Text

301 ADAMS 2B
	ML21167A292
Person / Time
Site:	Harris
Issue date:	06/16/2021
From:	; NRC/RGN-II
To:	;
References
	Download: ML21167A292 (10)
	v • d • e

ML21167A292 ES-201 Examination Preparation Checklist Form ES-201-1 Facility: Harris Date of Examination: April 14, 2021 Developed by: Written: N/A - Scenario retake // Operating: Facility NRC Chief Target Task Description (Reference) Examiners Date*

Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 mgd arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 2. NRC examiners and facility contact assigned (C.1.d; C.2.f). mgd

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 contact submits to the NRC any prescreened K/As for elimination from the written examination mgd outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3). mgd

-210 5. Corporate notification letter sent (C.2.e). mgd

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or

-195 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; N/A C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1,

-150 mgd ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 mgd C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, mgd ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 N/A facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202). mgd

-50 12. Written exam and operating test reviews completed (C.3.f). N/A

13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 mgd C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due

-30 mgd (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and

-14 mgd Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h). mgd

-7 17. Request facility licensee management feedback on the examination (C.2.l). mgd

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; mgd Attachment 5; ES-202, C.3.j; ES-204).

-7 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k). N/A

-7 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i). mgd

Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.04.07 14:02:50 -04'00'

Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.04.07 14:04:26 -04'00'

ES-301 Transient and Event Checklist Form ES-301-5 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 A E Scenarios P V P E 1 T M L N O I I T CREW POSITION CREW POSITION CREW POSITION T N C I A

A T M S A B L U N Y T P R T O M(*)

O C P E R I U RO RX R1 1 0 NOR N1 1 1 SRO-I I/C C2, I3 2 2 SRO-U MAJ M4 1 1 TS T2, T3 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 A E Scenarios P V P E 2 (SPARE) T M L N O I I T CREW POSITION CREW POSITION CREW POSITION T N C I A

A T M S A B L U N Y R T O M(*)

T P O C P E R I U RO RX R1 1 0 NOR N1 1 1 SRO-I I/C C2, C3 2 2 SRO-U MAJ M4 1 1 TS T2, T3 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 Facility: Harris Nuclear Plant Date of Exam: April 14, 2021 Operating Test No.: 05000400/2021301 APPLICANTS RO RO (BOP) SRO-U SCENARIO SCENARIO SCENARIO Competencies 1 1 1 Interpret / Diagnose 2, 3, 4, 5, 6 Events and Conditions Comply With and 1, 2, 3, 4, 5, 6 Use Procedures (1)

Operate Control 0

Boards (2)

Communicate 1, 2, 3, 4, 5, 6 and Interact Demonstrate 1, 2, 3, 4, 5, 6 Supervisory Ability (3)

Comply With and 2, 3 Use Tech. Specs. (3)

Notes:

(1) Includes Technical Specification compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)

ES-301 Competencies Checklist Form ES-301-6 Facility: Harris Nuclear Plant Date of Examination: April 14, 2021 Operating Test No.:05000400/2021301 APPLICANTS RO RO (BOP) SRO-U SCENARIO SCENARIO SCENARIO Competencies 2 2 2 Interpret / Diagnose 2, 3, 4, 5, 6 Events and Conditions Comply With and 1, 2, 3, 4, 5, 6 Use Procedures (1)