ML21321A088

301 File 2B Exam Draft Items

ML21321A088
Person / Time
Site:	Catawba
Issue date:	11/17/2021
From:	NRC/RGN-II
To:	Duke Energy Corp
References
50-413/21-301, 50-414/21-301 50-413/OL-21, 50-414/OL-21
Download: ML21321A088 (12)

Text

ES-301 Transient and Event Checklist Form ES-301-5

Facility: Catawba Nuclear Station Date of Exam: 09/20/21 Operating Test No.: 2021301 A E Scenarios P V 1 2 3 4 T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P E R I U RO 1 RX 5 1 1 1 0 SRO -I NOR 1 1 1 1 1 I/C 2,3,9 3,6,8 7 4 4 2 SRO -U,10 MAJ 7 7 2 2 2 1 TS 0 0 2 2 RO 2 RX 5 1 1 1 0 NOR 1 1 1 1 1 SRO -I I/C 2,3,9 3,6,8 7 4 4 2

,10 SRO -U MAJ 7 7 2 2 2 1 TS 0 0 2 2

RO RX 1 5 1 3 1 1 0 SRO -I 1 NOR 1 1 1 1 1 I/C 4,6,8 2,3,4,6 3,5 12 4 4 2 SRO -U,8,9,10 MAJ 7 7 6 3 2 2 1 TS 2,4 2 0 2 2 RO RX 1 5 2 1 1 0 SRO -I 2 NOR 1 1 2 1 1 1 I/C 4,6,8 2,3,4,6 2, 4, 7 13 4 4 2 SRO -U,8,9,10 MAJ 7 7 6 3 2 2 1 TS 2,4 2 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES -D -1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at -the-controls (ATC) and balance-of -plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO -I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO -I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5

Facility: Catawba Nuclear Station Date of Exam: 09/20/21 Operating Test No.: 2021301 A E Scenarios P V 1 2 3 4 T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O T O L U N Y O C P O C P O C P O C P M(*)

T P E R I U RO RX 1 5 2 1 1 0 SRO -I 3 NOR 1 1 1 1 1 I/C 4,6,8 2,3,4,6 10 4 4 2 SRO -U,8,9,10 MAJ 7 7 2 2 2 1 TS 2,4 2 0 2 2 RO RX 5 1 1 1 0 NOR 1 1 2 1 1 1 SRO -I 4 I/C 2,3,9 3,6,8 2,3,4, 12 4 4 2

,10 5,7 SRO -U MAJ 7 7 6 3 2 2 1 TS 3,4 2 0 2 2 RO RX 0 1 1 0 SRO -I NOR 1 1,5 3 1 1 1 I/C 2,3,4, 2,4,9 9 4 4 2 SRO -U 1 6,8,9 MAJ 7 7 2 2 2 1 TS 3,5 2 0 2 2 RO RX 0 1 1 0 SRO -I NOR 1 1,5 3 1 1 1

I/C 2,3,4,6,8,9 2,4,9 9 4 4 2 SRO -U 2 MAJ 7 7 2 2 2 1 TS 3,5 2 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Transient and Event Checklist Form ES-301-5

Facility: Catawba Nuclear Station Date of Exam: 09/20/21 Operating Test No.: 2021301 A E Scenarios P V 1 2 3 4 T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P E R I U RO RX 0 1 1 0 SRO -I NOR 1 1,5 3 1 1 1 I/C 2,3,4, 2,4,9 9 4 4 2 SRO -U 3 6,8,9 MAJ 7 7 2 2 2 1 TS 3,5 2 0 2 2 RO RX 1 1 0 NOR 1 1 1 SRO -I I/C 4 4 2

SRO -U MAJ 2 2 1 TS 0 2 2 RO RX 1 1 0 SRO -I NOR 1 1 1 I/C 4 4 2 SRO -U MAJ 2 2 1

TS 0 2 2 RO RX 1 1 0 SRO -I NOR 1 1 1 I/C 4 4 2 SRO -U MAJ 2 2 1 TS 0 2 2

Instructions:

1. Check the applicant level and enter the operating test number and Form ES -D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance -of-plant (BOP) positions. Instant SROs (SRO -I) mu st serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO -I additionally serves in the BOP position, one I/C malfunction can be credited towardthe two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlledabnormal conditions (refer to SectionD.5.d) but must be significant per SectionC.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO -I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6

Facility: Catawba Nuclear Station Date of Examination: 9/20/ 21 Operating Test No: 2021301

APPLICANTS

RO RO RO SRO -I SRO -I SRO -I SRO -U SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO 1 2 3 1 2 3 1 2 3 Interpret/Diagnose,6,7,8, 2,3,4,6, 2,3,4,6, 2,3,4,5,6 2,3,4,6,7, 2,3,7,9 310 7,8,9 7,8,9,,7 8,9 2,4,7,9 Events and Conditions 10

Comply With and ALL ALL ALL ALL ALL ALL ALL Use Procedures (1)

Operate Control ALL ALL ALL ALL ALL ALL Boards (2)

Communicate ALL ALL ALL ALL ALL ALL ALL and Interact Demonstrate ALL ALL ALL Supervisory Ability (3)

Comply With and 2,4 3,4 3,5 Use Tech. Specs. (3)

Notes:

(1) Includes Technical Specification compliance for an RO.

(2) Optional for an SRO - U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. ( This includes all rating factors for each competency.) (Competency Rating factors as described on forms ES -303 -1 and ES-303 -3.)