b. Assess whether the 10 CFR 55.41143 and 55.45 sampling is appropriate.

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c. Ensure that tr?A importance ratings (except for plant-specific priorities) are at least 2.5.

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d. Check for duplication and overlap among exam sections.

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e. /2- {1 tr A Check the entire exam for balance of coverage.

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f. Assess whether the exam fits the appropriate job level (RO or SRO).

Mfl /L-Printed Name/Signature Date a- Author rlzz\rq

b. Facility Reviewer (*) {/zry'T

c. NRC Chief Examiner (#)

d. NRC Supervisor Note: # Independent NRC reviewer initial items in Column "c"; chief examiner concurrence required.

x Not applicable for NRC-prepared examination outlines

1/24/2020

ES-301 Transient and Event Checklist Form ES-301-5 Facility: CCNPP Date of Exam: 1/27/2020 Operating Test #: 2020 A Scenarios P

P 1 2 3 4 5 L EVENT T MINIMUM I Crew Position Crew Position Crew Position Crew Position Crew Position O (*)

C TYPE T A S A B S A B S A B S A B S A B A N R T O R T O R T O R T O R T O L R I U T O C P O C P O C P O C P O C P RX 4 3 1 4 1 1 1 0 Scenario Rollup NOR 3 3 1 1 1 1 1 1 1 1 1,5,6 1,2,3 1-6, 1,2,4 2,3,4 2,3,4 2,3,4 3,4,5 2,3,4 I/C 1-7 7 4,6,7 8 2,5,8 6 5,7 3,5,7 2,4,5 5,7 2,5,7 3,4,7 5,6,8 8 5,6 4 4 2 MAJ 8 8 8 7 7 7 6 6 6 6,8 6,8 6,8 7 7 7 2 2 1 TS 1,3 1,2,4 2,5 1,2 2,3 0 2 2 RX 3 1 1 1 0 NOR 0 1 1 1 R

1,2,3 O I/C 4,6,7 2,5,8 2,4,5 12 4 4 2 1

MAJ 8 7 6 3 2 2 1 TS 0 0 2 2 RX 3 1 1 1 0 R NOR 1 1 1 1 1 O I/C 2,5,8 2,4,5 3,4,7 9 4 4 2 2 MAJ 7 6 6,8 4 2 2 1 TS 0 0 2 2 RX 4 1 1 1 0 NOR 3 1 1 1 1 R

1,2,3 1,2,4 O I/C 4,6,7 6 2,5,7 13 4 4 2 3

MAJ 8 7 6,8 4 2 2 1 TS 0 0 2 2 RX 4 1 1 1 0 NOR 3 1 1 1 1 R

1,2,3 1,2,4 O I/C 4,6,7 6 2,5,7 13 4 4 2 4

MAJ 8 7 6,8 4 2 2 1 TS 0 0 2 2 RX 4 1 1 1 0 NOR 3 1 1 1 1 R

1,5,6 1,2,4 O I/C 7 6 2,4,5 11 4 4 2 5

MAJ 8 7 6 3 2 2 1 TS 0 0 2 2

ES-301 Transient and Event Checklist Form ES-301-5 Facility: CCNPP Date of Exam: 1/27/2020 Operating Test #: 2020 A Scenarios P

P 1 2 3 4 5 L EVENT T MINIMUM I Crew Position Crew Position Crew Position Crew Position Crew Position O (*)

C TYPE T A S A B S A B S A B S A B S A B A N R T O R T O R T O R T O R T O L R I U T O C P O C P O C P O C P O C P RX 4 3 1 4 1 1 1 0 Scenario Rollup NOR 3 3 1 1 1 1 1 1 1 1 1,5,6 1,2,3 1-6, 1,2,4 2,3,4 2,3,4 2,3,4 3,4,5 2,3,4 I/C 1-7 7 4,6,7 8 2,5,8 6 5,7 3,5,7 2,4,5 5,7 2,5,7 3,4,7 5,6,8 8 5,6 4 4 2 MAJ 8 8 8 7 7 7 6 6 6 6,8 6,8 6,8 7 7 7 2 2 1 TS 1,3 1,2,4 2,5 1,2 2,3 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 R

1,2,3 O I/C 4,6,7 3,5,7 3,4,7 12 4 4 2 6

MAJ 8 6 6,8 4 2 2 1 TS 0 0 2 2 RX 4 1 1 1 0 NOR 3 1 1 1 1 R

1,2,4 O I/C 6 2,5,7 7 4 4 2 7

MAJ 7 6,8 3 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 R NOR 1 1 1 1 1 O I/C 3,5,7 3,4,7 6 4 4 2 8 MAJ 6 6,8 3 2 2 1 TS 0 0 2 2 RX 4 1 1 1 0 S

NOR 3 1 1 1 1 R

1,5,6 1-6, O I/C 7 8 11 4 4 2 I

MAJ 8 7 2 2 2 1 1

TS 1,2,4 3 0 2 2 RX 4 1 1 1 0 S

NOR 3 1 2 1 1 1 R

1-6, 2,3,4 O I/C 8 5,7 2,5,7 15 4 4 2 I

MAJ 7 6 6,8 4 2 2 1 2

TS 1,2,4 2,5 5 0 2 2

ES-301 Transient and Event Checklist Form ES-301-5 Facility: CCNPP Date of Exam: 1/27/2020 Operating Test #: 2020 A Scenarios P

P 1 2 3 4 5 L EVENT T MINIMUM I Crew Position Crew Position Crew Position Crew Position Crew Position O (*)

C TYPE T A S A B S A B S A B S A B S A B A N R T O R T O R T O R T O R T O L R I U T O C P O C P O C P O C P O C P RX 4 3 1 4 1 1 1 0 Scenario Rollup NOR 3 3 1 1 1 1 1 1 1 1 1,5,6 1,2,3 1-6, 1,2,4 2,3,4 2,3,4 2,3,4 3,4,5 2,3,4 I/C 1-7 7 4,6,7 8 2,5,8 6 5,7 3,5,7 2,4,5 5,7 2,5,7 3,4,7 5,6,8 8 5,6 4 4 2 MAJ 8 8 8 7 7 7 6 6 6 6,8 6,8 6,8 7 7 7 2 2 1 TS 1,3 1,2,4 2,5 1,2 2,3 0 2 2 RX 4 1 1 1 0 S

NOR 3 1 2 1 1 1 R

1,5,6 1-6, 2,3,4 O I/C 7 8 5,7 16 4 4 2 I

MAJ 8 7 6,8 4 2 2 1 3

TS 1,2,4 1,2 5 0 2 2 RX 4 1 1 1 0 S

NOR 3 1 2 1 1 1 R

1,5,6 1-6, 2,3,4 O I/C 7 8 5,7 16 4 4 2 I

MAJ 8 7 6,8 4 2 2 1 4

TS 1,2,4 1,2 5 0 2 2 RX 1 1 1 1 0 S

R NOR 0 1 1 1 O I/C 1-7 3,5,7 10 4 4 2 I MAJ 8 6 2 2 2 1 5

TS 1,3 2 0 2 2 RX 3 1 1 1 0 S

NOR 1 1 1 1 1 R

2,3,4 O I/C 1-7 2,5,8 5,7 15 4 4 2 I

MAJ 8 7 6 3 2 2 1 6

TS 1,3 2,5 4 0 2 2 RX 3 1 1 1 0 S

NOR 1 1 1 1 1 R

2,3,4 O I/C 1-7 2,5,8 5,7 15 4 4 2 I

MAJ 8 7 6,8 4 2 2 1 7

TS 1,3 1,2 4 0 2 2

ES-301 Transient and Event Checklist Form ES-301-5 Facility: CCNPP Date of Exam: 1/27/2020 Operating Test #: 2020 A Scenarios P

P 1 2 3 4 5 L EVENT T MINIMUM I Crew Position Crew Position Crew Position Crew Position Crew Position O (*)

C TYPE T A S A B S A B S A B S A B S A B A N R T O R T O R T O R T O R T O L R I U T O C P O C P O C P O C P O C P RX 4 3 1 4 1 1 1 0 Scenario Rollup NOR 3 3 1 1 1 1 1 1 1 1 1,5,6 1,2,3 1-6, 1,2,4 2,3,4 2,3,4 2,3,4 3,4,5 2,3,4 I/C 1-7 7 4,6,7 8 2,5,8 6 5,7 3,5,7 2,4,5 5,7 2,5,7 3,4,7 5,6,8 8 5,6 4 4 2 MAJ 8 8 8 7 7 7 6 6 6 6,8 6,8 6,8 7 7 7 2 2 1 TS 1,3 1,2,4 2,5 1,2 2,3 0 2 2 RX 0 1 1 0 S

R NOR 1 1 1 1 1 O I/C 1-7 3,4,7 10 4 4 2 U MAJ 8 6,8 3 2 2 1 1

TS 1,3 2 0 2 2 RX 0 1 1 0 S

NOR 1 1 2 1 1 1 R

2,3,4 2,3,4 O I/C 5,7 5,7 10 4 4 2 U

MAJ 6 6,8 3 2 2 1 2

TS 2,5 1,2 4 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 Facility: CCNPP Date of Exam: 1/27/2020 Operating Test #: 2020 APPLICANTS RO/ATC RO/ATC RO/ATC RO/ATC BOP BOP BOP BOP SRO-I SRO-I SRO-I SRO-I SRO-U SRO-U SRO-U SRO-U SCENARIO SCENARIO SCENARIO SCENARIO Competencies 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5 Interpret / 1,2 1,2 1,4 2,3 1,3 2,4 1,3 1,2 1,3 Diagnose 3,4 2,4 3,4 5,6 5,7 5,6 5,6 4,5 3,4 4,6 1-8 1-8 1-7 1-8 1-8 1-8 1-8 1-7 1-8 1-8 Events and 6,7 5,6 5,6 7,8 8 7 7,8 7,8 6,7 7,8 Conditions 8 7 1,2 1,2 Comply With 1,4 2,3 1,3 2,4 1,3 1,2 1,3 3,4 2,4 3,4 and Use 5,6 5,7 5,6 5,6 4,5 3,4 4,6 1-8 1-8 1-7 1-8 1-8 1-8 1-8 1-7 1-8 1-8 6,7 5,6 5,6 Procedures (1) 7,8 8 7 7,8 7,8 6,7 7,8 8 7 1,2 1,2 1,4 2,3 1,3 2,4 1,3 1,2 1,3 Operate Control 3,4 2,4 3,4 5,6 5,7 5,6 5,6 4,5 3,4 4,6 - - - - - - - - - -

Boards (2) 6,7 5,6 5,6 7,8 8 7 7,8 7,8 6,7 7,8 8 7 1,2 1,2 1,4 2,3 1,3 2,4 1,3 1,2 1,3 Communicate 3,4 2,4 3,4 5,6 5,7 5,6 5,6 4,5 3,4 4,6 1-8 1-8 1-7 1-8 1-8 1-8 1-8 1-7 1-8 1-8 and Interact 6,7 5,6 5,6 7,8 8 7 7,8 7,8 6,7 7,8 8 7 Demonstrate Supervisory - - - - - - - - - - 1-8 1-8 1-7 1-8 1-8 1-8 1-8 1-7 1-8 1-8 Ability (3)

Comply With 1,2 1,2 and Use Tech - - - - - - - - - - 1,3 4

2,5 1,2 2,3 1,3 4

2,5 1,2 2,3 Specs (3)

Notes:

(1) Includes Technical Specification compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) Competency Rating factors are described on forms ES-303-1 and ES303-3.)

2/14/2020