ML14338A038

Harris 2014-302 Final SRO Written Exam

ML14338A038
Person / Time
Site:	Harris
Issue date:	12/03/2014
From:	NRC/RGN-II
To:	Carolina Power & Light Co
References
50-400/14-302 50-400/14-302
Download: ML14338A038 (89)

Text

2014 NRC SRO Written Exam

76. Given the following plant conditions: - The unit was operating at 100% power

- A Reactor trip and a Safety Injection occurred due to low PRZ pressureCurrent conditions are: - All RCPs are off

- RVLIS Full Range is indicating 33% and stable

- PRZ level is off scale high

- PRZ pressure is 1360 psig and stable

- Containment pressure is 4.2 psig and rising - All SG NR levels are 45% and stable - Core Exit T/Cs are 755°F and stable

- RCS WR Hot Leg temperatures are 678°F and stableBased on these plant condtions, which ONE of the following completes the statementsbelow?A (1) break has occurred.To allow the injection of the RHR pumps, in accordance with EOP-FR-C.1, Responseto Inadequate Core Cooling, (2) is required to depressurize the RCS.

(1) PRZ steam space (2) opening of the Reactor Head Vent valves (1) PRZ steam space (2) the depressuization of all intact SGs at maximum rate (1) RCS hot leg (2) opening of the Reactor Head Vent valves (1) RCS hot leg (2) the depressuization of all intact SGs at maximum rate A.B.C.D. Friday, October 31, 2014 10:24:05 AM 76 Rev. FINAL 2014 NRC SRO Written Exam

77. Given the following plant conditions: - 'A' RHR pump is under clearance

- A Large Break LOCA occurred

- The crew is implementing EOP-E-1, Loss of Reactor or Secondary Coolant, and areevaluating if the 'B' RHR train is capable of cold leg recirculation - 1SI-341, Low Head SI train B to cold leg, red and green lights are not lit Which ONE of the following completes the statements below?

The position of 1SI-341 can be determined by checking the status of the (1)

. After the completion of ES-1.3, Transfer To Cold Leg Recirculation, the SIAccumulators are required to be isolated when (2)

. (1) monitor light box (MLB-3B) (2) RCS pressure is below 1000 psig (1) monitor light box (MLB-3B) (2) at least two RCS Hot Leg temperatures are less than 390

°F (1) status light box (SLB-2) (2) RCS pressure is below 1000 psig (1) status light box (SLB-2) (2) at least two RCS Hot Leg temperatures are less than 390

°F A.B.C.D. Friday, October 31, 2014 10:24:05 AM 77 Rev. FINAL 2014 NRC SRO Written Exam

78. Given the following plant conditions: - The unit is cooling down and RHR pump 'A' was just placed in Shutdown CoolingModeSubsequently the following occurs: - PRZ level lowers rapidly

- PRZ pressure lowers rapidly

- RHR pump 'A' trips on overcurrent

- RCS tempurature is 352°F and risingWhich ONE of the following completes the statements below?PRZ level indicators 460 and (1) are the Post Accident indicators that should beused to monitor PRZ level. Based on the conditions above, if ONE PRZ level channel of the Post Accidentindicators is NOT operable / available AND is unable to be restored the ACTIONrequired by Technical Specifation 3.3.3.6, Accident Monitoring Instrumentation, is to bein Hot Shutdown within (2) hours.(1) 461 (2) 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />(1) 461 (2) 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> (1) 462 (2) 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br /> (1) 462 (2) 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> A.B.C.D. Friday, October 31, 2014 10:24:05 AM 78 Rev. FINAL 2014 NRC SRO Written Exam

79. Given the following plant conditions: - The unit is operating at 100% power

- EDG 1B-SB is under clearance Subsequently, a loss of offsite power occursOne minute later DP-1A-SA is lost Which ONE of the following completes the statements below?Breaker indications are available on the MCB for (1)

.The procedural action required based on the current plant conditions is to dispatch anoperator to (2)

. (1) B-SB equipment ONLY (2) locally close breaker 106 (1) B-SB equipment ONLY (2) manually control EDG 1A-SA load / speed (1) BOTH A-SA and B-SB equipment (2) locally close breaker 106 (1) BOTH A-SA and B-SB equipment (2) manually control EDG 1A-SA load / speed A.B.C.D. Friday, October 31, 2014 10:24:05 AM 79 Rev. FINAL 2014 NRC SRO Written Exam

80. Given the following plant conditions: - The plant is operating at 100% power

- Instrument Air is aligned in SEQUENCE 2 with all Air Compressors availableOver the next minute the following indications are observed: - ALB-002-8-5, Computer Alarm Air Systems

- ALB-002-8-1, Instrument Air Low Press

- Instrument Air pressure is 73 psig and slowly loweringAOP-017, Loss Of Instrument Air, is being performed. An AO reports the instrument line to the Condenser Steam Dump valves on the westside of the condenser has ruptured. Which ONE of the following (1) describes the expected operation of the Instrument AirCompressors AND (2) identifies the Attachment that should be performed? (1) 1A and 1B running ONLY (2) Attachment 2, Positioning MCB Controllers (1) 1A and 1B running ONLY (2) Attachment 3, Reducing Instrument Air Header Loads (1) 1A, 1B, and 1C running (2) Attachment 2, Positioning MCB Controllers (1) 1A, 1B, and 1C running (2) Attachment 3, Reducing Instrument Air Header Loads A.B.C.D. Friday, October 31, 2014 10:24:05 AM 80 Rev. FINAL 2014 NRC SRO Written Exam

81. Given the following plant conditions: - A Reactor Trip and Safety Injection has occured

- EOP-E-0, Reactor Trip Or Safety Injection, is being implemented and SI has been resetThe current conditions are as follows: - RCS Pressure is 1500 psig and stable

- PZR level is off scale low

- Subcooling is 3°F and improving

- Containment pressure 0.2 psig and rising - RM-1RR-3597, RHR Pump 1B, is in HIGH alarm and trending up - MLB-4A-SA-6-3 and MLB-4B-SB-6-3, RAB Equip C/D Sump Alert Lvl, status lights are lit - SG levels are: A = 23%, B = 24%, C = 15%

- Total AFW flow has been reduced to 215 KPPHBased on this information, which ONE of the following procedures will be implementedwhen exiting EOP-E-0?EOP-FR-H.1, Response to Loss of Secondary Heat SinkEOP-ECA-1.2, LOCA Outside ContainmentEOP-ES-1.1, SI TerminationEOP-ES-1.2, Post LOCA Cooldown and Depressurization A.B.C.D. Friday, October 31, 2014 10:24:05 AM 81 Rev. FINAL 2014 NRC SRO Written Exam

82. Given the following plant conditions: - The unit is operating at 100% power

- Control Bank D group step counters indicate 218 stepsSubsequently the following occurs: - Control Bank D Rod P-8 drops to 145 steps.

- It will take 3 hours3.472222e-5 days <br />8.333333e-4 hours <br />4.960317e-6 weeks <br />1.1415e-6 months <br /> to re-align rod P-8 with the Control Bank D rodsWhich ONE of the following statements describes (1) the MAXIMUM Thermal powerlevel the unit is required to maintain in accordance with Tech Spec 3.1.3.1, MovableControl Assemblies - Group Height, One rod not within alignment limits, AND (2) theBasis for reducing Thermal Power?

(Reference provided) (1) 85% (2) Provides assurance of fuel rod integrity during continued operation. (1) 85% (2) Minimizes the effect of a Control Rod ejection accident. (1) 75% (2) Provides assurance of fuel rod integrity during continued operation. (1) 75%

(2) Minimizes the effect of a Control Rod ejection accident.

A.B.C.D. Friday, October 31, 2014 10:24:05 AM 82 Rev. FINAL 2014 NRC SRO Written Exam

83. Given the following plant conditions: - A crane lift above the WGDTs is planned

- A sample of the 'A' GDT had been obtained to release the tank later todayWhich ONE of the following completes the statements below?In accordance with OST-2044, for a planned crane lift above the WGDTs theMAXIMUM time allowed to complete the crane lift AFTER GDT sampling and activity calculations are performed is within (1) hours. In accordance with PLP-114, the concern with the amount of radioactivity in theWaste Gas System is based on not exceeding a MAXIMUM of (2) in theevent of an uncontrolled release as a result of a crane mishap over the GDT.(NOTE: The procedure titles are listed below)

OST-2044, Radwaste Daily Operations Surveillance Test Modes: At All TimesPLP-114, Relocated Technical Specifications and Design Basis Requirements (1) 12 (2) 2 Rem exposure to the public (1) 12 (2) 0.5 Rem exposure to a radiation worker near the tank (1) 24 (2) 2 Rem exposure to the public (1) 24 (2) 0.5 Rem exposure to a radiation worker near the tank A.B.C.D. Friday, October 31, 2014 10:24:05 AM 83 Rev. FINAL 2014 NRC SRO Written Exam

84. Given the following plant conditions: - The unit is in Mode 6 with core offload in progress

- A fuel assembly has just been unlatched in the Containment Upender - The Fuel Handling SRO has reported that Refueling Cavity Level is rapidly lowering - The crew has entered and is implementing AOP-031, Loss of Refueling CavityIntegrity - The CRS has directed that the fuel assembly be returned to the Reactor VesselPrior to relatching the assembly, the following occurs: - ALL CNMT Ventilation Isolation radiation monitors have just gone into alarm - HP reports radiation levels on the Manipulator Crane of 154 mR/hr and risingIn accordance with AOP-031, what action must be taken in Containment? Place the fuel assembly in the Reactor Vessel and evacuate ONLY unnecessarypersonnel. Leave the fuel assembly in the upender and evacuate ONLY unnecessarypersonnel.Place the fuel assembly in the Reactor Vessel and evacuate ALL personnel. Leave the fuel assembly in the upender and evacuate ALL personnel.

A.B.C.D. Friday, October 31, 2014 10:24:05 AM 84 Rev. FINAL 2014 NRC SRO Written Exam

85. Given the following plant conditions: - The unit was operating at 100% power

- The plant experienced a LOCA several hours ago

- Only one Containment Spray Pump is running due to actions taken by the crew inaccordance with EOP-ECA-1.1, Loss Of Emergency Coolant Recirculation Subsequently, a transition has just been made to EOP-FR-Z.1 , Response to HighContainment Pressure - Current Containment pressure is 14 psig and slowly lowering - RWST level is 47% and slowly lowering - 3 Containment Fan Coolers are available and runningWhich ONE of the following actions should be taken for the current plant conditions?Start the second Containment Spray Pump if Containment pressure does not lowerbelow 10 psig before exiting EOP-FR-Z.1.Start the second Containment Spray Pump per EOP-FR-Z.1 since pressure isabove 10 psig. Continue operation with one Containment Spray pump per EOP-ECA-1.1unless Containment pressure exceeds 45 psig, then start the second pump.

Continue operation with one Containment Spray pump per EOP-ECA-1.1 unlessContainment pressure begins rising, then start the second pump.

A.B.C.D. Friday, October 31, 2014 10:24:05 AM 85 Rev. FINAL 2014 NRC SRO Written Exam

86. Given the following plant conditions: - The unit is operating at 100% power

- Reactor Engineering is performing a flux map - OWP-RP-01, Reactor Protection, is in place for Loop B, Tavg/-T Channel II, dueto a failed bistable - Repair of Loop B, Tavg/-T Channel II, will not be completed for another 17 hours1.967593e-4 days <br />0.00472 hours <br />2.810847e-5 weeks <br />6.4685e-6 months <br /> I&C discovers the bistables for Power Range channel N-41 are set higher than theallowable values of Technical Specifications and repairs will take 7 hour8.101852e-5 days <br />0.00194 hours <br />1.157407e-5 weeks <br />2.6635e-6 months <br />sWhich ONE of the following identifies the LEAST restrictive requirement that must becompleted for these conditions in accordance with OWP-RP-01 and TechnicalSpecifications?Bypass Power Range N-41 until repairs are completed on Loop B Tavg/-TPrepare to shutdown in 1 hour1.157407e-5 days <br />2.777778e-4 hours <br />1.653439e-6 weeks <br />3.805e-7 months <br /> and be in Hot Shutdown within 6 hour6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />sTrip the Power Range N-41 bistables after Loop B Tavg/-T is returned to servicePlace the unit in Hot Standby within 7 hours8.101852e-5 days <br />0.00194 hours <br />1.157407e-5 weeks <br />2.6635e-6 months <br /> A.B.C.D. Friday, October 31, 2014 10:24:05 AM 86 Rev. FINAL 2014 NRC SRO Written Exam

87. Given the following plant conditions: - The plant was operating at 40%

- 0600, A 15 gpm tube leak develops in the 'A' SG

- 0604, ALB 022-9-1, Start XFMR-B Lockout Trip Or Trouble, alarms - 0607, ALB-014-8-5, Computer Alarm Steam Generators, alarms - Computer Point ID ZMS1254A, 1MS-58 SG A PORV, indicates NOT SHUT - Attempts to shut 1MS-58 from the MCB are not successful - 0610, ALB-026-1-4, Annun Sys 1 Power Supply Failure, alarmsSubsequently the following occurs: - 0625, An AO reports 1MS-59, MS Line A PORV Isol Vlv, is stuck open

- 0630, 'A' SG tube leakage degrades and a Reactor Trip and Safety Injection are

initiatedWhich ONE of the following identifies the FIRST required classification for theconditions above?(Reference provided)

FU1.1 SU1.1 SU5.1 SU8.1 A.B.C.D. Friday, October 31, 2014 10:24:05 AM 87 Rev. FINAL 2014 NRC SRO Written Exam

88. Given the following plant conditions: - The unit was operating at 100% power

- Containment Spray Pump 'A' is under clearance

- 1A3-SA, cubicle 4A, Emerg MCC 1A34-SA Supply Brkr, is under clearance Subsequently a Service Water leak develops downstream of 1SW-91, CNMT FanCooler AH-2 Inlet CIV, which requires Service Water to be isolated. Which ONE of the following identifies (1) the impact of isolating Service Water to AH-2AND (2) a required action in accordance with Technical Specification 3.6.2.3,Containment Cooling System? (Reference provided) (1) Service Water is isolated to ONLY AH-2 1A-SA (2) restore the inoperable spray system to operable status within 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> or be inat least Hot Standby within the next 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. (1) Service Water is isolated to ONLY AH-2 1A-SA (2) restore the inoperable train of fan coolers to operable status within 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> orbe in at least Hot Standby within the next 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. (1) Service Water is isolated to BOTH AH-2 1A-SA and 1B-SA (2) restore the inoperable spray system to operable status within 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> or be inat least Hot Standby within the next 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. (1) Service Water is isolated to BOTH AH-2 1A-SA and 1B-SA (2) restore the inoperable train of fan coolers to operable status within 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> orbe in at least Hot Standby within the next 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />.

A.B.C.D. Friday, October 31, 2014 10:24:05 AM 88 Rev. FINAL 2014 NRC SRO Written Exam

89. Given the following plant conditions: - The unit is operating at 85% power

- The following annunciator is received in the Control Room: - ALB-002-7-2, Serv Wtr Pumps Discharge Low Press - Cooling Tower Basin Level is lowering rapidly - Service Water header pressure is 50 psig and loweringOne minute later the following conditions exist: - Service Water header pressure is 35 psig and rising

- The Cooling Tower Basin Level is stable- The RAB AO reports that a large volume of water is gushing from the upstreamflange of 1SW-274, Header B Return To Normal Header valve Which ONE of the following completes the statements below?

The leak is located in the (1) system. In accordance with Technical Specification 3.7.4, Emergency Service Water, the basesfor the Limiting Condition of Operation is to ensure that sufficient cooling capacity isavailable for continued operation of safety related equipment during (2) conditions. (1) Normal Service Water (2) normal AND accident (1) Normal Service Water (2) ONLY accident (1) Emergency Service Water (2) normal AND accident (1) Emergency Service Water (2) ONLY accident A.B.C.D. Friday, October 31, 2014 10:24:05 AM 89 Rev. FINAL 2014 NRC SRO Written Exam

90. The following conditions are occurring with the unit in Mode 6 and refueling activities inprogress:

- Source range audible counts are unexpectedly rising - Annunciator ALB-013-2-1, Source Range High Flux Lvl at Shutdown, has gone intoalarm due to both NI-31 and NI-32 responsesWhich ONE of the following completes the statements below?The Containment local evacuation alarm (1) actuated. Subsequently: - It was determined that both Source Range detectors were not responding correctlyTechnical Specifications requires the RCS boron concentration to be determined within (2) hours. (1) should be manually (2) 4 (1) should be manually (2) 12 (1) will be automatically (2) 4 (1) will be automatically (2) 12 A.B.C.D. Friday, October 31, 2014 10:24:05 AM 90 Rev. FINAL 2014 NRC SRO Written Exam

91. Given the following plant conditions: - A Reactor startup is in progress at 10

-8 amps in accordance with GP-004, ReactorStartup (Mode 3 To Mode 2) - Power Range N-42 instrument power fuse was found in the blown condition Which ONE of the following completes the statements below?

(1) is required to be implemented to remove Power Range N-42 from service. Continued power escalation into Mode 1 (2) allowed. (1) OWP-RP, Reactor Protection (2) is (1) OWP-RP, Reactor Protection (2) is NOT (1) OP-105, Excore Nuclear Instrumentation (2) is (1) OP-105, Excore Nuclear Instrumentation (2) is NOT A.B.C.D. Friday, October 31, 2014 10:24:05 AM 91 Rev. FINAL 2014 NRC SRO Written Exam

92. Given the following plant conditions: - Spent Fuel Pool temperature is rising

- Spent Fuel Pool level is loweringWhich ONE of the following in accordance with AOP-041, Spent Fuel Pool Events,identifies (1) the FIRST action required to be taken to address the above conditionsAND (2) the basis for the action? (1) Restore Spent Fuel Pool level using Attachment 4, SFP Makeup Water SourceAvailability. (2) To prevent loss of inventory that could result in elevated radiation levels in the Spent Fuel Pool area. (1) Restore Spent Fuel Pool level using Attachment 4, SFP Makeup Water SourceAvailability. (2) Adequate cooling to the Spent Fuel Pools will likely be provided through thefeed and bleed process. (1) Reduce Spent Fuel Pool temperature using Attachment 5, Aligning SFPCooling with Cross-Connected Pump and HX. (2) To prevent boiling of the Spent Fuel Pools that could result in boron plating onthe fuel assemblies. (1) Reduce Spent Fuel Pool temperature using Attachment 5, Aligning SFPCooling with Cross-Connected Pump and HX. (2) Adequate cooling to the Spent Fuel Pools will likely prevent boiling and theresultant lowering of water level.

A.B.C.D. Friday, October 31, 2014 10:24:05 AM 92 Rev. FINAL 2014 NRC SRO Written Exam

93. A release of WGDT 'E' is in progress.Subsequently: - REM-1WV-3546, WPB Stack 5 PIG Monitor has gone into HIGH ALARM - 3WG-229, WG Decay Tanks E&F To Plant Vent Valve, failed to shut Which ONE of the following completes the statement below?

In accordance with AOP-005, Radiation Monitoring System (1) is required to beimplemented to stop the release in progress.In accordance with ODCM 3.3.3.11, Radioactive Gaseous Effluent MonitoringInstrumentation, (2) is (are) required to resume the release.

(Reference provided) (1) OP-120.07, Section 7.1, Total Shutdown (2) the initiatation of the preplanned alternate method of monitoring the appropriateparameter(s) within 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> (1) OP-120.07, Section 7.1, Total Shutdown (2) samples, release rate calcs, and an Independent Verification of the valve line-up (1) OP-120.07, Section 8.37, Actions for a REM Monitor Alarm During a WasteGas Decay Tank Release (2) the initiatation of the preplanned alternate method of monitoring the appropriateparameter(s) within 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> (1) OP-120.07, Section 8.37, Actions for a REM Monitor Alarm During a WasteGas Decay Tank Release (2) samples, release rate calcs, and an Independent Verification of the valveline-up A.B.C.D. Friday, October 31, 2014 10:24:05 AM 93 Rev. FINAL 2014 NRC SRO Written Exam

94. Given the following plant information: - The unit was operating at 79% power when a Turbine runback occurred

- The crew has stabilized the plant at 58% power - Fifteen minutes after stabilization, annunciator ALB 026-2-1, Gross Failed Fuel DetTrouble, alarmed - An RCS activity sample was taken with the following results:- Gross (beta-gamma) specific activity has been calculated to be 165/

E- Dose-equivalent I-131 specific activity (DEI) is 130 Ci/gmWhich ONE of the following conditions would (1) satisfy Technical Specificationsrequirements, AND (2) what is the basis for the requirement? (1) Be in Mode 3 with T avg <500°F within the following 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. (2) To minimize the potential release of activity in the event of a SG Tube Rupture. (1) Be in Mode 3 with T avg <500°F within the following 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. (2) To reduce the production of fission products until DEI is restored to the TechSpec required value of

< 0.35 Ci/gm. (1) Reduce power below 50% within 3 hours3.472222e-5 days <br />8.333333e-4 hours <br />4.960317e-6 weeks <br />1.1415e-6 months <br />. (2) To minimize the potential release of activity in the event of a SG Tube Rupture. (1) Reduce power below 50% within 3 hours3.472222e-5 days <br />8.333333e-4 hours <br />4.960317e-6 weeks <br />1.1415e-6 months <br />. (2) To reduce the production of fission products until DEI is restored to the TechSpec required value of

< 0.35 Ci/gm.A.B.C.D. Friday, October 31, 2014 10:24:05 AM 94 Rev. FINAL 2014 NRC SRO Written Exam

95. Given the following plant conditions: - The unit is operating at 100% power

- Annunciator ALB-009-4-3, Pressurizer Low Level Ltdn Secured and Htrs Off, hasalarmed due to a transmitter failureWhich ONE of the following completes the statements below regarding the systemfailure and Technical Specification requirements? 1CS-231, FK-122.1, Charging Flow demand has increased due to the failure of PRZ level transmitter (1)

. AND The Technical Specifications required acti on is to place the channel in the trippedcondition within (2) hours. (1) 459 (2) 4 (1) 460 (2) 4 (1) 459 (2) 6 (1) 460 (2) 6 A.B.C.D. Friday, October 31, 2014 10:24:05 AM 95 Rev. FINAL 2014 NRC SRO Written Exam

96. Given the following plant conditions: - The unit is operating at 100% power

- Today at 0800 an instrumentation failure has resulted in the crew enteringAOP-001, Malfunction of Rod Control and Indication System and placing the rodcontrol system to manualIn accordance with WCM-001, On-Line Maintenance Risk Management, which ONE ofthe following personel are RESPONSIBLE for assessing the impact on scheduled work and plant risk? STAWCC-SROWork Week ManagerShift Manager A.B.C.D. Friday, October 31, 2014 10:24:05 AM 96 Rev. FINAL 2014 NRC SRO Written Exam

97. Which ONE of the following satisfies the Technical Specification bases requirement foroff-site power distribution with the plant in Mode 1? The requirement can be satisfied by any two separate off-site transmission linesthat can power the SUTs.The requirement can ONLY be satisfied by two off-site transmission lines that feedthe SUTs directly (Cary, Regency Park and Cape Fear North).The requirement can ONLY be satisfied by the off-site transmission lines that do notfeed the respective North or South switchyard bus through a jumper.The requirement is satisfied as long as the switchyard alignment is such that poweris available from the off-site transmission network to both SUTs regardless of thenumber of transmission lines available.

A.B.C.D. Friday, October 31, 2014 10:24:05 AM 97 Rev. FINAL 2014 NRC SRO Written Exam

98. Given the following plant conditions: - An employee was injured and contaminated

- The employee was transported to Western WakeMed for treatment before he wasde-contaminated - Duke Energy is planning a news release for this eventWhich ONE of the following completes the statements below?

In accordance with AP-617, Reportability Determination And Notification, theEARLIEST required NRC notification of this event is within (1) hours. In accordance with AOP-013, Fuel Handling Accident, (2) is the primaryradiological concern for fuel off-loaded more than 6 months ago because it will NOT bedetected by personal dosimetry or area radiation monitors.(Reference provided) (1) 4 (2) Krypton-85 (1) 4 (2) Iodine-131 (1) 8 (2) Krypton-85 (1) 8 (2) Iodine-131 A.B.C.D. Friday, October 31, 2014 10:24:05 AM 98 Rev. FINAL 2014 NRC SRO Written Exam

99. Which ONE of the following personnel are RESPONSIBLE for preparing and approvinga Batch Gaseous Effluent Permit in accordance with OP-120.07, Waste Gas Processing?

Prepares Permit

Approves Permit Chemistry Control Room Supervisor Chemistry Shift Manager Radiation Protection Control Room Supervisor Radiation Protection Shift Manager A.B.C.D. Friday, October 31, 2014 10:24:05 AM 99 Rev. FINAL 2014 NRC SRO Written Exam 100. Given the following plant conditions: - An event has occurred that has resulted in the activation of the EmergencyResponse Organization (ERO) - The Technical Support Center (TSC) has completed turnover from the MCR - A Maintenance Mechanic is standing by to enter the RAB to isolate a release inprogress. This will result in a dose of 11,400 mrem TEDE for the individual Which ONE of the following describes the dose limit basis for the type of entry ANDthe position that must approve the expected dose the Mechanic will receive inaccordance with PEP-330, Radiological Consequences?

(NOTE: The titles for the positions are listed below) SEC-TSC Site Emergency Coordinator - Technical Support Center RCD Radiological Control Director

_________Limit Basis__________

____Position____Protection of large populations ONLY SEC-TSCProtection of large populations ONLY RCD Protect valuable property AND large populations SEC-TSC Protect valuable property AND large populations RCD A.B.C.D.You have completed the test! Friday, October 31, 2014 10:24:05 AM 100 Rev. FINAL ANSWER KEY REPORTfor 2014 NRC SRO Written Exam Test Form: 0 Answers 0#ID12014 NRC RO 1B22014 NRC RO 2C 32014 NRC RO 3A 42014 NRC RO 4D 52014 NRC RO 5A 62014 NRC RO 6A 72014 NRC RO 7C 82014 NRC RO 8D 92014 NRC RO 9A 102014 NRC RO 10C 112014 NRC RO 11D 122014 NRC RO 12A 132014 NRC RO 13D 142014 NRC RO 14D 152014 NRC RO 15D 162014 NRC RO 16A 172014 NRC RO 17B 182014 NRC RO 18A 192014 NRC RO 19A 202014 NRC RO 20A 212014 NRC RO 21B 222014 NRC RO 22D 232014 NRC RO 23D 242014 NRC RO 24D 252014 NRC RO 25B 262014 NRC RO 26A 272014 NRC RO 27C 282014 NRC RO 28D 292014 NRC RO 29C 302014 NRC RO 30B 312014 NRC RO 31C 322014 NRC RO 32C 332014 NRC RO 33B 342014 NRC RO 34A 352014 NRC RO 35C 362014 NRC RO 36D 372014 NRC RO 37D 382014 NRC RO 38B 392014 NRC RO 39B 402014 NRC RO 40D 412014 NRC RO 41B 422014 NRC RO 42A 432014 NRC RO 43D 442014 NRC RO 44B 452014 NRC RO 45C 462014 NRC RO 46A 472014 NRC RO 47CFriday, October 31, 2014 10:26:10 AM 1

ANSWER KEY REPORTfor 2014 NRC SRO Written Exam Test Form: 0 Answers 0#ID482014 NRC RO 48D492014 NRC RO 49B 502014 NRC RO 50A 512014 NRC RO 51B 522014 NRC RO 52B 532014 NRC RO 53A 542014 NRC RO 54D 552014 NRC RO 55C 562014 NRC RO 56C 572014 NRC RO 57D 582014 NRC RO 58B 592014 NRC RO 59D 602014 NRC RO 60D 612014 NRC RO 61C 622014 NRC RO 62B 632014 NRC RO 63A 642014 NRC RO 64B 652014 NRC RO 65C 662014 NRC RO 66A 672014 NRC RO 67C 682014 NRC RO 68D 692014 NRC RO 69B 702014 NRC RO 70C 712014 NRC RO 71D 722014 NRC RO 72C 732014 NRC RO 73B 742014 NRC RO 74D 752014 NRC RO 75C 762014 NRC SRO 1B 772014 NRC SRO 2B 782014 NRC SRO 3A 792014 NRC SRO 4B 802014 NRC SRO 5D 812014 NRC SRO 6B 822014 NRC SRO 7C 832014 NRC SRO 8B 842014 NRC SRO 9D 852014 NRC SRO 10C 862014 NRC SRO 11D 872014 NRC SRO 12A 882014 NRC SRO 13C 892014 NRC SRO 14C 902014 NRC SRO 15C 912014 NRC SRO 16A 922014 NRC SRO 17B 932014 NRC SRO 18D 942014 NRC SRO 19AFriday, October 31, 2014 10:26:10 AM 2

ANSWER KEY REPORTfor 2014 NRC SRO Written Exam Test Form: 0 Answers 0#ID952014 NRC SRO 20C962014 NRC SRO 21C 972014 NRC SRO 22A 982014 NRC SRO 23A 992014 NRC SRO 24A 1002014 NRC SRO 25AFriday, October 31, 2014 10:26:10 AM 3

201 4 NRC S RO Question 69 Reference

AP-617 R e v. 35 P a g e 1 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference I IN F OR M ATION U S E H ARRIS NUCLEA R P L ANT PLA N T O P E R A T I N G M A NUAL VOL UM E 1 PA R T 1 PROC E DURE T Y PE: A DM I N IS T R A T I V E P R O C E DURE (AP) NU M BE R: A P-6 1 7 T I T L E: R EP O R T A B IL I T Y D E T E R M I N A T IO N A ND NOTIFI C ATION AP-617 R e v. 35 P a g e 2 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference T a b le of C o n t e n t s Secti o n Pa ge 1.0 P UR POS E ...............................

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3 2.0 R E F E R E NC E S ...............................

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...... 4 3.0 D E F IN I T I ON S/A B B R E V I A TIONS ...............................

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.......... 5 4.0 RESPO N SI B IL I T I E S...............................

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6 5.0 PROC E DURE 5.1 I m m ed i a te Re po r t abili t y ...............................

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7 5.2 Ot he r Re po r t s ...............................

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11 6.0 DIAG R A M S/A T T A C H M E N T S Atta c hm en t 1 - I m m ed i a te No t i f i c a t i o n R e q u ir e m e n t s...............................

.......... 12 Atta c hm en t 2 - T e c hn i c a l Spe c i f i c a t i o n a n d O DC M Spe c i a l R e p o r t s..................

22 Atta c hm en t 3 - R o u t i n e R epo r t s ...............................

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.......... 26 A tta c hm en t 4 - E v en t R epo r t s (O t he r t h a n L E R s)...............................

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29 A tt a c hm en t 5 - O n e Ho u r N o t i f i c a t io n s - S a m pl e W or d i n g...............................

... 38 Atta c hm en t 6 - SA M P L E R ea c to r P la n t E v e n t N o t i f i c a t io n W or ks h e e t ..............

40 Atta c hm en t 7 - R ea c t o r P l an t E v en t N o t i f i c a t i o n W or ks h e e t...............................

41 Atta c hm en t 8 - R epo r t ab ili t y E v a l ua t i o n (R E W) W o r k s he e t ...............................

43 R e v i s i o n Su m m a r y ...............................

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........ 49 AP-617 R e v. 35 P a g e 3 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 1.0 P URPOSE R 1. T h i s p roced u r e p r o v i des g u idance i n de t e rm i n i n g NR C R epo rt ab ili t y i n t he f o ll o wi ng a r ea s: a. E v en t s r e q u i r i n g v e rbal n o t i f i ca t i on t o t he NR C v i a E m e r gency T e leco m m un i ca t i on S y s tem (E T S) w i t h i n one, f o u r , e i g h t, or t w en t y-four hou r s. b. E v en t s r e q u i r i n g a w r i tt e n f o ll o w-up r epo r t t o t he NRC as a L icensee E v ent R epo r t (L ER) or as a S p ec ial R epo rt. c. Schedu l ed R ou t i ne R ep o rt s r e q u i r ed by T i t l e 10 o f t he C ode o f Fed e ral R e g u l a t i ons (C F R) o r by t he O pe r a t i ng L icense Techn ical S pec i f i c a t ions; P L P-114, R e loca t e d T e c hn ical S pec i f i c a t i ons and D es i g n B as i s R e q u i r e m en t s; and t he O ff s i t e Dose C a l cu l a t i on M anu a l (O DC M). d. E v ent R epo rt s (o ther t h a n L ERs) that a r e p r epa r e d on an as needed bas i s. e. R epo rt ab ili t y e v a l ua t i on f or no n-r o u t i ne r ep o rt s w i ll be based o n C ond i t i on R epo rt s per R e f e r e n ce 2.3. 2. T he r ep o rt s li s t ed i n t h i s p rocedu r e a r e r e g u l a t o r y r e q u i r e m en t s. T he sp e c i fic r e f e rence for each r ep o r t i s i den t i f i ed w i t h each r e po rt on t he app licab l e a tt ac h m en t. 3. S e v e ral spec i f i c r ep o rt i n g r e q u i r e m en t s a r e a l so add ressed by o ther p r o c edu res: a. I m m ed i a t e no t i f i c a t i ons o f s a f e g ua r ds (secu r i t y) r e l a t ed e v en t s r e l a t ed t o t he P h y s ical Secu r i t y o f S pec ial N uc lear M a t e r ial as r e q u i r ed by §73.71 (R epo rt i n g o f S a f e g u a r d s E v en t s) w ill be c lass i f i ed per R e f e r e n ce 2.7. b. R epo rt i n g o f e v en t s w h i c h resu l t i n t he dec l a r a t i o n o f an e m e r g e ncy c lass i f i c a t i on sha ll be i n acco rdance w i t h E m e r g ency P l an and i m p l e m en t i n g p roced u r e s. c. R epo rt i n g o f e v en t s r e g a r d i ng f i sh k ill s, ha z a r do u s sub s tance r e leases, and o il sp ill s sha ll be i n a cco rdance w i t h R e f e r en c e 2.17 f o r n o t i f i ca t i on t o app r op r i a t e C o r p o r a t e , Loca l , S t a t e and Fede r al (no n-NRC) a genc ie s. d. R epo rt i n g o f e v en t s r e g a r d i ng en v i r on m en tal v i o l a t i ons sha ll be i n acco rdance w i t h t h i s p r ocedu r e and R e f e rences 2.30 and 2.31 f o r no t i f i ca t i on t o ap p r op r i a t e C o r po r a te, Loca l , S t a t e and Fed e ral (no n-NRC) a g enc i e s. e. R epo rt i n g o f e v en t s t o insu r e r s r e g a r d ing c e r t a i n fi r es or o t h e r loss e s sha ll be i n acc o rdance w i t h R e f e rence 2.32. f. R epo rt i n g o f e v en t s r e g a r d i ng no n-r ou t i ne r ad i oa c t i v e r e leases sha ll be i n acco rdance w i t h R e f e r e n ce 2.37 f o r n o t i f i ca t i on t o app r o p r i a t e C o r po r a te, Loca l , S t a t e and Fede r al (no n-NRC) a g enc ies.

AP-617 R e v. 35 P a g e 4 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 1.0 P URPOS E (c o n t i n u ed) 4. T h i s p r o c e d u r e p r o v i de s i n s t r u c t i on s f o r t h e i m m ed ia t e n o t i f i c a t i o n t o t h e NR C u s i n g th e E m e rg en cy T e l e c o mm un i c a t i o n S y s t e m (E T S) p ho n e for non-e m e rg en cy e v en ts tha t r e q u ir e s u ch r ep o r t i n g a cc o r d i n g t o §5 0.72, T e c hn i c a l S pe c i f i c a t i o n s an d o t he r § r e q u ir e m ents. 2.0 R E F E R E NC E S 1. SEC-N GG C-212 0 , U se S t o r a g e and P r o t e c t i on o f S a f egua r ds and O ther L i m i t ed Access I n f o rm a t i on 2. AP-611, R e g u l a t o r y C o r respondence (supe rsed e d by RE G-N GG C-0016) 3. CAP-N GG C-020 0 , C ond i t i on I de n t i f i ca t i on and S c r een i ng P roce s s 4. RE G-NG G C-001 3 , E v a l ua t i ng and R ep o rt i n g o f D e f ec t s and Nonco m p liance i n A cco rdance W i t h 10 C FR 21 5. PEP-310, N o t i f i c a t i ons a nd C o m m un i ca t ions 6. AP-620, L icensee E vent R epo r t D e v e l op ment and A pp r o v al (supe rseded b y RE G-NG G C-001 6) 7. SEC-N GG C-214 7 , R epo rt i n g o f S a f e g ua r ds and F i tness for D u t y E v en t s 8. SHNP P O pe r a t i n g L icense and Techn ical S p e c i f i ca t i ons 9. NURE G 1022, L icensee E v ent R epo r t S y s t e m 10. NR C Inspec t i on P roced u r e 6170 6 , C o r e T he r m al P o w er E v a l ua t i on 11. SP-014, A dd i t ional S u r v e illance/C o mpensa t o r y Secu r i t y Measu r es 12. A D M-N GG C-020 1 , N uc lear T a s k M ana g e m e n t 13. RDC-N GG C-000 1 , N G G S t anda r d Reco r d s M ana g e ment P r o g r am 14. O ff s i t e Dose C a l cu l a t i on M anu a l (O DC M) 15. P L P-114, R e loca t e d T e c hn ical S pec i f i c a t i ons and D es i g n B as i s R e q u i r e m en t s 16. F SAR , T M I A ppend i x It e m I I.K.3.3, R epo r t on S a f e t y and R e li ef V a l v e Fa i l u res and C ha ll en g es 17. P L P-500, F i sh Kil l R epo rt i ng, H a z a r dous S u b s t a nces R e lease N o t i f i c a t ion, and O i l S p il l No t i f i c a t io n 18. NURE G 1460, G u i de t o NR C R epo rt i ng and R e c o r d k eep i ng R e q u i r e m en t s 19. R e g u l a t o r y G u i de 1.16, R epo rt i n g o f O pe r a t i n g I n f o r m a t i on - A ppend i x A Techn ical S pec i f i c a t ions AP-617 R e v. 35 P a g e 5 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 2.0 R E F E R E NC E S (c on t i n ued) 20. R e g u l a t o r y G u i de 1 0.1, C o m p il a t i on o f R epo rt i n g R e q u i r e m e n t s for P e r s o ns S ub ject t o NR C R e g u l a t i ons 21. I E I n f o r m a t i on N o t i ce N o. 8 3-34, E v ent N o t i f i c a t i on I n f o r m a t i on W o rksheet 22. I E I n f o r m a t i on N o t i ce N o. 8 5-62, B a c k up T e l eph o ne N u m b e r s t o t he NR C O pe r a t i ons C en t e r 23. I E I n f o r m a t i on N o t i ce N o. 8 5-78, E v ent N o t i f i c a t i on 24. Le tt e r HE L D-H-27 8 , Z i m m e r m an t o B e a tt y e t a l., M a r ch 31, 1987 25. SA F-SUBS-00033, E m p l o y ee I nc ident I n v es t i g a t i ons 26. P L P-201, E m e r gency P l an 27. E P M-400, P ub li c N o t i f i c a t i on and Al e r t i ng S y s t em 28. ESR 95-00745, D e l e t i on o f "Fa i l i nd i ca tor c i r cu i t s f or C T Beaco n s" 29. U.S. D ep a r t ment o f T r a nspo rt a t i on, Fe d e ral A v i a t i on A d m i n i s t r a t i on A d v i so r y Ci r cu la r AC 70/7 46 0-1K 30. E M P-001, NPDE S P e r m i t M on i t o r i ng 31. N a t ional P o ll u tant Di sc h a r g e Eli m i na t i on S y s t e m (NPDES) P e r m i t N u mber NC 0039586, N o r t h C a r o l i na D epa r t ment o f E n v i r on ment and N a t u ral R es o u rces, Di v i s io n of W a ter Q ua li t y 32. P L P-105, Insu rance P r o g r a m s at H a r r i s N uc lear Pl ant 33. NE I P os i t i on S t a t e m en t: G u idance t o L icensees o n C o m p l y i ng w i t h t he L icensed P o w er L i m i t (NR C AD A M S Access i on No. M L0 81750537) 34. NR C M e m o r andum t i t l ed "Discuss i on o f 'L icensed P o w er Le v e l'", Jo rdan, E.L., Di v i s i on of R eac t o r O pe r a t i ons I nspec t i o n , A u g. 2 2, 1980 35. P L P-300, P rocess C on t rol P r o g r a m 36. AD-SY-A LL-040 1 , F i t ne s s For D u t y P r o g r am 37. CHE-N GG C-005 7 , G r o u nd w a t er P r o t e c t i on P r o g r am 38. P L P-717, E q u i p m ent I m po rt a n t T o E m e r gency P repa redness and E R O Response 39. RE G-NG G C-001 6 , R e g u l a t o r y C o rrespo n de n ce & L E R D e v e l op m ent 40. CR 580945, O c t. 3, 2012 N o t i ce o f Vi o l a t i on for E O F 41. F PP-013, F i r e P r o t e c t i o n-M i n i m um R e q u i r e m en t s , M i t i g a t i n g A c t i ons and S u r v e i l lance R e q u i r e m e n t s 42. NE I 07-0 7 , Gr o u nd W a t e r P r o t e c t i on I n i t i a t i v e V o l un t a r y C o m m un i ca t i ons 3.0 D E F INIT IO N S/A BBR E V I A T IO NS 1. C ode o f Fed e ral R e g u l a t i ons - C FR 2. E q u i p m e n t I nope r ab l e Reco r d - E I R 3. E m e r gency Response F ac ili t y I n f o r m a t i on S y s t e m - ER F I S AP-617 R e v. 35 P a g e 6 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 3.0 D E F INIT IO N S/A BBR E V I A T IO NS (c on t i n u ed) 4. E m e rg en cy T e l e comm un i c a t io n S y s te m - E TS 5. En g i nee r e d S a fe ty F e a tu r e - ESF 6. L i c en s e e E v en t R epo r t (LE R) - A w ri tte n r ep o r t c o n f o r m i n g t o th e f o r mat an d c on t en t r e q u ir e m e n ts o f §5 0.7 3 a n d NUR E G 1 0 22. 7. N a t i ona l O c e a n i c a n d Ae r o n au t i c A d m i n i s t r a t i o n - NO A A 8. N u c l ea r R e g u l a t o r y C o mm i ss io n - NRC 9. Off s i t e D o s e C a l c u la t io n M an u a l - O DCM 10. Ope r a t i n g L i c en se - OL 11. R ea c to r P ro te c t io n S y s te m - R P S 12. S a f e ty Param e t e r Di s pl a y S y s te m - SP D S 13. So li d S t a te P r o t e c t i o n S y s te m - SS P S 14. E m e rg en cy N o t i f i c a t io n S y s te m - E NS 15. H ea l t h P h y s i cs N e t w o r k - H P N 4.0 R ESPO N SI B I L I T I ES 1. T h e S h i f t M a n a g er (S M): a. D e t e r m i n i n g i m m ed i a t e NR C r epo r t a bili t y , and b. M a k i n g app r op ri a t e n o t i f i c a t i on s. 2. T h e S upe r v is or - L ic e n si n g/R e g u l a t o r y P r o gr a m s: a. C o n f ir m i n g t h e c o rr e c t ne ss o f im m e d i a te r e p o rtab ili t y de t e r m i n a t i on s. b. D e t e r m i n i n g n e e d f o r r epo r t s t o othe r ou ts id e a g en c i es. c. Gene ra t i n g r e l a t e d r e p o r t s a s r e q u ir ed. 3. T h e S upe r i n t e n de n t - Se c u rity (o r O n-du ty S e c u rity Supe r v is o r): a. E v a l ua t i n g s e c u ri t y r e l a t e d e v ents i n a cc orda n ce w i t h Re f e re n ce 2.7 b. I n f o r m i n g th e S M w he n a s e c u ri t y r e l a t e d e v en t m u st b e r e p o r te d t o the NRC.

AP-617 R e v. 35 P a g e 7 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 5.0 PROC E DURE 5.1 I mm e d ia t e R e por t a b i l i t y 1. T h e S h i f t M a n a g e r (S M) de t e r m i ne s t ha t a n e v en t r e q u ir e s im m ed i ate no t i f i c a t i o n (p e r At t a c h m e n t 1), o r t h e S uperinten d en t - Se c u ri t y (o r O n- du ty Se c u ri t y Su p e r v i s o r) i n f o r m s th e S M t h a t a n e v en t r e q u ires no t i f i c a t i o n t o t h e NRC. 2. T h e S M p r epa r e s o r a s s ig n s a n i nd i v i dua l t o pr epa r e t h e Re a c to r P lant E v en t N o t i f i c a t io n W o r ks hee t (Atta c h m en t 7). E v en t N o t i f i c a t i on W o r ks h e e ts fo r S a fe g u a r d/Se c u ri t y e v ents a r e no r m a ll y p r epa re d b y the Se c u ri t y O rg an i z a t i on. 3. T h e E v en t D e sc ri p t i o n na rr a t i v e s hou l d b e a s s ho r t a n d c on c i se as po ss i b l e w h il e c on v e y i n g a c l ea r d e sc ri p t i o n o f t h e e v en t. A tta c hm en t 5 m a y b e u s e d f o r d e v e l op i n g o n e-hou r no t i f i c a t i on s. At t a c h m e n t 6 i s a c o m p l e t e d s a m p l e W o r ks hee t. 4. T h e i n i t i a l pa r t o f t h e Ev en t D e sc ri p t i o n s hou l d s ta t e: a. T h e i n i t i a l c ond i t io n s o f th e p l a n t o r affe c t e d sy s te m s p ri o r t o e vent o cc u rr en c e. b. T h e a c t ua l e v en t a n d dir ect c au s e , i f k n o w n. c. T h e c u rr e n t c o nd i t io n s o f t h e p l an t o r affe c t e d s y s te m s E x a m p l e - P l ant was i n Mo de 1 at 5 0% r ea c t or p ower and i n cr ea si ng l o a d. A t 1 0 0 0, t h e r ea ctor w as m anua ll y t r i p p e d f o ll o w i n g a l o s s of bo t h m a i n f e ed w a t er pu m ps c au s ed b y feedwater r e gu l at i ng v a l v e o sc il l at i on s. T he p l ant i s s t a b l e i n M o de 3 at no r mal te m pe ratu r e a n d p r e ss u r e. 5. T h e b a l an c e o f t h e E v en t D e sc ri p t i o n s hou l d c on t a i n k no w n s p e c i f i c de t a il s o f p r e c u r s o r e v ents w h i ch l e d t o t h e r epo r t a b l e e v en t, i n cludi n g the t i m e o f e a ch e v en t. Re po r t o n l y k no w n f a c t s; d o n o t s pe c u late. E x a m p l e - F ee dwater r e g u l at i n g v a l v e o sc i l l a t i o ns o cc u rr ed w h en p l a ci ng v a l v es into auto m at i c c ont r o l. T he A a n d B f ee dwater r e g u l a t i ng v a l v es had b e en s u cc e ss f u l l y p l a c e d i n auto m at i c at 0 9 5 0 a n d we r e cont r o l l i ng no r m a l l y. W hen t he C v a l v e was p l a c ed i n auto m at i c at 0 9 5 8, l a r ge o sc il l at i ons w e r e no t ed i n t he " C" v a l v e f o l l owed b y o sc i ll at i o ns i n t he " A" a nd " B" v a l v e s. D u r i ng the o sc i l l a t i o n , t h e c o nden s a te b oo ster pu m p t r i p ped on l o w f l o w r e s u l t i n g i n t ri pp i ng of the f eed pu m p. T he r ea ctor was m anua l l y t r i p p ed p r i or to r e c e i pt of a steam gene r a to r l o w water l e v el s i g n a l.

AP-617 R e v. 35 P a g e 8 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 5.1 I mm e d ia t e R e por t a b i l i t y (c on t i nued) 6. T h e E v en t D e sc ri p t i o n s hou l d i n c l u d e a s ta t e m e n t o f t h e p roper fun c t io n i n g o r f a il u r e t o fun c t i o n o f s a fe ty s y s te m s an d t h e s a fety s ig n i f i c an ce o f a n e v e n t , i f s u c h a de t e r m in a t i o n i s p o ss i b l e. I f p o ss i b le, a l so i n c l u d e t w o o r t h r e e c o m p en s a t o r y a c t io n s ta k e n t o a s s u r e s a f e t y. T h e S h i f t T e c hn i c a l A d v i s o r m a y a ss ist th e S M i n m a k i n g s u ch a de t e r m i n a t i on. E x a m p l e - A l l s a f e t y s y s t em s f un c t i on e d as e x pe cted (or li s t e q u i p m ent w h i c h f a i l ed to f un c t i on as e x pe cted). " A F W aut o m at i c a ll y a ctua t ed t o p r o vi d e c o n t i n ued de c a y heat r e m o v a l. Co m pen sato r y a c t i ons t o a ss u r e s a f e t y i n c l u de-" 7. T h e S M: a. R e v i e w s th e E v en t N o t i f i c a t i o n W or ks h eet. b. M a k e s c h a n g e s i f n e c e ss a r y. c. App r o v e s i t fo r r e l ea s e. 8. I f t im e p e r m i t s, th e S M s ha l l c o n t a ct t h e G e n e r a l M ana g e r - H a rris P l an t an d th e NR C R e s i den t In s p e c to r , an d L i c e n s i n g/R e g u l a t o r y P r o g r a m s a nd p r o v i d e th e m t h e in fo r m a t io n c o n t a i ne d i n t h e n o t i f i c a t i o n. 9. T h e S M n o t i f i e s th e NR C b y g i v i n g th e a p p ro v e d E v en t N o t i f i c a t io n W o r ks h e e t t o a n a v a ila b l e i nd i v i dua l t o te l e c o p y th e W o r k s h e e t t o t h e NR C v i a th e fa x nu mb e r (301-8 16-5 1 51 , m a y b e c o n firm e d v i a E P L-001). NO T E: T h e NR C e l e c t ro n i c a ll y r e c o r d s n o t i f i c a t io n s. 10. W he n t h e app r o v e d E v en t No t i f i c a t i o n W o r k s hee t ha s b e e n s en t, c o n t act th e NR C O p e r a t io n s C en t e r Du t y Of f i c e r b y p e r fo r m i n g e i t he r o f t h e fo ll o w i n g: a. P i ck u p t h e r e c e i v e r o n th e E m e rg en cy T e l e c o m m u n i c a t i o n S y stem T e le p h on e a n d d i a l th e NR C Ope r a t io n s C e nt e r D u ty Of f i c e r v i a on e o f t h e n u m b e r s l o c a t e d o n t h e p h o n e l a b el , i n E P L-00 1 , o r o n th e E v en t N o t i f i c a t i o n W o r ks h e e t. OR b. I f de sire d , u s e a no r m a l te l e p ho n e li n e t o c a l l t h e NR C Ope r a t ions C en t e r D u ty O f f i c e r v i a on e o f th e n u m b e r s lo c a t e d o n t h e p h o n e l abe l, in EPL-00 1 , o r o n t h e E v en t No t i f i c a t io n W o r k s he e t.

AP-617 R e v. 35 P a g e 9 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 5.1 I mm e d ia t e R e por t a b i l i t y (c on t i nued) 11. W he n t h e Du t y Of f i c e r r e s po n d s: a. C a ll e r s a ys, " T H I S I S T HE H ARRIS NUC L E A R PLA N T. T H I S I S A N O T I F I C A T I O N O F (a pp r op ri a t e e v en t c l a ss i f i c a t i o n f rom w o r ks heet). H AV E YO U R E CEIVE D A T EL E C OP Y O F T H I S N O TIFIC A T I ON?" b. I f r e s p o n se i s " No" , ha v e a n a v a il ab l e in d i v i dua l p e r fo r m St e p 5.1.9 a g a i n w h il e c on t i nu i n g w i t h th i s step. c. T h e c a ll e r gi v e s th e in fo r m a t i o n o n t h e E v en t N o t i f i c a t i on W o r ks h e e t an d r ep e a t s in f o rm a t i o n w he n r e q ue s t ed. d. T h e n o t i f i c a t io n s h ou l d b e re a d i n i t s e n t ir e t y. e. T h e c a ll e r s h ou l d r e s p on d t o an y r e q ue s t s f o r add i t i ona l in fo rm a t io n tha t c a n b e an s w e r e d a cc u r a t e l y , o r i f t h e c a ll e r i s no t ab l e t o a cc u r a t e l y r e s p o n d t o t h e D u ty O f f i c e r's r e q u e s ts, t h e c a ll e r s h a l l wri t e do w n th e r e q u e st an d in f o r m t h e D u ty O f f i c e r th a t th i s i n f o rm a t i o n w il l b e d e li v e r e d i n a fo ll o w u p n o t i f i c a t i on. f. T h e c a ll e r s h ou l d r e c o r d q ue s t i on s a sk e d , r e s pon s e s p r o v i de d and i f fo ll o w u p i s ne c e ss a r y o n a s e pa r a t e s h ee t o f p ape r an d a t t a ch i t t o t h e E v en t N o t i f i c a t io n W o r k s he e t. 12. I f t h e D u ty O f f i c e r ha s no t r e c e i v e d a t e l e c op y a f te r th e no t i f i c a t i o n has be e n c o m p le te d , t h e c a ll e r s ha l l r e q ue st th e D u ty Of f i c e r t o re a d b a ck the no t i f i c a t i o n a nd , i f n e c e ss a r y , c o rr ect an y e rr o r s. 13. T h e c a ll e r r e c o r d s t h e E v en t N o t i f i c a t io n Num be r , n a m e o f t h e i nd i v idual c on t a c te d a n d t i m e o f c on t a c t o n t h e E v en t N o t i f i c a t io n W o r k s h e e t. 14. T h e c a ll e r in fo r m s th e D u ty Of f i c e r tha t t h e call e r i s s ig n i n g o f f. T h e D uty Of f i c e r m a y r e q uest t o s ta y o n a n d le a v e th e l i n e o pe n. I f th i s o cc u r s , th e c a ll e r s hou l d c o m p l y. A r ep l a c e m en t c a ll e r m a y b e ne c e ss a r y t o s t a y on th e ph o ne. 15. I f a d d i t i o n a l in f o r m a t i o n i s p r o v i de d t o t h e Du t y Of f i c e r be y on d t h e i n i t ial E v en t N o t i f i c a t io n W o r ks hee t , n o t i f y th e G e n e r a l M ana g e r - H a rris P l ant , the NRC R e s i d e n t I n s p e c to r , a n d L i c en s i n g/R e g u l a t o r y P r o g r a m s o f the add i t io na l in fo rm a t i o n p r o v i ded.

AP-617 R e v. 35 P a g e 10 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 5.1 I mm e d ia t e R e por t a b i l i t y (c on t i nued) 16. F o ll o w u p N o t i f i c a t i on s. I n a dd i t i o n t o m a k i n g t h e r e q u ir e d i n i t i a l n o t i f i c a t i on s, du ri n g t h e c our se o f th e e v en t I MM E D I A T E L Y r epo r t: a. An y f u r t he r d e g r ada t io n i n t h e l e v e l o f s a f e t y o f t h e p l an t o r o ther w o r s en i n g p l an t c o n d i t i ons, i n c l ud i n g t h ose t h a t r e q u ir e t h e de c l a r a t io n o f a n y o f t h e E m e rg en cy Cl a ss e s, i f s u ch a d e c l a r a t io n ha s n o t be e n p r e v i ou s l y m ade. b. T h e r e s u l t s o f en s u i n g e v a l ua t i on s o r a ss e s s m e n t s o f p lant c ond i t io n s. c. T h e effe c t i v ene ss o f re s pon s e o r p ro te c t i v e m ea s u r e s ta k en. d. I n f o r m a t io n r e l a t e d t o p l an t be h a v i o r tha t i s n o t u nde r s t oo d. 17. N o t i f y S i t e C o m m u n i c a t i on s, o r i f t h e r e i s n o r e s p o n s e , C o r po r a t e C o m m un i c a t i on s M ed i a L in e o f th i s Re a c to r P l an t E v en t N o t i f i c a t i o n W o r ks h e e t. I f a f t e r h o u r s l ea v e a m e ss a g e f o r th e o n c a l l pe r s o n. (See EPL-0 0 1 fo r c o n ta ct n u m be r s). 18. E v en t N o t i f i c a t io n W o r ks hee ts w h i ch ha v e b e e n d e s ig na t e d " S a fe g ua rds I n f o r m a t io n" i n a c c o rd an ce w i t h t h e p r o v i s i o n o f Re fe r en c e s 2.1 a n d 2.7 s ha l l b e r e t u rn e d t o S e c u ri t y a f te r th e n o t i f i c a t i o n h a s b e e n m ad e w i t h no fu rthe r d i ss e m i na t io n. 19. T h e E v en t N o t i f i c a t io n W o r ks h e e t s hou l d b e s en t t o L i c en s i n g/R e g u l a t o r y P r o g r a m s; t h i s d o e s n o t a pp l y t o " Se c u ri t y" N o t i f i c at io n s. 20. L i c en s i n g/R e g u l a t o r y P r o g r a m s w il l a l so e v a l ua te i f f o ll o w u p no t i f i c a t i o n i s r e q u ir e d f o r c l a r i f i c a t io n , r e t r a c t i o n o r o t h e r. T h e b e l o w c ri te ri a s h o u l d b e c on s i de re d: a. Cl a ri t y f o r pub li c do ck e t (no t e x t r e m e l y te c hn i c a l) b. M i n i m i z e i n f l a m m a t o r y j a rg o n - b e p r e c i se a n d f a c tual c. P r o v i de s pe r s pe c t i v e an d m i t ig a t i n g c ond i tion s 21. L i c en s i n g/R e g u l a t o r y P r o g r a m s w il l i n i t i a te A R s t o t r a ck g e n e r a t io n o f fo ll o w u p r epo r t s. 22. L i c en s i n g/R e g u l a t o r y P r o g r a m s w il l f o r w a r d a c op y o f th e E vent N o t i f i c a t i o n W or k s he e t t o t h e I C E S Co o r d i na t o r w i th i n f i v e w o r k i n g d a y s fo r en t r y i n to th e I C E S da t a ba s e.

AP-617 R e v. 35 P a g e 11 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference 5.2 O t h e r R e por t s L i c en s i n g/R e g u l a t o r y P r o g r a m s s ha l l pe r f o r m t h e fo ll o w i n g: 1. R epo r t a b ili t y de t e r m in a t i on s fo r S t ep s 2 t h ro u g h 6 b e l o w s ha l l be c o m p l e t e d e x ped i t io u s l y. R epo r t s s h o u l d b e c o n firm e d a s t r a ck e d b y an A R. 2. E v a l ua te t h e c ond i t i o n fo r r epo r t abili t y a s a S pe c i a l R e p o r t u nder T e c hn i c a l S pe c i f i c a t i o n Se c t io n 6.9.2 pe r Att a c h m e n t 2. 3. E v a l ua te t h e c ond i t i o n fo r r epo r t abili t y a s a n L E R u s i n g Re f e re n ce 2.9. D e v e l op m e n t o f t h e L E R i s pe r Re f e re n ce 2.6. A s in d i c a t e d i n §50.7 3 (a)(1), i n v a li d a ctua t io n s, o t h e r th a n Re a c to r P r o t e c t io n S y s t e m a c tu a t i on s w he n th e re a c to r i s c ri t i c a l , m a y b e r epo r t e d b y te le ph one no t i f i c a t i o n t o t h e NR C Ope r a t i on s Ce n t e r w i th i n 6 0 da y s afte r d i sc o v e r y of th e e v en t i n s t ea d o f a wri tte n LE R. C A UTION E v a l ua t i o n fo r §2 1 R e p o rtab ili t y m a y no t b e s ub s t i t u te d f o r re po r t i n g pu r s u a n t t o §5 0.7 3. A ctua l re po r t i n g p e r §2 1 m a y b e p e r f o rm e d u s i n g a n LE R pe r §5 0.7 3 a n d Re f. 2.6. 4. E v a l ua te t h e c ond i t i o n fo r po t en t i a l r epo r t abili t y unde r §2 1 per R e f e r en c e 2.4. 5. E v a l ua te t h e c ond i t i o n fo r r epo r t abili t y v i a a R ou t in e R e p o r t p er Atta c hm en t 3. 6. E v a l ua te t h e c ond i t i o n fo r r epo r t abili t y v i a a n E v en t R epo r t (o t h e r t h an LE R) pe r A tta c h m en t 4. 6.0 D I A G R A M S/A T T A C H M E N TS Atta c hm en t 1 - I m m ed i a te No t i f i c a t i o n R e q u ir e m e n ts Atta c hm en t 2 - T e c hn i c a l Spe c i f i c a t i o n a n d O DC M Spe c i a l R e p o r t s Atta c hm en t 3 - R o u t i n e R epo r t s Atta c hm en t 4 - E v en t R epo r t s (O t he r t h a n L E Rs) Atta c hm en t 5 - O n e Ho u r N o t i f i c a t io n s - S a m pl e W or d i n g Atta c hm en t 6 - SA M P L E R ea c to r P la n t E v e n t N o t i f i c a t io n W or ks h eet Atta c hm en t 7 - R ea c t o r P l an t E v en t N o t i f i c a t i o n W or ks h eet Atta c hm en t 8 - R e p o r t ab ili t y E v a l ua t i o n (R E W) W o r k s he e t AP-617 R e v. 35 P a g e 12 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 1 o f 10 T h e f o ll o w i n g tab l e s a r e d i v i de d i n t o s e c t i on s ba s e d u p o n th e f u n c t io na l a re a s f o r r epo r t i n g th e r e s p e c t i v e e v en ts a s f o ll o w s: I. Ope r a t io na l E v en ts (5 0.7 2 an d 5 0.7 3 r epo r t s) E ve nt or C o n d i t i on E N S no t i f i c a t i on W i t h i n 1 h o u r E N S no t i f i c a t i on w i t h i n 4 h ou rs E N S no t i f i c a t i on w i t h i n 8 h ou rs E NS no t i f i cat i o n W i t h i n 2 4 hours4.62963e-5 days <br />0.00111 hours <br />6.613757e-6 weeks <br />1.522e-6 months <br /> 60-d a y L E R De c lara t i o n o f any E mergen c y C l a s ses s pe c i f i e d in the E mergen c y P l an 50.72(a)(1)(i) Dev i a t i o n f r o m T e ch Specs A u t ho r ize d u n d e r §50.54(x) Dev i a t i o n f r o m TS a u t ho r i ze d b y 50.54 (x) [50.72(b)(1)] 50.73(a)(2)(i)(C) P l a n t s hu t dow n (S/D) re q u i re d b y T e c h S pe c s I n i t i a t i o n o f S/D re q u i re d by T e c h S p e cs [50.72(b)(2)(i)] C o m p l e t i o n o f a S/D re q u i re d b y T e c h S pe c s [50.73(a)(2)(i)(A)] Opera t i o n o r C o n d i t i o n P r o h i b i t e d b y T e c h S pe c s (N o t e 1 0) 50.73(a)(2)(i)(B) Degrade d o r U n a n a l yze d Co n d i t i o n 50.72(b)(3)(ii) 50.73(a)(2)(ii) E x t e rn a l T hrea t o r H a m p er i ng 50.73(a)(2)(iii) S yst e m A c t u a t i o n s V a lid E CC S d i s c h ar ges i n t o React o r Co o l a n t s yst e m [50.72(b)(2)(i v)(A)] R P S A c t u a t i o n s w h e n R e act o r i s c r i t i c a l [50.72(b)(2)(i v)(B)] V a lid act u a t i o n o f NR C l ist e d s y s t e ms (50.72(b)(3)(i v)(A) - R P S i n c l ud i n g reactor sc r a m an d t r ip - Con t a i n m en t I s o l a t i on s i gnals af f ec t i n g C I Vs in m or e t ha n on e s yst e m o r m u l t i p le M S I V s - ECCS - A FW - Con t a i n m en t he a t and depress ur iza t ion s yst e ms - E mergen c y A C e l ect r i c a l s ys t e ms 50.73(a)(2)(iv)(A) E v e n t o r C o n d i t i o n t h a t c ou ld h a v e pr e v e n ted f u l f i l lm e n t o f a safe ty func t i o n 50.72(b)(3)(v) 50.72(b)(3)(v i) 50.73(a)(2)(v) 50.73(a)(2)(v i) C o m m o n C a u s e I nopera bili t y o f indep e n d e n t t r a i n s o r c h a n n e l s 50.73(a)(2)(v ii) R a d i oa c t i v e Re l e a s es (N o t e s 3 & 8) A i rb or n e rad i o a c t i v e re l e a s e [50.73(a)(2)(v iii)(A)] L i q u id E ff l u e n t r e l ea s e [50.73(a)(2)(v iii)(B)] (c on t i n u e d o n ne x t pa g e)

AP-617 R e v. 35 P a g e 13 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 2 o f 10 E ve nt or C o n d i t i on E N S no t i f i c a t i on W i t h i n 1 h o u r E N S no t i f i c a t i on w i t h i n 4 h ou rs E N S no t i f i c a t i on w i t h i n 8 h ou rs E NS no t i f i cat i o n W i t h i n 2 4 hours4.62963e-5 days <br />0.00111 hours <br />6.613757e-6 weeks <br />1.522e-6 months <br /> 60-d a y L E R Lo ss o f Em e r g e n cy Prepare d n e s s Ca p a b il i t ies (N o t e 7) 50.72(b)(3)(x iii) S i ng l e C a u s e t h a t c o uld h a v e pr e v e n t e d f u l f i l lm e n t o f t h e S a f e t y F u n c t i o n s o f t r a i ns o r c h a nn e l s in d i f f e r e n t s yst e m s 50.73(a)(2)(i x)(A) 50.73(a)(2)(i x)(B) N e w s R e l e a s e or N o t i f i c ati o n s o f o ther Go v er n m e n t A ge n c y (N o t e s 9 , 12 , &13) 50.72(b)(2)(x i) T r a n s p o r t o f a Co n t a mi na t e d P e r s o n O ff s i te 50.72(b)(3)(x ii) I n t er n a l T h r e a t o r H a m p er i ng 50.73(a)(2)(x) S a f e ty L i m it V i o l a t i o n TS 6.7.1 V i o l a t i o n o f O p e ra t ing L i c en s e C o n d i t ion (N o t e 1 0) OL S ect i o n 2.G 1 0 CFR 50.73 F a t a l i t y o r Ho s p i t a l i z a t i on (N o t e 1 3) 50.72(b)(2)(x i)

AP-617 R e v. 35 P a g e 14 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 3 o f 10 I I. RAD IO L OG I C A L E V E N T S E ve nt or C o n d i t i on N o t i f i c at i on W i t h i n 1 ho ur N o t i f i c at i on W i t h i n 4 ho ur N o t i f icat i on W i t h in 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> Foll o w-up R e po r t Rad i oact i v e S h i p m ent s (No t e 1) No t e 1 a §20.1906(d)(1)

§71.87(i) No t e 1 b §20.1906(d)(2)

§71.47 No t e 1c §73.71(b)(2) §7 3 Append ix G §73.71(a)(5) Lo s s o r T h e f t o f L i cense d Mater i a l/Rad i o l o g ica l S a b o t a g e (Not e 2) No t e 2 a §20.2201(a)(1)(i) §20.2201(d) No t e 2 b §74.11 §150.16(b) §73.71(a) No t e 2c §73.71(a) No t e 2 d §30.55(c) No t e 2 e §40.64(c) §150.17(c) No t e 2 a 3 0 Da y No t e 2 b 6 0 Day o r 1 5 Day No t e 2c None No t e 2 d 1 5 Day No t e 2 e 1 5 Da y E x po s ur e t o I nd i v i dua ls o r Re lease s (No t e 3) No t e 3 a §20.2202(a)(1)

No t e 3 b §20.2202(a)(2)

§50.72(b)(2)(i v) No t e 3 a L E R No t e 3 b L E R Ac c identa l Cr i t i c a li t y (No t e 4) No t e 4 §70.52(a) Rad i o l o g i c a l E x po sure/Re l e a s e (Not e 8) No t e 8 §20.2202(b) No t e 8 3 0 Day Unu s ua l o r I mportan t E n v iron m e n t a l E v en ts (No t e 9) OL A pp. B , 4.1 P L P-500 50.7 2 (s e e N o t e 12) No t e 9 d P L P-500 No t e 9 f P L P-500 O t her w i s e E S S de t er mi nes No t e 9 d 3 0 Day I I I. SECUR I T Y EVE N T S/F I TNESS F O R D U T Y E ve nt or C o n d i t i on N o t i f i c at i on W i t h i n 1 ho ur N o t i f icat i on W i t h in 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> Foll o w-up R e po r t S e c ur i t y E v en ts pe r S E C- N GG C-2147. (N o t e s 5 a n d 1 1) No t e 5 §75.7 §75.6 §75.7 No t e 1 1a §26.719 No t e 11 b §26.719 No t e 11 c A pp. A t o P ar t 26 B.2.8(e)(5) No t e 5 None No t e 11 a None No t e 11 b None No t e 11 c Non-dock e ted corre sponden c e FFD - NR C E m p l o y e e (No t e 6) No t e 6 §26.27(d) I n terna t i o n a l A t o m ic Energ y Agen c y (IAEA) Repre s e n t a t i v e (No t e 5) No t e 5 §75.7 §75.6 §75.7 FFD Progr a m Event s (No t e 11) No t e 11 a §26.719 No t e 11 b §26.719 No t e 11 c A pp. A t o P ar t 26 B.2.8(e)(5) No t e 11 a None No t e 11 b None No t e 11 c Non-dock e ted corre sponden c e AP-617 R e v. 35 P a g e 15 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NO T E S I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 4 o f 10 N O TIFIC ATI O N REFERENCE WRITTEN F OLL O W-UP 1. R A DI O A C T I VE S H I P M E N T S a) Remo v ab l e c on t a mi n a t i on fr o m a r e c e i v e d pa ckag e c o n t a i ni n g r a d io a c t i v e ma t e r i a l i n e xces s o f t h e l i mi t s s pe c i f i e d i n §7 1.8 7 (i). T h e i n v ol ved RP S upe r viso r s h al l i m me d ia t el y no t i fy t h e final deli v e ry c a rr ie r. §20.1 906 (d)(1) §71.8 7 (i) b) Radia t io n le v el s fr o m a r ec e i v e d p a c k ag e of radio a c t i v e ma t e r i a l i n e xces s o f t h e l i mi t s sp e ci f i e d i n §7 1.4 7. T h e i n v o l v e d RP S upe r v i sor sha l l i m m edi a t el y n o t i fy t h e f i n a l d e li v e ry ca r r ie r. §20.1 906 (d)(2) §71.4 7 c) Secu r i ty rela t e d e v e n ts w ith r e sp e c t to t he tr an s port o f s pe c ia l n uclea r m a t e r i a l a re ha n dl e d v i a SE C-NGG C-2147. S e c u r i t y t h r ea ts o r t h e ft o f lic e n s e d m a t e r ia l sh a l l b e r e p o rt ed to s ite S e cu r ity pe r s o nn e l. §73.7 1 (b)(2) §7 3 A p pen d i x G §73.7 1 (a)(5) 2. L O SS O R T H E F T O F LIC E N S E D M A T E RI A L/ R A DI O L OG IC AL S AB O T A G E Not e: T he ft an d S abo t ag e a re S e cu r i ty E v en ts h a ndl e d b y SE C-NGG C-2147. A n y lo s s o r t he ft o r a t t e m p t e d t he ft o f: a) Lic e ns e d m a t e r ia l i n a n a g g r e ga te q uan t i ty eq ual to o r g r ea t e r t h a n 1 , 0 0 0 t i m e s t h e q u an t ity sp e ci f i e d i n A p p en d i x C to §2 0.1000-§20.2401 unde r s u c h ci r c u m s t a n c e s t h a t i t a p pea r s t h a t a n e xposu re c o ul d r e s ul t t o pe r s o n s i n un r es t r ic t ed a r ea s , §20.2 201 (a)(1)(i) §20.2 201 (d) 30-D a y W r i t t e n R e p ort r equi r e d p e r §2 0.2 2 01 (b) b) A n y S pec i a l N u cl e a r M a t e r ia l o r s p en t f uel , (t he ft - S e e SE C- NGG C-2147) §74.1 1 §150.16 (b) §73.7 1 (a) 60-D a y W r i t t e n R e p ort r equi r e d p e r §7 3.71 (a) or (b) - S e e SE C-NGG C- 2147 15-D a y W r i t t e n R e p ort ma y b e r equi r e d p er §150 c) Reco v e ry o f o r a c co u n t i n g f o r l os s o f a n y sh i pm ent o f S p e ci a l N u clea r M a t e r i a l o r spe n t f u e l §73.7 1 (a) d) G r ea t e r t h a n 1 0 c u r i e s o f tr i t iu m a t an y on e t i m e or 10 0 cu r i e s i n o n e c al e nda r y e ar, or §30.5 5 (c) 15-D a y W r i t t e n R e p ort r equi r ed e) M o re t ha n 1 5 p ou n d s o f u r a ni u m o r t ho r i u m a t any on e t im e o r m o re t ha n 15 0 p o und s i n on e ca l en dar y ea r. §40.6 4 (c) §150.17 (c) 15-D a y W r i t t e n R e p ort r equi r ed AP-617 R e v. 35 P a g e 16 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NO T E S I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 5 o f 10 N O TIFIC ATI O N REFERENCE WRITTEN F OLL O W-UP 3. E X P O S U RE T O INDI V ID U A L S O R R E L E A S E S A n y e v en t in v ol v i n g b y-p r o du c t , sou r c e o r S p e ci a l Nucl e a r M a t e r ia l t ha t ma y ha v e c a us e d o r t h r ea t en s to ca use: a) An in d i vidu a l to r e c ei v e: 1) A t o t a l e ff e c t i v e do s e e q ui v al e n t o f 2 5 R em 2) An e y e d o s e e qui v a l en t o f 7 5 R em 3) A sh a llo w-dos e eq u i vale nt to t h e s ki n or e x tremi t ie s o f 2 5 0 R ad 4) An in t a k e o f 5 A L I i n 2 4 hou r s §20.2 202 (a)(1) LER r equi r e d by §50.7 3 (a)(2)(v i i i), (a)(2)(i x) an d §2 0.2 2 03 b) Rele a s e o f r a d io a c t i v e ma t e r i a l i n e xces s of Techni c a l S p e c i f i ca t i o n I n s t a n t aneo u s L i m i ts sh a l l b e d ecla r e d a n e me r g enc y i n ac c o r da n c e w ith PEP-310. T h e r e po rt i n g r e qui reme n ts of PEP-3 1 0 sha l l t a k e p r e c ed e nc e o v e r t h e le s s r e s tr i c t i v e t im e s f o r r epo r t i n g r e q ui r e me n ts o f §20.22 0 2 a n d §50.7 2 (b)(2) f o r r e le a s e s. §20.2 202 (a)(2) §50.7 2 (b)(2)(i v) LER r equi r e d by §50.7 3 (a)(2)(v i i i), (a)(2)(i x) an d §2 0.2 2 03 4. A CCI D E N T A L C R I T IC A LI T Y A cc i den t a l c r i t i c a li ty o f sp e c i a l nuc l ea r ma t e r ia l. §70.5 2 (a) N one 5. SE C URI T Y E VE N T S Not e: R epo rt i n g o f S e c u r i ty E v en ts (Incl u di n g S a f e gua r d s an d F i t ne s s-F o r-D u ty E v en t s) i s pe r S E C- NGG C-2147. N o t i fy si te S e c u r i ty pe r s onn e l. IN TERN A T I ONAL A T O M I C ENER G Y A G EN C Y (IAEA) REPRESEN T A TIVE I ndi v id u a l cl a i m in g t o b e a n IAEA r ep r esen t a t i v e w h o i s no t a cc o m p ani e d b y a n NRC emplo y e e a n d h a s n o p r io r con f i r m a t i o n o f c r e d en t i a l s i n w r i t i n g. N o t i f i ca t i o n i s b y tele p ho ne to D i r ec t o r , O ff i c e of Nucl e a r R e a c t o r R e gu l a t i o n §75.7

§75.6 an d §75.7 N one 6. F I T N E S S FO R DU T Y - NRC E M P L O Y E E N o t i f i ca t i o n of NRC em p lo y e e's un f i t n e s s f o r du t y. P e r §26.27 (d), t h e app r op r i a te Regio n a l A dm i ni s tr a tor mus t b e no t i f ie d i mm edia t el y b y telep h one. D u r i n g o t he r t ha n no r m a l w o r k i n g h o u r s , t he NRC O pe r a t i ons C en t e r mus t b e no t i f i e d. §26.2 7 (d) N one AP-617 R e v. 35 P a g e 17 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 6 o f 10 N O T E : P L P-717, E q u i p m ent I m po rt a n t T o E m e r gency P repa redness and E R O Response, A tt ac h m e n t 2 , E sse n t ia l ER O E q u i p m ent and C o m pens a t o r y Measu res, con t a i ns g u idance on d e t e r m i n ing i m m ed i a t e r epo r t ab ili t y. O ther Techn ical S pec i f i c a t i on a nd O DC M r epo r t i ng r e q u i r e m en t s m ay app l y and a r e loca t ed i n At t ac h ment 2 o f t h i s (A P-617) p roced u re. [CR 580945 C A PR] NO T E S N O TIFIC ATI O N REFERENCE WRITTEN F OLL O W-UP 7. L O SS O F E M E R G E N C Y R E S P O N S E C A PA BILI T Y §50.7 2 (b)(3)(x iii) N one A n y e v en t t ha t r e s ul t s i n a ma j o r l o s s o f a ss e s s m e n t c apa b il it y , o ff si t e r e sp o ns e c a pab i li t y , or co m mu n i c a t i o n s ca p ab i li ty (e.g., s ig n i f ican t po rt i o n o f C on t ro l R oo m in d i c a t i o n , E m e r g e nc y Teleco m mu n i c a t i o n S y s t e m , o r o ff s i te no t i f i c a t i o n s y s t em). T hi s ma y i nc l ud e l o s s o f an y o f t h e f ol l o wing: a) E me r g e nc y R e s po n s e F a c ili t i e s b) Radia t io n Moni t o r s a n d P l a n t E qui pmen t u s e d i n i d en t i f i ca t io n o f E me r g e nc y A c t io n Le v e l s c) Compu t e rs an d T el e c o m m un i c a t io n s i nc l ud i ng: 1. Sele c t i v e S i g na ling 2. NRC E me r ge n c y Telec o m m u nica t io n S y s t em 3. E me r g e nc y R e s po n s e D ata S y s t e m [In t h e e v en t o f a f a i lu r e o f t he NRC s u pp l ie d on s i te ERDS mod e m , t he NRC s hou l d b e n o t i f i e d v i a pho n e n u m b e r 3 0 1-816-5 1 0 0 w i t h: 1) t h e na m e o f t h e co n t a c t a t loca t io n o f f a ilu r e, 2) ph o n e n um b e r o f c o n t a c t, 3) l o ca t i o n o f c o n t a c t, a nd 4) an y o t h e r i n f o r ma t i o n t h a t w oul d e x pedite r e pai r] 4. PABX telepho n e s y s t em 5. Plant PA S y s t e m 6. C o r po r a te Telep h on e C o m m unic a t io n S y s t em (V o i ce n e t) an d t h e C o m m e r c ia l T e l eph o n e S y s t em 7. S a t el l i te P hon e s 8. S oun d P o w e r e d P ho n e S y s t e m 9. HNP E me r ge n c y N o t i f i c a t i o n (E v e r b ridge) S ys t em 10. E me r g e nc y R e s po n s e F a c ili ty I n f o r m a t i o n S y s t em (ERFIS) 11. S a f e ty P a r a me t e r D is p la y S y s t e m (SPDS) 12. D os e A ss e s s me n t S o ft w a re (RASCA L) d) S i r en s an d T on e A le r t R ad i os U s e P L P-7 17, At t a c hm e n t 2 i n de t e r mi n a t i o n o f i m me d ia te r e po rt a b ili t y.

AP-617 R e v. 35 P a g e 18 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NO T E S I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 7 o f 10 N O TIFIC ATI O N REFERENCE WRITTEN F OLL O W-UP 8. R A DI O L OG I C AL E X P O S U R E/R E LE A S E §20.2 202 (b) 30-D a y W r i t t e n R e p o r t R equi r e d pe r §2 0.22 0 3 A n y e v en t in v ol v i n g l ic e ns e d ma t e r ia l po s s e s s e d by t h e l ic e ns e e t h a t m a y ha v e c ause d o r t h r ea t e n s to ca u s e a n i n di v id u a l t o r ecei v e , i n a pe r i o d o f 2 4 hou r s: a) A t o t a l e ff e c t i v e do s e e q ui v al e nt > 5 R em; or b) An e y e d o s e e qui v a l en t > 1 5 R em; or c) A sh a llo w-dos e eq u i vale nt to t h e s ki n or e x tremi t ie s> 5 0 R em; or d) An in t ak e o f > 1 A L I. 9. UNU S U A L O R I MP O R T A NT E N V IR O NM E N T A L E V E N T S A n y e v en t t ha t i n di c a t e s o r c o ul d r e su l t i n s i gni f i cant en v i r o nmen t a l i mp a c t ca u sa l l y rela t ed to pl ant ope r a tion. E xample s a r e: a) E xces s i v e bi rd i m p a c t i o n b) Onsi te pl a n t o r an i ma l d i se a s e ou t b r e ak c) M o rtali ty o r un usua l o c cu r r en c e o f E n dan g e r ed S pec ies d) F is h K il l s e) I nc r e as e i n nu i sa n c e o r ga n i sm s o r con d i t i ons f) U nan t i ci p a t e d o r e me r g enc y di sc h a r g e o f w aste w a t e r o r ch e m i ca l su b s t a nc e s g) Damag e to v e g e t a t io n r es u l t i ng fr o m c o ol i n g t o wer d r i ft d ep o si tion h) St a t io n ou t ag e o r f a ilu r e o f an y co o lin g w a ter in t a k e o r se r v i c e w a t e r s y s t e m co m po n en t s d u e to bio-f o ul i n g b y C o r b i c ul a (A si a t i c C l a m) E n v. Pr o t. P l a n , (O pe r a t i n g L i ce n s e A ppen d i x B) S ec t i o n 4.1, an d P L P-500 ESS de t e r mi nes t h r e s hol d ESS de t e r mi nes t h r e s hol d ESS de t e r mi nes t h r e s hol d Loc a l a n d St a t e N o t i f i ca t i on s de f in e d i n P L P-5 0 0 ESS de t e r mi nes t h r e s hol d Loc a l a n d St a t e N o t i f i ca t i on s de f in e d i n P L P-5 0 0 ESS de t e r mi nes t h r e s hol d ESS de t e r mi nes t h r e s hol d Loc a l, St a te & F ede ral A genc y N o t i f i ca t ions de f i n e d i n P L P-5 00 r equi r e NRC no t i f i c a t i o n w i t hi n 4 h o u rs pe r 5 0.72 (S e e N o te 12) If e v en t i s si g ni f i ca n t a n d no t r e p o rt a bl e t o a Lo c al , St a t e , o r F e d e ral age n c y , a 2 4 ho ur NRC no t i f ic a t io n ma y s t i l l be r equi r e d p e r E n v. Pr o t. Plan. 30-D a y F o l lo w-u p w r i tt en r eport r equi r e d p e r E n v. Pr o t. P l a n S u b s e c t i on 5.4.2 AP-617 R e v. 35 P a g e 19 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NO T E S I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 8 o f 10 N O TIFIC ATI O N 10. VI O L A T I O N O F O PER A TING LICENSE C O N DI T I O NS REFERENCE WRITTEN F OLL O W-UP a) A n y e v en t r es u l t i n g i n t h e p l an t o p e r a t in g i n a man n e r whic h v i o la t e s t h e S HNPP F ac i lity O pe r a t i n g L i ce n se , S ec t io n 2.C: O L S ec t i o n 2.G 60-da y LER r e qui r e d p er 1 0 CFR 50.7 3 a n d 10 CFR 50.4 (e) (1) I n t en t i on a ll y r a i si n g po w e r abo v e 2 9 4 8 M W t (100%) f o r a n y pe r i o d o f t ime. (2) F a i lu re to r e du c e t h e r m a l p o w er to le s s t h a n or equa l to 294 8 M W t w he n t h e 2-hou r a v e r a ge e xceed s 2 9 4 8 M W t. (3) P e r m i tt i n g t h e c o re t he r m a l po w e r 8-hour a v e r ag e t o e xcee d 2 94 8 M W t. (4) F a i lu re to t a k e p r u d en t a c t i o n p r i or to a p r e- plan n e d e v o lu t i o n t ha t co u l d c aus e a p o wer inc r e as e to e xcee d 29 4 8 M W t (e xample: Sche d ul e d s e cu r in g o f a H ea t er Dr ai n P um p w i t hou t f i r s t r e d u c in g po w er to ac c o mmod ate t h e e x pec t e d po w e r i n c r e a se. A sho rt t erm inc r e as e i n tr a n si e n t po w e r a b o v e 294 8 M W t follo w in g a bo r o n d ilu t io n i s n o t in c lu d e d i f ac t i on s to r e du c e p o w e r a re t a ke n i n a r eas o na b l e t im e f o l lo w in g t h e dilu t io n r e a c t i v ity tr an sien t). N o t e: No ac t io n s a re a l lo w e d t ha t w oul d in t e n t io nall y r a is e co r e t h e r m a l po w e r abo v e 294 8 M W t f o r a n y pe r i o d o f t i me. S ma l l , sho rt-t e rm f l u c t u a t i o n s i n p o w e r t ha t a re not unde r t h e di r e c t c on t r o l o f a l i c ens e r e a c tor ope r a t o r o r r es u l t fr o m a c t i o n s t ak e n f o r a di ff e r en t p u r p o s e (e xample: tempe r a t ure con t r ol) a r e n o t c o n side r e d i n t en t i o nal. NEI Posi tion St a t e m en t: G u id a nc e to L i ce n se e s o n Compl y i n g w ith t he Lic e ns e d P o w e r L i mi t (NRC AD A M S A cc e s s io n N o. ML081750537) b) A f ai l ure to c o m p l y w ith t h e f o l l o wing adm i n i s tr a t i v e r eq u i r e m en t s (S e e N o te 1): O L S ec t i o n 2.G 60-da y LER r e qui r e d p er 1 0 CFR 50.7 3 a n d 10 CFR 50.4 (e) 1) D e v ia t io n fr o m t h e r eq u i r e me n ts o f t he E n v i r onm e n t a l Pr o t e c t i o n P l a n; O L S ec t i o n 2.C.2 2) Failu re to c ompl y w ith a n ti-tr u s t co n di t io n s of A ppen d i x C to O L; O L S ec t i o n 2.C.3 3) Failu re to c ompl y w ith ne w f u e l s t o r age r equi r em e n t s. O L S ec t i o n 2.C.10 AP-617 R e v. 35 P a g e 20 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NO T E S I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 9 o f 10 N O TIFIC ATI O N REFERENCE WRITTEN F OLL O W-UP 11. F I T N ESS FO R D U T Y P R O G R AM E V E N T S Not e: R epo rt i n g o f S e c u r i ty E v en ts (Incl u di n g S a f e gua r d s an d F i t ne s s-F o r-D u ty E v en t s) i s pe r S E C-NGG C- 2147. N o t i fy site S e c u r i ty pe r s onne l. a) Sale , u se , o r p o s se s s i o n o f i l l e ga l d r ug s w i t hi n t h e p r o t e c t e d a r ea. §26.7 1 9 N one b) A n y ac ts b y an y pe r so n l i ce n s e d u n de r §55 , o r by an y su p e r viso ry pe r s o nne l a ssigne d to pe rf o r m du t i e s w i t hi n t h e s c op e o f §2 6 1) I n v ol v in g t h e sal e , u se , o r p o s se s si o n o f a con t roll e d s u b s t a nce, 2) Resul t in g i n a c o n f i r me d p o si t i v e t es t o n s u c h pe r s o ns , 3) I n v ol v in g u s e o f a lc o ho l w i t h i n t h e p r o t e c t ed a r ea , o r 4) Resul t in g i n a de t e r mina t io n o f un f i t ne s s for sc h edu l e d w o rk d u e to t h e c on su m p t i o n of alc o hol. §26.7 1 9 N one c) F al s e p o si t i v e e rr o r o n a b l in d pe rf o r ma n c e t es t sp e ci m e n w he n e r r o r i s d e t e rmin ed to be adm i n i s tr a t i v e. A pp. A to P art 2 6 B.2.8 (e)(5) R e f e r e n c e 2.35 N on-do c ke t ed co rr espo n de n c e to NRC FFD coo r di n a t or AP-617 R e v. 35 P a g e 21 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NO T E S I MM E DI A T E N O TIFI C A T I ON R EQUIR E M E N T S A tt a c hm en t 1 She e t 1 0 o f 10 12. OF F S I T E N O T I F IC A T I O N H AS B EEN O R W ILL BE M A DE A n y e v en t o r si t u a t i o n , r e la t e d to t h e he a l th an d sa f ety o f t h e pu b l i c o r o n s ite p e r s on n el , o r p r o t e c t i o n o f t h e en v i r o nmen t, f o r whic h a n e w s rele a s e i s pl a nne d or no t i f ic a t io n to o t he r go v e r n m e n t ag e n c ie s h a s b e e n or w il l b e m ade. S u c h a n e v en t ma y i nclu d e a n o n si t e f a t a l i ty o r i n ad v e rt e n t r e le a s e o f r a d io a c t i v el y con t am i na t e d m a t e r i a l s. For Tritium S pills If a l iq u i d s pi l l o r le a k to t h e e n v i r onm ent e xceedin g t h e follo w in g c r i t e r i o n h a s e n t e r e d or ha s t h e p o t e n t i a l to en t e r g r o u nd w a t e r: Spil l o r l ea k t ha t e xceed s o r m a y ha v e e xceede d 1 0 0 g a ll o n s fr o m a s ou r c e c o n t a i ni n g lic e n s e d m a t e rial , O R A n y spi l l o r le a k , r e ga r d le s s o f volum e or ac t i v i t y , d ee m e d b y t h e l ic e n s e e to w a rrant volun t a ry c o m mu nica t io n , T hen , m a k e i n f o r ma l no t i f i ca t io n to s t a t e/l o ca l o ff i c e s be f o r e t h e e n d o f t h e n e x t busin e s s da y. Pr o v id e a cop y o f t h e in f o r m a t i o n to NEI v i a e ma i l a t G W_N o t i ce@n ei.o r g. N o t i f i c a t io n to t he NRC sho u l d b eg i n p r i or to no t i f y in g t h e f i r s t s t a t e/l ocal o ff i c ia l o r t h e p r e s s , i f p o ss i bl e , bu t n o l a t e r t han f ou r h o u rs a ft e r c o m m en c in g c om m un i ca t io n s w ith s t a t e/l o ca l o ff i c i al s o r t h e p r e s s. T h e a p p r o v a l by t h e S i t e V i c e p r es i de n t (o r d e s i gnee) o f a w r i tt en co m mu n i c a t i o n p l a n a n d a c ompl e t ed co m mu n i c a t i o n m e ssag e f o r s t a t e/l oc a l o f f i c ia l as part o f t he NEI 07-0 7 G r ou n d W at e r Pr o t e c tion I ni t i a t i v e , o r a f o r m a l p r e s s r e l eas e i s t h e in i t ia ting e v en t f o r a n NRC E v en t N o t i f i c a t io n un d e r 10 CFR 50.7 2 (b)(2)(x i). For O il Spills O i l s p il l s g r ea t e r t ha n 2 5 ga l l o n s o n l a nd , o i l sp i lls o n na v i g ab l e w a t ers o r s h o r e li ne s w i t hi n 10 0 f e e t o f t h e w a t e r, o r o i l s pi l l s t ha t r equi re no t i f i ca t io n t o t h e N a tion a l R e s po n s e C e n t e r a s d e t e r mi n e d by P L P-500.) §50.7 2 (b)(2)(x i) R e f e r e n c e 2.42 13. F A T A LI T Y O R H O S P I T A L I Z A T I O N a) S e e SAF-SUBS-00 0 3 3 a n d c o n t ac t t h e S i te S a f e ty R ep r es e n t a t i v e b) OSHA mus t b e n o t i f ie d w i t hi n 8 hou r s o f: 1) W or k p la c e F a t al i ty 2) W or k p la c e i n c i den t w i th 3 o r m o re pe r so nnel hos p i t a l i z ed c) N orth C a r o lin a r eq u i r e s a ca l l t o t h e D e p t. of Labor, E le v a t o r D i v is i on , w i t h i n 2 4 h ou r s o f an inju ry o r f a t a li ty r e l a t e d to e le v a t o r s. SAF-SUBS-0003 3 S e e N o te 1 2 f or NRC r equi r e d 4-hour no t i f ic a tion AP-617 R e v. 35 P a g e 22 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 2 She e t 1 o f 4 T ECHNIC A L SPECIF I C A T ION A ND ODCM SPE CI A L R EP O R T S A S p e c i a l R e p o r t m a y b e id en t i f ie d f ro m CR s, EI R s, d e c l a r e d e m e rg en c i e s o r a s t he r e s u l t o f e q u i p m en t i n s pe c t io n s. T h e f o ll o w i n g step s s ha l l b e p e r f o rm e d w he n i t ap p ea r s tha t a S pe c i a l Re po r t i s r e q u ir ed. 1. T h e S upe r v i s o r - L i c e n s i n g/R e g u l a t o r y P r o g r a m s s h a l l b e no t i f i e d o f t h e e v en t i f th i s ha s n o t a lr e a d y o cc u rr e d v i a a C R o r EI R. 2. T h e S upe r v i s o r - L i c e n s i n g/R e g u l a t o r y P r o g r a m s s h a l l in f o r m t h e G e ne ral M ana g e r - H a rri s P l an t an d a p p li c ab l e un i t m ana g e r(s) o f t h e ne e d fo r a s p e c ial r epo r t. 3. T h e S upe r v i s o r - L i c e n s i n g/R e g u lato r y P r o g r a m s s h a l l a ss ig n a c t io n i te m s t o t he r e s pon s i b l e u n i t s pe r R e f e r en c e 2.1 2 t o p r o v i d e i n p u t fo r th e r e q u ir e d r epo r t s. 4. C o m p le te d r epo r t s s h a l l b e r ou t e d fo r a pp r o v a l pe r Re fe r en c e 2.2. 5. A c op y o f th e c o m p l e t e d s pe c i a l r epo r t s ha l l b e p r o v i de d t o t h e S e c r e t a r y - P N S C fo r r e v i e w a t a s ub s e q uen t P N S C m e e t i n g. 6. T h e s p e c i a l r e p o r t s h a l l b e t ra n s m i t te d a s a Q A R e c o r d. R EP OR TING R E Q UI R E M E N T S S U B J E CT T S [ODCM] R E F E R E N C E R E S P UNIT TIMING O F R E S P O N SE Leak or bo r on de p o s i t f o un d du ri ng i n s p e c t i o n O.L. NRC Or der dat e d 2/11/0 3 H E S S 60 da y s a fter r e t u r n i ng the p l a nt to o p e r at i on Mode rator T e m pe ratu r e C o e ff i c i ent m o r e po s i t i v e t h an s pe c i f i ed li m i ts 3.1.1.3 H E S S 10 D a y s Re mote S hu t d o wn M on i to ri ng In s t r u ment i n o pe r a b l e f or g r eater than 60 da y s 3.3.3.5.a Ma i nt 14 D a y s Rad i at i on Mo n i to rs , P r e ss u ri z er S a f e t y V a l v e P o s i t i on In d i c a t o r s or S u b c oo l i ng Ma r g i n Mo n i to r s i no p e r a b l e f or g r eater t h an 7 d a y s. (Al s o s ee O W P-E R F I S) 3.3.3.6 Ma i nt or IT (and E n g i n ee r i n g for Rad. Mo n i to rs) 14 D a y s P O R V/RCS V ents u s ed to m i t igate R C S p r e ss u r e t r an si ent at l o w te m pe ratu r e 3.4.9.4 O pe r at i ons 30 D a y s A n E C C S a c t u at i on and i n j e c t i on of water i n t o the R ea ctor C oo lant S y s te m (S ee No t e 2) 3.5.2 , 3.5.3 O pe r at i ons 90 D a y s (S ee Note 3) Cha n ge t o S a m p l e P l an U s ed f or S n ub b er F un c t i o n a l T e s t i ng 3.7.8 P L P-106 A t t. 4 H E S S B e f o r e I m p l e mentat i on AP-617 R e v. 35 P a g e 23 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 2 She e t 2 o f 4 T ECHNIC A L SPECIF I C A T ION A ND ODCM SPE CI A L R EP O R T S S U B J E CT T S [ODCM] R E F E R E N C E R E S P UNIT TIMING O F R E S P O N SE Rad i oa c t i v e M a te ri al i n L i q u i d Ho ldup T an k s e xceed i ng li m i ts 3.11.1.4 E n vi r o n mental and C he m i s t r y In c l u d e i n A n nual Rad i oa c t i v e E ff luent Re l e a s e R e po r t U s e of non-p r e f e rr ed I n c o r e De t e c to r s wh e n e v a l u at i ng Q P T R 4.2.4.2 (B a s e s) H E S S 30 D a y s A b n o r m al deg r a d at i on of Cont a i n m ent V e ss e l s t r u c tu r e de t e cted du ri ng r e qu i r e d i n s pe c t i ons 4.6.1.6.2 H E S S 15 D a y s S e a l e d S ou rc e l ea k age te s t r e s u l ts 4.7.9.3 Rad iat i on P rote c t i on A n n u a l l y i f r e m o v ab l e conta m i nat i on g r eater than 0.0 0 5 µCi de t e cted Greater t h an 3 0 t otal r ods o r 10 rods p er fuel a ss e m b l y r e p l a c e d w i th f i ll e r r ods or v a c a n c ies du r i n g an y s i n g l e r e f u e l i ng. 5.3.1 H E S S 30 D a y s F o l l o w i ng S ta r t-up S a f e t y L i m i t V i o l a t i on. 6.7.1 O pe r at i ons 14 D a y s S ta r t u p R e po r t f o l l o w i n g: 1) L i c en s e a m end m ent to i n c r ea s e po w er l e v e l. 2) In s ta l l a t i on of f uel of d i ff e r ent de s i gn or m anu f a c tu r e r. 3) Mo d i f i c at i o ns th a t s i g n i f i c a n t l y a lter t h e nu c l e a r , the r m al or h y d r a u li c c ha r a c te r i s t i c s of the u n i t. 6.9.1.1 H E S S 90 D a y s F o l l o w ing Re s u m pt i on of Co m m e rc ial O pe r at i ons or C o m p l et i o n of S ta rtup T e s t P r og r a m , or 9 months a fter In i t ial C r i t i c a li t y , wh i c h e v er is ea r l i e s t. S u p p l e menta r y r epo r ts r eq u i r ed ea c h 3 month s. Cha n ge t o Co r e O pe r a t i n g L i m i ts Repo r t 6.9.1.6.4 H E S S Upon i ssuan c e; m u s t be s ub m itted no l a t er th a n t h e date of i m p l e mentat ion. Steam G ene rator T ube In s pe c t i o n R e po r t 6.9.1.7 H E S S W i th i n 1 8 0 da y s a fter i n i t i a l ent r y i n t o H o t S hu t d o w n f o ll o w i ng c o m p l e t i on of an i n s pe c t i on pe r f o r m ed i n a cc o rdan c e w i th T S 6.8.4.l. S pe ci al Re p o r ts 6.9.2 A s A ss i g ned A s Re q ue s t e d Un r e v i ewed E n vi r o n mental Q ue s t i o n T.S. A p p en d i x B E P P S e c t i on 3.1 E n vi r o n mental and C he m i s t r y B e f o r e i m p l e mentat i o n of change AP-617 R e v. 35 P a g e 24 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 2 She e t 3 o f 4 T ECHNIC A L SPECIF I C A T ION A ND ODCM SPE CI A L R EP O R T S S U B J E CT T S [ODCM] R E F E R E N C E R E S P UNIT TIMING O F R E S P O N SE P r opo s e d c h ange s/r e n e w a l ap p li c a t i o n f or N P D E S P e r m i t T.S. A p p en d i x B E P P S e c t i on 3.2 E n vi r o n mental and C he m i s t r y A t t i m e of s u b m ittal to the pe r m i tt i ng a gen c y Cha nges to/r en ewal of N P D E S P e r m i t or S tate Ce r t i f i c at i on T.S. A p p en d i x B E P P S e c t i on 3.2 E n vi r o n mental and C he m i s t r y 30 D a y s a fter c hang e/r en ewal S t a y of N P D E S P e r m i t or State C e r t i f i c at i on T.S. A p p en d i x B E P P S e c t i on 3.2 E n vi r o n mental and C he m i s t r y 30 D a y s f o l l o w i ng s t a y Unu s u a l or I m po rtant E n vi r on mental E vents T.S. A p p en d i x B E P P S e c t i ons 4.1 and 5.4.2 E n vi r o n mental and C he m i s t r y 30 D a y s a fter e v ent. (No t e 4) S e e a l s o 24 h our not i f i c a t i ons S e i s m i c Mo n i to ri ng I n s t r u m ent i n o pe r a b l e for g reater than 30 d a y s P L P-114 Ma i nt 10 D a y s A ctua t i on of S e i s m i c Mon i t o r i ng In s t r u ments du r i n g s e i s m i c e v e nt g r e at e r than or e qual to 0.0 1 g (S e e N o te 1) P L P-114 H E S S 14 D a y s Met e o r o l og i c a l Mo n i to r i ng I n s t r u m ent i no p e r a b l e f or g reater th a n 7 d a y s P L P-114 Ma i nt 10 D a y s Met a l I m pa c t Mo n i to r i ng S y stem Channe l (s) i n o pe r a b l e f or g r eater than 30 da y s. P L P-114 Ma i nt 10 D a y s E x p l o s i v e g as m on i to r i ng i n s t r u m ent i n ope r a b l e f or g reater th a n 3 0 da y s. P L P-114 Ma i nt 30 D a y s (Note: N o t i m e s pe c i f i ed i n P L P-114) A r ea T e m pe ratu r es e xc ee d i ng P L P-1 14, A tta c h m ent 4 li m i ts b y m o r e th a n 3 0ºF , or for g reater than 8 h ou r s P L P-114 H E S S & O pe r at i ons 30 D a y s A c a l c u l a t ed do s e t o a m e m ber of the pub l i c f r o m the r e l ea s e of r ad i o a c t i v e mate r i a l s i n l i qu i d e ff luents to a n un r e s t r i cted a r ea e xc e e d i ng li m i ts [3.1 1.1.2] E n vi r o n mental and C he m i s t r y 30 D a y s Rad i oa c t i v e l i q u i d wa s te b e i ng d i scha r ged w i t hout t r e at m ent and i n e x c e s s of li m i ts and a n y po r t i o n of the l i q u i d r ad w a s t e t reat m ent s y stem not i n o pe r a t i o n [3.1 1.1.3] E n vi r o n mental and C he m i s t r y & O pe r a t i o ns 30 D a y s Ca l c u l at e d a i r do s e i n ga s e ous e ff l ue n t e xceed i ng li m i ts i n a r eas at or b e y o n d s i t e bou n da r y [3.1 1.2.2] E n vi r o n mental and C he m i s t r y 30 D a y s AP-617 R e v. 35 P a g e 25 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 2 She e t 4 o f 4 T ECHNIC A L SPECIF I C A T ION A ND ODCM SPE CI A L R EP O R T S S U B J E CT T S [ODCM] R E F E R E N C E R E S P UNIT TIMING O F R E S P O N SE Ca l c u l at e d d o s e to a m e mber of the p ub l i c f rom a r e l e a s e of ga s e ous e ff l u ents c ont a i n i ng Iod i ne 131, Io d i n e 133, t r i t i um and r ad i o nu cl i des i n p a r t i c u l a t e f o r m w i t h h a l f-li f es g r ea t er th a n e i g ht da y s e xc e e d i ng t he l i m i t s. [3.1 1.2.3] E n vi r o n mental and C he m i s t r y 30 D a y s Unt r ea t ed r a d i o a c t i v e ga s e ous w a s te d i sc ha r g ed i n e xc e s s of li m i ts and a n y po r t i o n of the ga seous r ad w a s te t r eat m ent s y stem not i n ope r a t i o n. [3.1 1.2.4] E n vi r o n mental and C he m i s t r y & O pe r a t i o ns 30 D a y s Ca l c u l at e d d o s e f r o m r e l e a s e of r ad i oa c t i v e mate r i al i n l i q u i d or ga s e o u s ef f l uent s , t o a m e m ber of the p u b l i c i n e xc e s s of li m i t s. [3.1 1.4] E n vi r o n mental and C he m i s t r y 30 D a y s Le v el of r ad i o a c t i vi t y , as a r e s u l t of p l a n t e ff luent i n a s pe c i f i ed l o c a t i on, e xceed i ng t he r e po r t ing l e v e l s of ODCM O.R. T ab l e 3.12-2 w h e n a v e r a g e d o v er an y c a l e nd a r qua r te r. [3.1 2.1] E n vi r o n mental and C he m i s t r y 30 D a y s NO T E S: 1. R e f e r t o th e f o ll o w i n g T S Su r v e ill an ce R e q u ir e m e n ts fo ll o w i n g an y s e i s m i c e v en t: 4.3.3.3.2 a n d 4.4.5.3.c.2 2. R e f e r t o th e f o ll o w i n g T S Su r v e ill an ce R e q u ir e m e n ts fo ll o w i n g an y s a f ety i n j e c t i o n a c t u a t i o n: 4.4.5.3.c.1 , 4.4.5.3.c.3 , 4.4.5.3.c.4 , 4.4.6.2.2.d , a n d 4.5.2.g.1 3. LE R a l so r e q u ir e d (s e e Re f e r en c e 2.6). T h e in fo r m a t i o n r e q u ir e d b y th e S pe c i al R epo r t e x c e e d s t h e req u ir e m en ts o f th e LE R. 4. E v en ts r e q uiri n g r epo r t s t o othe r g o v e r n m en t a g en c i e s s h a l l b e re p o r te d per tho se r e q u ir e m e n ts i n li e u o f t h e En v ir on m en t a l P r o t e c t i o n P l an. A c op y o f t h e r epo r t s h a l l b e s en t t o t h e NRC.

AP-617 R e v. 35 P a g e 26 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 3 She e t 1 o f 3 ROU TINE R E P O RT S T h e S HN P P T e c h n i c a l Spe c i f i c a t i on s, O DCM , §2 0 a n d §5 0 r e q u ir e t ha t re po r t s be p r o v i de d t o th e NR C a t r ou t i n e i n t e r v a l s. T h e fo ll o w i n g step s app l y t o r ou t i n e r epo r t s: 1. T h e S upe r v i s o r - L i c e n s i n g/R e g u l a t o r y P r o g r a m s s h a l l e s t a b lish a c t i o n i t e m s per R e f e r en c e 2.1 2 fo r t hese r epo r t s. 2. A s a p p li c ab l e , t h e r e s p on s i b l e un i t an d L i c e n s i n g/R e g u l a t o r y P r o g r a m s s h a l l e stab li sh s ta n da r d f o r m a ts fo r a r ou t in e r e p or t. 3. R ou t i n e r epo r t s s ha l l b e r ou t e d fo r a pp r o v a l p e r Re f e re nce 2.2. 4. R ou t i n e r epo r t s s ha l l b e t r an s m i t t e d a s a Q A r e c o r d. NO T E: T S = T e c hn i c a l Spe c i f i c a t i on O R = O DC M Ope r a t io na l R e q u ir e m ent S U B J E CT R E GU L A TORY R E F E R E NCE R ESP UNIT T I MING OF R ESP ON SE Ann u a l O p e r a t i n g R e p o r t T.S. 6.9.1.2 L ic / R e g P r o g B e f o r e 3/1 Ann u a l R ad i o l o g i cal En v ir on m e n ta l O pe r a t ing R epo r t T.S. 6.9.1.3 O.R. 3.12.1 O.R. T ab l e 3.12-1 O.R. T ab l e 4.12-1 O.R. 4.12.2 O.R. 3.12.3 O.R. 4.12.3 En v ir on m e ntal an d C h e m i s t r y B e f o r e 5/1 Ann u a l En v ir on m en t al Ope r a t i n g Re po r t En v. P r o t. P l a n 5.4.1 En v ir on m e ntal an d C h e m i s t r y B e f o r e 5/1 Ann u a l R ad i oa c t i v e E ff l uent R e l ea se Re po r t T.S. 3.11.1.4 T.S. 6.9.1.4 T.S. 6.14.c O DCM App. F.3 O.R. T ab l e 4.11-1 O.R. 3.12.1 O.R. T ab l e 3.12-1 O.R. 3.12.2 O.R. 3.3.3.1 0 O.R. 3.3.3.1 1 §50.36a (a)(2) En v ir on m e ntal an d C h e m i s t r y B e f o r e 5/1 AP-617 R e v. 35 P a g e 27 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference st ROU TINE R E PORTS A tt a c hm en t 3 She e t 2 o f 3 NOTE 1: T h i s re po r t doe s n o t n ee d t o b e ro u t e d f o r a p p r o v a l pe r Re f e re n ce 2.2 s i n ce i t i s n o t c o rr e s p o nd e n ce t o a r e g u l a t o r y a g en c y. S U B J E CT R E GU L A TORY R E F E R E NCE R ESP UNIT T I MING OF R ESP ON SE Conso li da t ed Da t a E n tr y (CDE) F SA R S ec t i on 1.8 L i c / R e g P r o g B y t he 21 day of R epo r t (Reg. G u i de 1.16) each q ua r t er I nd i v i dual W o r k e r R ad i a t ion Dose R epo r t (T o e m p loyee) (S ee N o t e 1 abo v e) §19.13 (b) ES S Rad S e r v ices (D os i m e t r y) A nnua l l y Annual E xposu r e R epo r t for I nd i v i dual M on i t o r i ng §20.2206 (b) L i c / R e g P r o g A nnua l l y , by A p r il 30 t h S e m iannual F i tness f or D u t y P r og ram P e r f o r mance D a t a A na l y s i s R epo r t §26.71 (d) N uc l ear O pe r a t i ons W i t h i n 60 da y s o f t he end o f each 6- m on t h r ep o rt i n g pe r i od (Ja n-June and Ju l y-De c) ECC S e v a l ua t i on model chan g es or e r r o r s w he r e sum of abso l u t e m a g n i t udes o f c han ges resu l t s i n PC T cha n g e 50ºF §50.46 (a)(3) N F M&S A A nnua l l y C han g es t o Q A P r o g ram w h ich do not reduce c o mm it m e n t s §50.54 (a)(3) N O S I n acc o rdance w i t h §50.71 (e) Insu rance and F inanc i al Secu r i t y Annual R epo r t §50.54 (w)(3) N uc l ear O pe r a t i ons A nnua l l y , on A p r i l 1 I n-s e r v i ce Inspe c t i on S u mm a r y §50.55a (AS M E S ec t i on X I I W A- 6230) HESS 90 da y s after co m p l e t i on of inspec t i ons F SA R U pda te, f ac ili t y chan g e s , t es t s , a n d e x pe r i m e n t s conduc t ed w i thout p r i or app r o v al §50.59 (b) §50.71 (e) L i c / R e g P r o g Si x m on ths f o ll o wi ng each r e f ue li ng ou t a g e. I n t e r val not t o e xceed 24 m o n ths be t w een upda t es AP-617 R e v. 35 P a g e 28 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference ROU TINE R E PORTS A tt a c hm en t 3 She e t 3 o f 3 SUB J EC T RE G U L A T O RY RE FERENCE RESP UN I T T I M I N G OF RESP ONSE Annual F i nanc ial R epo rt , i nc l ud i ng ce r t i f i ed f i na n c ial s t a t e m en t s §50.71 (b) N u c l ear O pe r a t io ns U pon issuance o f t he r epo r t (N o rm a ll y A p r il 30) S t a t us o f Deco m m i ss i on i ng Fund i ng §50.75 (f) N u c l ear O pe r a t io ns M a r ch 31, 1999 and at least once e v e r y t w o y ea r s t he r e aft e r (f r equency beco m es annual w hen t he p lant i s w i t h i n 5 y ea r s o f p r o j e c t ed end o f ope r a t i on o r w hen t he p l ant i s i n v o l v ed i n m e r g e r s o r ac q u i s i t i ons). Si m u l a tor - R ep o r t of unco rr e c t ed p e r f o r m an c e test f a il u r es and schedu l e f o r co rr e c t i on §55.45 (b)(5)(ii) T r aini n g E v e r y 4 y ea r s on ann i v e r sa r y of ce rt i f i c a t io n M a t e r ial S t a t us R epo r t s (o l d Fo rm s D O E/NRC-742 a n d 742 (c)) §74.13 (a)(1) §70.53 (a)(1) §40.64 (b) §150.17 (b) HES S 30 da y s after M a r ch 31 and S ep t e m b e r 30 N O T E: 4 0.64 and 150.17 r e q u i r e s t a t e ment o f f o r e i g n o r i g i n s o u r ce m a t e r i a l. Q A P r o g r a m for T r anspo r t a t i on o f R ad i oac t i v e M a t e r ial P ac k a g es §71.101 N u c l ear O pe r a t io ns E v e r y 5 Y ea rs. D oc k e t 7 1-0345 F i nanc ial P r o t ec t i on - G ua r a n t ee o f pa y m e n t o f d e f e r r ed p r e m i u m s §140.21 N u c l ear O pe r a t io ns A nnua l l y , on ann i v e r sa r y da t e on w h i ch i nde m n i t y ag r ee m e n t i s e ff ec t i v e (No rm a ll y A p r i l 30)

AP-617 R e v. 35 P a g e 29 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 1 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) T i t l e 1 0 o f t h e Co d e o f F ede r a l R e g u l a t i on s a n d othe r r e q uire m e n t s r e q u ir e tha t re po r t s b e p r o v i de d t o th e NR C an d o t h e r r e g u l a t o r y a g en c i e s b a s e d o n t h e o cc u rr en ce o f s pe c i f i c e v ents. T h e fo l l o w i n g i n s t r u c t i on s a p p l y t o the se e v ents (un l e ss o t he r w ise no t e d): 1. T h e r e s p on s i b l e un i t s ha l l d e te r m in e i f w ri tte n p r o c e du r e s s h o u l d b e p r e p a r e d t o i m p le m e n t t h e re po r t in g r e q u ir e m en t. 2. W he n w ri tte n r epo r t s ar e r e q u ir e d t o b e s u b mi tte d t o t h e NRC , t h e G ene ral M ana g e r - H a rris P l an t an d t h e S u pe r v i s o r - L i c en s i n g/R e g u l a t o r y P r o g r a m s s ha l l b e in f o r m e d. 3. C o m p le te d r epo r t s s h a l l b e r ou t e d fo r a pp r o v a l pe r Re fe r en c e 2.2. 4. T h e e v en t r epo r t s ha l l b e t ra n s m i t te d a s a Q A R e c o r d. S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE Repo r t t o f o r m er r ad i at i o n wo r k er of wo r k e r's e x po s u r e to r a d i a t i on (Note 7) 19.1 3 (c) Rad iat i on P rote c t i on Upon r e q u e s t; w i th i n 3 0 d a y s f rom r eque s t or 30 d a y s a fter e x po s u r e has been de t e r m i ned Rad i at i on E x po s u r e Da t a to Ind iv i d u a l-Ov e r e x po s u r e (Note 7) 19.1 3 (d) Rad iat i on P rote c t i on Upon o v e r e x po s u r e (Note 5) Rad i at i on E x po s u r e Da t a to T e r m i nat i ng E m p l o y ees (Note 7) 19.1 3 (e) E S S R a d S e rv i ces (Do s i m et r y) Upon r e q u e s t at te r m i nat i on Bi o a ss a y S e r vi c es t o De t e r m i ne E x po s u r e 20.1204 (c) Rad iat i on P rote c t i on A s r eq u e sted b y NRC Repo r t of p l a nn e d s pe ci al e x po s u r e 20.1206 (f) 20.2 204 Rad i at i on P rote c t i on W i th i n 30 d a y s f o l l o w i ng p l a nn e d s pe cial e x po s u r e Repo r t t o i n d i v i dual of p l an ned s pe c i al e x po s u r e (Note 7) 20.1206 (g) Rad iat i on P rote c t i on W i th i n 30 d a y s f r o m p l a nn e d s pe cial e x po s u r e Re s p i r a t o r y P rote c t i on P r o g ram E q u i p m ent not c e r t i f i ed b y NI O S H/M S A 20.1703 (d) Rad iat i on P rote c t i on 30 D a y s p r i or to eq u i p m ent u sage T he f t or l o s s of li c en s ed mate r i a l g reater than 10 t i m es A pp e nd i x C qua n t i t i es 20.2201 (a)(1)(i i) 20.2201 (b) Rad i at i on P rote c t i on Rad i at i on P rote c t i on 30 D a y s (b y E T S) 30 D a y s (w r i t ten f o ll o w-u p) A d d i t i o n al i n f o r m at i on on t h e f t or l o s s 20.2201 (d) Rad iat i on P rote c t i on 30 D a y s AP-617 R e v. 35 P a g e 30 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 2 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE Repo r ts of O v e r e x po s u r e s/ E xc e ss iv e L e v e l s and Con cent r at i ons 20.2203 40C F R 1 90 O DCM O.R. 3.11.4 Rad i at i on P rote c t i on 30 D a y s (No t e 5) M i ss i ng W a s te S h i p m ent T r a c e In v e s t i g at i on 20 App. G , S e c. II I.E Rad i at i on P rote c t i on 2 w ee k s a fter c o m p l et i on of In v e s t i g at i on Inte r i m e v a l u a t i o n r e p o r t of i d e nt i f i e d de v i a t i o n or f a i l u r e t o c o m p l y (w h e n e v a l u at i on c a nnot be c o m p l e ted w i t h i n 60 da y s of d i sc o v e r y) 21.2 1 (a)(2) L i c / R eg P r og W i th i n 60 d a y s of d i sc o v e r y F a i l u r e to Co m p l y or E x i s t e n c e of a De f e c t (Re f er to A P-616) 21.2 1(c)(1) & (d)(3) L i c / R eg P r og 2 d a y s , w r i tten f o l l o w-up w i t h i n 30 da y s FF D te s t i n g m o r e c on s e r v a t i v e t h an §26 r e q u i r e ments 26 App. A , S e c. A.1.1 (2) Hu m an Res W i th i n 60 d a y s of i m p l e m ent i ng c h ange FF D - Un s at i s f a c to r y pe r f o r m an c e te s t i n g of a c e r t i f i e d l abo r at o r y 26 App. A , S e c. B.2.8 (e)(4) Hu m an Res 30 da y s Repo r ts r e q u i r e d as c o n d i t i on of P a r ts 30-3 5 l i c en s es (B y-p r odu c t Mate r i a l) 30.3 4 (e)(4) Rad iat i on P rote c t i on A s s pe c i f i ed i n l i c en s e Ren ewal or n o n-r en ewal of P a r ts 30-35 li c e n s es 30.3 6 Rad iat i on P rote c t i on 30 D a y s p r i or to e x p i r a t i on Not i f i c a t i on of b y p rodu c t (P a r t 30) or S NM (P a r t 7 0) l i c en s e e x p i r at i o n or c e ss at i on of p r i n c i p al a c t i vi t i es 30.3 6 (d) 70.3 8 (d) Rad i at i on P rote c t i on W i th i n 60 d a y s A m en d m ent to P a r t 3 0-35 L i c en s e 30.3 8 Rad iat i on P rote c t i on A s Re q u i r e d F a i l u r e of or d a m age to s h i e l d i n g , on-o f f m e c han is m or i n d i c a to r; dete c t i on of r e m o v ab l e r a d i oa c t i v e mate r i al 31.5(c)(5) Rad iat i on P rote c t i on 5 D a y s (5 D a y r e po r t r equ i r e d p er B y p r o du c t Mate r i a l s L i c en s e i n l i eu of 30 d a y r e q u i r e ment) T r an s f er of de vi c e t o s pe c i f i c or gene r al li c e n s ee 31.5(c)(8) 31.5(c)(9)(i) Rad i at i on P rote c t i on 30 D a y s Lea k i ng of s e a l ed r ad i og r a ph i c s ou rc e 34.2 7 (d) L i c en s e d Rad i og r apher 5 D a ys AP-617 R e v. 35 P a g e 31 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 3 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE In c i d ents i n v o l v i ng r a d i o g r a ph i c eq u i p ment: un inte n t i o n a l d i sconne c t i on of the s ou rc e a ss e m b l y f rom the c ont rol c ab l e. i n a b i li t y t o r et r a c t t he s ou r c e a ss e m b l y t o i ts f u l l y s h i e l de d po s i t i on and s e c u r e i t i n t h i s po s i t ion. f a il u r e of a n y c o m pon e nt (cr i t i cal to s a f e ope r a t i on of t h e d e v i c e) to p rope r l y pe r f o r m i ts i nt e nd e d f un c t i on. 34.1 01 (a) L i c en s e d Rad i og r apher W i th i n 30 d a y s of o cc u rr en c e L i c en s e e i den t i f i ed i n f o r m at i on wh i c h has s i g n i f i c ant i m p li c at ions f or pub li c he a l th and s a f e t y or t he c omm on de f en s e a n d s e c u r i t y 50.9 (b) 30.9 (b) 40.9 (b) 70.9 (b) 71.7 (b) L i c / R eg P r og A s ne c e ss a r y (Note 4); §70.9 (b) s pe c i f i es w i t h i n two w o r k i ng d a y s of i d e nt i f y i ng the i n f o r m at i on Cha n ge t o t h e L O C A a na l y s i s wh i c h r e s u l ts in a c h an g e to the P eak C l ad T e m pe ratu r e 50.4 6 (a)(3) N F M&S A If 50ºF , th e n i n c l u de i n the a nn u al repo r t. If >5 0ºF , then 30 d a y s. Cha nges i n Q A P r og r am wh i c h r edu c e c o m m i t ments 50.5 4 (a) N O S B e f o r e i m p l e mentat i o n Req u e s t f or W r itten In f o r m at i o n 50.5 4 (f) A s S p e c i f i ed A s Re q ue s t e d Cha nges to O pe r a t or Re qu a li f i c a t i on P r og r am w h i c h d e cr ea s es scope, t i m e a ll o tted or f requen c y o f c ondu c t i ng po r t ions of the p r og r am 50.5 4 (i-1) T r a i n i ng B e f o r e I m p l e mentat i on Cha nges i n S e c u r i t y Pl a n, G ua r d T r a i n i ng and Q ua l i f i c at i on Pl a n, or S a f egua r ds Con t i ngen c y P l an m ade w i t h out p r i or a pp r o v a l 50.5 4 (p) 70.3 2 (g) S e c u r i t y B e f o r e i m p l e mentat i o n i f changes r e du c e e ff e c t iv ene s s of p l an; othe r w i s e, w i t h i n two months a fter change. N O T E: §70.32 (g) s pe c i f i es w i t h i n 60 d a y s f or s a f egua rds c ont i n gen c y p l a n.

AP-617 R e v. 35 P a g e 32 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 4 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE Cha nges i n e m e r gen c y p l a n or i m p l e m ent i ng p r o c e du r es m ade w i t h out p r i or a pp r o v a l 50.5 4 (q) 50 A pp E (V) E m e r g P r ep B e f o r e i m p l e mentat i o n i f changes r e du c e e ff e c t iv ene s s of p l an, othe r w i s e w i t h i n 3 0 da y s a fter change Not i f i c a t i on of s a f e and s t a b l e c ond i t i o n of r ea ctor a nd no s i gn i f i c a n t r i sk to pu b li c h e a l th and s a f e t y 50.5 4 (w)(4)(i i) E m e r g P r ep A fter att a i n i ng s a f e a nd stab l e c on d i t i on (f o ll o w i ng an accident w i th c o s ts >$1 00 m il l i on) C l e anup p l an f or de c onta m i nat ing r ea ctor to pe r m i t r e s u m pt i o n of ope r a t i o n or c o m m en c e m e nt of de c o m m is s i on i n g 50.5 4 (w)(4)(i i) E m e r g P r ep W i th i n 30 d a y s of not i f i c a t i on th a t r ea ctor i s i n s a f e a nd s t a b l e c ond i t i o n (f o ll o w i n g a n a cc ident w i t h c o s ts >$1 00 m il l i on) Pl a n f or m anage m ent of and not i f i c a t i on of s i g n i f i c ant c h ange i n the p r o po s e d w a s te manage ment p r og r am (of i rr ad iated f u e l at t h e r ea c to r , a fter e x p i r at i on of lic en s e and un t i l t r a n s f e rr ed to D O E) 50.5 4 (bb) L i c / R eg P r og W i th i n 2 y e a r s a fter c e ss at i on of ope r a t i on or 5 y e a r s be f o r e e x p i r a t i on of O L a n d a fter m a k i ng c ha n ge i n p r og r am F il i ng of pet i t i o n f or ban k r upt c y (T i t l e 11 of US Co d e) 50.5 4(cc)(1) 30.3 4 (h) 40.4 1 (f) 70.3 2 (a)(9)(i) L i c / R eg P r og I mm ed i at e l y f o l l o w i n g f ilin g Not i f i c a t i on that c on f o r m a n c e to a c e r ta i n C o d e r eq u i r ed b y S e c t i on X I of the A S M E B&P V Co d e a nd A d d en d a f or i n s e r vi c e t e s t i s i m p r a c t i c al 50.5 5a (f)(5) (iii) H E S S A fter i d e nt i f y i ng p r o b l em Dete r m i nat i o n t h at a pu m p or v a l v e te s t r eq u i r ed b y S e c t i o n XI of the A S ME B&P V C o de and A d den d a i s i m p r a c t i c al and not i n c l u de d in the r e vi s e d i n s e rv i c e te s t p r og r am 50.5 5a (f)(5) (iv) H E S S No later t h an 12 months a fter e x p i r a t i on of i n i t i a l 120-month pe r i od of ope r a t i o n, a nd e a c h s ub sequ e nt 1 20-mo. pe r i o d of o p e r at ion du r i n g w h i c h t he t e s t i s dete r m i ned t o be i m p r a c t i c al AP-617 R e v. 35 P a g e 33 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference EVE N T R EP O R T S (O t he r t h a n LERs) A tt a c hm en t 4 She e t 5 o f 9 S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE Not i f i c a t i on that c on f o r m a n c e to a c e r ta i n C o d e r eq u i r ed b y S e c t i on X I of the A S M E B&P V Co d e a nd A d d en d a f or i n s e r vi c e i n s p e c t i on i s i m p r a c t i c al 50.5 5a (g)(5) (iii) H E S S A fter i d e nt i f y i ng p r o b l em Dete r m i nat i o n t h at a pu m p or v a l v e te s t r eq u i r ed b y S e c t i o n XI of the A S ME B&P V C o de and A d den d a i s i m p r a c t i c al and not i n c l u de d in the r e vi s e d i n s e rv i c e i n s pe c t i on p r og r am 50.5 5a (g)(5) (iv) H E S S No later t h an 12 months a fter e x p i r a t i on of i n i t i a l 120-month pe r i od of ope r a t i o n, a nd e a c h s ub sequ e nt 1 20-mo. pe r i o d of o p e r at ion du r i n g w h i c h t he t e s t i s dete r m i ned t o be i m p r a c t i c al Upda t ed a ss e s s m ent of p r o j e cted v a l ue f or R T PTS f or r ea ctor v e ssel be l t l i ne mate r i a l s - a fter s i g n i f i cant change i n p r o j e cted v a l u e o f R T PTS or chan g e i n f a c i l i t y's o p e r a t i ng e x p i r a t i on da t e 50.6 1 (b)(1) H E S S A fter c han g e Pl a n f or the r m al an n e a l i ng of r ea ctor v e ss el Repo r ts r e q u i r e d as a c on d i t i on of li c en s e 50.6 6

50.7 1 (a) H E S S A s S p e c i f i ed 3 y r s p ri or to date w hen f r a c tu r e toug h ne s s cr i te r i a wo u l d b e e xceeded A s S p e c i f i ed i n L i c e n s e T e l eph o ne r e p o r t i n l i e u of L E R for an i n v a l i d a ctua t i o n of a s y stem li s t e d i n 5 0.73 (a)(2)(i v)(B), other than R P S a c t u at i on wh e n cr i t i c al Rea ss i gn m ent of L i c e n s ed O pe rator to po s i t i on n ot r e qu i r i ng l i c e n s e 50.7 3 (a)(1) 50.7 4 (a) O pe r at i ons O pe r at i ons 60 D a y s 30 D a y s T e r m i nat i on of L i c en s ed O pe rator 50.7 4 (b) O pe r at i ons 30 D a y s Ha r d w a r e and s o f t w a r e c h a nges t hat a ff e c t t r an s m itted da t a p o i nts i d e nt i f i e d i n ERDS Da t a P o i nt L i b r a r y 50 App. E , S e c. V I.3.a Nu c l ear I n f o S y s te m s W i th i n 30 d a y s a fter changes a r e c o m p leted Ha r d w a r e and s o f t w a r e c h anges (e xcept da t a p o i n t m od i f i c at i on s) t hat c ou l d a ff e c t t r an s m i ss i on f o r m at and c o mputer c o m m un i cation p roto c ol t o the E R D S 50 App. E , S e c. V I.3.b Nu c l ear I n f o S y s te m s A s s oon as p r a c t i c a b l e and at l ea s t 3 0 da y s p r i or to m a k i ng m od i f i c at i on AP-617 R e v. 35 P a g e 34 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 6 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE T e s t methods f or s upp l e mental f r a c tu r e toug h ne s s te s ts 50 App. G S e c. I II.B H E S S S ub m itted and a p p r o v ed p r i or to te s t i ng Fr a c tu r e Toughne s s 50 A pp G , S e c. I V.A.1 H E S S 3 y e a r s be f o r e date when p r e d i cted f r a c tu r e tou ghne s s w i l l no l onger s at i s f y A p p G Repo r t of te s t r e s u l ts of s p e c i mens w i t h d r a w n f rom c ap s u l es (f r a c tu r e tou ghne s s te s t s) 50 A pp H , S e c. IV H E S S W i th i n O ne Y e ar of W ithd rawal Repo r t of e ff luents r e l ea s e d i n e xc e s s of one-ha l f de si gn o b j e c t i v e e x po s u r e 50 A pp I , S e c. I V.A E n vi r o n mental and C he m i s t r y W i th i n 30 D a y s f r om end of qua rter (S pe c i a l Repo r t r e q u i r ed b y T.S. 3.11.4 s a t i s f i es th i s r equ i r e ment) Rea ctor B u i l d i ng ILRT 50 A pp J , O p t i o n A , S e c. V.B T S 4.6.1.2 H E S S 3 M onths A fter T e s t (No t i m e s pe c i f i ed in r egu l at i on or T S) Ce r t i f i c at i on of Med i c a l F i t n e s s 55.2 3 55.3 1 T r a i n i ng Upon A p p l i c at i on In capa ci ta t i on B e c a u s e of D i s a b i l i t y or I l l ne s s 55.2 5 50.7 4 (c) O pe r at i ons 30 D a y s a fter l ea r n i ng of d i agno s i s A p p li c a t i o n f or O pe rator L i c en s e 55.3 1 T r a i n i ng A s ne c e ss a r y Rea p p l i c at i on f or O pe r a t or L i c en s e 55.3 5 T r a i n i ng T w o months a fter f i rs t de n i a l , s i x months a fter s e cond d en i a l , t w o y e a r s a fter t h i r d a nd s ub sequ e nt d e n i a l s Co n vi c t i on of a F e l o n y f or L i c en s ed O pe rator 55.5 3 (g) 73.7 1 (b) O pe r at i on s/ S e c u r i t y 30 D a y s A p p li c a t i o n f or O pe rator L i c en s e Ren ewal 55.5 7 T r a i n i ng A s ne c e ss a r y Repo r ts of C o nd i t i o ns of P a r t 70 L i c en s e 70.3 2 (b)(5) 75.3 6 S e c u r i t y A s s pe c i f i ed i n l i c en s e Cha nges i n p l an f or P h y s i cal P rote c t i on of S NM i n t r an s i t m ade w i t h out p r i or a pp r o v a l 70.3 2 (d) S e c u r i t y 2 M onths AP-617 R e v. 35 P a g e 35 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 7 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE A cc i de n t n o t i f i c a t i on r e po r t r equ i r e d b y D O T on t r a n s po r ta t i o n o f li c en s ed mate r i al 71.5 (a)(1)(i v) 49C F R 1 71.15 & 16 Rad i at i on P rote c t i on Ca rr i er i s t o p r o v ide not i c e to D O T at t h e ea r l i e s t p r a c t i c ab l e m o m ent and w r i t ten f o ll o w-u p w i th i n 3 0 d a y s T r an s po rtat i on P a c k age In f o r m at i on 71.1 2(c)(3) 71.1 01 (f) Rad i at i on P rote c t i on B e f o r e f i rs t u s e (Note 1) De v i a t i ons r e l a t ed t o T y pe B pa c k age f or t r an s po r t of r ad i o a c t i v e mate r i a l , s pe c i f i c a l l y: s i gn i f i c a n t r e d u c t i o n i n e ff e c t iv ene s s of T y pe B pa c k ag i ng d u r i n g u s e de f e c ts w i th s a f e t y s i g n i f i c a n c e i n T y pe B pa c k ag i ng a fter f i rs t u s e, or t h e m eans e m p l o y e d to r epa i r t he de f e c ts and p r e vent r e c u rr en c e c ond i t i o ns of app r o v a l of c e r t i f i cate of c o m p li an c e no t ob s e r v e d i n m a k i ng a s h i p m ent 71.9 5 Rad iat i on P rote c t i on W i th i n 30 d a y s (N O T E: r equ i r e m ent i s for li c en s e e to r epo r t) A d v an c e no t i f i c at i on of s h i p m ent of I rr ad i a t ed F u e l , Nu cl ear W a ste, or c e r ta i n s h i p ments of S NM 71.9 7 (a) 73.3 7 (b)(1) 73.7 2 (a) 73.7 3 (a) 73.7 4 (a) Rad i at i on P rote c t i on B e f o r e s h i p m ent (Note 2) Re v i s i o n n o t i c e or c an c e l l a t i on not i c e f or s h i p m ent of i rr ad iated f u e l , nu c l e ar w a ste, or c e r t a i n s h i p ments of S NM 71.9 7 (e) 71.9 7 (f) 73.3 7 (f) 73.7 2 (a)(5) 73.7 3 (b) 73.7 4 (b) Rad i at i on P rote c t i on Upon c h an ge/ c an c e l l at ion (Note 2) A d v an c e No t i c e a nd A pp r o v a l of Routes f or S h i p m ent of I rr a d i a ted Fuel 73.3 7 (b)(7) 73.3 7 (f) Rad i at i on P rote c t i on & Nu c lear O pe r at i ons B e f o r e s h i p m ent (Note 2) T he f t or un l a w f ul d i v e rs i o n or atte mpted t h e f t or u n l a w f ul d i v e rs i o n of S NM or s p ent f u e l 73.7 1 74.1 1 150.16 (b) S e c u r i t y A s r eq u i r ed (S ee a l s o 1 h o ur no t i f i c at i ons a n d SE C-N GG C-2147)

AP-617 R e v. 35 P a g e 36 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference EVE N T R EP O R T S (O t he r t h a n LERs) A tt a c hm en t 4 She e t 8 o f 9 S U B J E CT 10 C F R R e f e r en c e or (othe r) R E S P UNIT TIMING O F R E S P O N SE Re s u l ts of T r a c e In v e s t i g a t i on of Lo s t or U n a cc oun t ed f or Sh i p m ent of S NM T h r eat to or r e d u c ed e ff e c t iv e n e s s of p h y s i c al s e c u r i t y 73.7 1 (a)74.11 S e c u r i t y 30 D a y s 73.7 1 (d) S e c u r i t y 30 D a y s (S ee a l s o 1 h our not i f i c a t i ons and S E C- N GG C-2147) Nu c l ear Ma t e r i a l T r an s f er (o l d F o r m D O E/NRC-7 41)

E a r t hqua k e e xc ee d i ng O p e r at i ng B a s i s E a r th q ua k e v a l u es 74.1 5 (a) 40.6 4 (a) 70.5 4 150.16 (a) 150.17 (a) 100 A p p. A , S e c. V (A)(2) H E S S W h ene v er t r a n s fer o cc u r s (Note 6) H E S S P r i or t o r e s u m i ng ope r a t i o ns I m po r t or e x po r t of nu c l ear eq u i p m ent or mate r i al B o d i l y i n j u r y or p r o pe r t y d a m age f r om po ss e ss i on or u s e of r ad i o a c t i v e mate r i a l r e s u l t i n g i n an i n d e m n i t y c l a im 110 Rad iat i on P rote c t i on 140.6 (a) Rad iat i on P rote c t i on V a ri e s; s ee P a r t 1 10 A s p r o m pt l y as p r a c t i c a l Cha n ge i n p r oof of f i nan c i a l p rote c t i on or ot h er f i nan cial i n f o r m at i on f il ed w i t h t h e N RC T e r m i nat i on of li a b i li t y i n s u r an c e po l i c y u s ed f or f i nan ci al p r o te c t i o n (not i f i c at i on of r en e w a l or other p r oof of f i nan c i al p r o t e c t i o n) 140.15 (e) T r ea s u r y P r o m pt l y 140.17 (b) T r ea s u r y A t l ea s t 3 0 da y s p r i or t o te r m i nat i on F a i l u r e of H i gh Integ r i t y C onta i ner or Not i f i c a t i on of M i s u s e of a H i gh Integ r i t y Co n t a i ner P L P-300 Rad iat i on P rote c t i on W i th i n 30 d a y s of k no w l edge of the i n c i dent Coo l i n g Tower B e a c on O ut age g reater than 30 m i nu t es or r e s to r at i o n f rom an outage g reater than 30 m inute s. (Note 8) [No t e: T h e F AA is au t o m a t i c ally i n f o r m e d of li gh t i n g o u t ag e o n t h e c o m m un i c at i o n and m e teoro l og i c a l t o w er s via a r e m ot e m on i t or i ng s yst e m] F A A A d vi s o r y C i rc u l ar A C 70/7460-1K O pe r at i ons Upon D i sc o v e r y Le v el of r ad i o a c t i vi t y in on site g r ou nd w a t e r , e xc ee d i n g t h e r epo r t i ng l e v e l s of O DCM O.R. T ab l e 3.12-2 f or d ri n k i ng w a te r. CH E-N GG C-0 0 57 E n vi r o n mental and C he m i s t r y W i th i n 30 d a y s of d i sc o v e r y AP-617 R e v. 35 P a g e 37 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 4 She e t 9 o f 9 EVE N T R EP O R T S (O t he r t h a n LERs) N O T E S: 1. D e v e l op m ent and use o f a pa c k a g e w il l r e q u i r e s p ec ial r epo r t i ng r e q u i r e m e n t s p e r §7 1.5, 71.95 and 71.10 1 (f). 2. N o t i f i ca t i on t o NR C rece i v ed at least 10 da y s b e f o r e transp o r t o f t he sh i p ment co mm e nces; see §73.7 2 (a), 7 3.73 (a), or 73.7 4 (a) f o r ad di t ional d e t a il s. S t a t e G o v e r no r (s) o f s t a t es t h r o u g h w h i ch m a t e r ial i s t o be sh i pped sha l l a l so be no t i f i ed by m a il pos t m a r ked at least 7 da y s b e f o r e sh i p ment or by messe nger 4 da y s p r ior t o sh i p m e n t. N o t i f i c a t i on o f any subse q ue n t schedu l e cha n g es o f g r e a ter t h a n s i x (6) hou r s or cance ll a t i on o f sh i p ment sha l l a l so be m ade b e f o r e t he cha n ge (S ee §71.97 (c) f o r add i t i onal no t i f i ca t i on t o t he R e g ional NR C A d m i n i s tr a t o r). 3. N ot used 4. R epo r t n o t r e q u i r ed i f s u ch r ep o rt i n g w ou l d dup li ca t e i n f o rm a t i on a l r eady s ub m i tt ed per o ther NR C r epo r t i n g r e qu i r e m en t s. 5. W he n r epo r t i ng e xposu r e o f an i nd i v i dua l , t he i n d i v idual sha l l a l so be no t i f i ed not l a ter t han t he tr an s m it tal t o t he N R C. 6. §40.64 (a) spec i f i es ne x t w o r k i ng day for t r an s f e r s and 10 da y s f o r rece ipt o f f o r e i g n o r i g i n sou r ce m a t e r i a l. §15 0.1 6 (a) and 15 0.17 (a) sp e c i f y w i t h i n 10 da y s a f t e r m a t e r ial i s rece i v ed. 7. T h i s r epo r t do e s n o t ne e d t o be r ou t ed f o r ap p r o val per R e f e rence 2.2 s i n c e i t i s not co rresponde n ce t o a r e gu l a t o r y a g e n c y. 8. N o t i f y t he D O T-F A A F l i ght S e r v i ce S t a t i on a t e i t h er 1-87 7-48 7-6867 o r 1-80 0-99 2-743 3. T he f o ll o w i ng i n f o r m a t i on w i ll be r e q u i r ed: a. H a rr i s N uc lear Pl an t, ca ll er n a m e and t e l ephone n u m ber b. W h i ch H y pe r bo li c C oo li n g T o w er Beacon W a r n i n g L i g h t s (by co m p ass o r i en t a t ion) a r e i nop e r ab l e c. Loca t i on - Plant loca t i on i s l a t i t ude 3 538'01"N , l on g i t ude 7 857'23"W and a d i s tance o f 16 m il es S ou t h west o f R a l e i g h d. Hei ght - T he C oo li ng T o w er i s 523 f e e t abo v e g r ound l e v e l. T he he i ght o f t he C oo li ng T o w er abo v e sea l e vel i s 784 f ee t. e. E s t i m a t ed r e t u r n t o s e r v i ce da t e D e t e rm i ne from t he F li g h t S e r v i ce S t a t i on t he n a m e of t he i nd i v idual con t ac t ed and when a f o ll o w-up ca l l shou l d b e m ad e. Docu m e n t t he no t i f i ca t i on and any r e q u i r ed f o ll o w-up i n an NC R w i t h L icens i ng a s t he respo n s i b l e o r g an i z a t i on.

AP-617 R e v. 35 P a g e 38 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference O ne H o ur N o t i f ic a t i ons - Sa m p le W or d i ng f or t he D e sc r i p t i on Fi e ld (L i c en si ng w i l l r e v i e w n ot i f ic at i ons f or f o l l o w-up cl a r i f i c at i o n as n ee ded.) I.A. OPE R A T IO N A L E V E N T S -1 0 C FR 5 0.7 2 (b) (1) T e c hn i c a l S pe c i f i c a t i o n D e v i a t i on s (1 0 C FR 5 0.54 x) D E V I A T I O N F R O M T E C HNIC A L S P E CI F I C A T I O NS PE R 10 C F R 5 0.54 (x) A tt a c hm en t 5 Sh e e t 1 o f 2 A t _ h r s l i c en s e c o nd i t i o n was d e v iated f r om per 10 C F R 50.5 4(x). T h i s c ond i t i on r e qu i r es _. D i sc u ss i on as to why the c o n d i t i on w as not met, affe c t on t he p l a nt a nd when c om p l i an c e w a s/w i l l be r e s to r e d. T he NRC Re sident In s pe c t or was no t i f i e d. S a f e ty L i m i t V i o la t i o n (T S 6.7.1) V I O L A T I O N O F SA F E T Y L IMIT A t h r s T e c hn i c a l S pe c i f i c at i o n S a f e t y L i m i t w as vi o l ated wh e n _. I m m ed i a t e c o rr e c t iv e a c t i o ns w e r e . D i sc u ss i o n as to t he a f fe c t on t h e p l a n t, a dd i t i o n a l p l a n ned a c t i o n s , a n d any c o m p en sato r y a c t i ons t a k en t o a ss u r e safet y. T he NRC Re sident In s pe c t or was no t i f i e d. I.B. R A D IO L OGIC A L E V E N T S R ad i oa c t i v e Sh i p m en ts Not e: T he t i m e and date of the s pent f u e l s h i p m ent i s s a f egua r ds i n f o r m at i on. Date a nd t i m e of d i sc o v e r y is not s a f egua r ds but c a r e s h o u l d be t a k en not to link the e v ent to a rr i v al of the c a s k. E x a m p l e: S UR F A CE C O N T AMIN A T I O N AB O V E L I MI T S S m ea r ab l e c onta m i nat i on o n a r a d i o a c t i v e mate r i a l s p a c k age, a u s ed fuel s h i p p i ng c a s k t r an s po r t e d b y r a il , e xc ee d ed t h e l i m i ts of 10 C F R 7 1.47. T he r e is no e v i d e n c e of pe rsonnel conta m i nat i on or s p r e ad of conta m i nat i on be y o nd the r a i l c a r. T he r e i s n o i n d i c at i on of i n cr ea s ed e x po s u r e to t he pu b li c as a r e s u l t of th i s e vent. T he NRC Re sident In s pe c t or was no t i f i e d. Lo ss o r T h e f t o f L i c en s e d M a t e ri a l/R ad i o l o g i c a l S a b o t a g e (T h i s e x a m p l e i s f or Lo s s o n l y. T he f t or S abot a ge i s repo r t e d u si ng S EC-N GG C-214 7.) L O C A T I O N O F _ IS UN K N O W N How was l o s s of S N M d i s c o v e r ed a nd what effo r ts t o r e l o c a t e a r e u n de r wa y? What a ss u r an c e i s t he r e that t he l o s t S N M i s u nder t h e cont r ol o f a li c e n s ee (vs. the p ub li c) a n d that no p e rs on n el ha v e b e e n o v e r e x po s e d? T he NRC Re sident In s pe c t or was no t i f i e d. R e g i on II (name) and the S tate of No r th Ca r o l ina ha v e a l s o b een no t i f i ed.

AP-617 R e v. 35 P a g e 39 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 5 Sh e e t 2 o f 2 E x po s u r e t o I n d i v i dua l s o r R e l ea s es PE R S O N N E L O VE R E X P O S U R E A w o r k er r e c e i v ed (inte r n a l/e x te rnal) c onta m i na t i on r e s u l t i ng i n an e s t i mated to t al e ff e c t iv e do s e e qu i v a l e nt (T E D E) of _ Rem ( m Sv). T he i n d i vi d u a l h ad b een do i ng what, whe r e. How de t e cted? W hat l o c a t i on on t he bod y. W hat de c ont a m i na t i on was pe r fo r m ed t o what r e s u l t? W hat i mm e d iate c o rr e c t i v e a c t i ons a r e b e i n g ta k e n? T he NRC Re sident In s pe c t or was no t i f i ed A cc i den t a l Cri t i c a li t y i n th e F ue l Ha nd li n g Bu i l d i ng No e x a m p l e. T h i s e v e n t i s e x t r e m e l y r a r e.

I.C. SE CURI T Y EVE N T S Se c u ri t y E v en ts R epo r t e d p e r SE C-N GGC-2 1 47. S e c u r i t y and S a f e g ua r ds e v e n ts a r e p r e pa r e d b y t h e S e c u r i t y Or g a n i z a t i o n p er S E C-N GG C- 214 7. In t e rn a t i o n a l A t o m i c E ne rg y A g en c y (IAEA) R ep r e s e n ta t i v e No e x a m p l e. T h i s e v e n t i s e x t r e m e l y r a r e.

I.D. F I T N E S S F O R DU T Y FFD - NRC E m p l o y e e No e x a m p l e. T h i s e v e n t i s e x t r e m e l y r a r e.

AP-617 R e v. 35 P a g e 40 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference NRC FORM 3 6 1 U.S. NUC L E AR R E G U L A TORY CO MM I SS ION (12-2 0 00) O PE R A T IONS C E N T ER R E A CT O R P L A N T EVE NT NOT I F I C A T IO N WO RK S H EE T E N # NR C O PE R A T ION T E L E P H O N E NU M BE R: P R I M A R Y -- 301-816-510 0 o r 800-532-3469*, BA C K U P S -- [1s t] 301-951-055 0 o r 800-449-3 694*, [2nd] 301-415-055 0 an d [3rd] 301-415-055 3 *L i c en s ee s w h o m a i n t a in t h e ir o wn ET S a r e p ro v i d e d t h e s e t e l e p h o n e n um ber s. NO T I F I C A T I ON T IM E 15: 4 3 E D T F A C I L I T Y OR ORG A N I Z A T I ON Ha rr i s N u c l ea r P l a nt U N IT 1 NA M E OF C A LL E R J ohn Caves C A L L B A C K # (9 1 9) 36 2-3 6 36 EVENT T I M E & ZONE 14: 3 3 E DT EVENT D A T E 09/18/2003 P O W E R/MODE BE FORE 100% P o w e r, Mode 1 P O W E R/MODE A FT ER 100% P o w e r, Mode 1 E V E N T C L A S SIFI C A TI O N S 1-Hr. Non-E me rg e n c y 1 0 CFR 50.72 (b)(1) (v)(A) Safe S/D Capab i l i ty AINA GENERAL EME R GEN C Y GE N/AAEC TS D e v iat ion ADEV (v)(B) RHR Ca p ab i l i ty AINB SITE AREA EM ERGEN C Y SIT/AAEC 4-Hr. No n-E me rg e n c y 1 0 CFR 50.72 (b)(2) (v)(C) C o n trol of Rad Re lease AINC ALERT ALE/AAEC (i) TS Re q u ired S/D ASHU (v)(D) Acc ide n t M i t iga t ion AIND UNUSUAL EVE N T UNU/AAEC (i v)(A) ECCS D i sc harge t o RCS ACCS (x ii) Offs i te Med i c a l AMED X 50.72 NON-EM ERGEN C Y (s e e n e x t co lum n s) (i v)(B) RPS Ac t uat ion (s c ram) (x i i i) Loss Comm/Asmt/Re s p ACOM PHYSICAL SEC U RI T Y (73.71) DDDD (x i) Offs i te Not i f i ca t ion APRE 60-D a y Option a l 1 0 CFR 50.73 (a)(1) MATERIAL/E X P OSURE B??? 8-Hr. Non-E m e rg e n c y 10 CFR 50.7 2(b)(3) Inval i d S pe c i f i ed System Actuat i on AINV FITNESS FOR D UT Y HFIT (i i)(A) Degraded C o n d i t ion ADEG O t h e r U n s p e c i f i e d Re qu i r e m ent (i d e n t i f y) O T H E R UN SPE CI F I E D R E Q M T. (see last c o lu m n) (i i)(B) U n a n a ly zed C o nd i t ion AUNA NONR INFORMATION O NL Y NNF (i v)(A) Spec i f ied System Ac t uat ion AESF NONR DE S CRIPTI O N I n c lude: Systems affected, a c t uat i o n s and t h e i r i n i t i a t i n g s i g n a l s, ca u ses, effect of e v e n t o n p l a n t, act io n s tak e n or p lan n ed, etc. (Con t inue on b ack) A s o f 2: 3 3 P M , E D T, m o r e t h a n 20% o f t h e o ff s i t e e m e rg en cy s ir en s w e r e i nope r ab l e f o r gr ea t e r t h a n on e hou r d u e t o l o ss o f po w e r c au s e d b y H urri c an e I s abe l. C u rr en t l y 2 7 o f 8 1 s ir en s a r e o u t o f s e r v i c e. T h e S t a te o f N o r t h C a r o li n a a n d a l l fou r c o u n t i e s w i th i n t h e 10-m il e e m e rg en cy p l ann i n g z one w e r e no t i f i e d an d a r e i n s t a nd-b y t o i m p le m e n t m ob il e ro u te a l e r t i n g i f n e ed e d. A t t h i s time , H a rri s c an n o t e s t i m a t e t h e t i m e o f s ir e n r e c o v e r y. T h i s r e q u ir e s a n 8-ho u r non-e m e rg en cy no t i f i c a t i o n per 10 C FR 50.72 (b)(3)(x ii i) du e t o th e l o ss o f a s i g n i f i c a n t po r t i o n o f t h e o f f s i t e no t i f i c a t i o n s y s t e m. T he NRC Sen i o r R e s i d e n t I n s pe c t o r w a s i n f o rm e d. NO T I F I C A T IONS Y E S NO W I LL B E A NY T H I N G UNU SU A L OR Y E S (E X P L AI N A B O VE) X NO N OT UND E R S T OO D? NRC R ES ID E N T X ST A T E (s) X D I D A LL S Y S T E MS X Y E S NO F UNC T I ON A S R E Q U I R E D? L O C AL X O T H E R GOV AG E NCI E S X MODE OF O PE R A TION UN T IL CORR E C T ED: 1 ES T I M A T E FOR R ES T A RT D A T E: A DDI T ION A L IN F O ON BA CK Y E S X NO M E DI A/P R ES S R E L E A SE X A tt a c hm en t 6 Sh e e t 1 o f 1 SA M PL E W O R K S H E E T

S A ARPS MP L X E AP-617 R e v. 35 P a g e 41 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 7 Sh e e t 1 o f 2 NRC FORM 3 6 1 U.S. NUC L E AR R E G U L A TORY CO MM I SS ION (12-2 0 00) O PE R A T IONS C E N T ER R E A CT O R P L A N T EVE NT NOT I F I C A T IO N WO RK S H EE T E N # NR C O PE R A T ION T E L E P H O N E NU M BE R: P R I M A R Y -- 301-816-510 0 o r 800-532-3469*, BA C K U P S -- [1s t] 301-951-055 0 o r 800-449-3 694*, [2nd] 301-415-055 0 an d [3rd] 301-415-055 3 *L i c en s ee s w h o m a i n t a in t h e ir o wn ET S a r e p ro v i d e d t h e s e t e l e p h o n e n um ber s. NO T I F I C A T I ON T IM E ES T / E DT F A C I L I T Y OR ORG A N I Z A T I ON H a rr i s N u c l ea r Pla nt U N IT 1 NA M E OF C A LL E R C A L L B A C K # 91 9 - EVENT T I M E & ZONE ES T / E DT EVENT D A T E P O W E R/MODE BE FORE P O W E R/MODE A FT ER E V E N T C L A S SIFI C A TI O N S 1-Hr. Non-E me rg e n c y 1 0 CFR 50.72 (b)(1) (v)(A) Safe S/D Capab i l i ty AINA GENERAL EME R GEN C Y GE N/AAEC TS D e v iat ion ADEV (v)(B) RHR Ca p ab i l i ty AINB SITE AREA EM ERGEN C Y SIT/AAEC 4-H r. Non-E m e rgen c y 1 0 CF R 50.72 (b)(2) (v)(C) C o n trol of Rad Re lease AINC ALERT ALE/AAEC (i) TS Re q u ired S/D ASHU (v)(D) Acc ide n t M i t iga t ion AIND UNUSUAL EVE N T UNU/AAEC (i v)(A) ECCS D i sc harge t o RCS ACCS (x ii) Offs i te Med i c a l AMED 50.72 NON-EM ERGEN C Y (s e e n e x t co lum n s) (i v)(B) RPS Ac t uat ion (s c ram) ARPS (x i i i) Loss Comm/Asmt/Re s p ACOM PHYSICAL SEC U RI T Y (73.71) DDDD (x i) Offs i te Not i f i ca t ion APRE 60-D a y Option a l 1 0 CFR 50.73 (a)(1) MATERIAL/E X P OSURE B??? 8-Hr. Non-E m e rg e n c y 10 CFR 50.7 2(b)(3) Inval i d S pe c i f i ed System Actuat i on AINV FITNESS FOR D UT Y HFIT (i i)(A) Degraded C o n d i t ion ADEG O t h e r U n s p e c i f i e d Re qu i r e m ent (i d e n t i f y) O T H E R UN SPE CI F I E D R E Q M T. (see last c o lu m n) (i i)(B) U n a n a ly zed C o nd i t ion AUNA NONR INFORMATION O NL Y NNF (i v)(A) Spec i f ied System Ac t uat ion AESF NONR DE S CRIPTI O N I n c lude: Systems affected, a c t uat i o n s and t h e i r i n i t i a t i n g s i g n a l s, ca u ses, effect of e v e n t o n p l a n t, act io n s tak e n or p lan n ed, etc. (Con t inue on b ack) NO T I F I C A T IONS Y E S NO W I LL B E A NY T H I N G UNU SU A L OR Y E S (E X P L AI N A B O V E) NO N OT UND E R S T OO D? NRC R ES ID E N T ST A T E (s) D I D A LL S Y S T E MS Y E S NO F UNC T I ON A S R E Q U I R E D? L O C AL O T H E R GOV AG E NCI E S MODE OF O PE R A TION UN T IL CORR E C T E D: ES T I M A T E FOR R ES T A RT D A T E: A DDI T ION A L IN F O ON BA CK Y E S NO M E DI A/P R ES S R E L E A SE AP-617 R e v. 35 P a g e 42 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 7 Sh e e t 2 o f 2 R A D IOLOG IC A L R E L E A SES: CH E CK OR F I LL I N A PP L IC A B LE I TE M S (s p ec i f i c deta i ls/ex p la n at ions shou l d be c o ve r e d i n eve nt desc r i p t ion) L I Q U I D R E LEASE G ASEOUS R E LEASE UN P L A NN E D R E L EAS E P L A NN E D R E L EASE ONG OING TE R M INATED M O N I T OR E D U N M O N I T OR E D O F F S I T E R E LEASE T. S. E X C EE D ED R M A L A R M S A R EA S EVA CUATED PE R SONN E L E X P O SE D OR C ON TA M INATED O F F S I T E P RO TE C T I V E A C TIONS R E C O MM E ND E D *State re lease pa t h i n descr ipt ion Re leas e Rat e (C i/sec)  % T. S. L I MI T H OO G U I DE T o ta l A ct i v i t y (C i)  % T. S. L I MI T H OO G U I DE N o b le G a s 0.1 Ci/s e c 100 0 C i I o d i n e 1 0 uCi/s ec 0.0 1 C i P a r t i c u l a te 1 uCi/s e c 1 m Ci L i q u i d (e x c l u d i n g t r i t i u m a nd d i s s o l v e d n ob l e g a ses) 1 0 uCi/m in 0.1 C i L i q u i d (t r i t i u m) 0.2 Ci/m in 5 Ci T o ta l A c t i v it y P L A N T S T A C K C O ND E N SE R/A I R E J E C T OR M A I N S T EAM L I NE S G B L O W D O W N O T H E R R A D M O N I TOR R E A D I N GS A L A R M SE T P O I N T S  % T. S. L I M I T (i f a pp l i ca ble) RC S OR SG TUB E L E A K S: CH E CK OR F I L L I N A P P L ICABL E I T E M S: (s p e c i f i c det a i l s/expl a n a t i on s s h ou l d b e c o v e red i n eve n t des c r i p tion) LOC A T ION OF T HE L EA K (e.g., S G #, valve, p i pe, etc.) L EA K R A T E: UNI T S: gp m/gpd T.S. LI M I T S: S UDD E N OR LONG-T E RM D E VE LO P M E N T: L EA K S T A RT D A T E T I M E COO L A NT A C T I V I T Y P RI M A RY SECOND A RY A ND UN I T S: LI S T OF SA F E T Y R E L A T E D EQUI P M E NT N OT O PE R A TION A L: EVE NT D E S CRI P T ION (con t inued f r om f ront) NR C H EA D Q U A R T E RS DU TY O F F I C E R C O N T A C T E D: / /  : A M/PM N A M E D A TE T I M E AP-617 R e v. 35 P a g e 43 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference R e por t a b ili t y E v al u a t i on (R EW) W or k s h ee t N o t i f i c a t i on R e q u i r e m e n t s P er 10 C F R 5 0.73 R epo r t s NC R- (Re f. NUR E G-1 0 22) A tt a c hm en t 8 She e t 1 o f 6 A L i c en s ee E v e n t R e po r t (L E R) i s g ene r a ll y r e q u i r ed fo r a n y e vent of the t y p e d escr i bed i n t h i s A tta c h m ent w i th i n 6 0 d a y s a fter the d i sc o v e r y of t h e e v e n t. H N P s h a l l repo r t a n y ap p li c a b l e e v ent i f i t o cc u rr ed w i t h i n th r e e y e a r s of the date of d i sc o v e r y r e ga r d l e s s of the p l a n t m ode or p o w er l e v e l , a nd r ega r d l e s s of the s i g n i f i c a n c e of the s t r u c tu r e, s y s te m , or c o m ponent t h at i n i t i ated the e vent. I. D e sc ri p t i o n o f t h e E v e nt AP-617 R e v. 35 P a g e 44 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 8 She e t 2 o f 6 II. F o r ea ch R epo r t ab ili t y E v a l ua t i on , pe r f o r m t h e f o ll o w i n g: C on s u l t w i t h o r p e r fo r m a p r e-j o b brie f i n g w i t h L i c e n s i n g. U s i n g th e d e ta il s o f t h e e v en t, d e t e r m i n e i f t h e r epo r t i n g c a t e g o r y app lies t o th i s e v en t. M a rk t h e a pp ro p ri a te bl o ck Y e s o r N o. I f un c e r ta i n , g a t he r m or e in f o rm a t io n t o m a ke th e de t e r m i n a t i on. C o n s u l t L i c en s i n g a s ne e d e d. R e f e r en c e NUR EG-1 0 2 2 a s n e ed e d s i n c e i t c on t a i n s m an y e x a m p le s that m a y a i d i n th e d e te r m i na t io n. C o m p le t e t h e R epo r t a b l e E v a l ua t io n S e c t i o n t o j u s t i f y th e c on c l u s i o n t hat w a s r ea c he d ba s e d o n k no w n f a c t s. S i tu a t i o n m ee t s this cond i t ion? Repo r t a b le E v e n t Y e s No P l a n t S hu t d o w n R e qu ired b y Tec hn ical S pec i f icat i ons? T he c o m p l et i o n of a n y n u cl ear p lant s h ut do w n r e q u i r e d b y t h e H N P T e c hn i c al Sp e c i f i c at i o n s. Y e s No O p e r a t i o n o r Co n d i t i o n P r oh i b ited b y Tec hn ical S pec i f icat i ons? A n y o p e r a t i on or c on d i t i on wh i c h was p r o h i b i t e d b y t h e HNP T e c hn i c al S p e c i f i c a t i ons e xc e p t w h en: a. T he T e c hn i c al S p e c i f i c at i on i s ad m i n i s t r at i v e in na t u r e; b. T he e v ent c o n s i s t e d s o l e l y of a c a s e of a late s u r v e i l l an c e te s t w h e r e t he o v ersight was c o rr e cted, the t e s t w as p e r f o r m ed, a n d the e q u i p m ent w as f ou n d to b e c ap a b l e of pe r f o r m i n g i ts s pe c i f i ed s a f e t y f un c t i on s; or c. T he T e c hn i c al S pe c i f i c at i on w as r e v i s ed p r i or to d i s c o v e r y of the e vent s u c h t ha t the ope r a t i o n or c ond i t i o n w as n o l o n ger p r o h i b i t e d at the t i m e of d i sc o v e r y of the e v en t. Y e s No D e v iat i o n f r o m T e c hn ical S p ec i f ica tions? A n y d e v i a t i on f r om the H N P T e c hn i c al S pe c i f i c at i ons aut h o ri z ed pu rs u a nt to s e c t i on 50.54(x).

AP-617 R e v. 35 P a g e 45 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 8 She e t 3 o f 6 S i tu a t i o n m ee t s this cond i t ion? Repo r t a b le E v e n t Y e s No S ystem Act uat i on? A n y e v e n t or c o n d i t i o n t h at r e s u lted i n a m anu a l or a u t o m at i c a ctuat i on of a n y of the s y s te m s li sted b e l o w , e xc ept w h en: a. T he a ctua t i o n r e s u lted f rom and was pa r t of a p r e-p l ann e d s e q uen c e du ri ng t e s t i ng or r ea ctor ope r a t i o n; or b. T he a ctua t i o n w as i n v a l i d and; (1) Occ u rr ed wh i l e t he s y stem w as p r o p e r l y r e m o v ed f r o m s e r vi c e; or (2) Occ u rr ed a fter the s a f e t y f un c t i on h ad be e n a l r ea d y c o m p leted. T he s y s te m s to wh i c h the r eq u i r e ments abo v e a p p l y a r e: a. Rea ctor p r o te c t i on s y s t em (R PS) i n cl u d i ng r e a ctor t ri p. b. Gene r al c on t a i n m ent i s o l a t i on s i g n a l s a ff e c t i ng c on t a i n m ent i s o l a t i on v a l v es i n m o r e than o n e s y s t em or m u l t i p l e m a i n s t e am i s o l at i o n v a l v es (M S I V s). c. E m e r gen c y c o r e c o o l i ng s y s te m s (E CC S) i n c l u d i n g: h i gh-h e ad a nd l o w-head i n j e c t i on s y s t e m s and the l o w p r e ss u r e i n j e c t i on f un c t i o n of r e s i dual (de c a y) heat r e m o v a l s y s te m s. d. A u xi l i a r y or F ee dwater s y s t e m. e. Cont a i n m ent h e at r e m o v al and dep r e ss u ri z a t i o n s y s t em s , i n c l u d i ng cont a i n ment s p r a y a nd f an c oo l er s y s t e m s. f. E m e r gen c y ac e l e c t r i c a l power s y s te m s , i n c l u d i ng e m e r gen c y d i e s el g e ne r a t o r s (E DGs). g. E m e r gen c y s e rv i c e w a t er s y s t e m s. Y e s No Co mm o n C a use Inop e r a b il i t y o f I nd e p e nd e nt T r a i n s o r Ch a nn e ls? A n y e v e n t w h e r e a s i n g l e c au s e or c o n d i t i o n c au s e d at l ea s t one i n de p e ndent t r a i n or c ha n n e l to be c o m e i n o pe r a b l e i n m u l t i p l e s y s t em s or t w o i n de p en d ent t r a i ns or chan n e l s t o b e c o m e i nope r ab l e i n a s i n g l e s y s t em de s igned to: a. Shut d o wn t h e r ea c t or a n d m a inta i n i t i n a s a f e shutd o wn c on d i t ion, b. Re m o v e r e s i d u al h eat, c. Cont r o l t h e r e l ea s e of r ad i o a c t i v e mate r i a l , or d. M i t i ga t e t h e c on s e qu e n c es of an a cc i d ent.

AP-617 R e v. 35 P a g e 46 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 8 She e t 4 o f 6 S i tu a t i o n m ee t s this cond i t ion? Repo r t a b le E v e n t Y e s No E v e n t o r Cond i t i o n t hat Cou l d H a v e P r e v e nted Fu l f i l l me n t o f a S a fe t y F u nct i on? A n y e v e n t or c o n d i t i o n t hat c ou l d h a v e p r e v en t ed t he f u l f i l l m ent of the s a f e t y f un c t i on of s t r u c tu r es or s y s t e m s that a r e n e ed e d t o: a. S hut d o wn t h e r ea ctor a nd m a i nt a i n i t i n a s a f e shutd o wn c o n d i t i o n; b. Re m o v e r e s i d u al h eat; c. Cont r o l t h e r e l ea s e of r ad i o a c t i v e mate r i a l; or d. M i t i ga t e t h e c on s e qu e n c es of an a cc i d ent. E vents c o v e r ed a b o v e m a y i n clude one or m o r e p r o c edu r al e rr o rs , eq u i p m ent f a i l u r e s , an d/or d i sc o v e r y of de s i g n, a na l y s i s , f ab r i c a t i o n, c on s t r u c t i on, an d/or p r o cedu r a l i na d eq u a c i e s. How e v e r , ind i v idual c o mpon e n t fail u r e s need no t b e r epo r t ed if r edun d a n t equ ipm e n t in th e s a m e s ys t em w as op e r a b le a n d a vaila b le t o p e r fo r m t h e r equ i r ed s a f e t y fun c t i o n. Y e s No S i ng l e C a use t hat Cou l d H a v e P r e v e nted Fu l f i l l me n t o f t h e Safe t y Funct i on s o f T r a i n s or Ch a nn e l s in D i ff e r e n t S ystems? A n y e v e n t or c o n d i t i o n t h at as a r e s u l t of a s i n g l e c au s e c ou l d h a v e p r e v ented the f u l f ill m ent of a s a f e t y f un c t i on f or t w o or m o r e t r a i ns or chan n e l s i n d i ff e r e n t s y s t e m s that a r e n e ed e d t o: a. Shut d o wn t h e r ea c t or a n d m a inta i n i t i n a s a f e shutd o wn c on d i t ion, b. Re m o v e r e s i d u al h eat, c. Cont r o l t h e r e l ea s e of r ad i o a c t i v e mate r i a l , or d. M i t i ga t e t h e c on s e qu e n c es of an a cc i d ent. E vents c o v e r ed a b o v e m a y i n clude c a s es of p r o c edu r a l e rr o r , e q u i p m ent f a il u r e, and/or d i sc o v e r y of de s i g n, a na l y s i s , f ab r i ca t i o n, c on s t r u c t i on, an d/or p r o cedu r a l i na d eq u a c y. H o we v e r , HNP i s no t r eq u i r ed to r epo r t a n e v e n t a b o v e i f t h e e v ent r e s u l ts f r o m: a. A s ha r e d d e pe n d e n c y a m ong t r a i ns or c h a nn e l s t h at i s a n a tu r al or e x p e cted c o n sequ e n c e of the app r o v e d p lant de sign; or b. No r m al and e x p e cted wear or deg r a da t i o n. Y e s No D e g r a ded o r Un a n a l y zed Cond i t i on? A n y e v e n t or c o n d i t i o n t h at r e s u lted i n: a. T he c on d i t i on of the n u cl ear p ower p lant i n c l u d i n g i t s p r i n c i p al s a f e t y b a rr i e rs , b e i n g s e r i o u s l y deg r aded; or b. T he nu cl ear po w er p l a nt be i ng i n a n u na n a l yz ed c on d i t i on that s i g n i f i c an t l y d e g r aded p lant s a f e t y.

AP-617 R e v. 35 P a g e 47 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference A tt a c hm en t 8 She e t 5 o f 6 S i tu a t i o n m ee t s this cond i t ion? Repo r t a b le E v e n t Y e s No Exte r n a l Th r e a t or Ham p e r i ng? A n y n a tu r a l p heno m enon o r other e x t e r n a l c on d i t i on t h at po s e d a n a c t u al t h r eat to the s a f e t y of the nu cl ear p o w er p l a nt or si g n i f i c ant l y ha m pe r ed s i te pe rs on n el in the pe r f o r m an c e of dut i es ne c e ss a r y f or the s a f e ope r a t i o n of the nu cl ear p l ant. Y e s No I n te r n a l Th r e a t or Ham p e ring? A n y e v e n t t h at p o s ed an a ctual th r e a t to the s a f e t y of t he n u c lear p ower p lant or s i g n i f i c ant l y ha m pe r ed s ite pe rs on n el i n t he pe r f o r m an c e of dut i es ne c e ss a r y f or t he s a f e o p e r at i on of the nu c l ear p ower p l a n t i n c l u d i ng f i r e s , to x i c gas r e l ea s e s , or r a d i o a c t i v e r e l ea s e s. Y e s No R a d i oact i v e R e l e ase? A n y a i r bo r n e r a d i oa c t i v e r e l ea s e t hat, when a v e r a g ed o v er a t i m e pe ri od of 1 hou r , r e s u l t e d i n a i r bo r n e r ad i o nu cl i de c on cent r at i ons i n an u n r e s t r i cted a r ea th a t e xc eed e d 20 t i m es the ap p li c a b l e c on c e nt r at i on li m i ts s pe c i f i ed i n a pp e n d i x B to 10C F R 20, ta b l e 2, c o l u m n 1. A n y l i q u i d e ff l uent r e l ea s e that, when a v e r a g ed o v er a t i m e pe r i od of 1 h o u r , e xc e eds 20 t i m es the ap p li c a b l e c o n cent r a t i o ns s pe c i f i ed i n A p pe n d i x B to 1 0C FR20 ta b l e 2, c o l u m n 2, at t h e p o i nt of ent r y i nto the r e c e i v i n g w a t e r s (i.e., u n r e s t r i cted a r ea) f or a l l r a d i onu cl i des e xc ept t ri t i um a n d d i ss o l v ed n o b l e ga s e s.

AP-617 R e v. 35 P a g e 48 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference III. R epo r t a b l e E v a l ua t i on A tt a c hm en t 8 She e t 6 o f 6

I V. C on c l u s i on Ba s e d o n t h e in fo r m a t i o n a bo v e , t h i s e v en t: (c he c k one) D oe s NOT m e e t t h e re po rtab ili t y r e q u ir e m e nt s o f 1 0 C FR 5 0.7 3. IS r e p o rtab l e t o th e NR C pe r t h e r e q u ir e m en ts o f 1 0.C FR 5 0.7 3.

AP-617 R e v. 35 P a g e 49 o f 49 201 4 NRC SRO Question 9 8 (2 3) Reference Rev 35 p r o c e ss ed w i th P R R 33 7339 Re visi o n 35 Sum m ar y P RRs In c o r p o r at e d: 2 83 90 9, 3 1 00 7 9, 3 29 593, 3 3 73 39 , 65 4718 CRs In c o r po r a t ed: 5 8 92 7 8 (E NHN), 5 8 9 282 (B R E C), 613 0 83 (C O RR), 62 2 6 8 3 (C O RR), 63 4 9 1 8 (C ORR) [CR 6 1 30 8 3] 2.0.42 ne w r ef e r en c e f or N E I 0 7-07 [E NHN 5 8 92 7 8, B R E C 5 89 282] A t t a c h m ent 1 has b e e n r e s t r u c tu r ed/r e o r de r e d f rom not i f i c at i on t i m e to f un c t i on a l a r ea. [P RR 32 9 59 3 , 3 3 73 3 9] A tt a c h m ent 1 N O T E 7 r e vi s e d t o a d d n o te f or E R D S m od e m [P RR 28 3 90 9 , 3 2 95 9 3] A tt a c h m ent 1 N O T E 11 r e v i s ed r e f e r en c e f r om 26.73 (a)(2) to 26.7 1 9 [CR 6 1 30 8 3, 6 22 6 83] A t t a c h m ent 1 N O T E 12 r e vi s ed t o a d d f l eet i n t e r i m gu i d an c e rega r d i n g N E I 0 7-07 [P RR 65 4 71 8] A t ta c h m ent 1 N O T E 12 r e vi s e d to c l a r i f y i n f o r m at i on f or o i l s p i l ls [P RR 32 9 59 3 , 3 3 73 3 9] A tt a c h m ent 3 C D E Repo r t T i m i ng Of Re spon s e c o l u m n r e vi s e d f r o m " B y the e n d of t h e 1 s t month f o ll o w i ng ea c h q ua r t e r" to " B y the 21 s t d a y f o l l o w i ng ea c h qua r t e r" [P RR 31 0 07 9] A t ta c h m ent 3 a n d A t ta c h m ent 4 r e vi s e d to c h ange " N A S" t o " N O S" [CR 6 3 49 1 8] A tta c h m ent 4 Coo l i n g Tower B e a c on O ut age r e vi s ed t o a d d note t he F A A i s a u to m at i c a l l y i n f o r med. [P RR 32 9 59 3] A t ta c h m ent 7 r e v i s ed t o a dd " E S T/E D T" to the No t i f i c at i o n t i m e b l o c k and E v e nt T i m e & Zone b l o c k.

201 4 NRC SRO Question 9 3 (18) Reference

201 4 NRC SRO Question 9 3 (18) Reference

201 4 NRC SRO Question 9 3 (18) Reference

201 4 NRC SRO Question 88 (1 3) Reference

201 4 NRC SRO Question 88 (1 3) Reference

201 4 NRC SRO Question 8 7 (12) Reference

201 4 NRC SRO Question 8 7 (12) Reference

201 4 NRC SRO Question 8 7 (12) Reference

201 4 NRC SRO Question 8 7 (12) Reference

201 4 NRC S RO Question 82 (7) Reference

201 4 NRC S RO Question 82 (7) Reference