ML20198J041

From kanterella
Jump to navigation Jump to search
Insp Rept 50-312/86-07 on 860221-0411.Deviation Noted: Unterminated Shield Drain Wire Left Uninsulated & in Contact W/Metal Container for Listed Field Terminations
ML20198J041
Person / Time
Site: Rancho Seco
Issue date: 05/14/1986
From: Albert W, Bosted C, Burdoin J, Eaton R, Gore B, Andrew Hon, Ivey K, Johnson G, Johnston G, Miller L, Myers C, Perez G, Phelan P, Royak M
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION V)
To:
Shared Package
ML20198J013 List:
References
50-312-86-07, 50-312-86-7, NUDOCS 8605300633
Download: ML20198J041 (54)


See also: IR 05000312/1986007

Text

-,

.

U. S. NUCLEAR REGULATORY COMMISSION

REGION V

Report No. 50-312/86-07

Docket. No. 50-312

License No. DPR-54

Licensee: Sacramento Municipal Utility District

P. O. Box 15830

Sacramento, California 95813

Facility Name: Rancho Seco Nuclear Generating Station

Inspection at: Herald, California

Inspection Conducte

Febr

2 - April 11, 1986

-

Inspectors:

///

~~ f "

WUA

rt

[/

Date Signed

zQ

b 'IY-1b

J.@ t

[/

Date Signed

in

7

cfp

P/1-Ph

A. M

f/

Date Signed

R.3 to

'Dn

9/1-Sb

c

[f

Date Signed

f

vip

5-/V-N

C.@

.

/

Date Signed

'

(h

'l$-h

P. PX

n

/

Date Signed

n

&

'I

K. W ' _

/

/

c

Date Signed

/'

(M

'lY'h

,

y

Date Signed

G.

ie on

M.@ a

_

Q

(~'I Y-8 b

,

/

Date Signed

,

b

r

c-w

r

ikh

Yt$h$

C. Sfs.

_

I/

Date Signed

Consultant:

Nb

5'/I"b

B.

f,

.ific

t6 west Laboratory

Date Signed

Reviewed By:

/

/)

b'If~b

L. Mi/lcr

/

Date Signed

$$0"S882RSIOSo$12

G

PDR

.

.

-2-

Summa ry:

Inspection February 21 - April 11, 1986 (Report No. 50-312/86-07)

Areas Inspected:

Special inspection by eleven NRC inspectors (7 region, 3

resident, I headquarters), and one NRC contractor of the licensee's

preparations for restart of Rancho Seco following the December 26, 1986

cooldown transient.

This report summarizes the inspection activities which were conducted at

various times during the inspection period.

During this inspection, Inspection Procedures 93702, 62700, 62702, 62705,

37700, 72701, 93702, 25565, 41701, 61725, 90712, 92700, 94702 were followed.

Results: Of the areas inspected, which were identified by a list of 38

restart issues and the IIT report on the December 26, 1985 overcooling

transient (NUREG-1195) . One deviation was identified relating to electrical

shielding. Of the 38 restart issues, 20 were closed. Other enforcement

action related to this inspection will be the subject of separate

correspondence.

!

!

.

.

Table of Contents

Page

1.

Persons Contacted

1

2.

Inspection of December 26, 1985 Overcooling Event

1

A.

Background

1

B.

Findings Relating to Inadequate Procedures

2

a.

Absence of ICS Failure Procedure

2

b.

Absence of Procedure for Properly Securing HPI System 2

c.

Absence of Procedure for Exercising Manual Valves

3

C.

Findings Relating to Implementation of Procedures

a.

Improper Valve Operations

3

b.

Failure to Follow Emergency Procedure E0P E.05,

" Excessive Heat Transfer"

4

c.

Procedure Implementation Problems with Radiation

Protection and Emergency Planning Procedures

4

D.

Findings Relating to Maintenance of Procedures

6

E.

Conclusion

6

3.

Inspection of Restart Issues

6

A.

Background

6

B.

Restart Issue Inspection

0-1

Steam Binding Within Auxiliary Feedwater System

8

0-2

Prevention of Water in Main Steam Lines

8

0-3

Procedures for Switching from AFW to MFW

9

0-4 Event'Related Procedures - ATOGs

9

0-7 Prcssutized Thermal Shock Guidance

10

0-9

Overcooling Training and Other Training

11

0-10 System Training

16

0-11 Incapacitated Operator

17

0-12 Emergency Procedure Training

17

0-13 Control Room /TSC Emergency Filtration System

18

0-14 Valve Training

21

0-15 Annunciator Response Procedures

22

E-1

Secondary Steam Lines

22

E-3 Root Cause Analysis

23

E-5 Trouble Shooting

23

E-7 Post Trip Report

25

e

E-8 Main Steam Line Stress Analysis

25

E-9 Pressurizer Level

26

E-10 Pressurizer Heaters

27

E-11 Instrumentation Loss With ICS Loss-

28

E-12 Main Feedwater (MFW) Block Valve

29

)

- . . _ _ , -

.

.

-2-

,

Page

E-13 Operator References for OTSG Level

30

E-15 tRJ Pump Failure

30

E-16 MU Pump Procedures

31

E-17 MU Pump Schedule

31

E-18 LER on Overcooling

31

E-19 Core Lift

32

E-20 Closing Maintenance Valves

32

MA-1 Valve PM Program

33

MA-2 Electrical Terminations

34

MA-3 CRD Breakers

37

MA-4 Operability of Manual Valves

40

MA-5 Repairs to ICS and Valves

41

MA-6 Station 125V DC Batteries

41

MO-1 ADV, TBV Operation

45

MO-3 Control of ADV's, TBV's and AFW Flow

45

MO-6 Annunciator Change

47

MO-8 Minimum Flow to Pumps

48

4.

Management Meeting

50

5.

Status of Restart Issues

50

l

i

i

.

. .

-

-

-

'

1

.

1.

Persons Contacted

Numerous craft, operating and supervisory personnel were contacted during

the course of this inspection. The principal contacts were as follows:

G. Coward, Manager, Nuclear Plant Manager

  • C. Stephenson, Compliance Engineer
  • S. Crunk, Incident Analysis Supervisor
  • S. Redeker, Manager Nuclear Operations

'

J. McColligan, Assistant Manager, Nuclear Plant Manager

J. Jewett, Site QA Supervisor

R. Dieterich, Manager, Licensing

R. Colombo, Regulatory Compliance Supervisor

  • H. Canter, Quality Assurance Surveillance Supervisor

N. Brock, I&C Maintenance Supervisor

M. Price, Mechanical Maintenance Supervisor

C. Linkhart, Electrical Maintenance Supervisor

  • J. Field, Technical Support Superintendent

R. Daniels, Electrical Engineer Supervisor

  • T. Tucker, Nuclear Operation Superintendent
  • D. Army, Maintenance Superintendent

T. Hunter, Operator Training Coordinator

P. Turner, Training Manager

J. Irwin, I&C Engineer

R. White, Senior Electrical Engineer

T. Miller, Quality Assurance Consultant

J. Meyer, Quality Assurance Engineer

J. Wheeler, Senior Electrical Engineer

M. Basu, Principal Electrical Engineer

Q. Coleman, Quality Assurance Engineer

L. Roven, Quality Assurance Engineer

L. Conklin, Senior INC Design Engineer

W. Ford, Nuclear Operation Coordinator

J. Ambrose, Quality Engineering Specialist

  • J. Mau, Training Superintendent

i

B. Rausch, STA Supervisor

  • Attended either April 4 or April 11, 1986 exit meeting.

2.

Inspection of December 26, 1985 Overcooling Event

A.

Background

On December 26, 1985 the Rancho Seco Plant experienced a loss of DC

power within the integrated control system (ICS) while the plant was

'

operating at 76 percent power. Following the loss of ICS DC power,

the reactor tripped on high reactor coolant system (RCS) pressure

followed by a rapid overcooling transient and automatic initiation

of the safety features actuation system on low RCS pressure. The

overcooling transient continued until ICS DC power was restored, 26

minutes after the loss.

I

Subsequent to the event the NRC sent an Incident Investigation Team

(IIT) to Rancho Seco. The details of the team's findings,

.

l

-

-

-

J

-

-

- . -

. .

.

'

2

.

description of the event, and conclusions are documented in

NUREG-1195 ' loss of Integrated Control System Power and Overcooling

Transient at Rancho Seco on December 26, 1985." This NRC report

contains a detailed explanation of the event.

In addition, a

,

special inspection was conducted by the Region V office of the

licensee's implementation of the licensee's emergency plan and the

radiological control program. The findings of the special

inspection were documented in Inspection Report 50-312/86-06.

B.

Findings Relating to Inadequate Procedures

The inspectors determined that the licensee had failed to establish

several procedures required by Technical Specification 6.8.1 and

Appendix A of Regulatory Guide 1.33, November 1972 edition. The

absence of the procedures directly contributed to the overcooling

event which occurred on December 26, 1985. The following items were

identified subsequent to the event by the inspectors as examples

where the licensee failed to establish required procedures.

'

.

Section F.18 of Appendix A, Regulatory Guide 1.33 recommends

a.

written procedures for ccmbating emergencies and other

significant events including expected transients. On January

5, 1979 the licensee experienced a reactor trip which included

'

the loss of ICS power. The trip was caused by a

short-to ground in the ICS, and resulted in an overcooling

event which exceeded the Technical Specification cooldown limit

of 100 F/ht. The plant response to the event on December 26,

1985 was similar to this earlier event.

Yet, despite the

,

January 5, 1979 event, the licensee apparently did not modify

'

the ICS or other plant systems, nor did the licensee develop a

loss of ICS procedure. The failure to develop a procedure for

the expected transient, namely loss of ICS DC power, is an

apparent violation,

b.

Section C of Appendix A, Regulatory Guide }.33, recommends

procedures for startup, operation, and shutdewn of safety

related PWR systems including instructions for changing modes

of operation. After the loss of ICS de power on December 26,

the reactor coolant system pressure decreased to 1600 psig and-

a safety features actuation occurred.

High pressure injectio'n

(HPI) loop valves opened, suction valves from the borated water

'

storage tank (BWST) received an open signal (these valves had

been previously opened), the A HPI pump (P-238A) started (the

,

makeup pump, P-236, and the B HPI pump, P-238B, were already

started), and the suction valve from the make up tank

(SFV-23508) closed.

During the subsequent recovery from the high pressure injection '

initiated by the safety features system, the suction valve from

the BWST (SFV-25003) was closed in error by a licensed

t

operator, stopping flow to the A HPI pump and the makeup pump.

j

The A HPI pump had already been secured by this time, but the

,

!

makeup pump was operated without flow for about 25 minutes.

The pump was not secured until af ter the pump' had been severely

_ _ ,

_. ,_ _._._ - ,, __ ~ ,

_ . _ . _

___ . _ - _ _

__. , .

_ _

__ .-

.-

-

-

.-

..

-

3

w

damaged. As a consequence, primary coolant spilled onto the

makeup pump cubicle floor, and some minor amounts of

radioactivity was unnecessarily released to the atmosphere, and

ultimately, to the environment.

The failure to have a procedure to secure the high pressure

injection system properly and safely following its initiation

is an apparent violation.

J

c.

Section 1.4.a of Appendix A, Regulatory Guide 1.33, recommends

written procedures for exercise of equipment which is normally

idle, but which must operate when required. During the event,

following unsuccessful attempts to close the A auxiliary

feedvater (AFW) flow control valve (FV-20527), a nonlicensed

operator was directed by the control room operators to close

the manual isolation valve (FWS-053) downstream of the A-AFW

flow control valve. This closure was ordered to mitigate the

severe cooldown in progress; however, the operator's efforts to

close the valve were unsuccessful, despite the use of a large

valve wrench, and the valve remained stuck in its normally open

position.

Subsequent to the event, the inspectors determined that no

written procedures existed for the exercise of auxiliary

feedwater system valve FWS-063, which was normally idle (not

!

operated), to ensure its capability to operate when required.

This is an apparent violation.

C.

Findings Relating to Implementation of Procedures

During the event of December 26, 1985, the licensee also failed to

i

implement several procedures, contributing to the overcooling event,

its radiological consequences, and the unnecessary damage of plant

equipment. The following are examples identifying failures to fully

implement procedures during the December 26, 1985 event.

During the event the Control Room Operator dispatched a

a.

nonlicensed operator to manually close the auxiliary feedwater

(AFW) flow control valves. The operator first attempted to

i

close the B AFW flow control valve, FV-20528. After he had

assumed he had closed the valve, he proceeded to the A AFW flow

control valve, FV 20527. Subsequently, another operator

approached the B AFW flow control valve and found it not fully

closed. At that time the second operator closed the valve.

1

The first operator attempted to close the A AFW flow control

valve.

In this attempt a valve wrench was used on the manual

handjack of the valve.

The operator failed to recognize that

he had already closed the valve, so when the valve wrench was

used to close the valve further, the manual' operating mechanism

was broken loose from the actuator.

Internal spring pressure

reopened the valve, and consequently, AFW flow was not secured

to the steam generators.

1

.

-

-

- -

-

-

- -

- -

.

.

- -

.

.

-

-

.

.

-

--- - - -- .

- - .

-

. . . . . .

. .

. _ . _ ~ _ _ _ __ _ . _

_..

. . _ _

.

. _ _ _ _ _ .

. __

_

1

'

.L

4

,

!-

l

1

'

i

i

Section.C of Appendix A, Regulatory Guide 1.33, recommends

.,

procedures for startup, operation, and shutdown of safety.

1

related PliR systems including instructions for changing modes

of operation.

1

The inspector determined that the licensee.had established some-

instructions for operating valves FV 20527 and FV 20528 in the

,

case where the control. room was evacuated in procedure C.13A,.

'

" Hot Shutdown from Shutdown Panel with a Fire in the Control

Room," Enclosure 4.6, " Operator No. 2 Supplementary Actions,"

'

Step 4 and 5.

These instructions appeared applicable in.this

event, as well. They did.not contain appropriate precautions

'

,

to prevent excessive leverage on the valve manual operators.

The improper. operation of valve FV 20527 in the manu.sl mode

-

prolonged the' excessive cooldown during the event. This is an

apparent violation.

.

b.

Section F. of Appendix A, Regulatory Guide 1.33, November 1972,

recommends procedures for' combating emergencies and other

'

significant events. During the event.the operators used

,

emergency procedure E'.05 " Excessive Heat Transfer". Step 3 of

procedure E.05 directed operators to isolate the once through

steam generators (OTSGs). With no ICS DC power available,

3

operators were dispatched to the v.3 ves and. instructed to

-

1

operate them manually to isolate the 0TSGs. The procedure

states in step 3.3, "if feed flow continuca, trip appropriate

feed pumps to terminate flow." The' operators did not isolate

feed flow toithe OTSGs before power to-the ICS was restored.

5

The OTSG levels continued to increase, to 95' percent on the

i

operating range. At this' time-E.05, step 3.1, directs the

~

!

operators to stop the turbine-driven AFW pump and start the

motor-driven.AFW pump. However, this action.was not taken, and

both AFW pumps continued to pump water into the OTSGs. 'As a

,

j

result, the OTSG levels continued to increase and water started-

j

overflowing into the "A"' main steam lines.

!-

i

(Rule 3, "Feedwater Throttling Guidelines," to the emergency ^

.

,

-

- +

.

. procedures is even nore definitive-in this esent.

It gives the

4

-

,

. operators explicit gVids.nce to stop AFW flow'during overcooling

j

events. Rule 3 states,Qn part:

"If excessive primary to ' '

secondary heat transfergexists, then stop AFW flow-,to the. steam

'

generator (s) being ove: cooled."

-

, x

This is an apparent violation.

-

-

~

_

-

(The inspectors also noted that as a direct result of the

-

fa,ilure to stop the AFW flow to'the OTSGs, Technicali, _

2

'/

<

'

'

~

Specification 3.1.2.2, which limits'the reactor coolant system

,

cooldown rate to 100?F/hr, at temperatures greater than 270*F,

i

was exceeded.)

'

C

>

'

,

,

,

Other examples of the failure;to implement existing proce'ddres

c.

.

!

-during this event were previ.ously discussed in-Inspection

2

~

Report 50-312/86-06. These;are summarized below:

.'

'

,

.

,

,

m

f.

lT

-.

<

,

--

.

d

,

a

_

N"

_

.

.

. ~ , . + . . . , - ,

,-,-...--,...-,,,.1-

er

-

--,e

  • - . - - ., i e

-

  • -r

- - +

v- .--"*-~e

  • ' + " ~' " ' '

"*f'-"

'

5

.

1.

Section F.27 of Appendix A, Regulatory Guide 1.33,

November 1972, recommends procedures for abnormal releases

of radioactivity.

Annunciator response alarm procedure H2PSA-7, Revision 14,

Window #12 requires in step #4, " Notify Rad / Chem or

Emergency Team to don respirators and make reentry into

area to obtain air sample and determine source of high

activity IAW (in accordance with) the Emergency Plan," and

in step #2 it requires personnel be evacuated from area

being monitored for high gas activity upon receipt of a

high alarm on actuating device R15002B (i.e., auxiliary

building stack monitor).

Procedure AP 305-28, Revision 1, dated May 25, 1985, "MPC

Determination at Site Boundary From Radioactive Releases,"

requires in paragraph 3.0 that a 10 CFR 50.72 evaluation

is required if an unplanned, uncontrolled or accidental

release occurs.

Paragraph 3.1.1 requires the evaluation be accomplished in

the following manner:

"a.

Sample the stack for noble gases, tritium,

particulate, and charcoal (iodine),

b.

As soon as possible, perform the evaluation based on

noble gases. Collect tritium, particulate, and

charcoal (icdine); sample for one hour.

c.

If the release changes, additional noble gas samples

will be required in order to average over one hour.

d.

Determine Concentration at Site Boundary."

Contrary to the above procedures, upon receipt of the auxiliary

building stack high gaseous activity alarm (R15002B) at

approximately 5:05 a.m.,

December 26, 1985, personnel were not

evacuated from the auxiliary building and a sample was not

taken from the auxiliary building stack for determining the

initial site boundary maximum permissibie concentration.

This is an apparent violation.

-

2.

Rancho Seco Technical Specifications 6.8.1.e requires that

written procedures shall be established, implemented and

maintained covering the emergency plan implementation.

a)

Step 5.1.3 of Procedure AP 502, " Notification of

,

Unusual Event," requir:es the Emergency Coordinator to

direct the emergency alarm be sounded for ten seconds

and announce or have announced, the appropriate

messages described in Step 5.1.3 over the public

address system whenever an actual event has cccurred.

.

6

.

Contrary to the above, on December 26, 1985, the

Emergency Coordinator did not activate the siren and

make the announcement following declaration of a

notification of an Unusual Event.

b)

Step 5.1.4 of Procedure AP 506,

" Notification / Communication" requires the Emergency

Coordinator to complete a followup Notificatica Form

(Attachment 7.4) which requires that followup

information should be sent to the State and counties

at least hourly, during an emergency.

Contrary to the above, on December 26, *.985, followup

notifications after the declaration of an unusual

event were not made to the appropriate offsite

authorities (i.e., Amador, Joaquin, and Sacramento

counties).

l

D.

Findings Relating to Maintenance of Procedures

Technical Specification 6.8.le requires, in part, that written

l

procedures shall be maintained covering emergency plan

l

implementation.

1

Inspection Report 50-312/86-06 has previously detailed an area where

i

the licensee's procedures were not maintained.

Attachment 7.2 Tab 4 of procedure AP 501, " Recognition and

Classification of Emergencies," Revision 4, dated August 23, 1985,

lists an Emergency Action Level for R15002B (Aux. Bldg. Stack Gas)

i

alarm at 20,000 cpm.

'

Contrary to the above, procedure AP 501 was not maintained in that

the Auxiliary Building Stack Monitor R15002B setpoint had been

changed to 60,000 cpm on July 21, 1984, and the setpoint as listed

in Attachment 7.2 Tab 4 had not been revised as of December 26,

1985.

E.

Conclusion

l

The inspectors concluded from the review of the licensee's

performance that the variety and number of procedural violations and

omissions which occurred during this event, or which were revealed

,

in the inspections which followed it, collectively indicated a

i

serious breakdown in the management controls which should. establish

)

and implement important procedures.

(86-07-01)

3.

Inspection of Restart Issues

l

A.

Backrround

This is an interim report on the examinations conducted to date,

April 11, 1986, on a list of issues prepared by Region V.

This list

represented specific items which Region V considered important to

1

l

l

I

_.

.

.

7

.

resolve prior to recommending restart of Rancho Seco following the

,

December 26, 1985 cooldown transient. Not all of the items on the

list of " restart issues" specifically address issues directly

,

arising from that transient, nor is the list intended to

comprehensively list all the actions necessary for restart of the

plant.

The Region V restart list has been modified from time to time.

Among the modifications was the elimination of those items which are

to be exclusively resolved by NRR. Thus, the following paragraphs

. address the items on the list in numerical order but skip those

numbers which represent items to be resolved by NRR only. Also the

following material does not address issues relating to health

physics, emergency preparedness or security. These issues are

addressed in separate inspection reports issued by Region V.

,

The detailed discussion of the various restart issues is in the

following report sections. These sections outline the status of the

issues at the close of this inspection period (April 11). Therefore

'

this report represents an interim report on those issues which have

not been closed out.

Followup examination on most of these open

issues will follow appropriate licensee action.

The following items are classed as either "open" or " closed".

" Closed" means " closed as a restart issue".

The closure of an item

as a restart issue does not imply that it may not be reopened if

further questions arise or that NRC organizations other than Region

V may not have further questions. #.lco, the closure of an item as a

restart issue may be contingent on understandings reached with the

lickasce regarding aspects of the issue which remain open but are

not conditions for restart.

In the following listing each issue is addressed by the following

designators:

The Region'V restart list number

The licensee action list number

The item number from the memorandum of Mr. V. Stello to Mssrs.

Denton, Taylor and Martin titled " Staff Actions Resulting from

the Investigation of the December 26, 1985-Incident at Rancho

Seco," dated March 13, 1986, if that item was assigned to

Region V.

(EDO list)

The numbers are followed by a description of the expected licensee

action.

.

- -

- .

.

- .

_ __

. .

__

_ -

-

.__ _

. . _ _

. . _ - . . . - -

. _ . . __ _ _

. _ . _ . _. ._ -

!

,

'

8

'

.

i

'i

i

.

B.

Reitart. Issue Inspection

0-1

(closed)

!

'

RV

-

'

SMbT) -

tea ('17 '

,

EPO

n.a.

-

Deyelop proceduces fg _non Qoring ccndition's within the Auxiliarv

_

,

Feedwater System (AFWS), for 'cecognizirg steam hinding,yd for

rest 6 ring the ARiS to ope _rability.

,

'

. Conduct necestacy training.

- ;

4

_

.

'

l

This item was taken froni IE Bulletin S5-01. Tbc NRC inspector

reviewed the licensee *s response dated 02/27/S6, AFW System

i

Operating Procedure !i.51, and Surveillahce Procedure 200.01. The

NRC inspector found that the necessary proce. dure charigen have been

!

ecmoleted and that these procedure changes provided for recognition .

'

,

4

of the sr.eam bicding, condition if it eccursd und also provided for

rtstoration of the AfMS when such a condition is found. The

k

licensee stated that trairiing has been conducted regarding these .

'

,

j

procedure < changes. This wili be examined as part of the overall

'

training review discussed in other paragraphs belowe

,

No violatiotir ver.e identified.

i

This item is closed as a restart issue.

SV

0-2 (closed)

-

,

I

~~

SMUC -

16.a (2)

<

i

EDO

n.a.

--

l

Reviey pruc,edures to prevent water in train steaingline's. .(NUREG:

'1154)

,

.

The NRC inspector reviewed a draft _ copy of 'the licensee's closure

4

report and had no questions regarding' the conclusiens.

The

~

'

licensee's prutedures do not 3ppear to require modification.

.

l

.

.

-

6

>0parator awareriers of the difference betweee Safety Parameter

'

.l-

Lirplay Systam-Once Through Steagt; Generator level indication and

actua) level resiaing'a eencern.. . This point is addressed is is. sue.

E-23 b'elow.

,

,

.No vislAtions were identified.

This-itsm is closed as e restart issue.

l

,

J

.

N

t

.

d

$

i

-1

l

'- l

j

-

' I

J

4

=

_ ' '

,

$

,t

t

T

F

4

t

-

- . . . . - - - -,

- - , . . - - , ,

,-,-.-#

, , . - . . , - , . - ,

- - , , , ~ . - . . . . .

..-.4

...~ . . , ~ . , ,

.v,-

. . . ,

,-#

, . ,

'

9

.

RV

-

0-3 (open)

SMUD -

16a(3)

EDO -

n.a.

Develop procedures for switching from AFW to Main Feed Water (MFW)

including reset of AFW valves when MFW is reset. Assure oIerator

understanding of equipment response.

(Trip Report #73, 10/2/85 event).

The licensee was changing procedure A.51 " Auxiliary Feedwater

System" to incorporate.a method for the transfer. Training on the

procedure changes, when complete, will also be reviewed.

The item remains open as a restart issue.

RV

-

0-4 (open)

SMUD -

16a(4)

EDO -

5.a

Evaluate need for event related procedures in addition to system

related procedures (derived from the Abnormal Transient Operating

Guidelines (ATOGs)).

This item was addressed by RV, although primary close-out

responsibility has been accepted by NRR. RV addressed the issue as

part of the Region's review of the consistency of the licensee's

emergency procedures with'the ATOG's.

The licensee's review

'

determined a need for two additional event related procedures, one

dealing with the loss of ICS and one with the restoration of the

reactor system after SFAS initiation. During this inspection, RV

examined the consistency between the ATOGs and the E0Ps and also

addressed the issue of event related procedures. This review was

limited because the licensee had not finished adapting his

procedures to the latest applicable ATOG's.

This work is currently

underway.

In addition, when comparing the requirements of

Regulatory Guide 1.33 (November 1972) Appendix A Pact F, " Procedures

for Combating Emergencies and Other Significant Events", with the

station procedures, the inspector noted that several procedures

required by Regulatory Guide 1.33 were not available in the station

procedure manual. .The following listed items from Regulatory Guide 1.33, Appendix A, were not found to have a corresponding procedure:

Section F.3

Loss of Electrical Power (and/or degraded power

source) (in particular, loss of 125 VDC or 120

,

VAC power)

Section F.11

Loss of Flux Indication

Section F.24

Acts of Nature (in particular, tornado and dam

failure)

Section F.25

Irradiated Fuel Damage While Refueling

The inspector noted the following: A procedure for " irradiated fuel

damage while refueling" was partially present in the " Limits and

-

.

10

.

Precautions" section of B-8 " Refueling" procedure; however the

" Limits and Precautions," were not sufficiently detailed to be a

complete procedure, as defined by ANSI 18.7-1972 Section 5, which

prescribes procedure content and format. The emergency plan

implementing procedures (EPIPs) contained information on the

classification and general site activities required in the event of

a tornado or high wind conditions, but these procedures did not

address the plant activities as complete procedures to-the degree

required by Regulatory Guide 1.33 and ANSI 18.7-1972, Section 5.

There were numerous annunciators in the control room that indicated

various losses of voltage for the 125 VDC buses, and with each

annunciator there was a diagnostic response detailed in the

annunciator procedure. These, too, lacked the detailed corrective

action expected in a complete procedure. Also, there was no

corresponding procedure for loss of 120 VAC. The limiting

conditions of the Technical Specifications for a loss of flux

indication provided an action statement for this condition.

However, the Technical Specifications limiting conditions are not a

procedure in the sense required by Regulatory Guide 1.33, and ANSI

N18.7-1972Property "ANSI code" (as page type) with input value "ANSI</br></br>N18.7-1972" contains invalid characters or is incomplete and therefore can cause unexpected results during a query or annotation process..

It was noted by the licensee at the Exit Interview that Inspection

Report 50-312/73-03 (issued in 1973) discussed areas in Regulatory

Guide 1.33 (Safety Guide No. 33) that were not covered by separate

individual procedures. They were in part: Loss of Flux Indication,

Expected Transients, and Acts of Nature.

It was the inspectors'

conclusion at the time of the 1973 inspection that the " Procedures

available for combating emergency conditions or significant events

appear to be generally consistent with the recommendations provided

in ANS 3.2 and AEC Safety Guide No. 33."

This appearance of general

consistency remains valid thirteen years later. However, in 1986 it

is concluded that certain specific procedures were not consistent

with Regulatory Guide 1.33.

This is an apparent violation.

This item remains open as a restart issue.

RV

-

0-7 (open)

SMUD -

16a(7)

EDO -

5d(2)

Provide clearer operator guidance for pressurized thermal shock

concerns (Recommendation #15 from 10/2/85 Trip Report).

The licensee is working on technical specification changes which

they expect to present to NRR for review and approval prior to

further developing the guidance for operators.

The item remains open as a restart issue.

,

11

.

6

1

RV

-

0-9 (closed)

SMUD -

16a(9)

,

EDO -

Sd(1)

Conduct training on overcooling events including actionc_to_b,e,taken

when reactor enters PTS region. Ensure operator unde'estanding of

system response with varying rates of decay heat. Ccaduct event

'

awareness training for 10/2 and 12/26 events.

(Recommendation #21_

from 10/2/85 Trip Report #73).

The subject of operator training and retraining covered in the

discussion of this item is applicable, in part, to itcas 0-10, 0-12

.

and 0-14 below.

These items included classroom, simulator, and " hands-on" training

covering the accident sequence of events, overcooling events,

'

Emergency Operating Procedure (EOP) changes, plant modifications,

Integrated Control System (ICS) operation, entry into areas of

unknown radiological conditions, manual operation of valves, and

l

other event related training.

'

The inspection included reviews of the following:

a.

Sequence of Events Training

,

b.

Non-licensed Operator Training

c.

Classroom Training for licensed Operators

d.

Simulator Tratning for Licensed Operetors

'

.

The inspection also included operator interviews and oral

examinations on the training provided in the above areas.

The findings in these areas are as follows:

Sequence of Events Training: The licensee provided training to

a.

all licensed and non-licensed operators on the sequence of

events from the cooldown transient of Decenter 26, 1985. The

,

purpose was r.o ensure that all operations personnel had an

overall perspective of the cause of the event and the transient

'

which followed.

The class included a review ei the major

occurrences which took place and a discussion of the events

with~ emphasis on problem areas which arose. Fred .e review of

the clasc attendance sheets, the inspector verified that all

licensed and non-licensed operatcrs received the tEaining,

b.

Classroom Training for Licensed , Operators: The Idcensee

provided the licensed operators with classroom training in the

following areas:

j

Modifications to the AlWs , TSVs, and AFW va: Lues

Changes to the E0Ps

'

Recovery from SFAS Actuation'(Casunity Procedure'C.41)

,

Local P.!anual Dperatioc of ALVs, TfVs, and ABI Valves

Conduct of Shift Operations (Changs to AP.1 and AP.23)

Loss / Restoration of ICS Pcwer (Casualty ProcedcJe C.40)

.

!

.

.

_ ,

_

--

-

~

..

-

-

.. .

-.

- -

. . -

. .

.

- = .

,

s-

.

4

=*

12

.

l

'

Entry Into Areas of Unknown Radiological Conditions

Operator Traps (dif ferences between simulator and Rancho

Seco)

. P

Local training for manual valve' operation was given at the site

and included " hands-on" training. . All other classes were given.

in conjunction with the simulator training. The inspector

reviewed the clas'sroom outlines and trainee handouts and

i

concluded that the outlines appeared.to cover the significant

. !

points from the accident and plant changes. The inspector also

verified that all licensed personnel had received the. required

- training. Valve training for non licensed operators is

discussed in 0-14 below.

4

c.

Simulator Training for: Licensed Operators: The licensee

provided the licensed operators with event and modification

i

training at the Babcock & Wilcox (B&W) simulator in Lynchburg,

VA.

A B&W certified NRC license examiner observed portions of

,

the training in the following areas:

1

Overcooling Events (including actions taken to preclude

Pressurized Thermal Shoch (PTS) concerns)

i

Loss of Power railures~of the ICS (including recovery and

-

restoration)

Makeup and Purification System Operation Following SFAS

Actuation

.

Throttling and Trip Criteria for Pumps and Valdes .

'

  • '

Modificationt and Control koom Operation of the ADVs,

TBVs, sand AFW Valves

-

.

'

Differences Setween the Simulator and Rancho Seco

Changes to EOFs

,

'

,

,

~

The examiner concluded tbat the retraining in the observed

areas. adequately addressed the issues raised asia result; of the

-

,

1

10/2 and 12/26 events.

~

d.

Operator Interviews

.

,

-

'

'

During the week'of April 7-11,'1986, a Region.V inspector, NRR

..

license examiner, and ari NRC contractor conducted interviews

'

'

with.]icensed and non-licec' sed iperating personnel at the.

-

' *

,

Epncho Seco site'.

The . purpose was to assessL the effectiveness '

-

of the training by sampling the operators knowledge,about,the;

.

.

event oi December 26, 1986 sad the subsequent training that had

i

L

been given.

'

'

'

.

'Ihe interview sample included personnel 'f rom all operating

shif ts as well. as other licensed' personnel and consisted of:

3

4

(

,

?

3 Shift Supervisers

.

.

7

I

- *.

16 Senior Control ~ 0perators (SCO)'

n

'

6 Control Operators.(CO)

,

<

3 Shif t Technical Advisot:s (STA)

i

,

,

7 Auxiliary Operaters (AO).

6 Equipment Attendaots-(EA);

,'

'

'

+

r

.

.

E

'

4

_

,

!

>

,

.s

-

.

,

-

m

2

s

, . . , ,, ,.

e,

e-

e

.-r-e,

~

4

9--*"---

=f*

8**#

'"'Y*

~~-P'

'

-_.

. . .

. .--

.

.

.- - - - . .

-

.

.

. -

-

.- ..

.

~

. .

13

.

The questioning was derived from various sources including the

NRC Incident Investigation Team (IIT) report (NUREG-1195), the

' licensee's event Summary Report, and the classroom outlines and

,

materials from the training sessions.

Based on the results of this evaluation the NRC concluded that

j

the retraining ~of the operators in the areas of weakness

demonstrated by the event of December 26, 1985, had been

effective. However, some: items were noted which indicated

!.

operator uncertainty in specialized areas.

l

1

!

Most operators were unsure about the use of the " Balance"

'

i

pushbutton on the new Leeds and Northrop AFW controllers.

j

They noted that it was not mentioned in procedures for AFW

,

control or loss of ICS power.

4

f

- *

Most non-licensed operators and some licensed operators

were not aware of the proper method (per the vendor

manual) for restoring the AFW Flow Control Valves to the

neutral and automatic position after being manually

closed. This is necessary for a "bumpless" transfer from

manual to automatic operation.

'

.

One licensed operator did not know that the makeup. tank

outlet valve (SFV-23508) closed on SFAS initiation and was-

.

adamant that it remained open.

t

!

Several licensed operators failed to recognize symptoms

requiring the trip of all MFW and AFW pumps supplying flow

to steam generators during an overcooling event. .This

2

requirement is contained in Step 3 of E.05, Excessive Heat

Transfer. c A procedure modification cin February, '1986

,

added the criteria of pressurizer level <10", or Tcold

<525*F.', ~which were not recognized during discussions as

.

triggering, criteria.

1

.

One' licensed operator was certain that the AFW control

-

'

valves fail closed on loss of instrument air.-

Another one

said they fail: closed before thinking through physically

j

what happens and reversed himself.

-

,

t

!

LSeveral licensed operators were' unsure of how instrument

air (IA) interfaces with the accumulator bottle's at the

,

l

Atmospheric Dump Valves (ADVs). They~noted.that the

'

2 training diagrams recently provided did~not indicate

valving for these connections. One operator did not know

why, if the IA header were breached, the accumulators

.

would not_ vent to the. break. One operator'(SRO) said the

accumulators cause the Turbine Bypass Valves:(TBVs) to

lock-as-is on loss of instrument air, and one (SS) said

the TBV/ADVs fail open but.the accumulators allow them to

)

,

'

be operated for a period of time afterward, before '

!

correcting himself on additional' questioning. Two

operators did not know how the nitrogen bottles at the ADV. .

Remote Operation Panel interfaced with the IA system-if

needed on loss of IA.

!

-

.

-. - - -

-

.

. -

- - - - _ . _ - -. _ . _ . . _ . , _

- . .

. - - _ , _ - , - ,

_~

, , - ,

_ _ _ _ _ _ _ _ _ _ _ _ _ _

'

14

.

One licensed operator did not, on a walk-thru operation of

the auxiliary feedwater control valve, follow the posted

procedure, nor did he understand that the procedure was to

be executed in sequence.

One licensed operator did not understand that the new

Leeds and Northrop Manual controller controlled the

auxiliary feed water control valve when in manual even

when ICS power was not available.

Three licensed operators (two senior, one operator) were

not aware of the ICS annunciator alarm changes.

One licensed operator and one non-licensed operator were

unaware of the reason for the neutral position of the

manual handwheel on the TBVs/ADVs.

Although these specific areas or questions indicated a need for

some improvement (these were discussed at the exit interview on

April 11, 1985) it was the conclusion of the NRC examiners that

the licensee has been conducting an effective retraining

program. Therefore, items 0-9, 0-10 and 0-12 are closed as

restart issues. The particular weaknesses identified will be

reinspected later during a scheduled inspection (86-07-02).

No violations were identified.

RV

-

0-10 (Closed)

SMUD -

16a(10)

EDO -

n.a.

Evaluate adequacy of operator training in specific areas and conduct

retraining as appropriate. Areas to include:

ICS system, including actions to verify operability, responses

a.

to failures and recovery from failure;

b.

Make-up and letdown system to specifically include operation of

MUT, BWST, and HPI under various conditions;

Steam generator and reactor level control to include throttling

c.

and trip criteria for various valves and pumps including RCP;

d.

Operations of ADV's, TBV's and AFW throttling valves;

e.

Differences between the B&W simulator and Rancho Seco.

Operator retraining and the NRC evaluation of retraining are

discussed under 0-9 above. See also 0-12 below. This item is

closed as a restart issue.

4

,

.

15

.

RV

-

0-11 (closed)

SMUD -

16.a(11)

EDO

n.a.

-

Evaluate the significance of the incapacitated senior reactor

operator in terms of his fitness for duty.

During the December 26, 1985 event, a Senior Operator collapsed from

unknown causes. The licensee committed to review the individual's

fitness for duty and withheld the person from control room duties

until it was known what caused the individual's collapse. Region V

Operator Licensing personnel reviewed the NRC form 396 ' Certificate

of Medical Examination' that the licensee submitted to confirm that

+

the individual was fit to resume control room duties. The

information supplied was sufficient to determine that the cause of

the collapse was not related to any underlying condition that would

prohibit the individual from control room work.

This item is closed as a restart issue.

No violations were identified.

RV

-

0-12 (closed)

SMUD -

16a(12)

EDO -

5.g., 5.b.

Evaluate training on Emergency Operating Procedures including the

assignment of responsibilities for completion of various procedures

or steps during'an emergency. Assure that rules which are to be

" committed to memory" are being retained. Conduct retraining as

necessary to include:

a.

The modifications being made prior to restart, the reasons for

the changes and the effect of these changes on emergency

procedures;

b.

Onsite and offsite notifications in an emergency; including a

clear understanding of what constitutes emergency situations

(EPIPs);

Criteria and precautions for entry into a potential highly

c.

contaminated area;

d.

Recovery from ICS or NNI failures, including recovery -from

SFAS.

EDO item 5.g. specifically addresses the necessity for a program

which assures that procedure changes are made and training. is

completed when plant modifications are made. During this inspection

a program was verified to exist for the types of changes resulting

from the modifications made as a result of the 12/26 event.

Further, the RV inspector verified that the licensee program for

accomplishing this has not varied from that existing prior to the

12/26 event.

Licensee failures in this regard, which may have

-

-

-

.

.

16

..

contributed to either the 10/2 or 12/26 events, appear to be

failures to adequately implement the program as it existed. Most

notably, during the 12/26 event, operators did not recall that the

ADVs could be operated from the Remote Shutdown Cabinet,

a

modification made during the last refueling outage.

In addition to the training and procedure reviews, Region V examined

the consistency between the ATOGs and Rancho Seco's emergency

procedures (see item 0-4 above).

Training and procedures are otherwise discussed in items 0-9 and

0-10 above. Although retraining work is continuing, and will be

further inspected, the item is closed as a restart issue.

No violations were identified.

RV

-

0-13 (open)

SMUD -

16.a(13)

EDO -

n.a.

Evaluate h'igh noise from Control Room / Technical Support Center

Emergency Filtration System (CR/TSC HVAC)

The scope of the examination in this area was expanded during the

course of this inspection, as an understanding of the complexity of

CR/TSC the HVAC problems developed. The NRC's position was that a

thorough review of the CR/TSC HVAC was required and that any

required modifications should be defined (not necessarily installed)

prior to restart. The need for operator training in this equipment

was also evident.

The item relates to the transient of December 26, 1985 because both

trains of the emergency HVAC system for the technical support center

and control room (TSC/CR) were initiated on receipt of a safety

features actuation signal. The resulting operating noise in the

control room impaired operator communications, and the operators

secured both trains in order to reduce the noise.

Th'e licensee addressed the excessive CR/TSC HVAC noise in its human

factors review following the event. The licensee's closure report

dated January 23, 1986, referenced a previous review of the control

room noise problem conducted in November, 1985.

At that time, noise levels in excess of NUREG-0700 recommendations

had been measured during operation of both trains of CR/TSC HVAC.

Prior to the December 26th event, corrective. actions for this

condition had been initiated to identify equipment support

modifications required to reduce the noise levels.

The inspector reviewed the licensee's closure report and the-

previous control room design review.

It was found that no specific

evaluation of the December 26th event-related noise problem had been

performed to determine if the problem was the same as that

previously identified in the control room design review. The

___ _

'

'17

.

inspector was concerned that the noise levels experienced during the

event may have been more severe than those measured during the

controlled conditions of the sound level survey. This concern arose

because the system reportedly does not stabilize at lower flows for

about ten minutes after it is started by an SFAS signal.

During review of the event-related essential CR/TSC HVAC operation,

the inspector identified the following concerns.

1)

Due to differences in the design of the control circuits

between the A and B trains, some confusion existed among the

licensee's staff as to the operating characteristics of the

essential CR/TSC HVAC system. During the December 26th event,

the A train HVAC was STOPPED and RESET within two minutes after

initiating on an SFAS signal. However after STOPPING the B

train, approximately 10 minutes later, the B train could not,

by design, be reset due to the continued presence of the SFAS

signal. With the A train secured and the B train STOPPED but

not RESET, the normal CR HVAC was still isolated. Furthermore,

the B train wis not rearmed for automatic initiation.

Based on interviews with representatives of the control room

staff, the inspector found that the operators were unclear as

to what actions would be required to initiate the essential

HVAC system under these conditions, if it had been necessary.

A licensee representative cognizant.of the essential HVAC

design confirmed that:

a)

Both essential HVAC trains would have automatically

initiated on a high temperature signal regardless of their

reset status; however,

~

b)

Only the A train would have automatically initiated on a

high radiation or subsequent SFAS signal since the B train

had not been reset.

Operator action within 10 minutes to manually load the A train

onto the emergency power bus would have been required under a

loss of offsite power if the B train was not reset.

The inspector reviewed the operator training. program for the

CR/TSC HVAC modifications and found that the training'did not

address the control differences between the trains. Further

the inspector reviewed the CR/TSC HVAC System Operating

Procedure, A.14, and found that there was no criteria or

guidance for securing individual trains of the essential HVAC

system to insure reset of the automatic actuation circuitry.

The absence of specific procedure guidance and training

represents further examples of procedure inadequacies revealed

during the December 26 event. These are discussed in the

enforcement action of section 2 above.

_ - _ _ _ _ _ -

'

18

..

2)

The inspector noted that the Interim Data Acquisition and

Display System (IDADS) data from the essential HVAC system

recorded an airflow of between 400 and 600 cfm in each train

when the trains have been secured. A licensee representative

stated that the erroneous data under 'no flow' conditions was a

characteristic of the instrumentation under low flow conditions

and that the condition did not affect the accuracy of operating

airflow data. The inspector was concerned that the inaccurate

IDADS data misrepresented the system operation condition to the

operators.

(Followup Item 86-07-03).

3)

In review of CR/TSC HVAC data from the December 26th event, the

inspector questioned the operability of the A train because no

flow was recorded during the time A train was actuated.

A

licensee representative stated that the IDADS system may not

have recorded the actual system flow during the short duration

the A train was actuated.

In this regard the inspector

questioned licensee representatives on the special reporting

requirements of Technical Specification 3.13.3 regarding the

inoperable status of the essential HVAC system during the

December 26th event. With the B train inadvertently disarmed

after being secured by not being reset, and questionable flow

indication for the A train, neither train may have been

operable for a period of time. The licensee is conducting

further tests to establish that at least one system was

available during the 12/26 event. Until this testing is

complete and reviewed by the NRC, this item will remains

unresolved (86-07-04)

Regarding the actual performance of the HVAC system as installed,

the excess noise led to the examination of recorded flow rates.

In

this review of CR/TSC HVAC data from the December 26th event, the

inspector found that the recorded airflow rates for the duration of

operation of the B train were in excess of the Technical

Specification requirements. Technical Specification 4.10 identifies

a system flow rate of 3200 cfm

10%. However, B train operating

airflow rates ranging from 4071 to 4575 cfm were recorded during

approximately 8 minutes of operation. A licensee representative

stated that this excessive airflow condition was an actuation

characteristic of the HVAC system design for both trains which

exists for approximately 10 minutes until equilibrium airflow was

established by the automatic system controller.

The inspector reviewed the monthly surveillance test of the A train

essential CR/TSC HVAC system (SP211.01A, Rev. 8, dated 10/1/85) and

found recorded A train airflow rates also in excess of 3200 cfm i

10% for the entire duration of the 24 minute surveillance test.

The inspector reviewed the manufacturer's specifications for the

carbon adsorber cells in the HVAC system used for adsorption of

radioactive iodine and methyl iodide gases. The inspector

determined that the HVAC system initial high air flow rate exceeded

the manufacturer's maximum rated airflow required for 0.25 sec.

residence time within the carbon tray to achieve 99.9% efficiency.

-

'

19

-.

This finding is an apparent violation of NRC requirements

(86-07-05).

Furthermore, the inspector reviewed the design basis report for the

CR/TSC HVAC modification and found that a maximum essential system

makeup airflow rate of 1000 cfm was identified as part of the design

analysis rather than the 1600 cfm system flow rate referenced in

Technical Specification 4.10.

This discrepancy was identified to

the licensee for resolution as part of their review of the control

room / technical support center HVAC operability.

This item remains open. One violation and one unresolved item were

identified.

RV

-

0-14 (closed)

SMUD -

16a(14)

EDO -

5.e.

Conduct training on proper valve operation methods including the

override of air operated valves.

This inspection area actually addressed the entire scope of

.

retraining for nonlicensed operators, since these individuals

received training other than that associated with valve operations.

See also 0-9 above.

The NRC inspector attended a series of training sessions given on

February 27-28, 1986. The material covered was:

Local' Manual Operation of the AFW Flow Control Valves,

Atmospheric Dump Valves (ADVs), and Turbine Bypass Valves

(TBVs)

Entry Into Areas of Unknown Radiological Conditions

Emergency Operating Procedure (EOP) and Casualty Procedure

Changes

ADV, TBV, and AFW Valve Modifications

Command and Control Training

The manual valve operation session included a detailed review of the

components and operations of the valves and valve operators, both

manual and automatic. The class also included " hands-on"

manipulation of each of the valves by all of the ' class attendees.

The class also covered the effects on the valves of a loss of

instrument air and a loss of the ICS. The session covering entry

into areas of unknown radiological conditions was a detailed review

of the new policy and procedure (AP.313-5) on the same subject.

The procedure changes, valve modifications, and command and control

training sessions were aimed toward providing non-licensed operators

with a general knowledge of the changes and not a detailed

understanding. This was appropriate to the duties of these

j

operators which do not require them to use the information when

i

unsupe rvised .

4

,_

-

.

-

'

.

20

.

The inspector verified that all non-licensed operators had completed

the training, and concluded that the sessions covered the material

needed in each area. Therefore, this restart item is closed.

However, the inspector noted that the manual valve operations

training was limited to only the ADVs, TBVs, and AFW valves. The

inspector was concerned that there may be other valves in the plant

that operate differently than these valves that need similar

" hands-on" training. This will remain as a specific followup item

for a future NRC inspection (86-07-06).

No violations were identified.

0-15 (open)

RV

-

SMUD -

16.a(15)

EDO -

5.f.

Re-examine annunciator response procedures for technical adequacy.

This item arose directly from the finding in the IIT report

(NUREG-1195) that during the course of the 12/26 event, the Rancho

Seco operators did not use the applicable annunciator response

procedures, and that if they had used the procedure they would have

found it to be of limited value.

The licensee agreed to address the issue of re-examining all

annunciator response procedures. However, little apparent progress

on this item had been made by April 11, 1986, and thus.no inspection

has been conducted yet.

This issue remains open.

RV

-

E-1 (open)

SMUD -

16b(1)

EDO -

n.a.

Perform walkdown of the secondary steam system to determine branch

lines that have potential for contributing to an overcooling event.

For those lines whose valves do not isolate on loss of ICS, ensure

that the valve motor operators are capable of control from the

control room independent of the ICS.

The licensee addressed this issue in an Addendum to a February 19,

1986 letter to the NRC, " Resolution of Issues Regarding the December

26, 1985 Reactor Trip".

In the addendum, the licensee discussed the

actions performed for this item. The actions included a walkdown of

the individual steam lines, the identification of equipment effected

by the ICS, and the assessment of the capability to control

equipment required to isolate the main steam loads from the control

room. The licensee's findings suggest that after the modifications

are installed for the turbine bypass valves, atmospheric dump

valves, and the auxiliary feedwater control valves, that the control

room operator can effectively isolate the main steam loads from the

control room with and without ICS power.

-

- -

- -

- -

-

--

. _ _ -

_ _ _ _ _ _ _ _ - _ _ _ _ _ .

'

21

.

The inspector requested the information the licensee gathered for

the above conclusions. At the end of this inspection period the

information had not been provided, theref ore the inspector could not

complete his review of the licensee's actions.

This item will remain open on the restart list.

RV

-

E-3 (open)

SMUD -

16.b.(2)

EDO -

9. (see also E-5 below)

Perform Root Cause Analysis for 12/26 event (2.a).

To date the licensee has issued two significant reports addressing

the 12/26 event.

" Resolution of Issues Regarding the December 26, 1985, Reactor

Tr' "

This report, dated 2/19/86, is generally referred to as

summary report".

It discusses the causes of the event in

'

.

of " direct cause" and " root cause".

The definitions used

te : 3

by che licensee for these terms appear to be at variance from

the usage of the term by many others.

Briefly, " direct cause"

is the immediate reason for the failure and " root cause" the

programmatic reason for the failure. The licensee's

conclusions in this report did not provide any significant new

info rmation.

" Reactor Trip and Rapid Cooldown on December 26, 1985," Root

Cause Report 85-41 dated March 19, 1986. This is generally.

referred to as the " Root Cause Report".

It is prepared by the

licensee's Incident Analysis Group. The report contains 63

recommendations. This report has been examined by. Region V and

was found to be a useful contribution to preparation of the

plant for restart. While the root causes identified are

programmatic in nature, the recommendations are normally very

specific (even to the point of suggesting the actual wording

changes to be made in procedures).

The NRC inspector found that the licensee has performed a root cause

analysis. However, the issue will remain open until a system is in

place which specifically addresses the recommendations made in the

analysis.

This issue remains open.

E-5 (closed)

RV

-

SMUD -

16b(5)

EDO

9

-

Licensee to perform troubleshooting of ICS

This issue concerned the licensee's management system for

troubleshooting of damaged equipment in-a controlled and systematic

manner to determine root cause and appropriate corrective action.

- _ _ - - _ _ _ - _ _ _ .

.

22

.

It also concerned the troubleshooting of specific equipment damaged

during the 12/26 event. The issue of troubleshooting arose because

of concerns expressed by the IIT about the original methods of

troubleshooting used by the licensee, and which the team believed

required a more disciplined approach.

In order to determine the

root cause (the licensee's ' direct cause') of the equipment failures

contributing to the December 26th event, the licensee instituted

additional controls over the troubleshooting activities to ensure

that underlying problems were discovered. This troubleshooting

program was initially implemented in response to the October 2nd

event and provided for a more structured approach to dealing with

event-related recovery activities. During the investigation

following the December 26 event and after extensive work with'the

NRC Incident Investigation Team (IIT), the licensee expanded their

troubleshooting program to provide the additional documentation

requirements of the IIT in handling quarantined equipment to ensure

preservation of "as-found" equipment conditions. This consisted

primarily in reformatting the troubleshooting action plans to

document the approach employed in developing areas of investigation.

Additionally, rigid procedural adherence was exercised and enforced

to insure that the troubleshooting activity was conducted in the

preplanned fashion designed by the troubleshooting action plan and

that all maintenance work was limited to prevent disturbance of

evidence.

In the actual troubleshooting of equipment following the December 26

event, RV supported the IIT by observing the implementation of

" maintenance instructions" which provided the detailed step by step

procedures for troubleshooting each damaged or suspect piece of

equipment. This troubleshooting resulted in the discovery of a

loosely crimped terminal lug for the ICS power monitor whicu caused

intermittent high resistance, which in turn caused the ICS power

supply to trip. The terminal lug was replaced. The licensee also

found that the existing wire routing made the ICS power supply

monitor susceptable to trip. The wire was re-routed at.the time

that the lug was replaced.

Further, the power supply monitor module

was replaced; the original power supply monitor was to be sent to an

outside testing laboratory for evaluation.

To determine the generic implication of defective terminal lug

crimps in other safety cabinets, the licensee initiated a

reinspection program for all Bailey Cabinets in the control room.

This reinspection program is i.ddressed in Restart Item MA-2.

Regarding the more subjective issue of the licensee's approach.to

troubleshooting, RV examined the issue from the standpoint of

management systems which sapported troubleshooting of the type

performed for the IIT.

It'was first found that " troubleshooting to

determine root cause" had different meanings to different groups;

,

particularly the definition of " root cause" itself. As noted in

1

Item E-3, to the licensee, " root cause" addresses the programmatic

problem or management deficiency which allowed the problem to

develop. This the licensee distinguishes from the " direct cause"

which is the immediate problem or action which caused the event.

.

23

.

With regard to the " direct causes" of the December 26th event and

the licensee's approach to such determinations, the NRC can only

measure this by the licensee's response to future events,

particularly those events which may be precursors of more serious

events.

With regard to the determination of root cause, as defined by the

licensee, the charter for the licensee's Incident Analysis Group

(IAG) is described in Inter Departmental Procedure No. NO-004. This

procedure was examined as were the Root Cause reports for the

10/2/85 and 12/26/85 events. The inspector concluded that the IAG

has performed a credible job in these analyses.

Effectiveness of

this work will, of course, depend on the responsiveness of the rest

of the organization to the initiatives of the IAG.

The inspector concluded that a final determination of the adequacy

of the licensee's approach to troubleshooting cannot be made at this

time. However, the approach, as guided by the IlT, appears sound.

The item is closed as a restart issue.

No violations were identified.

RV

-

E-7 (open)

SMUD -

16b(7)

EDO -

n.a.

Complete Post Trip Report.

The report, prepared by a different licensee organization than that

which prepared the root cause report, proved to be a significant

report for the 10/2/85 event when viewed retrospectively.

Consequently, Region V considered a review of a similar report to be

a restart issue for the 12/26 event. At the time of this report on

restart issues, the trip report had not been issued for the 12/26

event. The item remains open as a restart issue.

RV

-

E-8 (closed)

SMUD -

16b(8)

EDO

n.a.

-

Perform Analysis of Steam Lines to include stress calculations and

walkdown inspections (1.f)

The licensee has addressed this issue in closure report 1.f, " Main

Steam Line Analysis". The licensee concluded that the main steam

line is acceptable for continued operation. The licensee performed

a stress evaluation of the main steam line, and the results showed

that the thermal loads were within acceptable limits.

In addition,

the licensee walked down the A main steam line and the A main steam

bypass line to the condenser, to identify any damage of piping or

supports due to possible water hammer. The walkdown included visual

configuration checks to identify any physical changes to the

-

-

-

-

-

-

-

.

.

-

,

24

.

support. This walkdown did not identify piping damage due to the

event of 12/26/85.

The inspector reviewed the closure report which included the stress

calculation and the pipe supports inspected during the walkdowns.

The inspector concluded that the closure report appears to have

provided sufficient information to determine that the main steam

lines are acceptable for operation. Therefore, the licensee's

action has removed this as a restart issue.

No violations or deviations were identified.

RV

-

E-9 (closed)

SMUD -

16b(9)

EDO -

n.a.

Determine minimum level reached by the pressurizer and potential

for Reactor Vessel (RV) head void

The licensee has addressed this issue in at least two documents.

In

the summary report, the licensee stated that although the

pressurizer level was off scale (low) for approximately 5 minutes

during the 12/26 transient, this did not cause problems with the

recovery effort. However, the potential for a reactor vessel head

void was not actually addressed in this summary report.

In the

closure report, the licensee stated that the pressurizer was off

scale (low) for 10 minutes and it appears that the pressurizer was

actually empty for 3 minutes or more. Both SMUD and B&W

calculations indicated that a small (about 100 ft.3) void formed in

the reactor vessel head.

B&W concluded that the pressurizer and

surge lines.would have been drained for approximately two to three

minutes and that a small void of about 100 cu. ft. fo rmed. However,

in reviewing the analyses and data, it was evident that definitive

answers were not and probably could not, be made. For instance, the

licensee's report speculated that steam from the emptying

pressurizer surge line caused the accelerated pressure drop at 0419,

although the inspector noted that the knee in this curve could have

been formed from the cooling effect of HPI pump flow which was

initiated two minutes earlier.

The review by the NRC inspector indicated that insufficient data was

available to adequately analyze the formation of voids in the

reactor vessel head. The absence of two improvements was evident:

a.

The requirement from NUREG 0737 Item II.f.2. that the licensee

install a reactor vessel level monitoring system.

b.

The recommendation from NUREG 0667 (6) (b) that plant operators

have the parameter of wide ranga pressurizer level available to

assess plant status. This has been under review by B&W for

some time.

In addition, the possibility existed for Control Rod Drive

Mechanisms (CRDM) operation in a gaseous rather than a water

.

25

.

environment af ter the formation of a void in the head, since Group 1

control rods were withdrawn approximately three hours after

pressurizer level was restored. A closure report readily

established that "any steam would have condensed well before the

rods were withdrawn". However, there was no assurance that

noncondensible gases from emptying the pressurizer had not been

carried into the RCS, collected in the reactor vessel head, and

entered the CRDM's.

In the present instance, since no rod drop

occurred after rod withdrawal, there was no possibility of CRDM

damage.

Limits for the collection of noncondensibles in the RCS

have been established to prevent gases from collecting in the CRDM's

during normal operation, but there was no way of determining how

much, if any, noncondensible gases may have collected in the CRDMs

during a transient such as the one of 12/26/85.

The inspector concluded that the licensee needs to review his

procedures as listed in short term recommendation number 2 of the

closure report'(1.g) to establish actions to be taken with regard to

noncondensible gases following a loss of pressurizer level.

No violations were identified and this issue is closed as a restart

issue.

The longer term open items for followup are:

1.

Installation of the NUREG 0737 item II.f.2 concerning RV level

measurement.

2.

Installation of wider range pressurizer level measurement

should be investigated.

3.

Examination of procedures to assure that operators are aware of

actions to take to control noncondensible gases whenever the

pressurizer empties (86-07-07).

Items 1. and 2. are already listed as open items on other open items

lists.

RV

E-10 (closed)

-

SMUD -

16b(10)

EDO

n.a.

-

Test condition of pressurizer heaters (1.i)

The licensee's closure report on action item 1.1, " Pressurizer

Heater Operation" was examined. The NRC inspector concluded that no

damage occurred to the heaters during the nine minutes of the

transient on 12/26/85 that the heaters were uncovered. The licensee

stated that there was a long term program to provide IDADS .

indication of electric current to the pressurizer heaters so that a

record would be available on such a question in the future.

However, an immediate concern to the NRC inspector was that the

report did not address preventive maintenance (PM) checks of the low

pressurizer level interlock, LSLL-21503, which was designed to

I

- - , -

,- - . - -

,

e

c

-

. . _ _ _

_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

'

26

.

protect the heater coils.

It was determined that there was no PM to

provide assurance that the low level interlock would continue to

function as designed when a transient caused the pressurizer to

empty. From discussion with the licensee, it was learned that no

single test established that the low level interlock was actually

functioning as designed.although periodic recalibrations of

components were performed.

The licensee stated that such a

functional test would be relatively simple to perform during

refueling outages and the matter will be evaluated.

No violations were identified.

The licensee's action has removed this as a restart issue.

Two open items remain outstanding:

1.

Add pressurizer heater current to IDADS.

(86-07-08)

2.

Evaluate preventative maintenance of the interlock between

pressurizer heater current and pressurizer low level.

(86-07-09)

RV

-

E-11 (open)

SMUD -

16b(11)

EDO -

supports 3.9.

Determine and identify CR instruments which fail on loss of ICS

power (1.j ) .

The licensee addressed a portion of this issue in the closure report

1

item 1.j.13.e.1 " Control Room Instruments Which Fail on Loss of ICS

Power / Loss of ICS Procedure:

Equipment Input".

The inspector

reviewed the closure report.

In addition, the inspector observed

the effects of a loss of ICS power while the plant was in a cold

shutdown condition and at various times when power to the ICS had

been secured and then compared the observed condition of certain

instruments against those identified; no discrepancies were noted.

Therefore, the inspector concludes that the licensee has identified

the equipment which fails on loss of ICS power.

l

Although the equipment that fails in the control room has been

identified, nothing is available to the operators which identifies

such equipment for ready reference during an emergency. The

licensee committed to providing some means of identification in the

control room (possibly identifiers on the equipment) which would

readily permit the operators to identify the equipment which fails

on loss of ICS and NNI.

This item will remain on the restart list for further inspection.

-

- -

- -

-

- - - -

- -

.

-.

-

- .

.

3

.

27

.

RV

-

E-12 (open)

SMUD -

16b(12)

EDO -

n.a.

Investigate main feedwater (MFW) block valve operation in main steam

logic as shown by IDADS.

During the transient, the main feedwater and startup feedwater

valves automatically closed as a result of the signal from the main

steam line failure logic. The IDADS system indicated that the

valves closed above 370-psig, 65 psig below the setpoint of 435

psig.

The+ licensee evaluated this apparent discrepancy and found that the

vendor manual M19.56.2-7, switch actuation setpoint tolerances were

determined to be 15% of the full gauge range of 1425 psi which

included a total 3% for all errors and 2% drift over a one year

period. This tolerance would cause an uncertainty of approximately

1 71 psig, resulting in a possible accuation point as low as 364

psig.

Thus, the licensee concluded that the main steam line failure logic

operated as required and closed the MFW valves within the expected

range of pressure. The licensee has proposed to increase the IDADS

scan rate to less than one minute to provide more accurate IDADS

indication. The implementation schedule is still under

consideration at this time.

To preclude condensate pumps from feeding a steam generator at

higher pressures than the point of actuation for main steam line

failure logic, the licensee proposed to increase the setpoint of

actuation. This change has been implemented.

The inspectors reviewed the ECN and completed Work Request packages

to verify that the set point of the pressure switches was readjusted

to 575 psig from the former setting of 435 psig and the reset of the

actuation switches remained at 725 psig. Furthermore, the operation

procedure was being revised to direct the operator to manually

enable the actuation logic at 790 psig (Procedure B.2 " Reactor

Coolant System Heatup to Hot Shut Down", page 20, Rev. 36), instead

of the old set point of 650 psig. The actuation logic manual bypass

or inhibit point remained at 650 psig (Procedure B.4 " Plant

Cooldown", Rev. 37). The operators will be trained on the setpoint

and procedure changes.

The final revised procedures and operator retraining record will be

reviewed by the inspector prior to restart and, therefore, this item

will remain open as a restart issue.

-

-

-

. -

-

.

28

.

RV

-

E-13 (open)

SMUD -

16b(13)

ED0 -

n.a.

Examine operator reference to strip charts vs. Safety Parameter

Display System (SPDS) for OTSG level (1.0).

The licensee addressed this item in closure report 1.0, "SPDS vs.

Strip Chart for OTSG Operate Level".

The licensee developed three

conclusions from their review:

(1) the SPDS manual listed an

incorrect temperature compensation algorithm, and the calculation

performed by the SPDS was a revised algorithm; (2) from simulation

testing and calculations the SPDS operate range level indication is

generally about 1% to 2% less than the strip chart recorders; and

(3) the SPDS was probably indicating 98% to 99% during the transient

while the strip chart recorders were indicating 100%.

The inspector reviewed the licensee's conclusions and concluded that

this item remains open because the licensee has not addressed the

actual discrepancy, noted by the operators, between strip charts and

SPDS indications of the OTSG levels.

Even though the SPDS-0TSG

1evels have been tested to agree with the strip charts with only a

small error, this error is smaller than the discrepancy observed by

the operators.

In addition, no review of why the SPDS manual had an

incorrect algorithm for the OTSG level has been performed.

Therefore, the extent of the incorrect information in the SPDS

manual is . undetermined.

This item will remain open on the restart list.

RV

-

E-15 (closed)

SMUD -

16.b(15)

EDO -

n.a.

Determine cause of makeup (MU) pump (P-236) failure (4.b).

The licensee addressed this issue'in his root cause report on the

December 26, 1985 transient. The pump failure was attributed to the

absence of adequate procedures for recovery from SEAS initiation.

Contributing to this pump failure was a lack of operator

understanding, which led to personnel error.

,

,

The licensee has written an event-related procedure on recovery from

SFAS initiation and has conducted training; see items 0-4, 0-9, 0-10

and 0-12, above.

l

The inspector reviewed the licensee's analysis in the root cause

report and concluded that the licensee adequately addressed the

causes of this failure. The inspector concluded that the

contributing cause may not have been present if the licensee had a

plant specific simulator in place, as presently planned, since the

Rancho Seco configuration of the Makeup Tank and Borated Water

Storage Tank (BWST) has not been cimulated on the B&W simulator.

.

,

29

.

No violations were identified, other than as discussed in section 2

of this report.

This item is closed as a restart issue.

RV

-

E-16 (closed)

SMUD -

16.b(16)

EDO -

n.a.

Licensee to modify procedures to permit operation without makeup

(MU) pump (4.c).

The NRC has been informed that the licensee now intends to repair

the makeup pump prior to restart of Rancho Seco. This makes the

question of procedures for operation without the make-up pump moot

as a restart issue.

This item is closed as a restart issue. However, should delays

arise in the delivery of makeup pump components, such that the

schedule for replacement is the only factor controlling start up,

this and other makeup pump issues will need to be reexamined.

,

RV

-

E-17 (closed)

SMUD -

16b(17)

EDO -

n.a.

Licensee to provide schedule for repair / replacement of MU pump.

This item was originally established to obtain a commitment for

repair or replacement of this pump in an expeditious manner

following restart of Rancho Seco. The subsequent decision to have

the pump in service prior to restart of the plant closes the issue.

RV

-

E-18 (open)

SMUD -

16b(19)

EDO

n.a.

-

Prepare LER on RCS overcooling (6.a).

The licensee submitted Licensee Event Report LER-85-25 per 10 CFR 50.73(a)(2)(i), 50.73(a)(2)(iv) and 50.73(a)(2)(v), to describe the

December 26, 1985 overcooling event. SMUD indicated that the

corrective actions to prevent recurrence would be submitted in a

supplement by 03/17/86.

The LER was reviewed against applicable 10 CFR 50.73 requirements

and found satisfactory. However, the supplement had not yet been

received as of May 12, 1986. A licensee representative stated that

a new commitment date to complete the supplement would be provided

by May 16, 1986.

i

i

.

.

l

i

'

'

30

.

l

i

l

i

RV

-

E-19 (closed)

SMUD -

16b(19)

EDO -

n.a.

B&W to analyze potential for core lif t during 12/26 transient

(6.b.1).

The transient which occurred on December 26, 1985 resulted in the

operation of all four reactor coolant pumps longer than allowed by

normal operating procedures.

One reactor coolant pump should have

been shut off before reactor coolant cold leg temperature decreased

below 500 F.

The operation of four reactor coolant pumps at reactor

coolant temperature below 500 F. could result in excessive core lift

forces. The licensee evaluated this concern.

The licensee's NSSS supplier, Babcock and Wilcox, analyzed the

incident for possible excessive core lif t conditions. The analysis

of the possible core lif t due to a fourth reactor coolant pump

operating below 500 F. showed that based on the " bounding analysis"

some of the fuel assemblies could have undergone lifting.

No damage

was predicted to have occurred from the possible core lift, since

the lif t height and geometry would not misalign fuel ~ assemblies or

damage the fuel hold-down springs. The possibility of vibration is

not expected to increase due to the analyzed lift forces.

Babcock

and Wilcox has also determined that the " fuel-in compression" limits

were not exceeded at any time during the transient.

The inspector reviewed the licensee's closure' report 6.b for the

analysis, conclusions and recommendations of possible excessive core

lift forces during the incident and found them satisfactory.

The licensee has stated that the fourth reactor co'olant pump was not

shut off at 500 F. during 12/26 transient, as r'equired by operating

procedure B.4 step 3.11, Plant Shutdown and Cooldown, because of

operator preoccupation with other matters during the emergency.

This is to be corrected by revising, emergency operating instructions

to direct operators to shut off the fourth reactor coolant pump when

reactor coolant cold leg temperature-decreases to 500 F.

(E.05,

,

Excessive Heat Transfer),

No violations were identified.

This item is closed as a restart issue.

E-20 (open)

RV

-

SMUD -

16b(20)

EDO -

n.a.

Evaluate acceptability of closing maintenance valves during a

transient.

In an attempt to reduce AFW flow to the A OTSG during the-

overcooling event of December 26, 1985, operators were directed to

close a manual isolation valve (FWS-063) after encountering problems

.

, . - - -

-

-

, - . _

-

,,,

,-,-m.

,%_.

,_,,,mm..,-..,r_.,,--

.e-

_ ,

,

,

.

31

.

in securing ArW flow utilizing the AFW control valve (FV-20527).

The licensee deouribed the manual isolation valve as a " maintenance

valve" since it was )nly intended to isolate the AFW control valve

during maintenance activities.

During operation FWS-063 is locked

open and controlled by the licensee's locked valve list. Since the

component performed to active safety function as an operation valve,

the valve manual operating mechanism was categorized as Quality

Class 2.

Periodic surveillance of the valve extended only over the

static features of the valve required to insure its safety function,

i.e. verifying the valve to be open and not leaking.

When the valve was called upon to be closed during the event, the

manual operating mechanism was inoperable and the valve could not be

operated from its open position.

In discussions with licensee representatives, the inspector

determined that the programmatic issue of operators using

maintenance valves was being evaluated and would be addressed in an

upcoming closure report.

This item will remain open on the restart list pending review of the

licensee's closure report.

RV

-

HA-1 (open)

SMUD -

16c(1)

EDO

4a. (see also MA-4 below)

Implement a valve preventive maintenance program (ll.e.h) (Not

restricted to safety related valves).

The need for an improved preventive maintenance program for valves

was evident from events during the 12/26/85 transient. This was

also recognized by the licensee but in a more limited fashion as it

related specifically to manually operated valves. There were two

manual valves which failed to perform properly during the incident,

which demonstrated the need for better preventive maintenance. One

of these two valves was the manual maintenance isolation valve in

the AFW line (FWS-063) which was completely stuck in the closed

position due to lack of maintenance; the other valve was SIM-003

which needed to be closed to isolate the damaged Makeup pump, but

could only be operated with considerable difficulty. The licensee's

investigation into the SIM-003 valve situation revealed that the

problem with the valve had been previously identified. The limited

maintenance which had been performed on the valve was known by the

licensee to be ineffective in correcting the problem (Section

III.A.2 of Root Cause 85-41).

,

In examining the preventive maintenance (PM) program,-the NRC

concluded that although a program existed, the program did not

adequately address all valves in the plant.

In particular, the

program did not provide and apply criteria for inclusion of any

valve in a PM program or apply criteria as to the type and frequency

of PM for any particular type of valve or service condition.

I

,

.

~

,

32

.

1

The licensee noted that there are approximately 15,000 valves _in the

Rancho Seco plant and that the full development of a rational PM

program would require some time. The licensee has stated that

documentation of the direction of their PM efforts will be previded

in the near future.

This item remains open as a restart issue.

'

MA-2 (open)

RV

-

SMUD -

16.c.(2)

'

EDO -

n.a.

Implement program to assure integrity of plant electrical

terminations.

The licensee determined, through trouble shooting of the ICS power

supply, that the ICS power failure which led to the overcooling

,

transient of December 26, 1985, was caused by a defective

termination. Tbe licensee found that a terminal lug was improperly

crimped and resulted in a loose connection between the wire and the

lug. The terminal was replaced by the licensee and inspected by the

NRC.

In order to. determine whether there is a generic problem with plant

terminations, the licensee initiated an effort to reinspect all

.

,

terminations in the ICS, Non Nuclear Inscrumentation (NNI), Reactor

Protection System (RPS) and Safety Feature Actuation System (SFAS)

cabinets- in the control room area. The inspection acceptance

criteria were based on Construction Specification NEPM 5304.8C,

which became effective after 1/1/86.

This specification appears to

be more specific and stringent than that us.d when the pis.nt'was

built. Perhaps as a consequence, the reinspection identifi'ed a

number of crimped termination lugs that did not meet the current

construction specification. NCR's were written, and were being

dispositioned by replacement of the rejected lugs or accep' ance

t-

based on engineering judgement.

'

In order to determine the significance of the rejected crimped

terminals, and the conservatism in the specification, SMUD initiated

Special Test Procedure STP-950 to test samples ~of'the worst case

crimped lugs which had been cut out for rework. The first test was

a pull test.

The lug and attached wire were pulled gradually with

up to 8 pounds of force for one minute. The 8 pounds force was

empirically determined by SMUD to be the worst; case force that any

single conductor could experience when accidentally pulled or jarred

during the performance of Work on adjacent terminations or

components, or when the lug itself is disconnected from the

terminal. Subsequent to the pull test, an electrical resistance

test was conducted on the lugs to determine cent'act resistance

between the lug and the wire.

The acceptance criteria'for lug wire

sizes AWG Nos. 16 thru 14 and 12 thru 10 were 0.004 chm and 0.001

ohm, respectively. All of the lug samples passed both tests. The

inspector observed some of the reinspections, rewcrk to disposition

the NCRs, and both types of tests and found them satisfactory. The

'

,

,

,

$

L_

-

_

_

_

.

33

..

reinspection and rework on the cabinets in the control room will

last through June, 1986. Furthermore, SMUD was considering

inspection of the terminations outside the control room after

evaluating the results of the control room cabinet reinspection.

While examining terminations in the field, the inspector found that

shielding terminations on some instrumentation wiring were

improperly secured. This was contrary to SMUD Construction

Specification NEPM 5304.8C, effective 1/1/86, section 5.9.3

Instrumentation and Control which states that:

"A bare shield drain

wire shall be insulated with Kynar heat shrinkable tubing if the

'

wire can possibly come in contact with other uninsulated. wire, metal

components, or metal devices. Unterminated shield drain wires (i.e.

" floating" shields) shall be insulated with a Kynar heat shrinkable'

end cap."

IEEE Std 422-1977, IEEE Guide for Design and Installation

of Cable Systems in Power Generating Stations, Section 6.2.3.b.,

Instrumentation Cable Shield Grounding states that:

" Connect shield to ground at only one correctly selected point, for

example: Where the signal is grounded...If shield is grounded at

more that one point, differences in ground potential will drive

current through the shield."

Rancho Seco Nuclear Generating Station Updated Safety Analysis

Report (USAR) Chapter 10, Steam and Power Conversion System, 10.1

Design Bases states that:

"The steam bypass-valves to the condenser, atmospheric dump valves

and main-steam safety valves are used, as necessary, following loss

of external load and subsequent turbine and reactor trip."

In addition, USAR Chapter 7. Instrumentation and Controls, 7.2.3

Integrated Control System, 7.2.3.1 Design Bases states that:

"The combined actions of the control system, the turbine bypass to

the condenser, and the atmospheric dump valves permit a 50 percent

load rejection without safety valve operation."

Contrary to the above, the inspector found unterminated shield drain

wire left uninsulated and in contact with the metal container in the

'

following field terminations:

'

Turbine Bypass Valves E/P transducers nos. PY-20561, PY-20563

and PY-20566

Atmospheric Dump Valves E/P transducer no. PY-20571

This condition could have created ground loops in the circuits, and

could have degraded the quality of the signal.

The licensee

indicated that NCRs would be written to disposition these

discrepancies.

This appears to be a deviation (86-07-10).

-

-

.,

. _ .

-.,

, , - - , -

-

_ ---

.

.- - ._

,

-

,,

-

.

. .

-

..

.

--. .

.

- -

- -

._- -

.

34

. .

1

The previous revision of the construction specification did not

specifically address unterminated shield drain wire.

To assess the effect of calibrated crimping' tool program on the

terminal lug installations, the. inspector conducted a -limited review

i

on SMUD's tool room and measurement and test equipment (M&TE)

j

control.

10 CFR 50 Appendix B, Criteria V Instruction, Procedures.and

i

Drawings states that:

" Activities affecting quality shall be

prescribed by documented' instructions, -procedures, or drawings of a

type appropriate to the circumstances and shall.be accomplished in

accordance with these instructions, procedures, or drawings.

-

Instructions, procedures, or drawings shall include appropriate

quantitative or qualitative acceptance criteria for determining that

important activities have been satisfactorily accomplished."

10 CFR 50 Appe'n' dix B Criteria XII Control of Measuring and Test

Equipment states'that: - " Measures shall be. established to assure

,

,

i

that tools, gauges, instruments,,and other measuring and testing

devices used in activities affecting quality are properly

controlled, calibrated, and. adjusted at specified period to maintain

accuracy within necessary limits."

.

,

Rancho Seco Technical Specification 6.'8 Procedures, 6.8.1 states

'

that:

" Written procedures shall be established, implemented and maintained-

covering the activities referenced below:

The applicable procedures recommended in. Appendix "I" of

a.

Regulatory Guide 1.33, November 1972."

i

2

Regulatory Guide 1.33, Section H, Procedures for Control of

~

Measurement and Test Equipment, states that:

j

1

l

i

t

" Procedure of a type appropriate to the circumstances should be

provided to assure that tools, gauges,Linstruments, controls, and

'

1-

other measuring and testing devices are properly controlled,

calibrated, and adjusted at specified period ~ to maintain accuracy."'

,

-

SMUD Administrative Procedure'AP.604, Tool Room,'Rev."7, paragrams

.

3.0.1.2 states-that:

"The orderly condition and cleanliness < of the~

-

.

Tool Room shall be maintained and tools shall be segregated and

properly ' stored."

_

i

Contrary to the- above, the licensee,could n'ot provide the inspector:

1

- with-procedures'specifically' addressing-crimping tool calibration.

i

and usage'at the time of the inspection. Furthermore, when the-

inspector asked to see random samples, of crimping tools 'in the s tool

.

room, three crimpers were found which were overdue for calibration

but'which were not segregated from the properly, calibrated crimping

tools. The three~ crimpers identified were AMP Model 68042 Model B.

-

,.

. \\

4

r

a

+

  • . +

,

n

, - , , ,-, ,-

w,,

--

e

r

,

,-

n-

,

- . . , . , ,

,-,,p.,q

, ,

e.

,

,,e.

e. n, m

n,-.......,

p , . ,

,,-

I'

.

35

.

'

SMUD control numbers CTE 30832, 30833 and 30834. Work performed

with these crimpers was not readily traceable through the usage log.

Prior to the inspection exit meeting, SMUD took the following

actions to assess the safety impact:

1

1.

Reviewed recent modifications Work Request packages on RPS,

SFAS and NNI and found that these three crimpers were not used.

2.

Recalibrated the three overdue crimpers and found them within

specification.

Although there were apparently no unsafe terminations resulting

directly from the use of these crimpers, the absence of control over

this equipment is considered to be a violation (86-07-11).

This item remains open as a restart issue.

RV

-

MA-3 (closed)

SMUD -

16.c.(3)

EDO -

n.a.

Failure of "B" control rod drive breaker to trip (NRC LER 82-19

IR 82-86 possible generic item).

LER 82-19 described a failure with "B" Control Rod Drive (CRD)

circuit breaker (G.E. type AK-2A-25-1).

This item was first

addressed in Inspection Report 82-36, but was retained as open item

LER 82-19-LO.

On June 5, 1985, while the licensee was performing

surveillance and calibration on the

"C" channel of the reactor

protection system, the reactor trip breaker failed to trip open when

the undervoltage trip attachment- (UVTA) was actuated (LER 85-06).

Th.is event became the subject of IE Notice 85-58 published July 17,

1985. Supplement One to this notice, issued November 19, 1985,

'dentified similar problems with AK-2-25 breakers experienced at

Calvert Cliffs and Oconee Nuclear Power Plants. Since these CRD

breaker problems are all similar and closely associated they are

addressed together under this section.

To 'his end, the CRD breaker

t

problems along with the identifying event / source are summarized in

the following paragraph.

Inspection Report 82-36 identified two other problems:

The open/close spring of a CRD breaker fell off its locator pin

a.

a number of times.

The relocation of the spring prevented

resetting the breaker which would preclude closing the CRD

breaker after it has tripped open.

b.

An out-of-adjustment shunt trip paddle prevented the breaker

from opening.

IE Notice 85-58 described two other issues:

.

-

..

. - _.

,

_.

.-.

._

_,

e

-

.

96

.

>

-

c.

'The clearance between reller rivet and armature within the

undervoltage trip attachment (UVTA), when significantly greater

than specified, could cause the breaker to fail to trip,

d.

A need for procederes to verify critical paraseters of the CED

bre,ahers to insure preper breaker operation..

Supplement one of IE Notice 85-58 characterizes two a-dditional

problems:

The slipping of armature laminated sectiper on to pole face

e.

resulted in slow trip responce time 6f the updarvoltage trip

device,

f.

Larger than hormal heads on mounting studs for undarvoltage

trip device, reduced cleara.nces which resultad in slow trip

response time.

'

The six concerns were examined as follots:

,

Item a

"

l

The event where an open/close spring of a CED breaker fall off its

locator pin was Fritten up in Noncetforman.ce report A-114, dated

November 15, 1974. A second incident where a spring came off a CRD

_

circuit breaker was written up on work naquest (W/R) 61902 in

September 1952.

Cn. this occasion, the spring war. retuructl to its

normal position and the breaker was tested and returned to service,

The cause of the first event was an improperly formed spring

(hooking device). This event was coceunicated te the General

!

Electric Company {GE) who supplied two replacement. spric15 Phic'h

,

were installed in the CRD ' breaker to torrect the problera.

GE, who

'

maintains a ' performance histot:y of each breaker part' in order to

i

replace or modify those parts Khich display a history of failures,

,

stated that the-closing /cpening spring mechanism has, during the-

i

past twenty years, displayed a failure. rate of such negligible

,

proportions that its desiga has remained unchanged.

,

i

The supplier was also of db2 epinion that if the spring, whose

dimensions fall within Specified tolerances, is properly

reinstalled, no spring-related brecker problem would be encountered.

,

The issue was also reviewed and discussed at length et a B&W ownecs'

group rea<ctor trip breaker symposiura held December ll' and 12,.1985

at the Arkansas Nuclear One Trai7ing Center. During this meeting;it

was found of six participating licensees, cne other licensee (APEL) '

had experienced .a similar occurrence with loss of an oper/close

'

spring. The ESW owners'aroup concluded that -It was potentially e

generic problem and could only 'ae corrected by replacement 'of tbc

improperly formed spring.

Surveillance requirements for these CED circuit breakers require-

that they be operated once each month Nhen the plant is in oper& tion

and since the installation of shunt trip devices on the circuit

- - -.- -....-..-.--.-.

.

37

.

breakers, surveillance requirements demand two operations per month

of CRD breakers during plant operation.

The quality assurance (QA) section of the licensee's organization

has performed four QA surveillances on the CRD AK-2 circuit breaker

activities between June 6, 1985 and February 11, 1986.

The inspector examined two type AK-2-25 circuit breakers (an AC

breaker and a DC breaker) and reviewed the above identified NCR,

W/R, associated correspondence, owner's group report and QA reports.

The inspector concluded from the infrequent occurrence of the event,

the regular operational surveillances to confirm operability, the

fact that the springs become disengaged only in the tripped mode

(safe position), and the fact that the problem is being actively

followed by the licensee, that the issue has been properly

addressed.

Item b

The issue of an out-of-adjustment shunt trip paddle which prevented

the breaker from opening also developed from the review of

LER-82-19-LO.

Electrical maintenance procedure EM.175 " Control Rod

Drive Low Voltage Power Circuit Breaker Maintenance" was revised to

include sections in this procedure to require adjustment of the UVD

armature and verify it moves freely and does not jam on the trip

paddle which will preclude the recurrence of this problem. The

inspector reviewed maintenance procedure EM.175, Revision 5, and

~

specifically examined the applicable sections which describe the

maintenance and testing of the shunt trip device. The inspector

concluded that the maintenance procedure adequately addresses this

problem.

Items e and d

The two items which are described in IE Notice 85-58:

Item c, the

,

clearance between roller rivet and armature within the undervoltage

trip attachment (UVTA) when significantly greater than specified

could cause the breaker to fail to trip; and item d, establish

procedures to verify critical parameters of the CRD breakers to

insure proper breaker operation were adequately addressed in

inspection report 85-16 dated August 14, 1985.

Items e and f

The inspector verified that measures were included in section 6.13

of revision 5 to Electrical Maintenance Procedure EM.175 to prevent

the occurrence of slipping of armature laminated sections onto the

pole face (Item e).

The inspector noted that the licensee inspected the undervoltage

trip devices on circuit breakers at Rancho Seco concerning the issue

of larger than normal mounting stud heads (Item f).

To prevent this

type of problem from occurring at Rancho Seco, section 6.12.1.3 was

incorporated into Maintenance Procedure EM.175 under Revision 5

l

.,.

---

.

38

.

which became effective February 19, 1986. The inspector examined

the Maintenance Procedure EM.175 6.12.1.3 and concluded that this

revision adequately addressed item f.

The inspector reviewed the history of recent maintenance on the CRD

circuit breakers. During the last refueling outage, the six

inservice breakers (2 AC/4 DC) along with the only spare circuit

breaker (AC) were shipped to the factory in Atlanta for general

overhaul. During this period (spring 1985), the licensee purchased

two additional spare circuit breakers (1 AC/I DC). The licensee

presently has three spare breakers (2 AC/1 DC). The undervoltage

trip devices (UVTDs) on the six inservice circuit breakers and the

two spare AC circuit breakers have been inspected and found to meet

the recommended requirements of IE Notice 85-58.

Twelve spare UVTDs

were held in stores, plus one additional UVTD, and were shipped back

to the factory to be refurbished to assure that they would be free

of possible defects listed in G.E. Service Directive 300.0 and meet

the requirements of the IE notice. To date, three UVTD's have been

received back from the factory.

One of these devices was to be

installed in the spare DC' circuit breaker. The remaining ter UVTD's

were scheduled to be shipped to the licensee during July 1986.

No violations or deviations were identified.

The concerns of items a, b, c, d, e and f above, and of IE Notice

85-58 are closed and the item is closed as a restart issue.

RV

-

MA-4 (open)

SMUD -

16c(4)

EDO -

4a

Verify operability of manual valves and remote operated valves.

Perform inspections to assure integrity of packing and verify proper

assembly of manual operators including setting of " neutral" position

and mounting devices.

During the December 26, 1985, operators were unable to close AFW

manual valve FWS-063.

Subsequent investigation disclosed that the

valve operating mechanism was rusted due to lack of lubrication.

The licensee replaced the rusted operator components and verified

valve operability by stroke testing of the valve. The licensee

determined that no damage to the valve stem or packing had resulted

from the attempted operation of the valve during the event. The

inspector observed the repairs to FWS-063 and subsequent stroke

testing of the valve.

The licensee checked the operability of five identical manual valves

in other systems and found no other instances of binding in valve

operation. However, the licensee's Root Cause report did identify a

problem with manual valve SIM-003.

See item MA-1 above.

During the December 26, 1985 event, the manual operator of AFW

control valve FV-20527 was damaged due to the use of a valve wrench,

causing a loss of manual control of the valv .

. -

-

-

-

-

-

-

-

-

.

.

39

.

P

6

The licensee replaced the daceged mattual operator on valve FT-20527

and issued specific guidance and restrictions on the use of welve

wrenches on manual valve operatons.

As noted in item MA-5 below, the inspector reviewed the licensee's

repair activities and observed the proper reassembly of the faanual

operator. The inspector reviewed the manufacturer's instructions

for manuel operation of FV-20527 and observed that the operators did

follow the instructions with rega rd to isolation of the air supply

to pneunatic oper.ator. The licensee conducted training on the

proper manual operation of the valves .and posted instructions on the

valve as gaidance to the eperatort to ensure prcper operation.

I

The licensee has embarked on an expanded program to address tabe

maintenance and operability of over cne hundred manual valves which

the operations department has identified as critical.

This item will remain opes on the restart list pending completion >of

,

the licensee post maintenance testing of the AFW control valve and

'

completicn of the licensee's expanded inspection of manual v.alve

operability.

RV

-

MA-5 (closed)

SMUD -

16c(5)

EDO -

n.a.

Perform repairs to ICS and valves which were damaged daring the

12/26 transient.

The repairs to the manual valve operator for the air eperated

auxiliary feedvatet valve damaged during the 12/26 transient were

examined by the NRC inspector, as were the repairs to the manual

maintenance valve which was found stuck and inoperable during the

transient. No problens were noted with these repairs-

,

The repairs of the ICS system components which were the direct cause

of the 12/26 event was also examined. The loose terminations on

manufacturer supplied equipment led to a more extensive examination

of termications elsewhere in the plant; see MA-3 above.

No violations were identified with this item.

.

The item is closed as a restart issue.

.

RV

-

MA-6 (open)

SMUD -

(see belcw)

'

EDO

n.a.

-

r

Determine diseasition of deeraded 125V station batteries.

The degraded condition of the 125 VDC station batteries was

discovered during this inspection.

Since the Tatteries were

visually severely degraded, and appeared to need replacement, this

F

S

w

-

-

e

_ _

_

_

,

40

Q

became a restart issue, and the licencee proceeded to promptly

resolve the matter.

i

,

The licensee's 125 VDC nuclear batteries were originally installed

l

in June of 1971. At that time, their expected life, per the

,

manufacturers informatier., was 20 years. To date all four banks, A,

B, C & D, of the 125 VDC nuclear batteries are at the end of their

useful life and needed immediate replacement, according to the

vendor representative.

The inspector expressed concern that under the present battery

maintenance program there was no credible means of establishing the

battery condition in terms of remaining useful life.

The inspector also noted several other concerna relating to the

battery maintenance and surveillbace programs.

a.

Weekly Surveillance Program

The cell in the bank which has the poorest performance during

the p revious. monthly surveillance was selected by the licensee

as the pilot cell. The pilot cell was selected in a series

string to reflect the Feneral candition of all cells in the

battery regarding specific gravities, float voltage and

temperature.

It served as an indicator of battery condition

between sche,duled overall individual cell readings. For bank

BD, cell #12 was designated as the pilot cell.

Upon

inspectica, it was observed that the cell had excessive cell

degradation, especially in the plate lug area.

It was apparent

from the condition of the cell, that it was a poor performer.

It repeatedly failed the weekly surveillance criteria, and

consequently, the whole bank was placed on equalizing charge.

This condition existed periodically from June 17, 1985 to the

p res e.nt.

During this period the pilot cell failed the

acceptance criteria 18 times, which resulted in an undesirable

overcharge of the entire battery. This has the effect of

causicg excessive plate wear and shortening battery life. No

mechanism had been provided to identify and replace the

degraded cell. Under the present program, one bad cell has the

capability to degrade and shorten the life of the entire

battery.

Morecver, EM 104A, Weekly Station Battery Pilot Cell Test,

January 23, 1986 Step 5.1.1 reads, "If corrected specific

gravity of the pilot cell falls more than .005 below previous

weeks reading or when the value is less than 1.205, bank shall

be placed on equalize." Contrary to the above on June 17, 1985

and November 4, 1985 Bank BD was not placed on equalize when

the pilot cell specific gravity was below 1.205.

This item

will remain unresolved pending review of the technical

jastification to be provided by the licensee (86-07-12).

.

41

.<

,

b.

Monthly Surveillance Program

Specific gravity was routinely measured in order to indicate

the state of charge of a cell.

Both the cell temperature and

electrolyte level affect the specific gravity reading. A loss

of water from evaporation or electrolysis results in a lower

electrolyte level and a more concentrated electrolyte (higher

specific gravity reading).

Both the electrolyte temperature

and level'should be recorded and used to correct specific

gravity at the time the specific gravity is being taken, so

that a true indication of the cell condition is established.

The licensee does not correct for level. Without the level

correction, the specific gravity may not be sufficiently

accurate. This is a non-conservative practice _by the licensee

and needs to be addressed in future revisions of maintenance

procedures.

(86-07-13).

c.

Service Testing

At each refueling interval the licensee is required to conduct

a battery service test. This test demonstrates the battery's

ability to meet the bus design loads (duty cycle). The testing

profile should follow as closely as practicable to the actual

design load prot 11e.

A review of the profiles showed that the

licensee's service -test was adequately profiled, and, in many

cases, conservative in nature. However, when reviewing

procedure EM.106, " Station Battery Test Discharge and Equalize.

Charge, Rev. 4, June 13, 1983, one concern was identified:

Step 6.0.3 reads, " Examine electrolyte level'in each cell.

If

water is needed, add distilled water to level marked on cell,

and allow batteries to recharge before conducting test."

The

licensee stated that if water was added, the battery would be

equalized prior to starting the service test.

IEEE 450,

Recommended Practice for Maintenance, Testing and Replacement

of Large Lead Storage Batteries for Generating Stations and

Substations, 1980, recommends that starting conditions be as

close as practicable to those.found during normal operation.

In short, the battery should not be prepared for the test, but

rather, tested in_the "as found" condition.

By equalizing the

battery before the service test the validity of the test

results can not be substantiated for the worst case condition.

This item is considered open (86-07-14).

d.

Training

l

It was apparent from interviews with the personnel performing

the battery surveillance procedures that adequate training was

not provided in the area of battery maintenance. Personnel had

little training in battery operating characteristics, early

warning signs of degradation, or proper- preventive maintenance.

The lack of adequate training was evident in the performance

maintenance procedure of EM-105A, Monthly Station Class I

Battery ICV, Specific Gravity and Temperature Test, January 14,

1986.

Enclosure 7.1 of the procedure entitled, Monthly Class I

4

,

I

c

.

1

42

-

.

1

Battery Report, has a comment section headed by " Physical.

Integrity of All Cells Checked." This. corresponded to Step 6.12

of the procedure.

In the many surveillance records ~ reviewed,

by the NRC inspector, no battery degradation was identified,;

although numerous examples existed. The licensee stated'that

increased training on the batteries was-being proposed. .This

additional training will be reviewed during a subsequent

inspection (86-07-15).

2

e.

Battery Replacement Criteria

.

Under the present program, the battery will be given a service

test to show design capability once every refueling. .The

batteries would be reevaluated, retested or replaced in the

' event of a failed service test. The service test, however,

offers ~little information as to the' actual capacity of the

battery, and is, therefore, of little use in predicting when

' the battery should be replaced. The graph of a battery's

~

capacity vs. time is, for' the most part, a flat line. The line

changes only at the knee of the curve where battery capacity

drops off sharply in a short period of time. The battery,

should be replaced when it starts entering the knee of the

capacity-time curve. This is generally represented by a-

' capacity of 80% of the manufacturer's rating. When replacement

is required, the recommended maximum time for replacement is

. ithout. running a battery capacity test, assurance

W

one year.

cannot be provided as to the overall condition of 'the battery

and'the ability to meet design loads. The licensee is

considering this item. This item is open and the issue has-

been referred to NRR for technical evaluation (86-07-16).

-

F.

Seismic Qualification of Battery Racks

.

,

I

At another facility, battery end gaps (the gap between.the.last

battery in a rack and the rack)' measured approximately.three

inches. The facility contacted Gould Inc., the. supplier of the

equipment, as to the proper end gap.

Gould responded that

seismic testing for qualification had been done'with gaps not

,

greater than a quarter of an inch. NRC requested that Gould

inform the affected facilities 'of the same. On April 1,1985~

the licensee received a letter from Gould dated March 27, 1985

describing the end gap situation.' Upon receiving the letter-

the licensee took no immediate action to survey the nuclear

batteries with respect to rack installation and end gap. The

inspector observed numerous ~ examples of end gap; greater than a

quarter of an inch. The. average end' gap measured approximately

one inch.

It appears that the licensee was aware of the

j

potentially unqualified configuration of the: station battery

1

racks for.several months and neglected to take corrective-

action. This will be an unresolved item pending review of the

licensee's analysis of the battery rack installation

(86-07-17).

,

,p

.

- _ _ _ - _ _ - - _ _ _ _ _ _ _ _ _

.

43

.

The subject of battery maintenance surveillance programs,

testing and installation remains open as a restart issue.

RV

-

M0-1 (closed)

SMUD -

16d(1)

EDO -

n.a.

Examine alternatives to ADVs and TBVs opening to midposition on loss

of ICS (3.f.4).

The actions resulting from this review are addressed in the

following section; MO-3.

Accordingly this specific restart issue is

closed.

RV

-

MO-3 (open)

SMUD -

16d(2)

EDO -

supports 3.b.

Establish the capability for control room control, independent of

the ICS, of ADVs, TBVs and AFW flow control valves.

The licensee's closure report on open Action Item 3.f.4, 5 was

reviewed. This report concerned modifications to the atmospheric

steam dump valves (ADVs), turbine bypass valves (TBVs), controls and

auxiliary feedwater (AFW) flow control valves. The modification

would allow control of the ADVs, TBVs and AFW control valves

independent of the integrated control system (ICS) on loss of ICS

power.

The modifications were designed to prevent a recurrence of the

overcooling event which occurred on December 26, 1985. The December

26, 1985 event involved an inability to control the ADVs, TBVs and

AFW flow valves, and this contributed to the depressurization and

cooldown of the secondary and consequent overcooling transient of

the primary system.

The existing control signals from the ICS to the ADVs, TBVs and AFW

flow control valves are -10 VDC to +10 VDC with a zero voltage

representing a 50% open signal. Therefore, loss of ICS power (zero

voltage) causes the ADVs and TBVs to fail to the 50% open position.

The existing plant configuration allowed control operators to

manually close the ADVs and TBVs from the remote shutdown cabineti

H2SD, in the west switchgear room on grade level in the Auxiliary

Building. This remote location requires dispatching an operator to

the remote shutdown cabinet.

Loss of ICS power (zero voltage) also caused the AFW flow control

valves to go 50% open; this in turn represented a fixed valve

position and effective loss of AFW flow control. Operators take

manual control of both AFW flow control valves in the tank farm.

This location also represented a considerable delay in regaining

adequate AFW flow control and could exacerbate any transient

involving AFW flow.

.-,

_

.

-

. .

.

44

.

The licensee has initiated modifications to control room panels HIRI

and H2PS to provide new control stations for the ADVs, TBVs and AFW

flow control. Prior to the modifications, the licensee conducted a

safety review of the proposed facility changes and determined that

the modifications would not result in an unreviewed safety question

or require Technical Specification changes.

The modification to HIRI will provide a new control station for the

ADVs, and the TBVs in the Control Room. This new station will:

A.

Allow automatic closure of the ADVs and TBVs from the control

room.

B.

Provide manual closure of the ADVs and TBVs.

4

C.

Override of the automatic closure of the ADVs and TBVs and

allow the operator to open the ADVs or TBVs (50% open) while

ICS power is lost.

The modification to H2PS will provide a new control station for AFW

.

flow control. This new station will:

A.

Provide automatic means to position the AFW flow control valves

to a pre-determined position on loss of ICS power.

B.

Provide Hand / Auto Controllers to provide manual control of the

AFW flow control valves independent of the ICS.

C.

Provide startup range level indication for both steam

generators (operating range and AFW flow is presently provided

on H2PS).

l

The new control stations for the ADVs, TBVs and AFW flow control

valves will be independent of ICS power. The loss of ICS power

signal will be provided by an existing auxiliary relay in the ICS

that will monitor both the AC and DC power in the ICS cabinets. The

new control circuit for the AFW flow control will also be

independent of ICS.

The licensee has indicated that:

1.

The TBVs will remain under ICS control and the modification to

their control will become permanent to provide control

independent of ICS.

2.

The control of the ADVs will be removed from ICS and

transferred to the new emergency feedwater initiation and

control (EFIC) system during the next refueling outage. This

will make the ADVs independent of the ICS. The temporary

modification to the ADV control system, previously described,

would be removed with the installation of EFIC.

3.

Control of the AFW flow control valves will be transferred from

the ICS to the new Emergency Feedwater Initiation and Control

-

-

-

-

-

-

-

-

- -

-

-

-

e

'

45

.

(EFIC) system after the EFIC system is installed during the

next refueling outage.

The transfer of the AFW Flow control to

the EFIC system will make the AFW flow control independent of

the ICS. The short-term modification, as previously described,

would be removed.

The licensee has indicated that these modifications will make the

ADVs, TBVs and the AFW flow control valves perform in a manner

similar to the same valves in other B&W plants.

The inspectors reviewed the Engineering Change Notices ECN No.

R-0357, R-0357A, R-0357B and samples of the completed Work Request

packages. Further, the inspectors visually inspected the completed

modifications in the control room and on the AFW regulating valves.

The inspector found the licensee's changes to be satisfactory.

However, the restart issues identified remain open for the following

reasons.

1.

The design basis report will be reviewed by NRR and until this

,

review is completed RV cannot conclude its inspection activity.

2.

The testing of the modifications remains to be examined.

3.

Training in the modifications and associated procedure changes

is still under review.

RV

-

MO-6 (closed)

SMUD -

16d(6)

EDO

n.a.

-

!

Determine feasibility of splitting annunciator signal for ICS

trouble into two or more components including an "ICS power failure"

signal.

The licensee, to improve the annunciation of faults that occur in

the integrated control system (ICS), determined it was feasible to

rearrange the annunciation of two windows to clarify the

interpretation of the ICS power failure alarms.

At present, annunciator window H2PSB-34 annunciates "ICS Fuse Fail"

and H2PSB-64 annunciates "ICS or Fan Power Failure". This change

will redefine window H2PSB-34 as "ICS Trouble". This window will

alarm on the following conditions:

1.

Any blown fuse in the ICS system

2.

Any ICS cabinet fan failure

3.

Any ICS DC power supply failure

Annunciator window H2PSB-64 will be redefined as "ICS SYSTEM

FAILURE". This window will alarm on the loss of the + or -24 VDC

power busses only. Therefore, on a total loss of DC power the

control room will have a definitive alarm alerting the operator. On

conditions of a less critical nature, such as fan failure or blown

-_ -

_ _ _

_ _ _ _ _

a

4

46

.

fuse, the ICS trouble window will alert the operator.

In addition,

indicating lights will be installed on the ICS cabinets to indicate

which power supplies are supplying voltage to the DC busses.

The licensee issued a design change package to rearrange the

annunciation in the control room. The inspector examined the design

change package documents in detail and concluded that the change was

being adequately managed.

This item is closed as a restart issue.

No violations were identified.

RV

-

M0-8 (closed)

SMUD -

16.d.(8)

EDO -

n.a.

!

Examine IN 85-94 (minimum flow for ECCS pumps) for applicability to

!

Rancho Seco (4.h).

IE Information Notice 85-94,

Potential for Loss of Minimum Flow Paths

Leading to ECCS Pump During a LOCA

The NRC Information Nocice was provided to alert licensees of recent

instances where it was discovered that minimum flow requirements

might not or could not be met for some emergency core cooling system

(ECCS) pumps under small-break loss-of-coolant-accident (SBLOCA)

conditions.

System Arrangements at Rancho Seco

The system arrangements at Rancho Seco with regard to the notice are

!

described below:

a.

DHR pumps are well protected with respect to miniflow. The

miniflow line has no valves in it.

It takes the flow

downstream of the DHR cooler and delivers it to the pump

suction. The only valve, which if closed would stop any

discharge from the pump, is loc'ated between the pump and DHR

cooler. This valve is locked open.

Refer'to P&ID M-522, Rev.

25, Decay Heat Removal System.

It is concluded that nothing in the Information Notice applies

to the DHR pumps,

b.

HP injection and makeup pump miniflows all go to a common line

which contains two SFAS valves in series'(SFV-23645 and

SFV-23646). The common-line discharges into the RC pump seal

return line upstream of the coolers (E-240A and B). The seal

return line leads to the makeup tank (MUT). All valves in this

line are locked open. Normally both SFAS miniflow valves are

open. They close automatically on SFAS initiation. When

recovering after SFAS initiation, the operator opens these

w

- - _ _ _ _ _ _ _ _ _ _ _ _ _ .

,

'

47

O

valves again when net flow to the RCS is reduced. Refer to

P&ID H-521, Makeup and Purification System, Sheet 1, Rev. 8,

Sheet 2, Rev. 11, and Sheet 3, Rev. 6.

Specific Information Notice Concerns and Effects

Concern 1:

Miniflow valves perform dual function of miniflow and

containment isolation.

Response:

SFAS valves (SEV-23645 and SFV-23646) perform single

functions and are automatically closed by SFAS only.

Concern 2:

Miniflow valves open to perform their safety

function.

Response:

Rancho Seco valves perform their safety function by

closing. Opening them after a SFAS initiation is

done manually.

Concern 3:

Single element failure in the miniflow controls could

close the valves and make all ECCS pumps fail on SFAS

initiation.

Response:

Because Rancho Seco valves close on SFAS initiation,

the safety function would not be affected.

Concern 4:

Valves were deactivated in closed position when the

plant was at power.

Response:

At Rancho Seco, the miniflow system is shared between

HPI and makeup pumps. Because the makeup system

requires these valves to be opened in order to'

function, the Peach Bottom situation, where the

valves were closed for a long time with plant at

power, could not happen at Rancho Seco.

Concern 5:

Miniflow valves failed closed on loss of power or

air.

Response:

At Rancho Seco the valves are motor operated, not air

operated. They fail "as is" on power failure.

The inspector reviewed in detail with the licensee the following two

concerns identified in the discussion of the notice but not fully

addressed above:

(1) the operability of various ECCS pumps was

jeopardized by loss or potential loss of recirculation of flow

paths; and (2) the importance of minimum flow recirculation systems

to ECCS pump operability may not yet be fully reflected in design

and operation because adequate attention has not been focused on the

effects of SBLOCA sequences until relatively recently (i.e.,

following the Three Mile Island accident).

As identified above, these problems do not apply to the DH pumps.

With regards to HPI injection pumps, these pumps function during

<

,.

.

- _ _ _ -

_ _ _ _ - _

,

48

.

safety injection without miniflow since SFAS which initiates

starting of the HPI pumps also initiates opening of the injection

valves to the primary system (one valve for makeup is always open

during normal plant operation) and closes the miniflow valves

SFV-23645/646. The shutoff head of the HPI pump of approximately

3100 psi, which is in excess of the primary system code safety valve

settings, will assure some flow into the vessel; and will not be

affected by slow bleed-down of primary system pressure because of

Small Break LOCA. The HPI pumps are designed to operate at 105 gpm

continuously, at 40 gpm for a maximum of 15 minutes and at less than

40 gpm for 15 seconds before the pumps are damaged. However, it is

necessary to re-establish miniflow as early as possible to protect

the pumps which, as described above, is accomplished by operator

action.

The inspector reviewed the December 26, 1985 event where the makeup

pump lost suction which resulted in major damage to the pump. The

cause for loss of suction was due to failure to open the suction

valve to the makeup tank before closing the suction valve from the

borated water storage tank (BWST) in re-establishing miniflow and

normal makeup flow. To preclude a similar occurrence in the future,

the licensee has prepared procedure C.4 " Recovery from SFAS

Actuation". The inspector examined this procedure and has concluded

that the procedure appears to provide sufficient guidance in

re-establishing miniflow and normal makeup flow when recovering from

a SFAS actuation.

It is concluded that the concerns raised in IE Information Notice No. 85-94 to have been properly addressed by the licensee.

This item is closed as a restart issue.

No violations were identified other than as previously discussed in

Section 2.

4.

Management Meeting

On April 4 the NRC inspectors met with Mr. S. Redeker and other members

-

of the licensee's staff to discuss the results of the restart inspection

to date.

In addition, meetings have been conducted with a member (s) of a

licensee group designated as Action List Response Team (ALRT). These

meetings were on a daily basis whenever inspection work was ongoing at

]

the site.

When the oral examinations to verify operator retraining were completed

on April 11, 1986 another exit meeting was held with Mr. S. Redeker and

other members of his staff directly concerned with training.

5.

Status of Restart Issues

The status of the 38 items addressed in this report are tabulated in the

4

summary attached.

- -

-

- - -

-

- -

- -

.

.

- -

-

-

.

.

. .

.

- - .

- - -

(

.*

49

.

Items which have been assigned open item designators in this report are

not necessarily restart issues. Accordingly an item may be closed as a

restart issue but some aspects of the issue may remain open for future

examination and, therefore, have an open item designator.

.

1

i

4

'

k

-

- -

- - - - -

.

-

.

f

l

o

, ' '

50

RESTART ITEMS STATUS

'

ITEM

STATUS

ITEM

STATUS

0-1

CLOSED

E-1

OPEN

'

0-2

CLOSED

E-3

OPEN

0-3

OPEN

E-5

CLOSED

0-4

OPEN

E-7

OPEN

0-7

OPEN

E-8

CLOSED

0-9

CLOSED

E-9

CLOSED

0-10

CLOSED

E-10

CLOSED

0-11

CLOSED

E-11

OPEN

0-12

CLOSED

E-12

OPEN

0-13

OPEN

E-13

OPEN

0-14

CLOSED

E-15

CLOSED

0-15

OPEN

E-16

CLOSED

E-17

CLOSED

E-18

OPEN.

E-19

CLOSED

E-20

OPEN

MA-1

OPEN

M0-1

CLOSED

MA-2

OPEN

MO-3

OPEN

MA-3

CLOSED

MO-6

CLOSED

MA-4

OPEN

MO-8

CLOSED

MA-5

CLOSED

MA-6

OPEN

'

TOTAL RV ITEMS THIS REPORT

38

-

CLOSED

20

-

OPEN

18

-

..

4

5

0

h

!

_

- .

-

- - -

-

- - -

- -

- - -

-

-

-- - ---