ML20134F694

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Transcript of 961024 Stakeholders Public Meetings in Washington,Dc Re Providing Research Expertise.Pp 1-37. Certificate & Supporting Documentations Encl
ML20134F694
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Issue date: 10/24/1996
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NRC COMMISSION (OCM)
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References
DSI-G-3-00003, DSI-G-3-3, NUDOCS 9611070138
Download: ML20134F694 (47)


Text

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Official Trcnscript sf Preco dings

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Title:

Stakeholders Public Meetings Providing Research Expertise

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Docket Number: (not applicable) Rg[yg ,,

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. o, ottice of the Secretary Location: Washington, D.C. ,.

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1 Date: Thursday, October 24,1996

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l Work Order No.: NRC-890 Pages 1-37

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NEAL R. GROSS AND COi, INC.

Court Reporters and Transcribers ,

1323 Rhode Island Avenue, N.W. /

Washington, D.C. 20005 () /

0'?O016 (202) 234-4433 ~ ji g io g g 961024 "

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l Mi DISCLAIMER PUBLIC NOTICE BY THE UNITED STATES NUCLEAR REGULATORY COMMISSION'S 4

STAKEHOLDERS PUBLIC MEETINGS OCTOBER 24, 1996 The contents of this transcript of the proceedings of the United States Nuclear Regulatory Commission's Advisory Committee of the Stakeholders Conference on October 24, 1996, as reported herein, is a record of the discussions recorded at the meeting held on the 1 1

above date.

This transcript has not been revi~ewed, corrected and edited and it may contain inaccuracies.

I NEAL R. GROSS COURT REPOARS AND TRANSCRBERS 1323 RHoDE ISLAND AVENUE, NW (202) 234 4433 WASHINGTON, D.C. 20006 (202) 2M

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  • s:

l 1 UNITED STATES OF AMERICA - .

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I 3 NUCLEAR REGULATORY COMMISSION l 4 +++++ t 5 STRATEGIC ASSESSMENT AND REBASELINING 6 STAKEHOLDERS PUBLIC MEETINGS l l

l 7 +++++

8 PROVIDING RESEARCH EXPERTISE SESSION 9 +++++

10 THURSDAY 11 OCTOBER 24, 1996 12 +++++

13 WASHINGTON, D.C.

14 The Providing Research Expertise Session was held in 15 the Jefferson East Ballroom of the Washington Hilton and l 16 Towers at 1919 Connecticut Avenue, Northwest at 1:00 p.m.,-

17 Themis P. Speis, Deputy Director, Research, NRC, i

18 presiding.  !

19 PRESENT:

20 DR. THEMIS P. SPEIS, SPONSOR 21 DR. JAMES JOHNSON, CO-CHAIR 22 DOUG BROOKMAN, FACILITATOR-

23. ALSO PRESENT:

24 JOHN W. CRAIG, NRC 25 l

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', 2 1 AUDIENCE PARTICIPANTS:

j; 2 FRANK J. MIRARGLIA, JR.

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3 KEN PEVELER 4 BRYCE SHRIVER l-5 GARY L. VINE i

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7 l 8 9

10 11 ,

12 13 14 15 16 17 18 19 20 21.

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22 23 24 l

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P-R-O-C-E-E-D-I-N-G-S l

2 (1:05 p.m.)

3 DR. SPEIS: Okay. We might as well start. My 4 name is Themis Speis. I am from the Office of Research.

5 To my left is Dr. Johnson, who is the co-chair of the 6 steering committee. He is here for both moral and 7 technical support.

8 I see here that most of the stakeholders are 9 NRC people, but they are our office of stakeholders 10 anyhow, so it's appropriate.

11 This, DSI of course, deals with research. Tae 12 title of the DSI is what should be the future role and  !

13 scope of NRC's research program. Maybe it is appropriate ,

14 to provide some background for this DSI and for the 15  !

research program itself.

l 16 Congress, in the Atomic Energy Act, and more l l

17 specifically in the Energy Reorganization Act of 1974, 18 called for the NRC to have "an independent capability for

.19 developing and analyzing technical information related to 20 reactor safety, safeguards, and environmental protection,

~

21, for support of the licensing and regulatory process." The 22 question arises, what does NRC do with this research 23 information.

24 In summary, it is in essence used to develop 25 new and/or improved existing regulations, to better NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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. 4 1 determins and to refine safety margins. Quite often it in 2 used to anticipate a wide range of problems and issues.

3 In general, to develop the necessary tools to deal with 4 issues as they arise.

5 The scope and emphasis of NRC's research

$ 6 program has changed radically over the years as the 1

7 nuclear technology has changed and matured. A brief 1 j

8 history of the early days, most of the research was done 9 in support of design basis accidents. Mostly to support J

10 the large break, loss of coolant oxidant, and the criteria 11 were developed to deal with it.

12 Later on, when TMI happened and especially 1

13 after the impetus of the Chernobyl accident, quite a bit 14 of -- there was a re-emphasis on severe accident issues.

15 Later on, as plants come to age and operational events 4

16 which dealt with aging start coming in, then the research j

! 17 program began to focus on aging issues.

! l 18 Later on, when some new design concepts came I l 19 for the stops review, then some of the research of course d

20 tried to address these issues associated with the passive l 21' designs.

22 Also, along the way there were issues that j 23 came forth that dealt with new technology and the research 1

24 always tried to address all these new issues.

25 An important factor, an important issue is NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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5 1 that no new reactor license applications are foreseen for 2 the future. Many of the issues that I mentioned, 3 especially those associated with design basis accidents, 4 have been resolved. Most of the new issues in front of us 5 are mostly related to aging type of problems. For 6 example, steam generated degradation issues. There is of 7 course the other issue of declining budgets.

The industry to a large ext'nte is doing much 8

9 more research than they used to in the early days, but we 10 have to keep in mind that the primary focus of industry's 11 research has always commercial considerations. So NRC is 12 still responsible for assuring that the information that 13 it gets from the industry is the right one, because it is 14 used to make its own decisions.

15 Another factor is that as the budgets are 16 declining, we will simply be relying more and more on l

17 international cooperative efforts. So as we frame the 1

18 issue and develop the different options, that is something I 19 that has to be kept in mind.

20 So in summary then, considering NRC's 21 legislative responsibilities, the changes in the research 22 program and the changes in the industry environment, the 23 question then arises as to what should be the future role 24 and scope of NRC's research program. That is of course 25 the DSI itself.

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.. 6 1

. 1 So next viewgraph. To recite some of the key 2 factors, and maybe I alluded to some of them already.

3 External factors that will shape the direction of the

, 4 future of the research program is the nuclear industry

5 itself, the aging of plants and the introduction of new 4

6 technologies, as I mentioned already, instrumentation and ,

7 control, annealing, as vessels are aging, there could be 8 a'nnealed, which is a process which brings the vessels back

't 9 to the original properties as far as trends are concerned.

l 10 The industry could be going to the use of 11 higher burn-up fuel. That could raise additional safety 12 issues that were not foreseen when safety criteria were l 13 put together a while back.

14 I have listed as an external factor also, the 15 Department of Energy, including the national laboratories. >

16 As the DOE's budget is being reduced, so are the budgets 17 of the national laboratories. This affects us because we 18 depend substantially on using the technical capabilities 19 of the national laboratories in many of our programs. So 20 the loss of capability and limiting the expertise 21 available to NRC could be an outcome of the declining 22 budgets.

23 I have listed also the universities. They 24 have been a very important source of technical expertise 1

25 for the last 20 or 25 years. Again, as resource and NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS j 1323 RHODE ISLAND AVE., N.W. 1 (202) 234-4433 WASHINGTON, D.C. 20005-3701 (202) 234 4433

. 7 1 d velopm:nt dollars go down, this exp3rtise might no 2 longer be available. So that is an important 3 consideration. l 4 I already mentioned international programs.

5 Considerable research is being conducted internationally.

6 We have been able to share in that, but to a large extent l 7 this has been so because we have been doing our own 8 r'esearch and we have been able to enter into agreements, 9 quid pro quo type of agreements, where we give them the 10 results of our research and then in turn they give us the 11 results of their research.

12 of course as our budgets are declining, then l 13 we might be not as easily dependent on international 14 programs as in the past. So we have to think very 15 carefully how to effectively use the minimum resources 16 that we have in place and still be able to play the 17 international role, the part that we have been able to l 18 play in the past.

19 Congress and the public of course are always 20 interested in what we do, so we have to be able to explain 21 things that happen not only in this country with our 22 plants, but if an event takes place overseas, we have to 23 be knowledgeable and sharp enough to be able to address 24 questions that come from it.

25 As for internal factors, the most important NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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, , 8 1 one, the major internal factor which is affecting NRC's 2 research program has been the continuing reduction in 1

3 resources for research. You can see that what can follow 4 from that is the ability for timely response to safety 5 issues. We could lose experimental facilities and ability i l

1 6 to maintain technical expertise.

i

$ 7 The second one, loss of experimental

, 8 facilities could be accelerated if DOE's budgets go down

, 9 and they do not support the laboratory, because in the 4 10 past, we have been able to jointly. support some of the 11 facilities. So if we are left alone, the overhead cost 12 would be probably so high that we might not be able to 13 support some of these facilities for ourselves.

14 Going to the next viewgraph. The next 15 viewgraphs lists the options that the steering committee

16 came up with as far as the research program was concerned.

I-17 We looked over a broad number of options, including number 18 one, which is the discontinuing the research program i 19 itself, NRC's research program itself.

20 Then industry would need to conduct the j i

21 necessary research to support its technical positions.

, 22 The paper itself lists, at least in our judgement, what l

23 are some of the principle consequences of this option. So j j 24 hopefully you have read it or you'll read it.

l 25 Another option is to conduct only confirmatory NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHoDE ISLAND AVE., N.W.

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. 9 1 research. The present research program consists of what 2 we call confirmatory research and exploratory research.

3 Confirmatory research is mostly driven by research needs  !

4 given to the Office of Research from the user offices, 5 from the Office of Nuclear Reactor Regulation, from the 6 materials people. It's mostly to respond to new 7 information that's put in front of us by industry.

8 Only 20 percent, or approximately 20 percent, 9 or maybe it'a l.8 or maybe it's 25, is exploratory, which 10 addresses iscoes that could come to us in the future, five 11 years from now or two years from now. It's in the mode of 1 i

12 anticipating programs. So we should be able to be in a 13 better position to respond when problems arise.

14 So then the third option then is to conduct 15 only exploratory research. The fourth option deals with 16 both confirmatory and exploratory research. It's 17 presently as we are functioning now, except the program 18 would be more confined than it is now.

19 That brings us to option five, which deals 20 with establishing and maintaining core research 21 capabilities. If I may dwell on this for a moment, for 22 example, if some issues in front of us have been worked 23 and resolved and there are no research requests to ask 24 from the user offices, then what do we do with some 25 activities? Do we kind of get out completely or do we NEAL. R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHoDE ISLAND AVE., N.W.

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10 1 stay in because some of these issues or related ones might 2 arise a few years from now. i 3 So what we have been discussing with the 4 Commission, as you'll see later on, the Commission thought 5 this was a pretty good idea to establish and maintain some 6 core research capabilities, but only given some -- after  !

7 you develop some criteria. You just don't develop core 8 research capabilities ad hoc, but there should be some 9 logic behind what areas we as an agency want to maintain 10 so that if the need arises a few years from now or even in ,

i 11 a continuing way, we have the information in front of us l 12 to respond.

13 The other option is to continue to use the 14 universities as a resource component of the overall NRC 15 research program. This is already a very small part of 16 the research program. According to congressional 17 mandates, we are supposed to spend one percent of the 18 resource budget to support universities. The only thing 19 is, that we can not support universities to do precisely 20 what we want. The work that they do, it has to be useful 21 to us as well as to other agencies of the government. So 22 we consider that as part of the longer-term kind of 23 exploratory research.

24 The last option is to continue to actively 25 participate in international safety programs. As I said NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHoDE ISLAND AVE., N.W.

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, 11 1 already, by being able to participate in these activities, i 2 we get -- and by having our own programs, we are able to 3 gain substantial information at minimum cost. So this is 4 an important component of the research program.

5 In fact, if you see the paper, at present we 6 have about 60 agreements with foreign countries. Some of 7 those programs are exchange of informati- '

.. Some of them 8 i*nvolve collaborative efforts where we pitch in some 9 funds. Of course the other countries do the same. Then I

10 we jointly design a program. Then we share in the l 11 results. That has been found to be extremely effective, i

12 and cost effective.  !

13 As for the Commission's preliminary views, 14 they said, and let me read it to you, that the Commission l 15 is a strong believer in the research program. They feel 16 that we should continue with the research program. We 17 should include elements of both confirmatory and 18 exploratory research, which is basically our proposed 19 option four. But they ahould balance in such a way that ,

l 20 both current as well as potential emerging issues are l l

21 being addressed.

22 The next one deals with option five, which is 23 the development of core research capabilities. The 24 Commission said that the Office of Research, in i i

25 consultation with the other program offices, that is, the l NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS i 1323 RHODE ISLAND AVE.. N.W. I (202) 234 4433 WASHINGTON, D.C. 20005-3701 (202) 234 4433 l

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12 1 Office of Nuclear Reactor Regulation, the Materials 2 Office, as well as the Office of Analysis and Evaluation l

3 of Operations, should develop criteria for determining 4 core research capabilities for Commission approval prior 5 to going forward.

1 6 The paper itself has examples of criteria for 7 developing a core research program. They are listed on 8 p' age 23, but of course the Commission told us to look 9 deeper into it. Hopefully it's a process of talking to

10 people like you, as well as getting written comments, i

i 11 hopefully that will provide some additional views and i 12 wisdom to we can take them into consideration before we go

13 back to the Commission with our recommendations for the  !

1 14 criteria to be used to develop a core research program.

I 15 The next page, continuing with the ,

l 16 Commission's preliminary views. The Commission feels, 17 believes that the staff should continue to support the 18 Educational Grant Program, but this program should De re-j 4

19 evaluated at least every two years to ensure that it meets 20 its objectives.

21. Finally -- not finally. One before the final.

l 22 The staff should continue to support active participation 23 in international safety programs, which should be

24. prioritized and appropriately integrated with NRC's 25 research efforts, and should be considered in the NEAL R. GROSS

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establichment and maintenance of core research capability.

1 4

2 I guess finally, the paper itself has a number 3 of questions. The Commission asked us to ensure that 4 those questions are addressed before we go back to them J

5 with our final recommendations.

6 So with this brief overview, I will bring this 7- to an end and I'll turn it over to you.

8 MR. BROOKMAN
Thank you.

9 DR. SPEIS: Mr. Rapporteur, or whatever your i

j 10' proper name is.

11 MR. BROOKMAN: Servant of the group. My name 1

12 is Doug Brookman. I am going to be facilitating this 13 session. I was thinking that perhaps we could have 14 comments or questions based on Dr. Speis' presentation.

15 I think it would be good to try and answer the 16 questions that are listed, which I'll remind-you are i

1 17 important considerations that may have been omitted from '

. t

18. the issues papers, the accuracy of NRC's assumptions and ,

19 projections for both internal and external factors. Do 20- the Commission's preliminary views associated with each 21, issue paper respond-to the current environment and j

4 22 challenges? And the Commission is seeking specific 23 comments on specific questions. We can maybe list those 24 as we get to them.

25 At the outset, questions, comments, based on NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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. 14 1 Dr. Speis' presentation. I would like, if you would, 2

please, to speak into the mike and also to identify l

3 yourself. Yes?

4 MR. PEVELER: I am Ken Peveler with IES 5 Utilities. IES Utilities, a commercial operating plant.

6 I didn't hear anything in your comments in 7'

regards to other research that's done by private industry.

8 por example, in the fuels area, you've got the fuel 9 manufacturers who do their own research and development 10 work for the designs of their new fuel. You have also got 11 the Electric Power Research Institute out there that does 12 a lot of research for the industry.

13 Taking those two considerations, in addition, 14 it's the industry that is paying the fees for the most 15 part, to the NRC. So it's the industry that's benefiting, 16 likewise the NRC that's benefiting from this research.

17 It would seem to me that there should be an 18 ability to have a cooperative effort and not necessarily 19 have to have independent research. Good research would l 20 involve ~the establishment of the objectives to be obtained 21 from the research before you start. That way, industry 22 and NRC would both be on board with what we're trying to

! 23 accomplish with the research and would have a common goal.

24 Were those considerations included in your 25 evaluation?

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, 15 1 DR. SPEIS: Yes. We looked very carefully.

2 Of course we have mandated responsibilities, but we looked 3 very carefully what the industry has been doing. For 4 example, in the fuels area, we are very familiar with the 5 research that EPRI and others are doing. Most of that 6 work deals with steady state operations.

7 Our research goes beyond and looks at what are 8 the failure criteria, for example, which are relevant to 9 accidents and transients. But most often, our research is 10 really to identify the -- to be able for us to understand 11 vhat the real issues are, okay? Then normally, we turn i 12 quite a bit of the questions and the demand for research 13 to indaatry.

l 14 So I should have mentioned earlier on that 15 quite often, especially lately, I'm not. talking about i

16 early on where the government was doing most of the 17 research, is to understand the issue and be able to 18 articulate it and understand what are the safety 19 consequences and then see how much industry should do, and 20 what is'at least a portion of it that we should do as part 21 of our independent responsibilities to ensure that we have 22 independent information.

23 But in fact, to be more specific to your j 24 question, in a number of areas we have joint programs with 25 industry, with EPRI in the severe accident area we have NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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16 1 some joint efforts which were very productive. So wa are 2 constantly trying to find out and be up to speed with what

-3 industry is doing and taking that into consideration.

4 MR. BROOKMAN: I thought part of the question 1

5 was related to the scale, right, the amount. Is the trend 6 towards increasing industry involvement? l I

7 DR. SPEIS: The trend is towards decreasing  !

8 resources from the government side. We are concerned 9 because the financial pressures are not only upon us but 10 upon the industry. In fact, we are aware that in fact 11 EPRI, which was doing quite a bit of research in support  ;

12 of the commercial sector, is doing less and less as a 13 function of time because of these pressures. We are doing 14 less and less.

15 So optimizing what we do is an essential issue l 16 that we have to both address and be addressing on a 17 continual basis.

18 MR. PEVELER: Can you give us a sense of the 19 level of research activity that's taking place now 20 compared to what it was in the early ages of the reactor 21 program? I mean we're 20 some years into the operation of 22 these plants. There is the advanced reactors now, 23 although there's no application for one in the United 24 States at this point. So it would appear that the lessons 25 learned in the new issues on the advanced reactors would NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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, 17 1 be currently occurring the international forum. So what ,

' i

. 2 level research do we have today compared to what we had in 3 the early days? i 4 DR. SPEIS: Well, I would put that into three i

5 categories. Early on, even before NRC, industry -- the I 4

6 government was spending tremendous amount of money to kind  !

7 of provide the basic information for nuclear reactors or 1

l 8 t'he operacing staple. You know, they built big facilities 9 to evaluate the Doppler coefficient, the void coefficient.

10 Later, when NRC took over back in I guess i

11 what, the mid-1970s, early 1970s, the research budget was 12 somewhere between 200 and 300 million dollars. Most of

. 13 that effort again, was spent on facilities to confirm the  ;

I 14 criteria that were put together for emergency core cooling )

i 15 systems. You know, LOFT and semi scale and so on.

l 16 Also, big computer codes were developed. So

] 17 we're talking about 250 million dollars 20 years ago or 22

18 years. Again, most of that work came to a successful end.

I 19 Then some additional efforts were put to address the 20 questions dealing with severe accidents. You know, how 21, they progress, how they challenge containments, what are 22 the key phenomenon that we should be concerned with.

1 23 So even though the budget was coming down 24 because of the LOCA, for a while, the slope wasn't coming 25 down as sharp because there was an increase in severe NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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. 18 I accidents.  !

2 Right now, I guess I don't have a precise l

3 curve in front of me, but now we're talking about 50 4 million or less basically. That's what we are talking )

l 5 about. So we are a fifth or less. I'm not taking f 6 inflation into account, by the way.  !

l 7 MR. BROOKMAN: Has the national lab effort 8 stayed, has it declined also as funding from DOE and )

9 others have?

I 10 DR. SPEIS: Of course. Again, I said earlier  !

l 11 that we depended and still depend to a large extent on  !

1 12 national laboratories, but we are helped because DOE has 13 been supporting the national laboratories. So we are kind i 14 of sharing. If DOE support is decreased or kind of fades j l

15 out, then in some areas we'll have big problems. That is l

16 why we are beginning to look much more seriously about the 17 international connection. Okay? )

18 MR. BROOKMAN: What about do you think any l l

19 major or important considerations have been omitted in the 20 papers, 'the issue paper that you saw? Was it adequate?

21, Is it comprehensive enough?

22 MR. PEVELER: I would offer one comment, I )

1 23 guess. It appears to me that the part of the effort that i

24 is trying to be achieved is to maintain the tactical  !

l 25 capabilities within the industry. For that to really pay j NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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. 19 1 off in the end, we need to keep the industry viable. I am 2 not sure what needs to be done there for that to happen.

1 4

3 Obviously, economics is one of the drivers right now

'i 4 that's not made it come back. Another one is the 5 regulatory environment and the predictability of it.

6 It seems to me, if we are at all to succeed in

7- the end, we need to revive the industry. I am not sure 8 what we do to.do that, but it's an element.

i 9 MR. BROOKMAN: Can you say more about the

{

l 10 regulatory side of it, the predictability of it, what you 11 meant by saying that?  !

12 MR. PEVELER: Well, I think if we go back and

, 13 look at the reactor's built back in the late 1970s, early 14 1980s, it took 10 years to build them. Part of that was i 1

j 15 because of the backfeed from TMI and other things and the l 16 unstable regulatory environment, where new regulations 17 were imposed in order to build the plants.

18 So part of the effort that NRC has taken on in 19 recent years has been to try to stabilize the regulation 20 with the new reactor rules and so forth.

21 MR. BROOKMAN: I was hoping for a comment that 22 was more prospective.

d

23 What about the choice of options, since I am 24 not hearing any more about the general comments or 4

25 questions based on the presentation. What about option NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHoDE ISLAND AVE., N.W.

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. . 20 1 four, plus come of five, some of six, and some of savsn?

~

2 Is that kind of an almost adequate characterization? What 3 about the option that is the preliminary view of the l 4 Commission?

I 4 5 I'll hand this mike off to somebody, if you 6 want it. Yes, a taker.

] 7 MR. VINE: A couple of things about the l

8 options. The first one is a question about options two, 9 three, and four, that deal with exploratory versus 10 confirmatory research. I should have said I'm Gary Vine j 11 from EPRI.

12 You know, when we talk about exploratory 13 research at EPRI and in the industry, the connotation is )

l 14 one of long-term research or basic research, as opposed to 15 say applied research or confirmatory research. ,

\

16 The research necessary to resolve an issue can I 17 involve components of both basic and applied research. I 18 think a good example of that is the water reactor safety 19 meeting you had up at Bethesda these last three days. On 1

20 any one of the issues that you addressed in that 21 conference, there were elements of both basic research and 22 applied research being used to address that issue.

I 23 Given that the program offices, NRR and NMSS 24 can ask for whatever research is necessary to resolve a 1

25 particular issue, they may ask for either basic research NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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, 21 1 or applied ressarch to get that issue resolved.

l 2 I guess the connotation I am picking up from 1

3 the discussion is that the real difference here isn't 4 between exploratory research and confirmatory research, 5 but between discretionary research and non-discretionary 6 research. 1 1

7 If that is the case, then I guess my question 8 is, if exploratory research is really to mean 9 discretionary research, that you don't necessarily have to )

1 1

, 10 have a program office say I need that research done, is  !

l 11 this in fact still within the confines of the basis for l 12 the Office of Research? Namely, that all these things are 4

13 supposed to come from one of the program offices. If it l

14 is beyond those confines, isn't it really a rather simple 15 step to go back to one of the program offices and say

~

16 there's some long-term research that we think should be 17 done, can't you ask us to do it. Instead of not having i

18 any program office involvement at all in this 19 discretionary research.

i 0

20 Or am I off on the wrong track? I am just 21 trying to understand.

22 DR. SPEIS: No. I think that's -- let me say 23 something and maybe Frank can add to it. But maybe there 24 is some arbitrariness to some extent, but even I say that 25 approximately 20 percent is characterized as exploratory, NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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I I 4

. 22 l 1 it's longar range. But then we take it to the offices and j

. l j 2 discuss it with them. It goes through an offics review, 2

5

an EDO review, and a Commission review.

3 That research j i

4 still has to be focused on addressing issues that, you l

5 know, maybe they are not on the menu at this point in '

6 time, but it's relevant to things that have to be j 7 addressed, you know, longer range or even shorter range.

]

8 So the program offices are aware of everything J-

, 9 that we are doing. In fact, if they object violently to l 10 something because of technical, or if they say you guys j 11 are off, totally off in left field, then we have to i 12 resolve that issue. Many times maybe we can even stop 13 that.

. I 14 MR. BROOKMAN: I take it from your comment

15 that you are saying -- I'm sorry. -

)

1 )

16 DR. SPEIS: There are some issues that it's i 17 more than instantly confirmatory. It's they don't address j i

j- 18 something in front of us, in front of NRR. For example, 19 when they were reviewing the AP 600, you know, there were  !

i 20 well-specified issues that had to be addressed. But when

21. you talk about corrosion or erosion, which'is kind of 22 something that comes forth as a result of aging, there are 9

23 some manifestations that you don't know where the research l 24 will take you, but it's relevant to an ageing issue.

i.

1 25 That's what I mean by longer range.

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n

, 23 1  ; Also, sometimes some roccarch, from the momsnt 2 that it is designed even conceptually or the experiments 3 begin, it takes a while to finish. For example, issues 4 relating to severe accidents, whether a molten core can be 5 contained in vessel. That research, you don't do it 6 instantly. So it's something that is part of a risk or 7' the safety goal or reducing risks. I put that type of 8 research into the category of exploratory or longer range, 9 but it isn't very precise, black and white. Maybe Frank 10 can add to it.

11 MR. MIRAGLIA: Frank Miraglia, NRR, U.S. NRC.

12 Dr. Speis has alluded to the process. Yes, there is an 13 internal process where the bulk of the research done by 14 the Office of Research is in response to user needs from 15 the various program offices.

16 In addition to that type of process, there is 17 a formal review process conducted at the deputy EDO level 18 in which the program plan is reviewed in its totality.

19 There is not a prescription that 100 percent of everything 20 that research is doing needs to be supported within the

21. context of a specific user need letter.

22 Some of those user need letters identify a 23 need to do some perhaps underlying exploratory or more 24 basic research because there's perhaps other issues and 25 developments that maybe suggested by the particular need NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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..g 24 i

, 1 at that tima. I think that is in the category that Dr. I

- 2 Speis has called exploratory.

3 So in that sense, that whole program plan is 1

4 reviewed at the deputy executive director's level. In 1 1

5 concert, research comes in and indicates this is our plan l l

6 to respond. This is the needs that we're fulfilling for 7- the program offices. Those kinds of insights and 8 discussions do occur in a multi-office review of that. So 9 there's an examination of that.

10 I'm not quite sure in the terms that Mr. Vine 11 used, discretionary, non-discretionary kind of thing, in i

12 terms of if you are trying to talk about the legal I 13 prescription about confirmatory and that kind of thing. I 14 think in the program plan and evaluation of the plan, does 15 say that there is overall support. Perhaps the specific 16 user need did not identify this particular piece of 17 research, but it is an outgrowth and it has a particular 18 future application. That piece is reviewed in that kind 19 of context.

20 MR. BROOKMAN: That's a good statement about 21, how kind of the research agenda gets created and how it's 22 tracked and shepherded.

23 MR. MIRAGLIA: In an interactive process.

24 MR. BROOKMAN: Let me ask the group at large 25 what they think about the kind of allocation, the 80-20 NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISt.AND AVE., N.W.

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y 25 1 allocation based on confirmatory, exploratory, noting th2t 2 it is a declining budget scenario. How does that sit with 3 those of you that are outside the NRC?

4 DR. SPEIS: That's an approximate, it's not,  !

5 you know --

6 MR. MIRAGLIA: The preliminary view indicated  !

7- that we should look for an appropriate balance, so it's 8 not a hard fast. I think reflects -- the 80-20 is an 9 approximation of where we are and currently exist. The I 10 Commission sort of suggested we need to-look at that.

11 Part of the process is to say what the right mix is. We 12 need to consider that as needed and as appropriate kind of l

13 basis. So I think there is some flex there.

14 But the overall total of how that is applied 15 is clearly a diminishing resource internally, as well as 16 externally, as discussed.

17 Bl. SPEIS: But this really brings us to the 18 main thing because when research requests dry up, the 19 question is, does the Commission still have to maintain 20 capabilities in certain areas, and what are these areas, 21 and what will be the scope of these areas. I think that 22 is the most difficult question.

23 You know, Gary, you know in the old days, we 24 had a big thermal hydraulics program, you know, research.

25 Then we kind of cut it down to five or six people. Then NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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.y

. 26 1

1 wm hcd to get up when the passivo designs camn in. Now j 2 that the passive designs will be out, the question is, do 3 we kind of cut again and possibility eliminate the thermal 4 hydraulics, or is there some good reason that you need to 5 have thermal hydraulic expertise at the agency, and why, 6 and what are the criteria, and what is the scope. I think l 7 that will be the most difficult part to come to grips 8 w'ith. That's option five.

9 MR. BROOKMAN: Option five. I am wondering if 10 people have general comments on option five. Also, to the 11 criteria, the sample criteria I guess they are. They are 12 listed on page 23 and 24. Yes, because I think it could 13 be useful to have comment on that.

l 14 MR. VINE: I will take a stab at it and go 15 back to answer your prior question about the 80-20, and 1

1 16 then answer this one. l l

, 17 MR. BROOKMAN: And your name again, please?

18 MR. VINE: Gary Vine from EPRI. The 80-20 you l

19 are talking about is probably pretty close to what we are )

20 doing. 'We have struggled with this same question. We

21. have gone to our advisors. Je have tried to define a 22 near-term, a mid-term, and a long-term part of the 23 program. We have kind of split those 40-40-20. So the 24 long-term research is still targeted at about 20 percent 4

25 of the budget. So that's pretty comparable to what you NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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. . - .. . . ~. . - _ - _ _ . - . . .

l

. 27

, 1 are doing.

- 2 By the way, the reason for my question was to 3 try to figure out whether this category of exploratory 4 research was something that was really outside the 5 process. I think your answer says that it's clearly i

6 within the process. I understand. l l

7 On option five, I think that in general, the

! 8 paper reflects a real desire to achieve increased 9 leveraging of research in the international arena, but 4

10 doesn't focus sufficiently on increasing the leverage 11 domestically. I think that that's missing a little bit in i 12 option five.

13 If you look at some of the specific criteria, 14 I think if you focus on more domestic leveraging, some of 15 those criteria don't have to be as stringent as they are.

16 MR. BROOKMAN: Can you be a little more J

17 specific and say some of the ways you would leverage 18 domestic resources?

, 19 MR. VINE: I think that there are a number of  !

20 examples of how we did this very well in the past. I 21 think an answer to the question that was asked earlier, 22 the trend in collaborative R&D domestically has gone down, 23 that NRC's research program is more isolated, more 24 independent, more duplicating of what the industry is

$ 25 doing today than it was 10 years ago, where we attempted NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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, 28 1 to co-fund come of these activities and don't do that an

~

2 much any more, although there are some exceptions. We 3 have done it in a few cases recently.

4 I think that with budget pressures on both the i

l 5 industry and NRC's research program, and on DOE's research  !

I 6 program, the area for real opportunity for collaboration

)

7 while still maintaining NRC's required independence is at 8 the beginning of a process where there's a lot of resource 9 requirements.

l 1

10 So, for example, a test program requiring a )

l 11 major facility, a large expensive data base, these kinds 12 of things can be developed together and then used l 13 independently, or the data from those facilities or tests 14 can be analyzed and the judgements made on them I

. 15 independently, and we can save money in the process.  !

i

16 DR. SPEIS
I have one comment. You mentioned I 17 the word duplicating. If you provide written comments, I 18 will appreciate if you have any real examples or in what 19 areas we're duplicating. That would be of help because as 20 I said earlier, we did our best and we're doing our best 21 to ensure that in the areas that we are duplicating, there 4

22 is a good good reason, but in the other areas -- you know.

2 23' So I would appreciate your comments or anybody else's 24 comments to identify areas of that sort. That will be 25 very helpful to us.

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~%1 29 1 MR. BROOKMAN: Let's just lingar for a few

-- 2 more minutes on option five. Any additional comments on 3 what core research capabilities should be generally or 1

4 more specifically on for example, the sample criteria that I 5 are listed here or other criteria that should be 6 considered. No additional comments on that?

7 What about option six? It has already been 1

8 doted that'this lists university based resources and 9 doesn't feature other private sector resources.

10 Additional comments on either option six as written, or

]

l 11 what's missing from it, or what should be added from it?

12 I take it that the thrust of what is written 13 in this paper, based on the response we're getting in the 14 room is basically confirmatory in nature. That most of~

15 the folks here are just thinking that this is fairly close 16 to the mark.

17 MR. SHRIVER: I'm Bryce Shriver, currently 18 with Virginia Power. I might add that before that, I was 19 extensively involved in nuclear research both at the i l

20 university involving EPRI-sponsored prograins. Prior to 21, that, in the Department of Energy in the naval nuclear l

22 program. l 23 I think there are a number of things we have 1

24 talked about here that maybe would go beyond just the 25 comment of just saying we're confirming what is in the

]

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1 prpar. Numbar one, ws have talked about the concspt of 2 confirmatory versus exploratory research. I think that is 3 somewhat of an arbitrary distinction we're making.

4 What I think we all wanted to say is that we ,

5 need to focus the research on those issues that are 6 important from the licensing effectiveness perspective. I 7 think we have captured that in many ways here, but I think 8 that there needs to be more focus on that. Maybe that is i 9 a better focus of the discussion versus using the words 1

10 confirmatory or exploratory. l 1

.11 For example, we talk a lot about the risk 12 informed decisions and the performance based regulation.

13 There's a lot of opportunity for research to directly feed l 14 into that.

15 So I think that we need to tie this back to 16 the discussions we had earlier today where we were talking l 17 about regulatory effectiveness, and use that as the driver 18 for these questions versus making arbitrary distinctions 19 between confirmatory and exploratory. So I think that's  ;

20 kind of an issue that really ought to be clarified in the 21 paper.  ;

22 Second, a similar comment. We talked a little 23 bit about the collaborative type research. The fact that 24 we have a desire to have the NRC involved in the industry 25 research, particularly in the up front part of defining NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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1

- 31 . ',

1 whct tha roccerch objectivan will ba, no that whan wa gat

, 2 the results, particularly in the industry sponsored area, 3 tl$iit's going to answer the questions that are necessary to l i

4 apply that research in the licensing basis. f think that i 5 specifically should be included as an option in the list.

6 We do not address that as being an cption of increasing or 7 leveraging the effectiveness of the NRC research in that l 8 */ay. l

-i 9 So I think that's an explicit thing that was l 10 missed in the paper itself and should be expanded upon as l 11 a specific option, not just the narrow focus we have of l 12 the options listed. i I

i 13 I think that as we look at other areas, we 1

1 14 shou ~:4 look broader. For example, in our earlier 15 discussions today of regulatory effectiveness, of the role 16 of industry, we didn't really explicitly talk about 17 research as a part of those topics. It would probably be 18 worthwhile to add the area of research in those 19 discussions as well, to get this cross-functional 20 discussion in mind. i

21. The paper does talk about the involvement with l 22 other international type research programs. I think we 23 all believe that is important. It's very clear these days 24 that there's a lot of information and operating experience 25 outside of the United States that could be applied to NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHoDE ISLAND AVE., N.W.

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. 32 . '

1 cnhtnca our ovarell rcgulatory effectivcnsco. So wa do

- 2 support that.

3 Also we talked a little bit about the i

4 university concept. I do have a university tie. I think 5 that there are advantages to that, certainly in looking to ]

6 the future of our business, of encouraging the development 7 of individuals and educational programs that will have 8 long-term impact after many of us are gone. So we should  ;

9 not ignore that as one of the advantages of that l

l 10 particular program.

11 MR. BROOKMAN: As you think about it, would ,

I 12 you like to comment? '

13 DR. SPEIS: They're all good comments.

14 MR. BROOKMAN: I am just thinking, as you think .,

1 15 about trying to sort through the research needs of the  ;

M l 16 domestic marketplace and what you can identify NRC, )

17 certainly the complexity of it is exponentiated when you  ;

1 61 think about the international marketplace.

7.9 I am wondering if the group has thoughts on

,' 20 how that gets accomplished or from Dr. Speis or others?

i 21 DR. SPEIS: Well, our research program is to 22 serve our own country, our own needs basically, but you 23 know, there is similar experience. You know, operating 24 plants -- there are more operating plants outside the 25 United States than the United States, so it's important NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N W.

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33 W 1 thet wa undarstcnd that oparctional exp3rienca and events, 2 the implications.

3 Also, it is important to understand the 4 results of the research programs that these other

, 5 countries are performing for any implications for us. So 6 whatever we do, it's for our own benefit and our own use.

, 7 Maybe I misunderstood your question?

8 MR. BROOKMAN: No. I think you responded. I 9 was just thinking that though in terms of assessing what 10 other benefit could be obtained from other places as a 11 part of your mix, as a part of thinking what research you 12 need as well. That's a dicier question. It's more 13 complicated.

14 DR. SPEIS: I guess I have to say that most of 15 the icsues really have become internationalized. The 16 instant communication, conferences, meetings with our i

s 17 counterparts. You know, the people from the Office of 18 Nuclear Reactor Regulation have constant interactions with 19 our counterparts in France and Germany and Japan. So the 20 issues, you know, are really, you know, everybody

21. understands the issues.

22 Through more intense cooperation and i

23 collaboration, then in many instances, we design some 24 common programs to address some of the things that we 25 don't quite understand and they need additional research NEAL R. GROSS COURT REPORTERS AND TRANSCRIEERS 1323 RHODE ISLAND AVE., N.W.

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. 34 1 or cdditional work. That is of b:nafit to un to wall as

_ 2 to them, and very cost effective, as I said earlier.

3 We are doing more and more of that. Not only 4 because of budget pressures, but because the information 5 is there. It's very important if an event happens in 6 Japan or Frante, we want to know what it is and what are l l

7 the implications for our plants, so we can make that l 1

8 information available to the community and to the industry 9 that we regulate in this country as soon as possible.

10 MR. BROOKMAN: Let me turn to one more 11 specific thing, and then we'll go back to the big picture.

12 Once again, the criteria that are listed on 13 page 23, do you collectively want to endorse these i 14 criteria? Do you think it's a good start? Do you have 15 additions to the list? What is your general sense about i 16 what is listed there? This would seem to be a key 17 feature.

18 MR. CRAIG: Doug, why don't you read those off 19 since not everybody has copies of the issue paper.

I 20 MR. BROOKMAN: Okay. Number one is, is the 21 technical area --

l 22 DR. SPEIS: Excuse me, but say before it's

, 23 examples of criteria that could be used to establish.

24 MR. BROOKMAN: Thank you very much. Examples, 25 yes.

l NEAL R. GROSS

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.3 .

. 35 .

1 Excmples of critoria that could b3 used to l

4

~ 2 establish essential core capabilities are as follows.

i 1

3 One, is the technical area one of the high risk and large 4 uncertainty -- one of high risk and large uncertainty?

5 Does it involve emerging issues or a new technology? j 6 Two, is the expertise or facility unique?

l 7- That is, if the NRC does not maintain the expertise or I 8 facility, is it available in other industries, private 9 organizations or universities?

l j

10 Three, if not unique, can the NRC gain access i 4

11 to the outside expertise or facility in a timely manner?

12 Four, can the NRC gain access to independent  !

13 expertise?

2 14 Five, how frequently would the expertise or

~

15 facility be used?

16 Six, what is the impact on NRC's mission 17 capability if the specific expertise and/or facility 18 associated with it was not available?

19 Seven, would the costs to reassemble outside 20 expertise or facilities be prohibitive, e.g. the high 21 costs to build or rebuild experimental facilities?

22 Eight, would the cost of maintaining the 23 expertise or facilities be prohibitive?

24 Nine, how important is it to maintain the 25 specific expertise or facility to sustain important NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHODE ISLAND AVE., N.W.

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, ;;+ ; ,y 36 3.

1 coop 3rstiva offorto or locdarchip in intornEtional esfsty

,s 2 research?

l 3 What about the list? What about the sample 4 criteria?

5 MR. VINE: I think you heard from Virginia )

1 6 Power, the most important criteria that isn't explicit 7- here at all, although it's kind of implicit in the first 8 dne. .That is, a risk basis for determining whether it i 9 should be retained or not.

10 If you get to the specifics of the criteria 11 that are listed, I think you have to acknowledge that it's i 12 not necessarily true that every facility that is unique 13 should necessarily be retained. It's not necessarily true 14 that everything that is new technology must be studied.

15 Again, you have to focus on the risk basis and the safety 16 significance of the particular issue, and whether that l

17 facility or existing program is serving that need.

18 MR. CRAIG: That was Mr. Vine from EPRI.

19 MR. BROOKMAN: Additional comments on the 20 sample criteria?

21 I take it then, as I look around the room and 22 see that all of you seem to be listening but not saying 23 anything additional, that it seems possible that we could 24 have option four be featured, and five, six, and seven 4

25 also included in some form, and that the Commission could

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.. . . . - = . .. . _ . - - . . . . _- -- _-

1 find a way to kind of balanca and nort through thesa

_, 2 needs. They are not in conflict or they do support one 3 another. I am seeing some heads nodding yes. I am seeing 4 largely people not saying anything.

5 Give me a sense, you are comfortable with what 6 is being suggested here. Yes. Okay.

7 I think that we have exhausted this topic for 8 t'he moment at least.

9 DR. SPEIS: That's for the audience to decide.

10 I'm neutral.

11 MR. BROOKMAN: Are there any additional 12 comments at this point?

13 DR. SPEIS: Well, thank you. I appreciate the 14 comments. We will do our best to consider them. Also,  !

15 please provide any additional comments, especially on this

! 16 duplication or on the criteria themselves.

17 MR. BROOKMAN: So then let's move directly to i

18 the next presentation, which is on the international area. -

l 19 Who will be presenting?

20 (Whereupon, at 2:00 p.m., the proceedings were

-21, concluded.)

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A il l

i l

CERTIFICATE l

This is to certify that the attached l l

I proceedings before the United States Nuclear  !

l Regulatory Commission in the matter of:

Name of Proceeding: STAKEHOLDERS PUBLIC MEETINGS PROVIDING RESEARCH EXPERIENCE Docket Number: N/A Place of P' eeding: WASHINGTON, D.C.

we.re held as here;n ap. mars, and that this is the original transcript thereof for the file of the United States Nuclear Regulatory Commission taken by me and, thereafter reduced to typewriting by me or under the direction of the court reporting company, and that the transcripti is a true and accurate record of the foregoing proceedings.

A14 ) . 7

RENE GRAY / I Cfficial Reporter Neal R. Gross and Co., Inc.

l l

l l

l l

l NEAL R. GROSS COURT REPORTERS AND TRANSCRIBERS 1323 RHoDE ISt.AND AVENUE, NW (202) 234-4433 WASHINGTON. D.C. 20005 (202) 234-4433

,, Direction Setting Issue No. 22

+i iv; Research .

Octo aer 2L-25,1996 Sponsor: Themis P. Speis, RES Writers: Themis P. Speis, RES Charles E. Ader, RES

.*k DSI22 _

G

  • What Should Be the Future Role and Scope a

s, .i of NRC's Research Program?

m:w[n.xgn g

i I

Key Factors .

  • External ,

- Nuclear Industry

j

- Department of Energy, Including the National Laboratories a

- Universities

e. . s p ; n* - International Programs

- Congress and the Public

  • Internal

- Reduction in Resources for Research

+ Ability for Timely Response to Safety Issues

+ Loss of Experimental Facilities p + Ability to Maintain Technical Expertise

\

Options

  • Discontinue NRC's Research Pr6 gram
  • Conduct Only Confirmatory Research ii l W
  • Conduct Only Exploratory Research a

m sw

  • Conduct Bo':h Confirmatory and Exploratory g' 3 Research
  • Establishing and Maintaining Core Research Capabilities
  • Having Lniversity Based Resources as a Component of the Overall NRC Research

/

  • Continue to Actively Participate in M International Safety Programs

Commission's Preliminary Views

  • Continue the research program which should include elements of both con ^'irmatory and

!d exploratory research (Option 4), balanced in

.. n

. such a way that both current as well as r"g.

P' potentially emerging issues are being addressed

  • The Office of Research in consultation with ,

the other program offices should develop criteria for determining Core research capabilities (Option 5) for Commission approval prior to going forward h

l:

Commission's Preliminary Views (Cont)

  • The staff should continue to support the Educational Grant Program (Option 6), but this y program should be re-evaluated at leas 1: every two years t

.q

, ,w

, a 1

  • The staff should continue to support active participation in International Safety Programs (Option 7) which should be prioritized and appropriately integrated with NRC's research efforts and also considered in the establishment and maintenance of Core research capability

/

l Commission's Preliminary Views (Cont)

  • Addressing a number of specific questions raised in the DSI paper, especially under B.

gj Technical Expertise (page 12) and under III.

Discussion of the Direc-ion-Setting Issue (page A ;g

. 1 16) i I.

,