ML053560119: Difference between revisions
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{{#Wiki_filter:January 4, | {{#Wiki_filter:January 4, 2006 | ||
Under 10 CFR 2.390(a)]SUBJECT:ORDER (EFFECTIVE IMMEDIATELY) PROHIBITING INVOLVEMENT IN NRC-LICENSED ACTIVITIES (NRC SPECIAL INSPECTION REPORT NO. 50-346/2002-08(DRS)) (NRC INVESTIGATION REPORT NO. 3-2002-006)Dear Mr. Goyal:The enclosed Order Prohibiting Involvement in U.S. Nuclear Regulatory Commission (NRC)Licensed Activities (Order) is being issued because you engaged in deliberate misconduct as | IA-05-055 | ||
defined in 10 CFR 50.5, | Prasoon Goyal | ||
inaccurate information. | [Home Address Deleted | ||
October 17, 2001, supplemental response to NRC Bulletin 2001-001, | Under 10 CFR 2.390(a)] | ||
U.S. Department of Justice (DOJ) for its review.The OI investigation report documented that you concurred in the | SUBJECT: ORDER (EFFECTIVE IMMEDIATELY) PROHIBITING INVOLVEMENT IN | ||
management and staff regarding the completeness and accuracy of | NRC-LICENSED ACTIVITIES (NRC SPECIAL INSPECTION REPORT | ||
regard to the | NO. 50-346/2002-08(DRS)) (NRC INVESTIGATION REPORT NO. 3-2002-006) | ||
Dear Mr. Goyal: | |||
The enclosed Order Prohibiting Involvement in U.S. Nuclear Regulatory Commission (NRC) | |||
Licensed Activities (Order) is being issued because you engaged in deliberate misconduct as | |||
defined in 10 CFR 50.5, Deliberate Misconduct, by deliberately providing incomplete and | |||
inaccurate information. The incomplete and inaccurate information concerned the licensees | |||
October 17, 2001, supplemental response to NRC Bulletin 2001-001, Circumferential Cracking | |||
of Reactor Pressure Vessel Head Penetration Nozzles. | |||
The matter was investigated by the NRCs Office of Investigations (OI) and the results were | |||
documented in OI Report No. 3-2002-006. The OI investigation results were provided to the | |||
U.S. Department of Justice (DOJ) for its review. | |||
The OI investigation report documented that you concurred in the licensees September 4, | |||
2001, and October 17, 2001, responses to the Bulletin. Prior to the licensees issuance of its | |||
September 4, 2001, response to Bulletin 2001-001, you expressed concerns to FENOC | |||
management and staff regarding the completeness and accuracy of licensees response with | |||
regard to the licensees past and future ability to conduct a complete inspection of the reactor | |||
pressure vessel head due to equipment limitations and physical impediments. However, the OI | |||
investigation did not find that you expressed concerns regarding the incomplete and inaccurate | investigation did not find that you expressed concerns regarding the incomplete and inaccurate | ||
characterization in the October 17, 2001, supplemental response to the Bulletin with regard to | characterization in the October 17, 2001, supplemental response to the Bulletin with regard to | ||
the 1996 reactor pressure vessel head inspection and cleaning, an effort that you conducted. Your actions caused the licensee to be in violation of 10 CFR 50.9, | the 1996 reactor pressure vessel head inspection and cleaning, an effort that you conducted. | ||
Accuracy of Information, | Your actions caused the licensee to be in violation of 10 CFR 50.9, Completeness and | ||
determined an Order prohibiting your involvement in NRC-licensed activities for a period of | Accuracy of Information, and caused you to be in violation of 10 CFR 50.5. Therefore, we | ||
this Order within twenty (20) days of the date of this Order. | determined an Order prohibiting your involvement in NRC-licensed activities for a period of one | ||
P. Goyal-2-hearing. | year was appropriate. | ||
answer the Order, when good cause is shown. | The enclosed Order prohibits your involvement in all NRC-licensed activities for a period of one | ||
cease your involvement in NRC-licensed activities, if you are involved with an NRC licensee | year effective immediately. In accordance with 10 CFR 2.202 you must submit an answer to | ||
this Order within twenty (20) days of the date of this Order. Your answer may request a | |||
P. Goyal -2- | |||
hearing. However, since this enforcement action is being proposed prior to the DOJ completing | |||
its review of the OI investigation results, consideration may be given to extending your time to | |||
answer the Order, when good cause is shown. The Order also requires you to immediately | |||
cease your involvement in NRC-licensed activities, if you are involved with an NRC licensee on | |||
the date of the Order, to provide a copy of the Order to the NRC licensee, and to inform the | |||
NRC of the name, address, and telephone number of that licensee at that time. Additionally, for | |||
a period of one year, after the one-year period of prohibition has expired, you are required, | |||
within 20 days of your acceptance of your first employment offer involving NRC-licensed | within 20 days of your acceptance of your first employment offer involving NRC-licensed | ||
activities or becoming involved in NRC-licensed activities, to provide notice to the Director, | activities or becoming involved in NRC-licensed activities, to provide notice to the Director, | ||
Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, of the | Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, of the | ||
name, address, and telephone number of the employer or the entity where you are, or will be,involved in the NRC-licensed activities.Pursuant to Section 223 of the Atomic Energy Act of 1954, as amended, any person | name, address, and telephone number of the employer or the entity where you are, or will be, | ||
subject to criminal prosecution as set forth in that section. | involved in the NRC-licensed activities. | ||
subject the person to civil monetary penalty. A copy of this letter and its enclosure is being sent to FENOC, the operator of Davis-Besse. | Pursuant to Section 223 of the Atomic Energy Act of 1954, as amended, any person who | ||
Questions concerning this Order should be addressed to Michael R. Johnson, Director, | willfully violates, attempts to violate, or conspires to violate, any provision of this Order shall be | ||
subject to criminal prosecution as set forth in that section. Violation of this Order may also | |||
subject the person to civil monetary penalty. | |||
A copy of this letter and its enclosure is being sent to FENOC, the operator of Davis-Besse. | |||
Questions concerning this Order should be addressed to Michael R. Johnson, Director, Office | |||
of Enforcement, who can be reached at (301) 415-2741. | |||
This letter will be maintained by the Office of Enforcement in an NRC Privacy Act system of | |||
records, NRC-3, Enforcement Actions Against Individuals. The NRC-3 system notice, which | |||
provides detailed information about this system of records, can be accessed from our Web site | |||
at http://www.nrc.gov/reading-rm/foia/privacy-systems.html. | at http://www.nrc.gov/reading-rm/foia/privacy-systems.html. | ||
In accordance with 10 CFR 2.390 of the NRC's "Rules of Practice," a copy of this letter, its | |||
the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. | enclosure, and your response will be made available electronically for public inspection in the | ||
that it can be made available to the public without redaction. | NRC Public Document Room or from the NRCs document system (ADAMS), accessible from | ||
the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your | |||
response should not include any personal privacy, proprietary, or safeguards information so | |||
that it can be made available to the public without redaction. If personal privacy or proprietary | |||
information is necessary to provide an acceptable response, then please provide a bracketed | information is necessary to provide an acceptable response, then please provide a bracketed | ||
copy of your response that identifies the information that should be protected and a | copy of your response that identifies the information that should be protected and a redacted | ||
material, you must specifically identify the portions of your response that you seek to | copy of your response that deletes such information. If you request withholding of such | ||
disclosure of information will create an unwarranted invasion of personal privacy or provide | material, you must specifically identify the portions of your response that you seek to have | ||
commercial or financial information). | withheld and provide in detail the bases for your claim of withholding (e.g., explain why the | ||
acceptable response, please provide the level of protection described in 10 CFR 73.21. | disclosure of information will create an unwarranted invasion of personal privacy or provide the | ||
P. Goyal-3-The NRC also includes significant enforcement actions on its Web site at www.nrc.gov; | information required by 10 CFR 2.390(b) to support a request for withholding confidential | ||
commercial or financial information). If safeguards information is necessary to provide an | |||
acceptable response, please provide the level of protection described in 10 CFR 73.21. | |||
Office of the Executive Director for | |||
cc w/encl:Gary Leidich, President, FENOC | P. Goyal -3- | ||
P. Goyal-3-The NRC also includes significant enforcement actions on its Web site at www.nrc.gov; | The NRC also includes significant enforcement actions on its Web site at www.nrc.gov; select | ||
What We Do, Enforcement, then Significant Enforcement Actions. | |||
cc w/encl:Gary Leidich, President, | Sincerely, | ||
/RA/ | |||
Martin J. Virgilio | |||
Deputy Executive Director for Materials, | |||
P. Goyal-4-DISTRIBUTION: | Research, State, and Compliance Programs | ||
Office of the Executive Director for Operations | |||
Enclosure: As Stated | |||
cc w/encl: Gary Leidich, President, FENOC | |||
P. Goyal -3- | |||
The NRC also includes significant enforcement actions on its Web site at www.nrc.gov; select | |||
What We Do, Enforcement, then Significant Enforcement Actions. | |||
Sincerely, | |||
/RA/ | |||
Martin J. Virgilio | |||
Deputy Executive Director for Materials, | |||
Research, State, and Compliance Programs | |||
Office of the Executive Director for Operations | |||
Enclosure: As Stated | |||
cc w/encl: Gary Leidich, President, FENOC | |||
ML053560119 | |||
OFC OE RIII:DRA OGC | |||
NAME DStarkey GGrant LChandler (SBrock for) | |||
DATE 12/21/05 12/15/05 12/20/05 | |||
OFC OE:DD OE:D DEDMRS | |||
NAME JLuehman MJohnson MVirgilio | |||
DATE 12/21/05 12/23/05 12/29/05 | |||
P. Goyal -4- | |||
DISTRIBUTION: | |||
ADAMS (PARS) | |||
SECY | |||
OCA | |||
L. Reyes, EDO | |||
W. Kane, DEDR | |||
M. Johnson, OE | M. Johnson, OE | ||
J. Luehman, OE | J. Luehman, OE | ||
Line 79: | Line 146: | ||
D. Holody, Enforcement Coordinator, RI | D. Holody, Enforcement Coordinator, RI | ||
C. Evans, Enforcement Coordinator, RII | C. Evans, Enforcement Coordinator, RII | ||
K. | K. OBrien, Enforcement Coordinator, RIII | ||
K. Fuller, Enforcement Coordinator, RIV | K. Fuller, Enforcement Coordinator, RIV | ||
F. Bonnett, Enforcement Coordinator, NRR | F. Bonnett, Enforcement Coordinator, NRR | ||
Resident Inspector | Resident Inspector | ||
Line 88: | Line 155: | ||
J. Schlueter, OSTP | J. Schlueter, OSTP | ||
R. Paul, RIII:OI | R. Paul, RIII:OI | ||
J. Ulie, RIII: | J. Ulie, RIII:OI | ||
M. Janicki, RIII:OI | |||
J. Gavula, RIII | J. Gavula, RIII | ||
N. Hane, RIII: | N. Hane, RIII:OI | ||
C. Lipa, RIII | |||
C. Weil, RIII | C. Weil, RIII | ||
K. Lambert, RIII | K. Lambert, RIII | ||
Line 99: | Line 168: | ||
OEWEB | OEWEB | ||
OEMAIL | OEMAIL | ||
OAC3 | |||
[7590-01-P]UNITED STATES OF | E:\Filenet\ML053560119.wpd | ||
)ORDER PROHIBITING INVOLVEMENT | |||
[7590-01-P] | |||
Nuclear Operating Company (FENOC or licensee). | UNITED STATES OF AMERICA | ||
which was issued by the Nuclear Regulatory Commission (NRC or Commission) | NUCLEAR REGULATORY COMMISSION | ||
In the Matter of ) | |||
accordance with the conditions specified therein. | ) IA-05-055 | ||
Prasoon Goyal ) | |||
NRC issued Bulletin 2001-001, | ) | ||
NRC requested | ORDER PROHIBITING INVOLVEMENT IN | ||
NRC-LICENSED ACTIVITIES | |||
(EFFECTIVE IMMEDIATELY) | |||
I | |||
Mr. Prasoon Goyal was previously employed, at times relevant to this Order, as a Senior | |||
Engineer at the Davis-Besse Nuclear Power Station (Davis-Besse) operated by FirstEnergy | |||
Nuclear Operating Company (FENOC or licensee). The licensee holds License No. NPF-3 | |||
which was issued by the Nuclear Regulatory Commission (NRC or Commission) pursuant to | |||
10 CFR Part 50 on April 22, 1977. The license authorizes the operation of Davis-Besse in | |||
accordance with the conditions specified therein. The facility is located on the licensee's site | |||
near Oak Harbor, Ohio. | |||
II | |||
On August 3, 2001, the NRC issued Bulletin 2001-001, Circumferential Cracking of Reactor | |||
Pressure Vessel Head Penetration Nozzles, (Bulletin). In the Bulletin, the NRC requested that | |||
all holders of operating licenses for pressurized water nuclear power reactors (PWR), including | |||
FENOC for the Davis-Besse facility, provide information to the NRC relating to the structural | FENOC for the Davis-Besse facility, provide information to the NRC relating to the structural | ||
integrity of the reactor pressure vessel (RPV) head penetration nozzles at their respective | integrity of the reactor pressure vessel (RPV) head penetration nozzles at their respective | ||
facilities. | facilities. The information requested from the licensees included the extent of RPV head | ||
-2-penetration nozzle leakage and cracking that had been found to date, a description of | |||
for concluding that a | -2- | ||
applicable regulatory requirements. | penetration nozzle leakage and cracking that had been found to date, a description of the | ||
October and November of 2001 to provide clarifying information. | inspections and repairs undertaken to satisfy applicable regulatory requirements, and the basis | ||
for concluding that a licensees plans for future inspections would ensure compliance with | |||
applicable regulatory requirements. The NRC also required that all Bulletin addressees, | |||
including FENOC, submit a written response to the NRC in accordance with the provisions of | |||
10 CFR 50.54(f). That regulation provides, in part, that upon request of the NRC, an NRC- | |||
licensee must submit written statements, signed under oath or affirmation, to enable the NRC to | |||
determine whether the license should be modified, suspended, or revoked. | |||
On September 4, October 17, and October 30, 2001, the licensee provided written responses to | |||
the Bulletin. Additionally, the licensee met with the NRC staff on numerous occasions during | |||
October and November of 2001 to provide clarifying information. Based, in part, on the | |||
information provided by FENOC in its written responses to the Bulletin and during meetings with | information provided by FENOC in its written responses to the Bulletin and during meetings with | ||
the NRC staff, the NRC staff allowed the licensee to continue operation of the Davis- | the NRC staff, the NRC staff allowed the licensee to continue operation of the Davis-Besse | ||
facility until February 2002, rather than requiring FENOC to shut the unit down to perform | |||
inspections by December 31, 2001, as provided in the Bulletin. | |||
On February 16, 2002, FENOC shut down Davis-Besse for refueling and inspection of control | |||
rod drive mechanism (CRDM) RPV head penetration nozzles. Using ultrasonic testing, the | |||
licensee found cracks in three CRDM RPV head penetration nozzles and on March 6, 2002, the | |||
licensee discovered a cavity in the RPV head in the vicinity of CRDM Penetration Nozzle No. 3. | |||
The cavity measured approximately 5 to 7 inches long, 4 to 5 inches wide, and penetrated | |||
through the 6.63 inch-thick low-alloy steel portion of the RPV head, leaving the stainless steel | through the 6.63 inch-thick low-alloy steel portion of the RPV head, leaving the stainless steel | ||
cladding material (measuring 0.202 to 0.314 inches-thick) as the sole reactor coolant system | cladding material (measuring 0.202 to 0.314 inches-thick) as the sole reactor coolant system | ||
-3-(RCS) pressure boundary. | |||
ensure that the significant boric acid deposits on the RPV head were only a result of | -3- | ||
(RCS) pressure boundary. A smaller cavity was also found near CRDM Penetration Nozzle | |||
degradation of the RPV head. | No. 2. | ||
Inspection Report No. 50-346/2002-03, issued on May 3, 2002. | The licensee conducted a root cause evaluation and determined, contrary to the earlier | ||
was conducted from May 15 to August 9, 2002, and on October 2, 2002, the | information provided to the NRC, that the cavities were caused by boric acid from the RCS | ||
released through cracks in the CRDM RPV head penetration nozzles. The root cause | |||
violations associated with the RPV head degradation. | evaluation found that the licensee conducted limited cleaning and inspections of the RPV head | ||
Davis-Besse facility failed to provide complete and accurate information to the NRC in its | during the Twelfth Refueling Outage (12RFO) that ended on May 18, 2000. However, neither | ||
-4-September 4, October 17, and October 30, 2001, responses to the Bulletin and | the limited RPV head cleaning nor the resultant inspections during 12RFO were sufficient to | ||
The OI report (No. 3-2002-006) was issued on August 22, 2003. | ensure that the significant boric acid deposits on the RPV head were only a result of CRDM | ||
flange leakage, as supposed, and were not a result of RCS pressure boundary leakage. | |||
On March 6 and March 10, 2002, the licensee provided information to the NRC concerning the | |||
identification of a large cavity in the RPV head adjacent to CRDM Penetration Nozzle No. 3. | |||
The NRC conducted an Augmented Inspection Team (AIT) inspection at Davis-Besse from | |||
March 12 to April 5, 2002, to determine the facts and circumstances related to the significant | |||
degradation of the RPV head. The results of the AIT inspection were documented in NRC | |||
Inspection Report No. 50-346/2002-03, issued on May 3, 2002. A follow-up Special Inspection | |||
was conducted from May 15 to August 9, 2002, and on October 2, 2002, the NRC issued the | |||
AIT Follow-up Special Inspection Report No. 50-346/2002-08 documenting ten apparent | |||
violations associated with the RPV head degradation. | |||
On April 22, 2002, the NRC Office of Investigations (OI) initiated an investigation at Davis- | |||
Besse to determine, among other matters, whether FENOC and individual employees at the | |||
Davis-Besse facility failed to provide complete and accurate information to the NRC in its | |||
-4- | |||
September 4, October 17, and October 30, 2001, responses to the Bulletin and during | |||
numerous conference calls and meetings in violation of 10 CFR 50.9 and 10 CFR 50.5(a)(2). | |||
The OI report (No. 3-2002-006) was issued on August 22, 2003. A copy of the OI report was | |||
provided to the U. S. Department of Justice (DOJ), Office of the United States Attorney, | provided to the U. S. Department of Justice (DOJ), Office of the United States Attorney, | ||
Northern District of Ohio for review. | Northern District of Ohio for review. The matter remains under continued Federal investigation. | ||
Mr. Goyal, through the performance of his engineering duties, through his direct involvement in | |||
the licensees 1996 RPV head inspection and cleaning activities, and through oral and written | |||
communications with other FENOC employees was aware of the results of previous RPV head | communications with other FENOC employees was aware of the results of previous RPV head | ||
inspections.*Mr. Goyal was the engineer responsible for performing the 1996 reactor head | inspections. | ||
OI, Mr. Goyal stated that he could not see the top of the RPV head during 10RFO | * Mr. Goyal was the engineer responsible for performing the 1996 reactor head inspection | ||
RPV head. *Mr. Goyal wrote Potential Condition Adverse to Quality Report (PCAQR) 96- | during the Tenth Refueling Outage (10RFO). During a sworn, transcribed interview with | ||
mouseholes limited the extent of the inspection. | OI, Mr. Goyal stated that he could not see the top of the RPV head during 10RFO due | ||
leaking CRDM. | to the limited access through the mouseholes and the accumulation of boric acid on the | ||
-5- | RPV head. | ||
of the RV head performed through the mouseholes utilizing a video camera. The extent of the inspection was limited to approximately 50 to 60% of the | * Mr. Goyal wrote Potential Condition Adverse to Quality Report (PCAQR) 96-0551 | ||
head areas because of the restrictions imposed by the location and sized of | documenting that the accumulation of boric acid on the head and the size of the | ||
mouseholes. | mouseholes limited the extent of the inspection. Mr. Goyal documented in PCAQR | ||
scattered in various areas of head. | 96-0551, in part: | ||
estimate of the amount of boric acid deposit because of the deposit scatter | Since the boric acid deposits are not cleaned it is difficult to distinguish | ||
and limited inspection. | whether the deposits occurred because of the leaking flanges or the | ||
Davis- | leaking CRDM. | ||
transmitted to the NRC. | -5- | ||
-6-October 17, 2001, Mr. Goyal concurred as | This PCAQR is the quality document which recorded the boric acid deposit | ||
response to the Bulletin.Item 1.d of the Bulletin requested each pressurized water reactor (PWR) | on the RV head. The deposits were discovered during the visual inspection | ||
of the RV head performed through the mouseholes utilizing a video camera. | |||
The extent of the inspection was limited to approximately 50 to 60% of the | |||
head areas because of the restrictions imposed by the location and sized of | |||
mouseholes. The inspection showed varying sizes of boric acid mounds | |||
scattered in various areas of head. It is extremely difficult to develop an | |||
estimate of the amount of boric acid deposit because of the deposit scatter | |||
and limited inspection. | |||
* Mr. Goyal authored a White paper, distributed to other Davis-Besse staff on | |||
May 8, 1996, that discussed control rod drive nozzle cracking within the nuclear power | |||
industry. Mr. Goyal documented in the White paper, in part: | |||
All plants, except Davis-Besse and Arkansas Nuclear 1, have large access | |||
holes in the skirt area of the service structure to view/clean the entire head. | |||
Davis-Besses access is limited to about 50 percent of the head area. | |||
Several FENOC employees, including Mr. Prasoon Goyal, were responsible for the information | |||
provided to the NRC by FENOC in response to the Bulletin. | |||
III | |||
Prasoon Goyal was employed by FENOC as a senior engineer in the Design Basis Engineering | |||
organization at Davis-Besse at the time the responses to the Bulletin were developed and | |||
transmitted to the NRC. Mr. Goyal was a design engineer and the individual who reviewed the | |||
licensees 1996 inspection of the CRDM flanges, and conducted the licensees inspection of the | |||
RPV head and CRDM nozzles during 10RFO. | |||
Mr. Goyal reviewed the October 17, 2001 supplemental response to the bulletin. On | |||
-6- | |||
October 17, 2001, Mr. Goyal concurred as Design Basis Engrg - Mech [Design Basis | |||
Engineering - Mechanical] in the issuance of the licensees October 17, 2001 supplemental | |||
response to the Bulletin. | |||
Item 1.d of the Bulletin requested each pressurized water reactor (PWR) licensee, including | |||
FENOC for Davis-Besse, to provide a description of the RPV head penetration nozzles and | |||
RPV head inspection (including type, scope, qualification requirements, and acceptance | RPV head inspection (including type, scope, qualification requirements, and acceptance | ||
criteria) that were performed at PWRs in the 4 years preceding the date of the Bulletin, and | criteria) that were performed at PWRs in the 4 years preceding the date of the Bulletin, and the | ||
of any limitations (insulation or other impediments) to accessibility of the bare metal of the | findings resulting from the inspections. The licensees were requested to include a description | ||
of any limitations (insulation or other impediments) to accessibility of the bare metal of the RPV | |||
head for visual examinations. | |||
On September 4, 2001, FENOC submitted its written response to the Bulletin for Davis-Besse. | |||
On October 17, 2001, FENOC submitted a supplemental response to the Bulletin for | |||
Davis-Besse and included information not provided in the September 4, 2001, response with | Davis-Besse and included information not provided in the September 4, 2001, response with | ||
regard to RPV inspections and cleaning conducted during 10RFO. | regard to RPV inspections and cleaning conducted during 10RFO. Attachment 1 to the | ||
licensees October 17, 2001, supplemental response to the Bulletin stated under the section | |||
re-review of the video tapes obtained from that inspection. | entitled, Summary, in part: | ||
-7- | In May 1996, during a refueling outage, the RPV head was inspected. No | ||
leakage was identified, and these results have been recently verified by a | |||
May 23, 1998; and, 12RFO, conducted April 1 to May 28, 2000) consisted of | re-review of the video tapes obtained from that inspection. | ||
a whole head visual inspection of the RPV head in accordance with the | The October 17, 2001, supplemental response to the Bulletin also stated under the section | ||
DBNPS Boric Acid Control Program pursuant to Generic Letter 88-05, | entitled, Previous Inspection Results, in part: | ||
Acid Corrosion of Carbon Steel Reactor Pressure Boundary Components in | |||
PWR Plants. | -7- | ||
and included below insulation inspections of the RPV bare head such that | The inspections performed during the 10th, 11th, and 12th Refueling Outage | ||
the Control Rod Drive Mechanism (CRDM) nozzle penetrations | (10RFO, conducted April 8 to June 2, 1996; 11RFO, conducted April 10, to | ||
69 nozzles were viewed, and during 12RFO, 45 of 69 nozzles were viewed. | May 23, 1998; and, 12RFO, conducted April 1 to May 28, 2000) consisted of | ||
the same table stated, in part: | a whole head visual inspection of the RPV head in accordance with the | ||
not be correlated. | DBNPS Boric Acid Control Program pursuant to Generic Letter 88-05, Boric | ||
drive mechanism flanges noted in the response. | Acid Corrosion of Carbon Steel Reactor Pressure Boundary Components in | ||
PWR Plants. The visual inspections were conducted by remote camera | |||
and included below insulation inspections of the RPV bare head such that | |||
the Control Rod Drive Mechanism (CRDM) nozzle penetrations were | |||
viewed. During 10RFO, 65 of 69 nozzles were viewed, during 11RFO, 50 of | |||
69 nozzles were viewed, and during 12RFO, 45 of 69 nozzles were viewed. | |||
Information included under Column 6 of Attachment 2 of the licensees October 17, 2001, | |||
supplemental response stated, in part, that 24 nozzles have a flange leak evident. Note 1 on | |||
the same table stated, in part: | |||
In 1996 during 10 RFO, the entire RPV head was inspected. Since the | |||
video was void of head orientation narration, each specific nozzle view could | |||
not be correlated. | |||
The licensees October 17, 2001, supplemental response was materially incomplete and | |||
inaccurate in that the licensee did not view the stated number of RPV head penetration nozzles | |||
during the referenced outages, and the licensee believed that only five RPV head control rod | |||
drive mechanism flanges were leaking instead of the 24 RPV head control rod | |||
drive mechanism flanges noted in the response. Mr. Goyal was aware that the licensees | |||
October 17, 2001, supplemental response was materially incomplete and inaccurate and | October 17, 2001, supplemental response was materially incomplete and inaccurate and | ||
concurred on the response, thereby allowing it to be submitted to the NRC. | concurred on the response, thereby allowing it to be submitted to the NRC. | ||
conducted during 10RFO, and notwithstanding that knowledge, he deliberately provided | Based on the above information, the NRC concludes that Mr. Goyal had sufficient knowledge of | ||
-8-materially incomplete and inaccurate information, when on October 17, 2001, he concurred | the condition of the RPV head and the limitations experienced during the RPV head inspections | ||
NRC.The information provided by the licensee under oath in the Bulletin supplemental response | conducted during 10RFO, and notwithstanding that knowledge, he deliberately provided | ||
knew was not complete and accurate in all material respects to the NRC, a violation | |||
NRC determined that these violations were of very high safety and regulatory | -8- | ||
information that was required to be submitted to the NRC. | materially incomplete and inaccurate information, when on October 17, 2001, he concurred on | ||
actions.IV | the licensees October 17, 2001, supplemental response to the NRC. | ||
The NRC must be able to rely on the licensee and its employees to comply with | The information provided by the licensee under oath in the Bulletin supplemental response was | ||
complete and accurate in all material respects. | material to the NRC because the NRC used the information, in part, to allow FENOC to operate | ||
-9-doubt as to whether he can be relied upon to comply with | Davis-Besse until February 2002 rather than requiring the plant to shut down by December 31, | ||
NRC requirements and to | 2001, to conduct inspections of the head as discussed in Item 3.v.1. of the Bulletin. | ||
Based on the above information, Mr. Prasoon Goyal, while employed by the licensee, engaged | |||
in deliberate misconduct by deliberately providing incomplete or inaccurate information that he | |||
knew was not complete and accurate in all material respects to the NRC, a violation of | |||
10 CFR 50.5(a)(2). Mr. Goyals actions also placed FENOC in violation of 10 CFR 50.9. The | |||
NRC determined that these violations were of very high safety and regulatory significance | |||
because they involved a pattern of deliberate documentation of inaccurate or incomplete | |||
information that was required to be submitted to the NRC. Had the NRC been aware of this | |||
incomplete and inaccurate information, the NRC would likely have taken immediate regulatory | |||
action to shut down the plant and require the licensee to implement appropriate corrective | |||
actions. | |||
IV | |||
The NRC must be able to rely on the licensee and its employees to comply with NRC | |||
requirements, including the requirement to provide information and maintain records that are | |||
complete and accurate in all material respects. Mr. Goyals deliberate actions raise serious | |||
-9- | |||
doubt as to whether he can be relied upon to comply with NRC requirements and to provide | |||
complete and accurate information to the NRC. | |||
Consequently, I lack the requisite reasonable assurance that licensed activities can be | |||
conducted in compliance with the Commission's requirements and that the health and safety of | |||
the public will be protected if Mr. Goyal is permitted to be involved in NRC-licensed activities. | |||
Therefore, the public health, safety and interest require that Mr. Goyal be prohibited from any | Therefore, the public health, safety and interest require that Mr. Goyal be prohibited from any | ||
involvement in NRC-licensed activities for a period of one year effective immediately. Additionally, Mr. Goyal is required to notify the NRC of his first employment in NRC- | involvement in NRC-licensed activities for a period of one year effective immediately. | ||
Additionally, Mr. Goyal is required to notify the NRC of his first employment in NRC-licensed | |||
IMMEDIATELY:1.Mr. Prasoon Goyal is prohibited for one year from the date of this Order from | activities for a period of one year following the prohibition period. | ||
activities that are conducted pursuant to a specific or general license issued by the | V | ||
NRC, including those activities of Agreement State licensees conducted pursuant to | Accordingly, pursuant to sections 103, 104, 161b, 161i, 161o, 182 and 186 of the Atomic | ||
-10-address and telephone number of the employer, and provide a copy of this Order to the employer. | Energy Act of 1954, as amended, and the Commission's regulations in 10 CFR 2.202, | ||
activities or his becoming involved in NRC-licensed activities, as defined in | 10 CFR 50.5, and 10 CFR 150.20, IT IS HEREBY ORDERED THAT EFFECTIVE | ||
Regulatory Commission, Washington, DC | IMMEDIATELY: | ||
activities. | 1. Mr. Prasoon Goyal is prohibited for one year from the date of this Order from engaging | ||
compliance with regulatory requirements and the basis why the Commission should | in NRC-licensed activities. The NRC considers NRC-licensed activities to be those | ||
have confidence that he will now comply with applicable NRC requirements.The Director, Office of Enforcement, may, in writing, relax or rescind any of the | activities that are conducted pursuant to a specific or general license issued by the | ||
NRC, including those activities of Agreement State licensees conducted pursuant to the | |||
authority granted by 10 CFR 150.20. | |||
2. If Mr. Goyal is currently involved with another licensee in NRC-licensed activities, he | |||
must immediately cease those activities, and inform the NRC of the name, | |||
-10- | |||
address and telephone number of the employer, and provide a copy of this Order to | |||
the employer. | |||
3. For a period of one year after the one-year period of prohibition has expired, Mr. Goyal | |||
shall, within 20 days of acceptance of his first employment offer involving NRC-licensed | |||
activities or his becoming involved in NRC-licensed activities, as defined in Paragraph | |||
IV.1 above, provide notice to the Director, Office of Enforcement, U.S. Nuclear | |||
Regulatory Commission, Washington, DC 20555, of the name, address, and telephone | |||
number of the employer or the entity where he is, or will be, involved in NRC-licensed | |||
activities. In the notification, Mr. Goyal shall include a statement of his commitment to | |||
compliance with regulatory requirements and the basis why the Commission should | |||
have confidence that he will now comply with applicable NRC requirements. | |||
The Director, Office of Enforcement, may, in writing, relax or rescind any of the above | |||
conditions upon demonstration by Mr. Goyal of good cause. | |||
VI | |||
In accordance with 10 CFR 2.202, Prasoon Goyal must, and any other person adversely | |||
affected by this Order may, submit an answer to this Order, and may request a hearing on this | |||
Order within 20 days of the date of this Order, consideration may be given to extending the | Order within 20 days of the date of this Order, consideration may be given to extending the | ||
response time for submitting an answer as well as the time for requesting a hearing, for good | response time for submitting an answer as well as the time for requesting a hearing, for good | ||
cause shown. | cause shown. A request for extension of time must be made in writing to the Director, Office of | ||
Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, and include a | Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, and include a | ||
statement of good cause for the extension. | statement of good cause for the extension. The answer may consent to this Order. Unless the | ||
-11-answer consents to this Order, the answer shall, in writing and under oath or affirmation,specifically admit or deny each allegation or charge made in this Order and shall set forth the | |||
-11- | |||
answer consents to this Order, the answer shall, in writing and under oath or affirmation, | |||
specifically admit or deny each allegation or charge made in this Order and shall set forth the | |||
matters of fact and law on which Mr. Goyal or other person adversely affected relies and the | matters of fact and law on which Mr. Goyal or other person adversely affected relies and the | ||
reasons as to why the Order should not have been issued. | reasons as to why the Order should not have been issued. Any answer or request for a hearing | ||
shall be submitted to the Secretary, U.S. Nuclear Regulatory Commission, Attn: Rulemakings | shall be submitted to the Secretary, U.S. Nuclear Regulatory Commission, Attn: Rulemakings | ||
and Adjudications Staff, Washington, DC 20555. | and Adjudications Staff, Washington, DC 20555. Copies also shall be sent to the Director, | ||
Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, to the | Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, to the | ||
Assistant General Counsel for Materials Litigation and Enforcement at the same address, to the | Assistant General Counsel for Materials Litigation and Enforcement at the same address, to the | ||
Regional Administrator, NRC Region III, 2443 Warrenville Road, Lisle, IL 60532-4352, and | Regional Administrator, NRC Region III, 2443 Warrenville Road, Lisle, IL 60532-4352, and to | ||
Mr. Goyal if the answer or hearing request is by a person other than Mr. Goyal. Because of | |||
continuing disruptions in delivery of mail to United States Government offices, it is requested | continuing disruptions in delivery of mail to United States Government offices, it is requested | ||
that answers and requests for hearing be transmitted to the Secretary of the Commission | that answers and requests for hearing be transmitted to the Secretary of the Commission either | ||
301-415-3725 or by e-mail to OGCMailCenter@nrc.gov. | by means of facsimile transmission to 301-415-1101 or by e-mail to hearingdocket@nrc.gov | ||
is adversely affected by this Order and shall address the criteria set forth in 10 CFR 2.309.If a hearing is requested by Mr. Goyal or a person whose interest is adversely affected, | and also to the Office of the General Counsel either by means of facsimile transmission to | ||
sustained.Pursuant to 10 CFR | 301-415-3725 or by e-mail to OGCMailCenter@nrc.gov. If a person other than the Mr. Goyal | ||
-12-effectiveness of the Order on the ground that the Order, including the need for | requests a hearing, that person shall set forth with particularity the manner in which his interest | ||
allegations, or error.In the absence of any request for hearing, or written approval of an extension of time in | is adversely affected by this Order and shall address the criteria set forth in 10 CFR 2.309. | ||
and final 20 days from the date of this Order without further order or proceedings. | If a hearing is requested by Mr. Goyal or a person whose interest is adversely affected, the | ||
Commission will issue an Order designating the time and place of any hearing. If a hearing is | |||
held, the issue to be considered at such hearing shall be whether this Order should be | |||
sustained. | |||
Pursuant to 10 CFR 2.202(c)(2)(i), Mr. Goyal, may, in addition to demanding a hearing, at the | |||
time the answer is filed or sooner, move the presiding officer to set aside the immediate | |||
-12- | |||
effectiveness of the Order on the ground that the Order, including the need for immediate | |||
effectiveness, is not based on adequate evidence but on mere suspicion, unfounded | |||
allegations, or error. | |||
In the absence of any request for hearing, or written approval of an extension of time in which | |||
to request a hearing, the provisions specified in Section V above shall be effective immediately | |||
and final 20 days from the date of this Order without further order or proceedings. If an | |||
extension of time for requesting a hearing has been approved, the provisions specified in | extension of time for requesting a hearing has been approved, the provisions specified in | ||
Section V shall be final when the extension expires if a hearing request has not been received. | Section V shall be final when the extension expires if a hearing request has not been received. | ||
FOR THE NUCLEAR REGULATORY COMMISSION | |||
/RA/ | |||
Office of the Executive Director for | Martin J. Virgilio | ||
Deputy Executive Director for Materials, | |||
Research, State, and Compliance Programs | |||
Office of the Executive Director for Operations | |||
Dated this 4th day of January 2006 | |||
}} | }} |
Latest revision as of 00:39, 24 November 2019
ML053560119 | |
Person / Time | |
---|---|
Site: | Davis Besse ![]() |
Issue date: | 01/04/2006 |
From: | Virgilio M NRC/EDO |
To: | Goyal J - No Known Affiliation |
Starkey D | |
Shared Package | |
ML053560084 | List: |
References | |
3-2002-006, BL-01-001, IA-05-055, IR-02-008 IA-05-055 | |
Download: ML053560119 (17) | |
See also: IR 05000346/2002008
Text
January 4, 2006
IA-05-055
Prasoon Goyal
[Home Address Deleted
Under 10 CFR 2.390(a)]
SUBJECT: ORDER (EFFECTIVE IMMEDIATELY) PROHIBITING INVOLVEMENT IN
NRC-LICENSED ACTIVITIES (NRC SPECIAL INSPECTION REPORT
NO. 50-346/2002-08(DRS)) (NRC INVESTIGATION REPORT NO. 3-2002-006)
Dear Mr. Goyal:
The enclosed Order Prohibiting Involvement in U.S. Nuclear Regulatory Commission (NRC)
Licensed Activities (Order) is being issued because you engaged in deliberate misconduct as
defined in 10 CFR 50.5, Deliberate Misconduct, by deliberately providing incomplete and
inaccurate information. The incomplete and inaccurate information concerned the licensees
October 17, 2001, supplemental response to NRC Bulletin 2001-001, Circumferential Cracking
of Reactor Pressure Vessel Head Penetration Nozzles.
The matter was investigated by the NRCs Office of Investigations (OI) and the results were
documented in OI Report No. 3-2002-006. The OI investigation results were provided to the
U.S. Department of Justice (DOJ) for its review.
The OI investigation report documented that you concurred in the licensees September 4,
2001, and October 17, 2001, responses to the Bulletin. Prior to the licensees issuance of its
September 4, 2001, response to Bulletin 2001-001, you expressed concerns to FENOC
management and staff regarding the completeness and accuracy of licensees response with
regard to the licensees past and future ability to conduct a complete inspection of the reactor
pressure vessel head due to equipment limitations and physical impediments. However, the OI
investigation did not find that you expressed concerns regarding the incomplete and inaccurate
characterization in the October 17, 2001, supplemental response to the Bulletin with regard to
the 1996 reactor pressure vessel head inspection and cleaning, an effort that you conducted.
Your actions caused the licensee to be in violation of 10 CFR 50.9, Completeness and
Accuracy of Information, and caused you to be in violation of 10 CFR 50.5. Therefore, we
determined an Order prohibiting your involvement in NRC-licensed activities for a period of one
year was appropriate.
The enclosed Order prohibits your involvement in all NRC-licensed activities for a period of one
year effective immediately. In accordance with 10 CFR 2.202 you must submit an answer to
this Order within twenty (20) days of the date of this Order. Your answer may request a
P. Goyal -2-
hearing. However, since this enforcement action is being proposed prior to the DOJ completing
its review of the OI investigation results, consideration may be given to extending your time to
answer the Order, when good cause is shown. The Order also requires you to immediately
cease your involvement in NRC-licensed activities, if you are involved with an NRC licensee on
the date of the Order, to provide a copy of the Order to the NRC licensee, and to inform the
NRC of the name, address, and telephone number of that licensee at that time. Additionally, for
a period of one year, after the one-year period of prohibition has expired, you are required,
within 20 days of your acceptance of your first employment offer involving NRC-licensed
activities or becoming involved in NRC-licensed activities, to provide notice to the Director,
Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, of the
name, address, and telephone number of the employer or the entity where you are, or will be,
involved in the NRC-licensed activities.
Pursuant to Section 223 of the Atomic Energy Act of 1954, as amended, any person who
willfully violates, attempts to violate, or conspires to violate, any provision of this Order shall be
subject to criminal prosecution as set forth in that section. Violation of this Order may also
subject the person to civil monetary penalty.
A copy of this letter and its enclosure is being sent to FENOC, the operator of Davis-Besse.
Questions concerning this Order should be addressed to Michael R. Johnson, Director, Office
of Enforcement, who can be reached at (301) 415-2741.
This letter will be maintained by the Office of Enforcement in an NRC Privacy Act system of
records, NRC-3, Enforcement Actions Against Individuals. The NRC-3 system notice, which
provides detailed information about this system of records, can be accessed from our Web site
at http://www.nrc.gov/reading-rm/foia/privacy-systems.html.
In accordance with 10 CFR 2.390 of the NRC's "Rules of Practice," a copy of this letter, its
enclosure, and your response will be made available electronically for public inspection in the
NRC Public Document Room or from the NRCs document system (ADAMS), accessible from
the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your
response should not include any personal privacy, proprietary, or safeguards information so
that it can be made available to the public without redaction. If personal privacy or proprietary
information is necessary to provide an acceptable response, then please provide a bracketed
copy of your response that identifies the information that should be protected and a redacted
copy of your response that deletes such information. If you request withholding of such
material, you must specifically identify the portions of your response that you seek to have
withheld and provide in detail the bases for your claim of withholding (e.g., explain why the
disclosure of information will create an unwarranted invasion of personal privacy or provide the
information required by 10 CFR 2.390(b) to support a request for withholding confidential
commercial or financial information). If safeguards information is necessary to provide an
acceptable response, please provide the level of protection described in 10 CFR 73.21.
P. Goyal -3-
The NRC also includes significant enforcement actions on its Web site at www.nrc.gov; select
What We Do, Enforcement, then Significant Enforcement Actions.
Sincerely,
/RA/
Martin J. Virgilio
Deputy Executive Director for Materials,
Research, State, and Compliance Programs
Office of the Executive Director for Operations
Enclosure: As Stated
cc w/encl: Gary Leidich, President, FENOC
P. Goyal -3-
The NRC also includes significant enforcement actions on its Web site at www.nrc.gov; select
What We Do, Enforcement, then Significant Enforcement Actions.
Sincerely,
/RA/
Martin J. Virgilio
Deputy Executive Director for Materials,
Research, State, and Compliance Programs
Office of the Executive Director for Operations
Enclosure: As Stated
cc w/encl: Gary Leidich, President, FENOC
NAME DStarkey GGrant LChandler (SBrock for)
DATE 12/21/05 12/15/05 12/20/05
OFC OE:DD OE:D DEDMRS
NAME JLuehman MJohnson MVirgilio
DATE 12/21/05 12/23/05 12/29/05
P. Goyal -4-
DISTRIBUTION:
SECY
L. Reyes, EDO
W. Kane, DEDR
M. Johnson, OE
J. Luehman, OE
C. Nolan, OE
D. Starkey, OE
J. Caldwell, RIII
G. Grant, RIII
M. Satorius, RIII
S. West, RIII
L. Chandler, OGC
B. Jones, OGC
S. Brock, OGC
J. Dyer, NRR
D. Holody, Enforcement Coordinator, RI
C. Evans, Enforcement Coordinator, RII
K. OBrien, Enforcement Coordinator, RIII
K. Fuller, Enforcement Coordinator, RIV
F. Bonnett, Enforcement Coordinator, NRR
Resident Inspector
H. Bell, OIG
G. Caputo, OI
E. Brenner, OPA
J. Schlueter, OSTP
R. Paul, RIII:OI
J. Ulie, RIII:OI
M. Janicki, RIII:OI
J. Gavula, RIII
N. Hane, RIII:OI
C. Lipa, RIII
C. Weil, RIII
K. Lambert, RIII
M. Phillips, RIII
J. Strasma, RIII:PA
R. Lickus, RIII
J. Lynch, RIII
OEWEB
OEMAIL
OAC3
E:\Filenet\ML053560119.wpd
[7590-01-P]
UNITED STATES OF AMERICA
NUCLEAR REGULATORY COMMISSION
In the Matter of )
) IA-05-055
Prasoon Goyal )
)
ORDER PROHIBITING INVOLVEMENT IN
NRC-LICENSED ACTIVITIES
(EFFECTIVE IMMEDIATELY)
I
Mr. Prasoon Goyal was previously employed, at times relevant to this Order, as a Senior
Engineer at the Davis-Besse Nuclear Power Station (Davis-Besse) operated by FirstEnergy
Nuclear Operating Company (FENOC or licensee). The licensee holds License No. NPF-3
which was issued by the Nuclear Regulatory Commission (NRC or Commission) pursuant to
10 CFR Part 50 on April 22, 1977. The license authorizes the operation of Davis-Besse in
accordance with the conditions specified therein. The facility is located on the licensee's site
near Oak Harbor, Ohio.
II
On August 3, 2001, the NRC issued Bulletin 2001-001, Circumferential Cracking of Reactor
Pressure Vessel Head Penetration Nozzles, (Bulletin). In the Bulletin, the NRC requested that
all holders of operating licenses for pressurized water nuclear power reactors (PWR), including
FENOC for the Davis-Besse facility, provide information to the NRC relating to the structural
integrity of the reactor pressure vessel (RPV) head penetration nozzles at their respective
facilities. The information requested from the licensees included the extent of RPV head
-2-
penetration nozzle leakage and cracking that had been found to date, a description of the
inspections and repairs undertaken to satisfy applicable regulatory requirements, and the basis
for concluding that a licensees plans for future inspections would ensure compliance with
applicable regulatory requirements. The NRC also required that all Bulletin addressees,
including FENOC, submit a written response to the NRC in accordance with the provisions of
10 CFR 50.54(f). That regulation provides, in part, that upon request of the NRC, an NRC-
licensee must submit written statements, signed under oath or affirmation, to enable the NRC to
determine whether the license should be modified, suspended, or revoked.
On September 4, October 17, and October 30, 2001, the licensee provided written responses to
the Bulletin. Additionally, the licensee met with the NRC staff on numerous occasions during
October and November of 2001 to provide clarifying information. Based, in part, on the
information provided by FENOC in its written responses to the Bulletin and during meetings with
the NRC staff, the NRC staff allowed the licensee to continue operation of the Davis-Besse
facility until February 2002, rather than requiring FENOC to shut the unit down to perform
inspections by December 31, 2001, as provided in the Bulletin.
On February 16, 2002, FENOC shut down Davis-Besse for refueling and inspection of control
rod drive mechanism (CRDM) RPV head penetration nozzles. Using ultrasonic testing, the
licensee found cracks in three CRDM RPV head penetration nozzles and on March 6, 2002, the
licensee discovered a cavity in the RPV head in the vicinity of CRDM Penetration Nozzle No. 3.
The cavity measured approximately 5 to 7 inches long, 4 to 5 inches wide, and penetrated
through the 6.63 inch-thick low-alloy steel portion of the RPV head, leaving the stainless steel
cladding material (measuring 0.202 to 0.314 inches-thick) as the sole reactor coolant system
-3-
(RCS) pressure boundary. A smaller cavity was also found near CRDM Penetration Nozzle
No. 2.
The licensee conducted a root cause evaluation and determined, contrary to the earlier
information provided to the NRC, that the cavities were caused by boric acid from the RCS
released through cracks in the CRDM RPV head penetration nozzles. The root cause
evaluation found that the licensee conducted limited cleaning and inspections of the RPV head
during the Twelfth Refueling Outage (12RFO) that ended on May 18, 2000. However, neither
the limited RPV head cleaning nor the resultant inspections during 12RFO were sufficient to
ensure that the significant boric acid deposits on the RPV head were only a result of CRDM
flange leakage, as supposed, and were not a result of RCS pressure boundary leakage.
On March 6 and March 10, 2002, the licensee provided information to the NRC concerning the
identification of a large cavity in the RPV head adjacent to CRDM Penetration Nozzle No. 3.
The NRC conducted an Augmented Inspection Team (AIT) inspection at Davis-Besse from
March 12 to April 5, 2002, to determine the facts and circumstances related to the significant
degradation of the RPV head. The results of the AIT inspection were documented in NRC
Inspection Report No. 50-346/2002-03, issued on May 3, 2002. A follow-up Special Inspection
was conducted from May 15 to August 9, 2002, and on October 2, 2002, the NRC issued the
AIT Follow-up Special Inspection Report No. 50-346/2002-08 documenting ten apparent
violations associated with the RPV head degradation.
On April 22, 2002, the NRC Office of Investigations (OI) initiated an investigation at Davis-
Besse to determine, among other matters, whether FENOC and individual employees at the
Davis-Besse facility failed to provide complete and accurate information to the NRC in its
-4-
September 4, October 17, and October 30, 2001, responses to the Bulletin and during
numerous conference calls and meetings in violation of 10 CFR 50.9 and 10 CFR 50.5(a)(2).
The OI report (No. 3-2002-006) was issued on August 22, 2003. A copy of the OI report was
provided to the U. S. Department of Justice (DOJ), Office of the United States Attorney,
Northern District of Ohio for review. The matter remains under continued Federal investigation.
Mr. Goyal, through the performance of his engineering duties, through his direct involvement in
the licensees 1996 RPV head inspection and cleaning activities, and through oral and written
communications with other FENOC employees was aware of the results of previous RPV head
inspections.
- Mr. Goyal was the engineer responsible for performing the 1996 reactor head inspection
during the Tenth Refueling Outage (10RFO). During a sworn, transcribed interview with
OI, Mr. Goyal stated that he could not see the top of the RPV head during 10RFO due
to the limited access through the mouseholes and the accumulation of boric acid on the
RPV head.
- Mr. Goyal wrote Potential Condition Adverse to Quality Report (PCAQR) 96-0551
documenting that the accumulation of boric acid on the head and the size of the
mouseholes limited the extent of the inspection. Mr. Goyal documented in PCAQR
96-0551, in part:
Since the boric acid deposits are not cleaned it is difficult to distinguish
whether the deposits occurred because of the leaking flanges or the
leaking CRDM.
-5-
This PCAQR is the quality document which recorded the boric acid deposit
on the RV head. The deposits were discovered during the visual inspection
of the RV head performed through the mouseholes utilizing a video camera.
The extent of the inspection was limited to approximately 50 to 60% of the
head areas because of the restrictions imposed by the location and sized of
mouseholes. The inspection showed varying sizes of boric acid mounds
scattered in various areas of head. It is extremely difficult to develop an
estimate of the amount of boric acid deposit because of the deposit scatter
and limited inspection.
- Mr. Goyal authored a White paper, distributed to other Davis-Besse staff on
May 8, 1996, that discussed control rod drive nozzle cracking within the nuclear power
industry. Mr. Goyal documented in the White paper, in part:
All plants, except Davis-Besse and Arkansas Nuclear 1, have large access
holes in the skirt area of the service structure to view/clean the entire head.
Davis-Besses access is limited to about 50 percent of the head area.
Several FENOC employees, including Mr. Prasoon Goyal, were responsible for the information
provided to the NRC by FENOC in response to the Bulletin.
III
Prasoon Goyal was employed by FENOC as a senior engineer in the Design Basis Engineering
organization at Davis-Besse at the time the responses to the Bulletin were developed and
transmitted to the NRC. Mr. Goyal was a design engineer and the individual who reviewed the
licensees 1996 inspection of the CRDM flanges, and conducted the licensees inspection of the
RPV head and CRDM nozzles during 10RFO.
Mr. Goyal reviewed the October 17, 2001 supplemental response to the bulletin. On
-6-
October 17, 2001, Mr. Goyal concurred as Design Basis Engrg - Mech [Design Basis
Engineering - Mechanical] in the issuance of the licensees October 17, 2001 supplemental
response to the Bulletin.
Item 1.d of the Bulletin requested each pressurized water reactor (PWR) licensee, including
FENOC for Davis-Besse, to provide a description of the RPV head penetration nozzles and
RPV head inspection (including type, scope, qualification requirements, and acceptance
criteria) that were performed at PWRs in the 4 years preceding the date of the Bulletin, and the
findings resulting from the inspections. The licensees were requested to include a description
of any limitations (insulation or other impediments) to accessibility of the bare metal of the RPV
head for visual examinations.
On September 4, 2001, FENOC submitted its written response to the Bulletin for Davis-Besse.
On October 17, 2001, FENOC submitted a supplemental response to the Bulletin for
Davis-Besse and included information not provided in the September 4, 2001, response with
regard to RPV inspections and cleaning conducted during 10RFO. Attachment 1 to the
licensees October 17, 2001, supplemental response to the Bulletin stated under the section
entitled, Summary, in part:
In May 1996, during a refueling outage, the RPV head was inspected. No
leakage was identified, and these results have been recently verified by a
re-review of the video tapes obtained from that inspection.
The October 17, 2001, supplemental response to the Bulletin also stated under the section
entitled, Previous Inspection Results, in part:
-7-
The inspections performed during the 10th, 11th, and 12th Refueling Outage
(10RFO, conducted April 8 to June 2, 1996; 11RFO, conducted April 10, to
May 23, 1998; and, 12RFO, conducted April 1 to May 28, 2000) consisted of
a whole head visual inspection of the RPV head in accordance with the
DBNPS Boric Acid Control Program pursuant to Generic Letter 88-05, Boric
Acid Corrosion of Carbon Steel Reactor Pressure Boundary Components in
PWR Plants. The visual inspections were conducted by remote camera
and included below insulation inspections of the RPV bare head such that
the Control Rod Drive Mechanism (CRDM) nozzle penetrations were
viewed. During 10RFO, 65 of 69 nozzles were viewed, during 11RFO, 50 of
69 nozzles were viewed, and during 12RFO, 45 of 69 nozzles were viewed.
Information included under Column 6 of Attachment 2 of the licensees October 17, 2001,
supplemental response stated, in part, that 24 nozzles have a flange leak evident. Note 1 on
the same table stated, in part:
In 1996 during 10 RFO, the entire RPV head was inspected. Since the
video was void of head orientation narration, each specific nozzle view could
not be correlated.
The licensees October 17, 2001, supplemental response was materially incomplete and
inaccurate in that the licensee did not view the stated number of RPV head penetration nozzles
during the referenced outages, and the licensee believed that only five RPV head control rod
drive mechanism flanges were leaking instead of the 24 RPV head control rod
drive mechanism flanges noted in the response. Mr. Goyal was aware that the licensees
October 17, 2001, supplemental response was materially incomplete and inaccurate and
concurred on the response, thereby allowing it to be submitted to the NRC.
Based on the above information, the NRC concludes that Mr. Goyal had sufficient knowledge of
the condition of the RPV head and the limitations experienced during the RPV head inspections
conducted during 10RFO, and notwithstanding that knowledge, he deliberately provided
-8-
materially incomplete and inaccurate information, when on October 17, 2001, he concurred on
the licensees October 17, 2001, supplemental response to the NRC.
The information provided by the licensee under oath in the Bulletin supplemental response was
material to the NRC because the NRC used the information, in part, to allow FENOC to operate
Davis-Besse until February 2002 rather than requiring the plant to shut down by December 31,
2001, to conduct inspections of the head as discussed in Item 3.v.1. of the Bulletin.
Based on the above information, Mr. Prasoon Goyal, while employed by the licensee, engaged
in deliberate misconduct by deliberately providing incomplete or inaccurate information that he
knew was not complete and accurate in all material respects to the NRC, a violation of
10 CFR 50.5(a)(2). Mr. Goyals actions also placed FENOC in violation of 10 CFR 50.9. The
NRC determined that these violations were of very high safety and regulatory significance
because they involved a pattern of deliberate documentation of inaccurate or incomplete
information that was required to be submitted to the NRC. Had the NRC been aware of this
incomplete and inaccurate information, the NRC would likely have taken immediate regulatory
action to shut down the plant and require the licensee to implement appropriate corrective
actions.
IV
The NRC must be able to rely on the licensee and its employees to comply with NRC
requirements, including the requirement to provide information and maintain records that are
complete and accurate in all material respects. Mr. Goyals deliberate actions raise serious
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doubt as to whether he can be relied upon to comply with NRC requirements and to provide
complete and accurate information to the NRC.
Consequently, I lack the requisite reasonable assurance that licensed activities can be
conducted in compliance with the Commission's requirements and that the health and safety of
the public will be protected if Mr. Goyal is permitted to be involved in NRC-licensed activities.
Therefore, the public health, safety and interest require that Mr. Goyal be prohibited from any
involvement in NRC-licensed activities for a period of one year effective immediately.
Additionally, Mr. Goyal is required to notify the NRC of his first employment in NRC-licensed
activities for a period of one year following the prohibition period.
V
Accordingly, pursuant to sections 103, 104, 161b, 161i, 161o, 182 and 186 of the Atomic
Energy Act of 1954, as amended, and the Commission's regulations in 10 CFR 2.202,
10 CFR 50.5, and 10 CFR 150.20, IT IS HEREBY ORDERED THAT EFFECTIVE
IMMEDIATELY:
1. Mr. Prasoon Goyal is prohibited for one year from the date of this Order from engaging
in NRC-licensed activities. The NRC considers NRC-licensed activities to be those
activities that are conducted pursuant to a specific or general license issued by the
NRC, including those activities of Agreement State licensees conducted pursuant to the
authority granted by 10 CFR 150.20.
2. If Mr. Goyal is currently involved with another licensee in NRC-licensed activities, he
must immediately cease those activities, and inform the NRC of the name,
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address and telephone number of the employer, and provide a copy of this Order to
the employer.
3. For a period of one year after the one-year period of prohibition has expired, Mr. Goyal
shall, within 20 days of acceptance of his first employment offer involving NRC-licensed
activities or his becoming involved in NRC-licensed activities, as defined in Paragraph
IV.1 above, provide notice to the Director, Office of Enforcement, U.S. Nuclear
Regulatory Commission, Washington, DC 20555, of the name, address, and telephone
number of the employer or the entity where he is, or will be, involved in NRC-licensed
activities. In the notification, Mr. Goyal shall include a statement of his commitment to
compliance with regulatory requirements and the basis why the Commission should
have confidence that he will now comply with applicable NRC requirements.
The Director, Office of Enforcement, may, in writing, relax or rescind any of the above
conditions upon demonstration by Mr. Goyal of good cause.
VI
In accordance with 10 CFR 2.202, Prasoon Goyal must, and any other person adversely
affected by this Order may, submit an answer to this Order, and may request a hearing on this
Order within 20 days of the date of this Order, consideration may be given to extending the
response time for submitting an answer as well as the time for requesting a hearing, for good
cause shown. A request for extension of time must be made in writing to the Director, Office of
Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, and include a
statement of good cause for the extension. The answer may consent to this Order. Unless the
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answer consents to this Order, the answer shall, in writing and under oath or affirmation,
specifically admit or deny each allegation or charge made in this Order and shall set forth the
matters of fact and law on which Mr. Goyal or other person adversely affected relies and the
reasons as to why the Order should not have been issued. Any answer or request for a hearing
shall be submitted to the Secretary, U.S. Nuclear Regulatory Commission, Attn: Rulemakings
and Adjudications Staff, Washington, DC 20555. Copies also shall be sent to the Director,
Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, to the
Assistant General Counsel for Materials Litigation and Enforcement at the same address, to the
Regional Administrator, NRC Region III, 2443 Warrenville Road, Lisle, IL 60532-4352, and to
Mr. Goyal if the answer or hearing request is by a person other than Mr. Goyal. Because of
continuing disruptions in delivery of mail to United States Government offices, it is requested
that answers and requests for hearing be transmitted to the Secretary of the Commission either
by means of facsimile transmission to 301-415-1101 or by e-mail to hearingdocket@nrc.gov
and also to the Office of the General Counsel either by means of facsimile transmission to
301-415-3725 or by e-mail to OGCMailCenter@nrc.gov. If a person other than the Mr. Goyal
requests a hearing, that person shall set forth with particularity the manner in which his interest
is adversely affected by this Order and shall address the criteria set forth in 10 CFR 2.309.
If a hearing is requested by Mr. Goyal or a person whose interest is adversely affected, the
Commission will issue an Order designating the time and place of any hearing. If a hearing is
held, the issue to be considered at such hearing shall be whether this Order should be
sustained.
Pursuant to 10 CFR 2.202(c)(2)(i), Mr. Goyal, may, in addition to demanding a hearing, at the
time the answer is filed or sooner, move the presiding officer to set aside the immediate
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effectiveness of the Order on the ground that the Order, including the need for immediate
effectiveness, is not based on adequate evidence but on mere suspicion, unfounded
allegations, or error.
In the absence of any request for hearing, or written approval of an extension of time in which
to request a hearing, the provisions specified in Section V above shall be effective immediately
and final 20 days from the date of this Order without further order or proceedings. If an
extension of time for requesting a hearing has been approved, the provisions specified in
Section V shall be final when the extension expires if a hearing request has not been received.
FOR THE NUCLEAR REGULATORY COMMISSION
/RA/
Martin J. Virgilio
Deputy Executive Director for Materials,
Research, State, and Compliance Programs
Office of the Executive Director for Operations
Dated this 4th day of January 2006