ML112940480

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2011 Duane Arnold Energy Center Initial Examination Administrative Files
ML112940480
Person / Time
Site: Duane Arnold NextEra Energy icon.png
Issue date: 06/27/2011
From:
NRC/RGN-III/DRS/OLB
To:
NextEra Energy Duane Arnold
Shared Package
ML11167A128 List:
References
50-331/11-301
Download: ML112940480 (22)
v • d • e


Text

2011 DUANE ARNOLD ENERGY CENTER INITIAL EXAMINATION ADMINISTRATIVE FILES

ES-201 Examination Preparation Checklist Form ES-201-1 Facility: DUQ.n e... l\-f'f\o\~ Date of Examination: 0(, /27/201 I Examinations Developed by: (facility) I NRC (circle one)

Target Chief Date'" Task Description (Reference) Examiner's Initials

-180 1, Examination administration date confirmed (C,1 ,a; C,2,a and b) CO'?

-120 2, NRC examiners and facility contact assigned (C,1 ,d; C.2.e) DIYj

-120 3, Facility contact briefed on security and other requirements (C,2.c)

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-120 4, Corporate notification letter sent (C.2.d) CAf)'V1

[-90] [5. Reference material due (C.1.e; C.3.c; Attachment 2)] Mlb.

-75 6. Integrated examination outline(s) due, including Forms ES-201-2; ES-201-~, ES-301-1, ES-301-2, ES-301-5, ES-Q-1's, ES-4q1-1/2, ES-4D1-3, and ES-401-4, as applicable (C. i.e and f; C.3,d) f

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-70 7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e) ~

-45 8. Proposed examinations (including written, walk-through JPMs, and scenarios, as applicable), supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6), and reference materials due (C.1 ,e. f. g and h; C.3,d) 0111

-30 9, Preliminary license applications (NRC Form 398's) due (C.1.1; C.2.g; ES-202) crJ1

-14 10. Final license applications due and Form ES-201-4 prepared (C.1.1; C.2.i; ES-202) c#'J

-14 11. Examination approved by NRC supervisor for facility licensee review (C.2.h; C,3,f) otY1

-14 12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g) 0{Pj

-7 13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)

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-7 14. Final applications reviewed; examination approval and waiver letters sent (C.2.i; Attachment 4; ES-204) C4Y'J f

-7 15. Proctoring/written exam administration guidelines reviewed with facility licensee (C,3,k) CJrY1

-7 16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.!) fh1

  • Target dates are keyed to the examination date identified in the corporate notification letter.

They are for planning purposes and may be adjusted ~n a case-by-case basis in coordination with the facility licensee.

[ ] Applies only to examinations prepared by the NRC,

071-01 Rev. 0

~~~,~~~~~~~~~~~~~~

FPLE/DAEC MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2011 DAEC ILT Exam examination(s) scheduled for the date(s) of 6127111-7-718111 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1) SIGNATURE (2) DATE NOTE 5fev< '/3~~ J/l!I!(

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Page 1 of,!" 11.. AUG 3 0 20U

QF-1071-01 Rev. 0 I FPLE/DAEC MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre~Examination (Review TDAP 1836, Attachment 1 for pre~job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2011 DAEC ILT Exam examination(s) scheduled for the date(s) of 6/27/11-7-7/8/11 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC' procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.
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QF-1071-01 Rev. 0 FPLE/DAEC MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2e/! 1'-1" CYhIA examination($) scheduled for the date(s) of

'/2.2 - "1 If' as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

PRINTED NAME JOB TITLE I RESPONSIBILITY DATE DATE NOTE

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QF-1071-01 Rev. 0 1- ~~~~--------'-~~

FPLE/DAEC MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2011 DAEC ILT Exam examination(s) scheduled for the date(s) of 6127111-7-718111 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

PRINTED NAME JOB TITLE / RESPONSIBILITY DATE~ NOTE

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ES~201 Examination Security AgrGement Form I:S*201--3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of o~.~'1111 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have no~orized by the NRC chief examiner. 1understand that Iam not to instruct, evaluate. or provide performance feedback to those appHcants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct Of indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any Indications or suggestions that examination security may have been compromised.
2. ~QSt-&X@minatlon To the best of my knowledge, I did not divulge to any unauthorized persons any information conceming the NRC licensing examinations administered during the week(s) of . From the date that I entered inlo this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY ~~A ~:TEI SIG:~~~ATE NOTE

1. Ed"",\'1
2. __________

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3. ____________ ~ ____________________*___________________
4. __________________________________________________
5. ___________________________________
6. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
7. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
8. ______________________________________

9.~ ___________________________________________

11.._ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ . - - - - - - - - -----

Ct tv ES-201, page.('o!Jf i

I

071-01 Rev. 0

-T-------------------------------F-P-L-E~/D-A-E-C------------------------------~

MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements) .

I acknowledge that I have acquired specialized knowledge about the _2011 ILT NRC Exam DAEC_ examination(s) scheduled for the date(s) of _June, 2011 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information conceming the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

PRINTED NAME JOB TITLE / RESPONSIBILITY DATE SIGNATURE (2) DATE NOTE

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QF-1071-01 Rev. 0 FPLE/DAEC MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the _2011 ILT NRC Exam DAEC_ examination(s} scheduled for the date(s) of _June, 2011 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during i

,I the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

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PRINTED NAME JOB TITLE I RESPONSIBILITY DATE D/ATE NOTE J

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QF-1071-01 Rev. 0 FPLE/DAEC ,

[ .... MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2011 DAEC ILT Exam examination(s) scheduled for the date(s) of 6127111-7-718111 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE

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Page 1 of 1

ES-201 Examination Security Agreement Form ES-201=!

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the weekes) of . From the date that I entered into this security agreement until the completion of examination administration, I did not evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE

~.HlCW<L~ ~fL 6tU6U}.-rJJ&. ~_ _~__ -~

3. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
4. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
5. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
6. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
7. _ _ __
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9. _ _ __

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14.

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, \1, ES-201,page~o~

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of as of the date of my signature. J agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and!or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2_ Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized bv the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY ~SIGNATUREL OAT,E ,SIGNATURE (2) DATE NOTE 1.KlC~~aR..(&5V}.TlJb.

2.

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3. _ _ _ _ _ _ _ _ _ _._ _ _ _ _ _ _ _ _ _ _ _ _ _ __
4. _ _ _ _ _ _ _ _ _ _._ _ _ _ _ _ _ _ _ _ _ _ _ _ __
5. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
6. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ ---
7. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ - - - - - - - - - - - ------
8. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
9. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __

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11.,_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ ------'

13.,_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ ---

14.,_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ -----

15.* ==--____________________--'-____ -----.

NOTES:

ES-201, Page r (0 1'1/

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QF-1071-01 Rev. 0

~~~~~~ ~~~~-~~~~ -~~~~ -~~~~

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FPLE/DAEC MASTER SECURITY AGREEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TDAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2011 DAEC ILT Exam examination(s) scheduled for the date{s) of 6127111*7-718111 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE

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Qf~1071-Q1 Rev. 0 ._...~_ _---'_ _ _ _ _ _ _ _ _ _---;=-=-:::::-::-:==--_ _ _ _ _ _ _ _ _ _ _ _ _ _ _--,

I . ~. . MASTER s~~t~~~~~REEMENT The Master Security Agreement is used for those personnel having both knowledge of Exam Sensitive Material and unrestricted access to Primary and Secondary Containment.

1. Pre-Examination (Review TOAP 1836, Attachment 1 for pre-job briefing requirements)

I acknowledge that I have acquired specialized knowledge about the 2011 DARe ILT Exam examination(s) scheduled for the date(s) of 6/27/11-7*7/8/11 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by an Operations Training Supervisor. I understand that I am not to instruct, evaluate, or provide performance feedback to those individuals scheduled to be administered these examinations from* this date until completion of examination administration. Acting as a simulator booth operator or communicator is acceptable if I do not select the training content or provide direct or indirect feedback to an examinee. Furthermore, I am aware of the physical security measures and requirements (as documented in NMC procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against my facility or me. I will immediately report to the Exam Project Manager any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my kno\lVledge, I did not divulge to any unauthorized persons any information concerning the examinations administered during the date(s) of . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those individuals who were administered these examinations.

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Randomly Selected Tier 1 Group Reason for Rejection KA RO #10, Knowledge of the operational implications of the I following concepts as they apply to RHRlLPCI: INJECTION MODE (PLANT SPECIFIC): Testable check valve 203000, K5.01 I operation. DAEC does NOT have RHR testable check 2/1 203000, K5.02 valves. This KJA was deleted and replaced with K5.02 Knowledge of the operational implications of the following concepts as they apply to RHRlLPCI: INJECTION MODE (PLANT SPECIFIC): Core cooling methods.

RO #54, Conduct of Operations: Ability to perform specific system and integrated plant procedures during all modes of plant operation. Similar topic area as #16 & #87.

295031, 2.1.23/

1 11 295031, EK1.03 Randomly selected EK1.03 - - Knowledge of the operational implications of the following concepts as they apply to REACTOR LOW WATER LEVEL: Water level effects on reactor power RO #57, Emergency Procedures I Plan: Knowledge of the emergency action level thresholds and classifications. This is not performed by the RO license level.

295016,2.4.411 1/1 295016,2.1.2 Randomly selected Conduct of Operations - 2.1.2 Knowledge of operator responsibilities during all modes of I plant operation.

RO # 58, Knowledge of the operational implications of the following concepts as they apply to HIGH DRYWELL TEMPERATURE: Reactor water level measurement. Same concept as #38 295028, EK1.01 1 1 11 295028, EK1.02 Randomly selected EK1.02 - Knowledge of the operational implications of the following concepts as they apply to HIGH DRYWELL TEMPERATURE: Equipment environmental qualification RO #60, Knowledge of the interrelations between HIGH CONTAINMENT HYDROGEN CONCENTRATIONS the following: Wetwell Spray system. Information is contained in the SAGs 500000, EK2.061 1/2 500000, EK2.03 Randomly selected EK2.03, Knowledge of the interrelations between HIGH CONTAINMENT HYDROGEN CONCENTRATIONS the following: Containment Atmosphere Control System RO #64, Conduct of Operations: Ability to interpret and execute procedure steps. Similar to #16 and 87, EAPE 295031, 2.1.201 oversampled. (Reactor Low Level) 1/2 295022, 2.1.20 Randomly selected 295022, Loss of Control Rod Drive Pumps

RO #16, Ability to (a) predict the impacts of the following on the REACTOR WATER LEVEL CONTROL SYSTEM; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: Loss of reactor water level input is the same KIA as question #87. To prevent a 259002, A2.03 /

2/1 double jeopardy situation randomly selected 259002, 259002, A2.05 A2.05 - Ability to (a) predict the impacts of the following on the REACTOR WATER LEVEL CONTROL SYSTEM; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those abnormal conditions or operations: Loss of applicable plant air systems RO #66, Ability to man~ge the control room crew during transient conditions. This is an SRO function.

3/1 2.1.6/2.1.1 Randomly selected 2.1.1, Knowledge of conduct of operations requirements RO #74, Ability to verify that the alarms are consistent with the plant conditions. This topic is the same as SRO #98.

3/4 2.4.46/2.4.8 Randomly selected 2.4.8, Knowledge of how abnormal operating procedures are used in conjunction with EOPs SRO~, Ability to approve release permits does not apply to D C which does not conduct releases.

3/3 2.3.6/2.3.11 Randomly selected 2.3.11, Ability to control radiation releases

  • ES-403 Written Examination Grading Quality Checklist Form ES-403-1 Date of Exam:l/g III Exam Level: R Initials Item Descri tion 1.
2. Answer key changes and question deletions justified .

and documented

3. Applicants' scores checked for addition errors reviewers s ot check> 25% of examinations
4. Grading for all borderline cases (80 +/-2% overall and 70 or 80, as a licable, +/-4% on the SRO-onl reviewed in detail
5. All other failing examinations checked to ensure that grades are 'ustified
6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of uestions missed b half or more of the a licants Printed Name/Signature Date
a. Grader
b. Facility Reviewer(*)
c. NRC Chief Examiner (*)
d. NRC Supervisor ('*)

(*) The facility reviewer's signature is not applicable for examinations graded by the NRC; two inde endent NRC reviews are re uired .

NextEra Energy Duane Arnold, LtC 3mDAECRoad Palo. Iowa 52324 July 12, 2011 NG-11-0264 Region III, U.S. Nuclear Regulatory Commission Attention: Mr. Chuck Zoia 2443 Warrenville Road, Suite 210 Lisle, IL 60532-4352

Subject:

Duane Arnold Energy Center Docket No. 50-331 Op License No: DPR-49 Examination Material for DAEC Initial Examination Week of July 4, 2011

References:

NUREG 1021, "Operating License Examination Standard for Power Reactors,"

Revision 9, Supplement 1

Dear Mr. Zoia:

In accordance with the guidelines of NUREG 1021, "Operating License Examination Standard for Power Reactors," Revision 9, we are sending you the completed Written Exam material for the initial license examinations held at our facility the week of July 4, 2011.

We have reviewed the one question missed by more than half of the applicants and have written an Action Request to revise one of our System Descriptions to enhance an explanation. The candidates had no comments on the written exam.

The signed-off Exam Security agreement will be forwarded to you as soon as it has been completed.

You may direct any questions or comments regarding this material to Curtis Hansen at 319-851 7268 (or 7632).

Sincerely.

William L. Simmons Training Manager, DAEC JUl 1 3 20U

WRITTEN/ORAL EXAMINATION COVERSHEET Trainee Name:

Employee Number: I Site: DAEC Examination NumberlTitle: Series A Rev. 0, 2011 NRC Reactor Operator Initial License Exam Training program: Initial License Training Course/Lesson Plan Number(s): 50007/ Various Total Points Possible: 75 I PASS CRITERIA: ~ 80% Grade: _ _/..,lL=_ _%

  • Graded by: Date:

Co-graded by (if necessary): Date:

EXAMINATION RULES

1. References may not be used during this examination, unless otherwise stated.
2. Read each question carefully before answering. If you have any questions or need clarification during the examination, contact the examination proctor.
3. Conversation with other trainees during the examination is prohibited.
4. Partial credit will not be considered, unless otherwise stated. Show all work and state all assumptions when partial credit may be given.
5. Rest room trips are limited and only one examinee at a time may leave.
6. For exams with time limits, you have 360 (6 Hours) minutes to complete the examination.
7. Feedback on this exam may be documented on QF-1040-13, Exam Feedback Form.

Contact Instructor to obtain a copy of the form.

8. Once the examination is completed, you are NOT to discuss the contents of the examination outside the controlled examination environment.

EXAMINATION INTEGRITY STATEMENT Cheating or compromising the exam will result in disciplinary actions up to and including termination.

"I acknowledge that I am aware of the Examination Rules stated above. Further, I have not given, received, or observed any aid or information regarding this examination prior to or during its administration that could compromise this examination."

Examinee's Signature: Date:

REVIEW ACKNOWLEDGEMENT "I acknowledge that the correct answers to the exam questions were indicated to me following the completion of the exam. I have had the opportunity to review the examination questions with the instructor to ensure my understanding.

Examinee's Signature: Date:

WRITTEN/ORAL EXAMINATION COVERSHEET Trainee Name:

Employee Number: I Site: DAEC Examination NumberlTitle: Series A, Rev. 0, 2011 NRC Senior Reactor Operator Initial License Exam Training program: Initial License Training Course/Lesson Plan Number(s): 50007/ Various Total Points Possible: 25 I PASS CRITERIA: ~ 80% Grade: -_/~=--%

Graded by: Date:

Co-graded by (if necessary): Date:

EXAMINATION RULES

1. References may not be used during this examination, unless otherwise stated.
2. Read each question carefully before answering. If you have any questions or need clarification during the examination, contact the examination proctor.
3. Conversation with other trainees during the examination is prohibited.
4. Partial credit will not be considered, unless otherwise stated. Show all work and state all assumptions when partial credit may be given.
5. Rest room trips are limited and only one examinee at a time may leave.
6. For exams with time limits, you have 120 (2 Hours) minutes to complete the examination.
7. Feedback on this exam may be documented on QF-1040-13, Exam Feedback Form.

Contact Instructor to obtain a copy of the form.

8. Once the examination is completed, you are NOT to discuss the contents of the examination outside the controlled examination environment.

EXAMINATION INTEGRITY STATEMENT Cheating or compromising the exam will result in disciplinary actions up to and including termination.

"I acknowledge that I am aware of the Examination Rules stated above. Further, I have not given, received, or observed any aid or information regarding this examination prior to or during its administration that could compromise this examination."

Examinee's Signature: Date:

REVIEW ACKNOWLEDGEMENT "I acknowledge that the correct answers to the exam questions were indicated to me following the completion of the exam. I have had the opportunity to review the examination questions with the instructor to ensure my understanding.

Examinee's Signature: Date:

2011 NRC Initial License Written Examination Written Examination Outline Methodology The written examination outline was developed using a proprietary electronic random outline generator developed by Western Technical Services, Inc.

The software was designed to provide a written examination outline in accordance with the criteria contained in NUREG 1021, Revision 9, Supplement 1.

The application was developed using Visual Basic code, relying on a true random function based on the PC system clock. The random generator selects topics in a Microsoft Access Database containing Revision 2, Supplement 1 of the BWR K&A catalogue. The selected data is then written to a separate data table. The process for selection of topics is similar to the guidance in ES-40 1, Attachment 1.

The attached outline report and plant specific suppression profile report is written directly from the data tables created by the software. Electronic copies of the data tables are on file.

The process used to develop the outlines is as follows:

  • For Tier 1 and Tier 2 generic items, only the items required to be included in accordance with ES-401, section D.l.b are included in the generation process.
  • Outline is generated for all topics with KA importance ~ 2.5.
  • 25 SRO topics are randomly selected from Tier 1 A2 and required generic items, Tier 2 A2 and required generic items, (including all System 034 topics) and Tier 3 generic items (All with ties to 10CFR55.43). 75 RO topics are randomly selected to complete the outline, 100 topics total.
  • The exam report generated lists the topic (Question) number in the far right column. RO topics are numbered 1-75, and SRO topics are numbered 76-100.

The SRO topics are written in red ink for ease of identification.

  • Items that are rejected after the initial generation process are placed on the rejected items page. Replacement topics are either randomly generated or are inserted upon direction of the Chief Examiner.
  • Disposition of any item randomly selected but not included in the outline is documented and included.
  • A report of items suppressed is included with the outline submittal documentation.
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