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MONTHYEARNOC-AE-12002895, Request for Threshold Determination Under 10 CFR 50.802012-08-0101 August 2012 Request for Threshold Determination Under 10 CFR 50.80 Project stage: Request NOC-AE-12002899, Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.802012-08-28028 August 2012 Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.80 Project stage: Supplement ML12258A1282012-09-28028 September 2012 Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 Related to the Proposed Merger Between Nrg Energy, Inc. and Genon Energy, Inc. Project stage: RAI NOC-AE-12002905, Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.802012-10-0303 October 2012 Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 Project stage: Response to RAI ML12297A1342012-11-0101 November 2012 Request Threshold Determination Under 10 CFR 50.80 Regarding the Proposed Merger Between Nrg Energy, Inc. and Genon Energy. Inc. Project stage: Other ML14029A3462012-11-0101 November 2012 Official Exhibit - STP000067-00-BD01 - Letter from B. Singal, NRC, to D. Koehhl, STPNOC, South Texas Project, Units 1 and 2 - Request for Threshold Determination Under 10 CFR 50.80 Project stage: Other ML13182A6902012-11-0101 November 2012 Applicant Pre-Filed Hearing Exhibit STP000067, Request for Threshold Determination Under 10 CFR 50.80 Project stage: Other NOC-AE-13002949, Notice Regarding Completion of Merger2013-01-14014 January 2013 Notice Regarding Completion of Merger Project stage: Other 2012-08-01
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Category:Letter
MONTHYEARML24029A2752024-01-29029 January 2024 Request to Reschedule Evaluated Force-on-Force Drill IR 05000498/20230042024-01-29029 January 2024 Integrated Inspection Report 05000498/2023004 and 05000499/2023004 ML24024A1162024-01-24024 January 2024 STP Unit 2 Request for Information IR 05000498/20244042024-01-18018 January 2024 Information Request for the Cyber-Security Baseline Inspection, Notification to Perform Inspection 05000498/2024404; 05000499/2024404 IR 05000498/20230032023-12-28028 December 2023 Acknowledgment of Reply to a Notice of Violation (NRC Inspection Report 05000498/2023003 and 05000499/2023003) ML23360A1692023-12-26026 December 2023 FEMA, Submittal of Radiological Emergency Preparedness Final Report for the South Texas Project Medical Services Drill Evaluated on August 31, 2023 NOC-AE-230040, Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06)2023-12-14014 December 2023 Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06) NOC-AE-230039, Docket Nos. Stn 50-498, Stn 50-499 - Reply to a Notice of Violation, NRC Inspection Report 05000498/2023003 and 05000499/20230032023-12-12012 December 2023 Docket Nos. Stn 50-498, Stn 50-499 - Reply to a Notice of Violation, NRC Inspection Report 05000498/2023003 and 05000499/2023003 ML23326A2592023-12-0505 December 2023 Review of the Fall 2022 Steam Generator Tube Inspection Report ML23339A1902023-12-0505 December 2023 Update Foreign Ownership, Control, or Influence (FOCI) IR 05000498/20234012023-12-0404 December 2023 Security Baseline Inspection Report 05000498/2023401 and 05000499/2023401 ML23324A0102023-11-16016 November 2023 Request for Exemption from Enhanced Weapons, Firearms Background Checks, and Security Event Notifications Implementation ML23310A2282023-11-13013 November 2023 Integrated Inspection Report 05000498/2023003 and 05000499/2023003, and Notice of Violation ML23311A2082023-11-0909 November 2023 Reassignment of U.S. Nuclear Regulatory Commission Branch Chief in the Division of Operating Reactor Licensing for Plant Licensing Branch IV ML23298A0002023-11-0101 November 2023 the Associated Independent Spent Fuel Storage Installation - Issuance of Amendment Nos. 226 and 211 Related to Order Approving Indirect Transfer of Licenses and Conforming License Amendments ML23303A0782023-10-30030 October 2023 Submittal of Supplemental Information in Response to Order Consenting to License Transfers and Approval of Draft Conforming License Amendments ML23279A0342023-10-30030 October 2023 Associated Independent Spent Fuel Storage Installation - Order Approving Indirect Transfer of Licenses and Draft Conforming License Amendments (EPID L-2023-LLM-0004) (Letter) IR 05000498/20234032023-10-26026 October 2023 Material Control and Accounting Program Inspection Report 05000498/2023403 and 05000499/2023403 (Cover Letter) ML23317A1262023-10-12012 October 2023 South. Texas Project Physical Security Plan, Training and Qualification Plan, Safeguards Contingency Plan, and Independent Spent Fuel Storage Installation Security Program Revision 26 ML23279A1382023-10-0505 October 2023 Responses to Requests for Additional Information Related to Application for Order Approving Indirect Transfer of Control of Licenses ML23271A1942023-10-0303 October 2023 Notification of Commercial Grade Dedication Inspection (05000498/2024013 and 05000499/2024013) and Request for Information ML23270B2592023-09-27027 September 2023 Update Foreign Ownership, Control, or Influence ML23263B1132023-09-20020 September 2023 Operator Licensing Examination Schedule Revision 1 IR 05000498/20243012023-09-0707 September 2023 Notification of NRC Initial Operator Licensing Examination 05000498/2024301; 05000499/2024301 IR 05000498/20233012023-09-0101 September 2023 NRC Examination Report 05000498/2023301 and 05000499/2023301 ML23243B0562023-08-31031 August 2023 Supplemental Information to Application for Order Approving Indirect Transfer of Control of Licenses ML23236A6042023-08-24024 August 2023 Annual Dose Report for 2022 IR 05000498/20230052023-08-22022 August 2023 Updated Inspection Plan for South Texas Project Electric Generating Station, Units 1 and 2 (Report 05000498/2023005 and 05000499/2023005) - Mid Cycle Letter ML23229A5262023-08-17017 August 2023 Inservice Inspection Summary Report - 1 RE24, ML23229A5892023-08-17017 August 2023 Voluntary Response to Regulatory Issue Summary (RIS) 2023-02, Scheduling Information for the Licensing of Accident Tolerant, Increased Enrichment, and Higher Burnup Fuels ML23229A4992023-08-17017 August 2023 Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06) ML23228A2102023-08-15015 August 2023 Closure of Investigation (OI 4-22-19) ML23222A0322023-08-10010 August 2023 Report of Changes Made to Quality Assurance Program for Radioactive Material Packages ML23221A3002023-08-0909 August 2023 RE22 Inspection Summary Report for Steam Generator Tubinq, Rev. 1 (Epld L-2023-LRO-0029) ML23222A2792023-08-0909 August 2023 Submittal of Update Foreign Ownership, Control, or Influence (FOCI) IR 05000498/20230022023-07-28028 July 2023 Integrated Inspection Report 05000498/2023002 and 05000499/2023002 ML23198A0532023-07-24024 July 2023 Request for Withholding Information from Public Disclosure ML23188A1612023-07-14014 July 2023 the Associated ISFSI - Notice of Consideration of Approval of Indirect Transfer of Licenses and Conforming Amendments and Opportunity to Request a Hearing (EPID L-2023-LLM-0004) - Letter ML23193A9932023-07-11011 July 2023 Submittal of Update Foreign Ownership, Control or Influence (FOCI) ML23192A0482023-07-11011 July 2023 NRC Initial Operator Licensing Examination Approval 05000498/2023301; 05000499/2023301 NOC-AE-230039, Submittal of Update Foreign Ownership, Control or Influence (FOCI)2023-07-11011 July 2023 Submittal of Update Foreign Ownership, Control or Influence (FOCI) ML23180A2822023-06-29029 June 2023 Operator Licensing Examination Schedule ML23177A2522023-06-26026 June 2023 Units 1, 2 & Independent Spent Fuel Storage Installation - Biennial Submittal of Technical Specification Bases Changes, Commitment Changes, 10 CFR 50.59 Evaluation Summary, and 10 CFR 72.48 Evaluation Summary ML23166B0802023-06-14014 June 2023 Update Foreign Ownership, Control, or Influence (FOCI) ML23163A1762023-06-12012 June 2023 Application for Order Approving Indirect Transfer of Control of Licenses 2024-01-29
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LMAJiAMNuclear Operating CompanyS T anISouth Texs Prolect Electric Genyeratin$ Station P.O Box 2&9 PWasworth, Texas 77483October 3, 2012NOC-AE-1200290510 CFR 50.80STI: 33603195U. S. Nuclear Regulatory CommissionAttention: Document Control DeskWashington, DC 20555-0001South Texas ProjectUnits 1 and 2Docket Nos. STN 50-498, STN 50-499Response to Request for Additional Information Regarding ThresholdDetermination Under 10 CFR 50.80 (TAC Nos. ME9166 AND ME9167)Reference:(1) Letter from M.P. Murray to NRC Document Control Desk, "Request forThreshold Determination Under 10 CFR 50.80," dated August 1, 2012(NOC-AE-12002895) (ML12228A380)(2) Letter from M.P. Murray to NRC Document Control Desk, "SupplementalInformation Regarding Request for Threshold Determination Under 10CFR 50.80," dated August 28, 2012 (NOC-AE-1 2002899)(ML12261A334)(3) Letter from B.K. Singal to K.D. Richards, "Request for AdditionalInformation Regarding Threshold Determination Under 10 CFR 50.80,"dated September 28, 2012 (ML1 2258A1 28)In Reference 1, the STP Nuclear Operating Company ("STPNOC"), acting on behalf of NRGSouth Texas LP ("NRG South Texas"), provided notice regarding a proposed merger involvingNRG South Texas's ultimate parent company, NRG Energy, Inc. ("NRG Energy"). NRG SouthTexas is an owner licensee for 44% of South Texas Project, Units 1 and 2 ("STP 1&2").STPNOC is the licensed operator of STP 1&2. STPNOC requested that the NRC staff reviewthe proposed transaction described in Reference 1 and make a threshold determination that itdoes not involve any direct or indirect transfer of control of NRG South Texas LP or its licensesfor STP 1&2 that would require approval pursuant to 10 CFR 50.80.In Reference 2, STPNOC provided supplemental information regarding foreign ownership.In Reference 3, the NRC staff has requested additional information regarding the Request forThreshold Determination Under 10 CFR 50.80. Attached is a Response to the NRC Request forAdditional Information. The attachment also includes updated information. NRG Energy andGenOn Energy have now identified four individuals from the GenOn Energy Board of Directorswho will join the existing NRG Energy Board of Directors.This letter contains no NRC commitments.If there are any questions, please contact either Mr. Jamie Paul at (361) 972-7344 or me at(361) 972-7867.Davide. RencurrelChief Nuclear OfficerEnclosure:Response to Request for Additional Information Aool.LA NOC-AE-1 2002905Page 2 of 2cc:(paper copy)(electronic copy)Regional Administrator, Region IVU. S. Nuclear Regulatory Commission1600 East Lamar BoulevardArlington, Texas 76011-4511Balwant K. SingalSenior Project ManagerU.S. Nuclear Regulatory CommissionOne White Flint North (MS 8B1)11555 Rockville PikeRockville, MD 20852NRC Resident InspectorU. S. Nuclear Regulatory CommissionP. 0. Box 289, Mail Code: MNl 16Wadsworth, TX 77483C. M. CanadyCity of AustinElectric Utility Department721 Barton Springs RoadAustin, TX 78704A. H. Gutterman, EsquireMorgan, Lewis & Bockius LLPBalwant K. SingalU. S. Nuclear Regulatory CommissionJohn RaganChristopher C. O'HaraJim von SuskilNRG South Texas LPKevin PolioRichard PenaCity Public ServicePeter NemethCrain Caton & James, P.C.C. MeleCity of AustinRichard A. RatliffTexas Department of State Health ServicesAlice RogersTexas Department of State Health Services
Enclosure
NOC-AE-12002905Page 1 of 2Response to Request for Additional Information (RAI)NRC RAI:1. Please provide information on the State Street Corporation foreigndomiciled subsidiary that holds an undisclosed number of voting commonstock of NRG Energy.NRG Response:NRG Energy, Inc. ("NRG Energy") and GenOn Energy, Inc. ("GenOn Energy") are bothDelaware corporations that are publicly traded companies. Their securities are tradedon the New York Stock Exchange and are widely held. In response to the Commission'sRequest for Information ("RFI"), NRG has identified information regarding potentialforeign shareholders of the combined company, based upon various filings with theSecurities and Exchange Commission ("SEC").The RAI requests additional information about State Street Corporation ("State Street").State Street is incorporated in Massachusetts. According to State Street's August 3,2012 10-Q filing with the SEC, "State Street Corporation ... is a financial holdingcompany headquartered in Boston, Massachusetts .... Our principal banking subsidiaryis State Street Bank and Trust Company, or State Street Bank. At June 30, 2012, wehad total assets of $200.78 billion, total deposits of $143.77 billion, total shareholders'equity of $19.90 billion and 29,665 employees."State Street's SEC Schedule 13G and Form 13F, both filed with the SEC on February 9,2012, and its SEC Form 13F dated August 13, 2012 (filed August 14, 2012), report theholdings of State Street and its subsidiaries as of December 31, 2011 and June 30,2012, respectively. Based upon these filings, NRG Energy can provide the followingsummary of ownership of the combined company:Entity SEC Filing NRG GenOn Pro FormaDate Ownership % Ownership % Post-MergerOwnership %As ofState Street December 31, 5.3%1 1.3%:' NA2011State Street As of June 30, 5.1%3 2.2%. 4.3%2012Item 7 of the State Street Schedule 13G dated February 9, 2012 indicates that thereported amount of shares held by State Street include several subsidiaries identified on1 SEC Schedule 13G dated February 9, 2012.2 SEC Form 13F dated February 9, 2012.3 SEC Form 13F dated August 13, 2012.4 SEC Form 13F dated August 13, 2012.
Enclosure
NOC-AE-12002905Page 2 of 2Exhibit 1 of the filing. The State Street subsidiary companies named in Exhibit 1 are asfollows:State Street Bank and Trust CompanySSgA Funds Management, Inc.State Street Global Advisors LimitedState Street Global Advisors Ltd.State Street Global Advisors, Australia LimitedState Street Global Advisors Japan Co., Ltd.State Street Global Advisors, Asia LimitedState Street Global Advisors France S.A.The SEC does not require State Street to report how many shares each of thesesubsidiaries might hold. In any event, the foreign domiciled entities are subsidiaries ofState Street, and each is presumably owned and controlled by State Street, which is aU.S. company. Thus, the shares would be under U.S. control.State Street has no right to appoint any manager or director of NRG Energy, and it hasno special voting rights beyond those held by all other voting shareholders of NRGEnergy. Moreover, the SEC Schedule 13G filing specifically certifies that State Streetdid not acquire its shares for the purpose of or with the effect of changing or influencingthe control of NRG Energy.Additional Information Regarding NRG Directors:In addition to the above information, NRG Energy and GenOn Energy have nowidentified four individuals from the GenOn Energy Board of Directors who will join theexisting NRG Energy Board of Directors. The Board of Directors of the combinedcompany will be:1. David Crane, Pres & CEO2. Howard Cosgrove, Chairman3. Kirbyjon Caldwell4. John Chlebowski5. Larry Coben6. Bill Hantke7. Paul Hobby8. Gerald Luterman9. Kathleen McGinty10. Anne Schaumburg11. Tom Weidemeyer12. Walter Young13. Evan J. Silverstein -GenOn14. Edward R. Muller -GenOn (will be Vice Chair)15. Terry G. Dallas -GenOn16. Edward Spencer Abraham -GenOnAll of the Directors are U.S. citizens.