Information Notice 1995-45, American Power Service Falsification of American Society for Nondestructive Testing Certificates
UNITED STATES
NUCLEAR REGULATORY COMMISSION
OFFICE OF NUCLEAR REACTOR REGULATION
WASHINGTON, D.C. 20555-0001
October 4, 1995
NRC INFORMATION NOTICE 95-45: AMERICAN POWER SERVICE FALSIFICATION OF
AMERICAN SOCIETY FOR NONDESTRUCTIVE TESTING
(ASNT) CERTIFICATES
Addressees
All holders of operating licenses or construction permits for nuclear power
reactors.
Purpose
The U.S. Nuclear Regulatory Commission (NRC) is issuing this information
notice to alert addressees that American Power Service (APS) of Georgetown, Massachusetts, has deliberately given falsified American Society for
Nondestructive Testing (ASNT) certificates to an NRC licensee in connection
with the procurement of commercial-grade services. It is expected that
recipients will review the information for applicability to their facilities
and consider actions, as appropriate, to avoid similar problems. However, suggestions contained in this information notice are not NRC requirements;
therefore, no specific action or written response is required.
Description of Circumstances
In response to information submitted by the Northeast Nuclear Energy Company
(NNECo), the NRC recently investigated APS, a vendor that provides commercial- grade services for the resurfacing of babbitt material on bearings. The NRC
determined that the president of APS deliberately and improperly falsified
ASNT certificates and gave them to NNECo.
Discussion
On March 4, 1994, NNECo advised the NRC by letter (Accession Number
9403150377) that on February 15, 1994, it had received apparently falsified
certificates from APS. NNECo had contracted with APS for commercial-grade
services in supplying rebabbitted bearings for a Millstone Unit No. 2 reactor
building closed cooling water system pump. Since APS did not have a NNECo
approved quality assurance program, the rebabbitted bearings were to be
dedicated and accepted under NNECo's quality assurance program. The
dedication process included ultrasonic examination which was to be performed
by NNECo as part of the receiving inspection.
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K)J IN 95-45
October 4, 1995
-~ During NNECo source inspection of APS, the APS president informed the NNECo
Quality Assessment Services (QAS) inspector that APS had developed in-house
ultrasonic testing capability and gave the inspector copies of what
appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners. Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question..
NNECo informed NRC of its findings in the March 4, 1994, letter, (Accession
Number 9403150377). The NRC Office of Investigations determined that the
president of APS deliberately and improperly falsified ASNT certificates and
gave them to NNECo.
NRC informed APS of its finding by letter dated
February 14, 1995 (Accession Number 9502160007).
Since APS was performing a commercial-grade service and since the acceptance
of the bearings was based on ultrasonic testing performed by NNECo, the
integrity of the bearings was not compromised and NNECo was able to justify
their use in the intended application.
This information notice requires no specific action or written response.
If
you have any questions about the information in this notice, please contact
the technical contact listed below or the appropriate Office of Nuclear
Reactor Regulation (NRR) project manager.
enn Ms.
Crutchfiel
Director
Division of Reactor Program Management
Office of Nuclear Reactor Regulation
Technical contact: Uldis Potapovs
(301) 415-2959 Attachment:
List of Recently Issued NRC Information Notices
k.Jchment
October 4, 1995 LIST OF RECENTLY ISSUED
NRC INFORMATION NOTICES
Information
Date of
Notice No.
Subject
Issuance
Issued to
95-44
95-43
95-42
95-41
95-40
95-39
95-38
95-37
95-36
Ensuring Compatible Use of
Drive Cables Incorporating
Industrial Nuclear Company
Ball-Type Male Connectors
Failure of the Bolt-Locking
Device on the Reactor
Coolant Pump Turning Vane
Commission Decision on the
Resolution of Generic
Issue 23, "Reactor Coolant
Pump Seal Failure'
Degradation of Ventilation
System Charcoal Resulting
from Chemical Cleaning of
Steam Generators
Supplemental Information
- Circumferential Cracking
of Steam Generator Tubes"
Brachytherapy Incidents
Involving Treatment
Planning Errors
Degradation of Boraflex
Neutron Absorber in
Spent Fuel Storage Racks
Inadequate Offsite Power
System Voltages during
Design-Basis Events
Potential Problems with
Post-Fire Emergency
Lighting
09/25/95
09/28/95
09/22/95
09/22/95
09/20/95
09/19/95
09/08/95
09/07/95
08/29/95 All Radiography Licensees.
All holders of OLs or CPs
for nuclear power reactors
designed by Westinghouse
Electric Corporation (W).
All holders of OLs or CPs
for nuclear power reactors.
All holders of OLs or CPs
for nuclear power reactors.
All holders of OLs or CPs
for nuclear power reactors.
All U.S. Nuclear Regulatory
Commission Medical
Licensees.
All holders of OLs or CPs
for nuclear power reactors.
All holders of OLs or CPs
for nuclear power reactors.
All holders of OLs or CPs
for nuclear power reactors.
OL - Operating License
CP = Construction Permit
s'<-"
IN 95-45 October 4, 1995 During NNECo source inspection of APS, the APS president informed the NNECo
Quality Assessment Services (QAS) inspector that APS had developed in-house
ultrasonic testing capability and gave the inspector copies of what
appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners. Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question.
NNECo informed NRC of its findings in the March 4, 1994, letter, (Accession
Number 9403150377). The NRC Office of Investigations determined that the
president of APS deliberately and improperly falsified ASNT certificates and
gave them to NNECo.
NRC informed APS of its finding by letter dated
February 14, 1995 (Accession Number 9502160007).
Since APS was performing a commercial-grade service and since the acceptance
of the bearings was based on ultrasonic testing performed by NNECo, the
integrity of the bearings was not compromised and NNECo was able to justify
their use in the intended application.
This information notice requires no specific action or written response. If
you have any questions about the information in this notice, please contact
the technical contact listed below or the appropriate Office of Nuclear
Reactor Regulation (NRR) project manager.
orig /s/'d by DMCrutchfield
Dennis M. Crutchfield, Director
Division of Reactor Program Management
Office of Nuclear Reactor Regulation
Technical contact:
Uldis Potapovs
(301) 415-2959 Attachment:
List of Recently Issued NRC Information Notices
DOCUMENT NAME:
95-45.IN
See previous concurrence
....To receive a copy of this document, hndlcate In the box: 'C' - Copy without attachment/enclosure
'E' = Copy with attachment/enclosure
AND
No copy
.
OFFICE
- ECB:DOPS
E *
- U
B
- OGC
E *01
- TSIB:DOTS
INAME
TGreene
Tech Ed
SLewis
AGallow
UPotapovs
DATE
5/18/95
5/04/95
95
5/31/95
5/31/95 OFFICE
C/TSIB:DOTS
[D/DOTSI*C/OECB:DOPS
- PECB:DRPM
- C/PECB:DRPM
lNAME
RGallo
RSpessard
RDennig
RKiessel
AChaffee
DATE
6/01/95
6/01/96/02/95
09/14/95
09/20/95 OFFICE [D/DAN4 ZL
Il
NAME
DCr cjfield
DATE
/
/, t/95 I
UrILILAL KtLUKU LUrT
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IN 95-XX
September xx, 1995 During NNECo source inspection of APS, the APS president informed the NNECo
Quality Assessment Services (QAS) inspector that APS had developed in-house
ultrasonic testing capability and gave the inspector copies of what
appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners. Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question.
NNECo informed NRC of its findings in the March 4, 1994, letter, (Accession
Number 9403150377). The NRC Office of Investigations determined that the
president of APS deliberately and improperly falsified ASNT certificates and
gave them to NNECo. NRC informed APS of its finding by letter dated February
14, 1995 (Accession Number 9502160007).
Since APS was performing a commercial-grade service and since the acceptance
of the bearings was based on ultrasonic testing performed by NNECo, the
integrity of the bearings was not compromised and NNECo was able to Justify
their use in the intended application.
This information notice requires no specific action or written response. If
you have any questions about the information in this notice, please contact
the technical contact listed below or the appropriate Office of Nuclear
Reactor Regulation (NRR) project manager.
Dennis M. Crutchfield, Director
Division of Reactor Program Management
Office of Nuclear Reactor Regulation
Technical contact: Uldis Potapovs
(301) 415-2959 Attachment:
List of Recently Issued NRC Information Notices
DOCUMENT NAME: S:\\DRPM SEC\\INFAL1.APS
See previous concurrence
To Acove a mopy f thWe
documwit. Inkate In the box: 'C'
- Copy without atchzont/encioe
'E = Copy with attachmentlencowu
N = Ho
opy
OFFICE
- ECB:DPS
E *ADM: PUB
l
II
- TSIB:DOTS
NAME
TGreene
Tech Ed
SLewis
AGallow
UPotapovs
DATE
5/18/95
5/04/95
5/24/9 5
5/31/95
5/31/95 OFFICE
- C/TSIB:DOTS
- D/DOTS
l
- C/OECB:DOPS I [*PECB:DRPM
C/P
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NAME
RGallo
RSpessard
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DATE
6/95 6/
0
1/1/95
6/02/95
09/14/95 I9 42U/95 OFFICE
/DRPM
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NAME
DCrutchfield
DATE
I
/95
-. L
OFFICIAL RECORD COPY
K>
IN 95-XX
September xx, 1995 During NNECo source inspection of APS, the APS president informed the NNECo
Quality Assessment Services (QAS) inspector that APS had developed in-house
ultrasonic testing capability and gave the inspector copies of what
appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners.
Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question.
NNECo informed the NRC of its findings by letter dated March 4, 1994 (Accession Number 9403150377).
The NRC Office of Investigations determined
that the president of APS deliberately and improperly falsified ASNT
certificates and gave them to NNECo. The NRC informed APS of its finding by
letter dated February 14, 1995 (Accession Number 9502160007).
Since APS was performing a commercial-grade service and since the acceptance
of the bearings was based on ultrasonic testing performed by NNECo, the
integrity of the bearings was not compromised and NNECo was able to justify
their use in the intended application.
This information notice requires no specific action or written response. If
you have any questions about the information in this notice, please contact
the technical contact listed below or the appropriate Office of Nuclear
Reactor Regulation (NRR) project manager.
Dennis M. Crutchfield, Director
Division of Reactor Program Management
Office of Nuclear Reactor Regulation
Technical contact:
Uldis Potapovs
(301) 415-2959 Attachment:
List of Recently Issued NRC Information Notices
DOCUMENT NAME: G:\\TAG\\INFAL1.APS
See previous concurrence
To receive a copy of this document, Indicate In the box: 'C' - Copy without attachmentlenloisure
'E" a Copy with attachmentlenclosure
'N' - No copy
.1 OFFICE
- ECB:DOPS
E *ADM: PUB
I
- OGC
- OIiIii
- TSIB:DOTS l
NAME
TGreene
Tech Ed
SLewis
AGallow
UPotapovs
DATE
5/18/95
5/04/95
5/24/95
5/31/95
5/31/95 OFFICE
- C/TSIB:DOTS
IlI/DOT S*C/OECB:DOPS
C/PECB:DRPM
NAME
RGallo
RSpessard
RDennig
RKiess~el
ALA
Chaffee
DATE
1 /01/95
6
/0j56/02/95
/ /95
"5s
l
OFFICE
D/DRPM
NAME
DCrutchfield
OFFICIAL RECORD COPY
IN 95-XX
June xx, 1995 During NNECo source Inspection of APS, the APS president informed the NNECO
Quality Assessment Services (QAS) inspector that APS had developed in-house
ultrasonic testing capability and gave the inspector copies of what
appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners. Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question.
NNECo informed the NRC of its findings by letter dated February 15, 1994. The
NRC Office of Investigations determined that the president of APS deliberately
and improperly falsified ASNT certificates and gave them to NNECo.
Since APS was performing a commercial-grade service and since the acceptance
of the bearings was based on ultrasonic testing performed by NNECo, the
integrity of the bearings was not compromised and NNECo was able to justify
their use in the intended application.
This information notice requires no specific action or written response. If
you have any questions about the information in this notice, please contact
the technical contact listed below or the appropriate Office of Nuclear
Reactor Regulation (NRR) project manager.
Brian K. Grimes, Director
Division of Project Support
Office of Nuclear Reactor Regulation
Technical contact:
Uldis Potapovs
(301) 415-2959 Attachment:
List of Recently Issued NRC Information Notices
DOCUMENT NAME:
G:\\TAG\\INFALI.APS
See previous concurrence
He
- s
u
-F1 -
onnw
vAth attachmentlenclosure
'N'
-
No copy
To receive a copy *1 VMS socumnm uaacru -
me
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- ECB:DOPS
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TGreene
Tech Ed
SLewis
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DATE
5/18/95
5/04/95
5/24/95 I*'I-9/
/95 I./i95 OFFICE .ATSDOP,
C
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C/OECB:DOPS
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OFFICE
D/
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NAME
BGrimes
I
DATE
j
/95 l
,__
_
_OFFICIAL
RECORD COPY
K>
IN 95-XX
June xx, 1995 During NNECo source inspectio of APS, the APS president informed the NNECo
Quality Assessment Services (QAS) inspector that APS had developed in-house
ultrasonic testing capability and gave the inspector copies of what
appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners. Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question.
The NRC investigation substantiated the information provided by NNECo.
The
investigation determined that the president of APS deliberately and improperly
falsified ASNT certificates and gave them to NNECo.
Since APS was performing a commercial-grade service and since the acceptance
of the bearings was based on ultrasonic testing performed by NNECo, the
integrity of the bearings was not compromised and NNECo was able to justify
their use in the intended application.
This information notice requires no specific action or written response. If
you have any questions about the information in this notice, please contact
technical contact listed below or the appropriate Office of Nuclear Reactor
Regulation (NRR) project manager.
Brian K. Grimes, Director
Division of Project Support
Office of Nuclear Reactor Regulation
Technical contact:
Uldis Potapovs
(301) 504-2559 Attachment:
List of Recently Issued NRC Information Notices
DOCUMENT NAME: G:\\TAG\\INFALI.APS
\\ 1 a%'
y%
See previous concurrence
i o
wtNf
To receive a copy of this document, Indicate In the box: 'C'
- Copy without attachment/enclosure
AND
No copy
- -
-
i11 OFFICE
OECB:DOPS
_
PLig
OLCJvI
TSIB:DOTS
l
NAME
TGreene 0
Tech
Ed
SLewis
AGallow
UPotapovs
DATE
S //y/95
5/04/95 lr/ 2y/95
/ /95
/ /95 OFFICE
C/TSIB:DOTS
l
D/OSl
SC/OECB:DOPS
OECB:DOPS
C/OECB:DOPS
L
NAME
RGallo
RSpessard
RDennig
RKiessel
AChaffee
DATE
I
/95
/
/95 I
/95
/95 OFFICE l/ lOllS
NAME
BGrimes
DATE
I
/95 I
OFFICIAL RECORD COPY
4 IN 95-XX
May xx, 1995 appeared to be ASNT certificates identifying three of the company's employees
as ultrasonic testing inspectors or examiners. Upon observing that the
certificates had identical serial numbers, the NNECo QAS inspector contacted
ASNT and learned that ASNT had not issued the certificates in question.
The NRC investigation substantiated the information provided by NNECo.
The
investigation determined that the President of APS and two APS employees
deliberately and improperly provided false ASNT certificates to NNECo.
Since APS was providing a commercial grade service and the acceptance of the
bearings was based on ultrasonic testing performed by NNECo, the integrity of
the bearings was not compromised and NNECo was able to justify their use in
the intended application.
This information notice requires no specific action or written response. If
you have any questions about the information in this notice, please contact
one of the technical contacts listed below or the appropriate Office of
Nuclear Reactor Regulation (NRR) project manager.
Brian K. Grimes, Director
Division of Project Support
Office of Nuclear Reactor Regulation
Technical contact:
Uldis Potapovs
(301) 504-2559 Attachment:
List of Recently Issued NRC Information Notices
DOCUMENT NAME:
G:\\TAG\\INFAL.APS
To receive a copy of thi
document, xdicate
In the box: C" - Copy wihout attachmontlemncbsure E - Copy with aldwent/emcosure NW
No copy
OFFICE
TSIB:DOTS
I
OECB:DOPS
ADM:PUB
I
SC/OECB:DOPS
C/TSIB:DOTS I
NAME
UPotapovs
TGreene
Tech Ed RSaorLao RDennig
RGallo
DATE
j
/ /95
9
5
/95
1
/4 /9
/
9
/
/95 OFFICE
D/DOTS
I-OC:OS
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COC:OSI
0DP
NAME
jRSpessard
RKiessel
AChaffee
BGrimes
DATE
/
/9
1
95
/
5
/95 OFFICIAL RECORD COPY