Letter Sequence Response to RAI |
|---|
EPID:L-2021-LLA-0124, Order (Granting Motion to Extend Hearing Requests Deadline) (Approved, Closed) |
|
MONTHYEARML21144A1252021-05-24024 May 2021
Order (Granting Motion to Extend Hearing Requests Deadline)
Project stage: Request
ML21168A3282021-06-17017 June 2021
Motion to Enter Second Amended Protective Order
Project stage: Request
ML21181A3762021-06-30030 June 2021
Combined Motion of Exelon to File Its Answers to the Edf and Epstein-TMIA Hearing Requests on Illinois New Hearing Request Deadline and Motion of Elpc to Move Exelon Deadline to Answer Elpc Hearing Request to July 30 2021
Project stage: Request
ML21183A1692021-06-30030 June 2021
License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications Sections 4.3.1 and 5.6.5
Project stage: Request
ML21210A0942021-07-29029 July 2021
NRR E-mail Capture - La Salle, 1 & 2 - Acceptance of Licensing Action License Amendment Request New Fuel Storage Vault and Spent Fuel Pool Criticality Methodologies, with Changes to TS Sections 4.3.1 and 5.6.5 (EPID-L-2021-LLA-0124)
Project stage: Acceptance Review
PMNS20211084, a Closed Meeting with Exelon Generation Company, LLC Regarding Proprietary Information in the Request for the Amendments to Renewed Facility Operating Licenses for LaSalle County Station, Units 1 and 22021-08-31031 August 2021
a Closed Meeting with Exelon Generation Company, LLC Regarding Proprietary Information in the Request for the Amendments to Renewed Facility Operating Licenses for LaSalle County Station, Units 1 and 2
Project stage: Meeting
RS-21-109, Request to Withhold Meeting Materials for the Non-Public Meeting Held on September 2, 20212021-10-14014 October 2021
Request to Withhold Meeting Materials for the Non-Public Meeting Held on September 2, 2021
Project stage: Request
ML21181A0582021-10-15015 October 2021
Summary of Public Closed Meeting with Exelon Generation Company, LLC Regarding Proprietary Information Marking in the LAR Associated with Transition to New Fuel at Lasalle County Station, Units 1 and 2
Project stage: Meeting
RS-21-115, Supplemental Information for License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.52021-11-0404 November 2021
Supplemental Information for License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.5
Project stage: Supplement
RS-22-015, Notification of Completion of License Transfer and Request to Continue Processing Pending NRC Actions Previously Requested by Exelon Generation Company, LLC2022-02-0101 February 2022
Notification of Completion of License Transfer and Request to Continue Processing Pending NRC Actions Previously Requested by Exelon Generation Company, LLC
Project stage: Request
ML22025A2272022-02-17017 February 2022
Request for Withholding Information from Public Disclosure License Amendment Request Related to New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to TS
Project stage: Withholding Request Acceptance
ML22126A0392022-05-0606 May 2022
NRR E-mail Capture - Lasalle 1 and 2 Draft (RAI) License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to TS Sections 4.3.1 and 5.6.5
Project stage: Draft RAI
ML22138A4112022-05-18018 May 2022
NRR E-mail Capture - Lasalle 1 and 2 - (RAI) License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Changes to TS Sections 4.3.1 and 5.6.5 (EPID-L-2021-LLA-0124)
Project stage: RAI
RS-22-083, Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical2022-06-17017 June 2022
Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical
Project stage: Response to RAI
ML22181B0902022-07-0505 July 2022
Request for Withholding Information from Public Disclosure
Project stage: Withholding Request Acceptance
ML22214A0042022-08-0202 August 2022
Audit Plan to Support the Review of Amendments to Revise Criticality Safety Analysis Methodologies (Epids L-2022-LLA-0085, L-2021-LLA-0124, and L-2021-LLA-0159)
Project stage: Other
ML22234A1692022-08-22022 August 2022
R. E. Ginna Nuclear Power Plant, Application to Revise Technical Specifications 5.6.5, Core Operating Limits Report (COLR)
Project stage: Request
ML22264A0842022-09-20020 September 2022
R. E. Ginna Nuclear Power Plant - Clarification Letter to the Application to Revise Technical Specifications 5.6.5, Core Operating Limits Report (COLR)
Project stage: Request
RA22-041, Unit 2 Cycle 19 Core Operating Limits Report Revision2022-10-0505 October 2022
Unit 2 Cycle 19 Core Operating Limits Report Revision
Project stage: Request
RS-22-109, Response to Request for Additional Information License Amendments Related to Fuel Storage2022-10-12012 October 2022
Response to Request for Additional Information License Amendments Related to Fuel Storage
Project stage: Response to RAI
ML22300A2532022-11-0303 November 2022
Regulatory Audit Report to Support the Review of Amendments to Revise Criticality Safety Analysis Methodologies (Epids L-2022-LLA-0085, L-2021-LLA-0124, and L-2021-LLA-0159)
Project stage: Approval
ML22362A0382022-12-28028 December 2022
R. E. Ginna Nuclear Power Plant - Letter to Withdraw Application to Revise Technical Specifications 5.6.5, Core Operating Limits Report (COLR)
Project stage: Request
ML22341A2222022-12-28028 December 2022
Issuance of Amendment Nos. 257 and 243 to Renewed Facility Operating Licenses New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies and Changes to Core Operating Limits Report
Project stage: Approval
ML23031A2992023-02-0707 February 2023
R. E. Ginna Nuclear Power Plant - Withdrawal of an Amendment Request
Project stage: Withdrawal
2022-11-03
[Table View] |
|
|---|
Category:Legal-Affidavit
MONTHYEARML23317A1192023-11-10010 November 2023
Constellation Energy Generation, LLC - 2023 Annual Report - Guarantees of Payment of Deferred Premiums
RS-23-079, Attachment 8 - Affidavit of Kent E. Halac2023-06-28028 June 2023
Attachment 8 - Affidavit of Kent E. Halac
ML23181A1512023-03-0202 March 2023
Attachment 1 - Affidavit of Kathleen A. Jones
ML22320A5592022-11-16016 November 2022
2022 Annual Report - Guarantees of Payment of Deferred Premiums
ML22301A1742022-10-28028 October 2022
Global Nuclear Fuel Americas, LLC (GNF) - Part 21 60-Day Interim Report Notification: GNF3 Raised Water Rod (SC-22-04 Rt)
ML22332A4532022-10-25025 October 2022
Attachment 5 - Electric Power Research Institute (EPRI) Affidavit
RS-22-083, Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical2022-06-17017 June 2022
Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical
RS-21-115, Supplemental Information for License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.52021-11-0404 November 2021
Supplemental Information for License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.5
ML21307A0542021-11-0202 November 2021
Annual Report - Guarantees of Payment of Deferred Premiums
RS-22-091, Attachment 4 - Transware Enterprises Inc. Affidavits2021-10-13013 October 2021
Attachment 4 - Transware Enterprises Inc. Affidavits
ML21272A2772021-09-29029 September 2021
Update to Application for Order Approving License Transfers and Proposed Conforming License Amendments
ML21182A1002021-06-30030 June 2021
Proposed Alternative to Utilize Code Case N-893
RS-21-070, Proposed Alternative to Utilize Code Case N-8932021-06-30030 June 2021
Proposed Alternative to Utilize Code Case N-893
ML21057A2732021-02-25025 February 2021
Application for Order Approving License Transfers and Proposed Conforming License Amendments
NMP1L3371, Summary of Changes, Quality Assurance Topical Report, NO-AA-10 & Decommissioning Quality Assurance Program, NO-DC-102021-02-10010 February 2021
Summary of Changes, Quality Assurance Topical Report, NO-AA-10 & Decommissioning Quality Assurance Program, NO-DC-10
ML20310A1152020-11-0404 November 2020
Annual Report - Guarantees of Payment of Deferred Premiums
ML19318G1702019-11-14014 November 2019
2019 Annual Report - Guarantees of Payment of Deferred Premiums
ML18316A0032018-11-0707 November 2018
Submittal of 2018 Annual Report - Guarantees of Payment of Deferred Premiums
ML16042A6322016-02-11011 February 2016
LaSalle County, Units 1 and 2 - Transmittal of Exelon Nuclear Radiological Emergency Plan Revision 1 to EP-AA-1005, Addendum 3, Emergency Action Levels.
RS-16-047, LaSalle County, Units 1 and 2 - Transmittal of Exelon Nuclear Radiological Emergency Plan Revision 1 to EP-AA-1005, Addendum 3, Emergency Action Levels.2016-02-11011 February 2016
LaSalle County, Units 1 and 2 - Transmittal of Exelon Nuclear Radiological Emergency Plan Revision 1 to EP-AA-1005, Addendum 3, Emergency Action Levels.
RS-15-158, Response to Request for Additional Information Regarding Relief Request I3R-142015-06-0808 June 2015
Response to Request for Additional Information Regarding Relief Request I3R-14
RS-15-103, LaSalle County Station, Units 1 and 2 - Supplement Regarding Request to Withhold Information Related to the License Amendment Request to Revise Ultimate Heat Sink Temperature Limits, Including Attachment 2, GEH Affidavit2015-04-15015 April 2015
LaSalle County Station, Units 1 and 2 - Supplement Regarding Request to Withhold Information Related to the License Amendment Request to Revise Ultimate Heat Sink Temperature Limits, Including Attachment 2, GEH Affidavit
ML15113B0392015-04-15015 April 2015
LaSalle County Station, Units 1 and 2 - Supplement Regarding Request to Withhold Information Related to the License Amendment Request to Revise Ultimate Heat Sink Temperature Limits, Including Attachment 2, GEH Affidavit
ML14321A7052014-11-14014 November 2014
2014 Annual Report - Guarantees of Payment of Deferred Premiums
ML14204A7092014-07-23023 July 2014
Enclosure 3, Affidavit of Peter M. Yandow
RS-14-160, Co. - Submission of Standard Practice Procedure Plans and Foreign Ownership Control or Influence Package2014-07-0202 July 2014
Co. - Submission of Standard Practice Procedure Plans and Foreign Ownership Control or Influence Package
RS-12-227, Exelongeneration, Submission of Standard Practice Procedure Plans and Updated Foreign Ownership Control or Influence Package2012-12-19019 December 2012
Exelongeneration, Submission of Standard Practice Procedure Plans and Updated Foreign Ownership Control or Influence Package
ML1127000682011-09-26026 September 2011
Enclosure 3, Mfn 10-245 R4, Affidavit
ML1031904262010-11-0808 November 2010
Corp. - 2010 Annual Report - Guarantees of Payment of Deferred Premiums
ML0520003282005-07-14014 July 2005
Surveillance Program for Channel-Control Blade Interference
ML0509604602005-03-30030 March 2005
Transmittal of LaSalle County Station, Unit 2, Cycle 11 Core Operating Limits Report (COLR)
2023-06-28
[Table view]
Category:Letter type:RS
MONTHYEARRS-23-120, Supplemental Information Letter for Part 73 Exemption Request - Responses to Request for Confirmatory Information2023-11-10010 November 2023
Supplemental Information Letter for Part 73 Exemption Request - Responses to Request for Confirmatory Information
RS-23-103, Request for Exemption from Enhanced Weapons, Firearms Background Checks, and Security Event Notifications Implementation2023-10-13013 October 2023
Request for Exemption from Enhanced Weapons, Firearms Background Checks, and Security Event Notifications Implementation
RS-23-097, Constellation Energy Generation, LLC, Advisement of Leadership Changes and Submittal of Updated Standard Practice Procedures Plans2023-10-12012 October 2023
Constellation Energy Generation, LLC, Advisement of Leadership Changes and Submittal of Updated Standard Practice Procedures Plans
RS-23-080, Constellation Energy Generation, LLC, Application to Revise Technical Specifications to Adopt TSTF-264-A, Revision 0, 3.3.9 and 3.3.10 - Delete Flux Monitors Specific Overlap Requirement SRs2023-08-30030 August 2023
Constellation Energy Generation, LLC, Application to Revise Technical Specifications to Adopt TSTF-264-A, Revision 0, 3.3.9 and 3.3.10 - Delete Flux Monitors Specific Overlap Requirement SRs
RS-23-087, Revision to Approved Alternatives Associated with the Use of the BWRVIP Guidelines in Lieu of Specific ASME Code Requirements on Reactor2023-08-0404 August 2023
Revision to Approved Alternatives Associated with the Use of the BWRVIP Guidelines in Lieu of Specific ASME Code Requirements on Reactor
RS-23-084, Response to Request for Additional Information Regarding the Application to Revise Design Basis to Allow Use of Plastic Section Properties in Lower Downcomer Braces Analysis2023-07-24024 July 2023
Response to Request for Additional Information Regarding the Application to Revise Design Basis to Allow Use of Plastic Section Properties in Lower Downcomer Braces Analysis
RS-23-077, Response to NRC Regulatory Issue Summary 2023-01, Preparation and Scheduling of Operator Licensing Examinations2023-06-16016 June 2023
Response to NRC Regulatory Issue Summary 2023-01, Preparation and Scheduling of Operator Licensing Examinations
RS-23-042, Application to Revise Technical Specifications to Adopt TSTF-580, Provide Exception from Entering Mode 4 with No Operable RHR Shutdown Cooling2023-05-25025 May 2023
Application to Revise Technical Specifications to Adopt TSTF-580, Provide Exception from Entering Mode 4 with No Operable RHR Shutdown Cooling
RS-23-049, Constellation Energy Generation, LLC, Report on Status of Decommissioning Funding for Reactors and Independent Spent Fuel Storage Installations2023-03-23023 March 2023
Constellation Energy Generation, LLC, Report on Status of Decommissioning Funding for Reactors and Independent Spent Fuel Storage Installations
RS-23-048, Exigent Amendment Request to Revise Design Basis Related to Seismic Requirements2023-03-0707 March 2023
Exigent Amendment Request to Revise Design Basis Related to Seismic Requirements
RS-23-045, Constellation Energy Generation, LLC Submittal of Fitness for Duty Performance Data Reports for 2022 Per 10 CFR 26.717(c) & 10 CFR 26.2032023-02-28028 February 2023
Constellation Energy Generation, LLC Submittal of Fitness for Duty Performance Data Reports for 2022 Per 10 CFR 26.717(c) & 10 CFR 26.203
RS-23-037, Annual 10 CFR 50.46 Report of Emergency Core Cooling System Evaluation Model Changes and Errors for LaSalle County Station2023-02-22022 February 2023
Annual 10 CFR 50.46 Report of Emergency Core Cooling System Evaluation Model Changes and Errors for LaSalle County Station
RS-23-003, Constellation Energy Generation, LLC, Summary of Changes to Quality Assurance Topical Report, NO-AA-10, and Decommissioning Quality Assurance Program, NO-DC-102023-01-31031 January 2023
Constellation Energy Generation, LLC, Summary of Changes to Quality Assurance Topical Report, NO-AA-10, and Decommissioning Quality Assurance Program, NO-DC-10
RS-22-085, Application to Revise Design Basis to Allow Use of Plastic Section Properties in Lower Downcomer Braces Analysis2023-01-12012 January 2023
Application to Revise Design Basis to Allow Use of Plastic Section Properties in Lower Downcomer Braces Analysis
RS-23-006, Supplemental Information Regarding License Amendment Request Relocation of Pressure and Temperature Limit Curves to the Pressure and Temperature Limits Report2023-01-10010 January 2023
Supplemental Information Regarding License Amendment Request Relocation of Pressure and Temperature Limit Curves to the Pressure and Temperature Limits Report
RS-22-126, Constellation Energy Generation, LLC - Request to Use Provisions of a Later Edition of the ASME Boiler and Pressure Vessel Code, Section XI2022-11-30030 November 2022
Constellation Energy Generation, LLC - Request to Use Provisions of a Later Edition of the ASME Boiler and Pressure Vessel Code, Section XI
RS-22-109, Response to Request for Additional Information License Amendments Related to Fuel Storage2022-10-12012 October 2022
Response to Request for Additional Information License Amendments Related to Fuel Storage
RS-22-092, Nine and Quad Cities - Application to Revise Primary Containment Isolation Instrumentation Technical Specifications in Accordance with TSTF-306, Revision 2, Add Action to LCO 3.3.6.1 to Give Option to Isolate the Penetration2022-10-0303 October 2022
Nine and Quad Cities - Application to Revise Primary Containment Isolation Instrumentation Technical Specifications in Accordance with TSTF-306, Revision 2, Add Action to LCO 3.3.6.1 to Give Option to Isolate the Penetration
RS-22-093, Advisement of Leadership Changes for Constellation Energy Generation, LLC and Submittal of Updated Standard Practice Procedures Plans2022-08-18018 August 2022
Advisement of Leadership Changes for Constellation Energy Generation, LLC and Submittal of Updated Standard Practice Procedures Plans
RS-22-083, Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical2022-06-17017 June 2022
Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical
RS-22-051, Constellation Energy Generation, LLC - Update to Correspondence Addressees and Service Lists2022-04-12012 April 2022
Constellation Energy Generation, LLC - Update to Correspondence Addressees and Service Lists
RS-22-049, Constellation Energy Generation, LLC, Supplemental Information to Correct Typographical Errors in Constellation'S Application to Revise Technical Specifications to Adopt TSTF-541 Revision 2, Add Exceptions to Surveillance Requirements for2022-04-0404 April 2022
Constellation Energy Generation, LLC, Supplemental Information to Correct Typographical Errors in Constellation'S Application to Revise Technical Specifications to Adopt TSTF-541 Revision 2, Add Exceptions to Surveillance Requirements for V
RS-22-045, Constellation Energy Generation, LLC, Response to NRC Regulatory Issue Summary 2022-01, Preparation and Scheduling of Operator Licensing Examinations2022-03-25025 March 2022
Constellation Energy Generation, LLC, Response to NRC Regulatory Issue Summary 2022-01, Preparation and Scheduling of Operator Licensing Examinations
RS-22-035, Supplemental Information Regarding Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs2022-03-0404 March 2022
Supplemental Information Regarding Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs
RS-22-033, Response to Request for Additional Information Regarding Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs2022-03-0303 March 2022
Response to Request for Additional Information Regarding Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs
RS-22-032, Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs2022-03-0202 March 2022
Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs
RS-22-023, Constellation Energy Generation, LLC, Executed Trust Fund Agreement Amendment and Subordinate Trust Agreement2022-02-23023 February 2022
Constellation Energy Generation, LLC, Executed Trust Fund Agreement Amendment and Subordinate Trust Agreement
RS-22-027, Constellation, Response to Request for Additional Information Regarding Application to Revise Technical Specifications to Adopt TSTF-541 Revision 2, Add Exceptions to Surveillance Requirements for Valves and Dampers Locked in the Actuated2022-02-23023 February 2022
Constellation, Response to Request for Additional Information Regarding Application to Revise Technical Specifications to Adopt TSTF-541 Revision 2, Add Exceptions to Surveillance Requirements for Valves and Dampers Locked in the Actuated P
RS-22-018, Annual 10 CFR 50.46 Report of Emergency Core Cooling System Evaluation Model Changes and Errors for LaSalle County Station2022-02-22022 February 2022
Annual 10 CFR 50.46 Report of Emergency Core Cooling System Evaluation Model Changes and Errors for LaSalle County Station
RS-22-019, Constellation Energy Generation, LLC - Update to Correspondence Addressees and Service Lists2022-02-16016 February 2022
Constellation Energy Generation, LLC - Update to Correspondence Addressees and Service Lists
RS-22-015, Notification of Completion of License Transfer and Request to Continue Processing Pending NRC Actions Previously Requested by Exelon Generation Company, LLC2022-02-0101 February 2022
Notification of Completion of License Transfer and Request to Continue Processing Pending NRC Actions Previously Requested by Exelon Generation Company, LLC
RS-22-004, Supplement to Application to Adopt TSTF-554, Revision 1, Revise Reactor Coolant Leakage Requirements2022-01-0404 January 2022
Supplement to Application to Adopt TSTF-554, Revision 1, Revise Reactor Coolant Leakage Requirements
RS-21-121, Proposed Changes to Decommissioning Trust Agreements and Master Terms2021-12-15015 December 2021
Proposed Changes to Decommissioning Trust Agreements and Master Terms
RS-21-115, Supplemental Information for License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.52021-11-0404 November 2021
Supplemental Information for License Amendment Request Regarding New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.5
RS-21-109, Request to Withhold Meeting Materials for the Non-Public Meeting Held on September 2, 20212021-10-14014 October 2021
Request to Withhold Meeting Materials for the Non-Public Meeting Held on September 2, 2021
RS-21-091, Implementation of Insider Threat Program Requirements Associated with the Voluntary Security Clearance Program and Advisement of Leadership Changes2021-09-13013 September 2021
Implementation of Insider Threat Program Requirements Associated with the Voluntary Security Clearance Program and Advisement of Leadership Changes
RS-21-078, Response to Request for Additional Information for Application to Revise Technical Specification to Adopt TSTF-582, Reactor Pressure Vessel Water Inventory Control (RPV WIC) Enhancements, and TSTF-583-T, TSTF-582 Diesel2021-08-19019 August 2021
Response to Request for Additional Information for Application to Revise Technical Specification to Adopt TSTF-582, Reactor Pressure Vessel Water Inventory Control (RPV WIC) Enhancements, and TSTF-583-T, TSTF-582 Diesel
RS-21-085, Response to Request for Additional Information Regarding License Amendment Request to Incorporate Licensing Topical Report NEDE-33885PA, Revision 1, GNF CRDA Application Methodology (EPID-L-2021-LLA-0016)2021-08-17017 August 2021
Response to Request for Additional Information Regarding License Amendment Request to Incorporate Licensing Topical Report NEDE-33885PA, Revision 1, GNF CRDA Application Methodology (EPID-L-2021-LLA-0016)
RS-21-070, Proposed Alternative to Utilize Code Case N-8932021-06-30030 June 2021
Proposed Alternative to Utilize Code Case N-893
RS-21-063, Application to Adopt TSTF-554, Revision 1, Revise Reactor Coolant Leakage Requirements2021-06-30030 June 2021
Application to Adopt TSTF-554, Revision 1, Revise Reactor Coolant Leakage Requirements
RS-21-064, License Amendment Request Re New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies - Cover Letter2021-06-30030 June 2021
License Amendment Request Re New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies - Cover Letter
RS-21-055, Response to Third Round Request for Additional Information (Rals) for LaSalle License Amendment Request to Adopt Risk Informed Completion Times TSTF- 505, Revision 2, Provide Risk-Informed Extended.2021-05-10010 May 2021
Response to Third Round Request for Additional Information (Rals) for LaSalle License Amendment Request to Adopt Risk Informed Completion Times TSTF- 505, Revision 2, Provide Risk-Informed Extended.
RS-21-054, Response to NRC Regulatory Issue Summary 2021-01, Preparation and Scheduling of Operator Licensing Examinations2021-04-29029 April 2021
Response to NRC Regulatory Issue Summary 2021-01, Preparation and Scheduling of Operator Licensing Examinations
RS-21-050, Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)2021-04-16016 April 2021
Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)
RS-21-045, Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)2021-04-0707 April 2021
Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)
RS-21-040, Response to Second Round Request for Additional Information (Rais) for License Amendment Request to Adopt Risk Informed Completion Times TSTF-505, Revision 2, Provide Risk-Informed Extended Completion Times - RITSTF Initiative 4b2021-03-31031 March 2021
Response to Second Round Request for Additional Information (Rais) for License Amendment Request to Adopt Risk Informed Completion Times TSTF-505, Revision 2, Provide Risk-Informed Extended Completion Times - RITSTF Initiative 4b
RS-21-042, Relief Request I4R-12 Relief from Code Examinations for 2B33-F060A and 2B33-F060B Repairs, Revision 22021-03-26026 March 2021
Relief Request I4R-12 Relief from Code Examinations for 2B33-F060A and 2B33-F060B Repairs, Revision 2
RS-21-043, Supplemental Information Regarding Relief Request I4R-12 Relief from Code Examinations for 2B33-F060A and 2B33-F060B Repairs, Revision 22021-03-26026 March 2021
Supplemental Information Regarding Relief Request I4R-12 Relief from Code Examinations for 2B33-F060A and 2B33-F060B Repairs, Revision 2
RS-21-039, Supplemental Information Regarding Application for Order Approving Transfers and Proposed Conforming License Amendments2021-03-25025 March 2021
Supplemental Information Regarding Application for Order Approving Transfers and Proposed Conforming License Amendments
RS-21-035, Relief Request I4R-12 Relief from Code Examinations for 2B33-F060A and 2B33-F060B Repairs2021-03-0909 March 2021
Relief Request I4R-12 Relief from Code Examinations for 2B33-F060A and 2B33-F060B Repairs
2023-08-04
[Table view]
Category:Response to Request for Additional Information (RAI)
MONTHYEARRS-23-120, Supplemental Information Letter for Part 73 Exemption Request - Responses to Request for Confirmatory Information2023-11-10010 November 2023
Supplemental Information Letter for Part 73 Exemption Request - Responses to Request for Confirmatory Information
RS-23-084, Response to Request for Additional Information Regarding the Application to Revise Design Basis to Allow Use of Plastic Section Properties in Lower Downcomer Braces Analysis2023-07-24024 July 2023
Response to Request for Additional Information Regarding the Application to Revise Design Basis to Allow Use of Plastic Section Properties in Lower Downcomer Braces Analysis
RS-22-109, Response to Request for Additional Information License Amendments Related to Fuel Storage2022-10-12012 October 2022
Response to Request for Additional Information License Amendments Related to Fuel Storage
RS-22-083, Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical2022-06-17017 June 2022
Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical
RS-22-033, Response to Request for Additional Information Regarding Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs2022-03-0303 March 2022
Response to Request for Additional Information Regarding Relief Request I4R-13 Relief from Code Examinations for 1B33-F060A and 1B33-F060B Repairs
RS-22-027, Constellation, Response to Request for Additional Information Regarding Application to Revise Technical Specifications to Adopt TSTF-541 Revision 2, Add Exceptions to Surveillance Requirements for Valves and Dampers Locked in the Actuated2022-02-23023 February 2022
Constellation, Response to Request for Additional Information Regarding Application to Revise Technical Specifications to Adopt TSTF-541 Revision 2, Add Exceptions to Surveillance Requirements for Valves and Dampers Locked in the Actuated P
NMP1L3447, Constellation Energy Generation, LLC - Response to Request for Additional Information - Proposed Relief Request Associated with Reactor Pressure Vessel Water Level Instrumentation Partial Penetration Nozzle Repairs2022-02-0202 February 2022
Constellation Energy Generation, LLC - Response to Request for Additional Information - Proposed Relief Request Associated with Reactor Pressure Vessel Water Level Instrumentation Partial Penetration Nozzle Repairs
JAFP-21-0087, Response to Request for Additional Information Regarding Request for Approval of Transfer of Licenses and Conforming Amendments2021-09-16016 September 2021
Response to Request for Additional Information Regarding Request for Approval of Transfer of Licenses and Conforming Amendments
RS-21-078, Response to Request for Additional Information for Application to Revise Technical Specification to Adopt TSTF-582, Reactor Pressure Vessel Water Inventory Control (RPV WIC) Enhancements, and TSTF-583-T, TSTF-582 Diesel2021-08-19019 August 2021
Response to Request for Additional Information for Application to Revise Technical Specification to Adopt TSTF-582, Reactor Pressure Vessel Water Inventory Control (RPV WIC) Enhancements, and TSTF-583-T, TSTF-582 Diesel
RS-21-085, Response to Request for Additional Information Regarding License Amendment Request to Incorporate Licensing Topical Report NEDE-33885PA, Revision 1, GNF CRDA Application Methodology (EPID-L-2021-LLA-0016)2021-08-17017 August 2021
Response to Request for Additional Information Regarding License Amendment Request to Incorporate Licensing Topical Report NEDE-33885PA, Revision 1, GNF CRDA Application Methodology (EPID-L-2021-LLA-0016)
NMP2L2773, Company - Response to Request for Additional Information2021-06-30030 June 2021
Company - Response to Request for Additional Information
JAFP-21-0044, Response to Request for Additional Information Regarding Request for Approval of Transfer of Licenses and Conforming Amendments2021-06-11011 June 2021
Response to Request for Additional Information Regarding Request for Approval of Transfer of Licenses and Conforming Amendments
RS-21-055, Response to Third Round Request for Additional Information (Rals) for LaSalle License Amendment Request to Adopt Risk Informed Completion Times TSTF- 505, Revision 2, Provide Risk-Informed Extended.2021-05-10010 May 2021
Response to Third Round Request for Additional Information (Rals) for LaSalle License Amendment Request to Adopt Risk Informed Completion Times TSTF- 505, Revision 2, Provide Risk-Informed Extended.
JAFP-21-0032, Response to Request for Additional Information - Proposed Alternative Concerning ASME Section XI Repair/Replacement Documentation for Replacement of Pressure Retaining Bolting2021-04-20020 April 2021
Response to Request for Additional Information - Proposed Alternative Concerning ASME Section XI Repair/Replacement Documentation for Replacement of Pressure Retaining Bolting
RS-21-050, Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)2021-04-16016 April 2021
Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)
RS-21-045, Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)2021-04-0707 April 2021
Response to Request for Additional Information (RAI) Regarding Request for License Amendment Regarding Ultimate Heat Sink (EPID-L-2020-LLA-0165)
RS-21-040, Response to Second Round Request for Additional Information (Rais) for License Amendment Request to Adopt Risk Informed Completion Times TSTF-505, Revision 2, Provide Risk-Informed Extended Completion Times - RITSTF Initiative 4b2021-03-31031 March 2021
Response to Second Round Request for Additional Information (Rais) for License Amendment Request to Adopt Risk Informed Completion Times TSTF-505, Revision 2, Provide Risk-Informed Extended Completion Times - RITSTF Initiative 4b
RS-21-027, Response to Request for Additional Information Regarding Request for Exemption from Pre-Access Drug and Alcohol Testing Requirements in 10 CFR 26.652021-02-21021 February 2021
Response to Request for Additional Information Regarding Request for Exemption from Pre-Access Drug and Alcohol Testing Requirements in 10 CFR 26.65
ML21022A1302021-01-22022 January 2021
Response to Request for Additional Information Regarding the License Amendment Request to Adopt 10 CFR 50.69
RS-20-136, Response to Request for Additional Information Re License Amendment Requests for Amendments to Renewed Facility OL to Adopt 10CFR50.69 & to Adopt TSTF-505, Rev. 2 (EPID L-2020-LLA-0017 and EPID-L-2020-LLA-0018)2020-10-29029 October 2020
Response to Request for Additional Information Re License Amendment Requests for Amendments to Renewed Facility OL to Adopt 10CFR50.69 & to Adopt TSTF-505, Rev. 2 (EPID L-2020-LLA-0017 and EPID-L-2020-LLA-0018)
RS-20-133, Response to Request for Additional Information Re License Amendment Request to Renewed Facility Operating Licenses to Adopt 10 CFR 50.692020-10-16016 October 2020
Response to Request for Additional Information Re License Amendment Request to Renewed Facility Operating Licenses to Adopt 10 CFR 50.69
RS-20-104, Supplement to the Request for a License Amendment Technical Specification 3.7.3, Ultimate Heat Sink2020-09-11011 September 2020
Supplement to the Request for a License Amendment Technical Specification 3.7.3, Ultimate Heat Sink
RS-20-112, Response to Request for Additional Information Related to License Amendment Request to Adopt TSTF-5682020-09-0303 September 2020
Response to Request for Additional Information Related to License Amendment Request to Adopt TSTF-568
NMP2L2711, Byron Station; Calvert Cliffs; Clinton Power Station; LaSalle County Station; Limerick Generating Station; and Nine Mile Point Nuclear Station - Proposed Alternative to Utilize Code Case N-8792019-10-16016 October 2019
Byron Station; Calvert Cliffs; Clinton Power Station; LaSalle County Station; Limerick Generating Station; and Nine Mile Point Nuclear Station - Proposed Alternative to Utilize Code Case N-879
JAFP-19-0057, Response to Request for Additional Information - Proposed Alternative to Utilize Code Cases N-878 and N-8802019-06-0404 June 2019
Response to Request for Additional Information - Proposed Alternative to Utilize Code Cases N-878 and N-880
NMP1L3279, Response to Request for Additional Information - Proposed Alternatives to Utilize Code Cases N-878 and N-880 for Plants2019-05-0101 May 2019
Response to Request for Additional Information - Proposed Alternatives to Utilize Code Cases N-878 and N-880 for Plants
RS-19-052, Supplement to the Response to Request for Additional Information Regarding License Amendment Request to Remove Operating Mode Restrictions for Performing Surveillance Testing of the Division 3 Battery and High ..2019-04-24024 April 2019
Supplement to the Response to Request for Additional Information Regarding License Amendment Request to Remove Operating Mode Restrictions for Performing Surveillance Testing of the Division 3 Battery and High ..
RS-19-019, Response to Request for Additional Information Regarding Relief Request 13R-152019-04-0202 April 2019
Response to Request for Additional Information Regarding Relief Request 13R-15
JAFP-19-0006, Response to Request for Additional Information - Proposed Alternative to Utilize Code Cases N-878 and N-8802019-01-0808 January 2019
Response to Request for Additional Information - Proposed Alternative to Utilize Code Cases N-878 and N-880
RS-18-143, Supplemental Information Supporting License Amendment Requests for Approval of Changes to Emergency Plan Staffing Requirements2018-11-29029 November 2018
Supplemental Information Supporting License Amendment Requests for Approval of Changes to Emergency Plan Staffing Requirements
RS-18-097, Response to Request for Additional Information and Supplemental Information-License Amendment.2018-07-27027 July 2018
Response to Request for Additional Information and Supplemental Information-License Amendment.
RS-18-086, Response to Request for Additional Information Regarding License Amendment Request for Temporary Extensions to Technical Specifications Supporting Maintenance on Portions of the Core Standby Cooling System2018-07-16016 July 2018
Response to Request for Additional Information Regarding License Amendment Request for Temporary Extensions to Technical Specifications Supporting Maintenance on Portions of the Core Standby Cooling System
RS-18-078, Supplemental Information Related to Application to Revise Technical Specifications to Adopt TSTF-542, Reactor Pressure Vessel Water Inventory Control2018-06-18018 June 2018
Supplemental Information Related to Application to Revise Technical Specifications to Adopt TSTF-542, Reactor Pressure Vessel Water Inventory Control
RS-18-061, Response to Request for Additional Information Regarding Decommissioning Funding Plans for Independent Spent Fuel Storage Installations (Isfsis)2018-05-0202 May 2018
Response to Request for Additional Information Regarding Decommissioning Funding Plans for Independent Spent Fuel Storage Installations (Isfsis)
RS-18-014, Supplement to Request to Revise Technical Specifications 2.1.1 for Minimum Critical Power Ratio Safety Limits2018-01-25025 January 2018
Supplement to Request to Revise Technical Specifications 2.1.1 for Minimum Critical Power Ratio Safety Limits
RS-17-147, Response to Request for Additional Information Regarding LaSalle County Station Fourth Inservice Inspection Interval Relief Request 14R-012017-11-10010 November 2017
Response to Request for Additional Information Regarding LaSalle County Station Fourth Inservice Inspection Interval Relief Request 14R-01
RS-17-146, Additional Information Regarding License Amendment Request to Revise Suppression Pool Swell Design Analysis2017-10-19019 October 2017
Additional Information Regarding License Amendment Request to Revise Suppression Pool Swell Design Analysis
RS-17-099, Response to Request for Additional Information Regarding LaSalle County Station License Amendment Request for Extension of Type a and Type C Containment Leak Rate Test Intervals (PRA Branch)2017-08-0808 August 2017
Response to Request for Additional Information Regarding LaSalle County Station License Amendment Request for Extension of Type a and Type C Containment Leak Rate Test Intervals (PRA Branch)
RS-17-101, Response to Request for Additional Information Regarding License Amendment Request to Revise Suppression Pool Swell Design Analysis2017-07-28028 July 2017
Response to Request for Additional Information Regarding License Amendment Request to Revise Suppression Pool Swell Design Analysis
RS-17-102, Response to Request for Supplemental Information Regarding Fourth Inservice Inspection Interval Relief Request 14R-012017-07-20020 July 2017
Response to Request for Supplemental Information Regarding Fourth Inservice Inspection Interval Relief Request 14R-01
RS-17-098, Response to Request for Additional Information Regarding License Amendment Request for Extension of Type a and Type C Containment Leak Rate Test Intervals (Sbpb Branch)2017-07-17017 July 2017
Response to Request for Additional Information Regarding License Amendment Request for Extension of Type a and Type C Containment Leak Rate Test Intervals (Sbpb Branch)
RS-17-044, Response to Request for Additional Information Regarding Proposed Alternative for the Use of Encoded Phased Array Ultrasonic Examination Techniques in Lieu of Radiography2017-03-13013 March 2017
Response to Request for Additional Information Regarding Proposed Alternative for the Use of Encoded Phased Array Ultrasonic Examination Techniques in Lieu of Radiography
RS-17-010, Response to Request for Additional Information Regarding LaSalle County Station Alternative Request RV-01 for the Lnservice Testing Program Fourth 10-Year Interval2017-02-0909 February 2017
Response to Request for Additional Information Regarding LaSalle County Station Alternative Request RV-01 for the Lnservice Testing Program Fourth 10-Year Interval
RS-16-244, Additional Information Regarding Request for License Amendment to Address Secondary Containment Access Openings2016-12-12012 December 2016
Additional Information Regarding Request for License Amendment to Address Secondary Containment Access Openings
RS-16-176, County, High Frequency Supplement to Seismic Hazard Screening Report, Response to NRC Request for Information Pursuant to 10 CFR 50.54(f) Regarding Recommendation 2.1 of the Near-Term Task Force Review of Insights from the Fukushima Dai-ic2016-12-0101 December 2016
County, High Frequency Supplement to Seismic Hazard Screening Report, Response to NRC Request for Information Pursuant to 10 CFR 50.54(f) Regarding Recommendation 2.1 of the Near-Term Task Force Review of Insights from the Fukushima Dai-ich
RS-16-125, Spent Fuel Pool Evaluation Supplemental Report, Response to NRC Request for Information Pursuant to 10 CFR 50.54(f) Regarding Recommendation 2.1 of the Near-Term Task Force Review of Insights from the Fukushima Dai-ichi Accident2016-08-31031 August 2016
Spent Fuel Pool Evaluation Supplemental Report, Response to NRC Request for Information Pursuant to 10 CFR 50.54(f) Regarding Recommendation 2.1 of the Near-Term Task Force Review of Insights from the Fukushima Dai-ichi Accident
RS-16-159, County, and Quad Cities - Response to Request for Additional Information Regarding License Amendment to Address Secondary Containment Access Openings2016-07-28028 July 2016
County, and Quad Cities - Response to Request for Additional Information Regarding License Amendment to Address Secondary Containment Access Openings
RS-16-144, Response to Request for Additional Information on Severe Accident Mitigation Alternatives for License Renewal Environmental Review Dated July 6, 20162016-07-11011 July 2016
Response to Request for Additional Information on Severe Accident Mitigation Alternatives for License Renewal Environmental Review Dated July 6, 2016
RA-16-049, Response to Request for Additional Information Regarding Requests to Withhold Emergency Preparedness Documents from Public Disclosure2016-05-26026 May 2016
Response to Request for Additional Information Regarding Requests to Withhold Emergency Preparedness Documents from Public Disclosure
RS-16-076, Response to Request for Additional Information Regarding License Amendment Request to Reduce the Reactor Steam Dome Pressure Specified in the Technical Specification 2.1.1, Reactor Core Sls.2016-04-11011 April 2016
Response to Request for Additional Information Regarding License Amendment Request to Reduce the Reactor Steam Dome Pressure Specified in the Technical Specification 2.1.1, Reactor Core Sls.
2023-07-24
[Table view] |
Text
4300 Winfield Road Warrenville, IL 60555 630 657 2000 Office
35235,(7$5<,1)250$7,21+/-:,7++2/'81'(5&)5
56 &)5
-XQH
861XFOHDU5HJXODWRU\&RPPLVVLRQ
$771 'RFXPHQW&RQWURO'HVN
- DVKLQJWRQ'&
/D6DOOH&RXQW\6WDWLRQ8QLWVDQG
5HQHZHG)DFLOLW\2SHUDWLQJ/LFHQVH1RV13)DQG13)
15&'RFNHW1RVDQG
6XEMHFW 5HVSRQVHWR5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ5HODWHGWRWKH/LFHQVH
$PHQGPHQW5HTXHVWWR&KDQJH1HZ)XHO6WRUDJH9DXOWDQG6SHQW)XHO6WRUDJH
3RRO&ULWLFDOLW\0HWKRGRORJLHVZLWK3URSRVHG&KDQJHVWR7HFKQLFDO
6SHFLILFDWLRQVDQG
5HIHUHQFHV
/HWWHUIURP356LPSVRQ ([HORQ*HQHUDWLRQ&RPSDQ\//& WR86
1XFOHDU5HJXODWRU\&RPPLVVLRQ³/LFHQVLQJ$PHQGPHQW5HTXHVW5HJDUGLQJ
1HZ)XHO6WRUDJH9DXOWDQG6SHQW)XHO6WRUDJH3RRO&ULWLFDOLW\
0HWKRGRORJLHVZLWK3URSRVHG&KDQJHVWR7HFKQLFDO6SHFLILFDWLRQV6HFWLRQV
DQG'GDWHG-XQH 0/$
/HWWHUIURP'0*XOORWW ([HORQ*HQHUDWLRQ&RPSDQ\//& WR861XFOHDU
5HJXODWRU\&RPPLVVLRQ³6XSSOHPHQWDO,QIRUPDWLRQIRU/LFHQVH$PHQGPHQW
5HTXHVW5HJDUGLQJ1HZ)XHO6WRUDJH9DXOWDQG6SHQW)XHO6WRUDJH3RRO
&ULWLFDOLW\0HWKRGRORJLHVZLWK3URSRVHG&KDQJHVWR7HFKQLFDO6SHFLILFDWLRQV
6HFWLRQVDQG'GDWHG1RYHPEHU 0/$
(PDLOIURP%9DLG\D 861XFOHDU5HJXODWRU\&RPPLVVLRQ WR-7DNHQ
&RQVWHOODWLRQ(QHUJ\*HQHUDWLRQ//& 6XEMHFW /$6$//(81,76$1'
+/-5(48(67)25$,7,21$/,1)250$7,21 5$, 5( /LFHQVH
$PHQGPHQW5HTXHVW5HJDUGLQJ1HZ)XHO6WRUDJH9DXOWDQG6SHQW)XHO
6WRUDJH3RRO&ULWLFDOLW\0HWKRGRORJLHVZLWK&KDQJHVWR766HFWLRQV
DQGGDWHG0D\ 0/$
,Q5HIHUHQFH([HORQ*HQHUDWLRQ&RPSDQ\//& (*& VXEPLWWHGDOLFHQVHDPHQGPHQW
UHTXHVWWRDGRSWDQHZFULWLFDOLW\VDIHW\DQDO\VLV &6$ PHWKRGRORJ\IRU/D6DOOH&RXQW\6WDWLRQ
8QLWVDQG /6&6 2Q)HEUXDU\ $'$06$FFHVVLRQ1R0/$ (*&ZDV
UHQDPHG&RQVWHOODWLRQ(QHUJ\*HQHUDWLRQ//& &(*
$WWDFKPHQWFRQWDLQV3URSULHWDU\,QIRUPDWLRQ:LWKKROGIURPSXEOLFGLVFORVXUHXQGHU
&)5 :KHQVHSDUDWHGIURP$WWDFKPHQWWKLVGRFXPHQWLVGHFRQWUROOHG
-XQH
861XFOHDU5HJXODWRU\&RPPLVVLRQ
3DJH
/6&6LVDGRSWLQJDQHZ&6$PHWKRGRORJ\IRUSHUIRUPLQJWKHFULWLFDOLW\VDIHW\HYDOXDWLRQIRU
OHJDF\IXHOW\SHVLQDGGLWLRQWRWKH*1)UHORDGIXHOLQWKHVSHQWIXHOSRRO 6)3 8VHRIWKH
QHZ6)3&6$PHWKRGRORJ\UHTXLUHVDFKDQJHWRWKH/6&67HFKQLFDO6SHFLILFDWLRQV 76
&ULWLFDOLW\&(*LVDOVRSURSRVLQJDFKDQJHWRWKHQHZIXHOYDXOW 1)9 &6$WRXWLOL]HWKH
- (67$5,,PHWKRGRORJ\IRUYDOLGDWLQJWKH1)9FULWLFDOLW\VDIHW\IRU*1)IXHOLQWKH*HQHUDO
(OHFWULF *( GHVLJQHG1)9UDFNV
7KHIROORZLQJDWWDFKPHQWVDUHLQFOXGHGLQVXSSRUWRI&(*¶VUHVSRQVHWRWKH15&UHTXHVWIRU
DGGLWLRQDOLQIRUPDWLRQ 5$, LQ5HIHUHQFH
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ 1RQ3URSULHWDU\9HUVLRQ
*OREDO1XFOHDU)XHOV+/-$PHULFDV//&&)5 $IILGDYLWIRU:LWKKROGLQJ
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ 3URSULHWDU\9HUVLRQ
$WWDFKPHQWFRQWDLQVSURSULHWDU\LQIRUPDWLRQWREHZLWKKHOGIURPSXEOLFGLVFORVXUHLQ
DFFRUGDQFHZLWK&)5 DVGRFXPHQWHGE\WKHVLJQHGDIILGDYLWLQ$WWDFKPHQW7KH
DIILGDYLWVHWVIRUWKWKHEDVLVRQZKLFK*OREDO1XFOHDU)XHOV¶ *1) LQIRUPDWLRQPD\EHZLWKKHOG
IURPSXEOLFGLVFORVXUHE\WKH15&DQGDGGUHVVHVZLWKVSHFLILFLW\WKHFRQVLGHUDWLRQVOLVWHGLQ
&)5 E 3XEOLFLQVSHFWLRQVH[HPSWLRQVUHTXHVWVIRUZLWKKROGLQJ$FFRUGLQJO\LW
LVUHVSHFWIXOO\UHTXHVWHGWKDWWKHLQIRUPDWLRQZKLFKLVSURSULHWDU\WR*1)EHZLWKKHOGIURP
SXEOLFGLVFORVXUH$UHGDFWHGQRQSURSULHWDU\YHUVLRQRIWKH5$,UHVSRQVHVSURYLGHGLQ
$WWDFKPHQWLVSURYLGHGDV$WWDFKPHQW
&(*KDVUHYLHZHGWKHLQIRUPDWLRQVXSSRUWLQJWKHILQGLQJRIQRVLJQLILFDQWKD]DUGV
FRQVLGHUDWLRQDQGWKHHQYLURQPHQWDOFRQVLGHUDWLRQWKDWZHUHSUHYLRXVO\SURYLGHGWRWKH15&LQ
5HIHUHQFH7KHDGGLWLRQDOLQIRUPDWLRQSURYLGHGLQWKLVVXEPLWWDOGRHVQRWDOWHUWKHFRQFOXVLRQ
SURYLGHGLQ5HIHUHQFH$GGLWLRQDOO\WKHLQIRUPDWLRQSURYLGHGLQWKLVVXEPLWWDOGRHVQRWDIIHFW
WKHEDVHVIRUFRQFOXGLQJWKDWQHLWKHUDQHQYLURQPHQWDOLPSDFWVWDWHPHQWQRUDQHQYLURQPHQWDO
DVVHVVPHQWQHHGVWREHSUHSDUHGLQFRQQHFWLRQZLWKWKHSURSRVHGDPHQGPHQW
&(*LVQRWLI\LQJWKH6WDWHRI,OOLQRLVRIWKLVUHVSRQVHWR5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQE\
WUDQVPLWWLQJDFRS\RIWKLVOHWWHU ZLWKRXWDWWDFKPHQWV WRWKHGHVLJQDWHG6WDWH2IILFLDOVLQ
DFFRUGDQFHZLWK&)5 1RWLFHIRUSXEOLFFRPPHQW 6WDWHFRQVXOWDWLRQSDUDJUDSK E
7KHUHDUHQRUHJXODWRU\FRPPLWPHQWVFRQWDLQHGLQWKLVOHWWHU6KRXOG\RXKDYHDQ\TXHVWLRQV
FRQFHUQLQJWKLVOHWWHUSOHDVHFRQWDFW0U-DVRQ&7DNHQDW
,GHFODUHXQGHUSHQDOW\RISHUMXU\WKDWWKHIRUHJRLQJLVWUXHDQGFRUUHFW([HFXWHGRQWKHWK
GD\RI-XQH
5HVSHFWIXOO\
Digitally signed by Lueshen,
Lueshen, Kevin Kevin Date: 2022.06.17 12:43:01
-05'00'
.HYLQ/XHVKHQ
6U0DQDJHU/LFHQVLQJ
&RQVWHOODWLRQ(QHUJ\*HQHUDWLRQ//&
$WWDFKPHQWFRQWDLQV3URSULHWDU\,QIRUPDWLRQ:LWKKROGIURPSXEOLFGLVFORVXUHXQGHU
&)5 :KHQVHSDUDWHGIURP$WWDFKPHQWWKLVGRFXPHQWLVGHFRQWUROOHG
-XQH
861XFOHDU5HJXODWRU\&RPPLVVLRQ
3DJH
$WWDFKPHQWV
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ 1RQ3URSULHWDU\9HUVLRQ
*OREDO1XFOHDU)XHOV$PHULFDV//&&)5 $IILGDYLW
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ 3URSULHWDU\9HUVLRQ
FF
8615&5HJLRQ,,,5HJLRQDO$GPLQLVWUDWRU ZLWKRXWDWWDFKPHQWV
8615&6HQLRU5HVLGHQW,QVSHFWRU/D6DOOH&RXQW\6WDWLRQ ZLWKRXWDWWDFKPHQWV
,OOLQRLV(PHUJHQF\0DQDJHPHQW$JHQF\+/-'LYLVLRQRI1XFOHDU6DIHW\ ZLWKRXWDWWDFKPHQWV
$WWDFKPHQWFRQWDLQV3URSULHWDU\,QIRUPDWLRQ:LWKKROGIURPSXEOLFGLVFORVXUHXQGHU
&)5 :KHQVHSDUDWHGIURP$WWDFKPHQWWKLVGRFXPHQWLVGHFRQWUROOHG
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
1RQ3URSULHWDU\9HUVLRQ
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
,1752'8&7,21
%\OHWWHUGDWHG-XQH([HORQ*HQHUDWLRQOLFHQVHHDWWKHWLPHVXEPLWWHGDUHTXHVWWR
DPHQGWKH/D6DOOH&RXQW\6WDWLRQ8QLWVDQG)DFLOLW\2SHUDWLQJ/LFHQVHVDVQHFHVVDU\WR
XVHDQHZFULWLFDOLW\VDIHW\DQDO\VLV &6$ PHWKRGRORJ\IRUSHUIRUPLQJWKHFULWLFDOLW\VDIHW\
HYDOXDWLRQIRUOHJDF\IXHOW\SHVLQDGGLWLRQWRWKH*1)UHORDGIXHOLQWKHVSHQWIXHOSRRO 6)3
WRFKDQJHWKHQHZIXHOYDXOW 1)9 &6$WRXWLOL]HWKH*(67$5,,PHWKRGRORJ\IRUYDOLGDWLQJWKH
1)9FULWLFDOLW\VDIHW\IRU*1)IXHOLQWKH*HQHUDO(OHFWULF *( GHVLJQHG1)9UDFNV DQGWR
FKDQJHERWK/6&67HFKQLFDO6SHFLILFDWLRQV 76 &ULWLFDOLW\DQG76³&RUH
2SHUDWLQJ/LPLWV5HSRUW &2/5 'WRUHIOHFWFRQGLWLRQVSUHVHQWXSRQOLFHQVHDPHQGPHQW
DSSURYDO 0/$ 7KLVZDVVXSSOHPHQWHGE\OHWWHUGDWHG1RYHPEHU
0/$ 2Q)HEUXDU\ $'$06$FFHVVLRQ1R0/$ ([HORQ
- HQHUDWLRQ&RPSDQ\//&ZDVUHQDPHG&RQVWHOODWLRQ(QHUJ\*HQHUDWLRQ//&
5$,676%
,QOHWWHUGDWHG-XQH $JHQF\ZLGH'RFXPHQWV$FFHVVDQG0DQDJHPHQW6\VWHP
$'$06 $FFHVVLRQ1R0/$ DVVXSSOHPHQWHGE\OHWWHUGDWHG1RYHPEHU
$'$06$FFHVVLRQ1R0/$ WKHOLFHQVHHVXEPLWWHGDOLFHQVHDPHQGPHQWUHTXHVW
WKDWSURSRVHGFKDQJHVWR/D6DOOH7HFKQLFDO6SHFLILFDWLRQ 76 7KHSURSRVDOHOLPLQDWHV
15&DSSURYHGPHWKRGVDVVRFLDWHGZLWK)UDPDWRPHIXHOOHDYLQJRQO\DQDSSURYHG*(PHWKRG
LQWKH767KH/$5GLGQRWSURYLGHDWHFKQLFDOMXVWLILFDWLRQIRUWKLVFKDQJH
&)5UHTXLUHVWKDWWKH76EHGHULYHGIURPWKHDQDO\VHVDQGHYDOXDWLRQVLQFOXGHGLQWKH
VDIHW\DQDO\VLVUHSRUW$W/D6DOOH76&RUH2SHUDWLQJ/LPLWV5HSRUW &2/5 UHTXLUHV
WKDWFRUHRSHUDWLQJOLPLWVEHHVWDEOLVKHGSULRUWRHDFKUHIXHOLQJF\FOHDQGVSHFLILHVWKH15&
DSSURYHGWRSLFDOUHSRUWVWKDWGHILQHWKHPHWKRGVWKDWDUHXVHGIRUGHWHUPLQDWLRQRIWKHFRUH
RSHUDWLQJOLPLWV
3URYLGHDEDVLVIRUWKHSURSRVDOWRGHOHWHWKH)UDPDWRPHWRSLFDOUHSRUWVIURP769HULI\
WKDWIXHOQRWHYDOXDWHGE\WKHUHPDLQLQJWRSLFDOUHSRUWZLOOQRWEHORDGHGRUUHORDGHGLQWRWKH
FRUHZLWKRXWSUHYLRXV15&DSSURYDODQGWKDWWKHPHWKRGVDVVRFLDWHGZLWKWKHWRSLFDOUHSRUWV
SURSRVHGIRUGHOHWLRQIURP76DUHQRORQJHUXVHGIRUHVWDEOLVKLQJ&2/5FULWHULD
&RQVWHOODWLRQ5HVSRQVHWR5$,676%
%HJLQQLQJLQ /6&68QLWRSHUDWHGDOLPLWHGQXPEHURI$75,80;0IXHOEXQGOHVDV
/HDG8VH$VVHPEOLHV /8$V WKHHQJLQHHULQJFKDQJHGRFXPHQWDWLRQDQGDVVRFLDWHG
UHYLHZGHWHUPLQHGWKDWSULRU15&DSSURYDOZDVQRWUHTXLUHGSULRUWRRSHUDWLRQ,QDQG
/6&68QLWVDQGUHVSHFWLYHO\WUDQVLWLRQHGIURPUHORDGEDWFKHVRI$5(9$¶V QRZ
)UDPDWRPH $75,80IXHOWR*1)¶V*1)IXHO7KHFKDQJHIURP$5(9$IXHOWR*1)IXHO
ZDVLPSOHPHQWHGZLWKHQJLQHHULQJFKDQJHGRFXPHQWDWLRQLQFOXGLQJWKHUHTXLUHG
UHYLHZV7KHUHZDVQRFKDQJHWR76GXULQJWKHVHIXHOLQWURGXFWLRQVDQGYHQGRU
WUDQVLWLRQVDV*(67$5,,UHPDLQHGSDUWRIWKHOLFHQVLQJEDVLV*1)IXHOZDVGHPRQVWUDWHGWR
EHFRPSOLDQWZLWK*(67$5,,YLDWKH$PHQGPHQWSURFHVV 5HIHUHQFH VRLWZDV
GHWHUPLQHGWKURXJKWKH VFUHHQLQJSURFHVVWKDWD HYDOXDWLRQDQG15&DSSURYDOZDV
QRWUHTXLUHGSULRUWRRSHUDWLRQRIWKH*1)IXHOW\SHIRUHLWKHUXQLW
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
7KHUHZHUHPXOWLSOHF\FOHVRIPL[HGFRUHRSHUDWLRQZLWK$5(9$ QRZ)UDPDWRPH DQG*1)
IXHOIRUHDFKXQLW$75,80IXHOFHDVHGRSHUDWLRQLQ8QLWRQ)HEUXDU\$75,80
IXHODQGWKH$75,80;0/8$VFHDVHGRSHUDWLRQLQ8QLWRQ)HEUXDU\$OO
$75,80DQG$75,80;0IXHOEXQGOHVZHUHVXEVHTXHQWO\UHPRYHGIURPERWKFRUHVDQG
FXUUHQWO\UHVLGHLQWKH/6&6VSHQWIXHOSRROV
&(*LVFRQILGHQWWKDWWKHUHLQVHUWLRQRIDSUHYLRXVO\LUUDGLDWHG)UDPDWRPHEXQGOHLQDIXWXUH
UHORDGZLOOQRWEHQHFHVVDU\$VVXFKWKH)UDPDWRPHPHWKRGRORJLHVFXUUHQWO\OLVWHGLQ/6&6
76DUHQRORQJHUXWLOL]HG5HPRYDORIWKH)UDPDWRPHPHWKRGRORJLHVIURPWKHOLVWRI
PHWKRGRORJLHVXVHGIRUHVWDEOLVKLQJ&2/5FULWHULDLVQHFHVVDU\WRHQVXUHWKDWSULRU15&
DSSURYDOZRXOGEHREWDLQHGLIDQ\)UDPDWRPHIXHOSUHYLRXVO\LUUDGLDWHGRUIUHVKLVWREH
RSHUDWHGLQHLWKHU/6&6FRUH
'XULQJWKH5$,FODULILFDWLRQFDOOKHOG0D\&(*LQGLFDWHGWKDWDYLRODWLRQZDVUHFHLYHG
IRUWUDQVLWLRQLQJIXHOYHQGRUVZLWKRXWQRWLI\LQJWKH15&RIVXFKFKDQJH$IWHUIXUWKHUUHVHDUFK
QRYLRODWLRQZDVLVVXHGIRUWUDQVLWLRQLQJIXHOYHQGRUVZLWKRXWQRWLI\LQJWKH15&RIVXFKFKDQJH
,QVWHDGDYLRODWLRQ XQUHODWHGWRWKLVDSSOLFDWLRQ IRUQRQFRPSOLDQFHZLWK76ZDVLVVXHG
GXULQJDLQVSHFWLRQIRUXVLQJDQDQDO\WLFDOPHWKRGWKDWZDVQRWSUHYLRXVO\UHYLHZHGDQG
DSSURYHGE\WKH15&6SHFLILFDOO\LQWKHOLFHQVHHXVHG75$&*3FRGHWRGHWHUPLQH
WKH2VFLOODWLRQ3RZHU5DQJH0RQLWRUVHWSRLQWVSULRUWR15&DSSURYDO7KH75$&*3FRGH
ZDVVXEVHTXHQWO\UHYLHZHGDQGDSSURYHGRQ$SULO766HFWLRQEVWDWHGLQSDUW
WKDWWKHDQDO\WLFDOPHWKRGVXVHGWRGHWHUPLQHWKHFRUHRSHUDWLQJOLPLWVVKDOOEHWKRVHSUHYLRXVO\
UHYLHZHGDQGDSSURYHGE\WKH15&VSHFLILFDOO\WKRVHGHVFULEHGLQWKH767KHOLFHQVHH
HQWHUHGWKLVILQGLQJLQWRWKHLU&RUUHFWLYH$FWLRQ3URJUDP &$3 DV,5 DQG,5
WRFRUUHFWWKHLVVXH
/6&6PDLQWDLQVWKH*(67$5,,PHWKRGRORJ\LQ76EHFDXVHLWLVWKHSULPDU\OLFHQVLQJ
EDVLVGRFXPHQWXWLOL]HGE\*OREDO1XFOHDU)XHOV *1) $VVWDWHGLQWKHODWHVWUHYLVLRQRI
- (67$5,,6HFWLRQ³)XHOGHVLJQFRPSOLDQFHZLWKWKHIXHOOLFHQVLQJDFFHSWDQFHFULWHULD
FRQVWLWXWHV8615&DFFHSWDQFHDQGDSSURYDORIWKHIXHOGHVLJQZLWKRXWVSHFLILF8615&
UHYLHZ'$GGLWLRQDOO\³LIDQHZIXHOGHVLJQGRHVQRWPHHWRQHRIWKHFULWHULDLQ6XEVHFWLRQ
LW<<PHDQVWKHGHVLJQKDVJRQHEH\RQGWKHJHQHULFDSSURYDODQGPXVWEHUHYLHZHG' 5HIHUHQFH
7RWKLVHQG/D6DOOHLVDOORZHGWRFRQWLQXHWRXVH*(67$5,,DVDPHQGHGDVSDUWRIWKH
OLFHQVLQJEDVLVYLD HYDOXDWLRQDQGGRQRWUHTXLUHSULRU15&DSSURYDOEHFDXVHWKH15&
KDVSUHYLRXVO\DSSURYHGWKH*(67$5,,DPHQGPHQWV
6)1%5$,V
5HJXODWRU\5HTXLUHPHQWV
7LWOHRIWKHCode of Federal Regulations &)5 3DUW$SSHQGL[$&ULWHULRQUHTXLUHV
³6WUXFWXUHVV\VWHPVDQGFRPSRQHQWVLPSRUWDQWWRVDIHW\VKDOOQRWEHVKDUHGDPRQJQXFOHDU
SRZHUXQLWVXQOHVVLWFDQEHVKRZQWKDWVXFKVKDULQJZLOOQRWVLJQLILFDQWO\LPSDLUWKHLUDELOLW\WR
SHUIRUPWKHLUVDIHW\IXQFWLRQVLQFOXGLQJLQWKHHYHQWRIDQDFFLGHQWLQRQHXQLWDQRUGHUO\
VKXWGRZQDQGFRROGRZQ'
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
&)53DUW$SSHQGL[$&ULWHULRQUHTXLUHV³&ULWLFDOLW\LQWKHIXHOVWRUDJHDQGKDQGOLQJ
V\VWHPVKDOOEHSUHYHQWHGE\SK\VLFDOV\VWHPVRUSURFHVVHVSUHIHUDEO\E\XVHRIJHRPHWULFDOO\
VDIHFRQILJXUDWLRQV'
3DUDJUDSK D RI&)5UHTXLUHV³(DFKKROGHURIDFRQVWUXFWLRQSHUPLWRURSHUDWLQJ
OLFHQVHIRUDQXFOHDUSRZHUUHDFWRULVVXHGXQGHUWKLVSDUWRUDFRPELQHGOLFHQVHIRUDQXFOHDU
SRZHUUHDFWRULVVXHGXQGHU3DUWRIWKLVFKDSWHUVKDOOFRPSO\ZLWKHLWKHU&)5RIWKLV
FKDSWHURUWKHUHTXLUHPHQWVLQSDUDJUDSK E RIWKLVVHFWLRQ'7KHOLFHQVHHKDVFKRVHQWR
FRPSO\ZLWK3DUDJUDSK E RI&)5
3DUDJUDSK E RI&)5UHTXLUHV³3ODQWSURFHGXUHVVKDOOSURKLELWWKHKDQGOLQJDQG,
ZLOONHHSWKHVHDVWKH\DUHVSHFLILFWR6)3VWRUDJHDWDQ\RQHWLPHRIPRUHIXHODVVHPEOLHVWKDQ
KDYHEHHQGHWHUPLQHGWREHVDIHO\VXEFULWLFDOXQGHUWKHPRVWDGYHUVHPRGHUDWLRQFRQGLWLRQV
IHDVLEOHE\XQERUDWHGZDWHU'
3DUDJUDSK E RI&)5UHTXLUHV³7KHHVWLPDWHGUDWLRRIQHXWURQSURGXFWLRQWR
QHXWURQDEVRUSWLRQDQGOHDNDJH NHIIHFWLYH RIWKHIUHVKIXHOLQWKHIUHVKIXHOVWRUDJHUDFNVVKDOO
EHFDOFXODWHGDVVXPLQJWKHUDFNVDUHORDGHGZLWKIXHORIWKHPD[LPXPIXHODVVHPEO\UHDFWLYLW\
DQGIORRGHGZLWKXQERUDWHGZDWHUDQGPXVWQRWH[FHHG DWD SHUFHQWSUREDELOLW\
SHUFHQWFRQILGHQFHOHYHO7KLVHYDOXDWLRQQHHGQRWEHSHUIRUPHGLIDGPLQLVWUDWLYHFRQWUROV
DQGRUGHVLJQIHDWXUHVSUHYHQWVXFKIORRGLQJRULIIUHVKIXHOVWRUDJHUDFNVDUHQRWXVHG'
3DUDJUDSK E RI&)5UHTXLUHV³,IRSWLPXPPRGHUDWLRQRIIUHVKIXHOLQWKHIUHVKIXHO
VWRUDJHUDFNVRFFXUVZKHQWKHUDFNVDUHDVVXPHGWREHORDGHGZLWKIXHORIWKHPD[LPXPIXHO
DVVHPEO\UHDFWLYLW\DQGILOOHGZLWKORZGHQVLW\K\GURJHQRXVIOXLGWKHNHIIHFWLYHFRUUHVSRQGLQJ
WRWKLVRSWLPXPPRGHUDWLRQPXVWQRWH[FHHG DWD SHUFHQWSUREDELOLW\ SHUFHQW
FRQILGHQFHOHYHO7KLVHYDOXDWLRQQHHGQRWEHSHUIRUPHGLIDGPLQLVWUDWLYHFRQWUROVDQGRUGHVLJQ
IHDWXUHVSUHYHQWVXFKPRGHUDWLRQRULIIUHVKIXHOVWRUDJHUDFNVDUHQRWXVHG'
3DUDJUDSK E RI&)5UHTXLUHVLQSDUW³,IQRFUHGLWIRUVROXEOHERURQLVWDNHQWKHN
HIIHFWLYHRIWKHVSHQWIXHOVWRUDJHUDFNVORDGHGZLWKIXHORIWKHPD[LPXPIXHODVVHPEO\
UHDFWLYLW\PXVWQRWH[FHHG DWD SHUFHQWSUREDELOLW\ SHUFHQWFRQILGHQFHOHYHOLI
IORRGHGZLWKXQERUDWHGZDWHU'
7KH/6&66)3&ULWLFDOLW\6DIHW\$QDO\VLV 1&$ GRHVQRWWDNHFUHGLWIRUVROXEOHERURQVRWKH
E UHTXLUHPHQWVUHJDUGLQJVROXEOHERURQGRQRWDSSO\
,QDGGLWLRQSDUDJUDSK F RI&)5UHTXLUHV³'HVLJQIHDWXUHV'HVLJQIHDWXUHVWREH
LQFOXGHGDUHWKRVHIHDWXUHVRIWKHIDFLOLW\VXFKDVPDWHULDOVRIFRQVWUXFWLRQDQGJHRPHWULF
DUUDQJHPHQWVZKLFKLIDOWHUHGRUPRGLILHGZRXOGKDYHDVLJQLILFDQWHIIHFWRQVDIHW\DQGDUHQRW
FRYHUHGLQFDWHJRULHVGHVFULEHGLQSDUDJUDSKV F DQG RIWKLVVHFWLRQ'
5$,6)1%
,Q6HFWLRQ1HZ)XHO9DXOW&ULWLFDOLW\6DIHW\$QDO\VLVRI$WWDFKPHQWWRWKHOLFHQVHH¶V-XQH
OHWWHULWVWDWHV³7KH/6&61)9UDFNVDUH*HQHUDO(OHFWULF *( GHVLJQHGORZGHQVLW\
UDFNVZLWKDQLQWHUUDFNVSDFLQJRILQFKHV VHHVHFWLRQ RI/6&68)6$5 7KH1)9
UDFN&6$FRYHUDJHIRUWKHQHZ*1)IXHOZLOOEHWKH*(67$5,, 5HIHUHQFH DQDO\VLVIRU
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
- (GHVLJQHGORZGHQVLW\1)9UDFNVXSRQDSSURYDORIWKLVSURSRVHGOLFHQVHDPHQGPHQW7KH
DSSOLFDELOLW\RI*(67$5,,WRWKH*1)IXHOW\SHLVGRFXPHQWHGLQWKH*1)*(67$5,,
YDOLGDWLRQUHSRUW 5HIHUHQFH 7KH/6&61)9LQWHUUDFNSLWFKLVLQFKHV WKHFULWHULD
OLVWHGLQ*(67$5,, DQGWKXVWKHUDFNVPD\EHXWLOL]HGWRVWRUHQHZ*1)IXHOZLWKLQUDFN
6&&*NLQI 5HIHUHQFH '
+RZHYHUQHLWKHU5HIHUHQFH³*(/LFHQVLQJ7RSLFDO5HSRUW1('(3$*(67$5,,
,PSOHPHQWLQJ,PSURYHG*(6WHDG\6WDWH0HWKRGV5HYLVLRQ 7$&1R0$
0/$ ' FRQWDLQHGLQ$'$063DFNDJH$FFHVVLRQ1R0/$ QRU5HIHUHQFH
³1('& 35HYLVLRQ³*1)*HQHULF&RPSOLDQFHZLWK1('(3$ *(67$5
,, $XJXVW0/$ 'FRQWDLQHGLQ $'$063DFNDJH$FFHVVLRQ1R
0/$ FRQWDLQDQXFOHDUFULWLFDOLW\VDIHW\PHWKRGRORJ\RUQXFOHDUFULWLFDOLW\VDIHW\
DQDO\VLV3OHDVHSURYLGHWKHIROORZLQJ
x 1)9FULWLFDOLW\VDIHW\DQDO\VLVPHWKRGRORJ\XVHGLQWKHDQDO\VLV
x &ULWLFDOLW\VDIHW\DQDO\VLVWKDWVHWVWKHOLPLWVIRUWKH/6&61)9
x &ULWLFDOLW\VDIHW\DQDO\VLVWKDWGHPRQVWUDWHV*1)IXHOPHHWVWKHOLPLWVIRUWKH/6&61)9
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
7KH1HZ)XHO9DXOW 1)9 FULWLFDOLW\VDIHW\DQDO\VLVPHWKRGRORJ\KDVEHHQDSSURYHGSUHYLRXVO\
DVSDUWRI*(67$5,,5HYLVLRQWR1('(3*(67$5,,LVWKHODWHVWYHUVLRQRI
- (67$5,,*1)DQGWKH1)9PHWKRGRORJ\ZDVSUHYLRXVO\UHYLHZHGE\WKH15&DVSDUWRI
$PHQGPHQWWR*(67$5,,DQGZDVLQFRUSRUDWHGILUVWLQ*(67$5,,LQ5HYLVLRQ
$PHQGPHQW5$, 5HIHUHQFH ZKLFKLVLQFOXGHGLQWKH866XSSOHPHQWWR*(67$5,,
5HIHUHQFH 3DJH86%SRVHGDFODULILFDWLRQTXHVWLRQUHJDUGLQJWKHGHWDLOVIRUWKHNLQI
FDOFXODWLRQVIRUWKHODWWLFHVVXSSRUWLQJWKH1)9DQDO\VLVIRUWKHFXUUHQW*1)SURGXFWV7KH5$,
UHVSRQVHJLYHQE\*(+*1)SURYLGHGGHWDLOVRQWKHPHWKRGRORJ\DQGFLWHGRWKHU15&
DSSURYHGUHSRUWVWKDWXWLOL]HGWKHVDPHPHWKRGRORJ\7KLVPHWKRGRORJ\LVWKHSHDNFROGLQ
FRUHODWWLFHLQILQLWHPXOWLSOLFDWLRQIDFWRU NLQI FULWHULRQIRUGHPRQVWUDWLQJFRPSOLDQFHWRWKH
&)5IXHOVWRUDJHFULWLFDOLW\FULWHULRQWKDWKDVEHHQXVHGIRUDOO*(VXSSOLHGIXHOVWRUDJH
UDFNVDQGLVFXUUHQWO\XVHGIRUUHUDFNGHVLJQVDWDQXPEHURISODQWV7KHPHWKRGRORJ\UHOLHV
XSRQDZHOOFKDUDFWHUL]HGOLQHDUUHODWLRQVKLSEHWZHHQLQFRUHNLQIDQGLQUDFNNHIIZKLFKLV
HYDOXDWHGIRUHDFKUDFN$FRQVHUYDWLYHODWWLFHZLWKDSHDNFROGLQFRUHNLQIYDOXHDWRUDERYHWKH
LQWHQGHGVWRUDJHOLPLWLVXVHGLQWKHFULWLFDOLW\DQDO\VHV$FULWLFDOLW\DQDO\VLVLVSHUIRUPHGIRU
HDFKQHZ*1)IXHOSURGXFWOLQHSHU*(67$5,,6HFWLRQ*ZKLFKFRQILUPVWKDWWKHNLQI
OLPLWVGHVFULEHGLQ*(67$5,,6HFWLRQZRXOGUHVXOWLQDNPD[YDOXHFRPSOLDQWZLWK&)5
7KH15&VWDIIUHYLHZHGWKHIUHVKDQGLUUDGLDWHGIXHOVWRUDJHFULWHULDSURSRVHGDQGWKH
PHWKRGRORJ\XVHGLQWKHFDOFXODWLRQVLQ$PHQGPHQWWR*(67$5,,DQGLVVXHGD6DIHW\
(YDOXDWLRQ 6( WKDWGHWHUPLQHGWKDWWKHFULWHULDDQGPHWKRGRORJ\DUHDFFHSWDEOH 5HIHUHQFH
- 1)SHUIRUPHGDFULWLFDOLW\VDIHW\DQDO\VLVIRU*1)IXHOXVLQJERXQGLQJQHZIXHOVWRUDJHUDFN
SDUDPHWHUVLQVXSSRUWRIWKHLU*1)*(67$5,,YDOLGDWLRQUHSRUW7KH1)9FULWLFDOLW\DQDO\VLV
PRGHOHGWKHDFWXDOUHFWDQJXODUGLPHQVLRQVDQGWROHUDQFHVRIERWKRSWLRQVWRGHWHUPLQHWKH
UHVWULFWLRQVRXWOLQHGLQ*(67$5,,7KHWZRPRGHOVXVHGLQWKHFULWLFDOLW\VDIHW\DQDO\VLVIRUWKH
- 1)1)9KDYHUHFWDQJXODUGLPHQVLRQVRI>>;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
- @@7KHOLPLWLQJPRGHOERXQGVWKHVWRUDJHJHRPHWU\RIWKH1)9UDFNVDW/DVDOOH7KH
DQDO\VLVSHUIRUPHGLVJHQHULFWRDOOQHZIXHOYDXOW 1)9 UDFNVPDQXIDFWXUHGE\*(DQGWKH
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
1)9UDFNVDW/DVDOOHZHUHPDQXIDFWXUHGE\*(7KHFULWLFDOLW\DQDO\VLVSHUIRUPHGE\*1)IRU
- 1)IXHOVWRUHGLQD1)9LVEDVHGRQWKHJHRPHWU\RIWKH1)9UDFNVVSHFLILFDOO\WKHLQWHUUDFN
SLWFKLVUHTXLUHGWREHLQFKHV7KLVVHWWKHUHVWULFWLRQVRXWOLQHGLQ*(67$5,,VSHFLILFDOO\
WKDWZLWKDQLQWHUUDFNSLWFKRILQFKHVWKH1)9UDFNVPD\EHXWLOL]HGWRVWRUHQHZ*1)
IXHOZLWKDQLQFRUH6&&*NLQI 1RWH WKHDSSOLFDWLRQDQGWKXV5$,6)1%LQFRUUHFWO\
VWDWHGLQUDFN6&&* 7KHUHIRUHWKH/DVDOOH1)9UDFNVPD\EHXWLOL]HGWRVWRUHQHZ*1)IXHO
ZLWKLQFRUH6&&*NLQI
5$,6)1%
/6&68)6$5VHFWLRQ LQGLFDWHVWKH1)9UDFNVKDYHDQRPLQDOFHQWHUWRFHQWHUSLWFKWKDW
LVFRQVLGHUDEO\OHVVWKDQLQFKHV([SODLQDQGFODULI\WKLVDSSDUHQWGLVFUHSDQF\
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
7KH/6&68)6$56HFWLRQ LQGLFDWHVWKDWEach new fuel storage rack holds up to 10 channeled or unchanneled assemblies in a row spaced nominally 7 inches apart center to center. All racks are designed such that they can be arranged in rows on a nominal 12.25-in center-to-center spacing.7KLVVWDWHPHQWLQWKH8)6$5PHDQVWKDWLQDURZWKHEXQGOHVDUH
SODFHGLQFKHVDSDUW FHQWHUWRFHQWHU DQGIURPRQHURZWRWKHQH[WWKHEXQGOHVDUHSODFHG
LQFKHVDSDUW FHQWHUWRFHQWHU 7KHJHRPHWU\RIWKHQHZIXHOYDXOWUDFNVKDVEHHQ
FRQILUPHGWREHLQFKHVDORQJDURZDQGLQFKHVIURPURZWRURZDQGWKLVQRPLQDO
VSDFLQJKDVQRWEHHQFKDQJHGVLQFHFRQVWUXFWLRQRIWKHQHZIXHOYDXOWUDFNV$VVWDWHGLQWKH
UHVSRQVHWR5$,6)1%WKHPHFKDQLFDODQGVWUXFWXUDOGHVLJQRIWKH1)9UDFNVHQVXUHVWKDW
WKHVSDFLQJEHWZHHQEXQGOHVLQWKH1)9UDFNVLVPDLQWDLQHGDWDOOWLPHV LQFKHV[
LQFKHV HYHQGXULQJWKHZRUVWFDVHVHLVPLFHYHQW
)URP*(67$5,,6HFWLRQWKH&)5FULWHULDZLOOEHVDWLVILHGIRUQHZIXHOVWRUHGLQ
ORZGHQVLW\QHZIXHOYDXOWVWRUDJHUDFNVLIWKHFROGXQFRQWUROOHGLQFRUHNLQIIRUDODWWLFH
FDOFXODWHGLQWKHQRUPDOUHDFWRUFRUHFRQILJXUDWLRQPHHWVWKHIROORZLQJFRQGLWLRQIRU*HQHUDO
(OHFWULFGHVLJQHGIXHOVWRUDJHUDFNV NLQIIRUORZGHQVLW\QHZIXHOYDXOWVWRUDJHUDFNVZLWK
DQLQWHUUDFNVSDFLQJLQFKHV
7KHLQWHUUDFNVSDFLQJUHIHUUHGWRLQ*(67$5,,LVWKHVSDFLQJEHWZHHQURZV)RU/D6DOOHWKLV
VSDFLQJLVLQFKHVZKLFKLVJUHDWHUWKDQLQFKHVUHTXLUHGE\*(67$5,,7KHWZR
PRGHOVXVHGLQWKHFULWLFDOLW\VDIHW\DQDO\VLVIRUWKH*1)1)9KDYHUHFWDQJXODUGLPHQVLRQVRI
>>;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;@@7KH1)9FULWLFDOLW\DQDO\VLV
PRGHOHGWKHDFWXDOUHFWDQJXODUGLPHQVLRQVDQGWROHUDQFHVRIERWKRSWLRQVWRGHWHUPLQHWKH
UHVWULFWLRQVRXWOLQHGLQ*(67$5,,7KHVHPRGHOVERXQGWKHJHRPHWU\RIWKH/DVDOOH1)9UDFNV
DQGDUHWKHUHIRUHFRYHUHGXQGHU*(67$5,,7KHUHIRUH*1)IXHOZLWKDNLQIFDQEH
VWRUHGLQWKH/DVDOOH1)9UDFNVDQGPHHWWKH&)5FULWHULD
5$,6)1%
7KH/6&61)9FHQWHUWRFHQWHUSLWFKLVFULWLFDOWRPDLQWDLQLQJWKHJHRPHWULFVSDFLQJRIIXHO
DVVHPEOLHVWRHQVXUH&)5 E LVPHW'HVFULEHWKHFRQWUROV/6&6KDVLQSODFHWR
HQVXUHWKH/6&61)9FHQWHUWRFHQWHUVSDFLQJLVPDLQWDLQHG"
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
7KHPHFKDQLFDODQGVWUXFWXUDOGHVLJQRIWKH1)9UDFNVHQVXUHVWKDWWKHVSDFLQJEHWZHHQ
EXQGOHVLQWKH1)9UDFNVLVPDLQWDLQHGDWDOOWLPHVHYHQGXULQJWKHZRUVWFDVHVHLVPLFHYHQW
7KHUHIRUHWKHVSDFLQJLQWKH1)9UDFNVLVHQVXUHGWREHJUHDWHUWKDQWKDWUHTXLUHGLQWKH
- (67$5,,FULWLFDOLW\VDIHW\DQDO\VLVIRUQHZ*1)IXHOVWRUHGLQD1)9
)URP/6&68)6$56HFWLRQ The new fuel storage racks are designed to meet Seismic Category I requirements. Stresses in a fully loaded rack do not exceed stresses specified by the ASTM standards for aluminum alloys when subjected to the seismic loads. $OVRIURP/6&6
8)6$56HFWLRQ The new fuel racks are designed to be restrained by holddown bolts to assure that rack spacing does not vary during an SSE.
,QDGGLWLRQWKHGHVLJQRIWKH1)9UDFNVSUHYHQWVEXQGOHVIURPEHLQJLQVHUWHGLQWRORFDWLRQVLQ
WKH1)9UDFNVWKDWZRXOGUHGXFHVSDFLQJRXWVLGHWKHERXQGVDQDO\]HGLQWKH*(67$5,,
FULWLFDOLW\VDIHW\DQDO\VLVIRUQHZ*1)IXHOVWRUHGLQD1)9
)URP/6&68)6$56HFWLRQ The design of the racks prevents accidental insertion of the fuel assembly in a position not intended for the fuel. This is achieved by abutting the side flanges on adjacently installed racks. In this way, the only spaces in the assembly are those into which it is intended to insert fuel.
5$,6)1%
,Q6HFWLRQ$SSOLFDEOH5HJXODWRU\5HTXLUHPHQWV&ULWHULDRI$WWDFKPHQWWRWKHOLFHQVHH¶V
-XQHOHWWHUVWDWHVLQSDUW³7KHUHJXODWLRQDOVRVWDWHVWKDWIRUWKHRSWLPXPPRGHUDWLRQ
FDVHWKHNHIIPXVWQRWH[FHHG DWD SHUFHQWSUREDELOLW\ SHUFHQWFRQILGHQFHOHYHO7KH
RSWLPXPPRGHUDWLRQFDVHLVQRWDSSOLFDEOHWR/D6DOOH¶V1)9DVLWLVDPRGHUDWLRQFRQWUROOHG
DUHD VHH6HFWLRQ RIWKH/6&68)6$5 ',Q6HFWLRQ RIWKH/6&68)6$5
VWDWHV³7KHQHZIXHOVWRUDJHYDXOWZLOOEHFRYHUHGGXULQJSHULRGVZKHQFRQVWUXFWLRQRU
PDLQWHQDQFHDFWLYLWLHVDUHXQGHUZD\RQWKHUHIXHOLQJIORRU'+RZHYHU&)5 E
UHTXLUHVRSWLPXPPRGHUDWLRQEHSUHYHQWHGWRIRUJRFRPSO\LQJZLWKWKHNHIIHFWLYHSRUWLRQRIWKH
SDUDJUDSK,WLVXQFOHDUKRZFRYHULQJWKH1)9IRUSDUWRIWKHWLPHLVVXIILFLHQWWRSUHFOXGHDQ
RSWLPXPPRGHUDWLRQFRQGLWLRQDOORIWKHWLPH([SODLQKRZDQRSWLPXPPRGHUDWLRQFRQGLWLRQLV
SUHFOXGHGDWDOOWLPHV
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
6HFWLRQ RIWKH/6&68)6$5VWDWHVThe new fuel storage vault will be covered during periods when construction or maintenance activities are underway on the refueling floor.7KLV
VWDWHPHQWLQWKH8)6$5LVQRWLQWHQGHGWREHHQFRPSDVVLQJRIPHDVXUHVLQSUHYHQWLQJWKH
RSWLPXPPRGHUDWLRQFRQGLWLRQ,WLVPHDQWWREHDVXSSOHPHQWDOJRRGSUDFWLFHWRHQVXUHWKH
QHZIXHOVWRUDJHYDXOWLVFRYHUHGGXULQJFRQVWUXFWLRQRUPDLQWHQDQFHDFWLYLWLHVRQWKHUHIXHO
IORRU$GGLWLRQDOO\WKLVLVQRWWKHRQO\WLPHWKHQHZIXHOYDXOWLVFRYHUHG WKHQHZIXHOYDXOWLV
JHQHUDOO\FRYHUHG
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
7KHRSWLPXPPRGHUDWLRQFRQGLWLRQLVSUHFOXGHGDWDOOWLPHVDW/6&6EHFDXVHDGPLQLVWUDWLYH
FRQWUROVDVJHQHUDOO\GHILQHGLQ6,/KDYHEHHQLQFRUSRUDWHGIRUWKHDUHD6HHUHVSRQVHWR
5$,6)1%IRUDGGLWLRQDOGHWDLOVRQKRZ/6&6FRPSOLHVZLWK6,/
5$,6)1%
7KHPHDVXUHV/6&6KDVWRHQVXUH1)9RSWLPXPPRGHUDWLRQFRQGLWLRQLVSUHFOXGHGDWDOOWLPHV
DUHHVVHQWLDOWRIRUJRLQJWKH1)9RSWLPXPPRGHUDWLRQNHIIHFWLYHDQDO\VLVRWKHUZLVHVWLSXODWHG
LQ&)5 E 'HVFULEHWKHFRQWUROV/6&6KDVLQSODFHWRHQVXUHWKRVHPHDVXUHVDUH
QRWFRPSURPLVHG"
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
6HFWLRQ RIWKH/6&68)6$5VWDWHVIn addition, controls have been implemented to further reduce the probability of a criticality occurrence, i.e., the storage array will be in a moderation controlled area. A moderation control area limits the amount of hydrogenous material in the area. Administrative controls as generally defined in SIL 152 (Reference 10 [of LSCS UFSAR Section 9.1]) have been incorporated for the area.
7RSUHFOXGHWKHH[LVWHQFHRIWKHRSWLPXPPRGHUDWLRQFRQGLWLRQLQWKHQHZIXHOYDXOW/6&6
XVHVWKHIROORZLQJDGPLQLVWUDWLYHDQGSURFHGXUDOFRQWUROV
7KHQHZIXHOYDXOWLVORFDWHGLQDPRGHUDWLRQFRQWUROOHGDUHDWKDWOLPLWVWKHDPRXQWRI
K\GURJHQRXVPDWHULDOLQWKHDUHD
7KH5HIXHOLQJ)ORRUGRHVQRWKDYHIRJW\SHILUHILJKWLQJQR))OHV
2QO\PDQXDOILUHILJKWLQJHTXLSPHQWLVXWLOL]HGRQWKH5HIXHOLQJ)ORRUDQGDGHTXDWHIORRU
GUDLQDJHLVSURYLGHG
:KHQDFWLYLWLHVWKDWLQFUHDVHWKHSUREDELOLW\RIDILUH LHZHOGLQJJULQGLQJHWF DUHEHLQJ
SHUIRUPHGZLWKLQIHHWRIWKHYDXOWDQGWKHYDXOWFRQWDLQVQHZIXHOWKHYDXOWSOXJVDUH
LQVWDOOHG
12PRUHWKDQRQHIXHOEXQGOHVKDOOEHVXVSHQGHGDERYHWKHIXHOVWRUDJHDUUD\DWDQ\WLPH
DWDKHLJKW12JUHDWHUWKDQLQFKHVWROLPLWSHQHWUDWLRQGLVSODFHPHQWLIWKHEXQGOHZHUH
WREHGURSSHG
$IXHODUUD\RIXSWRWKUHHIXHOEXQGOHVRXWVLGHRIDQRUPDOVWRUDJHDUHDRUQRUPDOVKLSSLQJ
FRQWDLQHUVKRXOGEHPDLQWDLQHGZLWKDQHGJHWRHGJHVSDFLQJRILQFKHVRUPRUHIURPDOO
RWKHUIXHO
$IXHODUUD\RIIRXURUPRUHIXHOEXQGOHVRXWVLGHRIWKHQRUPDOIXHOVWRUDJHDUHDVRUQRUPDO
VKLSSLQJFRQWDLQHUVLVSURKLELWHG
)XHOKDQGOLQJLQWKHIXHOVWRUDJHDUHDVKRXOGEHOLPLWHGWRRQHIXHODVVHPEO\RUWKHZHLJKW
HTXLYDOHQWSHUFUDQH$QH[FHSWLRQWRWKLVUHTXLUHPHQWLVDSURSHUO\GHVLJQHGIXHOVKLSSLQJ
FRQWDLQHURUDQRYHUORDGWHVWZHLJKW7KHVKLSSLQJFRQWDLQHURURYHUORDGWHVWZHLJKWVKRXOG
DWQRWLPHEHVXVSHQGHGDERYHWKHIXHOVWRUDJHDUUD\
7KHQHZIXHOYDXOWVKRXOGDOZD\VEHNHSWGU\
)XHOPRYHPHQWLQWKHQHZYDXOWPXVWQRWEHSHUPLWWHGLIDQDEQRUPDOFRQGLWLRQRIYDXOW
IORRGLQJRFFXUV
)XHOVKRXOG127EHSODFHGLQDLVOHVRUPRYHGWKURXJKDLVOHVDGMDFHQWWRDQGDWWKHVDPH
OHYHORIWKHVWRUDJHUDFNV
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
1RPRUHWKDQWZRIXHOEXQGOHVVKRXOGEHDOORZHGLQRUDURXQGDIXHOSUHSPDFKLQHDWDQ\
WLPH7KLVIXHOVKRXOGEHVHSDUDWHGIURPWKHPDLQERG\RIVWRUHGIXHOE\DWOHDVWLQFKHV
$VWRKRZWKHVHPHDVXUHVWKDWSUHFOXGHWKH1)9RSWLPXPPRGHUDWLRQFRQGLWLRQDUHQRW
FRPSURPLVHG+/-WKHVHDGPLQLVWUDWLYHFRQWUROVDUHJHQHUDOO\LPSOHPHQWHGYLDILUHSURWHFWLRQSODQV
RUSURFHGXUDOUHTXLUHPHQWV7KLVLVVXPPDUL]HGDVIROORZV
x +\GURJHQRXVPDWHULDOLVOLPLWHGRQWKHUHIXHOIORRUDWDOOWLPHV
x 7KH)LUH3URWHFWLRQ5HSRUWDW/DVDOOHGLFWDWHVWKHILUHSODQIRUWKHUHIXHOLQJIORRUDQGZKLFK
ILUHILJKWLQJHTXLSPHQWLVWREHXVHGDQGQRWXVHGDW/DVDOOH
x 7KHIXHOKDQGOLQJJXLGDQFHGHVFULEHGDERYHLVVSHFLILHGLQ/DVDOOH)XHO+DQGOLQJ
SURFHGXUHV
/6&6XWLOL]HVWKHVHVWDQGDUGLQGXVWU\SUDFWLFHVWRFRPSO\ZLWK*(6,/WRSUHFOXGHWKH
RSWLPXPPRGHUDWLRQFRQGLWLRQ7KHVHSUDFWLFHVKDYHEHHQIRXQGDFFHSWDEOHWRIRUJR
VSHFLILFDOO\DQDO\]LQJWKHRSWLPXPPRGHUDWLRQFRQGLWLRQVWLSXODWHGLQ&)5 E
5$,6)1%
7KHGHVFULSWLRQRIWKHDQDO\VLVLQ1('& 35HYLVLRQ $WWDFKPHQWWRWKHOLFHQVHH¶V
1RYHPEHUOHWWHU 6HFWLRQ1RUPDO%LDV&DVHVSURYLGHVDEULHIGHVFULSWLRQRIWKH
DQDO\VLVSHUIRUPHGWRHYDOXDWHWKHµ1R%RUDO,QVHUWVRQWKHUDFNSHULSKHU\¶LVVXH7KHDQDO\VLV
FRQVLGHUVSHUWXUEHGVFHQDULRVUHIHUHQFHGWRDQRQSHUWXUEHGVFHQDULR1('& 3
5HYLVLRQ6HFWLRQ$EQRUPDO$FFLGHQW%LDV&DVHVSURYLGHVDEULHIGHVFULSWLRQRIWKH
DQDO\VLVSHUIRUPHGWRHYDOXDWHWKHµ$EQRUPDOSRVLWLRQLQJRIIXHODVVHPEO\RXWVLGHWKHIXHO
VWRUDJHUDFN¶7KLVDQDO\VLVDOVRFRQVLGHUVSHUWXUEHGVFHQDULRVUHIHUHQFHGWRDQRQSHUWXUEHG
VFHQDULR7KHGHVFULSWLRQVSURYLGHGLQGLFDWHVWKHQRQSHUWXUEHGVFHQDULRYDOXHVLQERWKWKHµ1R
%RUDO,QVHUWVRQWKHUDFNSHULSKHU\¶DQGWKHµ$EQRUPDOSRVLWLRQLQJRIIXHODVVHPEO\RXWVLGHWKH
IXHOVWRUDJHUDFN¶HYDOXDWLRQVVKRXOGEHLGHQWLFDO+RZHYHUFRPSDULVRQRIWKHLQIRUPDWLRQOLVWHG
LQ7DEOHVWR7DEOHVLQGLFDWHWKH\DUHQRWLGHQWLFDO([SODLQWKHGLIIHUHQFHVEHWZHHQ
WKHQRQSHUWXUEHGVFHQDULRYDOXHVLQWKHVHWDEOHV
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
7KHµ1R%RUDO,QVHUWVRQWKHUDFNSHULSKHU\¶DQGµ$EQRUPDOSRVLWLRQLQJRIIXHODVVHPEO\RXWVLGH
WKHIXHOVWRUDJHUDFN¶FDVHVDUHQRWLQWHQGHGWREHLGHQWLFDO7KHUHIRUHWKHUHVXOWVLQ7DEOHV
DQG7DEOHVVKRXOGQRWEHLGHQWLFDODVLVWKHFDVHLQ1('& 3,QWKHUDFN
SHULSKHU\VWXG\GHWDLOHGLQ1('& 35HYLVLRQ6HFWLRQWKHQRQSHUWXUEHGFDVH
>>;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;[;;;;;;;;;;;;;;;;;;
- ;@@,QWKHVWXG\H[DPLQLQJWKHDEQRUPDOSRVLWLRQLQJRIIXHORXWVLGH
RIWKHVWRUDJHUDFNLQ1('& 35HYLVLRQ6HFWLRQWKHQRQSHUWXUEHGFDVH
>>;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
- @@
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
5$,6)1%
,Q6HFWLRQ,1752'8&7,21RI1('& 35HYLVLRQ $WWDFKPHQWWRWKHOLFHQVHH¶V
1RYHPEHUOHWWHU LWVWDWHV³$PD[LPXP6WDQGDUG&ROG&RUH*HRPHWU\ 6&&*
XQFRQWUROOHGSHDNLQFRUHNRIDVGHILQHGE\WKHODWWLFHSK\VLFVFRGH7*%/$
5HIHUHQFH LVVHWDVWKHOLPLWIRUWKLVDQDO\VLV'+RZHYHU1('& 35HYLVLRQ
5HIHUHQFHGRHVQRWKDYHDFOHDUQH[XVWRKRZ7*%/$FDOFXODWHVD6&&*$GGLWLRQDOO\
1('& 35HYLVLRQ5HIHUHQFHLVGDWHG1RYHPEHU ZKLFKSUHGDWHV*1)IXHO
E\DWOHDVWDGHFDGH3URYLGHWKHPHWKRGRORJ\RUDSSURSULDWHUHIHUHQFHIRUKRZ7*%/$
FDOFXODWHV6&&*DQGWKHDQDO\VLVRUDSSURSULDWHUHIHUHQFHIRUKRZ7*%/$LVDQDSSURSULDWH
FRGHIRUPRGHOLQJ*1)
&RQVWHOODWLRQ5HVSRQVHWR5$,6)1%
7*%/$LVDODWWLFHSK\VLFVFRGHWKDWFDOFXODWHVH[SRVXUHGHSHQGHQWSLQE\SLQLVRWRSLF
VSHFLILFDWLRQVIRUWKHXVHLQGHYHORSLQJWKHGHVLJQEDVLVODWWLFHXVHGLQWKHVSHQWIXHOSRRO
FULWLFDOLW\VDIHW\DQDO\VLVEXWDOVRKDVPDQ\RWKHUDSSOLFDWLRQVDFURVV*(+*1)1('&
35HYLVLRQ5HIHUHQFHGRFXPHQWVWKH15&¶VHDUOLHUDFFHSWDQFHRI7*%/$DQGLWV
PHWKRGRORJ\ 5HIHUHQFH 0RUHUHFHQWO\GXULQJ$PHQGPHQW WR1('(3
- (67$5,, 5HIHUHQFH 6XSSOHPHQW3$5HYLVLRQ³$SSOLFDELOLW\RI*(0HWKRGVWR
([SDQGHG2SHUDWLQJ'RPDLQV+/-6XSSOHPHQWIRU*1))XHO'ZDVLQFOXGHGWRGLVFXVVLQGHWDLO
WKHDSSOLFDELOLW\RI*(+*1)PHWKRGVVXFKDV7*%/$WRWKH*1)SURGXFWOLQH7KH15&
SHUIRUPHGD)LQDO6DIHW\(YDOXDWLRQIRUWKLVVXSSOHPHQW 5HIHUHQFH DQGDPHQGPHQW
5HIHUHQFH DQGDFFHSWHGWKHVXSSOHPHQW¶VWHFKQLFDOFRQFOXVLRQVDQGLQFOXVLRQLQWR*(67$5
,,
5HIHUHQFHV
/D6DOOH8QLWVDQG+/-8SGDWHG)LQDO6DIHW\$QDO\VLV5HSRUW 8)6$5 5HYLVLRQ
GDWHG$SULO
³*(67$5,,$PHQGPHQWGDWHG0DUFK $'$06$FFHVVLRQ1XPEHU
0/$ SURSULHWDU\YHUVLRQ
*(/LFHQVLQJ7RSLFDO5HSRUW1('(3$86866XSSOHPHQWWR*HQHUDO
(OHFWULF6WDQGDUG$SSOLFDWLRQIRU5HDFWRU)XHO *(67$5,, GDWHG1RYHPEHU
$'$06$FFHVVLRQ1XPEHU0/$ SURSULHWDU\YHUVLRQ DQG0/$
QRQSURSULHWDU\YHUVLRQ
/HWWHU.+VXHK 15& WR-+HDG *1)$ )LQDO6DIHW\(YDOXDWLRQIRU$PHQGPHQW
WR*OREDO1XFOHDU)XHO+/-$PHULFDV7RSLFDO5HSRUW1('(3$86*HQHUDO
(OHFWULF6WDQGDUG$SSOLFDWLRQIRU5HDFWRU)XHODQGWKH866XSSOHPHQW &$&12
0) GDWHG0DUFK $'$06$FFHVVLRQ1XPEHU0/$ DQG
0/ $
/HWWHU%0RRUH *1)$ WR861XFOHDU5HJXODWRU\&RPPLVVLRQ$GPLQLVWUDWLYH
$PHQGPHQW WR1('(3$*HQHUDO(OHFWULF6WDQGDUG$SSOLFDWLRQIRU
5HDFWRU)XHO *(67$5,, GDWHG2FWREHU $'$06$FFHVVLRQ1XPEHU
0/$
RI
$77$&+0(17
5HVSRQVHWR15&5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
/HWWHU'0RUH\ 15& WR0&DWWV *1)$ )LQDO6DIHW\(YDOXDWLRQIRU1('&3
6XSSOHPHQW+/-$SSOLFDELOLW\RI*(0HWKRGVWR([SDQGHG2SHUDWLQJ'RPDLQV+/-
6XSSOHPHQWIRU*1))XHO (3,' /723 GDWHG0DUFK
0/ $ SURSULHWDU\YHUVLRQ DQG0/ $ QRQSURSULHWDU\YHUVLRQ
/HWWHU'0RUH\ 15& WR0&DWWV *1)$ )LQDO6DIHW\(YDOXDWLRQIRU3URSRVHG
³$GPLQLVWUDWLYH$PHQGPHQW WR1('(3$µ*HQHUDO(OHFWULF6WDQGDUG
$SSOLFDWLRQIRU5HDFWRU)XHO *(67$5,, ¶' (3,'/723 GDWHG6HSWHPEHU
$'$06$FFHVVLRQ1XPEHU0/ $
/HWWHU)/1$/LQJHQIHOWHU *1)$ WR861XFOHDU5HJXODWRU\&RPPLVVLRQ
³*1)$GYDQWDJH*HQHULF&RPSOLDQFHZLWK1('(3$ *(67$5,, 1('&
30DUFKDQG*(;/&RUUHODWLRQIRU*1))XHO1('( 30DUFK
'GDWHG0DUFK $'$06$FFHVVLRQ1XPEHU0/ SURSULHWDU\
YHUVLRQ DQG0/0/ QRQSURSULHWDU\YHUVLRQ
*(/LFHQVLQJ7RSLFDO5HSRUW1('(3$*HQHUDO(OHFWULF6WDQGDUG$SSOLFDWLRQ
IRU5HDFWRU)XHO *(67$5,,0DLQ 5HYLVLRQGDWHG1RYHPEHU $'$06
$FFHVVLRQ1XPEHU0/$ 0/$ SURSULHWDU\YHUVLRQ DQG
0/$ QRQSURSULHWDU\YHUVLRQ
/HWWHU0)1 65LFKDUGV 15& WR*:DWIRUG *( ³$PHQGPHQWWR*(
/LFHQVLQJ7RSLFDO5HSRUW1('(3$*(67$5,,,PSOHPHQWLQJ,PSURYHG*(
6WHDG\6WDWH0HWKRGV 7$&1R0$ 'GDWHG1RYHPEHU $'$06
$FFHVVLRQ1XPEHU0/
RI
$77$&+0(17
- OREDO1XFOHDU)XHOV$PHULFDV//&&)5 $IILGDYLWIRU:LWKKROGLQJ
Global Nuclear Fuel - Americas, LLC AFFIDAVIT I, Kent Halac, state as follows:
(1) I am the Senior Engineer, Global Nuclear Fuel - Americas, LLC (GNF-A), and have been delegated the function of reviewing the information described in paragraph (2) which is sought to be withheld, and have been authorized to apply for its withholding.
(2) The information sought to be withheld is contained in the letter from K. Lueshen (Constellation Energy Generation, LLC) to the Nuclear Regulatory Commission, RS-22-083, Response to Request for Additional Information Related to the License Amendment Request to Change New Fuel Storage Vault and Spent Fuel Storage Pool Criticality Methodologies, with Proposed Changes to Technical Specifications 4.3.1 and 5.6.5, dated June 2022. GNF-A proprietary information in RS-22-083 is identified by a dotted underline inside double square brackets. ((This sentence is an example {3})). GNF-A proprietary information in figures and large objects is identified by double square brackets before and after the object. In each case, the superscript notation {3} refers to Paragraph (3) of this affidavit, which provides the basis for the proprietary determination.
(3) In making this application for withholding of proprietary information of which it is the owner or licensee, GNF-A relies upon the exemption from disclosure set forth in the Freedom of Information Act (FOIA), 5 U.S.C. §552(b)(4), and the Trade Secrets Act, 18 U.S.C. §1905, and NRC regulations 10 CFR 9.17(a)(4), and 2.390(a)(4) for trade secrets (Exemption 4). The material for which exemption from disclosure is here sought also qualifies under the narrower definition of trade secret, within the meanings assigned to those terms for purposes of FOIA Exemption 4 in, respectively, Critical Mass Energy Project v. Nuclear Regulatory Commission, 975 F.2d 871 (D.C. Cir. 1992), and Public Citizen Health Research Group v. FDA, 704 F.2d 1280 (D.C. Cir. 1983).
(4) The information sought to be withheld is considered to be proprietary for the reasons set forth in paragraphs (4)a and (4)b. Some examples of categories of information that fit into the definition of proprietary information are:
- a. Information that discloses a process, method, or apparatus, including supporting data and analyses, where prevention of its use by GNF-A's competitors without a license from GNF-A constitutes a competitive economic advantage over other companies;
- b. Information that, if used by a competitor, would reduce its expenditure of resources or improve its competitive position in the design, manufacture, shipment, installation, assurance of quality, or licensing of a similar product;
- c. Information that reveals aspects of past, present, or future GNF-A customer-funded development plans and programs, resulting in potential products to GNF-A; RS-22-083 Affidavit Page 1 of 3
Global Nuclear Fuel - Americas, LLC
- d. Information that discloses trade secret or potentially patentable subject matter for which it may be desirable to obtain patent protection.
(5) To address 10 CFR 2.390(b)(4), the information sought to be withheld is being submitted to NRC in confidence. The information is of a sort customarily held in confidence by GNF-A and is in fact so held. The information sought to be withheld has, to the best of my knowledge and belief, consistently been held in confidence by GNF-A, not been disclosed publicly, and not been made available in public sources. All disclosures to third parties, including any required transmittals to the NRC, have been made, or must be made, pursuant to regulatory provisions for proprietary or confidentiality agreements or both that provide for maintaining the information in confidence. The initial designation of this information as proprietary information, and the subsequent steps taken to prevent its unauthorized disclosure, are as set forth in the following paragraphs (6) and (7).
(6) Initial approval of proprietary treatment of a document is made by the manager of the originating component, who is the person most likely to be acquainted with the value and sensitivity of the information in relation to industry knowledge, or who is the person most likely to be subject to the terms under which it was licensed to GNF-A.
(7) The procedure for approval of external release of such a document typically requires review by the staff manager, project manager, principal scientist, or other equivalent authority for technical content, competitive effect, and determination of the accuracy of the proprietary designation. Disclosures outside GNF-A are limited to regulatory bodies, customers, and potential customers, and their agents, suppliers, and licensees, and others with a legitimate need for the information, and then only in accordance with appropriate regulatory provisions or proprietary and/or confidentiality agreements.
(8) The information identified in paragraph (2) is classified as proprietary because it contains the detailed GNF-A methodology for fuel analyses for the GNF-A Boiling Water Reactor (BWR). These methods, techniques, and data along with their application to the design, modification, and analyses associated with the fuel analyses were achieved at a significant cost to GNF-A.
The development of the evaluation processes along with the interpretation and application of the analytical results is derived from the extensive experience databases that constitute a major GNF-A asset.
(9) Public disclosure of the information sought to be withheld is likely to cause substantial harm to GNF-A's competitive position and foreclose or reduce the availability of profit-making opportunities. The information is part of GNF-A's comprehensive BWR safety and technology base, and its commercial value extends beyond the original development cost.
The value of the technology base goes beyond the extensive physical database and RS-22-083 Affidavit Page 2 of 3
Global Nuclear Fuel - Americas, LLC analytical methodology and includes development of the expertise to determine and apply the appropriate evaluation process. In addition, the technology base includes the value derived from providing analyses done with NRC-approved methods.
The research, development, engineering, analytical and NRC review costs comprise a substantial investment of time and money by GNF-A. The precise value of the expertise to devise an evaluation process and apply the correct analytical methodology is difficult to quantify, but it clearly is substantial. GNF-A's competitive advantage will be lost if its competitors are able to use the results of the GNF-A experience to normalize or verify their own process or if they are able to claim an equivalent understanding by demonstrating that they can arrive at the same or similar conclusions.
The value of this information to GNF-A would be lost if the information were disclosed to the public. Making such information available to competitors without there having been required to undertake a similar expenditure of resources would unfairly provide competitors with a windfall and deprive GNF-A of the opportunity to exercise its competitive advantage to seek an adequate return on its large investment in developing and obtaining these very valuable analytical tools.
I declare under penalty of perjury that the foregoing is true and correct.
Executed on this 16th day of June 2022.
Kent Halac Senior Engineer, Regulatory Affairs Global Nuclear Fuels - Americas, LLC 3901 Castle Hayne Road Wilmington, NC 28401 Kent.Halac@ge.com RS-22-083 Affidavit Page 3 of 3
