ML20148R408

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Differing Professional OPINIONS.1987 Special Review Panel
ML20148R408
Person / Time
Issue date: 01/31/1988
From:
NRC
To:
References
NUREG-1290, NUREG-1290-ADD, NUDOCS 8802020172
Download: ML20148R408 (9)


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Differing Professional Opinions I

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U.S. Nuclear Regulatory Commission Special Review Panel

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NOTICE Availability of Reference Materials Cited in NRC Publications Most documents cited in NRC publications will be available from one of the following sources:

l 1. The NRC Public Document Room,1717 H Street, N.W.

Washington, DC 20555

2. The Superintendent of Documents, U.S. Government Printing Office, Post Office Box 37082, Washington, DC 20013-7082
3. The National Technical Information Service, Springfield, VA 22161 Although the listing that follows represents the majority of documents cited in NRC publications, it is not intended to be exhaustive.

Referenced documents available for inspection and copying for a fee from the NRC Public Docu-ment Room include NRC correspondence and internal NRC memoranda; NRC Office of Inspection end Enforcement bulletins, circulars, information notices, inspection and investigation notices; Licensee Event Reports; vendor reports and correspondence; Commission papers; and applicant and licensee documents and correspondence.

The following documents in the NUREG series are available for purchase from the GPO Sales Program: formal NRC staff and contractor reports, NRC sponsored conference proceedings, and NRC booklets and brochures. Also available are Regulatory Guides, NRC regulations in the Code of Federal Regulations, and Nuclear Regulatory Commission issuances.

Documents available from the National Technical Information Service include NUREG series reports and technical reports prepared by other federal agencies and reports prepared by the Atomic Energy Commission, forerunner agency to the Nuclear Regulatory Commission.

Documents available from public and special technical libraries include all open literature items, such as books, journal and periodical articles, and transactions. Federal Register notices, federal and state legislation, and congressional reports can usually be obtained from these libraries.

Documents such as theses, dissertations, foreign reports and translations, and non NRC conference proceedings are available for purchase from the organization sponsoring the publication cited.

Single copies of N RC draft reports are avaiiable free, to the extent of supply, upon written request to the Division of Information Support Services. Distribution Section, U.S. Nuclear Regulatory Commission, Washington, DC 20555.

Copies of industry codes and standards used in a substantive manner in the NRC regulatory process r.s a maintained at the NRC Library, 7920 Norfolk Avenue, Bethesda, Maryland, and are available there for reference use by the public. Codes and standards are usually copyrighted and may be purchased from the originating organization or, if they are American National Standards, from the American National Standards Institute,1430 Broadway, New York, NY 10018.

f NUREG-1290 Addendum Differing Professional Opinions l

t 1987 Special Review Panel l Manuscript Completed: December 1987 Date Published: January 1988 Special Review Panel U.S. Nuclear Regulatory Commission 1 Washington, DC 20555

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l ABSTRACT t

In November 1987, the five-member Differing Professional Opinions Special

, Review Panel established by the Executive Director for Operations of the U.S. Nuclear Regulatory Comission to review agency policies and procedures for handling differing professional opinions (DP0s) presented its findings and recomendations in NUREG-1290. The issuance of that report completed the first task of the Panel's charter. In accordance with Manual Chapter 4125, Section L, and the charter of the Special Review Panel, the Panel's second task was to "... review...the DP0s submitted subsequent to the previous Panel's I

review, in order to identify any employee whose DP0 made a significant contribution to the Agency or to the public safety but who has not yet been recognized for such contribution." This Addendum provides the findings of that review.

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E ADDENDUM TO NUREG-1290--DIFFERING PROFESSIONAL OPINIONS REPORT OF THE SPECIAL REVIEW PANEL In November 1987, the five-member Special Review Panel established by the Executive Director for Operations of the U.S. Nuclear Regulatory Commission to review the process for handling differing professional opinions (DP0s) presented its findings and recommendations in NUREG-1290. The issuance of that report completed the first task of the Panel's charter. In accordance with Manual Chapter 4125, Section L, and the charter of the Special Review Panel, the Panel's second task was to "... review...the DP0s submitted subsequent to the previous Panel's review, in order to identify any employee whose DP0 made a signifiant contribution to the Agency or to the public safety but who has not yet been recognized for such contribution." This Addendum provides the findings of that review.

Consistent with its charter, the 1987 Special Review Panel considered all DP0s that were filed subsequent to the 1982 Special Review Panel's effort. The 1987 Panel reviewed each of the 22 recorded DP0s filed since the last meeting of the DP0 Special Review Panel in 1982 to determine if the submitters had been appropriately recognized for the contributions their DP0s made to the public health and safety.

In its deliberations, the Panel agreed that the criteria for recomending submitters of DP0s for recognition would include the significance of the differing opinion raised, how effectively the issue was defined and presented, and the impact on agency operations resulting from the review and disposition of the differing opinion.

In their initial review, the Panel identified six cases that they considered for possible recomendation for recognition. Upon completion of their review, the Panel specifically identified four submitters of DP0s as potential candidates for further recognition.

The Panel unanimously agreed that the submitters of two DP0s deserved further recognition. In both cases, the submitters have left the agency.

The Panel recommends that one submitter be given a letter of comendation because the substance of his DP0 was instrumental in changing and improving NRC regulations.

The Panel recommends that another submitter be given a letter of commendation because the submitter used the DP0 process appropriately and effectively to present a view on a significant agency issue.

The Panel identified two other submitters who warranted recognition. However, the Panel agreed that they had already received recognition pert 5ent to the DP0s they had submitted.

An employee who had submitted a DP0 on a specific safety issue had already been recognized for the significant contribution of that effort, as well as other efforts, by being awarded a High Quality Increase.

DP0 Special Review Panel 1 Addendun c

l Another submitter had received letters recognizing the professional  !

approach and appropriate use of the DP0 process related to a safety I concern. The Panel felt that this constituted sufficient recognition for l having brought up an important issue for resolution.

After further deliberation, the majority of the Panel felt that the last two j cases of the six did not justify reconsnendation for recognition.

In one of the cases, the DP0 record was removed from the agency's DP0 files as agreed by the parties involved.

The Panel reached a unanimous consensus that no awards reconsnendations were justified for the remaining 15 cases reviewed.

This task is considered complete with the publication of this addendum and its <

recomendations to the Executive Director for Operations.

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