ML22108A266

WAT-2022-02 Public Forms

ML22108A266
Person / Time
Site:	Waterford
Issue date:	03/09/2022
From:	Heather Gepford NRC/RGN-IV/DORS/OB
To:	Entergy Operations
References
Download: ML22108A266 (16)

Text

EXAM ASSIGNMENT TICKLER

Chief: Kelly Clayton Facility: W3 3/9/2022Date of Written Exam:

U/I: Start of Op Test: 2/21/2022 2/25/2022End of Op Test:

Written Exam Developed By: NRC Operating Test Developed By: NRC Due Date Description Date Complete Initials Notes

6/21/2021 4/6/2021 KCExamination administration date confirmed For NRC prepared exams, arrangements made for the facility to submit reference materials

7/26/2021 4/6/2021 KCNRC examiners and facility contact assigned

7/26/2021 4/6/2021 KCFacility contact briefed on security and other requirements

7/26/2021 6/28/2021 KCReference material due for NRC prepared exams ES-201 Att-3

7/26/2021 4/28/2021 KCCorporate Notification Letter sent ES-201 Att-4 produced by CE 8/9/2021 6/4/2021 KCNRC developed written examination outline sent to facility contact ES-401-1/2 and ES-401-3 9/20/2021 7/22/2021 KCOperating test outline(s) and other checklists due ES-201-2, 201-3, 301-1, 301-2, 301-5, D-1 10/4/2021 10/4/2021 KCOperating test outline(s) reviewed by NRC and feedback sent to licensee (NRC written) provided to facility licensee 12/6/2021 11/21/2021 KCProposed exams, outlines, supporting documentation, and NRC written reference materials due.

12/13/2021 12/4/2021 KCPeer review of written exam complete NRC written

1/3/2022 12/4/2021 KCWritten exam and operating test reviews completedNRC writtern

1/17/2022 N/A KCFeedback approved by Branch Chief NRC written 1/17/2022 12/4/2021 KCExamination review results discussed between NRC and facility licensee 1/24/2022 1/24/2022 KCPreliminary license applications & waiver/excusal requests due NRC Forms 398/396

1/24/2021 1/24/2022 KCOn-site validation & 10% audit of license applicationsshift in dates due to Hurricane IDA

1/31/2022 1/24/2022 KCPreliminary license applications and waivers reviewed

2/7/2022 2/7/2022 KCFinal license applications & waiver/excusal requests due ES-201-4 prepared by CE

2/14/2022 2/7/2022 KCWritten exams and operating tests approved by Branch Chief

2/14/2022 2/14/2022 N/ARequest facility licensee management feedback on the examBC does this 2/14/2022 2/14/2022 KCFinal applications reviewed and audited; exam approval and LA produces / BC signs Exam Approval Letter waiver/excusal letters sent (ES-201 Att-5) 2/14/2022 2/14/2022 KCProctoring/written exam administration guidelines reviewed with facility licensee 2/14/2022 2/14/2022 KCApproved scenarios and JPMs distributed to examiners

2/21/2022 2/21/2022 KCAdminister Operating Test

3/4/2022 3/4/2022 KCExaminer's document op test results on ES 303's

3/29/2022 3/14/2022 KCPost exam comments and graded exams received ES-403-1 to BC 4/6/2022 3/15/2022 KCPost exam written comments reviewed and incorporated and NRC grading completed 4/6/2022 3/15/2022 KCPost exam operating test comments reviewed and ES-303-1 updated 4/13/2022 3/15/2022 KCChief examiner review of operating test and/or written exam Signed ES 303's to BC grading completed 4/20/2022 3/16/2022 KCBranch Chief review of exam results completed

4/27/2022 3/16/2022 KCWaivers/deferrals reviewed for impact on licensing decision 4/27/2022 3/17/2022 KCLicense/Proposed Denial letters mailed; Facility notified of results 4/27/2022 2/17/2022 KCRPS/IP number of examinees updated print Report-21

5/18/2022 N/a KCFinal Denial Letters mailed (if no request for informal review)21 days after proposed denial letters mailed.

5/25/2022 3/28/2022 KCExamination Report Issuedproduced by CE

6/1/2022 3/28/2022 KCRef Mat'l Returned after Final Resolution of Appeals BOX used

6/29/2022 3/28/2022 KCSUNSI checklist complete and exam docs to ADAMS SUNSI checklist to LA

Replaces NUREG-1021, Revision 11, Forms ES-201-1 and ES-501-1

Rev. 9

ES-301 Simulator Scenario Quality Checklist Form ES-301-4

Facility: WAT-3 Date of Exam: Feb 21, 2021 Scenario Numbers: 1 / 3 / 4 Operating Test No.: 1

QUALIT AT IVE ATT RIBUT ES Initials a b* c#

1. The initial conditions are realistic in that some equipment and/or instrumentation may be out of service, RC N/A KC but it does not cue the operators into expected events.

2. The scenarios consist mostly of related events. RC N/A KC

3. Each event description consists of the following: A

• the point in the scenario when it is to be initiated

• the malfunction(s) or conditions that are entered to initiate the event

• the symptoms/cues that will be visible to the crew

• the expected operator actions (by shift position)

• the t tminatiif icabl

4. The events are valid with rd tosicshermynamics. A

5. Siimifventsseasonable and alls t*ination tm to obtnome A uatitsommswitt scio objectives.

6. Ifime csiechni ed, t scio smylelyindices. A Opers havsficient timeory*ctctivitiesitimconstrs.

Cues arven.

The simi is ted. A Tcie been validate Pso R 55.46(, asimfmanc A deficicies or deviions frenced plt have been evuothat functi felity is mntned wle rng the plsci.

9. Scios are new or significantly modified in acceith Secti D.S - A

10. All indivi oper cpetci can be evuat,s vifisim ES -301 - (suith A fm with timulci).

11.The scis pris the opportunity eacicanto buatch of the applica A riacts. (Cpetcyiacts ascrims ES -303 -1 and ES-303-)

12. Eh applictillsignificantly ivthe mimum numberfrsients tscified A m -301-5 (submit fmith timci).

13. Applicants are evuat on aimil mber of prified critic tkscrs sci, A possie.

14. T of difficty is approprie tsupport licsing decisionscr positi. A

Target Quantitative Attributes per Scenario (See Section D.5.d) Actual Attributes -- -- --

1. Malfunctions after EOP entry (1 -2) 2 / 2 / 2 RC N/A KC

2. Abnormal events (2-4) 4 / 2 / 2 RC N/A KC

3. Major transients (1 -2) 2 / 2 / 2 RC N/A KC

4. EOPs entered/requiring substantive actions (1 - 2) 1 / 1 / 1 RC N/A KC

5. Entry into a contingency EOP with substantive actions ( > 1 per scenario 0 / 1 / 0 RC N/A KC set)

6. Preidentified critical tasks (> 2) 2 / 2 / 2 RC N/A KC

• The facility licensee signature is not applicable for NRC-developed tests.

1. An independent NRC reviewer initials items in column c; chief examiner concurrence is required.

Rev. 11 ES-301 Transient and Event Checklist Form ES-301-5

Facility: Wat-3 Date of Exam: Feb 21, 2022 Operating Test No.: 1 A E Scenarios P V 1 2 4 3 (spare) T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P E R I U Crew A RO RX 4 1 1 1 0 NOR 1 1 1 1 1 SRO-I 1 I/C 2,3,4 3,6 1-4, 14 4 4 2 7,8 6,8,9 SRO-U MAJ 5,6 5,7 5 5 2 2 1 TS 2,3 1,3,4 4 0 2 2

RO RX 1 1 0 NOR 1 1 1 1 SUR I/C 3,6,8 4 4 2 MAJ 5 2 2 1 SRO-U TS 0 2 2

RO1 RX 1 1 1 1 0 NOR 0 4 1 1 1 1 SRO-I I/C 4,8,9 2,3,8 2,4,9 9 4 4 2 MAJ 5,6 5,7 5 5 2 2 1 SRO-U TS 0 2 2

RO RX 1 1 0 NOR 1 1 1 SRO-I I/C 4 4 2 MAJ 2 2 1 SRO-U TS 0 2 2

Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right -hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

Rev. 11 ES-301 Transient and Event Checklist Form ES-301-5

Facility: Wat-3 Date of Exam: Feb 21, 2022 Operating Test No.: 1 A E Scenarios P V 1 2 4 3 (spare) T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P E R I U Crew B RO RX 0 0 1 1 0 NOR 1 4 2 1 1 1 SRO-I I/C 2,3, 2,3,4 8 4 4 2 7 6, 8 SRO-U 1 MAJ 5,6 5,7 4 2 2 1 TS 1,2 2 0 2 2

RO RX 4 1 1 1 0 NOR 1 1 1 1 1 SRO-I 2 I/C 2,3,4 3,6 7 4 4 2 7,8 SRO-U MAJ 5,6 5,7 4 2 2 1 TS 2,3 3 0 2 2

RO2 RX 1 4 2 1 1 0 NOR 0 2,3,8 3 1 1 1 SRO-I I/C 4,8,9 5,7 5 4 4 2 MAJ 5,6 4 3 2 2 1 SRO-U TS 0 2 2

RO RX 1 1 0 NOR 1 1 1 SRO-I I/C 4 4 2 MAJ 2 2 1 SRO-U TS 0 2 2

Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO -I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right -hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

Facility: Wat-3 Date of Exam: Feb 21, 2021 Operating Test No.: 1 Rev. 11 ES-301 Transient and Event Checklist Form ES-301-5

A E Scenarios P V 1 2 4 3 (spare) T M P E O I L N CREW CREW POSITION CREW POSITION CREW POSITION N I T POSITION T I C S A B S A B S A B S A B A M A T R T O R T O R T O R T O L U N Y O C P O C P O C P O C P M(*)

T P E R I U Crew C RO RX 0 1 1 0 NOR 4 1 1 1 1 SRO-I I/C 2,3,4 5 4 4 2 6, 8 SRO-U 2 MAJ 5,7 2 2 2 1 TS 1,2 2 0 2 2

RO RX 4 1 1 1 0 NOR 1 1 1 1 1 SRO-I 3 I/C 2,3,4 3,6 1-4, 14 4 4 2 7,8 6,8,9 SRO-U MAJ 5,6 5,7 5 5 2 2 1 TS 2,3 1,3,4 4 0 2 2

RO3 RX 1 4 2 1 1 0 NOR 0 2,3,8 1 4 1 1 1 SRO-I I/C 4,8,9 5,7 3,6,8 8 4 4 2 MAJ 5,6 4 5 4 2 2 1 SRO-U TS 0 2 2

RO4 RX 0 0 1 1 0 NOR 1 1 1 1 1 SRO-I I/C 2,3, 2,4,9 6 4 4 2 7

SRO-U MAJ 5,6 5 3 2 2 1 TS 0 2 2

Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO -I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

Rev. 11 ES-301 Competencies Checklist Form ES-301-6

Facility: Wat-3 Date of Examination: Feb 21, 2022 Operating Test No.: 1

APPLICANTS - Crew A RO RO RO 1 RO

SRO -I1 SURR O -I SRO -I O -U O -U SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 4 1 2 4 1 2 4 Interpret/Diagnose Events 1,2, 1,3, 1, 2,3, and Conditions 3,4, 4,5, 4,5, 4,5, 5,6, 6,7 6,8, 7,8 7 9 Comply with and All 1,3, 1,4,2,3, Use Procedures (1) 4,5, 5,6, 4,5, 6,7 8,9 7,8 Operate Control N/A 1,3, 1,4,2,3, Boards (2) 4,5, 5,6, 4,5, 6,7 8,9 7,8 Communicate All All All All and Interact Demonstrate Supervisory All N/A N/A N/A Ability (3)

Comply with and 2,3 N/A N/A N/A Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

Rev. 11 ES-301 Competencies Checklist Form ES-301-6

Facility: Wat-3 Date of Examination: Feb 21, 2022 Operating Test No.: 1

APPLICANTS - Crew B RO RO 2 RO

SRO -I SRO -I2 O -I SRO -I SRO -U1 O -U SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 4 1 2 4 1 2 4 2 3 4 Interpret/Diagnose Events 1,2, 1,2, 1,2,1,3, 1, 2,3, and Conditions 3,5, 3,4, 3,4, 4,5, 4,5, 4,5, 6,7 5,7, 5,6, 6,7 6,8, 7,8 8 7 9 Comply with and 1,2, All All 1,3, 1,4,2,3, Use Procedures (1) 3,5, 4,5, 5,6, 4,5, 6,7 6,7 8,9 7,8 Operate Control 1,2, N/A N/A 1,3, 1,4,2,3, Boards (2) 3,5, 4,5, 5,6, 4,5, 6,7 6,7 8,9 7,8 Communicate All All All All All All and Interact Demonstrate Supervisory N/A All All N/A N/A N/A Ability (3)

Comply with and N/A 1,2 2,3 N/A N/A N/A Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

Rev. 11 ES-301 Competencies Checklist Form ES-301-6

Facility: Wat-3 Date of Examination: Feb 21, 2022 Operating Test No.: 1

APPLICANTS - Crew C RO RO 3 RO 4

SRO -I SRO -I3 O -I O -I SRO -U2 O -U SRO -U SRO -U

Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1 2 4 1 2 4 1 2 4 1 2 4 Interpret/Diagnose Events 1,2, 1,2,1,3,1,2, 1, 2,3, 1,2, 2,4, and Conditions 3,4, 3,4, 4,5, 3,4, 4,5, 4,5, 3,5, 5,9 5,7, 5,6, 6,7 5,6 6,8, 7,8 6,7 8 7 9 Comply with and All All 1,3,All 1,4,2,3, 1,2, 2,4, Use Procedures (1) 4,5, 5,6, 4,5, 3,5, 5,9 6,7 8,9 7,8 6,7 Operate Control N/A N/A 1,3,N/A 1,4,2,3, 1,2, 2,4, Boards (2) 4,5, 5,6, 4,5, 3,5, 5,9 6,7 8,9 7,8 6,7 Communicate All All All All All All All All and Interact Demonstrate Supervisory All All N/A All N/A N/A N/A N/A Ability (3)

Comply with and 1,2 2,3 N/A 1,3 N/A N/A N/A N/A Use TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

Rev. 11

IP 21 Operator Licensing Exam Schedule

From 02/20/2022 to 02/25/2022

Phase Code: 2 - Construction, 5 - Operational

Region: 4

1. Candidates Exam Site / Docket # / Insp Rpt # RO LSRO SROI SROU Type Exam Author Chief Examiner Examiners Assigned Week 02/20/2022 Waterford / 05000382 / 2022301 4 0 3 2 FB-OR-NNN Clayton, Kelly Bergeon,Bryan CAC #: 000500 INITIAL Clagg,Rodney LICENSE Clayton,Kelly EXAM Doyle,Matthew ADMINIS Osterholtz,Clyde TRATION (EXAD)

Sites: WAT

Orgs: ALL

Exam Author: ALL

Activity Codes: EXAD, NEXAD, NOV, OV

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