ML24232A213

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Memorandum and Order (Protective Order Governing Specific Sensitive Unclassified Non-Safeguards Information)
ML24232A213
Person / Time
Site: Oconee  Duke Energy icon.png
Issue date: 08/19/2024
From: Bollwerk G
Atomic Safety and Licensing Board Panel
To: Sue Abreu
Beyond Nuclear, Duke Energy Carolinas, NRC/OGC, Sierra Club
SECY RAS
References
RAS 57076, 50-270-SLR-2, 50-287-SLR-2, 50-269-SLR-2, ASLBP 24-985-03-SLR-BD01
Download: ML24232A213 (0)


Text

UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION

ATOMIC SAFETY AND LICENSING BOARD

Before Administrative Judges:

G. Paul Bollwerk, III, Chair Dr. Sue H. Abreu Dr. Arielle J. Miller

In the Matter of Docket Nos. 50-269-SLR-2, 50-270-SLR-2, and 50-287-SLR-2 DUKE ENERGY CAROLINAS, LLC ASLBP No. 24-985-03-SLR-BD01 (Oconee Nuclear Station, Units 1, 2, and 3)

August 19, 2024

MEMORANDUM AND ORDER (Protective Order Governing Specific Sensitive Unclassified Non-Safeguards Information)

1. This Protective Order shall govern the access, disclosure, and use in this proceeding of

the Sensitive Unclassified Non-Safeguards Information (SUNSI) denoted below as

being subject to this Protective Order. The SUNSI that is subject to this Protective

Order is Identified CEII, which is information in a document that is (1) either pending,

or has received, a final designation by the Federal Energy Regulatory Commission as

Critical Energy/Electric Infrastructure Information (CEII); 1 and (2) has been identified in

Appendix 1 to this Protective Order. Additionally, this Protective Order will apply to

Board-Designated Information, which is any submission by a participant to this

proceeding (i.e., the Nuclear Regulatory Commission (NRC) Staff, applicant Duke

Energy Carolinas LLC (Duke), and petitioners Beyond Nuclear, Inc., and the Sierra

Club, Inc., (collectively Petitioners)) or Atomic Safety and Licensing Board (Licensing

1 See 16 U.S.C. § 824o-1; 18 C.F.R. § 388.113.

Board) issuance associated with this proceeding that the Board designates or accepts

as subject to this Protective Order. This Protective Order, which shall remain in effect

until specifically amended or terminated by the Licensing Board (or the Commission),

does not apply to Identified CEII that is subsequently determined by the NRC not to

contain CEII so as not to warrant withholding from public disclosure or to

Board-Designated Information subsequently determined by the Licensing Board (or the

Commission) as not warranting withholding from public disclosure.

2. Authorized Holders of Identified CEII or Board-Designated Information pursuant to

this Protective Order include:

a. The following persons associated with Petitioners so long as they have executed a

copy of the Nondisclosure Declaration included as Attachment A to this Order and

submitted a copy of that executed Nondisclosure Declaration as a Public

Submission via the agencys E-Filing system: (1) Diane Curran, (2) Jeffrey

Mitman, and (3) Paul Gunter;

b. Personnel, contractors, and legal counsel of the NRC (including a presiding officer

(e.g., the Commission or a Licensing Board) and their staff, and Commission

adjudicatory employees as defined by 10 C.F.R. § 2.4); and

c. Personnel, contractors, and legal counsel of Duke and their Affiliates so long as

they have executed a copy of the Nondisclosure Declaration included as

Attachment A to this Order and submitted a copy of that executed Nondisclosure

Declaration as a Public Submission via the agencys E-Filing system.

3. Other than the requirements set forth in this Protective Order for filing documents and

protecting Identified CEII and Board-Designated Information, the terms of this

Protective Order do not apply to personnel, contractors, and legal counsel of the NRC.

The NRCs use of Identified CEII or Board-Designated Information is governed by NRC

regulations and policies as well as other applicable laws.

4. Identified CEII and Board-Designated Information shall not be used or reproduced by

the Authorized Holders specified in paragraphs 2.a and 2.c of this Protective Order

except as necessary for the conduct of this proceeding.

5. Access to Identified CEII or Board-Designated Information by the Authorized Holders

specified in paragraphs 2.a and 2.c of this Protective Order shall be held in confidence

by the Authorized Holders specified in paragraphs 2.a and 2.c of this Protective Order

and shall not be disclosed by the Authorized Holders specified in paragraphs 2.a

and 2.c of this Protective Order in any form or in any manner to any person except

Authorized Holders. The Authorized Holders specified in paragraphs 2.a and 2.c of this

Protective Order may copy and take notes of Identified CEII or Board-Designated

Information, but such copies and notes become Identified CEII or Board-Designated

Information subject to the terms of this Protective Order. The Authorized Holders

specified in paragraphs 2.a and 2.c of this Protective Order may generate documents

derived from Identified CEII or Board-Designated Information, but such documents are

also subject to the terms of this Protective Order. The Authorized Holders specified in

paragraphs 2.a and 2.c of this Protective Order shall not reveal, either during or after

this proceeding, any Identified CEII or Board-Designated Information that is disclosed

to the Authorized Holders specified in paragraphs 2.a and 2.c of this Protective Order.

6. Marking Documents Containing Identified CEII or Board-Designated Information:
a. Each document containing Identified CEII or Board-Designated Information shall be

marked CONTAINS PROTECTED INFORMATION - SUBJECT TO PROTECTIVE

ORDER in a conspicuous manner at the top of every page (including the first page

or cover page and transmittal documents) and centered when feasible. Document

marking shall be the responsibility of the Authorized Holder that initially identifies

the document as containing Identified CEII or Board-Designated Information.

b. Electronic storage media (including, but not limited to, USB sticks, removable hard

drives, CD-ROMs, or DVDs) containing Identified CEII and/or Board-Designated

Information shall be marked SUNSI/Identified CEII and/or Board-Designated

Information.

c. The Authorized Holders specified in paragraphs 2.a and 2.c of this Protective Order

shall treat unmarked Identified CEII or Board-Designated Information in accordance

with the terms of this Protective Order.

7. Protecting Identified CEII or Board-Designated Information: Legal counsel for the

participants to this proceeding shall take all reasonable precautions necessary to

ensure that Identified CEII and Board-Designated Information are securely maintained

and securely distributed only to persons authorized to receive Identified CEII or

Board-Designated Information under the terms of this Protective Order. Legal counsel

for the participants are responsible for ensuring that persons under their supervision or

control comply with this Protective Order.

8. Identified CEII or Board-Designated Information shall be filed in this proceeding using

the E-Filing system as follows:

a. The person filing the document shall choose the Non-Public Submission option to

prevent the document from being filed in the public docket of the proceeding.

b. In the Submission Comment portion of the Non-Public Submission form, the filer

shall include a statement that the filing contains nonpublic protected information.

c. Under E-Filing system protocols governing Non-Public Submission filings, only the

Licensing Board (or the Commission), NRC Staff legal counsel, the Office of the

Secretary (HearingDocket@nrc.gov), the Office of Commission Appellate

Adjudication (OCAAmail.Resource@nrc.gov), and other Authorized Holders should

be checked as recipients on the electronic service list. Authorized Holders and

others on the electronic service list not affiliated with the NRC should be

deselected by a filer upon a good faith belief that the Authorized Holder or other

on the service list not affiliated with the NRC is not authorized to access the

Identified CEII or Board-Designated Information being submitted.

d. Except as specified in paragraph 10 of this Protective Order, all nonpublic filings

under this Protective Order shall be accompanied by a separate letter or other

submission filed as a Public Submission via the agencys E-Filing system that

briefly identifies the nature of the nonpublic filing without identifying or including

Identified CEII or Board-Designated Information.

9. Persons may not reveal Identified CEII or Board-Designated Information during any

public hearing or conference session. Any person who anticipates discussing Identified

CEII at any hearing or conference shall notif y the Licensing Board (or the Commission)

and the other participants at least three (3) business days prior to that hearing or

conference that Identified CEII or Board-Designated Information may be discussed.

During any public hearing or conference, any person who intends to discuss Identified

CEII or Board-Designated Information shall notify the Licensing Board (or the

Commission) and the participants that such discussion will contain Identified CEII or

Board-Designated Information prior to the statement being made. Such statements

containing Identified CEII or Board-Designated Information may be provided only in a

nonpublic session as permitted by the Licensing Board (or the Commission).

10. If a participant has reason to believe that Identified CEII or Board-Designated

Information may have been lost or misplaced, or that Identified CEII or

Board-Designated Information has otherwise become available to unauthorized

persons, notification shall promptly be made to the Licensing Board (or the

Commission), and legal counsel for the other participants regarding that belief and the

reason for that belief by filing a notification as a Non-Public Submission through the

agencys E-Filing system in accordance with paragraphs 8.a to 8.c of this Protective

Order, but without publicly filing a letter or other submission that would otherwise be

required by paragraph 8.d of this Protective Order.

11. Contesting the Status of Protected Information: If a participant determines that

Identified CEII or Board-Designated Information does not appear, in whole or in part, to

qualify for protection as nonpublic information, that participant may file a motion

challenging the informations nonpublic status. A motion challenging informations

nonpublic status as CEII or Board-Designated Information shall be filed with the

Licensing Board pursuant to 10 C.F.R. § 2.323, which shall also govern the filing of any

answers to such a motion. The motion and any answers thereto shall be filed with the

Licensing Board as a Non-Public Submissi on through the E-Filing system pursuant to

paragraphs 8.a to 8.d of this Protective Order. In this manner, all the participants to

this proceeding and the public will know when such a motion and any responsive

pleadings are filed, but the Identified CEII or Board-Designated Information will

continue to be withheld from public disclosure. Prior to presenting any dispute to the

Licensing Board over whether Identified CEII or Board-Designated Information qualifies

for protection as nonpublic information, pursuant to 10 C.F.R. § 2.323(b) the

participants shall consult and use their best efforts to resolve the dispute.

12. When a participant files a motion under paragraph 11 of this Protective Order, pending

a Licensing Board ruling, the Identified CEII or Board-Designated Information at issue

shall continue to be held in confidence by Authorized Holders. If the Licensing Board

rules that a document, or a portion thereof, does not qualify for protection as nonpublic

information, then unrestricted use of the document or that portion of the document may

begin twenty-five (25) calendar days after the Licensing Boards decision. If during that

twenty-five (25) calendar day-period an Authorized Holder files an interlocutory appeal

with the Commission pursuant to 10 C.F.R. § 2.341(f)(2), such period of time shall be

extended, and the document shall continue to be held in confidence until the

Commission rules on the appeal.

13. The Licensing Board (or the Commission) may alter or amend this Protective Order, the

Nondisclosure Declaration, or the Terminat ion of Possession Declaration and resolve

disputes regarding the application of their terms. The participants may seek

amendments to this Protective Order, the Nondisclosure Declaration, or the

Termination of Possession Declaration via motion pursuant to 10 C.F.R. § 2.323.

14. Identified CEII or Board-Designated Information shall remain available to the

Authorized Holders specified in paragraphs 2.a and 2.c of this Protective Order until the

Access Termination Date. The Access Termination Date is the earlier of (a) the date of

an order by the Licensing Board (or the Commission) rescinding the right of access

granted by this Protective Order; or (b) the date that an order terminating this

proceeding is no longer subject to judicial review.

15. Within ten (10) calendar days of the Access Termination Date, the Authorized Holders

specified in paragraphs 2.a and 2.c of this Protective Order shall either destroy

Identified CEII or return such materials to the NRC Staff, except that (a) copies of

Licensing Board (or Commission) issuances, participant filings, transcripts, and exhibits

in this proceeding that contain such information and notes taken by persons reviewing

Identified CEII may be retained if they are maintained in a secure place such that no

distribution of the information to unauthorized persons will occur; and (b) if such

Licensing Board (or Commission) issuances, participant filings, transcripts, exhibits,

and notes are not returned or destroyed, they shall remain subject to the provisions of

this Protective Order. Further, within ten (10) calendar days of the Access Termination

Date, the Authorized Holders specified in paragraphs 2.a and 2.c of this Protective

Order shall either destroy Board-Designated Information or return such information

generated by a participant to legal counsel for the participant that submitted that

information, except that (a) copies of Licensing Board issuances, participant filings,

transcripts, and exhibits in this proceeding that contain such information and notes

taken by persons reviewing Board-Designated Information may be retained if they are

maintained in a secure place such that no distribution of the information to

unauthorized persons will occur; and (b) if such Licensing Board issuances, participant

filings, transcripts, exhibits, and notes are not returned or destroyed, they shall remain

subject to the provisions of this Protective Order. Each Authorized Holder shall take

those actions necessary to satisfy this obligation. Finally, within ten (10) calendar days

of the Access Termination Date, the Authorized Holders specified in paragraphs 2.a

and 2.c of this Protective Order shall execute the Termination of Possession

Declaration included as Attachment B to this Protective Order, stating that the Identified

CEII and Board-Designated Information within the Authorized Holders possession or

control has been either destroyed, returned, or maintained in a secure place as

required by this Protective Order. Within ten (10) calendar days of the Access

Termination Date, all executed Termination of Possession Declarations shall be filed as

a Public Submission via the E-Filing system.

16. This Protective Order does not govern Identified CEII or Board-Designated Information

owned by third parties and in the possession or control of the parties (Third-Party

Protected Information). Should any participant seek access to Third-Party Protected

Information, then the producing participant shall make reasonable efforts to obtain from

the owner of the Third-Party Protected Information any necessary approvals for its

release, subject to any appropriate nondisclosure provisions. If there are costs

associated with acquiring the rights or approval to produce Third-Party Protected

Information (e.g., copyright or subscription costs), then the producing participant will

inform the requesting participant of the total costs involved, and the requesting

participant must agree to pay those costs as a condition of being supplied the

Third-Party Protected Information. If the requesting participant does not agree to pay

these costs, then the producing participant is not obligated to go through the effort of

acquiring approval to produce the Third-Party Protected Information.

17. Nothing in this Protective Order shall preclude a participant to this proceeding from

objecting to the use of an exhibit, testimony, or a pleading because it contains Identified

CEII or Board-Designated Information. The Licensing Board (or the Commission) may

issue additional orders concerning the use of Identified CEII or Board-Designated

Information.

18. Nothing in this Protective Order shall preclude any person from seeking through

discovery in any other administrative or judicial proceeding any information protected

by this Protective Order.

19. If CEII or Board-Designated Information comes into the possession of or is known by

any participant independent of the access provisions of this Protective Order or outside

of this adjudicatory proceeding and such knowledge was acquired without violation of

law or other nondisclosure requirements applicable to such participant, use of that

document or information in this proceeding, without compliance with the terms of this

Protective Order, shall not be a violation of the terms of this Protective Order. If a

participant asserts that disclosure of such information or document violates this

Protective Order, then the participant asserting independent knowledge of the contents

of the document or independent access to such a document shall have the burden of

proving that (1) such information was independently obtained; and (2) was not

improperly disclosed in contravention of any law or other nondisclosure obligation.

20. Any violation of this Protective Order or of any Nondisclosure Declaration executed

hereunder may result in the imposition of sanctions as the Licensing Board (or the

- 10 -

Commission) deems appropriate. 2 Nothing in this Protective Order restricts or waives

the rights of any Authorized Holder to pursue any other legal or equitable remedies that

may be available in the event of actual or anticipated disclosure of Identified CEII or

Board-Designated Information.

21. To ensure access through the Electronic Hearing Docket to nonpublic filings associat ed

with this Protective Order, the Authorized Holders specified in paragraphs 2.a and 2.c

of this Protective Order must submit executed Nondisclosure Declarations as a Pub lic

Submission via the E-Filing system within three (3) business days after the issuance of

this Protective Order.

It is so ORDERED.

FOR THE ATOMIC SAFETY AND LICENSING BOARD

________________________________/RA/

G. Paul Bollwerk, III, Chair ADMINISTRATIVE JUDGE

Rockville, Maryland

August 19, 2024

2 See Statement of Policy on Conduct of Licensing Proceedings, CLI 8, 13 NRC 452, 454 (1981).

Attachment A UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION

BEFORE THE ATOMIC SAFETY AND LICENSING BOARD

In the Matter of Docket Nos. 50-269-SLR-2, 50-270-SLR-2, and 50-287-SLR-2 DUKE ENERGY CAROLINAS, LLC ASLBP No. 24-985-03-SLR-BD01

(Oconee Nuclear Station, Units 1, 2, and 3)

NONDISCLOSURE DECLARATION

I,, state:

1. I have read the Licensing Boards Protective Order issued in the above-captioned proceeding and will comply in all respects with its terms and conditions regarding the Sensitive Unclassified Non-Safeguards Information (SUNSI) subject to that Protective Order, specifically Identified CEII and Board-Designated Information as defined in that Protective Order. I will protect and keep in confi dence all Identified CEII and Board-Designated Information in accordance with the terms of the Protective Order and of this Nondisclosure Declaration.
2. I will not disclose Identified CEII or Board-Designated Information to anyone except an Authorized Holder as defined in the Protective Order. I will protect documents containing Identified CEII or Board-Designated Information in written or recorded form (including any portions of transcripts of in camera hearings, filed testimony, or any other documents containing such Identified CEII or Board-Designated Information), so that the Identified CEII or Board-Designated Information contained therein remains at all times under the control of an Authorized Holder and is not revealed to anyone else.
3. I will keep, protect, and transmit Identified CEII and Board-Designated Information (including, without limitation, transcripts, pleadings, documents that I generate, and any notes and copies that I make containing such information) in accordance with the terms of the Protective Order.
4. I will mark each document containing Identified CEII or Board-Designated Information in accordance with the terms of the Protective Order.
5. Neither during nor after this proceeding, will I publicly reveal any Identified CEII or

Board-Designated Information that I receive by virtue of this proceeding as long as the information remains Identified CEII or Board-Designated Information.

6. I acknowledge that any violation of the terms of this declaration or the Licensing Boards Protective Order, which incorporates the terms of this declaration, may result in the imposition of such sanctions on me that the Licensing Board (or the Commission) may deem to be appropriate, or any other legal or equitable remedies that may be available in the event of actual or anticipated disclosure of SUNSI.

WHEREFORE, I certify under penalty of perjury that the foregoing is true and correct and do solemnly agree to protect and keep in confidence such Identified CEII and Board-Designated Information as may be disclosed to me in the above-captioned proceeding in accordance with the terms of the Protective Order and of this Nondisclosure Declaration.

Signature Date Executed

Address:

Phone Number:

E-mail:

Attachment B UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION

BEFORE THE ATOMIC SAFETY AND LICENSING BOARD

In the Matter of Docket Nos. 50 -269-SLR-2, 50-270-SLR-2, and 50 -287-SLR-2 DUKE ENERGY CAROLINAS, LLC ASLBP No. 24-985-03-SLR-BD01

(Oconee Nuclear Station, Units 1, 2, and 3)

TERMINATION OF POSSESSION DECLARATION

I,, state:

In accordance with the Licensing Boards Protective Order in the above-captioned proceeding, I have destroyed, returned, or secured the Sensitive Unclassified Non-Safeguards Information (SUNSI), specifically Identified Critical Energy/Electric Infrastructure Information (Identified CEII) or Board-Designated Information as defined in that Protective Order, that is in my possession by one or more of the following methods (check all that apply):

I have destroyed Identified CEII and/or Board-Designated Information in accordance with the Protective Order.

_______I have retained Identified CEII and/or Board-Designated Information in accordance with the Protective Order that is maintained in a secure place such that no distribution of the information to unauthorized persons will occur.

I have returned Identified CEII t o t h e NRC Staff.

I have returned Board-Designated Information generated by an Authorized Holder to legal counsel for the Authorized Holder.

WHEREFORE, I certify under penalty of perjury that the foregoing is true and correct and do solemnly agree to CONTINUE to protect and ke ep in confidence such Identified CEII or Board-Designated Information as may have been disclosed to me in connection with the above-captioned proceeding in accordance with the terms of the Protective Order and of the Nondisclosure Declaration I previously executed.

Signature Date Executed

Address:

Phone Number:

E-mail:

UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION

In the Matter of )

)

DUKE ENERGY CAROLINAS, LLC, ) Docket Nos. 50-269 SLR-2

) 50- 270 SLR-2

) 50- 287 SLR-2

)

(Oconee Nuclear Station Units 1, 2, and 3) )

CERTIFICATE OF SERVICE

I hereby certify that copies of the foregoing MEMORANDUM AND ORDER (Protective Order Governing Specific Sensitive Unclassified Non-Safeguards Information) have been served upon the following persons by Electronic Information Exchange.

U.S. Nuclear Regulatory Commission U.S. Nuclear Regulatory Commission Office of Commission Appellate Adjudication Office of the General Counsel Mail Stop: O-16B33 Mail Stop - O-14A44 Washington, DC 20555-0001 Washington, DC 20555-0001 E-mail: ocaamail.resource@nrc.gov David Roth Susan H. Vrahoretis Mary Frances Woods U.S. Nuclear Regulatory Commission Megan Wright Office of the Secretary of the Commission Kevin Bernstein Mail Stop: O-16B33 Caitlin R. Byrd, Paralegal Washington, DC 20555-0001 E-mail: david.roth@nrc.gov E-mail: hearingdocket@nrc.gov susan.vrahoretis@nrc.gov mary.woods@nrc.gov megan.wright@nrc.gov U.S. Nuclear Regulatory Commission kevin.bernstein@nrc.gov Atomic Safety and Licensing Board Panel caitlin.byrd@nrc.gov Mail Stop: T-3F23 Washington, DC 20555-0001 G. Paul Bollwerk, III, Chairman, Counsel for Duke Energy Carolinas, LLC Administrative Judge Morgan, Lewis & Bockius, LLC Dr. Sue H. Abreu, Administrative Judge 1111 Pennsylvania Ave NW Dr. Arielle J. Miller, Administrative Judge Washington, DC 20004 E-mail: Paul.bollwerk@nrc.gov Paul Bessette Sue.abreu@nrc.gov Ryan K. Lighty Arielle.miller@nrc.gov Scott Clausen E-mail: paul.bessette@morganlewis.com ryan.lighty@morganlewis.com scott.clausen@morganlewis.com

Duke Energy Carolinas, LLC (Oconee Nuclear Station Units 1, 2, and 3, Docket Nos. 50-269, 50-270, and 50 -287 SLR-2)

MEMORANDUM AND ORDER (Protective Order Governing Specific Sensitive Unclassified Non-Safeguards Information)

Duke Energy Corporation Beyond Nuclear Reactor Oversight Project 525 South Tryon Street 7304 Carroll Avenue #182 Charlotte, North Carolina 28202 Takoma Park, MD 20912 Tracey M. Leroy Paul Gunter E-mail: tracey.leroy@duke-energy.com E-mail: paul@beyondnuclear.org

Counsel for Beyond Nuclear and Sierra Club Harmon, Curran, Spielberg, &

Eisenberg, LLP 1725 DeSales Street, N.W.

Suite 500 Washington, DC 20036 Diane Curran E-mail: dcurran@harmoncurran.com

Office of the Secretary of the Commission

Dated at Rockville, Maryland, this 19th day of August 2024.

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