ML20069D153

Rev 18 to Operational QA Plan

ML20069D153
Person / Time
Site:	Monticello, Prairie Island
Issue date:	04/26/1994
From:	Amundson T, Antony D NORTHERN STATES POWER CO.
To:
Shared Package
ML20069D149	List: ML20069D148 ML20069D153
References
NUDOCS 9406020308
Download: ML20069D153 (87)

Text

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NORTHERN STATES POWER COMPANY

) 414 Nicollet Mall Minneapolis,MN 55401 OPERATIONAL QUALITY ASSURANCE PLAN REVISION 18

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l Reviewed By: ~[. h Date: 4[/94

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T. E. Amundson Director Nuclear Quality Approved By: -

1 Date: Y!d[ fk D. D. Antony G Vice Pre;ident Nuclear Generation EfTective Date:

(NRC Acceptance Date) 940602030s DR 940523 ADOCK 05000263 PDR

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Operational Quality Assurance Plan Revision 18 Table of Contents E. age 1.0 Policy Statement 1  ;

I 2.0 Introduction 6 3.0 Organization 7 l 4.0 Operational Quality Assurance Program 9 ,

i I 5.0 Modification Control 14 l 6.0 Procurement Document Control 15 ,

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7.0 Instructions, Procedures and Drawings 17 l

8.0 Document Control 19  ;

9.0 Control of Purchased Material, Equipment and Services 21 i

10.0 Identification and Control of Materials, Parts and Components 23  ;

11.0 Control of Special Processes 24 18 l 12.0 Inspection Examination 25 13.0 Test Control 30 14.0 Control of Measuring and Test Equipment 32 15.0 Handling, Storage and Shipping 33 j 16.0 Inspection, Test and Operating Status 35 I

17.0 Nonconforming Materials, Parts or Components 38 18.0 Corrective Action 40 19.0 Quality Assurance Records 41 20.0 Audits 43 Appendix A - Monticello Structures, Systems, and Components Subject to Appendix B of 10CFR50 45 Appendix B - Prairie Island Structures, Systems, and Components Subject to Appendix B of 10CFR50 52 Appendix C - Nuclear Plant Fire Protection Program 62 2 l Appendix D - Revision 18 Change Summary 78

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Operational Quality Assurance Plan Revision 18 1.0 Policy Statement i

1.1 Northern States Power Company (NSP) has established and is implementing an Operational l Quality Assurance Program. This quality assurance program is applicable to NSP nuclear plants that are regulated under provisions of an NRC Operating License. j 1.2 The quality assurance program, as applied to activities affecting safety related functions, shall comply with and be responsive to applicable regulatory requirements and applicable industry codes and standards including:

1. 10CFR50, Appendix B.

2. NRC Operating Licenses.

3. The ASME Boiler and Pressure Vessel Code,Section XI, Inservice Inspection.

4. 10CFR21, Reporting ofDefects and Noncompliance.

5. 10CFR71, Subpart H, Quality Assurance.

6. Nuclear Plant Fire Protection Program, Operational Quality Assurance Plan, Appendix C.

7. NSP Plant Security Plans.

8. NSP Radiation Environmental Monitoring Program.

9. ANSI N45.2.6-1978, Quahpcations ofInspection, Exammation, and Testing Personne!for Nuc! car Powcr Plants, as modified by Regulatory Guidc 1.58, Revision 1. (See sections 12 and 13.) l3

10. ANSI N45.2.12-1977, Requirementsfor Auditing of Quality Assurance Programsfor Nuclear Power Plants,

11. ANSI N45.2.23-1978, Quahfication of Quality Assurance Program Audit Personnel l for Nuclear Power Plants, as modified by Regulatory Guide 1.146, August,1980.

j 1.3 The Operational Quality Assurance Program shall incorporate: (1) the requirements of ANSI l N18.7-1976, as modified by Table 1-1 and (2) the requirements of the following standards to the extent specified by ANSI N18.7-1976, as modified by the regulatory position of the Regulatory or Safety Guides referenced below.

1. ANSI N18.1-1971, Selection and Training ofNuclear Power Plant Personnel l (Regulatory Guide 1.8, Rev.1).

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2. ANSI N45.2-1971, Quality Assurance Program Requirementsfor Nuclear Power Plants.

3. ANSI N45.2.1-1973, Cleaning ofFluid Systems and Associated Components During Construction Phase ofNuclear Power Plants (Regulatory Guide 1.37, 3-16-73).

4. ANSI N45.2.2-1972, Pacicaging, Shipping, Receiving, Storage andHandling ofItems for Nuclear Power Plants (During the Construction Phase) (Regulatory Guide 1.38, Rev. 2).

5. ANSI N45.2.3-1973, Housekeeping During the Construction Phase ofNuclear Power Plants (Regulatory Guide 1.39, Rev.1).

6. ANSI N45.2.4-1972, Installation, Inspection, and Testing Requirementsfor Instrumentation andElectric Equipment During the Construction ofNuclear Power Generating Stations (Safety Guide 30, August 11,1972).

7. ANSI N45.2.5-1974, Supplementary Quality Assurance Requirementsfor 1 Installation, Inspection and Testing ofStructural Concrete and Structural Steel During the Construction Phase ofNuclear Power Plants (Regulatory Guide 1.94, Rev.1).

8. ANSI N45.2.8-1975, Supplementary Quality Assurance Requirementsfor i Installation, Inspection and Testing ofMechanical Eqi ipment and Systemsfor the Construction Phase ofNuclear Power Plants t

9. ANSI N45.2.9-1974, Requirementsfor Collection, Storage andMaintenance of Quality Assurance Recordsfor Nuclear Power Plants (Regulatory Guide 1.88, i Rev. 2).

10. ANSI N45.2.10-1973, Quality Assurance Terms andDefinitions (Regulatory ,

Guide 1.74, Febmag,1974). l i

11. ANSI N45.2.11-l974, Quality Assurance Requirementsfor the Design ofNuclear Power Plants (Regulatory Guide 1.64, Rev. 2).

12. ANSI N45.2.13-1976, Quality Assurance Requirementsfor the Control of Procurement ofItems and Servicesfor Nuclear Power Plants l

13. ANSI N101.4-1972, Quality Assurancefor Protective Coatings Applied to Nuclear f Facilities (Regulatory Guide 1.54, June,1973).

1.4 Management directives and departmental instructions and procedures shall provide for compliance with appropriate regulatory, statutory, liceuse and industry requirements. Specific quality assurance requirements and organizational responsibilities for implementation of these requirements shall be specified in implementing directives and instructions.

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., Revisjon 18 1.5 Compliance with this policy and the provisions of the Operational Quality Assurance Program is mandatory for NSP personnel with respect to nuclear plant operational activities or activities which support nuclear plant operation. Personnel shall therefore, be familiar with i

the requirements and responsibilities of the program that are applicable to their individual activities and interfaces.

1.6 The Vice President Nuclear Generation, through an independent organization, shall

periodically have the Operational Quality Assurance Program reviewed to assure its adequacy.

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Operational Quality Assurance Plan Revision 18 Table 1-1 Exception to ANSI N18.7-1976 l l

1. Documentation required by ANSI N18.7-1976 may be deferred for emergency work.

Emergency work is defined as that work that must be completed immediately and which, if delayed, may result in an unsafe condition or significantly interfere with reliable plant  !

operation.

2. Exceptions to Regulatory Guides and ANSI Standards are acceptable for those principal l contractors, retained by NSP, such as NSSS contractors and A/E Firms, which exceptions have been approved by the NRC.

3. Section 5.1; delete this section. The prcvisions associated with identification of the Operational Quality Assurance Program scope are explicitly identified in Section 4 of the Operational Quality Assurance Plan.

4. Section 5.2.2; replace the third sentence with the following " Procedure changes shall be reviewed and approved as required by the Technical Specifications" Delete the fourth sentence.

5. Section 5.2.5; replace the second and third sentences with " Temporary procedures shall be reviewed and approved as required by the Technical Specifications"

6. Section 5.2.9; delete the reference to ANSI N18.17. The Plant Security Plans contain required security provisions.

7. Section 5.2.11, first sentence; change " abnormal occurrences" to " reportable events"

8. Section 5.2.13.2, fourth paragraph; change the first sentence to read " .. installation or use of such items that serve a safety function" Last paragraph; change " quality" to " quantity". This change corrects an error in the standard.

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9. Section 5.2.15 of ANSI N18.7-1976 shall govern review, approval, and control of required procedures except that for procedures required by the Plant Technical Specifications, the review and approval requirements stipulated in the Technical Specifications shall be utilized rather than those contained in Section 5.2.15.

10. Section 5.3; change the last sentence to read " Procedures shall be prepared and approved l prior to implementation as required by 5.2.15" Page 4 of 85

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11. Sections 5.3.9 and 5.3.9.1; delete these sections. Emergency Operating Procedures shall be l

, consistent with Supplement I to NUREG - 0737 - Requirements for Emergency Response I Capability (Generic Letter 82-33).

12. Section 6; delete this section. The referenced documents are explicitly referenced in the i

Operational Quality Assurance Plan. NSP will evaluate new or revised ANSI Standards if l appropriate for inclusion in the Operational Quality Assurance Plan.

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Revision 18 4

2.0 Introduction i l

Northern States Power Company (NSP) is involved in the constmetion and operation of fossil-fueled 4 and hydro power plants, and the operation of nuclear power plants. NSP's nuclear plant operational 5 actisities are conducted under the Operational Quality Assurance Program. The Operational Quality Assurance Program is formulated on a company-wide basis, to govern nuclear plant operational activities and associated support activities as required by NRC Operating License provisions and associated regulations. )

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Operational Quality Assurance Plan

, Revisipn 18 3.0 Organization 3.1 General Requirements

1. NSP shall be responsible for the establishment and execution of the Operational Quality Assurance Program. NSP may delegate to other organizations the work of establishing and executing the Operational Quality Assurance Program, or any part thereof, but shall retain responsibility therefor.

2. The authority and duties of persons and organizations performing quality assurance functions shall be clearly established and delineated in writing. Such persons and organizations shall have sufficient authority and organizational freedom to identify ,

quality problems; to initiate, recommend, or provide _ solutions; and to verify implementation of solutions.

3. Assurance of quality requires management measures which provide that the individual or group assigned the responsibility for checking, auditing, inspecting, or otherwise verifying that an activity has been correctly performed is qualified and does not have responsibility for performing or directly supervising the work except that: 6

a. The individual or group assigned the responsibility for auditing is independent of the individual or group directly responsible for performing the specific activity.

3.2 Organization Sununary 7 9

Figure 1, NSP Organi:ation with Operational Quality Assurance Responsibilities, presents an 10 organizational chart of NSP showing a summary of ftmetional responsibilities. 11 I

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Operational Quality Assurance Plan pg Revison 18 NSP Organization with Operation Chairman & Chief Executive Ofreier l

I I Presdent Preaident & Chel l NSP Generation Operating Otreer l l

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Drector Drector

-Transmission System Operaten Oroctor Environmental Fuel Resources Support Services

& Ngulam Affairs

- Electrical Equipment Maintenance

- Electncal Testing Sennces

- Reactor Core Reload Design - Modircations

- Corporate Emergency Planning

- Procurement

-Core & Safety Analysis - Engineenng 'annce

- Radiaton Program Support

- Material Management

- Spent Fuel Management - Drawing Control

- Chemistry Program Support

-Secunty

- Low / High level Radiation -;St

- Access Authorization

-Technical Support

- Fitness for Duty Program

-Testing Laboratory Services Y Ws,e

r-f pre 1 0 Quality Assurance Responsibilities I

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! me ekeni ANSTEC

""**' ""*""" ! APERTURE l

i i i CARD Drector General Manager DirectorLicensing & l Nuclear Quality Nuclear Site MO/P1 ManagementIssues l Also Avaltable on i Aperture Card

-Licensing Support -Internal Audits Plant Manager l -Training

-Quasty Contml -Design Documentation 900E) l

- Stop Work Authority

! -Control of OQAP

- Engineering

- Supplier Qua5fication

-Maintenance

- Control of N1 ACOs/N1 AWie

-Operation

-Chemistry

-Radiation Protection l

-Fire Protection  !

- REMP  :

-ISFSI(Pl only)  !

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4.0 Operational Quality Assurance Program 4.1 General Requirements 1

1. The Operational Quality Assurance Program shall be:

a. Documented by written Directives, Instructions, or Procedures.

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b. Carried out throughout plant operating life in accordance with those )

Directives, Instructions, or Procedures. l l

2. The Program shall include identification of:

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a. The structures, systems, and components to be covered.

b. The major organizations participating in the Program, together with the designated functions of these organizations. l

3. The Program shall provide control over activities affecting the quality of the identified structures, systems, and components to the extent consistent with their importance to l safety.

4. Activities affecting quality shall be accomplished under suitably controlled conditions.

Controlled conditions include the use of appropriate equipment; suitable environmental conditions for accomplishing the activity, such as adequate cleanliness; and assurance that all prerequisites for the given activity have been satisfied.

5. The Program shall take into account the need for special controls, processes, test equipment, ivui3, and skill 3 tu allain the requhed quality, and the need for verification of quality by inspection and test.

6. The Program shall provide for indoctrination and training of personnel performing activities afTecting quality as necessary to assure that suitable proficiency is achieved and maintained.

7. The adequacy and status of the Program shall be regularly reviewed.

8. Management of other organizations participating in the Program shall regularly review the status and adequacy of that part of the Program which they are executing.

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Operational Quality Assurance Plan Revision 18 4.2 General Description

1. The Operational Quality Assurance Program has been established to govern the operational activities and the activities necessary to support operation of the company's nuclear plants operated under an NRC Operating License. The Operational Quality Assurance Program is thus an overall integrated company-wide program which governs all safety related, fire protection related and 10CFR71 related activities as they pertain to operating nuclear plants.

2. The Program has been initiated by the President & Chief Operating Officer of the Company and the President of NSP Generation issuing a single directive to the Vice President Nuclear Generation establishing him as being responsible for formulating and implementing an Operational Quality Assurance Program and identifying the program objectives.

3. The Operational Quality Assurance Program shall utilize the following documents to meet the program objectives:

a. Operational Quality Assurance Plan (Plan).

b. Administrative Control Directives (Directives) at the Corporate and Site level.

c. Administrative Work Instructions (Instructions) at the Corporate and Site level.

d. Required Procedures (Procedures) at the Plant and Department level.

4. The Plan shall be considered an overall document which governs the implementing documents (i.e., Directives, Instructions, and Procedures).

5. For case of administration, implementing documents shall be issued at the following l program levels: l

a. Cornorate: Approving Authority, President NSP Generation, Vice President 38 l Nuclear Generation and Director Nuclear Quality.

b. Sites Prairie Island and Monticello): Approving Authority, General Manager Nuclear Site.

c. Departments ProvidingNuclear Plant Support: Approving Authority,  !

Department Manager.

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6. Corporate Administrative Directives establish the minimum requirements for Site 8 Administrative Directives and other supporting departmental instructions and procedures.

a. There need not be a corresponding Site level Directive for every Corporate 12 level Directive. Corporate level directives may also be implemented at the Site level through Site level Instructions or Procedures.

4.3 Operational Quality Assurance P1in

1. The Operational Quality Assurance Plan shall be a document which describes in general terms how compliance with the quality requirements presented in 10CFR50, Appendix B and 10CFR71, Subpart H is accomplished with respect to company.

nuclear plants regulated by an NRC Operating License.

2. The Operational Quality Assurance Plan shall be issued under the authority of the Vice President Nuclear Generation and shall be reviewed periodically.

3. The Operational Quality Assurance Plan shall be controlled to assure current copies are made available to personnel responsible for the revision, review and approval of 13 Corporate Administrative Directives.

4. All changes to the Operational Quality Assurance Plan shall be approved by the Vice President Nuclear Generation or equivalent management position. )

l 4.4 Adrninistrative Control Directives 1

1. Administrative Control Directives (Directives) shall be documents which establish l respon:ibility and requirements governing activitics associated with plant operation. l Directives shall be first tier implementing documents and shall receive a quality review prior to issuance. The quality review shall assure compliance with the Operational Quality Assurance Program objectives. Required Directives shall be controlled and reviewed periodically.

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2. Administrative Control Directives shall be issued as necessary. It is mandatory that the Directives at the Corporate level assure compliance with all applicable requirements of10CFR50, Appendix B and 10CFR71, Subpart H. The Directives issued at the site levels are not expected to satisfy all 10CFR50, Appendix B and 10CFR71, Subpart H requirements. l12 Page 11 of 85

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.. Revision 18 l 4.5 Administrative Work Instructions l

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1. Administrative Work Instructions (Instructions) shall be documents which provide t

guidelines or instructions for the implementation of the requirements of Administrative Control Directives. Instructions shall be second tier implementing documents and shall receive a quality review prior to issuance. The quality review shall assure compliance with pertinent Directive requirements and assigned responsibilities.

2. Administrative Work Instructions may be issued at the Corporate and Site level.

Instructions shall generally be utilized for department interfacing. Required Instructions shall be controlled and reviewed periodically.

4.6 Procedures

1. Procedures shall be documents which provide specific instructions for performing an activity. Procedures shall be second or third tier documents utilized to perform safety related, fire protection, and 10CFR71 related activities as required by the applicable l NRC Operating License Technical Specifications.

l l 2. Procedures shall be provided where applicable, to assure that activities important to l safety are performed in the required manner. Required procedures shall be reviewed and approved as required by the applicable Technical Specifications. Approval of procedures not required by the Technical Specifications shall be by a member of the responsible area management. Review of procedures not required by Technical Specifications shall be by an independent knowledgeable person. Required procedures shall be controlled and reviewed periodically.

4.7 Program Administration l l

1. Administration of the Corporate level of the Operational Quality Assurance Program  ;

38 shall be performed by the Director Nuclear Quality.

40 39 2. Disputes between Nuclear Quality Department personnel and other organizations 41 relative to Program requirements shall be referred to the Approving Authority (as identified in Section 4.2 of this Plan) responsible for establishing the pertinent requirement. i l

41 l 3. Program administration shall include the following activities:

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6l a. Review of Corporate Administrative Control Directives.

6 b. Review of Corporate Administrative Work Instructions.

14 c. Performance of required audits.

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d. Reporting to management concerning: l 14 !

1. Program status. l

2. Program discrepancies including quality trends.

1 4.8 Program Boundary

1. The structure, systems, components, and other items requiring quality assurance are l listed in Appendices A and B. The Program shall also include shipment of radioactive materials as required by 10CFR71 and systems and activities associated with fire protection as identified in Appendix C.

2. An index shall be established and maintained by the Director Nuclear Quality which l38 identifies the Directives and Instructions that are utilized to implement the requirements of ANSI N18.7-1976 that are committed to in Section 1.0 of this plan and the requirements identified in the remaining sections of this plan.

4.9 Quality Assurance Training Training programs shall be established for those personnel performing quality-affecting activities such that they are knowledgeable in the quality assurance documents and their requirements and proficient in implementing these requirements. Tirse training programs shall assure that:

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l. Personnel responsible for performing quality-affecting activities are instructed as to the purpose, scope, and implementation of the quality-related Directives, Instructions, and Procedures. I i

2. Personnel performing quality-affecting activities are trained and qualified, as appropriate, in principles and techniques of the activity being performed. l l l

3. The scope, the objective, and the method ofimplementing the training programs are i documented.

4. Proficiency of personnel performing quality-affecting activities is maintained by retraining, re-examination, and/or recertification as appropriate.

5. Methods are provided for documenting training sessions describing content, attendance, date of attendance, and the results of the training session, as appropriate.

6. Fire protection training is accomplished in accordance with Appendix C.

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5.0 Modification Control i

5.1 General Requirements Modifications shall be subject to design control measures commensurate with those applied to the original design and be approved by the organization that performed the original design unless the company designates another responsible organization.

5.2 Uniform Modification Process A uniform process for controlling modifications to nuclear plants shall be provided in the Operational Quality Assurance Program. Measures shall be established to assure that:

1. The requirements of ANSI N45.2.11-1974 are implemented.

2. Reviews and approvals are performed.

3. Plant documentation is updated.

4. Appropriate installation procedures are prepared and utilized.

5. Tests and inspections are performed as necessary,

6. Site procedures are reviewed and revised as appropriate.

7. 10CFR50.59 is complied with.

8. Fire protection reviews are performed as required by Appendix C.'

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l l 6.0 Procurement Document Control 6.1 General Requirements Measures shall be established to assure that applicable regulatory requirements, design bases, I and other requirements which are necessary to assure adequate quality are suitably included or I referenced in the documents for procurement of material, equipment, and services, whether purchased by NSP or by its contractors or subcontractors. To the extent necessary, l procurement documents shall require contractors or subcontractors to provide a quality l assurance program consistent with the pertinent provisions of 10CFR50, Appendix B or 10CFR71, Subpart H.

6.2 Technical and Quality Requirements

1. The Operational Quality Assurance Program shall contain provisions for controlling ,

l procurement of material, equipment, components, and services that are safety related, fire protection related, or 10CFR71 related and utilized at or for an operating nuclear l plant.

2. Procuremert documents shall contain specific technical and quality requirements.

Renewal, spare, and replacement parts shall be required to meet the original l specification (or properly reviewed and approved revision) or construction code, quality assurance documentation requirements, and vendor quality assurance program requirements.

3. Quality assurance requirements that are required of the vendor shall be included.

Quality assurance requirements shall be based on ANSI N45.2-1971 (or equivalent standard). Documentation requirements shall include, as applicable, chemical analysis ,

reports, material certification, testing results, and testing reports. Time and frequency  !

of submittals should be included.

4. Procurement documents shall contain provisions which establish the right of access to vendor facilities and records for source inspection and audits as appropriate. l

5. Procurement documents for contracting packages for transport of radioactive materials shall require a copy of the package license, certificate, or other N~RC approval authorizing use of the package. The procurement documents shall also require copies of all documents referred to in the license, certificates, or other NRC approval as applicable.

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. Revision 18 6.3 Review and Approval Documents, and changes thereto initiating procurement of safety related, fire protection related,10CFR71 related material, equipment, components or services shall be approved by appropriate management personnel and shall be subject to a quality review to insure applicable regulatory requirements, design bases, quality assurance, and other requirements are  ;

adequately satisfied prior to release. j i

1 6.4 Fire Protection Procurement Control i The additional procurement controls identified in Appendix C shall be applied to purchasing fire protection systems and equipment.

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. Revision 18 7.0 Instructions, Procedures and Drawings 7.1 General Requirements

1. Directives, Instructions, Procedures, and drawings of a type appropriate to the circumstances shall be provided for the control and performance of activities which affect quality.

2. Directives, Instnictions, Procedures, and drawings shall include appropriate quantitative or qualitative acceptance criteria for determining that important activities have been satisfactorily accomplished.

7.2 Directives and Instructions Directives and Instructions shall be issued which establish procedural requirements for appropriate functional areas. Such procedural requirements shall include the following as 4

appropriate:

1. Procedure review and approval requirements.

2. Procedure control requirements.

3. Procedure content requirements.

i 7.3 Procedures

1. Procedures of a type appropriate to the circumstances shall be provided for the performance of activities which affect the quality of safety related, fire protection related, or 10CFR71 related structures, systems, or components.

2. The following procedures shall be provided:

a. Operating procedures.

b. Emergency procedures.

c. Surveillance test procedures.

d. Routine or preventive maintenance procedures.

c. Calibration procedures.

f. Plant chemistry and count room procedures.

g. Radiation protection procedures.

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h. Emergency plan procedures.

i. Special process procedures.

j. Preoperational and operational test procedures.  ;

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k. Audit procedures.

l. Fire fighting procedures.

m. Document control procedures.

n. Radioactive material shipment procedures.

15 l o. Inspection and examination procedures.

7.4 Drawings and Technical Manuals Drawings and technical manuals of a type appropriate to the circumstances may be used as procedural documents for conducting activities that atrect the quality of safety related, fire protection related, or 10CFR71 related structures, systems, or components.

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. Revision 18 8.0 Document Control 8.1 General Requirements

1. Measures shall be established to control the issuance of documents, such as Directives, Instructions, Procedures, and drawings, including changes thereto, which prescribe activities affecting quality.

2. These measures shall assure that documents, including changes, are:

a. Reviewed for adequacy and approved for release by authorized personnel, and

b. Are distributed to and used at the location where the prescribed activity is performed.

3. Changes to documents shall be reviewed and approved by the same organization that performed the original review and approval or another designated responsible organization.

8.2 Administrative Control Directive Control l6

1. Directives issued to implement the Operational Quality Assurance Program shall be controlled to assure that current copies and appropriate indexes are made available to 1 personnel performing the prescribed activities. Directives shall be reviewed to assure l6 l their compatibility with the Operational Quality Assurance Program objectives and shall be approved by the designated management.

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2. Changes to Directives shall be reviewed and approved in the same manner as the l original.

8.3 Administrative Work Instruction Control I l6

1. Instructions issued to implement provisions of Directives shall be controlled to assure that current the prescribed copics activities. and appropriate Instructions shall be reviewedindexes are to assure that theymade are available to compatible with pertinent Directive provisions and shall be approved by designated management.

2. Changes to Instructions shall be reviewed and approved in the same manner as the original.

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. Revision 18 8.4 Procedure Control

1. Required procedures shall be controlled to assure that current copies are made available to personnel performing the prescribed activities. Required procedures shall be reviewed by a knowledgeable individual and shall be approved by a management member of the organization responsible for the pre. scribed activity. Required procedures shall be reviewed and approved as required by the Technical Specifications. Appropriate indexes of standing procedures shall be formulated and made available to personnel responsible for performing the prescribed activities.

2. Significant changes to required procedures shall be reviewed and approved in the same manner as the original and shall comply with the Technical Specifications.

8.5 Drawing Control

1. Drawings which represent the physical and functional aspects of the operating nuclear plants and which are critical to safe plant operation or safety of personnel shall be maintained in a current status. Appropriate indexes shall be formulated and made available to personnel responsible for plant operation, maintenance, and modification.

2. Measures shall be established for revising site drawings and for distributing revised drawings. Proposed revisions to drawings shall be reviewed by a knowledgeable individual to determine the safety significance and appropriateness of the change.

8.6 Specifications Plant design specifications shall be controlled to assure that current copies and appropriate indexes are made available to personnel responsible for plant operation, maintenance, and modification.

8.7 Radioactive Shipment Package Documents All documents related to a specific shipping package for radioactive material shall be controlled by appropriate instructions; all significant changes to such documents shall be similarly controlled.

I 8.8 Updated Safety Analysis Reports Updated Safety Analysis Reports shall be updated in accordance with the applicable provisions of 10CFR50.

8.9 Technical Manuals Technical manuals that are used as procedural documents shall be controlled.

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. Reviqion 18 9.0 Control of Purchased Material, Equipment and Services 9.1 General Requirements

1. Met;ures shall be established to assure that purchased material, equipment and services conform to the procurement documents. These measures shall include provisions, as appropriate, for vendor evaluation and selection, objective evidence of quality furnished by the vendor, inspection at the vendor source, and examination of products upon delivery.

2. Documentary evidence that material and equipment conform to the procurement requirements shall be available at the site prior to installation or use of such material and equipment. This documentary evidence shall be retained at the . cite and shall be sufficient to indicate that the purchased material and equipment meet the specific requirements of the codes, standards, or specifications.

3. The effectiveness of the control of quality by vendors shall be assessed at mtervals consistent with the importance, complexity and quantity of the product cr service.

9.2 Procurement Review l6

1. Documents initiating procurement of safety related, fire protection related, and 10CFR71 related material, equipment and services shall be subject to a review to l6 ensure applicable regulatory requirements, design bases, quality assurance, and other requirements are adequately satisfied.

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2. Quality assurance requirements shall include identification of applicable elements of ANSI N45.2-1971 (or equivalent) that are required to be included in the vendor's quality assurance program.

9.3 Vendor Evaluation and Verification

1. The adequacy of vendor's quality assurance program specified in procurement documentation shall be verified prior to use of the procured material, equipment, or service. Vendor's adherence to their quality assurance program to the extent appropriate for the procured material, equipment or service shall be verified.

2. Vendor evaluations shall include inspections, audits, or surveillances as appropriate. )

These activities shall be planned and performed in accordance with written procedures j based upon procurement document requirements.  !

3. Material and equipment may be procured and used based on appropriate certificates of conformance, provided the validity of such certificates are periodically evaluated by audits, independent inspection or tests and that such certificates comply with applicable code provisions.

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- 9.4 Receipt Inspection

'. 1. - Material and equipment shall be inspected upon receipt at the site prior to use or storage to determine that procurement requirements are satisfied. This inspection shall

i . include verification that required documentation is complete.

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2. Nonconforming material and equipment shall be controlled to assure such material or

. equipment is not utilized to fulfill a safety related, fire protection related or 10CFR71 related function prior to an acceptable resolution of the discrepancies.-

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. Revi: ion 18 10.0 Identification and Control of Materials, Parts and Components l

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l 10.1 General Requirements l l 1. Measures shall be established for the identification and control of materials, parts and l components, including partially fabricated assemblies. These measures shall assure that identification of the item is maintained by heat number, part number, serial number or other appropriate means, either on the item or on records traceable to the item, as l required throughout fabrication, erection, installation and use of the item.

1

2. These identification and control measures shall be designed to prevent the use of l incorrect or defective material, parts and components.

10.2 Spare Parts Control l

1. Spare parts held for future use on safety related, fire protection related, and 10CFR71 related components shall be controlled in such a manner that assures they will perform their safety function when utilized.

2. Measures shall be taken which assures these items are in an appropriate condition for use or will be placed in such a condition prior to use.

10.3 Material Control Material held in storage for use on safety related, fire protection related, and 10CFR71 related systems, structures or equipment shall be controlled in such a manner as to prevent its degradation and to assure the rejection ofincorrect or defective material. This material shall be identified by heat number or other appropriate means, either on the item or on records traceable to the item. The method utilized in identification shall not significantly affect the fit, function, or quality of the item being identified. i 10.4 Receipt Inspection l i

Material, parts and components that are to be utilized to fulfill a safety related, fire protection l related, and 10CFR71 related function or used for shipment of radioactive materials shall be i inspected upon receipt to assure that associated procurement document provisions have been i satisfied. Measures shall be established for identifying nonconforming material, parts and I comre unts. l 10.5 Nuclear Fuel Control Measures shall be established to protect special nuclear material against theft or diversion in accordance with applicable NRC regulations.

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Operational Quality Assurance Plan

- Revision 18 11.0 Control of Special Processes 11.1 General Requirernents Measures shall be established to assure that special processes, including welding, heat treating, l I

and non- destructive examination are controlled and accomplished by qualified personnel using qualified procedures in accordarce with applicable codes, standards, specifications, criteria and other special requirements.

11.2 Welding Procedures 1

1. Safety related welding and brazing shall be performed in accordance with qualified procedures. Safety related welding and brazing procedures shall be qualified in accordance with applicable codes and standards and shall be reviewed to assure their technical adequacy and approved by management.

2. Measures shall be established for controlling welding and brazing procedures that assure such procedures are qualified, reviewed and approved, as required, prior to use.

I 1.3 Welder Qualification

1. Measures shall be established that assure safety related welding and brazing is performed by qualified personnel. Welders and brazers shall be qualified, and requalified, in accordance with applicable codes and standards.

2. Measures shall be established for controlling welder and brazer qualification and requalification that assure qualified personnel are utilized to perform safety related welding and brazing.

11.4 Heat Treating Procedures

1. Heat treating shall be performed in accordance with procedures formulated and approved in accordance with applicable codes and standards.

2. Measures shall be established for controlling heat treating procedures that assure such procedures are qualified, reviewed, and approved, as required, prior to use.

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• Operational Quality Assurance Plan

. Revision 18 12.0 Inspection and Examination l18 l 12.1 General Requirements

1. Measures shall be established for the inspection and examination ofitems or activities 19 affecting quality to verify conformance to specified requirements for the purpose of 18 determining acceptability. 20 l

21

2. Verification ofitems shall be performed for each work operation where necessary to 22 assure quality. If verification of processed items is impossible or disadvantageous, 23 indirect control by monitoring processing methods, equipment and personnel shall be provided.

3. Both verification and process monitoring shall be provided when control is inadequate l22 without both.

4. If mandatory inspection hold points, which require witnessing or inspection and beyond which work shall not proceed without prior consent are required, the specific hold points shall be indicated in appropriate documents.

5. Personnel performing required inspections or examinations shall be qualified in 24 accordance with applicable codes, standards and training programs.

6. Inspections and examinations shall be performed by individuals other than those who 18 performed or directly supervised the activity being inspected or examined. 21 25 12.2 Plant Operation

1. Measures shall be established that assure periodic inspection of safety related and fire protection related systems, components, and structures. Such inspection of plant systems and equipment shall be performed to assure that such systems and equipment are in the required status and configuration. Routine general inspections of the accessible plant facilities to verify appropriate safety measures are maintained including fire protection shall also be performed.

2. An inspection of the core shall be performed prior to startup following refueling to 26 assure specified fuel and reactor internal configuration. 27

3. Personnel performing plant operation inspections shall be qualified based upon 28 experience, training applicable to area ofinspection and training in inspection methods.

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Operational Quality Assurance Plan

. Revi3 ion 18 12.3 Inservice Inspection

1. Measures shall be established that assure inservice inspection examinations are performed in accordance with applicable provisions of the ASME Boiler and Pressure 29 l Vessel Code,Section XI as required by 10CFR50.55..

30 2. Personnel performing inservice inspections shall be qualified in accordance with ANSI N45.2.6-1978, as modified by Regulatory Guide 1.58, Revision 1.

12.4 Inspection of Maintenance and Modifications

1. Measures shall be established which assure that activities associated with plant i maintenance and modifications are inspected when determined appropriate by quality or other qualified personnel. Such inspections shallinclude verification that:

a. Appropriate procedures are available,

b. Plant equipment control exists,

c. Applicable procedures are adhered to,

d. Qualified personnel are utihzed,

e. Fire protection measures are established,

f. Radiation protection measures are established,

g. Appropriate materials and replacement parts are utilized,

h. Work is completed as required,

i. Plant equipment is returned to service as required,

j. Activities are appropriately documented, and

k. R.edundant equipment is available.

28 2. Personnel performing inspections of plant maintenance and modifications shall be qualified based upon experience, training applicable to area ofinspection and training l in inspection methods. j l

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l Operational Quality Assurnnce Plan

. Revision 18 12.5 Modifications and Non-Routine Maintenance

1. Measures shall be established which assure that non-routine maintenance and modification receive prior review by a qualified individual to identify applicable inspections. Such reviews shall include considering: (1) required mechanical inspections, electrical inspections, instrumentation and control inspections, structural inspections, and inspection of non-NDE special processes, (2) appropriate inspection procedures, and (3) appropriate qualification ofinspection personnel.

2. Measures shall also be established which assure that the results ofidentified inspections are evaluated by a qualified individual to verify their adequacy.

3. Personnel performing inspections of modifications and non-routine maintenance shall 30 4 be qualified in accordance with ANSI N45.2.6-1978, as modified by Regulatory Guide 1.58, Revision 1.

12.6 Technical Services

1. Measures shall be established which assure that activities associated with technical services (such as surveillance testing, instrument calibration, laboratory services, etc.)

are inspected when determined appropriate by quality or other qualified personnel. l 31

2. Personnel performing inspections of technical services shall be qualified based upon 28 experience, training applicable to area ofinspection and training in inspection methods.

12.7 Receipt Inspection Measures shall be established which assure that received items are inspected by personnel 30 qualified in accordance with ANEI N45.2.6-1978, as modified by Regulatory Guide 1.58, Revision 1.

12.8 Vendor Inspection Measures shall be established which assure that verifications and process monitoring specified 22 in appropriate procurement documents for items are performed by personnel qualified in 23 accordance with ANSI N45.2.6-1978, as modified by Regulatory Guide 1.58, Revision 1. 30 l 12.9 Fire Protection Inspections Measures shall be established which assure that fire protection inspections required by l applicable Technical Specifications are performed by personnel qualified in accordance with 32 Appendix C, Section 14.0.

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Operational Quality Assurance Plan

. Revision 18

, 12.10 Radioactive Material Packages 1

1. Measures shall be established which assure that packages utilized to ship licensed radioactive material off-site are inspected in accordance with the applicable provisions of10CFR71.

28 2. Personnel performing inspections o? radioactive material packages shall be qualified based upon experience, training apphoble to area ofinspection and training in inspection methods.

12.11 Emergency Equipment

1. Measures shall be established which assure that emergency equipment required to implement emergency plans is inspected when determined appropriate by qualified personnel.

28 2. Personnel performing emergency equipment inspections shall be qualified based upon l

l experience, training applicable to area ofinspection and training in inspection methods.

t 12.12 Handling Equipment

1. Measures shall be established which assure that plant handling equipment (such as

39 cranes, lift trucks, fuel handling tools) is inspected when determined appropriate by I 33 Nuclear Quality Department personnel or other qualified personnel.

28 2. Personnel performing inspections of handling equipment shall be qualified based upon i experience, training applicabic to area ofinspection and training in inspection methods.

34 12.13 Nondestructive Examination Measures shall be established which assure that the following examinations are performed by personnel qualified in accordance with the American Society of Nondestructive Testing Recommended Practice No. SNT-TC-1 A.

1. Radiographic Testing (RT).

2. Ultrasonic Testing (UT). ,

l 3. Magnetic Particle Testing (MT).

4. Liquid Penetrant Testing (PT).

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. Operational Quality Assurance Plan Revision 18

5. Eddy Current Testing (ET). 34 1

6. Neutron Radiographic Testing (NRT). l 1

7. Leak Testing (LT).

12.14 Inspection and Examination Procedures l 18

1. Required inspections and examinations shall be performed in accordance with l 18 appropriate instructions, procedures, and checklists. Such instructions, procedures, and checklists shall contain a description ofobjectives, acceptance criteria and 35 prerequisites for performing the inspections or examinations. These procedures shall 18 also specify any special equipment or calibrations required to conduct the inspection or examination. Inspection and examination results shall be documented and evaluated by responsible authority to assure that inspection and examination requirements have been satisfied.

2. Where activities are to be inspected or examined, the activity procedure shall identify 18 hold points in the activity sequence to permit inspection or examined. The activity procedure shall require appropriate approval for the work to continue beyond the designated hold point and identification of those performing the inspection. The procedure or checklist shall require recording the date, identification of those 18 performing the inspection or examination, and as-found condition.

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Operational Quality Assurance Plan

. e Revision 18 13.0 Test Control j 13.1 General Requirements l i

1. Measures shall be established to assure that all testing required to demonstrate that ' I structures, systems and components will perform satisfactorily in service is identified and performed in accordance with written test procedures which incorporate the - i requirements and acceptance limits contained in applicable documents. Proof tests .  ;

prior to installation, preoperational tests, and operational tests during nuclear power plant operation, of structures, systems and components shall be included as appropriate.

2. Test procedures shall include provisions for assuring that all prerequisites for the given test have been met, that adequate test instrumentation is available and used, and that ,

the test is performed under suitable environmental conditions. Test results shall be

• documented and evaluated to assure that test requirements have been satisfied.

13.2 Surveillance Tests

l. A surveillance test program shall be established to assure that testing required to demonstrate that safety related and fire protection related structures, systems, and components will perform satisfactorily in service. Surveillance tests shall be identified and performed in accordance with written test procedures which incorporate the requirements and acceptance limits contained in applicable documents. The surveillance test program shall include, as a minimum, those surveillance tests specified in applicable Techr.ical Specifications and functional Inservice Inspection testing of pumps and valves. Surveillance requirements for fire detection and protection systems in other areas of the plants shall be developed using appropriate NFPA for guidance.

2. Surveillance test results shall be documented and evaluated to assure that test requirements have been satisfied or deficient items satisfactorily resolved. Functional Inservice Inspection tests shall be performed by personnel qualified in accordance with  ;

applicable requirements.

13.3 Preoperational and Operational Tests l Measures shall be established to assure that appropriate preoperational and operational tests are performed on safety related and fire protection related stmetures, systems and components that have been subject to modification or significant maintenance. Such tests shall be performed in accordance with the original design and testing requirements or acceptaole alternatives. Test results shall be documented and evaluated to assure that test requirements have been satisfied or deficient items satisfactorily resolved.

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Operational Quality Assurance Plan

. Revision 18 13.4 ProofTests Measures shall be established to assure that appropriate proof tests are specified in procurement documents for safety related and fire protection related replacement material and equipment and that such tests are performed and documented prior to installation.

13.5 Special Tests Measures shall be established that assure safety related tests are reviewed and approved as required by 10CFR50.59 and applicable Technical Specifications. Such tests shall be performed in accordance with appropriate procedures. Test results shall be documented and evaluated to assure test requirements have been satisfied.

13.6 Personnel Qualification 36 Personnel performing required tests shall be qualified based upon experience, training applicable to area of testing and training in testing methods, unless otherwise specified by applicable codes.

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Operational Quality Assurance Plan

. Rev.ision 18 1

14.0 Control of Measuring and Test Equipment 14.1 General Requirements Measures shall be established to assure that tools, gauges, instruments and other measuring and testing devices used in activities affecting quality are properly controlled, calibrated and adjusted at specified periods to maintain accuracy within necessary limits.

14.2 Installed Plant Instnunentation Measures shall be established to assure that installed safety related plant instrumentation is maintained and calibrated at specified periods to maintain accuracy within necessary limits.

Maintenance and calibration of safety related instrumentation shall be performed in accordance with appropriate procedures and shall be controlled and documented.

14.3 Measuring and Test Instrumentation Measures shall be established to assure that tools (micrometer, calipers, etc.), gauges, instruments and other inspection, measuring, test equipment and devices used to verify conformance to established requirements are maintained and calibrated at specified periods to maintain accuracy within necessary limits. Calibration of such measuring and test equipment shall be controlled and shall be traceable to the National Institute of Standards and Technology or where national standards are not available, the basis of calibration shall be documented.

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-- .. . - - = - . . - . - - - ----

i l* Operational Quality Assurance Plan Revision 18 i

15.0 Handling, Storage and Shipping i 15.1 General Requirements

1. Measures shall be established to control the handling, storage, shipping, cleaning and i preservation of safety related material and equipment in accordance with work and

inspection instructions to prevent damage or deterioration.

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2. When necessary for particular products, special protective environments such as inert j gas atmosphere, humidity levels, and temperature levels,'shall be specified and identified.

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! 15.2 Storage Facilities I Storage facilities shall be provided at each operating nuclear plant for storage of safety related I and fire protection related operating and maintenance supplies, spare parts, replacement parts, replacement equipment, materials and tools. These storage facilities shall assure physical '

j protection and protection from environmental conditions including temperature and moisture i as appropriate. Storage facilities shall be arranged and equipped to facilitate control of the stored safety related items.

j i 15.3 Nuclear Fuel Storage Areas shall be provided for storage of nuclear fuel which assure physical protection, ,

subcritical arrangement, adequate cooling, adequate radiation shielding and containment of j radioactive material as appropriate for the condition of the stored fuel.

l l 1 1s a unainnctie Material Storage  !

1. Areas shall be provided for storage of radioactive material which assure physical protection, as low as reasonably achievable radiation exposure to personnel, control of the stored material, and containment of radioactive material as appropriate. .

1

2. Handling, storage, and shipment of radioactive material shall be controlled based upon the following criteria:

a Established safety restrictions concerning the handling, storage, and shipping of packages for radioactive material shall be followed.

b. Shipments shall not be made unless all tests, certifications, acceptances, and final inspections have been completed.

c. Work instructions shall be provided for handling, storage, and shipping operations.

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Operational Quality Assurance Plan Revision 18 15.5 Storage Control Stored material, parts and equipment shall be controlled in a manner that assures safe plant operation when and if the items are utilized. Stored safety related and fire protection related items shall be controlled to assure that the item will perform its safety function when utilized.

15.6 Material Handling l

Safety related material, supplies, equipment and parts shall be handled in accordance with I procurement documentation and in accordance with appropriate material handling practices.

Material handling equipment shall be subject to periodic testing and preventive maintenance which assures its operability. Appropriate operating instructions and procedures shall be provided for handling equipment.

15.7 Shipping and Packaging

1. Shipping and packaging requirements shall be prepared for material, equipment, and components that are to be shipped off-site and returned for use at a nuclear plant to perform a safety related function. Such requirements shall assure that the item's safety related function is not significantly degraded while in transit.

2. Shipping and packaging documents for radioactive material shall be consistent with pertinent requiremen'.s of 10CFR71.

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' ' Operational Quality Assurance Plan Revision 18 4

16.0 Inspection, Test and Operating Status 1

l 16.1 General Requirements i

1. Measures shall be established to indicate, by the use of markings such as stamps, tags, labels, routing cards, or other suitable means, the status ofinspections and tests i performed upon individual items of the nuclear plant. These measures shall provide  ;

for the ider tification ofitems which have satisfactorily passed required inspections and

tests, where necessary to preclude inadvertent bypassing of such inspections and tests.

2. Measures shall also be established for indicating the operating status of structures, 3

systems and components of the nuclear power plant, such as by tagging va:ves and 4

switches to prevent inadvertent operation.

3 j 16.2 _ Maintenance Control

1. Measures shall be established for the control of maintenance to safety related and fire protection related structures, systems and components that assure that:

! a. AfTected structures, systems and components are removed from service and secured in a manner consistent with operability and isolation requirements of

the Technical Specifications.

, b. Repair and modification activities are performed in a manner consistent with its

{ importance to safety.

c. Upon completion of repairs and modifications the affected stmetures, systems l 4 and components are inspected and tested to determine that the required work was performed satisfactorily and that they will perform their safety function in the required manner.

2. In addition, measures shall be established to control maintenance activities that assure resulting radiation exposure to personnel is maintained as low as reasonably achievable (ALARA) and consistent with pertinent NRC regulations.

1 I

3. The above measures shall be implemented by utilizing appropriate work authorization processes, work procedures, safety tagging, bypass control, key control and area posting, as appropriate, for the involved activity.

16.3 Test Control

1. Measures shall be established for the control of tests to safety related and fire protection related structures, systems and components that assures that:

a. Proposed tests are reviewed and approved as required prior to performance.

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Operational Quality Assurance Plan Revision 18

b. The plant is placed in an acceptable status prior to the test, maintained in an acceptable status during the test, and returned to its normal status upon completion of the test.

c. Test results are reviewed and approved as appropriate.

2. The above measures shall be implemented by utilizing appropriate work authorization processes, test procedures, safety tagging, bypass control, and key control, as appropriate, for the involved test.

16.4 Safety Tagging A safety tagging program shall be developed and utilized for control of nuclear plant equipment. This program shall contain provisions for uniquely identifying components whose operation is restricted or prohibited based upon safety considerations. Provisions shall be made for review, application, independent verification, removal, and documentation of such tagging.

16.5 Key Control Measures shall be established for controlling keys for safety related and fire protection related switches or key devices important to plant security. These measures shall include restricted distribution and periodic inventory of such keys or key devices.

16.6 Bypass Control

1. Measures shall be established for controlling the application of devices utilized to bypass component functions that are important to safety. Such measures shall assure that:

a. Proposed bypasses to safety related and fire protection related items are reviewed to determine that the plant will be placed in an acceptable status when the bypass is applied.

b. Applied bypasses are independently verified.

c. Removal of bypasses from safety related and fire protection related items are reviewed prior to removal.

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d. Application of bypasses to safety related and fire protection related items is l

authorized by responsible personnel.

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Operational Quality Assurance Plan

. Revision 18 ,

2. The application of safety related and fire protection related bypasses shall be considered a temporary measure and shall be reviewed periodically.

3. All required activities associated with the application, review, approval and removal shall be documented.

16.7 Radioactive Material Control Inspection, test, and operating status of equipment and components associated with shipment of radioactive material shall be established based upon the following criteria:

1. Inspection, test, and operating status of packages for radioactive material shall be indicated and controlled by established procedures.

2. Status shall be indicated by tag, label, marking or log entry.

3. Status of non-conforming parts or packages shall be positively maintained by established procedures.

16.8 Reactor Startup and Restart Control Measures shall be established for controlling reactor startups and restarts. Such measures shall assure that safety related systems, components and structures have been placed in the required status and reviews have been completed to assure that the cause of any reactor trip (scram) has been investigated and satisfactorily resolved.

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Operational Quality Assurance Plan

. Revision 18 17.0 Nonconforming Materials, Parts or Components I 17.1 General Requirements

1. Measures shall be established to control materials, parts, or components which do not conform to requirements in order to prevent their inadvertent use or installation.

These rneasures shall include, as appropriate, procedures for identification, documentation, segregation, disposition and notification to affected organizations.

2. Nonconformance items shall be reviewed and accepted, rejected, repaired, or reworked in accordance with documented procedures.

17.2 Receipt Inspection

1. Measures shall be established wah assure that safety related and fire protection related material, supplies, equipment, and components are inspected to determine that they conform to specified requirements of pertinent procurement documents upon receipt at the site. The absence of required documentation or discrepant documentation shall constitute nonconformance.

2. Provisions shall be made for identifying nonconforming items and for segregation of nonconforming items. Nonconforming items shall not be used to fulfill a safety related and fire protection related function until the discrepancy is satisfactorily resolved.

17.3 Maintenance Inspection Equipment, components or parts found nonconforming in a manner that could significantly afTect its ability to fulfill its safety related and fire protection related function shall be identified as a nonconforming item and shall be segregated. Nonconforming items shall not be used until the discrepancy is satisfactorily resolved.

17.4 Disposition of Nonconfonning Items

1. Measures shall be established which assure that nonconforming items are disposed of in a manner which prohibits their inadvertent use or installation. Provisions shall be made for reviewing the nonconformance and correcting discrepancies by repair or rework if appropriate.

2. The acceptability of such rework or repair of materials, parts, components, systems, and structures shall be verified by reinspection and retesting the item as originally inspected and tested or by a method which is equivalent to the originalinspection and testing method. Inspection, testing, rework, and repair procedures shall be documented.

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Operational Quality Assurance Plan Revi9 ion 18

3. Normally, nonconforming safety related and fire protection related items shall not be installed prior to satisfactory resolution of outstanding discrepancies. In exceptional l cases nonconforming items may be installed provided specific action is taken, which l l assures the item is not utilized to fulfill a safety function, prior to resolution of the l discrepancy.  !

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17.5 Nonconfonnance Documentation l l

l 1. Nonconformance reports shall be initiated for significant deviations from specified l requirements. Such reports shall identify the nonconforming item, describe the nonconformance, the disposition of the nonconformance, and the inspection

! requirements. Nonconformances shall be reviewed and approved. l6

2. Nonconformance reports shall be periodically analyzed to show quality trends and the results of this review shall be reported to the appropriate level of management for review and assessment.

17.6 Reporting Measures shall be established which assure that defects as defined in 10CFR21 and failures to comply with the Atomic Energy Act of 1954, as amended, or any applicable rule, regulation, order or license of the NRC relating to a substantial safety hazard are reported in accordance with the applicable requirements of 10CFR21.

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i Operational Quality Assurance Plan

. Revision 18 18.0 Corrective Action i

j 18.1 General Requirements

1. Measures shall be established to assure that conditions adverse to quality, such as failures, malfunctions, discrepancies, deviations, defective material and equipment, and

! nonconformances are promptly identified and corrected. In the case of significant l conditions adverse to quality, the measures shall assure that the cause of the condition ;

is determined and corrective action taken to preclude recurrence. l

! 2. The identification of the condition adverse to quality, the cause of the condition, and  ;

4 the corrective action taken shall be documented and reported to appropriate levels of

management.

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18.2 Operating Occurrences and Events ,

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4 1

i Measures shall be established which assure that operating occurrences and events that could

! have a significant safety effect are investigated, reviewed, and reported as required by the Technical Specifications. Such measures shall assure that appropriate corrective action is i taken and that the event or occurrence is reported to responsible levels of management.

Corrective action includes provisions which preclude recurrence.

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b 18.3 Administrative Control Discrepancies 1 .

i Measures shall be established which assure that significant discrepancies identified dunng

! quality assurance program audits are reported to those responsible for the activity and to  !

] appropriate levels of management These measures shall include corrective ection designed to preclude recurrence of the discrepancies identified and verification ofimplementation.

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!' Operational Quality Assurance Plan

- Revision 18 j 19.0 Quality Assurance Records

[ 19.1 General Requirements Suflicient records shall be maintained to furnish evidence of activities affecting quality.

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4 1.

These records shall include at least the following:

^

a. Operating logs and the results of reviews, inspections, tests, audits, monitoring i of work performance and material analysis.

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b. The records shall also include closely related data such as qualifications of

. personnel, procedures, and equipment.

c. Inspection and test records shall, as a minimum, identify the inspector or data i recorder, the type of observation, the results, the acceptability, and the action

. taken in connection with any deficiencies noted.

! 2. Records shall be identifiable and retrievable.

1

3. Requirements shall be established concerning record retention, such as duration, 1 location, and assigned responsibility which are consistent with applicable regulatory i requirements.

i 19.2 Operating Records l

j Measures shall be established which assure that records as they apply to plant operation are i j generated and retained as required by the Technical Specifications or other regulatory requirements.

19.3 Plant Modification Records Measures shall be established which assure that adequate records are generated and retained to reconstruct plant modifications that are safety related or fire protection related.

19.4 Plant Maintenance Records Measures shall be established which assure that records pertaining to maintenance of plant safety related and fire protection related structures, equipment and components are generated and retained.

19.5 Personnel Qualification Records Measures shall be established which assure personnel qualification records are generated and retained.

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Operational Quality Assurance Plan Revis. ion ',8 19.6 Procurement Records l Measures shall be established which assure that safety related, fire protection related, or 10CFR71 related procurement documents and associated documents are generated and retained.

19.7 Surveillance Test Records Measures shall be established which assure that records associated with Surveillance Testing, including Inservice Inspections, are generated and retained.

19.8 Audit Reports Measures shall be established which assure records pertaining to audits of quality activities are generated and retained.

19.9 Radioactive Material Control Measures shall be established which assure that records associated with radioactive material control are generated and maintained.

19.10 Drawings Measures shall be established which assure that records of drawing changes made to plant safety related and fire protection related structures, equipment and components are generated and retained.

19.11 Records Management

1. Records management systems shall be established which assure that the required records are collected, stored, and maintained in accordance with ANSI N45.2.9-1974.

Such records shall at least be stored in insulated filing devices (rated 350-1 hour by UL as to fire resistance only) located in areas having combustible loading ofless than 5 lb/sq fl, or duplicate records shall be maintained in remote locations. Specific records shall be identified in implementing or source documents. Identification shall indicate records required by Technical Specifications, committed to standards, and other regulatory documents.

2. Records management systems shall be established which assure that those records used

' to demonstrate program implementation are collected, stored, and maintained in accordance with good records management practices. Such systems shall assure that these records are made available to auditors and inspectors in a timely manner.

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Operational Quality Assurance Plan

. Revision 18 l 20.0 Audits 20.1 General Requirements A comprehensive system of planned and periodic audits shall be carried out to verify l compliance with all aspects of the Operational Quality Assurance Program and to determine l the effectiveness of the program. The audits shall be performed in accordance with written l procedures or checklists by appropriately trained personnel not having direct responsibility in the areas being audited. Audit results shall be documented and reviewed by management l

l having responsibility in the area audited. Follow-up action, including re-audit of discrepant areas, shall be taken where indicated.

20.2 Required Audits Measures shall be established which assure that the provisions of the Operational Quality Assurance Program are audited periodically. In addition, an overall audit shall be performed l periodically which determines the adequacy of the program with respect to requirements l contained in the Operational Quality Assurance Plan. This overall audit shall be performed by an organization other than that responsible for administration or implementation of the program.

20.3 Audit Schedules

1. Required audits shall be performed each year except that this time period may be extended to not more than two years provided such extensions arejustified based upon past experience. Special audits may be scheduled on the initiative of Nuclear Quality 39 Department personnel based upon suspected or known discrepancies or as directed by management.

2. Appropriate audit schedules shall be prepared each year.  !

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20.4 Audit Procedures Required audits shall be performed in accordance with appropriate audit procedures. )

Checklists may be used as audit pre iures or in conjunction with audit procedures. l i Procedures shall include auditing requirements at various levels of the Operational Quality l l Assurance Program.

1 20.5 Audit Reports l 1. Reports of the results of each audit shall be prepared. These reports shallinclude a l description of the area audited, identification ofindividuals responsible for implementation of the audited provisions and for performance of the audit, identification of discrepant areas, and recommended corrective action as appropriate.

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2. Audit reports shall be distributed to the appropriate management level and to those individuals responsible for implementation of audited provisions.

3. Audit reports and associated nonconformance reports shall be periodically analyzed for quality trends and the results reported to the appropriate level of management for review and assessment.

20.6 Corrective Action Measures shall be established which assure that discrepancies identified by audits or other means are resolved. These measures shallinclude notification of the manager responsible for the discrepancy, recommended corrective action, and verification of satisfactory resolution.

Discrepancies shall be resolved by the manager responsible for the discrepancy. Line management shall resolve disputed discrepancies.

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i Operational Quality Assurance Plan Revi.sion 18 Appendix A i

APPENDIX A l Monticello Structures, Systems, and Components Subject to Appendix B of 10CFR50

1. STRUCTURES Reactor Building Plant Control and Cable Spreading Structure Off Gas Stack Intake Structure (Service Water pump area)

Diesel Generator Building Diesel Fuel Oil Day Tank Rooms  ;

Turbine Building (parts which house, support and/or protect safety related equipment)

OfrGas Compressor and Storage Building (parts which house, support and/or protect safety related equipment)

Emergency Filtration Train (EFT) Building

2. MECHANICAL SYSTEMS AND COMPONENTS ,

1 2.1 Reactor Coolant System Reactor Vessel Reactor Vessel Support Skirt Reactor Vessel Stabilizer Recirculation System Piping Recirculation System Pumps and Valves Main Steam Piping (to and including outermost containment isolation valve)

Main Steam Safety Relief Valves Main Steam Safety Relief Valve Discharge Piping Feedwater Piping (to and including outermost containment isolation valve)

Control Rod Drive Housing Supports 2.2 Reactor Vessel Internals Fuel Assemblies Core Support Structure Jet Pumps Control Rods Liquid Poison Pipe Core Spray Sparger Page 45 of 85

Operational Quality Assurance Plan

' Revhion 18 Appendix A 2.3 Control Rod Drive System Control Rod Drives Control Rod Drives Accumulators Scram Discharge Volume Scram Piping l

2.4 Standby Liquid Control System SLC Tank SLC Pumps SLC Explosive Valves SLC Piping 2.5 Primary Containment Drywell l

Toms Drywell Vent Piping / Vacuum Breakers Toms Ring Header and Downcomers Containment Penetrations Containment Piping and Valves (to and including outermost isolation valve) 2.6 Secondary Containment  !

l RB Ventilation Isolation Dampers  !

Standby Gas Treatment Filters and Fans l 2.7 Residual Heat Removal System RHR Piping, Pumps and Valves l RHR Heat Exchangers (shell side) i 2.8 Core Spray System Core Spray Piping, Pumps, and Valves Page 46 of 85

Operational Quality Assurance Plan 1 Revision 18 Appendix A 2.9 High Pressure Coolant Injection System HPCI Steam Piping and Valves Inside Containment (to and including outermost isolation valve)

HPCI Steam Supply and Exhaust Piping and Valves (outside containment)

HPCI Pump-Turbine HPCI Injection Piping and Valves HPCI Suction Piping 2.10 Reactor Core Isolation Cooling System RCIC Steam Piping and Valves Inside Containment (to and including outermost isolation valve)

RCIC Steam Supply and Exhaust Piping and Valves (outside containment)

RCIC Pump-Turbine RCIC Injection Piping and Valves RCIC Suction Piping 2.11 Service Water System Emergency Service Water Pumps Emergency Service Water Piping and Valves RHR Service Water Pumps RHR Heat Exchanger (tube side)

RHR Service Water Piping and Valves EFT Emergency Service Water Pumps, Piping, and Valves 2.12 Reactor Water Cleanup System RWCU Piping and Valves (to and including outermost isolation valve) 2.13 Spent Fuel Storage Systems l

Spent Fuel Pool 2.14 Diesel Generator Suppon System Air Start System from Receivers to Air Start Solenoids Fuel Oil System from Day Tank to Injectors Diesel Coolers and Associated Piping and Valves (water side)

I Diesel Fuel Oil l

Page 47 of 85

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Operational Quality Assurance Plan Revision 18 Appendix A 2.15 Heating and Ventilating System Emergency Filtration Train (EFT) for Control Room and EFT Building Combustible Gas Control System SECTION 2 NOTES:

1. Mechanical components included within each mechanical system include hangers (up to and including the first anchor supporting a safety related section of piping),

fittings, flanges, vessels, tanks, etc. as necessary to perform the system safety functions.

3. ELECTRICAlL SYSTEMS AND COMPONENTS 3.1 4160 Volt Bus 16 Breaker 152-602, 601, 609, 610, Feed Breaker 408 RHR Service Water Pump B Motor RHR Service Water Pump D Motor RHR Pump B Motor RHR Pump D Motor Core Spray Pump B Motor 480 Volt Load Center 104 No.12 CRD Pump Feed Breaker 152-606 3.2 4160 Volt Bus 15 Breaker 152-502,501,509,511, Feed Breaker 308 RHR Service Water Pump A Motor RHR Service Water Pump C Motor RHR Pump A Motor RHR Pump C Motor Core Spray Pump A Motor 480 Volt Load Center 103 No. I1 CRD Pump Feed Breaker 152-506 3.3 480 Volt Switchgear Load Center 104 480 V MCC 142 (1)(Essential) 480 V MCC 143A (1) 480 V MCC 143B (1) 480 V MCC 144 (1)

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Operational Quality Assurance Plan Revision 18 Appendix A i

3.4 480 Volt Switchgear Load Center 103 480 V MCC 133A (1) 480 V MCC 133B (1) 480 V MCC 134 (1) 3.5 Diesel Generator No. I1 (1)

[ 3.6 Diesel Generator No.12 (1) 3.7 250 V DC (Division 1) Distribution Panel D31 (1)

) 3.8 250 V DC (Division 2) Distribution Panel D100 (1) 3.9 125 V DC Distribution Panel D-11 (1) 3.10 125 V DC Distribution Panel D-21 (1) 3.11 120/240 Volt AC Instrumentation Distribution Panel (1)

SECTIO" 3 NOTES:

1. For those electrical systems or components designated with the Note (1) above, quality assurance electrical program requirements are applicable only to those portions of systems as defined in Section 2 as necessary to perform the system i safety function. i

2. Electrical components included within each electrical system include power source, breaker, control circuit, cable, relaying and operating device (motor, solenoid, heater, relay, etc.) as necessary to perform the system safety function. 1

3. Certain components are excluded from the quality assurance program requirements

! if they meet the criteria described in Section 5.

I f

4 s

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Operational Quality Assurance Plan Rev.ision 18 Appendix A

4. INSTRUMENTATION SYSTEMS AND COMPONENTS 4.1 Reactor Protection System 4.2 Primary Containment Isolation System 4.3 High Pressure Coolant Injection System Initiation and Isolation 4.4 Reactor Core Isolation Cooling System Initiation and Isolation 4.5 Core Spray System Initiation 4.6 Low Pressure Coolant Injection System Initiation 4.7 Automatic Blowdown System 4.8 Neutron Monitoring Sy:,sem (IRM and APRM) 4.9 Standby Gas Treatment System Initiation i

4.10 SJAE Off Gas Radiation Monitor 4.11 EFT System Initiation and Operation 4.12 Combustible Gas Control System SECTION 4 NOTES:

1. For those instmmentation systems designated above, quality assurance instrumentation program requirements are applicable only to those portions of systems defined in Section 2 as necessary to perform the system safety function.

2. Instmmentation components included within each instrumentation system include power supply, sensors, relays, wiring and final operating device (solenoid, relay, etc.) as necessary to perform the system safety function.

3. Certain components are excluded from the quality assurance program requirements if they meet the criteria described in Section 5.

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Operational Quality Assurance Plan

. Revi,sion 18 Appendix A

5. ELECTRICAL AND INSTRUMENTATION SYSTEM COMPONENT EXCLUSION CRITERIA 5.1 Any component of an electrical system in Section 3 or instrumentation system in Section 4 is excluded from the quality assurance program requirements ifit meets the following criteria:

a. A failure of the component by electrical shorting, open circuiting, grounding or mechanical failure would not render the system incapable of performing its intended safety function.

b. A failure of the fluid pressure boundary of the component would not render the system incapable of performing its intended safety function.

5.2 Small spare parts having no traceability, such as commercial off-the-shelfitems, may be purchased as nonsafety-related and then qualified for use in equipment requiring quality assurance. Examples of such items are resistors, capacitors, switches, indicators, coils, wire, connectors, solid state devices and miscellaneous hardware.

Page 51 of 85

Operational Quality Assurance Plan Revision 18 Appendix B APPENDIX B Prairie Island Structures, Systems, and Components Subject to Appendix B of 10CFR50 i

1. REACTOR SYSTEM AND FUEL l I

1.1 Reactor Vessel and Coolant System  ;

I Reactor vessel l Reactor vessel support Reactor vesselinternals Full length control rod drive mechanism housing Part length control rod drive mechanism housing Steam generator (tube side and shell side)

Pressurizer, including instrumentation, piping, and components Reactor coolant hot and cold leg piping, fittings Surge pipe, fittings Loop bypass line Temperature detector bypass manifold Reactor coolant thermowell Reactor coolant thermowell boss Safety valves Reliefvalves Reactor coolant system boundary valves Control rod drive mechanism head adapter plugs Reactor coolant pump Pump casing Main flanges Thermal barrier Seal housing Pressure retaining bolting Reactor coolant pump motor Shaft coupling Flywheel Reactor coolant pump internals RCC thimble plug (rod control clusters)

Primary and secondary sources Electric modules with safety function Cable with safety function  !

l

)

l l

Page 52 of 85 l I

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Operational Quality Assurance Plan Revision 18 Appendix B 1.2 Fuel Assemblies l i

Fuel assemblies, sub-assemblies, components and materials, including fuel material  !

2. REACTIVITY CONTROL SYSTEMS l

Drive mechanisms including:

- Control rod cluster drive shaft assembly, including latch assembly -

Reactor trip breakers Control rods and rod cluster assevblies

- Control rod guide tube

- Control rod drive housing

- Electric modules with safety function Cable with safety function

3. CHEMICAL AND VOLUME CONTROL SYSTEM Regenerative heat exchanger Letdown heat exchanger Reactor coolant filter Volume control tank Positive displacement charging pump and motor Seal water filter Letdown orifices and letdown valves Excess letdown heat exchanger Seal water heat exchanger Boric acid tanks Boric acid transfer pump Boric acid filter Reactor coolant pump seal and bypass orifice Piping, inboard ofisolation valves  ;

Electric modules with safety function l Cable with safety function l Heat tracing

4. INCORE INSTRUMENTATION Thimble guide tubes Seal table

5. BORON RECYCLE SYSTEM Recycle holdup tanks, piping and valves associated with gaseous radioactive waste Page 53 of 85

Operational Quality Assurance Plan Revision 18 Appendix B

6. EMERGENCY CORE COOLING SYSTEM Accumulators High head safety injection pumps Piping, inboard ofisolation valves Motors, electric modules, with safety function Cable with safety function

7. CONTAINMENT SPRAY SYSTEM Refueling water storage tank Spray additive tank Spray pumps Spray rings and nozzles Piping and valves Pump motors Electric modules with safety function Cable with safety function

8. RESIDUAL HEAT REMOVAL SYSTEM Pumps and motors Heat exchanger Piping and valves with safety function Electric modules with safety function Cable with safety function

9. SPENT FUEL POOL COOLING SYSTEM Piping and valves whose failure could result in significant release of pool water j

10. CONTAINMENT FAN COOLER SYSTEM j Ductwork Fans Dampers Fan coolers l Electric modules with safety function Cable with safety function Page 54 of 85

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. Revision 18 Appendix .B i

11. WASTE PROCESSING SYSTEM Gaseous and liquid waste piping and valves forming part ofcontainment boundary Systems handling gaseous radioactive materials Electric modules with safety function  ;

Cable with safety function ,

NOTE: The Waste Gas Disposal System shall be maintained in accordance with the guidance established in Regulatorf Guide 1.143, Revision 1, October,1979,

12. SAMPLING SYSTEMS Valves and piping from the reactor coolant system up to the second isolation valve outside containment ^

Valves and piping to the first isolation valve from other safety related systems

13. STEAM GENERATOR BLOWDOWN Piping from steam generator to containment isolation valves .

14. REACTOR PROTECTION SYSTEM Electrical modules Cable

15. PROCESS RADIATION MONITORS Radiation Monitors, including electric modules and cable with a safety function, associated with the Shield Building, Auxiliary Building, Spent Fuel Pool and Control Room i Ventilation Systems

16. CONTAINMENT HYDROGEN CONTROL SYSTEM Piping and valves with safety function Electric modules and cable i

17. REACTOR VESSEL SERVICE EQUIPMENT l

Containment polar crane Vessel head handling equipment Crane structural supports Crane electrical, cable, controls and instmmentation with safety function Page 55 of 85

Operational Quality Assurance Plan Revision 18 Appendix B ,

l l

18. REFUELING EQUIPMENT Spent fuel cask Auxiliary Building crane Auxiliary Building crane structural supports i Crane electrical, cable controls and instrumentation with safety function Fuel transfer tube Spent Fuel Bridge Crane Manipulator Crane

19. FUEL STORAGE New fuel racks Spent fuel racks Spent fuel pool structure and enclosure Spent fuel storage casks Independent spent fuel storage installation concrete pads

20. CONTROL ROOM PANELS Electric modules, with safety function Cable with safety function

21. LOCAL PANELS AND RACKS Electric modules with safety function Cable with safety function

22. MAIN STEAM SYSTEM .

Ma'm steam piping and valves from steam generators up to and including piping restraints downstream of the main steam isolation valves Main steam piping and valves from main steam lines to auxiliary feedwater pump turbine Steam line flow restrictor Safety and relief valves Piping to first isolation valves and safety and relief valve discharge Electric modules with safety function Cable with safety function

23. FEEDWATER SYSTEM Feedwater piping and valves inside containment structure up to and including first isolation valve outside containment structure Electric modules with safety function Cable with safety function Page 56 of 85

Operational Quality Assurance Plan Revision 18 Appendix B ,

i

24. AUXILIARY FEEDWATER SYSTEM l Piping and valves supplying auxiliary feedwater from and including containment isolation valves to connections with feedwater lines Auxiliary feedwater pumps (turbine and motor-driven)

Piping and valves supplying auxiliary feedwater from the cooling water system I Electric modules with safety function Cable with safety function

25. COOLING WATER SYSTEMS Component cooling water systems (essential)

Piping (except to turbine building and non-essential equipment) l

- Heat exchangers, with safety function l

Pumps j

Pump motors l -

Surge tank l - Valves, isolation l

- Valves, other, with safety function l

- Electric modules with safety function 1 - Cable with safety function Cooling water systems (essential)

Piping (except to turbine building and non-essential equipment)

Diesel engine pumps Strainers, with safety function

- Valves, isolation Valves, other, with safety function Screen wash systems, with safety function Traveling screens, with safety function Electric modules with safety function Cable with safety function Diesel engine pump auxiliaries as follows:

Diesel oil storage tanks Day tanks Fuel oil transfer pumps and motors I Fuel oil piping and valves with a safety function I Starting air compressors Air receivers Staning air piping and valves with a safety function Cooling water piping and valves with a safety function Electric modules with safety function Cable with safety function Diesel engine, lubricating oil and jacket cooling systems Diesel fhel oil Page 57 of 85

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' Rev4sion 18 Appendix B

26. INSTRUMENT AIR SYSTEM Piping and valves associated with containment penetration

27. DIESEL GENERATOR (D1, D2, DS, D6)

Diesel oil storage tanks Day tanks Pumps and motors, fuel oil transfer Diesel filter Valves, with safety function Piping / Supports except vent and fill piping downstream oflast valve Cooling water system pipe and valves Diesel generatorjacket cooling water system components with a safety function Diesel generator lubricating oil system components with a safety function l

Air intake and exhaust, and components with a safety function Electric modules with safety function Cable with safety function Diesel fuel oil

28. DIESEL GENERATOR AIR STARTING SYSTEM (DI, D2, DS, D6)

Compressor (D1 and D2 only)

Air receivers Piping / Supports and valves from receiver to diesel generator Piping between compressor and receiver (D1 and D2 only) l l

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Operational Quality Assurance Plan Revision 18 Appendix B

29. ELECTRICAL SYSTEMS Switchgear, transformers, motor control centers, load centers, batteries and chargers, and associated equipment with safety function NOTE: Point ofinterface with onsite electric power systems (i.e., at point ofinterface with Class 1E breakers which isolate main Class lE onsite buses from the offsite power system; and including components and circuitry interfaces that affect the proper performance of such interfacing breaker).

4,160 - 480 V switchgear from engineered safety systems (ESF), including ESF buses 4,160 - 480 V transformers (ESF load centers) 480 - 120/208 V transformers (control room and ESF area emergency lighting) 480 V switchgear (ESF load centers) 480 V motor control and motor control centers 125 V station batteries and racks (control and vital instrumentation power supplies) 125 V de panels and switchgear (vital de power distribution) 120 V ac instrument bus panels (vital instrumentation ac power distribution)

Containment penetration assemblics Main control board Radiation monitor panel Hot shutdown panel Control room air conditioning control panel Post LOCA Hydrogen control panel Emergency lighting Emergency communications Diesel generator and accessories Diesel generator control panels Relay boards and racks Wire and cable raceway system Underground electrical duct bank system Cable system (power, control and instrumentation)

Instrument racks Electrical supports Heat icac!ng/ freeze protection

30. INSTRUMENTATION AND CONTROL SYSTEM COMPONENTS Reactor trip system Engineered safety features (ESF) actuation system Systems required for safe shutdown Safety related instmments, tubing and fittings ,

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Operational Quality Assurance Plan Revision 18 Appendix B

31. HEATING, VENTILATION AND AIR CONDITIONING SYSTEMS (IIVAC)

Control and Relay Room HVAC System Air handling units

- Fans, ductwork and dampers Filters

- Chillers and chilled water pumps Auxiliary Building Special Ventilation System

. Fans, ductwork and dampers i l

Filters Screenhouse Ventijation System

. Fans and dampers associated with diesel engine ventilation j Shield Building Ventilation System  ;

Fans, ductwork and dampers Filters

' Battery Room Special Ventilation System  ;

Fans, ductwork and dampers Spent Fuel Pool Special Ventilation System Exhaust fans, ductwork, dampers Exhaust filters Dl/D2 Diesel Generator Rooms Cooling System Fans, ductwork and dampers Auxiliary Building Normal Ventilation System Ductwork and dampers associated with steam exclusion -

Turbine Building Ventilation System Ductwork and dampers associated with steam exclusion D5/D6 Building Heating, Ventilation, Cooling and Exhaust Systems with safety functions Electric modules with safety function Cable with safety function HVAC sensors and monitors having safety function l

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Operational Quality Assurance Plan Revision 18 Appendix B

32. CIVIL STRUCTURES AND FOUNDATIONS Containment and stmetures Containment airlocks Containment isolation (valves, piping, canisters) l Containment penetrations Shield building Auxiliary building Control room Diesel generator room (D1 and D2)

Radwaste building Cooling water intake structure Electrical tunnels, with safety function Pipe tunnels, with safety function

. Shielding structures ,

Turbine Building (housing emergency diesel generator, cooling water pipes, batteries, safeguards switchgear, auxiliary feedwater pumps)

D5/D6 Building

33. OTHER A. Fire protection system piping associated with the safeguard, ventilation exhaust filters and containment penetration B. Turbine building crane Crane structural support Crane electrical, cable, controls and instrumentation with safety function Page 61 of 85

Operational Quality Assurance Plan

' Revikion 18 Appendix C APPENDIX C Nuclear Plant Fire Protection Program 1.0 Policy Statement Northern States Power Company (NSP) has established a system of Administrative Control Directives (ACDs) that implement the Operational Quality Assurance Plan. This system shall be used to implement the requirements of the operating nuclear power plant fire protection program. The basic requirements of the fire protection program are specified in this appendix to the Operational Quality Assurance Plan.

2.0 Organization 2.1 General Requirements

1. NSP shall be responsible for the establistunent and implementation of the fire protection program. NSP may delegate to other organizations the work of establishing and implementing the fire protection program, or any part thereof, but shall retain responsibility for the program.

2 The authority and duties of persons and organizations involved in the fire protection program shall be clearly established and delineated in writing.

l

3. To assure adherence to the fire protection program, management measures shall be I established which provide that the individual or group assigned the responsibility for checking, auditing, inspecting, or otherwise verifying that an activity has been correctly performed is qualified and does not have responsibility for perfbrming or 6 ,

directly supervising the work except that: l l

a. The individual or group assigned the responsibility for auditing is independent of the individual or group directly responsible for performing the specific activity.

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Operational Quality Assurance Plan

' Revision 18 Appendix C 2.2 Fire Protection Organization Summary The NSP organization is summarized in Section 3.0 of the Operational Quality Assurance Plan. In addition to that summary, the following additional responsibilities shall pertain to the fire protection program. )

l 38 l 1. Director Nuclear Quality

a. Scheduling and assuring completion ofindependent off-site fire protection inspections and audits.

2. General Manager Nuclear Site (Monticello and Prairie Island)

a. Procurement of equipment for the fire brigades.

b. Establishing a policy for the security actions to be taken by the guard force during a fire.

3. Monticello and Prairie Island Plant Managers

a. Routine inspection of the plant for fire hazards.

l b. Establishing plant fire brigades.

I l c. Ensuring that fire brigade members receive required training and physical evaluations.

d. Coordinating fire drills and determining their efTectiveness.

e. Establishing cooperation with the local fire department, including joint

! drills and training sessions to f amiliarize fire department personnel with plant access routes, layout, equipment, and special hazards.

f Establishing storage requirements to insure no additional fire hazards are created.

1 l

g. Establishing a surveillance program for fire protection systems and fire fighting equipment.

h. Establishing a system to control nonconforming items.

i. Reviewing required work processes for fire hazards and possible reduction l of fire protection system effectiveness.

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' Revision 18 Appendix C

j. j. Reviewing modifications to determine if they would cause an unreviewed 4

fire hazard or reduce the effectiveness of the fire protection systems.

k. Establishing a fire salvage program (when required).

}

i

1. Reviewing purchase requisitions that are related to fire protection. l6 1

3

m. Developing instructions for fighting fires in specific areas and identifying

effects of fires in specific areas.

! n. Preparing news release information for NSP's Communications

Department 1

l 4. Manager Nuclear Training (Monticello and Prairie Island) i l a. Establishing a training program for the fire brigades.

i ,

2.3 Fire Protection Engineer i . .

i  ;

1. A fire protection engmeer (or engineering consultant) shall be used to provide the I following types of services:  ;

I

] a. Review of design for a significant modification to a fire protection system.

l b. Review of proposed plant modifications which would introduce major i j hazards not analyzed in the Fire Hazards Analysis.

t

c. Triennial independent fire protection inspections (see Section 14.2). ,

2. The fire protection engineer (or engineering consultant) shall meet the following .;

qualifications: .

l

a. A graduate of an engineering curriculum of accepted standing who has completed not less than six years of engineering attainment indicative of growth in engineering competency and achievement, three of which shall have been in responsible charge of fire protection engineering work, o_r

b. A member in the Society of Fire Protection Engineers.

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Operational Quality Assurance Plan Revision 18 Appendix C 3.0 Nuclear Plant Fire Brigades 3.1 Monticello l

)

1. A fire brigade shall be established in accordance with the requirements of l 10CFR50, Appendix R, Section III.H, and the requirements listed below:

a. Fire brigade composition may be less than the minimum requirements for a period of time not to exceed 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br />, in order to accommodate the unexpected absence of fire brigade members. Under this circumstance, immediate action shall be taken to restore the fire brigade to within the minimum requirements.

3.2 Prairie Island

1. A fire brigade of five persons shall be on-site at all times in addition to the minimum shift crew complement needed to safely shut down the unit (s).

a. Fire brigade composition may be less than the minimum requirements for a period of time not to exceed 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br />, in order to accommodate the unexpected absence of fire brigade members. Under this circumstance immediate action shall be taken to restore the fire brigade to within the minimum requirements.

2. Each fire brigade shall have an appointed leader. This leader shall not be the Shift Supervisor (the Unit No.1 Shift Supervisor at Prairie Island).

3. All new members of the fire brigades shall have an initial physical examination for strenuous physical activity as experienced in fire fighting. Annual follow-up physical examinations shall include respiratory protection qualification testing which screens all respirator users (including fire brigade members) for cardiopulmonary deficiencies. Physical examinations shall be conducted by a physician. A program shall be established by NSP's corporate physician to ensure that all respirator users, when subject to even the most severe working conditions, are physically fit to wear a respirator. The program shallinclude pulse, blood pressure, and spirometry testing, and a medical history review in which the possibility of past or present heart disease is determined. The program shall be administered by nursing personnel who will perform the necessary cardiopulmonary screening function.

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Operational Quality Assurance Plan

, Revision 18 Appendix C 4.0 Fire Protection Training 4.1 Monticello and Prairie Island

1. Level I fire protection training shall be general training given to operations and

, maintenance personnel assigned to nuclear power plants. Following initial training, l these topics shall be reviewed at least annually with required personnel. Level I shall cover, as a minimum, the following areas:

a. Basic principles of fire chemistry and physics.

b. Fire hazards.

1) Common fire hazards.

2) Combustibles, general. )

1

3) Flammable liquids.

1

4) Flammable gases.

l ,

c. Fire detection systems. l

d. Types of extinguishing systems.

e. Special fire hazards associated with nuclear power plants.

f. Emergency Plan with emphasis on fire emergency.

2. Basic instruction in fire protection shall be given to contractor personnel before granting them unescorted access to safety related areas of the plant.

4.2 Monticello

! 1. Fire brigade training shall be conducted in accordance with the requirements of 10CFR50, Appendix R, III.I. l37 l

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Operntional Quality Assurance Plan Revision 18 Appendix C

i 4.3 Prairie Island

1. Level II fire protection training shall be given to all fire brigade members. An initial training program with annual retraining shall be conducted. Retraining shall l repeat all Level II subject material over a period of approximately two years. l Level II shallinclude a detailed treatment of the subject matter in Level I. In j addition, the following items shall be covered: i

a. The identification and location of fire hazards and associated types of fires ,

that could occur in the plant.

l

b. The identification and location of fire fighting equipment in each fire area. l

c. Familiarization with layout of the plant including access and egress routes in each area.

d. The proper use of fire fightit g equipment.

e. Methods of fighting each type of fire.

f. Review of the plant fire fighting strategies with specific coverage of each individual's responsibilities.

g. Proper use of communication, lighting, ventilation and emergency breathing equipment.

h. Considerations of radiation and contamination in fire areas.

2. Level III training shall be presented to the fire brigade leaders. Initial training with annual retraining shall be provided. Included will be a detailed review of Level I and II training and the following additional me.terial:

a. The direction and coordination of fire fighting activities.

b. The proper method of fighting fire inside buildings and confined areas.

c. Evaluation of fire hazards.

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Operational Quality Assurance Plan Revision 18 Appendix C

3. Training Documentation i Classroom training sessions, practice sessions, and drills for the fire brigade shall be documented. The following should be included in the documentation for

, persons participating:

l

a. Name.

l l

b. Date.

c. Summary of what was done. l

d. Evaluation by observer.

5.0 Drills and Practice 5.1 Monticello l 1. Fire protection drills and practices shall be conducted in accordance with the l requirements of 10CFR50, Appendix R, Section III.I, and the requirements listed l37 below:

a. A meeting shall be held after each drill to discuss the drill and the need to repeat portions of the training program that are applicable to the type of drill pedormed.

i

b. Preplanned strategies, and the proficiency of brigade members and control l

room operators in their use shall be tested during drills.

l

c. Each year, one drill, conducted with any fire brigade, shall involve the local l on-duty fire department.

5.2 Prairic Island

1. Drills

a. Drills shall be scheduled so that each fire brigade will participate in at least i

four drills per year. The following types of drills shall be scheduled:

1) Involve local on-duty fire department. This shall be done at least I once a year, with any fire brigade.  ;

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Operational Quality Assurance Plan Revision 18 Appendix C

2) At three year intervals, a randomly selected, announced drill shall be critiqued by qualified individuals independent of NSP's staff.

3) Back shift, conducted by the fire brigade leader on duty at the time.

This shall be scheduled at least once per year for each brigade.

b. Except as required above, drills may be announced and may involve only the shift fire brigade members (to preclude the disruption of essential plant activities).

c. All drills shall be preplanned and critiqued. A meeting shall be held afler each drill to discuss the drill and the need to repeat portions of the training program that are applicable to the type of drill performed.

d. To the extent practical, fire brigade members shall use protective equipment, suppression systems, and other equipment used to fight an actual fire during all drills. Preplanned strategies shall be tested during drills as well as the proficiency of brigade members and Control Room operators in their use.

2. Practice

a. Practice sessions shall be held at least once every year. These sessions shall involve actually fighting fires which are similar to those which might be ercountered in the plant. These sessions shallinclude:

1) Use of fire fighting equipment.

2) Use of breathing equipment under strenuous conditions.

3) Extinguishment of fire.

4) Best method by which to approach each type cf fire, to the extent i possible. l 1

b. Brigade members missing a practice session shall be rescheduled to attend a later session with another brigade. If this is not possible, they shall be l required to review the training material covered during the practice session.

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Operational Quality Assurance Plan Revision 18 Appendix C 6.0 Control of Combustibles and Ignition Sources 6.1 Monticello

1. Control of combustibles and ignition sources shall be in accordance with the requirements of 10CFR50, Appendix I( Section III.K, and the requirements listed l37 below:

a. All areas containing safety related equipment or cables shall be surveyed once each working day for fire hazards by a member of the plant staff.

b. Storage of combustible materials shall be permitted only in posted areas or in approved cabinets and containers.

c. Transient combustibles in any safety related area, or area containing safe shutdown equipment, shall be limited to the equivalent of 2 gallons of combustible liquid. Use oflarger amounts of combustible material shall be governed by written procedures which specify augmented fire protection measures.

d. A person designated as a fire watch and equipped to prevent and combat fire shall be assigned to safety related areas where cutting, welding, grinding and open flame work is involved.

c. The fire watch shall remain in the assigned area for 30 minutes after work involving the cutting, welding, grinding, or open flame is completed.

1) When excessive radiation exposure to the fire watch is a concern, alternate fire watch measures may be implemented if these alternate measures address how to detect, prevent and combat a fire in the fire watch area.

f. Where feasible, all movable combustible material below or within 35 feet of cutting, welding, grinding, or open flame work shall be removed, and all immovable combustibles below or within 35 feet shall be protected.

g. Smoking shall be prohibited in all safety related areas, except those specifically designated by the plant management.

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. Revision 18 Appendix C l 6.2 Prairie Island i

1. Permanent and Temporary Storage

a. Measures shall be established to minimize fire hazards in areas containing safety related equipment or equipment required to safely shut down the reactor (s) which:

1) Govern the handling and limitation of the use of ordinary combustible materials, combustible and flammable gases and liquids, high etliciency particulate air and charcoal filters, dry ion exchange resins, or other combustible supplies in safety related areas.

2) Govern the removal from the area of all waste, debris, scrap, oil

spills, or other combustibles resulting from the work activity

! immediately following completion of the activity, or at the end of each work shift, whichever comes first.

3) Govern the handling of transient fire loads such as combustible and flammable materials during maintenance, modification, or refueling operations.

4) Govern the use of specific combustibles in safety related areas.

a) All wood used in safety related areas during maintenance, modification, or refueling operations (such as laydown blocks or scaffolding) shall be treated with a flame j retardant.  !

1 b) All untreated wood in safety related areas (during operations other than maintenance, modification or refueling) shall be limited to less than 2 cubic feet per area.

c) Equipment or supplies (such as new fuel) shipped in I untreated combustible packing containers may be unpacked in safety related areas if required for valid operating reasons. However, all combustible materials shall be removed from the area immediately following the unpacking.

d) Large amounts of combustible material shall not be left unattended during lunch breaks, shift changes, or other similar periods.

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. Revision 18 Appendix C e) Loose combustible packing material such as wood or paper and excelsior shall be placed in metal containers with tight-fitting self-closing metal covers.

b. All areas containing safety related equipment or cables shall be surveyed once each working day for fire hazards by a member of the plant staff.

Storage of combustible materials shall be permitted only in posted areas or in approved cabinets and containers. Unnecessary transient combustibles shall not be stored in areas containing safety related equipment or areas containing safe shutdown equipment or other essential auxiliary equipment area (e.g., HVAC equipment room).

c. Transient combustibles in any safety related area or area containing safe shutdown equipment shall be limited to the equivalent of 2 gallons of combustible liquid. Use oflarger amounts of combustible material shall be governed by written procedures which specify augmented fire protection measures.

2. Cutting, Welding, Grinding and Open Flame

a. Cutting, welding, grinding and open flame work in safety related areas shall be administratively controlled. A person designated as fire watch and equipped to prevent and combat fire shall be assigned to safety related areas where cutting, welding, grinding and open flame work is involved.

The fire watch shall remain in these assigned areas for 30 minutes after the work involving the cutting, grinding or open flame is completed.

1) When excessive radiation exposure to the fire watch is a concern, alternate fire watch measures may be implemented if these alternate measures address how to detect, prevent and combat a fire in the fire watch area.

1

b. Where feasible, all movable combustible material below or within 35 feet of cutting, welding, grinding, or open flame work shall be removed and all immovable combustibles below or within 35 feet shall be protected. i

c. Smoking shall be prohibited in all safety related areas, except those specifically designated by the plant management.

d. Fire barrier penetration leak testing shall be done with approved and reviewed procedures. Permission to do this leak testing shall be obtained from the Shift Supervisor. l l

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• Revision 18 Appendix C 7.0 Fire Fighting Procedures 7.1 Monticello Fire fighting procedures shall be established in accordance with the requirements of 37 l 10CFR50, Appendix R, Section III.K.

7.2 Prairie Island

1. Fire fighting procedures or instructions shall be developed to cover the following areas:

a. Discovery of fire including:

1

1) Notification.

2) Attempts to extinguish fire.

! b. Action of Control Room operator including:

l l 1) Announcement.

1

2) Sounding of fire alarm.

3) Who to notify.

c. Selection and delineation of responsibilities of fire brigade members.

d. Coordination of off-site fire department activities.

1

e. Actions of security guards during a fire emergency.

f. Delineation of responsibilities of other plant personnel.

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g. Instructions and preplanned strategies for fighting fires in specific areas of the plant when the generalinstructions are not adequate. These instructions shallinclude:

1) Identification of combustibles in area.

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2) Identification of safe shutdown equipment in area and alternate equipment available for performing that function.

3) Fire suppression equipment available in the area.

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' Revrsion 18 Appendix C

4) Information showing ventilation control (power sources), access hallways, stairs, and doors.

5) Identification of plant systems that should be managed to reduce the damage potential from a fire in the area.

6) Identification of radiological and toxic hazards in the area.

7) Ventilation system lineups to minimize spread of smoke and to remove smoke from the area.

8) Identification of actions which must be coordinated with operations personnel.

2. Instmctions and preplanned strategies shall be tested during drills.

8.0 Modification Control (Monticello and Prairie Island) 8.1 Review of modifications for possible impact on plant fire protection provisions shall be performed if determined required by a designated member of the plant technical staff. The following guidelines shall be used in making this determination:

1. Could the modification present a hazard not considered in the Fire Hazards Analysis? Will additional analysis be required?

2. Could the modification have the potential to interfere with installed fire protection equipment or does it modify existing fire protection equipment?

3. Could the fire protection system require modification because of the change?

8.2 If a fire protection review is required, the individual assigned to perform the review shall use the following as a guide:

1. Does the modification reduce the fire protection provisions for safety related or

" safe shutdown" equipment? '

2. Will it be necessary to do a fire hazards analysis?

3. Does the design present an obstruction to installed fire protection equipment?

4. Will the installation of the equipment temporarily remove a fire protection system from service?

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Operntional Quality Assurance Plan Revision 18 Appendix C 1

5. Does the modification involve thermal stress relieving and, if so, have precautions been taken?  !

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6. Will any fire barriers be affected by the modification?

8.3 A modification shall be allowed to proceed only after satisfactory resolution of these l concerns.

I 9.0 Procurement Control (Monticello and Prairie Island) 9.1 Underwriters Laboratories (UL) and Factory Mutual (FM) directories shall be reviewed to determine if the item is listed as being UL or FM approved. If the item is listed, a manufacturer shall be identified and the item procured in accordance with NSP's procurement process for nuclear plants.

The one exception for not buying an item that is UL or FM listed is ifit is a replacement of original equipment or NSP standard type, then it shall be identified as such and procured from the original supplier or manufacturer. As a minimum, the item or equipment shall, by i appropriate testing, meet NFPA standards.

l 9.2 If the item is not listed by UL or FM, the following process shall be used:

1. An evaluation shall be made to determine the compatibility of the item to the existing system or component, or l

2. If the item has been manufactured for a long period of time, and

a. The item is standardized, and l

b. The item has a satisfactory performance history, and i

c. Appropriate receipt inspection is identified in the procurement documents, then an evaluation is unnecessary. The fact that the supplier and item meets these requirements shall be documented in the procurement files.

I 9.3 Parts of components and equipment that have UL or FM approval as a unit shall be l procured as follows:

1. The part shall be manufactured by the original manufacturer of the component or equipment .vhenever possible.

! 2. The model number of the component or equipment shall be identified. )

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< Revision 18 Appendix C l 3. The specific part number shall be identified.

4. Documentation from the supplier shall be requested that indicates the part delivered meets the specification of the part used in the original component or equipment. If the part has been changed, the manufacturer shall be asked to indicate any changes in the operation of the component or equipment. In lieu of this documentation, the acceptance of the part shall be based on inspection or testing.

9.4 All purchase requisitions pertaining to fire protection systems and equipment shall be reviewed by an individual designated by the Plant Manager, l6 10.0 Instructions, Procedures, and Drawings (Monticello and Prairie Island) 10.1 The system of Administrative antrol Directives (ACDs) shall be used to delineate responsibilities and requiremeri i for the fire protection program.

10.2 Departmental instructions and procedures shall be revised or issued to implement the fire protection program responsib.lities and requirements contained in the ACDs.

10.3 Fire protection maintenance, modifications, inspections, tests, administrative controls, drills, and training shall be prescribed by written instructions, procedures, and drawings.

I1.0 Surveillance and Inspection (Monticello and Prairie Island) )

1 11.1 The Technical Specifications specify the surveillance and inspection requirements for the l fire protection system. Surveillance shall be scheduled, performed, and documented in l accordance with standard directives governing the surveillance testing program. j 1

11.2 Procedt.res shall be developed to assure adequate preventive maintenance of fire protection equipment, including fire suppression water system pumps and hydrants.

12.0 Conditions Adverse to Fire Protection (Monticello and Prairie Island) 12.1 Administrative Control Directives shall establish criteria for housekeeping.

12.2 Work control process procedures shall be used to correct equipment failure, malfunctions, deficiencies, and defective components of fire protection systems.

12.3 As part of the training prom site personnel shall be instructed on how to identify fire hazards and report them to tror supervisor.

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Operational Quality Assurance Plan 4

Revision 18 Appendix C 13.0 Records (Monticello and Prairie Island)

Site and Corporate directives establish nuclear plant records, creation, and retention requirements. Fire protection' records requirements shall be included in the scope of these directives.

i 14.0 Audits (Monticello and Prairie Island) l 14.1 In addition to normal quality assurance audits (at least biennial), an independent fire protection and loss prevention inspection and audit shall be performed annually at each plant uti:iung either qualified off-site NSP personnel or an outside fire protection engi'eer or engineering consultant (annual independent inspection).

14.2 An inspection and audit by an outside quaW,i fire protection engineer or engineering I consultant (see Section 2.3) shall be performed at each plant at least every three years (triennial independent inspection).

14.3 Inspection and audit results shall be reported to levels of management having fire protection program responsibilities in those areas audited or inspected.

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~ Revision 18 ~ Appendix D APPENDIX D Revision 18 Change Summary This appendix summarizes the changes made in Revision 18 to the Operational Quality Assurance Plan.

The intem of this appendix is to fulfill the requirements for identifying changes in accordance with 10CFR50.54(a)(3), Conditions of Licenses. This appendix is not a part of the Operational Quality Assurance Plan.

l Change Number identifies the change number next to the sideline on the affected pages.

Page identifies the page numbers containing the change.

Reason (R) identifies the reason for the change.

Basis (B) identifies the basis for concluding that the revised program incorporating the change continues to satisfy 10CFR50, Appendix B and the quality assurance program description commitments previously accepted by the NRC.

Change Reason (R):

Number Page(s) Basis (B):

1 all R: Reformatted document, including appendices, (no sidebars) using different style font, font sizes and indentation.

B: Not required; editorialitem.

2 i R: Revision number updated to 18.

B: Not required; editorialitem.

3 1 R: Added parenthetical phrase to clarify that the applicability ofN45.2.6 is also addressed in sections 12 and 13 of the Operational Quality Assurance Plan.

B: This is a clarification only. It does not reduce previous commitments.

4 6 R: Removed references to NSP construction of nuclear plants B: This is an obsolete reference which is no longer applicable to NSP's current operations. It does not reduce previous commitments.

Page 78 of 85

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(,

\ o Operational Quahty Assurance Plan Revision 18 Appendix D Change Reason /

Number Page(s) Basis 5 6 R: Replaced reference to the " Construction Quality Assurance Program" with the

" Operational Quality Assurance Program."

B: The Construction Quality Assurance Program is an obsolete reference which is no longer applicable to NSP's current operations.. It does not reduce previous commitments.

6 7,12,19,21, R: Removal of requirements for in-line reviews by 39,62,63,64, QA personnel of documents for which they 76 have no direct responsibility. _

B: . Reduction in commitment per submitted 50.54(a)(3), August 3,1993, manifest date, 7 7,8 (Figure 1) R: Simplified description ofNSP organization with QA responsibilities by limiting portrayal of organization to key management positions and ine' iding only brief descriptions of functional arc ~s of responsibility instead of detail listing of responsibilities 'and tasks.

B: Reduction in commitment per 50.54(a)(3) submitted with OQAP revision 18.

! 8 11 R: Clarified that the Corporate level Directives are i

the controlling documents for all the other implementing documents.

l j B: This is a clarification only. It does not reduce i previous comnutments. )

i 9 7, 8 (Figure 1) R: The following title change occurred since the

! last OQAP revision, but is not obvious because

( of the revision to old sections 3.2 and 3.3: )

Manager Fuel Resources is now the Director Fuel Resources.

B: This is a title change only. It does not reduce previous commitments.

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Operational Quality Assurance Flan Revision 18 Appendix D Change Reason /

Number Page(s) Basis 10 7,8 (Figure 1) R: The following responsibility changes occurred since the last OQAP revision, but are not obvious because of the revisions to old sections 3.2 and 3.3: (1) The responsibility for the modification of nuclear facilities has been reassigned from the Vice President Nuclear Generation to the Director Support Services; i (2) the responsibility for material control has been reassigned from the General Manager Nuclear Site to the President and COO; (3) the

responsibility for site quality assurance and quality control has been reassigned from the General Manager Nuclear Site to the Director l Nuclear Quality; (4) the responsibility for site

! security has been reassigned from the General Manager Nuclear Site to the President and COO; and (5) the responsibility for the REMP l program has been reassigned from the Manager l Nuclear Radiological Services to the Plant Manager.

B: These are responsibility assignment changes only. They do not reduce previous commitments. j l

11 7,8 (Figure 1) R: The following reporting changes due to j reorganization have occurred since the last )

OQAP revision, but are not obvious because of l changes to old sections 3.2 and 3.3: (1) the position of Director Environmental &

Regulatory Affairs now reports to the President NSP Generation; and (2) the position of Manager Nuclear Radiological Services now reports to the Director Environmental &

Regulatory Affairs.

B: This change is based on the corporate reorganization. It does not reduce previous commitments.

Page 80 of 85

Operational Quality Assurance Plan Revision 18 Appendix D Change Reason /

Number Page(s) Basis i I

12 11 R: Clarification that Site level Directives are not required per se ifimplementation of Corporate level Directives is accomplished by other i documents. I B: This is a clarification only. It does not reduce l previous commitments.

l 13 11 R: Clarified the availability of the Operational Quality Assurance Plan. As first tier implementing documents, the Corporate Administrative Directives are required to be in compliance with the Operational Quality Assurance Plan. Other implementing documents are required to implemeat the requirements of the Corporate Administrative Directives.

B: This is a clarification only. It does not reduce previous commitments.

14 12,13 R: Renumbered items "d" and "e" as items "c" and "d", respectively, due to the elimination of old item "c" per 50.54(a)(3).

B: Not required; editorialitem.

15 18 R: Clarified that section 7.3, Procedures, is applicable to inspection and examination procedures. This clarification is consistent with the changes to section 12, Inspection and Examination B: This is a clarification only. It does not reduce previous commitments.

16 24 R: Removed section 11.5, NDE Procedures, from section 11.0.- Procedures for inspections and examination are addressed in section 12.14, Inspection andExamination Procedures.

Generic requirements of review and approval are addressed in section 7.0, Instructions, Procedures andDrawings.

B: This is a clarification only. It does not reduce previous commitments.  !

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Operational Quality Assurance Plan Revision 18 Appendix D Change Reason /

l Number Page(s) Basis 17 24 R: The requirements for the qualification of NDE personnel moved and restated in section 12.13, Nondestructive Examination.

B: This is a clarification only. It does not reduce previous commitments. ,

18 i,25,29 R: Clarified that examination is a form of inspection.

B: This is a clarification only. It does not reduce previous commitments.

19 25 R: Clarified that items are also subject to inspection and examination.

B: This is a clarification only. It does not reduce  ;

previous commitments.

20 25 R: Revised wording from " .. verify conformance with the documented instructions, procedures  !

and drawings for accomplishing the activity." I B: This is a clarification and improvement of the ,

intent of the requirement based upon NQA-1 l wording. It does not reduce previous  !

commitments. l l

21 25,29 R: Combined the independence requirements of l i

old section 12.14-l'(2nd sentence) and old section 12.1-1 (2nd sentence) to form a single section, section 12.1-6.

B: This is an editorial clarification only. It does nc+ reduce previous commitments.

22 25,27 R: Replaced existing wording with the more inclusive term " verification."

B: This is a clarification only. It does not reduce previous commitments.

23 25,27 R: Replaced existing terms of" materials",

" products" and " components" with NSP standard terminology " item."

B: This is a clarification only. It does not reduce previous commitments.

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Operational Quality Assurance Plan Revision 18 Appendix D j l

Change Reason / 1 Number Page(s) Basis 24 25,29 R: Repositioned old section 12.14-1, first sentence, to be a separate section,12.14-5.

B: This is an editorial clarification only. It does not reduce previous commitments.

25 25 R: Rewrote sentence to removed the redundant phrase "the activity being inspected.. "

B: Not required; editorialitem.

26 25 R: Removed the introductory phrase "In addition" B: Not required; editorialitem.

27 25 R: Removed reference to initial fuel loading.

B: This is an obsolete reference which is no longer applicable to NSP's current operations. It does not reduce previous commitments.

28 25,26,27,28, R: Repositioned the requirement of old section 29 12.14-2 (inspection qualification) to the individual sections of Section 12.0.

B: This is an editorial clarification only. It does not reduce previous commitments.

29 26 R: Removed end of sentence parenthetical reference to section 13.2.

B: Not required; editorialitem.

30 26,27,29 R: Repositioned the old section 12.14-3 requirements for N45.2.6 inspection qualification to the individual sections of Section 12.0.

B: This is an editorial clarification only. It does not reduce previous commitments.

31 27 R: Rernoved reference to inspection by qualified personnel. Inspections by qualified personnelis now claborated in section 12.6-2.

B: This is an editorial clarification only. It does not reduce previous commitment.

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Operational Quality Assurance Plan Revisicei 18 Appendix D Change Reason /

Number Page(s) Basis 32 27,29 R: Repositioned the old section 12.14-4 requirements for inspection qualification to the individual section 12.9.

B: This is an editorial clarification only. It does not reduce previous commitments.

33 28 R: Removed reference to inspection by qualified personnel. Inspections by qualified personnelis now elaborated in section 12.12-2.

B: This is an editorial clarification only. It does not reduce previous commitments.

34 28,29 R: Added new section 12.13 on nondestructive examination B: This is a clarification of the requirements for inspections and examinations. It does not reduce previous commitments.

l 35 29 R: Revised punctuation in second sentence by replacing the semicolon with a colon (following the word objectives).

B: Not required; editorial item.

36 31 R: Added section 13.6 on qualification personnel l performing required tests for clarification.

B: This is a clarification only. It does not reduce previous commitments. I l

37 66,68,70,73 R: Corrected references to sections of 10CFR50, I Appendix R. Old references did not include appropriate reference to section III.

B: This is a correction of reference source only. It does not reduce previous commitments.

, 38 10,12,13,63 R: Title change from Director Quality Assurance to Director Nuclear Quality.

l B: This is a title change only. It does not reduce l previous commitments.

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Operational Quality Assurance Plan '!

Revision 18 Appendix D Change Reason / l Number Page(s) Basis  !

39 12,28,43 R: Title change from Quality Assurance Department to Nuclear Quality Department.

B: This is a title change only. It does not reduce  ;

previous commitments.

l 40 12 R: Removed old section 4.7-2 because of corporate reorganization. All quality assurance l personnel now report to the Director Nuclear l Quality.

l B: This is a change based on corporate i reorganization. It does not reduce previous ,

commitments.

l 41 12 R: Renumbered old sections 4.7-3 and 4.7-4 as i

sections 4.7-2 and 4.7-3, respectively, due to elimination of old section 4.7-2.

B: Not required; editorialitem.

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