ML20294A137

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08 Public Forms
ML20294A137
Person / Time
Site: Waterford Entergy icon.png
Issue date: 08/26/2020
From:
NRC Region 4
To:
Entergy Operations
References
50-382/20-08
Download: ML20294A137 (16)
v • d • e


Text

EXAM ASSIGNMENT TICKLER Chief:

Clyde Osterholtz Facility:

W3 8/26/2020 U/I:

Nicholas Hernandez Start of Op Test:

8/17/2020 8/21/2020 Due Date Date Complete Initials 12/16/2019 11/21/2019 NH 1/20/2020 11/23/2019 NH 1/20/2020 11/25/2019 NH 1/20/2020 N/A 1/20/2020 12/30/2019 NH 2/3/2020 11/21/2019 NH 3/16/2020 3/17/2020 NH 3/30/2020 4/7/2020 NH 6/1/2020 6/11/2020 NH 6/8/2020 6/18/2020 NH 6/29/2020 6/25/2020 NH 7/13/2020 8/12/2020 NH 7/13/2020 8/4/2020 NH 7/20/2020 7/24/2020 NH 7/20/2020 7/30/2020 NH 7/27/2020 7/30/2020 NH 8/3/2020 7/24/2020 NH 8/10/2020 8/12/2020 NH 8/10/2020 8/12/2020 NH 8/10/2020 8/10/2020 NH 8/10/2020 7/22/2020 NH 8/10/2020 8/10/2020 NH 8/17/2020 8/17/2020 NH 8/28/2020 9/3/2020 NH 9/15/2020 9/9/2020 NH 9/23/2020 9/9/2020 NH 9/23/2020 9/9/2020 NH 9/30/2020 9/15/2020 NH 10/7/2020 9/15/2020 NH 10/14/2020 9/15/2020 NH 10/14/2020 9/24/2020 NH 10/14/2020 10/5/2020 NH 11/4/2020 9/24/2020 NH 11/11/2020 10/19/2020 NH 11/18/2020 N/A 12/16/2020 10/20/2020 Rev. 9 Post exam comments and graded exams received ES-403-1 to BC Final Denial Letters mailed (if no request for informal review)

Replaces NUREG-1021, Revision 11, Forms ES-201-1 and ES-501-1 Post exam operating test comments reviewed and ES-303-1 updated Signed ES 303's to BC produced by CE License/Proposed Denial letters mailed; Facility notified of results SUNSI checklist complete and exam docs to ADAMS SUNSI checklist to LA Ref Mat'l Returned after Final Resolution of Appeals Examination Report Issued Approved scenarios and JPMs distributed to examiners Examiner's document op test results on ES 303's Final applications reviewed and audited; exam approval and waiver/excusal letters sent LA produces / BC signs Exam Approval Letter (ES-201 Att-5)

RPS/IP number of examinees updated print Report-21 Waivers/deferrals reviewed for impact on licensing decision Post exam written comments reviewed and incorporated and NRC grading completed Chief examiner review of operating test and/or written exam grading completed Branch Chief review of exam results completed On-site validation & 10% audit of license applications Final license applications & waiver/excusal requests due ES-201-4 prepared by LA Proctoring/written exam administration guidelines reviewed with facility licensee Document review on ES-401-9 Preliminary license applications & waiver/excusal requests due NRC Forms 398/396 Feedback approved by Branch Chief Examination review results discussed between NRC and facility licensee Date of Written Exam:

Description Notes Examination administration date confirmed For NRC prepared exams, arrangements made for the facility to submit reference materials End of Op Test:

Written Exam Developed By: NRC / Facility Operating Test Developed By: NRC / Facility NRC examiners and facility contact assigned Facility contact briefed on security and other requirements Operating test outline(s) and other checklists due ES-201-2, 201-3, 301-1, 301-2, 301-5, D-1 Reference material due for NRC prepared exams ES-201 Att-3 Corporate Notification Letter sent ES-201 Att-4 produced by CE NRC developed written examination outline sent to facility contact ES-401-1/2 and ES-401-3 21 days after proposed denial letters mailed.

Preliminary license applications and waivers reviewed Request facility licensee management feedback on the exam Operating test outline(s) reviewed by NRC and feedback provided to facility licensee ES-201-2 signed by CE & BC Peer review of written exam complete Document review on ES-401-9 Proposed exams, outlines, supporting documentation, and reference materials due.

Exams prepared by the NRC are approved by BC and forwarded for facility licensee review Written exam and operating test reviews completed Written exams and operating tests approved by Branch Chief Administer Operating Test

Gregory E. Werner/

08/04/2020

ES-301 Operating Test Quality Checklist Form ES-301-3 Facility: Waterford 3 Date of Examination: 8/17/2020 Ooeratina Test Number: 1

a.
b.
c.
d.
e.
a.
b.
1. General Criteria a

The operating test conforms to the previously approved outline; changes are consistent with samplinq requirements (e.q., 10 CFR 55.45, operational importance, safetv function distribution). {

There is no day-to-day repetition between this and other operating tests to be administered durinq this examination.

(

The operatinq test shall not duolicate items from the applicants' audit test(s) (see Section D.1.a.). ( "'

Overlap with the written examination and between different parts of the operating test is within acceptable limits.

< rl\\

It appears that the operating test will differentiate between competent and less-than-competent annlicants at the desiqnated license level.

( I\\

2. Walkthrough Criteria Each JPM includes the following, as applicable:

initial conditions '

initiating cues '

references and tools, including associated procedures '

__,,(_

reasonable and validated time limits (average time allowed for completion) and specific


designation if deemed to be time critical by the facility licensee operationally important specific performance criteria that include-detailed expected actions with exact criteria and nomenclature,....

system response and other examiner cues,

statements describing important observations to be made by the applicant,,,-

criteria for successful completion of the task,,-

identification of critical steps and their associated performance standards,....

restrictions on the sequence of steos. if aoolicable,,.

Ensure that any changes from the previously approved systems and administrative walkthrough outlines (Forms ES-301-1 and ES-301-2) have not caused the test to deviate from any of the l5 acceptance criteria (e.g., item distribution, bank use, repetition from the last two NRC examinations) soecified on those forms and Form ES-201-2.

3. Simulator Criteria I --

Initials b'

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I -- I The associated simulator operating tests (scenario sets) have been reviewed in accordance with C 

Form ES-301-4, and a copv is attached.

c*

a.

Author c:._Y,rn D.t1!l.l D

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c'c? L-C...7 A µU r* if,J,.-ru_,,_,,<_, --,,



(,_LL L Jo b.

Facility Reviewer (*)

c.

NRC Chief Examiner (#)

  • r
d.

NRC Supervisor

  • The facility licensee signature is not applicable for NRG-developed tests.
  1. The independent NRC reviewer initials items in column "c"; the chief examiner concurrence is required.

I Gregory E. Werner/

08/07/2020 Nicholas Hernandez 8/06/2020

/Clyde Osterholtz

Gregory E. Werner /

08/07/2020 Nicholas Hernandez /

8/06/2020

/Clyde Osterholtz

ES-403 Written gxamination Grading Form ES-403'1 Checklist Facility: (;)"+"rgrcJ 3 ffimlevet:

Ro >(sno X Cl"rn an"*er sheets copied before grading d question deletions i *tiiil and docu m

" nt"o (f ici I itv revi gyel -rlil.1fj:1tq u i re d

'6i/ii),t N.-G-examinarion comments are submitted)

@ked for addition errors

{reviewers spot check > 25"/o of examinations)

  • 2o/o oYara;ll and 70"/".or g0%,,I applicable, *4a/o ofithe SBO-only exam) reviewed in ensure that grades performance on mrsffiquesiions checked for training Oeticiencies and wording probtems; evaluate validity of qr".ti"r* missed by one-half ot'ot" of thu.?Ppli"'ffi
  • . f-".e}

Grader Facility Reviewer(.)

NFiC Chiet Examiner (.)

d. NRC SuPervisor (.)

(.)

The {acility reviewer's signature is not applicable for examinations graded by the NRC; iwo independent NHC reviews are required' Nicholas Hernandez/

9-4-2020 N/A C. Osterholtz 09/16/2020 Gregory E. Werner /

ES-301 Transient and Event Checklist Form ES-301-5 Facility: Waterford 3 Date of Exam:

8/17/2020 Operating Test No.: 1 A

P P

L I

C A

N T

E V

E N

T T

Y P

E Scenarios 1

2 3

4 T

O T

A L

M I

N I

M U

M(*)

CREW POSITION CREW POSITION CREW POSITION CREW POSITION S

R O

A T

C B

O P

S R

O A

T C

B O

P S

R O

A T

C B

O P

S R

O A

T C

B O

P R

I U

U1 RX 0

1 1 0 NOR 1

1 1

1 1 I/C 2,3,4 5,7,8 1,2,3 4,5,7 8

13 4

4 2 MAJ 6

6 2

2 2 1 TS 1,2 1,4 4

0 2 2 U2 RX 0

1 1 0 NOR 1

1 1

1 1 I/C 2,3,4 5,7,8 6

4 4 2 MAJ 6

1 2

2 1 TS 1,2 2

0 2 2 U3 RX 0

1 1 0 NOR 1

1 1

1 1 I/C 2,3,4 5,7,8 6

4 4 2 MAJ 6

1 2

2 1 TS 1,2 2

0 2 2 I1 RX 4

1 1

1 0 NOR 1

1 1

1 1 I/C 2,3,4,5 6,8 3,7 8

4 4 2 MAJ 7

6 2

2 2 1 TS 2,4 2

0 2 2 I2 RX 4

1 1

1 0 NOR 1

1 1

1 1 I/C 2,3,4,5 6,8 3,7 8

4 4 2 MAJ 7

6 2

2 2 1 TS 2,4 2

0 2 2 RX 1

1 1

1 0 NOR 1

1 1

1 1

ES-301 Transient and Event Checklist Form ES-301-5 I3 I/C 3,4,6 2,3,4 5,7,8 1,2,3 4,5,7 8

16 4

4 2 MAJ 7

6 6

3 2

2 1 TS 1,2 1,4 4

0 2 2 I4 RX 4

1 1

1 0 NOR 1

1 1

1 1 I/C 2,3,4,5 6,8 3,7 8

4 4 2 MAJ 7

6 2

2 2 1 TS 2,4 2

0 2 2 I5 RX 4

1 1

1 0 NOR 1

1 2

1 1 1 I/C 2,3,4,5 6,8 2,4,5, 7,8 2,3 13 4

4 2 MAJ 7

6 6

3 2

2 1 TS 2,4 2

0 2 2 R1 RX 1

1 1

1 0 NOR 0

1 1 1 I/C 3,4,6 1,4,5 7,8 8

4 4 2 MAJ 7

6 2

2 2 1 TS 0

0 2 2 R2 RX 4

1 1

1 0 NOR 0

1 1 1 I/C 2,3, 5,8 3,7 1,4,5 7,8 11 4

4 2 MAJ 7

6 6

3 2

2 1 TS 0

0 2 2 R3 RX 4

1 1

1 0 NOR 1

1 1

1 1 I/C 2,3, 5,8 1,5,7, 8

2,3 10 4

4 2 MAJ 7

6 6

3 2

2 1 TS 0

0 2 2 R4 RX 1

1 1

1 0 NOR 1

1 1

1 1 I/C 3,4,6 2,4,5, 7,8 8

4 4 2 MAJ 7

6 2

2 2 1 TS 0

0 2 2 RX 1

1 1

1 0 NOR 1

1 1

1 1

ES-301 Transient and Event Checklist Form ES-301-5 R5 I/C 3,4,6 2,4,5, 7,8 8

4 4 2 MAJ 7

6 2

2 2 1 TS 2,4 0

0 2 2 Instructions:

1.

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.

2.

Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.

3.

Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.

4.

For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

ES-301 Competencies Checklist Form ES-301-6 Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)

Facility: Waterford 3 Date of Examination: Aug 17,2020 Operating Test No.:1 APPLICANTS ATC BOP SRO-I SRO-U Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1

I3 R1 R4 R5 2

I1 I2 I4 R2 3

4 I5 R3 1

U2 U3 R2 R3 2

I5 R3 R4 R5 3

4 R1 R2 1

I1 I2 I4 I5 2

I3 3

4 I3 1

2 U3 U2 3

4 U1 Interpret/Diagnose Events and Conditions 2,3, 4,5, 7

2,3 4,6 7

1,2 5,6 7

2,3 4,6 8

2,3 5,7 8

1,2 4,5 6,7 8

2,3 4,6 7

1,2 4,5 6,7 2,3 4,5 7,8 1,2 3,4 5,6 7,8 1,2 3,4 5,6 7

1,2 3,4 5,6 7,8 2,3 4,5 7,8 1,2 3,4 5,6 7,8 1,2 3,4 5,6 7

1,2 3,4 5,6 7,8 Comply with and Use Procedures (1) 1,2, 3,4, 5,6, 7

2,3 4,6, 7

1,2 4,5 6,7 2,3 4,6 2,3 5,6 7,8 1,2 4,5 6,7 8

2,3 4,6 7

1,2 4,5 6,7 8

1,2 3,4 5,6 7,8 1,2 3,4 5,6 7,8 1,2 3,4 5,6 7

1,2 3,4 5,6 7,8 1,2 3,4 5,6 7,8 1,2 3,4 5,6 7,8 1,2 3,4 5,6 7

1,2 3,4 5,6 7,8 Operate Control Boards (2) 1,3, 4,6 7

2,3 4,6, 7

1,2 4,5 6,7 2,3 4,6 2,3 5,6 7,8 1,2 4,5 6,7 8

2,3 4,6 7

1,2 4,5 6,7 8

N/A N/A N/A N/A N/A N/A N/A N/A Communicate and Interact All All All All All All All All All All All All All All All All Demonstrate Supervisory Ability (3)

N/A N/A N/A N/A N/A N/A N/A N/A All All All All All All All All Comply with and Use TS (3)

N/A N/A N/A N/A N/A N/A N/A N/A 2,4 1,2 1,2 3

1,4 2,4 1,2 1,2 3

1,4 Notes:

(1)

Includes TS compliance for an RO.

(2)

Optional for an SRO-U.

(3)

Only applicable to SROs.

  1. Candidates Exam Week Site / Docket # / Insp Rpt #

RO LSRO SROI SROU Type Exam Author Chief Examiner Examiners Assigned 07/19/2020 Waterford / 05000382 / 2020301 CAC #: 000956 FB-OR-ONSITE VALIDATI ON OF INITIAL LICENSE EXAMIN ATION (OV)

Osterholtz, Clyde Hernandez,Nick Osterholtz,Clyde 08/16/2020 Waterford / 05000382 / 2020301 CAC #: 000500 5

0 5

3 FB-OR-INITIAL LICENSE EXAM ADMINIS TRATION (EXAD)

NFF Osterholtz, Clyde Bergeon,Bryan Doyle,Matthew Hernandez,Nick Kennard,Michael Osterholtz,Clyde Page 1 of 4 10/5/2020 10:45:46 AM Orgs: ALL Sites: WAT Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 06/01/2020 to 09/30/2021

Summary by Date RO SROI SROU LSRO Total 08/2020 5

5 3

0 13 Page 2 of 4 10/5/2020 10:45:46 AM Orgs: ALL Sites: WAT Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 06/01/2020 to 09/30/2021

Summary by Site RO SROI SROU LSRO Total Waterford 5

5 3

0 13 Page 3 of 4 10/5/2020 10:45:46 AM Orgs: ALL Sites: WAT Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 06/01/2020 to 09/30/2021

Summary by Region RO SROI SROU LSRO Total Region 4 5

5 3

0 13 Page 4 of 4 10/5/2020 10:45:46 AM Orgs: ALL Sites: WAT Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 06/01/2020 to 09/30/2021

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