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| issue date = 11/24/2014 | | issue date = 11/24/2014 | ||
| title = 2014 Braidwood Station Initial License Examination Form ES-401-2 | | title = 2014 Braidwood Station Initial License Examination Form ES-401-2 | ||
| author name = | | author name = Mcneil D | ||
| author affiliation = NRC/RGN-III/DRS/OLB | | author affiliation = NRC/RGN-III/DRS/OLB | ||
| addressee name = | | addressee name = | ||
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=Text= | =Text= | ||
{{#Wiki_filter:ES- | {{#Wiki_filter:ES-401 PWR Examination Outline FORM ES-401-2 Facility Name:Braidwood Date of Exam:11/10/2014 RO K/A Category Points SRO-Only Points Tier Group K K K K K K A A A A G Total A2 G* Total 1 2 3 4 5 6 1 2 3 4 | ||
* 1 3 3 3 3 3 3 18 3 3 6 | |||
: 1. Emergency Abnormal 2 2 2 1 N/A 2 1 N/A 1 9 2 2 4 Plant Evolutions 5 5 Tier Totals 5 5 4 5 4 4 27 10 1 3 2 2 3 3 2 2 3 2 3 3 28 3 2 5 2. | |||
2 0 1 1 1 1 1 1 1 1 1 1 10 0 1 2 3 Plant Systems Tier Totals 3 3 3 4 4 3 3 4 3 4 4 38 4 4 8 1 2 3 4 1 2 3 4 | |||
: 3. Generic Knowledge and Abilities 10 7 Categories 2 3 2 3 2 1 2 2 Note: 1. Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the Tier Totals in each K/A category shall not be less than two). | |||
ES- | Note: 2. The point total for each group and tier in the proposed outline must match that specified in the table. | ||
The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions. The final RO exam must total 75 points and the SRO-only exam must total 25 points. | |||
Note: 3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements. | |||
Note: 4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution. | |||
Note: 5. Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected. | |||
Use the RO and SRO ratings for the RO and SRO-only portions, respectively. | |||
Note: 6. Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories. | |||
Note: 7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As. | |||
Note: 8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams. | |||
Note: 9. For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3. Limit SRO selections to K/As that are linked to 10 CFR 55.43. | |||
ES-401, 21 of 33 | |||
ES-401 2 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 (RO) | |||
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR # | |||
1 2 3 1 2 0 | |||
000007 Reactor Trip - Stabilization - Recovery / 1 Reactor trip first-out indication 3.4 1 5 | |||
3 000008 Pressurizer Vapor Space Accident / 3 Inadequate core cooling 4.3 1 0 | |||
0 000009 Small Break LOCA / 3 S/Gs 3.0 1 3 | |||
: 04. Knowledge of the operational implications of EOP warnings, 000011 Large Break LOCA / 3 3.8 1 20 cautions, and notes. | |||
000015 RCP Malfunctions / 4 0 | |||
000017 RCP Malfunctions (Loss of RC Flow) / 4 02. | |||
000022 Loss of Rx Coolant Makeup / 2 Knowledge of limiting conditions for operations and safety limits. 4.0 1 22 000025 Loss of RHR System / 4 0 0 | |||
000026 Loss of Component Cooling Water / 8 Control of flow rates to components cooled by the CCWS 2.9 1 6 | |||
000027 Pressurizer Pressure Control System 0 Expansion of liquids as temperature increases 2.8 1 Malfunction / 3 2 000029 ATWS / 1 0 0 | |||
000038 Steam Gen. Tube Rupture / 3 Automatic actions provided by each PRM 3.9 1 4 | |||
000040 Steam Line Rupture - Excessive Heat Transfer 0 Valves 2.6 | |||
/4 1 1 | |||
WE12 Uncontrolled Depressurization of all Steam Generators / 4 0 | |||
000054 (CE/E06) Loss of Main Feedwater / 4 AFW auxiliaries, including oil cooling water supply 3.5 1 3 | |||
000055 Station Blackout / 6 0 1 | |||
000056 Loss of Off-site Power / 6 Reactor building cooling unit 3.2 1 2 | |||
04. | |||
000057 Loss of Vital AC Inst. Bus / 6 Knowledge of abnormal condition procedures. 4.0 1 11 0 | |||
000058 Loss of DC Power / 6 Battery charger equipment and instrumentation 2.8 1 1 | |||
0 The length of time after the loss of SWS flow to a component 000062 Loss of Nuclear Svc Water / 4 2.8 1 6 before that component may be damaged 000065 Loss of Instrument Air / 8 0 0 | |||
W/E04 LOCA Outside Containment / 3 Components, capacity, and function of emergency systems 3.5 1 1 | |||
0 Normal, abnormal and emergency operating procedures W/E11 Loss of Emergency Coolant Recirc. / 4 3.5 1 2 associated with Loss of Emergency Coolant Recirculation Components, and functions of control and safety systems, BW/E04; W/E05 Inadequate Heat Transfer - Loss of 0 including instrumentation, signals, interlocks, failure modes, and 3.7 1 Secondary Heat Sink / 4 1 automatic and manual features 000077 Generator Voltage and Electric 0 Reactor and turbine trip criteria 3.9 1 Grid Disturbances / 6 1 K/A Category Totals: 3 3 3 3 3 3 Group Point Total: 18 ES-401, 22 of 33 | |||
ES-401 3 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 (RO) | |||
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR # | |||
1 2 3 1 2 000001 Continuous Rod Withdrawal / 1 03 Relationship of reactivity and reactor power to rod movement 3.9 1 000003 Dropped Control Rod / 1 0 000005 Inoperable/Stuck Control Rod / 1 02 Breakers, relays, disconnects, and control room switches 2.5 1 01. | |||
000024 Emergency Boration / 1 Ability to interpret and execute procedure steps. 4.6 1 20 000028 Pressurizer Level Malfunction / 2 0 000032 Loss of Source Range NI / 7 01 Manual restoration of power 3.1 1 000033 Loss of Intermediate Range NI / 7 0 000036 Fuel Handling Accident / 8 02 SDM 3.4 1 000037 Steam Generator Tube Leak / 3 0 000051 Loss of Condenser Vacuum / 4 0 000059 Accidental Liquid RadWaste Rel. / 9 0 000060 Accidental Gaseous Radwaste Rel. / 9 0 000061 ARM System Alarms / 7 02 Guidance contained in alarm response for ARM system 3.4 1 000067 Plant Fire On-site / 8 0 000068 Control Room Evac. / 8 0 000069 Loss of CTMT Integrity / 5 0 | |||
W/E14 High Containment Pressure / 5 000074 Inad. Core Cooling / 4 03 AFW pump 4.0 W/E06 Degraded Core Cooling / 4 1 W/E07 Saturated Core Cooling / 4 000076 High Reactor Coolant Activity / 9 0 W/E01 Rediagnosis / 3 02 Operating behavior characteristics of the facility 3.3 1 | |||
W/E02 SI Termination / 3 W/E13 Steam Generator Over-pressure / 4 0 Adherence to appropriate procedures and operation within the W/E15 Containment Flooding / 5 02 limitations in the facility's license and amendments 2.9 1 W/E16 High Containment Radiation / 9 0 W/E03 LOCA Cooldown - Depress. / 4 0 W/E09 Natural Circulation Operations / 4 0 | |||
W/E10 Natural Circulation with Steam Voide in Vessel with/without RVLIS. / 4 W/E08 RCS Overcooling - PTS / 4 0 K/A Category Totals: 2 2 1 2 1 1 Group Point Total: 9 ES-401, 23 of 33 | |||
ES-401 4 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 1 (RO) | |||
K K K K K K A A A A System # / Name G K/A Topic(s) IR # | |||
1 2 3 4 5 6 1 2 3 4 0 | |||
003 Reactor Coolant Pump Containment isolation 2.7 1 8 | |||
0 004 Chemical and Volume Control Purpose of VCT divert valve 2.8 1 9 | |||
0 0 005 Residual Heat Removal RHR pumps; RHR heat exchanger 3; 2.5 2 1 3 0 | |||
006 Emergency Core Cooling Effects of pressure on a solid system 3.4 1 5 | |||
0 0 Maintaining quench tank water level within limits; PRT 2.9; 007 Pressurizer Relief/Quench Tank 2 1 1 spray supply valve 2.7 0 Requirements on and for the CCWS for different conditions 008 Component Cooling Water 2.9 1 4 of the power plant 0 | |||
010 Pressurizer Pressure Control Over pressure control 3.8 1 3 | |||
0 04. SDS; Ability to prioritize and interpret the significance of 3.1; 012 Reactor Protection 2 3 45 each annunciator or alarm. 4.1 013 Engineered Safety Features 1 Avoidance of PTS 3.8 1 Actuation 6 0 | |||
022 Containment Cooling Containment instrumentation readings 3.0 1 2 | |||
025 Ice Condenser 0 0 | |||
026 Containment Spray Failure of automatic recirculation transfer 4.2 1 2 | |||
0 039 Main and Reheat Steam Effect of steam removal on reactivity 3.6 1 8 | |||
0 Power level restrictions for operation of MFW pumps and 059 Main Feedwater 2.7 1 3 valves 0 01. MFW System; Ability to locate and operate components, 3.4; 061 Auxiliary/Emergency Feedwater 2 2 30 including local controls. 4.4 Types of loads that, if de-energized, would degrade or 0 0 3.4; 062 AC Electrical Distribution hinder plant operation; Synchroscope, including an 2 1 3 understanding of running and incoming voltages 2.8 0 | |||
063 DC Electrical Distribution Meters, annunciators, dials, recorders, and indicating lights 2.7 1 1 | |||
0 02. Air compressor; Knowledge of conditions and limitations in 2.7; 064 Emergency Diesel Generator 2 1 38 the facility license. 3.6 0 | |||
073 Process Radiation Monitoring Radiation intensity changes with source distance 2.5 1 2 | |||
0 Automatic start features associated with SWS pump 076 Service Water 2.9 1 2 controls 0 0 2.6; 078 Instrument Air Cooling water to compressor; Pressure gauges 2 4 1 3.1 0 Containment evacuation (including recognition of the 103 Containment 3.5 1 4 alarm) 0 K/A Category Totals: 3 2 2 3 3 2 2 3 2 3 3 Group Point Total: 28 ES-401, Page 24 of 33 | |||
ES-401 5 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 2 (RO) | |||
K K K K K K A A A A System # / Name G K/A Topic(s) IR # | |||
1 2 3 4 5 6 1 2 3 4 001 Control Rod Drive 0 0 | |||
002 Reactor Coolant 2 | |||
RCP 3.6 1 011 Pressurizer Level Control 0 014 Rod Position Indication 0 015 Nuclear Instrumentation 0 0 | |||
016 Non-nuclear Instrumentation 1 | |||
Reading of NNIS channel values outside control room 2.8 1 0 Indications of normal, natural, and interrupted circulation of 017 In-core Temperature Monitor 1 RCS 3.6 1 0 | |||
027 Containment Iodine Removal 4 | |||
Filter temperature 2.8 1 028 Hydrogen Recombiner and Purge 0 | |||
Control 029 Containment Purge 0 033 Spent Fuel Pool Cooling 0 0 | |||
034 Fuel Handling Equipment 3 | |||
Mispositioned fuel element 3.3 1 | |||
: 01. Ability to perform specific system and integrated plant 035 Steam Generator 4.3 1 23 procedures during all modes of plant operation. | |||
041 Steam Dump/Turbine Bypass Control 0 0 | |||
045 Main Turbine Generator 1 | |||
Remainder of the plant 2.9 1 055 Condenser Air Removal 0 056 Condensate 0 068 Liquid Radwaste 0 0 Relationship of hydrogen/oxygen concentrations to 071 Waste Gas Disposal 4 flammability 2.5 1 0 | |||
072 Area Radiation Monitoring 1 | |||
Radiation levels 3.4 1 0 | |||
075 Circulating Water 3 | |||
Emergency/essential SWS pumps 2.6 1 079 Station Air 0 086 Fire Protection 0 K/A Category Totals: 0 1 1 1 1 1 1 1 1 1 1 Group Point Total: 10 ES-401, Page 25 of 33 | |||
ES-401 2 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 (SRO) | |||
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR # | |||
1 2 3 1 2 000007 Reactor Trip - Stabilization - Recovery / 1 0 000008 Pressurizer Vapor Space Accident / 3 0 000009 Small Break LOCA / 3 0 000011 Large Break LOCA / 3 0 000015 RCP Malfunctions / 4 0 Cause of RCP failure 3.5 1 000017 RCP Malfunctions (Loss of RC Flow) / 4 1 000022 Loss of Rx Coolant Makeup / 2 0 0 Proper amperage of running LPI/decay heat removal/RHR 000025 Loss of RHR System / 4 2.9 1 1 pump(s) 000026 Loss of Component Cooling Water / 8 0 000027 Pressurizer Pressure Control System 0 | |||
Malfunction / 3 Ability to evaluate plant performance and make operational 01. | |||
000029 ATWS / 1 judgments based on operating characteristics, reactor behavior, 4.7 1 07 and instrument interpretation. | |||
000038 Steam Gen. Tube Rupture / 3 0 000040 Steam Line Rupture - Excessive Heat Transfer | |||
/4 Knowledge of low power/shutdown implications in accident (e.g., | |||
1 WE12 Uncontrolled Depressurization of all Steam 04. | |||
loss of coolant accident or loss of residual heat removal) 4.2 Generators / 4 09 mitigation strategies. | |||
000054 (CE/E06) Loss of Main Feedwater / 4 0 04. | |||
000055 Station Blackout / 6 Knowledge of EOP mitigation strategies. 4.7 1 06 000056 Loss of Off-site Power / 6 0 000057 Loss of Vital AC Inst. Bus / 6 0 000058 Loss of DC Power / 6 0 000062 Loss of Nuclear Svc Water / 4 0 0 | |||
000065 Loss of Instrument Air / 8 When to trip reactor if instrument air pressure is decreasing 4.2 1 6 | |||
W/E04 LOCA Outside Containment / 3 0 W/E11 Loss of Emergency Coolant Recirc. / 4 0 BW/E04; W/E05 Inadequate Heat Transfer - Loss of 0 | |||
Secondary Heat Sink / 4 000077 Generator Voltage and Electric 0 | |||
Grid Disturbances / 6 K/A Category Totals: 0 0 0 0 3 3 Group Point Total: 6 ES-401, 22 of 33 | |||
ES-401 3 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 (SRO) | |||
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR # | |||
1 2 3 1 2 000001 Continuous Rod Withdrawal / 1 0 000003 Dropped Control Rod / 1 0 000005 Inoperable/Stuck Control Rod / 1 0 000024 Emergency Boration / 1 0 | |||
: 02. Knowledge of the bases in Technical Specifications for limiting 000028 Pressurizer Level Malfunction / 2 4.2 1 25 conditions for operations and safety limits. | |||
000032 Loss of Source Range NI / 7 0 000033 Loss of Intermediate Range NI / 7 0 000036 Fuel Handling Accident / 8 0 000037 Steam Generator Tube Leak / 3 0 000051 Loss of Condenser Vacuum / 4 0 000059 Accidental Liquid RadWaste Rel. / 9 0 000060 Accidental Gaseous Radwaste Rel. / 9 0 000061 ARM System Alarms / 7 0 000067 Plant Fire On-site / 8 0 000068 Control Room Evac. / 8 0 000069 Loss of CTMT Integrity / 5 0 | |||
W/E14 High Containment Pressure / 5 000074 Inad. Core Cooling / 4 W/E06 Degraded Core Cooling / 4 0 W/E07 Saturated Core Cooling / 4 | |||
: 04. Knowledge of local auxiliary operator tasks during an emergency 000076 High Reactor Coolant Activity / 9 4.0 1 35 and the resultant operational effects. | |||
W/E01 Rediagnosis / 3 0 | |||
W/E02 SI Termination / 3 W/E13 Steam Generator Over-pressure / 4 0 W/E15 Containment Flooding / 5 0 Facility conditions and selection of appropriate procedures W/E16 High Containment Radiation / 9 01 during abnormal and emergency operations 3.3 1 W/E03 LOCA Cooldown - Depress. / 4 0 W/E09 Natural Circulation Operations / 4 0 | |||
W/E10 Natural Circulation with Steam Voide in Vessel with/without RVLIS. / 4 Facility conditions and selection of appropriate procedures W/E08 RCS Overcooling - PTS / 4 01 during abnormal and emergency operations 4.2 1 K/A Category Totals: 0 0 0 0 2 2 Group Point Total: 4 ES-401, 23 of 33 | |||
ES-401 4 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 1 (SRO) | |||
K K K K K K A A A A System # / Name G K/A Topic(s) IR # | |||
1 2 3 4 5 6 1 2 3 4 | |||
: 04. Ability to verify system alarm setpoints and operate 003 Reactor Coolant Pump 4.0 1 50 controls identified in the alarm response manual. | |||
: 04. Knowledge of EOP entry conditions and immediate action 004 Chemical and Volume Control 4.8 1 01 steps. | |||
005 Residual Heat Removal 0 1 | |||
006 Emergency Core Cooling Inadvertent SIS actuation 4.2 1 3 | |||
007 Pressurizer Relief/Quench Tank 0 008 Component Cooling Water 0 0 | |||
010 Pressurizer Pressure Control Heater failures 3.6 1 1 | |||
012 Reactor Protection 0 013 Engineered Safety Features 0 | |||
Actuation 022 Containment Cooling 0 025 Ice Condenser 0 026 Containment Spray 0 039 Main and Reheat Steam 0 059 Main Feedwater 0 061 Auxiliary/Emergency Feedwater 0 062 AC Electrical Distribution 0 063 DC Electrical Distribution 0 064 Emergency Diesel Generator 0 073 Process Radiation Monitoring 0 076 Service Water 0 078 Instrument Air 0 0 | |||
103 Containment Phase A and B isolation 3.8 1 3 | |||
0 K/A Category Totals: 0 0 0 0 0 0 0 3 0 0 2 Group Point Total: 5 ES-401, Page 24 of 33 | |||
ES-401 5 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 2 (SRO) | |||
K K K K K K A A A A System # / Name G K/A Topic(s) IR # | |||
1 2 3 4 5 6 1 2 3 4 001 Control Rod Drive 0 002 Reactor Coolant 0 011 Pressurizer Level Control 0 014 Rod Position Indication 0 | |||
: 04. Knowledge of how abnormal operating procedures are used 015 Nuclear Instrumentation 4.5 1 08 in conjunction with EOPs. | |||
016 Non-nuclear Instrumentation 0 017 In-core Temperature Monitor 0 027 Containment Iodine Removal 0 028 Hydrogen Recombiner and Purge 0 | |||
Control 029 Containment Purge 0 0 | |||
033 Spent Fuel Pool Cooling 1 | |||
Inadequate SDM 3.5 1 034 Fuel Handling Equipment 0 035 Steam Generator 0 041 Steam Dump/Turbine Bypass Control 0 045 Main Turbine Generator 0 055 Condenser Air Removal 0 056 Condensate 0 068 Liquid Radwaste 0 071 Waste Gas Disposal 0 072 Area Radiation Monitoring 0 075 Circulating Water 0 Ability to diagnose and recognize trends in an accurate and 04. | |||
079 Station Air timely manner utilizing the appropriate control room reference 4.2 1 47 material. | |||
086 Fire Protection 0 K/A Category Totals: 0 0 0 0 0 0 0 1 0 0 2 Group Point Total: 3 ES-401, Page 25 of 33}} |
Latest revision as of 15:31, 5 February 2020
ML14364A376 | |
Person / Time | |
---|---|
Site: | Braidwood |
Issue date: | 11/24/2014 |
From: | Mcneil D NRC/RGN-III/DRS/OLB |
To: | Exelon Generation Co |
Shared Package | |
ML14344A990 | List: |
References | |
ES-401-2 50-456/OL-14, 50-457/OL-14 | |
Download: ML14364A376 (9) | |
Text
ES-401 PWR Examination Outline FORM ES-401-2 Facility Name:Braidwood Date of Exam:11/10/2014 RO K/A Category Points SRO-Only Points Tier Group K K K K K K A A A A G Total A2 G* Total 1 2 3 4 5 6 1 2 3 4
- 1 3 3 3 3 3 3 18 3 3 6
- 1. Emergency Abnormal 2 2 2 1 N/A 2 1 N/A 1 9 2 2 4 Plant Evolutions 5 5 Tier Totals 5 5 4 5 4 4 27 10 1 3 2 2 3 3 2 2 3 2 3 3 28 3 2 5 2.
2 0 1 1 1 1 1 1 1 1 1 1 10 0 1 2 3 Plant Systems Tier Totals 3 3 3 4 4 3 3 4 3 4 4 38 4 4 8 1 2 3 4 1 2 3 4
- 3. Generic Knowledge and Abilities 10 7 Categories 2 3 2 3 2 1 2 2 Note: 1. Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the Tier Totals in each K/A category shall not be less than two).
Note: 2. The point total for each group and tier in the proposed outline must match that specified in the table.
The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions. The final RO exam must total 75 points and the SRO-only exam must total 25 points.
Note: 3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.
Note: 4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.
Note: 5. Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected.
Use the RO and SRO ratings for the RO and SRO-only portions, respectively.
Note: 6. Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.
Note: 7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.
Note: 8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.
Note: 9. For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3. Limit SRO selections to K/As that are linked to 10 CFR 55.43.
ES-401, 21 of 33
ES-401 2 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 (RO)
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR #
1 2 3 1 2 0
000007 Reactor Trip - Stabilization - Recovery / 1 Reactor trip first-out indication 3.4 1 5
3 000008 Pressurizer Vapor Space Accident / 3 Inadequate core cooling 4.3 1 0
0 000009 Small Break LOCA / 3 S/Gs 3.0 1 3
- 04. Knowledge of the operational implications of EOP warnings, 000011 Large Break LOCA / 3 3.8 1 20 cautions, and notes.
000015 RCP Malfunctions / 4 0
000017 RCP Malfunctions (Loss of RC Flow) / 4 02.
000022 Loss of Rx Coolant Makeup / 2 Knowledge of limiting conditions for operations and safety limits. 4.0 1 22 000025 Loss of RHR System / 4 0 0
000026 Loss of Component Cooling Water / 8 Control of flow rates to components cooled by the CCWS 2.9 1 6
000027 Pressurizer Pressure Control System 0 Expansion of liquids as temperature increases 2.8 1 Malfunction / 3 2 000029 ATWS / 1 0 0
000038 Steam Gen. Tube Rupture / 3 Automatic actions provided by each PRM 3.9 1 4
000040 Steam Line Rupture - Excessive Heat Transfer 0 Valves 2.6
/4 1 1
WE12 Uncontrolled Depressurization of all Steam Generators / 4 0
000054 (CE/E06) Loss of Main Feedwater / 4 AFW auxiliaries, including oil cooling water supply 3.5 1 3
000055 Station Blackout / 6 0 1
000056 Loss of Off-site Power / 6 Reactor building cooling unit 3.2 1 2
04.
000057 Loss of Vital AC Inst. Bus / 6 Knowledge of abnormal condition procedures. 4.0 1 11 0
000058 Loss of DC Power / 6 Battery charger equipment and instrumentation 2.8 1 1
0 The length of time after the loss of SWS flow to a component 000062 Loss of Nuclear Svc Water / 4 2.8 1 6 before that component may be damaged 000065 Loss of Instrument Air / 8 0 0
W/E04 LOCA Outside Containment / 3 Components, capacity, and function of emergency systems 3.5 1 1
0 Normal, abnormal and emergency operating procedures W/E11 Loss of Emergency Coolant Recirc. / 4 3.5 1 2 associated with Loss of Emergency Coolant Recirculation Components, and functions of control and safety systems, BW/E04; W/E05 Inadequate Heat Transfer - Loss of 0 including instrumentation, signals, interlocks, failure modes, and 3.7 1 Secondary Heat Sink / 4 1 automatic and manual features 000077 Generator Voltage and Electric 0 Reactor and turbine trip criteria 3.9 1 Grid Disturbances / 6 1 K/A Category Totals: 3 3 3 3 3 3 Group Point Total: 18 ES-401, 22 of 33
ES-401 3 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 (RO)
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR #
1 2 3 1 2 000001 Continuous Rod Withdrawal / 1 03 Relationship of reactivity and reactor power to rod movement 3.9 1 000003 Dropped Control Rod / 1 0 000005 Inoperable/Stuck Control Rod / 1 02 Breakers, relays, disconnects, and control room switches 2.5 1 01.
000024 Emergency Boration / 1 Ability to interpret and execute procedure steps. 4.6 1 20 000028 Pressurizer Level Malfunction / 2 0 000032 Loss of Source Range NI / 7 01 Manual restoration of power 3.1 1 000033 Loss of Intermediate Range NI / 7 0 000036 Fuel Handling Accident / 8 02 SDM 3.4 1 000037 Steam Generator Tube Leak / 3 0 000051 Loss of Condenser Vacuum / 4 0 000059 Accidental Liquid RadWaste Rel. / 9 0 000060 Accidental Gaseous Radwaste Rel. / 9 0 000061 ARM System Alarms / 7 02 Guidance contained in alarm response for ARM system 3.4 1 000067 Plant Fire On-site / 8 0 000068 Control Room Evac. / 8 0 000069 Loss of CTMT Integrity / 5 0
W/E14 High Containment Pressure / 5 000074 Inad. Core Cooling / 4 03 AFW pump 4.0 W/E06 Degraded Core Cooling / 4 1 W/E07 Saturated Core Cooling / 4 000076 High Reactor Coolant Activity / 9 0 W/E01 Rediagnosis / 3 02 Operating behavior characteristics of the facility 3.3 1
W/E02 SI Termination / 3 W/E13 Steam Generator Over-pressure / 4 0 Adherence to appropriate procedures and operation within the W/E15 Containment Flooding / 5 02 limitations in the facility's license and amendments 2.9 1 W/E16 High Containment Radiation / 9 0 W/E03 LOCA Cooldown - Depress. / 4 0 W/E09 Natural Circulation Operations / 4 0
W/E10 Natural Circulation with Steam Voide in Vessel with/without RVLIS. / 4 W/E08 RCS Overcooling - PTS / 4 0 K/A Category Totals: 2 2 1 2 1 1 Group Point Total: 9 ES-401, 23 of 33
ES-401 4 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 1 (RO)
K K K K K K A A A A System # / Name G K/A Topic(s) IR #
1 2 3 4 5 6 1 2 3 4 0
003 Reactor Coolant Pump Containment isolation 2.7 1 8
0 004 Chemical and Volume Control Purpose of VCT divert valve 2.8 1 9
0 0 005 Residual Heat Removal RHR pumps; RHR heat exchanger 3; 2.5 2 1 3 0
006 Emergency Core Cooling Effects of pressure on a solid system 3.4 1 5
0 0 Maintaining quench tank water level within limits; PRT 2.9; 007 Pressurizer Relief/Quench Tank 2 1 1 spray supply valve 2.7 0 Requirements on and for the CCWS for different conditions 008 Component Cooling Water 2.9 1 4 of the power plant 0
010 Pressurizer Pressure Control Over pressure control 3.8 1 3
0 04. SDS; Ability to prioritize and interpret the significance of 3.1; 012 Reactor Protection 2 3 45 each annunciator or alarm. 4.1 013 Engineered Safety Features 1 Avoidance of PTS 3.8 1 Actuation 6 0
022 Containment Cooling Containment instrumentation readings 3.0 1 2
025 Ice Condenser 0 0
026 Containment Spray Failure of automatic recirculation transfer 4.2 1 2
0 039 Main and Reheat Steam Effect of steam removal on reactivity 3.6 1 8
0 Power level restrictions for operation of MFW pumps and 059 Main Feedwater 2.7 1 3 valves 0 01. MFW System; Ability to locate and operate components, 3.4; 061 Auxiliary/Emergency Feedwater 2 2 30 including local controls. 4.4 Types of loads that, if de-energized, would degrade or 0 0 3.4; 062 AC Electrical Distribution hinder plant operation; Synchroscope, including an 2 1 3 understanding of running and incoming voltages 2.8 0
063 DC Electrical Distribution Meters, annunciators, dials, recorders, and indicating lights 2.7 1 1
0 02. Air compressor; Knowledge of conditions and limitations in 2.7; 064 Emergency Diesel Generator 2 1 38 the facility license. 3.6 0
073 Process Radiation Monitoring Radiation intensity changes with source distance 2.5 1 2
0 Automatic start features associated with SWS pump 076 Service Water 2.9 1 2 controls 0 0 2.6; 078 Instrument Air Cooling water to compressor; Pressure gauges 2 4 1 3.1 0 Containment evacuation (including recognition of the 103 Containment 3.5 1 4 alarm) 0 K/A Category Totals: 3 2 2 3 3 2 2 3 2 3 3 Group Point Total: 28 ES-401, Page 24 of 33
ES-401 5 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 2 (RO)
K K K K K K A A A A System # / Name G K/A Topic(s) IR #
1 2 3 4 5 6 1 2 3 4 001 Control Rod Drive 0 0
002 Reactor Coolant 2
RCP 3.6 1 011 Pressurizer Level Control 0 014 Rod Position Indication 0 015 Nuclear Instrumentation 0 0
016 Non-nuclear Instrumentation 1
Reading of NNIS channel values outside control room 2.8 1 0 Indications of normal, natural, and interrupted circulation of 017 In-core Temperature Monitor 1 RCS 3.6 1 0
027 Containment Iodine Removal 4
Filter temperature 2.8 1 028 Hydrogen Recombiner and Purge 0
Control 029 Containment Purge 0 033 Spent Fuel Pool Cooling 0 0
034 Fuel Handling Equipment 3
Mispositioned fuel element 3.3 1
- 01. Ability to perform specific system and integrated plant 035 Steam Generator 4.3 1 23 procedures during all modes of plant operation.
041 Steam Dump/Turbine Bypass Control 0 0
045 Main Turbine Generator 1
Remainder of the plant 2.9 1 055 Condenser Air Removal 0 056 Condensate 0 068 Liquid Radwaste 0 0 Relationship of hydrogen/oxygen concentrations to 071 Waste Gas Disposal 4 flammability 2.5 1 0
072 Area Radiation Monitoring 1
Radiation levels 3.4 1 0
075 Circulating Water 3
Emergency/essential SWS pumps 2.6 1 079 Station Air 0 086 Fire Protection 0 K/A Category Totals: 0 1 1 1 1 1 1 1 1 1 1 Group Point Total: 10 ES-401, Page 25 of 33
ES-401 2 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 (SRO)
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR #
1 2 3 1 2 000007 Reactor Trip - Stabilization - Recovery / 1 0 000008 Pressurizer Vapor Space Accident / 3 0 000009 Small Break LOCA / 3 0 000011 Large Break LOCA / 3 0 000015 RCP Malfunctions / 4 0 Cause of RCP failure 3.5 1 000017 RCP Malfunctions (Loss of RC Flow) / 4 1 000022 Loss of Rx Coolant Makeup / 2 0 0 Proper amperage of running LPI/decay heat removal/RHR 000025 Loss of RHR System / 4 2.9 1 1 pump(s) 000026 Loss of Component Cooling Water / 8 0 000027 Pressurizer Pressure Control System 0
Malfunction / 3 Ability to evaluate plant performance and make operational 01.
000029 ATWS / 1 judgments based on operating characteristics, reactor behavior, 4.7 1 07 and instrument interpretation.
000038 Steam Gen. Tube Rupture / 3 0 000040 Steam Line Rupture - Excessive Heat Transfer
/4 Knowledge of low power/shutdown implications in accident (e.g.,
1 WE12 Uncontrolled Depressurization of all Steam 04.
loss of coolant accident or loss of residual heat removal) 4.2 Generators / 4 09 mitigation strategies.
000054 (CE/E06) Loss of Main Feedwater / 4 0 04.
000055 Station Blackout / 6 Knowledge of EOP mitigation strategies. 4.7 1 06 000056 Loss of Off-site Power / 6 0 000057 Loss of Vital AC Inst. Bus / 6 0 000058 Loss of DC Power / 6 0 000062 Loss of Nuclear Svc Water / 4 0 0
000065 Loss of Instrument Air / 8 When to trip reactor if instrument air pressure is decreasing 4.2 1 6
W/E04 LOCA Outside Containment / 3 0 W/E11 Loss of Emergency Coolant Recirc. / 4 0 BW/E04; W/E05 Inadequate Heat Transfer - Loss of 0
Secondary Heat Sink / 4 000077 Generator Voltage and Electric 0
Grid Disturbances / 6 K/A Category Totals: 0 0 0 0 3 3 Group Point Total: 6 ES-401, 22 of 33
ES-401 3 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 (SRO)
K K K A A E/APE # / Name / Safety Function G K/A Topic(s) IR #
1 2 3 1 2 000001 Continuous Rod Withdrawal / 1 0 000003 Dropped Control Rod / 1 0 000005 Inoperable/Stuck Control Rod / 1 0 000024 Emergency Boration / 1 0
- 02. Knowledge of the bases in Technical Specifications for limiting 000028 Pressurizer Level Malfunction / 2 4.2 1 25 conditions for operations and safety limits.
000032 Loss of Source Range NI / 7 0 000033 Loss of Intermediate Range NI / 7 0 000036 Fuel Handling Accident / 8 0 000037 Steam Generator Tube Leak / 3 0 000051 Loss of Condenser Vacuum / 4 0 000059 Accidental Liquid RadWaste Rel. / 9 0 000060 Accidental Gaseous Radwaste Rel. / 9 0 000061 ARM System Alarms / 7 0 000067 Plant Fire On-site / 8 0 000068 Control Room Evac. / 8 0 000069 Loss of CTMT Integrity / 5 0
W/E14 High Containment Pressure / 5 000074 Inad. Core Cooling / 4 W/E06 Degraded Core Cooling / 4 0 W/E07 Saturated Core Cooling / 4
- 04. Knowledge of local auxiliary operator tasks during an emergency 000076 High Reactor Coolant Activity / 9 4.0 1 35 and the resultant operational effects.
W/E01 Rediagnosis / 3 0
W/E02 SI Termination / 3 W/E13 Steam Generator Over-pressure / 4 0 W/E15 Containment Flooding / 5 0 Facility conditions and selection of appropriate procedures W/E16 High Containment Radiation / 9 01 during abnormal and emergency operations 3.3 1 W/E03 LOCA Cooldown - Depress. / 4 0 W/E09 Natural Circulation Operations / 4 0
W/E10 Natural Circulation with Steam Voide in Vessel with/without RVLIS. / 4 Facility conditions and selection of appropriate procedures W/E08 RCS Overcooling - PTS / 4 01 during abnormal and emergency operations 4.2 1 K/A Category Totals: 0 0 0 0 2 2 Group Point Total: 4 ES-401, 23 of 33
ES-401 4 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 1 (SRO)
K K K K K K A A A A System # / Name G K/A Topic(s) IR #
1 2 3 4 5 6 1 2 3 4
- 04. Ability to verify system alarm setpoints and operate 003 Reactor Coolant Pump 4.0 1 50 controls identified in the alarm response manual.
- 04. Knowledge of EOP entry conditions and immediate action 004 Chemical and Volume Control 4.8 1 01 steps.
005 Residual Heat Removal 0 1
006 Emergency Core Cooling Inadvertent SIS actuation 4.2 1 3
007 Pressurizer Relief/Quench Tank 0 008 Component Cooling Water 0 0
010 Pressurizer Pressure Control Heater failures 3.6 1 1
012 Reactor Protection 0 013 Engineered Safety Features 0
Actuation 022 Containment Cooling 0 025 Ice Condenser 0 026 Containment Spray 0 039 Main and Reheat Steam 0 059 Main Feedwater 0 061 Auxiliary/Emergency Feedwater 0 062 AC Electrical Distribution 0 063 DC Electrical Distribution 0 064 Emergency Diesel Generator 0 073 Process Radiation Monitoring 0 076 Service Water 0 078 Instrument Air 0 0
103 Containment Phase A and B isolation 3.8 1 3
0 K/A Category Totals: 0 0 0 0 0 0 0 3 0 0 2 Group Point Total: 5 ES-401, Page 24 of 33
ES-401 5 Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant Systems - Tier 2/Group 2 (SRO)
K K K K K K A A A A System # / Name G K/A Topic(s) IR #
1 2 3 4 5 6 1 2 3 4 001 Control Rod Drive 0 002 Reactor Coolant 0 011 Pressurizer Level Control 0 014 Rod Position Indication 0
- 04. Knowledge of how abnormal operating procedures are used 015 Nuclear Instrumentation 4.5 1 08 in conjunction with EOPs.
016 Non-nuclear Instrumentation 0 017 In-core Temperature Monitor 0 027 Containment Iodine Removal 0 028 Hydrogen Recombiner and Purge 0
Control 029 Containment Purge 0 0
033 Spent Fuel Pool Cooling 1
Inadequate SDM 3.5 1 034 Fuel Handling Equipment 0 035 Steam Generator 0 041 Steam Dump/Turbine Bypass Control 0 045 Main Turbine Generator 0 055 Condenser Air Removal 0 056 Condensate 0 068 Liquid Radwaste 0 071 Waste Gas Disposal 0 072 Area Radiation Monitoring 0 075 Circulating Water 0 Ability to diagnose and recognize trends in an accurate and 04.
079 Station Air timely manner utilizing the appropriate control room reference 4.2 1 47 material.
086 Fire Protection 0 K/A Category Totals: 0 0 0 0 0 0 0 1 0 0 2 Group Point Total: 3 ES-401, Page 25 of 33