ML14310A423

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2014-10 - Final Outlines as Givens
ML14310A423
Person / Time
Site: Grand Gulf  Entergy icon.png
Issue date: 10/24/2014
From: Vincent Gaddy
Operations Branch IV
To:
Entergy Operations
laura hurley
References
Download: ML14310A423 (29)


Text

ES-401 BWR Examination Outline - RO Form ES-401-1 Facility: Grand Gulf Date of Exam: October 17, 2014 RO K/A Category Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4

  • Total
1. 1 2 1 5 3 3 6 20 7 Emergency &

Abnormal Plant 2 2 3 0 N/A 0 2 N/A 0 7 3 Evolutions Tier Totals 4 4 5 3 5 6 27 10 1 2 2 4 3 3 3 3 2 1 1 2 26 5 2.

Plant 2 2 0 1 1 2 2 1 0 1 1 1 12 3 Systems Tier Totals 4 2 5 4 5 5 4 2 2 2 3 38 8

3. Generic Knowledge and Abilities 1 2 3 4 10 1 2 3 4 7 Categories 4 3 3 3 Note: 1. Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the Tier Totals in each K/A category shall not be less than two).
2. The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.

The final RO exam must total 75 points and the SRO-only exam must total 25 points.

3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.
4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.
5. Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected.

Use the RO and SRO ratings for the RO and SRO-only portions, respectively.

6. Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.

7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.

8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.
9. For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3. Limit SRO selections to K/As that are linked to 10 CFR 55.43.

ES-401 2 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 (RO / SRO)

E/APE # / Name / Safety Function K K K A A G K/A Topic(s) IR #

1 2 3 1 2 AK1.04 Knowledge of the operational implications 295001 Partial or Complete Loss of Forced X of the following concepts as they apply to PARTIAL 2.5 Core Flow Circulation / 1 & 4 OR COMPLETE LOSS OF FORCED CORE FLOW 1 CIRCULATION : Limiting cycle oscillation: Plant Specific 2.1.31 Ability to locate control room switches, 295003 Partial or Complete Loss of AC / 6 X controls, and indications, and to determine that they 4.6 2 correctly reflect the desired plant lineup.

2.4.4 Ability to recognize abnormal indications for 295004 Partial or Total Loss of DC Pwr / 6 X system operating parameters that are entry-level 4.5 3

conditions for emergency and abnormal operating procedures.

AK2.02 Knowledge of the interrelations between 295005 Main Turbine Generator Trip / 3 X MAIN TURBINE GENERATOR TRIP and the 2.9 4 following: Feedwater Temperature 295006 SCRAM / 1 295016 Control Room Abandonment / 7 X 2.2.12 Knowledge of surveillance procedures. 3.7 5 AK3.07 Knowledge of the reasons for the following 295018 Partial or Total Loss of CCW / 8 X responses as they apply to PARTIAL OR 3.1 6

COMPLETE LOSS OF COMPONENT COOLING WATER : Cross-connecting with backup systems.

295019 Partial or Total Loss of Inst. Air / 8 X 2.2.41 Ability to obtain and interpret station electrical 3.5 7 and mechanical drawings.

AA2.01 Ability to determine and/or interpret the 295021 Loss of Shutdown Cooling / 4 X following as they apply to LOSS OF SHUTDOWN 3.5 8 COOLING : Reactor water heatup/cooldown rate.

AA2.01 Ability to determine and/or interpret the 295023 Refueling Acc / 8 X following as they apply to REFUELING ACCIDENTS 3.6 9

Area radiation levels EA1.04 Ability to operate and/or monitor the 295024 High Drywell Pressure / 5 X following as they apply to HIGH DRYWELL 4.1 10 PRESSURE: RHR/LPCI EA2.01 Ability to determine and/or interpret the 295025 High Reactor Pressure / 3 X following as they apply to HIGH REACTOR 4.3 11 PRESSURE: Reactor pressure EK3.05 Knowledge of the reasons for the following 295026 Suppression Pool High Water X responses as they apply to SUPPRESSION POOL 3.9 12 Temp. / 5 HIGH WATER TEMPERATURE: Reactor SCRAM EK3.02 Knowledge of the reasons for the following 295027 High Containment Temperature / 5 X responses as they apply to HIGH CONTAINMENT 3.2 13 TEMPERATURE MARK III CONTAINMENT ONLY)
Containment spray: Plant specific 2.1.28 Knowledge of the purpose and function of 295028 High Drywell Temperature / 5 X 4.1 14 major system components and controls.

EK3.06 Knowledge of the reasons for the following 295030 Low Suppression Pool Wtr Lvl / 5 X responses as they apply to LOW SUPPRESSION 3.6 15 POOL WATER LEVEL: Reactor SCRAM EK3.01 Knowledge of the reasons for the following 295031 Reactor Low Water Level / 2 X responses as they apply to REACTOR LOW 3.9 16 WATER LEVEL : Automatic depressurization system actuation 295037 SCRAM Condition Present X 2.4.6 Knowledge of EOP mitigation strategies. 3.7 and Reactor Power Above APRM 17 Downscale or Unknown / 1 EK2..02 Knowledge of the interrelations between 295038 High Off-site Release Rate / 9 X HIGH OFF-SITE RELEASE RATE and the following: 3.6 18 Offgas System

AA1.06 Ability to operate and / or monitor the 600000 Plant Fire On Site / 8 X following as they apply to PLANT FIRE ON SITE: 3.0 19 Fire Alarm AA1.03 Ability to operate and/or monitor the 700000 Generator Voltage and Electric Grid X following as they apply to GENERATOR VOLTAGE 3.8 Disturbances / 6 20 AND ELECTRIC GRID DISTURBANCES: Voltage regulator controls K/A Category Totals: 2 1 5 3 3 6 Group Point Total: 20

ES-401 3 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 (RO / SRO)

E/APE # / Name / Safety Function K K K A A G K/A Topic(s) IR #

1 2 3 1 2 AK2.07 Knowledge of the interrelations between LOSS 295002 Loss of Main Condenser Vac / 3 X OF MAIN CONDENSER VACUUM and the following: 3.1 21 Offgas system 295007 High Reactor Pressure / 3 295008 High Reactor Water Level / 2 AK2.04 Knowledge of the interrelations between LOW 295009 Low Reactor Water Level / 2 X REACTOR WATER LEVEL and the following: Reactor 2.6 22 water cleanup AA1.01 Ability to operate and/or monitor the following 295010 High Drywell Pressure / 5 X as they apply to HIGH DRYWELL PRESSURE : 3.4 23 Drywell ventilation/cooling AK2.01 Knowledge of the interrelations between HIGH 295011 High Containment Temp / 5 X CONTAINMENT TEMPERATURE (MARK III 3.7 24 CONTAINMENT ONLY) and the following:

Containment ventilation/cooling: Mark-III.

AK1.01Knowledge of the operational implications of 295012 High Drywell Temperature / 5 X the following concepts as they apply to HIGH 3.3 25 DRYWELL TEMPERATURE : Pressure/temperature relationship AA1.01 Ability to operate and/or monitor the following 295013 High Suppression Pool Temp. / 5 X as they apply to HIGH SUPPRESSION POOL 3.9 26 TEMPERATURE : Suppression pool cooling 295014 Inadvertent Reactivity Addition / 1 AK1.01 Knowledge of the operational implications of 295015 Incomplete SCRAM / 1 X the following concepts as they apply to INCOMPLETE 3.6 27 SCRAM : Shutdown margin 295017 High Off-site Release Rate / 9 295020 Inadvertent Cont. Isolation / 5 & 7 295022 Loss of CRD Pumps / 1 295029 High Suppression Pool Wtr Lvl / 5 295032 High Secondary Containment Area Temperature / 5 295033 High Secondary Containment Area Radiation Levels / 9 295034 Secondary Containment Ventilation High Radiation / 9 295035 Secondary Containment High Differential Pressure / 5 295036 Secondary Containment High Sump/Area Water Level / 5 500000 High CTMT Hydrogen Conc. / 5 K/A Category Point Totals: 2 3 2 Group Point Total: 7

ES-401 4 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 1 (RO / SRO)

System # / Name K K K K K K A A A A G K/A Topic(s) IR #

1 2 3 4 5 6 1 2 3 4 K4.14 Knowledge of RHR/LPCI: INJECTION 203000 RHR/LPCI: Injection X MODE (PLANT SPECIFIC) design feature(s) 3.6 28 Mode and/or interlocks which provide for the following: Operation from remote shutdown panel K5.02 Knowledge of the operational 205000 Shutdown Cooling X implications of the following concepts as they 2.8 29 apply to SHUTDOWN COOLING SYSTEM (RHR SHUTDOWN COOLING MODE) :Valve operation K4.04 Knowledge of SHUTDOWN COOLING X SYSTEM (RHR SHUTDOWN COOLING 2.6 30 MODE) design feature(s) and/or interlocks which provide for the following: Adequate pump NPSH 206000 HPCI NA GGNS 207000 Isolation (Emergency) NA GGNS Condenser K6.01 Knowledge of the effect that a loss or 209001 LPCS X malfunction of the following will have on the 3.4 31 LOW PRESSURE CORE SPRAY SYSTEM : A.C. power 2.1.19 Ability to use plant computers to X evaluate system or component status. 3.9 32 A1.09 Ability to predict and/or monitor 209002 HPCS X changes in parameters associated with 2.6 33 operating the HIGH PRESSURE CORE SPRAY SYSTEM (HPCS) controls including:

Condensate storage tank level: BWR-5,6 K5.05 Knowledge of the operational 211000 SLC X implications of the following concepts as they 2.5 34 apply to STANDBY LIQUID CONTROL SYSTEM : Accumulator operation: Plant-Specific K3.01 Knowledge of the effect that a loss or 212000 RPS X malfunction of the REACTOR PROTECTION 3.0 35 SYSTEM will have on following: Process radiation monitoring K6.04 Knowledge of the effect that a loss or 215003 IRM X malfunction of the following will have on the 3.0 36 INTERMEDIATE RANGE MONITOR (IRM)

SYSTEM : Detectors A3.01 Ability to monitor automatic operations of X the INTERMEDIATE RANGE MONITOR (IRM) 3.3 37 SYSTEM including: Meters and recorders Ability to (a) predict the impacts of the 215004 Source Range Monitor X following on the SOURCE RANGE MONITOR 2.7 38 (SRM) SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations:

A2.01 Power supply degraded

K1.13 Knowledge of the physical connections 215005 APRM / LPRM X and/or causeeffect 2.6 39 relationships between AVERAGE POWER RANGE MONITOR/LOCAL POWER RANGE MONITOR SYSTEM and the following:

Traversing incore probe system 2.1.7 Ability to evaluate plant performance 217000 RCIC X and make operational judgments based on 4.4 40 operating characteristics, reactor behavior, and instrument interpretation.

K5.01 Knowledge of the operational 218000 ADS X implications of the following concepts as they 3.8 41 apply to AUTOMATIC DEPRESSURIZATION SYSTEM :ADS logic operation Ability to manually operate and/or 223002 PCIS/Nuclear Steam X 3.6 42 Supply Shutoff monitor in the control room:A4.01 Valve closures K4.01 Knowledge of RELIEF/SAFETY 239002 SRVs X VALVES design feature(s) and/or interlocks 3.9 43 which provide for the following: Insures that only one or two safety/relief valves reopen following the initial portion of a reactor isolation event (LLS logic): Plant-Specific K6.08 Knowledge of the effect that a loss or 259002 Reactor Water Level X malfunction of the following will have on the 2.7 44 Control REACTOR WATER LEVEL CONTROL SYSTEM :Loss of dP across startup level control bypass valve: Plant-Specific K3.02 Knowledge of the effect that a loss or 261000 SGTS X malfunction of the STANDBY GAS 3.6 45 TREATMENT SYSTEM will have on following: Off-site release rate A1.03 Ability to predict and/or monitor 262001 AC Electrical X changes in parameters associated with 2.9 46 Distribution operating the A.C. ELECTRICAL DISTRIBUTION controls including: Bus voltage K3.02 Knowledge of the effect that a loss or X malfunction of the A.C. ELECTRICAL 3.8 47 DISTRIBUTION will have on following:

Emergency generators A1.02 A1. Ability to predict and/or monitor 262002 UPS (AC/DC) X changes in parameters associated with 2.5 48 operating the UNINTERRUPTABLE POWER SUPPLY (A.C./D.C.) controls including: Motor generator outputs A2.02 Ability to (a) predict the impacts of the 263000 DC Electrical X following on the D.C. ELECTRICAL 2.6 49 Distribution DISTRIBUTION ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations:

Loss of ventilation during charging K2.01 Knowledge of electrical power supplies X to the following: Major D.C. loads 3.1 50 K3.02 Knowledge of the effect that a loss or 264000 EDGs X malfunction of the EMERGENCY 3.9 51 GENERATORS (DIESEL/JET) will have on following: A.C. electrical distribution K1.04 Knowledge of the connections and / or 300000 Instrument Air X cause effect relationships between 2.8 52 INSTRUMENT AIR SYSTEM and the following: Cooling water to compressor K2.02 Knowledge of electrical power supplies 400000 Component Cooling X to the following: CCW valve 2.9 53 Water K/A Category Point Totals: 2 2 4 3 3 3 3 2 1 1 2 Group Point Total: 26

ES-401 5 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 2 (RO / SRO)

System # / Name K K K K K K A A A A G K/A Topic(s) IR #

1 2 3 4 5 6 1 2 3 4 K1.05 Knowledge of the physical 201001 CRD Hydraulic X connections and/or cause-effect 2.7 54 relationships between CONTROL ROD DRIVE HYDRAULIC SYSTEM and the following: Feedwater (or reactor water cleanup)-CRD return to vessel: Plant-Specific 201002 RMCS K5.01 Knowledge of the operational 201003 Control Rod and Drive X 2.6 55 Mechanism implications of the following concepts as they apply to CONTROL ROD AND DRIVE MECHANISM :Hydraulics 201004 RSCS 201005 RCIS X A1.01 First stage shell pressure/turbine 3.2 56 load: BWR-6 201006 RWM 202001 Recirculation 202002 Recirculation Flow Control A4.02 Ability to manually operate and/or 204000 RWCU X 2.9 57 monitor in the control room: Valve controllers 214000 RPIS 215001 Traversing In-core Probe 215002 RBM 216000 Nuclear Boiler Inst.

2.1.28 Knowledge of the purpose and 219000 RHR/LPCI: Torus/Pool Cooling X 4.1 58 Mode function of major system components and lcontrols.

223001 Primary CTMT and Aux.

K5.06 Knowledge of the operational 226001 RHR/LPCI: CTMT Spray Mode X implications of the following concepts as 2.6 59 they apply to RHR/LPCI:

cONTAINMENT SPRAY SYSTEM MODE :Vacuum breaker operation 230000 RHR/LPCI: Torus/Pool Spray Mode K4.08 Knowledge of FUEL POOL 233000 Fuel Pool Cooling/Cleanup X 2.6 60 COOLING AND CLEAN-UP design feature(s) and/or interlocks which provide for the following: Pool cooling during loss of coolant accident: BWR-6 234000 Fuel Handling Equipment 239001 Main and Reheat Steam 239003 MSIV Leakage Control 241000 Reactor/Turbine Pressure Regulator

K6.08 Knowledge of the effect that a loss 245000 Main Turbine Gen. / Aux. X 3.0 61 or malfunction of the following will have on the MAIN TURBINE GENERATOR AND AUXILIARY SYSTEMS : Main steam 256000 Reactor Condensate K6.07 Knowledge of the effect that a loss 259001 Reactor Feedwater X 3.8 62 or malfunction of the following will have on the REACTOR FEEDWATER SYSTEM : Reactor water level control system K3.04 Knowledge of the effect that a loss 268000 Radwaste X or malfunction of the RADWASTE will 2.7 63 have on following: Drain sumps K1.07 Knowledge of the physical 271000 Offgas X connections and/or cause-effect 2.7 64 relationships between OFFGAS SYSTEM and the following: Plant air systems 272000 Radiation Monitoring 286000 Fire Protection 288000 Plant Ventilation 290001 Secondary CTMT A3.02 Ability to monitor automatic 290003 Control Room HVAC X 3.0 65 operations of the CONTROL ROOM HVAC including: Initiation/failure of fire protection system 290002 Reactor Vessel Internals K/A Category Point Totals: 2 0 1 1 2 2 1 0 1 1 1 Group Point Total: 12

ES-401 Generic Knowledge and Abilities Outline (Tier 3) Form ES-401-3 Facility: Grand Gulf Date of Exam: October 17, 2014 Category K/A # Topic RO SRO-Only IR # IR #

Ability to locate control room switches, controls, and indications, 2.1.31 and to determine that they correctly reflect the desired plant 4.6 66 lineup.

1.

Conduct 2.1.41 Knowledge of the refueling process. 2.8 67 of Operations 2.1.1 Knowledge of conduct of operations requirements. 3.8 68 2.1.43 Knowledge of the process used to track inoperable alarms. 3.0 69 Subtotal 4 Ability to determine operability and/or availability of safety related 2.2.37 equipment. 3.6 70 2.2.23 Ability to track Technical Specification limiting conditions for 3.1 71

2. operations.

Equipment Subtotal 2 Control Ability to use radiation monitoring systems, such as fixed 2.3.5 radiation monitors and alarms, portable survey instruments, 2.9 72 personnel monitoring equipment, etc.

Knowledge of radiation monitoring systems, such as fixed

3. 2.3.15 radiation monitors and alarms, portable survey instruments, 2.9 73 Radiation personnel monitoring equipment, etc.

Control Subtotal 2 2.4.1 Knowledge of EOP entry conditions and immediate action steps. 4.6 74 Knowledge of EOP implementation hierarchy and coordination 2.4.16 with other support procedures or guidelines such as, operating 3.5 75 4.

Emergency procedures, abnormal operating procedures, and severe Procedures / accident management guidelines.

Plan Subtotal 2 Tier 3 Point Total 10

ES-401 Record of Rejected K/As Form ES-401-4 Tier / Randomly Reason for Rejection Group Selected K/A 2/1 215004 K6.06 Importance rating < 2.5 (2.2) 2/2 245000 K6.07 Importance rating < 2.5 (2.4) 2/2 259001 K6.08 Importance rating < 2.5 (2.1) 2/1 263000 K1.03 De-selected for exam balance. K1 was oversampled.

2/1 400000 K1.04 De-selected for exam balance. K1 was oversampled.

2/1 215005 K6.05 De-selected for exam balance. K6 was oversampled.

2/1 211000 K5.05 De-selected, N/A for GGNS 2/1 205000 K4.04 De-selected due to lack of training material 2/2 201001 K1.05 De-selected, N/A for GGNS 1/1 295018 AK3.07 De-selected due to a lack of adequate distractors 3 2.1.31 De-selected due to difficulty in writing generic question 2/1 259002 K6.08 De-selected, N/A for GGNS 1/1 295003 2.1.31 De-selected due to difficulty in writing generic question 1/1 295028 2.1.28 De-selected due to difficulty in writing generic question 2/1 209001 2.1.19 De-selected due to lack of familiarity 2/1 262002 A1.02 De-selected due to lack of training material (Changed to Knowledge) 1/1 295016 2.2.12 De-selected due to a lack of adequate distracters 2/2 201005 A1.01 De-selected No longer used at GGNS Ref, EC-49891, 49880 2/2 226001 K5.06 De-selected N/A for GGNS SYSTEMS DELETED 201002 Reactor Manual Control System - This system is not incorporated into the BWR-6 design. The functions of this system are incorporated into the Rod Control and Information System.

201004 Rod Sequence Control System - This system is not incorporated into the BWR-6 design. The functions of this system are incorporated into the Rod Control and Information System.

201006 Rod Worth Minimizer System - This system is not incorporated into the BWR-6 design. The functions of this system are incorporated into the Rod Control and Information System.

214000 Rod Position Information System - This system is not incorporated into the BWR-6 design. The functions of this system are incorporated into the Rod Control and Information System.

215002 Rod Block Monitor System - This system is not incorporated into the BWR-6 design.

The functions of this system are incorporated into the Rod Control and Information System.

206000 High Pressure Core Injection (HPCI) - This system is not incorporated into the BWR 6 design.

207000 Isolation (Emergency) Condenser - This system is not incorporated into the BWR 6 design. This was replaced by the Mark III Containment Suppression Pool.

230000 RHR/LPCI: Torus/Pool Spray Mode - This system is not incorporated into the BWR 6 Mark III Containment design.

Written Exam Sample Plan: This sampling plan was developed using the manual sampling method described in ES401,Attachment 1 of NUREG1021, Revision 9, Supplement 1. It applies this same manual method throughout the sampling process, including the sampling of the Generic KAs listed on page 4 of ES401, section D.1.b, as well as any resampling that is required for rejected KAs (i.e., KA swaps).

Instead of tokens, the plan was developed using the web site random.org to generate the random number associated with each decision. Instead of bounding the possible selections by the number of tokens, the web site allows the user to specify the range of possible numbers for each choice.

ES-401 BWR Examination Outline - SRO Form ES-401-1 Facility: Grand Gulf Date of Exam: October 17, 2014 RO K/A Category Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4

  • Total
1. 1 20 6 1 7 Emergency &

Abnormal Plant 2 N/A N/A 7 1 2 3 Evolutions Tier Totals 27 7 3 10 1 26 4 1 5 2.

Plant 2 12 2 1 3 Systems Tier Totals 38 6 2 8

3. Generic Knowledge and Abilities Categories 1 2 3 4 10 1 2 3 4 7 2 2 1 2 Note: 1. Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the Tier Totals in each K/A category shall not be less than two).
2. The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.

The final RO exam must total 75 points and the SRO-only exam must total 25 points.

3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.
4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.
5. Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected.

Use the RO and SRO ratings for the RO and SRO-only portions, respectively.

6. Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.

7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.

8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.
9. For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3. Limit SRO selections to K/As that are linked to 10 CFR 55.43.

ES-401 2 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 (RO / SRO)

E/APE # / Name / Safety Function K K K A A G K/A Topic(s) IR #

1 2 3 1 2 295001 Partial or Complete Loss of Forced Core Flow Circulation / 1 & 4 295003 Partial or Complete Loss of AC / 6 295004 Partial or Total Loss of DC Pwr / 6 295005 Main Turbine Generator Trip / 3 295006 SCRAM / 1 295016 Control Room Abandonment / 7 295018 Partial or Total Loss of CCW / 8 295019 Partial or Total Loss of Inst. Air / 8 AA2.04 Ability to determine and/or interpret the 295021 Loss of Shutdown Cooling / 4 X following as they apply to LOSS OF SHUTDOWN 3.6 76 COOLING : Reactor water temperature 295023 Refueling Acc / 8 295024 High Drywell Pressure / 5 295025 High Reactor Pressure / 3 EA2.01 Ability to operate and/or monitor the 295026 Suppression Pool High Water X following as they apply to SUPPRESSION POOL 4.1 77 Temp. / 5 HIGH WATER TEMPERATURE: Suppression Pool Water Temperature EA2.04 Ability to determine and/or interpret the 295027 High Containment Temperature / 5 X following as they apply to HIGH CONTAINMENT 3.7 78 TEMPERATURE (MARK III CONTAINMENT ONLY) : Containment radiation levels: Mark-III EA2.03 Ability to determine and/or interpret the 295028 High Drywell Temperature / 5 X following as they apply to HIGH DRYWELL 3.9 79 TEMPERATURE : Reactor water level 2.4.6 Knowledge of EOP mitigation strategies 295030 Low Suppression Pool Wtr Lvl / 5 X 4.7 80 295031 Reactor Low Water Level / 2 EA2.07 Ability to determine and/or interpret the 295037 SCRAM Condition Present X following as they apply to SCRAM CONDITION 4.2 81 and Reactor Power Above APRM PRESENT AND REACTOR POWER ABOVE Downscale or Unknown / 1 APRM DOWNSCALE OR UNKNOWN :

Containment conditions/isolations 295038 High Off-site Release Rate / 9 600000 Plant Fire On Site / 8 AA2.05 Ability to determine and/or interpret the 700000 Generator Voltage and Electric Grid X following as l they apply to GENERATOR 3.6 82 Disturbances / 6 VOLTAGE AND ELECTRIC GRID DISTURBANCES: Operational Status of offsite circuit K/A Category Totals: 6 1 Group Point Total: 7

ES-401 3 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 (RO / SRO)

E/APE # / Name / Safety Function K K K A A G K/A Topic(s) IR #

1 2 3 1 2 2.4.38 Ability to take actions called for in the facility 295002 Loss of Main Condenser Vac / 3 X emergency plan, including supporting or acting as 4.4 83 emergency coordinator if required.

295007 High Reactor Pressure / 3 295008 High Reactor Water Level / 2 295009 Low Reactor Water Level / 2 295010 High Drywell Pressure / 5 AA2.03 Ability to determine and/or interpret the 295011 High Containment Temp / 5 X following as they apply to HIGH CONTAINMENT 3.2 84 TEMPERATURE (MARK III CONTAINMENT ONLY) :

Containment humidity: Mark-II 295012 High Drywell Temperature / 5 295013 High Suppression Pool Temp. / 5 2.2.42 Ability to recognize system parameters that are 295014 Inadvertent Reactivity Addition / 1 X entry-level conditions for Technical Specifications. 4.6 85 295015 Incomplete SCRAM / 1 295017 High Off-site Release Rate / 9 295020 Inadvertent Cont. Isolation / 5 & 7 295022 Loss of CRD Pumps / 1 295029 High Suppression Pool Wtr Lvl / 5 295032 High Secondary Containment Area Temperature / 5 295033 High Secondary Containment Area Radiation Levels / 9 295034 Secondary Containment Ventilation High Radiation / 9 295035 Secondary Containment High Differential Pressure / 5 295036 Secondary Containment High Sump/Area Water Level / 5 500000 High CTMT Hydrogen Conc. / 5 K/A Category Point Totals: 1 2 Group Point Total: 3

ES-401 4 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 1 (RO / SRO)

System # / Name K K K K K K A A A A G K/A Topic(s) IR #

1 2 3 4 5 6 1 2 3 4 203000 RHR/LPCI: Injection X 2.4.1 Knowledge of EOP entry conditions and 4.8 86 Mode immediate action steps.

205000 Shutdown Cooling 206000 HPCI 207000 Isolation (Emergency)

Condenser 209001 LPCS 209002 HPCS 211000 SLC A2.02 Ability to (a) predict the impacts of the 212000 RPS X following on the REACTOR PROTECTION 3.9 87 SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: RPS bus power supply failure A2.05 Ability to (a) predict the impacts of the 215003 IRM X following on the INTERMEDIATE RANGE 3.5 88 MONITOR (IRM) SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations:

Faulty or erratic operation of detectors/system 215004 Source Range Monitor 215005 APRM / LPRM 217000 RCIC 218000 ADS 223002 PCIS/Nuclear Steam Supply Shutoff 239002 SRVs A2.04 Ability to (a) predict the impacts of the 259002 Reactor Water Level X following on the REACTOR WATER LEVEL 3.1 89 Control CONTROL SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: RFP runout condition: Plant-Specific A2.07 Ability to (a) predict the impacts of the 261000 SGTS X following on the STANDBY GAS 2.7 90 TREATMENT SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: A.C.

electrical failure 262001 AC Electrical Distribution

262002 UPS (AC/DC) 263000 DC Electrical Distribution 264000 EDGs 300000 Instrument Air 400000 Component Cooling Water K/A Category Point Totals: 4 1 Group Point Total: 5

ES-401 5 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 2 (RO / SRO)

System # / Name K K K K K K A A A A G K/A Topic(s) IR #

1 2 3 4 5 6 1 2 3 4 201001 CRD Hydraulic 201002 RMCS 201003 Control Rod and Drive Mechanism 201004 RSCS 201005 RCIS 201006 RWM 202001 Recirculation 202002 Recirculation Flow Control 204000 RWCU 214000 RPIS 215001 Traversing In-core Probe 215002 RBM 216000 Nuclear Boiler Inst.

219000 RHR/LPCI: Torus/Pool Cooling Mode 223001 Primary CTMT and Aux.

226001 RHR/LPCI: CTMT Spray Mode 230000 RHR/LPCI: Torus/Pool Spray Mode 233000 Fuel Pool Cooling/Cleanup 234000 Fuel Handling Equipment 2.4.9 Knowledge of low power/shutdown 239001 Main and Reheat Steam X implications in accident (e.g., loss of 4.2 91 coolant accident or loss of residual heat removal) mitigation strategies.

239003 MSIV Leakage Control A2.08 Ability to (a) predict the impacts 241000 Reactor/Turbine Pressure X of the following on the 3.3 92 Regulator REACTOR/TURBINE PRESSURE PEGULATING SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: Main Turbine Overspeed 245000 Main Turbine Gen. / Aux.

256000 Reactor Condensate

A2.04 Ability to (a) predict the impacts of 259001 Reactor Feedwater X the following on the REACTOR 3.4 93 FEEDWATER SYSTEM ; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: Loss of extraction steam 268000 Radwaste 271000 Offgas 272000 Radiation Monitoring 286000 Fire Protection 288000 Plant Ventilation 290001 Secondary CTMT 290003 Control Room HVAC 290002 Reactor Vessel Internals K/A Category Point Totals: 2 1 Group Point Total: 3

ES-401 Generic Knowledge and Abilities Outline (Tier 3) Form ES-401-3 Facility: Grand Gulf Date of Exam: October 17, 2014 Category K/A # Topic RO SRO-Only IR # IR #

2.1.40 Knowledge of refueling administrative requirements. 3.9 94 Knowledge of RO duties in the control room during fuel handling

1. 2.1.44 3.8 95 such as responding to alarms from the fuel handling area, Conduct communication with the fuel storage facility, systems operated of Operations from the control room in support of fueling operations, and supporting instrumentation.

Subtotal 2 2.2.5 Knowledge of the process for making changes to procedures. 3.6 96 2.

Equipment 2.2.11 Knowledge of the process for controlling temporary design 3.3 97 Control changes.

Subtotal 2 2.3.11 Ability to control radiation releases. 4.3 98 3.

Radiation Control Subtotal 1 Ability to recognize abnormal indications for system operating 2.4.4 4.7 99

4. parameters that are entry-level conditions for emergency and Emergency abnormal operating procedures.

Procedures / Plan 2.4.25 Knowledge of fire protection procedures 3.7 100 Subtotal 2 Tier 3 Point Total 10 7

ES-401 Record of Rejected K/As Form ES-401-4 Tier / Randomly Reason for Rejection Group Selected K/A 1/1 700000, AA2.04 Not conducive to SRO only question.

2/2 241000, 2.1.25 Not conducive to SRO only question.

Written Exam Sample Plan: This sampling plan was developed using the manual sampling method described in ES401,Attachment 1 of NUREG1021, Revision 9, Supplement

1. It applies this same manual method throughout the sampling process, including the sampling of the Generic KAs listed on page 4 of ES401, section D.1.b, as well as any resampling that is required for rejected KAs (i.e., KA swaps). Instead of tokens, the plan was developed using the web site random.org to generate the random number associated with each decision. Instead of bounding the possible selections by the number of tokens, the web site allows the user to specify the range of possible numbers for each choice.

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Grand Gulf Nuclear Station Date of Examination: 10/20/2014 Examination Level: RO SRO Operating Test Number: LOT-2014 Administrative Topic Type Describe activity to be performed (see Note) Code*

Conduct of Operations Review Cooldown Record Conduct of Operations R-D GJPM-OPS-2014AR2 2.1.25 (3.9/4.2) 2.1.23 (4.3/4.4)

Electrical Print Reading Equipment Control R-D GJPM-OPS-2014AR3 2.2.41 (3.5/3.9) 2.1.25 (3.9/4.2)

Emergency Exposure Limits Radiation Control R-N GJPM-OPS-2014AR4 2.3.4 (3.2/3.7)

Emergency Notifications Emergency Procedures/Plan R-D GJPM-OPS-2014AR5 2.4.43 (3.2/3.8)

NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when all 5 are required.

  • Type Codes & Criteria: (C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank ( 3 for ROs; 4 for SROs & RO retakes)

(N)ew or (M)odified from bank ( 1)

(P)revious 2 exams ( 1; randomly selected)

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Grand Gulf Nuclear Station Date of Examination: 10/20/2014 Examination Level: RO SRO Operating Test Number: LOT-2014 Administrative Topic Type Describe activity to be performed (see Note) Code*

Inadequate Decay Heat Removal Required Actions Conduct of Operations R-D GJPM-OPS-2014AS1 2.1.20 (4.6/4.6)

Determine Reportability Conduct of Operations R-D GJPM-OPS-2014AS2 2.1.20 (4.6/4.6); 2.1.25 (3.9/4.2)

Determine Shutdown Risk Levels Equipment Control R-D GJPM-OPS-2014AS3 2.2.18 (2.6/3.9)

Authorize Emergency Exposure Radiation Control R-N GJPM-OPS-2014AS4 2.3.4 (3.2/3.7)

Protective Action Recommendation Determination Emergency Procedures/Plan R-N GJPM-OPS-2014AS5 2.4.44 (2.4/4.4)

NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when all 5 are required.

  • Type Codes & Criteria: (C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank ( 3 for ROs; 4 for SROs & RO retakes)

(N)ew or (M)odified from bank ( 1)

(P)revious 2 exams ( 1; randomly selected)

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: GRAND GULF NUCLEAR STATION Date of Examination: 10/20/2014 Exam Level: RO SRO-I SRO-U Operating Test No.: LOT-2014 Control Room Systems (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

System / JPM Title Type Code* Safety Function

a. 201005 A4.01 (3.7/3.7), Control Rod Operability Surveillance, A-D-S 1 GJPM-OPS-2014CR1
b. 217000 A4.04 (3.6/3.6), RCIC Manual Startup, GJPM-OPS- A-D-S 2 2014CR2
c. 245000 A4.02 (3.1/2.9), Place Main Generator Voltage N-S 4 Regulator in AUTO, GJPM-OPS-2014CR4
d. 223002 A4.03 (3.6/3.5), Defeat MSIV/MSL Drain Level 1 C-D-E-L 5 Isolation Interlocks, GJPM-OPS-2014CR5
e. 264000 A4.01 (3.3/3.4), Start and Parallel D/G 13 with Offsite, A-N-S 6 GJPM-OPS-2014CR6
f. 212000: A2.02 (3.7/3.9); A4.14 (3.8/3.8), Transfer RPS B to M-S 7 Normal Power Source and RPS A to Alternate Power Source, GJPM-OPS-2014CR7
g. 400000: A4.01 (3.1/3.0); A2.01 (3.3/3.4), Rotate CCW Pumps A-D-S 8 GJPM-OPS-2014CR8
h. 290003 A4.01 (3.2/3.2):A2.01 (3.1/3.2), Secure Control Room C-D 9 Standby Fresh Air Unit, GJPM-OPS-2014CR9 In-Plant Systems (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)
i. 218000 A2.03 (3.4/3.6), Install Nitrogen Bottles on ADS Air D-E-L-R 3 Supply, GJPM-OPS-2014PS1
j. 219000 A4.01 (3.8/3.7),Startup RHR in Suppression Pool D-E-L 5 Cooling from the Remote Shutdown Panels, GJPM-OPS-2014PS2
k. 262002 A4.01 (2.8/3.1), Startup Static Inverter 1Y81, D 6 GJPM-OPS-2014PS3

@ All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

  • Type Codes Criteria for RO / SRO-I / SRO-U

(A)lternate path 4-6 / 4-6 / 2-3 (C)ontrol room (D)irect from bank 9/8/4 (E)mergency or abnormal in-plant 1/1/1 (EN)gineered safety feature - / - / 1 (control room system)

(L)ow-Power / Shutdown 1/1/1 (N)ew or (M)odified from bank including 1(A) 2/2/1 (P)revious 2 exams 3 / 3 / 2 (randomly selected)

(R)CA 1/1/1 (S)imulator

ES-301 Control Room/In-Plant Systems Outline Form ES-301-2 Facility: GRAND GULF NUCLEAR STATION Date of Examination: 10/20/2014 Exam Level: RO SRO-I SRO-U Operating Test No.: LOT-2014 Control Room Systems (8 for RO); (7 for SRO-I); (2 or 3 for SRO-U, including 1 ESF)

System / JPM Title Type Code* Safety Function

a. 201005 A4.01 (3.7/3.7), Control Rod Operability Surveillance, A-D-S 1 GJPM-OPS-2014CR1
b. 217000 A4.04 (3.6/3.6), RCIC Manual Startup, GJPM-OPS- A-D-S 2 2014CR2
d. 223002 A4.03 (3.6/3.5), Defeat MSIV/MSL Drain Level 1 C-D-E-L 5 Isolation Interlocks, GJPM-OPS-2014CR5
e. 264000 A4.01 (3.3/3.4), Start and Parallel D/G 13 with Offsite, A-N-S 6 GJPM-OPS-2014CR6
f. 212000: A2.02 (3.7/3.9); A4.14 (3.8/3.8), Transfer RPS B to N-S 7 Normal Power Source and RPS A to Alternate Power Source, GJPM-OPS-2014CR7
g. 400000: A4.01 (3.1/3.0); A2.01 (3.3/3.4), Rotate CCW Pumps A-D-S 8 GJPM-OPS-2014CR8
h. 290003 A4.01 (3.2/3.2):A2.01 (3.1/3.2), Secure Control Room C-D 9 Standby Fresh Air Unit, GJPM-OPS-2014CR9 In-Plant Systems (3 for RO); (3 for SRO-I); (3 or 2 for SRO-U)
i. 218000 A2.03 (3.4/3.6), Install Nitrogen Bottles on ADS Air D-E-L-R 3 Supply, GJPM-OPS-2014PS1
j. 219000 A4.01 (3.8/3.7),Startup RHR in Suppression Pool D-E-L 5 Cooling from the Remote Shutdown Panels, GJPM-OPS-2014PS2
k. 262002 A4.01 (2.8/3.1), Startup Static Inverter 1Y81, D 6 GJPM-OPS-2014PS3

@ All RO and SRO-I control room (and in-plant) systems must be different and serve different safety functions; all 5 SRO-U systems must serve different safety functions; in-plant systems and functions may overlap those tested in the control room.

  • Type Codes Criteria for RO / SRO-I / SRO-U

(A)lternate path 4-6 / 4-6 / 2-3 (C)ontrol room (D)irect from bank 9/8/4 (E)mergency or abnormal in-plant 1/1/1 (EN)gineered safety feature - / - / 1 (control room system)

(L)ow-Power / Shutdown 1/1/1 (N)ew or (M)odified from bank including 1(A) 2/2/1 (P)revious 2 exams 3 / 3 / 2 (randomly selected)

(R)CA 1/1/1 (S)imulator

Following this page is the As-Given SRO Administrative JPM Outline

ES-301 Administrative Topics Outline Form ES-301-1 Facility: Grand Gulf Nuclear Station Date of Examination: 10/20/2014 Examination Level: RO SRO Operating Test Number: LOT-2014 Administrative Topic Type Describe activity to be performed (see Note) Code*

Inadequate Decay Heat Removal Required Actions Conduct of Operations R-D GJPM-OPS-2014AS1 2.1.20 (4.6/4.6)

Determine Reportability Conduct of Operations R-D GJPM-OPS-2014AS2 2.1.20 (4.6/4.6); 2.1.25 (3.9/4.2)

Determine Shutdown Risk Levels Equipment Control R-D GJPM-OPS-2014AS3 2.2.18 (2.6/3.9)

Authorize Emergency Exposure Radiation Control R-N GJPM-OPS-2014AS4 2.3.4 (3.2/3.7)

Emergency Event Classification Emergency Procedures/Plan R-N GJPM-OPS-2014AS5 2.4.41 (2.9/4.6)

NOTE: All items (5 total) are required for SROs. RO applicants require only 4 items unless they are retaking only the administrative topics, when all 5 are required.

  • Type Codes & Criteria: (C)ontrol room, (S)imulator, or Class(R)oom (D)irect from bank ( 3 for ROs; 4 for SROs & RO retakes)

(N)ew or (M)odified from bank ( 1)

(P)revious 2 exams ( 1; randomly selected)