ML20245B371
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M'b UMtTED STATES j[
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NUCLEAR REGU'. ATORY COMMISSION n
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JUN - 51987 MEMORANDUM TO THE FILE: GAP v. NRC, Civil Action No. 86-1976 TFH and NAN v. hRC, Civil Action No. 86-3201 TFH IF01A-84-291,F01A-85-101,F01A-85-161, F01A-85-327 and F01A-85-600)
Linda L. Robinson, Chief FROM:
Freedom of Information and Privacy Acts Branch PLACEMENT OF RECORDS INTO THE
SUBJECT:
PUBLIC DOCUMENT ROOM Attached are the non-exempt portions of records maintained in nine Office of Investigations' case files subject to the above-referenced These records are being placed in the Public Document Room lawsuit.
Information in these records has been withheld in folder F01A-84-291.
pursuant to Exemptions 5, 7(C) and 7(D), as noted in the attached April 30, 1987, letter from Amy E. Krupsky to Robert V. Eye.
a.:D Linda L. Robinson, Chief Freedom of Information and Privacy Acts Branch
Enclosures:
As stated b
9706160023 070605
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1 Re: F01A-84-291 j
F01A-80161 F01A-85-327 F01A-85-600 APPENDIX 1
DOCUMENTS LOCATED IN REPORT OF INVESTIGATION NO. 4-84-026 WITHHOLDING EXEMPTION NO.
1.
4/12/84 Case Chronology (1 page)
Portions, 7C 2.
Undated Investigation Status Record (3 pages)
Release 3.
Undated Allegation Data Form (1 page)
Release 4.
5/22/85 Investigator's notes (1 page)
Release 5.
4/13/85 Report of Q4-84-019 (1 page)
Portions, 7C 6.
3/20/84 Memo to Frost from Johnson (1 page)
Release 7.
8/16/83 Noncomformance Report (NRC) (9 pages)
Release
)
8.
Undated Memo to Johnson from Schum (2 pages)
Portions, 7C.
'l
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9.
4/23/85 Letter to Glickman froni Palladino (1 page)
Release
- 10. 9/12/85 Notes to Dick Denice (3 pages)
Release
)
11.
12/7/84 Letter from Snyder (1 page)
Portions,-7C
- 12. 4/4/84 Memorandum (1 page) 7C, Entirety
- 13. 4/12/84 Memorandum (1page) 7C, Entirety
'1
- 14. Undated Applit; ant Contact Record.(1 page) 7C, Entirety 15.
11/18/83 Memorandum (1page) 7C, Entirety-16.
11/17/83 Memorandum (1 page) 7C, Entirety
- 17. 2/1/84 Memorandum to Alleger's File 7C, Entirety
- 18. 2/6/84 Employee Reprimand Record (1 page) 7C, Entirety
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g Re: F01A-84-291
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F01A-85-101 f01A-86-161 j
F01A-85-600 APPEh31X (Contiou7d)
DOCLMENTS LOCATED Ih REPORT OF INiCSTicifl0N h0. 4-84-026 j
i WITHHOLDING EXEMPTION NO.
19.
12/19/84 Letter trom Snyder (1 pege)
Portions, 7C
- 20. Uncated Memo to "Ron" from Issinghoff (1 page)
Release 21.
10/17/84 Memo to Fouts from Grant (1 page)
Release 22.
10/17/84 Corrective Action Request (CAR) (6 pages)
Release 23, 9/18/84 Telephone Cell Record (1 page)
Release
- 24. Undated Attachment B (1 page)
Release 25.
12/28/83 NRC 1SN14941C (6 pages)
Release
- 26. 8/2/84 Interview of Alleger (9 pages)
Portions, 7C 27.
10/7/85 Memo Hayes to Martin (2 pages)
Release
- 28. 10/7/85 Report of Investigation (24 pages)
Portions, 7C
- 29. 3/5/85 Exhibit 1: Investigative Interview (81 pgs) Portions, 7C 30.
12/6/84 Exhibit 2: Disposition of QC-84-67T (47 pgs) Portions, 70
- 31. 3/6/85 Exhibit 3: Investigative Interview (91 pgs) Portions, 7C
- 32. 4/23/85 Exhibit 4: Statement of Individual (2 pages) Portions, 7C
?L 4/18/.85 Exhibit 5: Statement of Individual (2 pages) Portions, 7C
- 34. 4/17/85 Exhibit 6: Statement of Individual (2 pages) Fortions, 7C
- 35. 4/17/85 Exhibit 7: Statement of Individual (2 pages) Portions, 7C-36, 4/27/85 Exhibit 8: Statement of Individual (2 pages) Portions, 7C.
- 37. 4/10/85 Exhibit 9: Statement of Individual-(3 pages) Portions, 7C
- 38. 4/17/85 Exhibit 10: Statement of Individual (2 pgs) Portions, 7C i
- 39. 4/9/85 Exhibit 11: Statement of Individual (2 pgs) Portions, 7C J
Re: F01A-84-291 F01A-85-101 F01A-86-161 F01A-85-327 F01A-85-600 APPENDIX (Continued) 00CUMEhTS LOCATED IN REPORT OF INVESTIGATION N0. 4-84-026 WITHHOLDING EXEMPTION NO.
40, 3/8/85 Exhibit 12: Statement of Individual (3 pgs)
Portions, 7C 41, 4/18/85 Exhibit 13: StatementofIndividual(2pgs) Portions, 7C
- 42. 4/11/85 Exhibit 14: Statement of Individual (2 pgs) Portions, 7C
- 43. Undated Exhibit 15: Report of Interview (2 pages)
Portions, 7C
- 44. 4/18/86 Exhibit 16: Statement of Individual (4 pgs) Portions, 7C
{
- 45. 4/24/85 Exhibit 17: StatementofIndividual(3pgs) Portions, 7C
- 46. 5/29/85 Exhibit 18: Ltr from Brown to NRC (2 pages) Release 47.
5/30/85 Exhibit 19: Sumary of QCl-84-067, item 1 (40 pgs)
Release
- 48. 2/4/85 Handwritten Investigator's Notes (1 page)
Portions, 7C i
- 49. 5/31/85 Memo to Emerson from Brown (1 page)
Release
- 50. Multi-Handwritten Investigator's notes cated (21 pages)
Portions, 7C
- 51. 2/9/83 Assist. to Insp. Rpt. A4-83-003 (2 pages)
Portions, 7C i
52.
12/26/84 Memo to File from Westerman (2 pages)
Portions, 7C
- 53. Multi-Handwritten Investigator's Notes (28 pages) Portions, 7C dated i
\\
Re: F01A-84-291 F01A-85-101 F01A-8E-161 F01A-85-327 F0!A-85-600 APPENDIX INVENTORY OF RECORDS IN 01 CASE FILE NUMBER Q4-84-018 and Q4-84-018S WITHHOLDING EXEMPTION NO.
1.
2/15/85 Memo to Gilbert from Herr (1 page)
Release 2.
2/15/85 Supplemental Report of Inquiry Q4-84-018S j
(1page)
Release 3.
Undated Investigator's handwritten note (1 page) 5, Entirety 4.
Undated Note to Shevlin from Dossett (1 page)
Release 5.
Undated Note to Shevlin from Booth (1 page)
Release 6.
1/25/84 Deposition / Murphy (2 pages)
Release 7.
1/25/84 Statement /Hubler (1 page)
Release 8.
Undateo Blank Conversation Record (1 page)
Release 9.
4/11/84 Report of Inquiry Q4-84-018 (1 page)
Portions, 7C i
- 10. 3/14/84 Memo to Frost from Gilbert (1 page)
Release i
- 11. 8/11/81 Daniel, Int.TechnicqueSheet(2pages)
Release 12.
1/21/84 Daniel NRC (4 pages)
Release
- 13. Undated Note to Johnson from Schum (1 page)
Portions, 7C
- 14. Undated Investigative Status Report (1 page)
Release 15, 3/7/84 Allegation Data Form (1 page)
Release
- 16. 6/13/85 Handwritten note (1 page)
Release
- 17. 6/13/85 Memo to Robinson from Reed (2 pages)
Release
- 18. Undated Inventory of Documents in 01 Report Release No. Q4-84-018 (1 page)
- 19. 8/17/84 Memo to Pappas from Schofield (1 page)
Release
{
s
.e s ke: F01A-84-291 F01A-85-101 F01A-86-161 F01A-85-327 i
APPENDIX (Continued)
INVENTORY OF RECORDS IN 01 CASE' FILE NUMBER 04-84-018 and 04-84-0185 WITHHOLDING EXEMPTION NO.
- 20. 3/19/84 Memo to File from Driskill (1 page)
Release
- 21. 6/1/84 Memo to File from Hayes (1 page)
Release
- 22. 5/31/84 Handwritten note to Hayes from Release Gilbert (1 page) l l
4 5
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4 Re: F0!A-84-291 F01A-85-101 F01 A-86'-161 F01A-85-327 F0IA-85-600 s,
APPENDIX INVENTORY OF RECORDS IN 01 CASE FILE NUMBER Q4-84-042 WITHHOLDING EXEMPTION h0.
1.
Undated.
Investigdtion Status Record (1 page)
Portions, 7D 2.
1/30/85 Report of Inquiry (Q4-84-042) (4 pages)
Portions, 7D 3.
8/30/84 Exhibit 1 to Report of Inquiry Q4-84-042 Portions, 7D
" Telephone Conversation Record" (1 page) 4.
9/11/84 Exhibit 2-Memo to Herr from Collins (1 page) Release 5.
Undated Exhibit 3-Confidentiality Agreement (1 page) Portions, 7D
(
6.
8/25/19-- Exhibit 3 - Transcript (86~ pages)
- 70. Entirety 7.
Undated Exhibit 4 - Report of Interview (2 pages)
Portions,17D 8.
Undated Investigator's handwritten notes (5 pages) 5, Entirety 9.
1/30/85 Memo to Hayes from Herr transicitting Report Release of Inquiry (1 page) 10.
1/31/85 Memo te Hayes from Herr transmitting Report Release of Inquiry (1 page) w i
1 j
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Re: F01A-84-291 j
F01A-85-101 F01A-Ef161 F01A-85-327 F01A-85-600 APPENDIX INVENTORY OF RECORDS IN 01 CASE FILE NUMBER Q4-85-001 WITHHOLDING EXEMPTION N0.
1.
10/11/85-Investigation Status Record (1 page)
Release 2/28/85 2.
2/21/85 Report of Inquiry (2 pages)
Portions 7C &
7D 3.
11/16/84 Exhibit 1 to Report of Inquiry: Quality Portions, 7C Quality Ccncern Disclosure Statement of Individual. (3 pages) 4.
1/14/85 Exhibit 2 to Report of Inquiry: Transcript Portions, 7C of Interviewee (88 pages) 5.
1/14/85 Exhibit 3 to Report of Inquiry: Transcript Portions, 7C of Interviewee (43 pages)
&7D 6.
Undated Exhibit 4 to Report of Inquiry:
Portions, 7C Statement of Individual (2 pages)
& 7D 7.
Undated Investigator's Handwritten Notes (5 pages)
Portions, 7C
& 70 8.
1/22/85 Memo from Martin to Herr (1 page)
Release 9.
2/19/85 Interviewee's Postcard to 01 (1 page)
Portions, 7C
- 10. Undated Memo from Spagnoli to Hunt (1 page)
Release
- 11. 9/5/84 KG&EInterofficeCorrespondence(2pages)
Release 12.
11/27/84 Memo from Ward to Herr (1 page) 7D, Entirety
- 13. 2/26/85 Memo from Martin to Herr (1 page)
Portions, 7C
& 7D
- 14. Undated Draft of 01 Response to Glickman (3 pages)
Release 15.
2/5/85 MemofromHerrtoWesterman(1page)
Release
l j
r,
'Re: F01A-84-291 F01A-65-101 F01A-86161 F01A-85-327 F01A-85-600 APPENDIX INVENTORY OF RECORDS IN 01 CASE FILE NUMBER A4-85-005 WITHHOLDING EXEMPTION NO.
1.
5/24/85 Case Chronology (1 page)
Release 2.
Undated InvestigationStatusRecord(1page)
Release 3.
Undated Allejation lata Form (1 page).
?
Release
- 4. B 5/24/85 Letter from Denise to Koester (2 pages)
Release 5.
l8/28/85 Letter fron Denise to Koester (2 pages)
Release 6.
8/23/85 NRC Inspection Rpt 50-482/85-28'(6pages)
Release 7.[6/10/85., Memo from Denise to Herr (1.page)
Release Facsimile Transmittal (1, pagh)
Release 8'
12/30/85 9.
5/28/85 Rec. for Property-Chain of Custody (1 page) Portions, 70
- 10. 5/31/85 Letter from Garde to Commissioners (3 pages) Release
- 11. Undated Print Diagnostics: AssisttoInsp.(1page) Release
- 12. Undated Investigator's handwritten notes (3 pages) 5, Entirety
- 13. Undated Investigator's handwritten notes (1 page) 5, Entirety L
- 14. 5/28/85 ConfidentialityAgreement(2pages)
Portions, 7D
- 15. Undated Investigator's handwritten notes (1 page)
Release
- 16. Undated NRC Task Force-KG&E Q1 Review (1 page)
O Release 17.
12/21/84 Memo from Hayes to Martin (1 page)
Release g
- 18. 6/12/85 MemofromHerrto-Martin (1page)
Release
- 19. 6/12/85 ReportofAssisO(6pages)
Release s
n u
4 t
. g.
cc, n
h
85-327 F01A-65-600 APPENDIX DOCUMENTS LOCATED IN REPORT OF lhVESTIGATION NO. 4-85-013 WITHHOLDING EXEMPTION NO.
4 1.
7/1/85 Case Chronology (1 page)
Portions, 7C 2.
Undated Investigation Status Record (2 pages)
Release 3.
7/3/85 Investigator's Handwritten notes (1 page)
Portions, 7C 4.
7/5/85 Investigat;ve Plan (1 page)
P6rtions, 7C 5.
Undated Allegation Data Form (1 page)
Release 6,
12/19/85 Memo Martin to Herr (2 pages)
Release 7.
12/26/85 Facsimile Transmittal (1 page)
Release S.
11/7/85 OIFO: RIV ROI Check List (1 page)
Release 9.
1/29/86 Memo Hayes to Martin (1 page)
Release i
10.
1/22/86 Report of Investigation (17 pages)
Porticns, 7C 11/ 7/10/85 Exhibit 1: Statement of Individual Portions, 7C (2pages)
- 12. 7/11/85 Exhibit 2: Statement of Individual Portions, 7C (2 pages)
- 13. 7/18/85 Exhibit 3: Statement of Individual Portions, 7C (3 pages)
- 14. 7/19/85 Exhibit 4: Statement of Individual Portions, 7C (2 pages)
- 15. 8/5/85 Exhibit 5: Report of Interview of Portions, 7C William Gary Westhoff (2 pages)
- 16. 6/28/85 Exhibit 6: Memo from Westhoff to Green Portions, 7C (19 pages)
- 17. 8/7/85 Exhibit 7: Statement of Individual (3 pages) 7C
Re: F01A-84-291 F01A-85-101 F01A-86-161 F01A-85-327 F01A-85-600 APPENDIX DOCUMENTS LOCATED IN REP 9RT OF INVEST,1GATION NO. 4-85-013 WITHHOLDING EXEMPTION N0.
- 18. Unk.
Review of WC Q1 QCl-84-79T (1 page)
Release
- 19. 7/1/85 Conference with RA (1 page)
Rolease 20, 3/3/85 Performance Appraisal (1 page) 7C, Entirety
- 21. 7/15/85 Perfonr.ance Appraisal (2 pages) 7C, Entirety
- 22. 7/21/85 Investigator's Handwritten notes (2 pages)
Portions, 7C
- 23. 8/5/85 Report of Interview - Westhoff (2 pages)
Portions, 7C 24.
7/9/85 Investigator's Handwritten Notes (1 page)
Portions, 7C
- 25. 7/10/85 Investigator's Handwritten Notes (1 page)
Portions, 7C
)
1
- 26. 7/9/85 Investigator's Handwritten Notes (2 pages)
Portions, 7C 27.
7/26/85 Investigator's Handwritten Notes (1 page)
Portions, 7C 28.
7/18/85 Investigator's Handwritten Notes (2 pages)
Portions, 7C 29.
7/18/85 Investigator's Handwritten hotes (2 pages)
Portions, 7C
- 30. 5/29/85 Review of WC Q1 QCl-84-79T (1 page)
Portions, 7C
- 31. 4/13/85 Investigator's Typewritten Notes (1 page)
Portions, 7C
- 32. 5/30/85 Review of WC Q1 QCl-(84/85)-202T (1 page)
Release I
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