IR 05000331/2016407: Difference between revisions
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{{#Wiki_filter: | {{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION REGION III 2443 WARRENVILLE RD. SUITE 210 LISLE, IL 60532-4352 June 24, 2016 EA-16-037 | ||
Mr. Thomas Vice President NextEra Energy Duane Arnold, LLC 3277 DAEC Road Palo, IA 52324-9785 | |||
SUBJECT: DUANE ARNOLD ENERGY CENTER - NRC SECURITY INSPECTION REPORT (05000331/2016407; 07200032/2016401), INVESTIGATION REPORT (3-2015-010), AND NOTICE OF VIOLATION | SUBJECT: DUANE ARNOLD ENERGY CENTER - NRC SECURITY INSPECTION REPORT (05000331/2016407; 07200032/2016401), INVESTIGATION REPORT (3-2015-010), AND NOTICE OF VIOLATION | ||
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Based on the results of this inspection, the NRC has determined that a Severity Level IV violation of NRC requirements likely occurred. This violation was licensee-identified. | Based on the results of this inspection, the NRC has determined that a Severity Level IV violation of NRC requirements likely occurred. This violation was licensee-identified. | ||
The violation was evaluated in accordance with the NRC Enforcement Policy. The current Enforcement Policy is included on the NRC's website at NRC's website at http://www.nrc.gov/about-nrc/regulatory/enforcement/enforce-pol.html. The violation is cited in the enclosed Notice of Violation (Notice) and the circumstances surrounding it are described in detail in the subject inspection report. The violation is being cited in the Notice because the violation is a result of deliberate actions of your security staff. You are required to respond to this letter and should follow the instructions specified in the enclosed Notice when preparing your response. If you have additional information that you believe the NRC should consider, you may provide it in your response to the Notice. The NRC will review your response to the Notice and will determine whether further enforcement action is necessary to ensure compliance with regulatory requirements. Enclosures 1 and 2 contain Sensitive Unclassified Non-Safeguards Information. When separated from the Enclosures, this transmittal letter is decontrolled. The material enclosed herewith contains Security-Related Information in accordance with Title 10 of the Code of Federal Regulations (CFR) Section 2.390(d)(1) and its disclosure to unauthorized individuals could present a security vulnerability. Therefore, the material in the enclosure will not be made available electronically for public inspection in the NRC's Public Document Room or from the NRC's Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible from the NRC's website at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). If Security-Related Information is necessary to provide an acceptable response, please mark your entire response Security-Related Information in accordance with 10 CFR 2.390(d)(1) and follow the instructions for withholding in 10 CFR § 2.390(b)(1). In accordance with 10 CFR § 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response. | The violation was evaluated in accordance with the NRC Enforcement Policy. The current Enforcement Policy is included on the NRC's website at NRC's website at http://www.nrc.gov/about-nrc/regulatory/enforcement/enforce-pol.html. The violation is cited in the enclosed Notice of Violation (Notice) and the circumstances surrounding it are described in detail in the subject inspection report. The violation is being cited in the Notice because the violation is a result of deliberate actions of your security staff. | ||
You are required to respond to this letter and should follow the instructions specified in the enclosed Notice when preparing your response. If you have additional information that you believe the NRC should consider, you may provide it in your response to the Notice. The NRC | |||
will review your response to the Notice and will determine whether further enforcement action is necessary to ensure compliance with regulatory requirements. | |||
Enclosures 1 and 2 contain Sensitive Unclassified Non-Safeguards Information. When separated from the Enclosures, this transmittal letter is decontrolled | |||
. The material enclosed herewith contains Security-Related Information in accordance with Title 10 of the Code of Federal Regulations (CFR) Section 2.390(d)(1) and its disclosure to unauthorized individuals could present a security vulnerability. Therefore, the material in the | |||
enclosure will not be made available electronically for public inspection in the NRC's Public Document Room or from the NRC's Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible from the NRC's website at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). If Security-Related Information is necessary to provide an acceptable response, please mark your entire response Security-Related Information in accordance with 10 CFR 2.390(d)(1) and follow the instructions for withholding in 10 CFR § 2.390(b)(1). In accordance with 10 CFR § 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response. | |||
We will gladly discuss any questions you have concerning the inspection. | We will gladly discuss any questions you have concerning the inspection. | ||
Sincerely,/RA/ Michael A. Kunowski, Chief Materials Control, ISFSI, and Decommissioning Branch Division of Nuclear Materials Safety Docket No. 50-331; 72-032 License No. DPR-49 | Sincerely,/RA/ Michael A. Kunowski, Chief Materials Control, ISFSI, and Decommissioning Branch Division of Nuclear Materials Safety | ||
Docket No. 50-331; 72-032 License No. DPR-49 | |||
===Enclosures:=== | ===Enclosures:=== | ||
1. Notice of Violation (nonpublic) | 1. Notice of Violation (nonpublic) | ||
2. IR Nos. 05000331/2016407; 07200032/2016401 (nonpublic) | 2. IR Nos. 05000331/2016407; 07200032/2016401 (nonpublic) | ||
cc w/encl: J. Schwertfeger, Security Manager A. Leek, State Liaison Officer, State of Iowa M. Davis, Licensing Manager M. Nazar, Executive Vice President, Nuclear Division and Chief Nuclear Officer cc w/o encl: Distribution via LISTSERV The material enclosed herewith contains Security-Related Information in accordance with Title 10 of the Code of Federal Regulations (CFR) Section 2.390(d)(1) and its disclosure to unauthorized individuals could present a security vulnerability. Therefore, the material in the enclosure will not be made available electronically for public inspection in the NRC's Public Document Room or from the NRC's Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible from the NRC's website at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). If Security-Related Information is necessary to provide an acceptable response, please mark your entire response Security-Related Information in accordance with 10 CFR 2.390(d)(1) and follow the instructions for withholding in 10 CFR § 2.390(b)(1). In accordance with 10 CFR § 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response. | cc w/encl: J. Schwertfeger, Security Manager A. Leek, State Liaison Officer, State of Iowa M. Davis, Licensing Manager M. Nazar, Executive Vice President, Nuclear Division and Chief Nuclear Officer cc w/o encl: Distribution via LISTSERV The material enclosed herewith contains Security-Related Information in accordance with Title 10 of the Code of Federal Regulations (CFR) Section 2.390(d)(1) and its disclosure to unauthorized individuals could present a security vulnerability. Therefore, the material in the | ||
enclosure will not be made available electronically for public inspection in the NRC's Public Document Room or from the NRC's Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible from the NRC's website at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). If Security-Related Information is necessary to provide an acceptable response, please mark your entire response Security-Related Information in accordance with 10 CFR 2.390(d)(1) and follow the instructions for withholding in 10 CFR § 2.390(b)(1). In accordance with 10 CFR § 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response. | |||
We will gladly discuss any questions you have concerning the inspection. | We will gladly discuss any questions you have concerning the inspection. | ||
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===Enclosures:=== | ===Enclosures:=== | ||
1. Notice of Violation (nonpublic) | 1. Notice of Violation (nonpublic) | ||
2. IR Nos. 05000331/2016407; 07200032/2016401 (nonpublic) | |||
2. IR Nos. 05000331/2016407; 07200032/2016401 (nonpublic) | |||
cc w/encl: J. Schwertfeger, Security Manager A. Leek, State Liaison Officer, State of Iowa M. Davis, Licensing Manager M. Nazar, Executive Vice President, Nuclear Division and Chief Nuclear Officer | cc w/encl: J. Schwertfeger, Security Manager A. Leek, State Liaison Officer, State of Iowa M. Davis, Licensing Manager M. Nazar, Executive Vice President, Nuclear Division and Chief Nuclear Officer | ||
cc w/o encl: Distribution via LISTSERV DISTRIBUTION: See next page ADAMS Accession Number: ML16176A217 Publicly Available Non-Publicly Available Sensitive Non-Sensitive To receive a copy of this document, indicate in the concurrence box "C" = Copy without attach/encl "E" = Copy with attach/encl "N" = No copy OFFICE RIII-DNMS RIII-DNMS RIII-EICS RIII NAME MLearn:ps MKunowwski RSkokowski DATE 6/6/2016 6/21/2016 06/24/2016 OFFICIAL RECORD COPY Letter to Thomas Vehec from Michael Kunowski dated June 24, 2016 | cc w/o encl: Distribution via LISTSERV DISTRIBUTION: See next page ADAMS Accession Number: ML16176A217 Publicly Available Non-Publicly Available Sensitive Non-Sensitive To receive a copy of this document, indicate in the concurrence box "C" = Copy without attach/encl "E" = Copy with attach/encl "N" = No copy OFFICE RIII-DNMS RIII-DNMS RIII-EICS RIII NAME MLearn:ps MKunowwski RSkokowski DATE 6/6/2016 6/21/2016 06/24/2016 OFFICIAL RECORD COPY Letter to Thomas Vehec from Michael Kunowski dated June 24, 2016 | ||
SUBJECT: DUANE ARNOLD ENERGY CENTER - NRC SECURITY INSPECTION REPORT (05000331/2016407; 07200032/2016401), INVESTIGATION REPORT (3-2015-010), AND NOTICE OF VIOLATION DISTRIBUTION w/encl: Niry Simonian Eric Wharton Raymond McKinley Binoy Desai Cynthia Pederson Darrell Roberts Mark Haire | SUBJECT: DUANE ARNOLD ENERGY CENTER - NRC SECURITY INSPECTION REPORT (05000331/2016407; 07200032/2016401), INVESTIGATION REPORT (3-2015-010), AND NOTICE OF VIOLATION DISTRIBUTION w/encl: Niry Simonian Eric Wharton | ||
Raymond McKinley | |||
Binoy Desai Cynthia Pederson Darrell Roberts Mark Haire | |||
DISTRIBUTION w/o encl: Jeremy Bowen | |||
RidsNrrDorlLpl3-1 Resource RidsNrrPMDuaneArnold Resource | |||
RidsNrrDirsIrib Resource Cynthia Pederson | |||
Darrell Roberts Richard Skokowski Allan Barker | |||
Carole Ariano | |||
Linda Linn | |||
DRPIII DRSIII ROPreports.Resource@nrc.gov ROPassessment.Resource@nrc.gov | |||
}} | }} |
Revision as of 06:31, 30 June 2018
ML16176A217 | |
Person / Time | |
---|---|
Site: | Duane Arnold ![]() |
Issue date: | 06/24/2016 |
From: | Kunowski M A NRC/RGN-III/DNMS/MCID |
To: | Vehec T A NextEra Energy Duane Arnold |
References | |
3-2015-010, EA-16-037 IR 2016401, IR 2016407 | |
Download: ML16176A217 (4) | |
Text
UNITED STATES NUCLEAR REGULATORY COMMISSION REGION III 2443 WARRENVILLE RD. SUITE 210 LISLE, IL 60532-4352 June 24, 2016 EA-16-037
Mr. Thomas Vice President NextEra Energy Duane Arnold, LLC 3277 DAEC Road Palo, IA 52324-9785
SUBJECT: DUANE ARNOLD ENERGY CENTER - NRC SECURITY INSPECTION REPORT (05000331/2016407; 07200032/2016401), INVESTIGATION REPORT (3-2015-010), AND NOTICE OF VIOLATION
Dear Mr. Vehec:
This letter refers to the investigation completed on February 11, 2016, and to the inspection completed on May 11, 2016, at the Duane Arnold Energy Center. On May 25, 2016, the U.S. Nuclear Regulatory Commission (NRC) discussed the results of this investigation and inspection with Mr. Mark Fencl and members of your staff. The purpose of the investigation and inspection was to determine whether members of the security force deliberately failed to perform actions in accordance with the Physical Security Plan (PSP), implementing procedures, and NRC regulations. The enclosed report presents the results of this investigation and inspection.
Based on the results of this inspection, the NRC has determined that a Severity Level IV violation of NRC requirements likely occurred. This violation was licensee-identified.
The violation was evaluated in accordance with the NRC Enforcement Policy. The current Enforcement Policy is included on the NRC's website at NRC's website at http://www.nrc.gov/about-nrc/regulatory/enforcement/enforce-pol.html. The violation is cited in the enclosed Notice of Violation (Notice) and the circumstances surrounding it are described in detail in the subject inspection report. The violation is being cited in the Notice because the violation is a result of deliberate actions of your security staff.
You are required to respond to this letter and should follow the instructions specified in the enclosed Notice when preparing your response. If you have additional information that you believe the NRC should consider, you may provide it in your response to the Notice. The NRC
will review your response to the Notice and will determine whether further enforcement action is necessary to ensure compliance with regulatory requirements.
Enclosures 1 and 2 contain Sensitive Unclassified Non-Safeguards Information. When separated from the Enclosures, this transmittal letter is decontrolled
. The material enclosed herewith contains Security-Related Information in accordance with Title 10 of the Code of Federal Regulations (CFR) Section 2.390(d)(1) and its disclosure to unauthorized individuals could present a security vulnerability. Therefore, the material in the
enclosure will not be made available electronically for public inspection in the NRC's Public Document Room or from the NRC's Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible from the NRC's website at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). If Security-Related Information is necessary to provide an acceptable response, please mark your entire response Security-Related Information in accordance with 10 CFR 2.390(d)(1) and follow the instructions for withholding in 10 CFR § 2.390(b)(1). In accordance with 10 CFR § 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response.
We will gladly discuss any questions you have concerning the inspection.
Sincerely,/RA/ Michael A. Kunowski, Chief Materials Control, ISFSI, and Decommissioning Branch Division of Nuclear Materials Safety
Docket No. 50-331;72-032 License No. DPR-49
Enclosures:
1. Notice of Violation (nonpublic)
2. IR Nos. 05000331/2016407; 07200032/2016401 (nonpublic)
cc w/encl: J. Schwertfeger, Security Manager A. Leek, State Liaison Officer, State of Iowa M. Davis, Licensing Manager M. Nazar, Executive Vice President, Nuclear Division and Chief Nuclear Officer cc w/o encl: Distribution via LISTSERV The material enclosed herewith contains Security-Related Information in accordance with Title 10 of the Code of Federal Regulations (CFR) Section 2.390(d)(1) and its disclosure to unauthorized individuals could present a security vulnerability. Therefore, the material in the
enclosure will not be made available electronically for public inspection in the NRC's Public Document Room or from the NRC's Agencywide Documents Access and Management System (ADAMS). ADAMS is accessible from the NRC's website at http://www.nrc.gov/reading-rm/adams.html (the Public Electronic Reading Room). If Security-Related Information is necessary to provide an acceptable response, please mark your entire response Security-Related Information in accordance with 10 CFR 2.390(d)(1) and follow the instructions for withholding in 10 CFR § 2.390(b)(1). In accordance with 10 CFR § 2.390(b)(1)(ii), the NRC is waiving the affidavit requirements for your response.
We will gladly discuss any questions you have concerning the inspection.
Sincerely,/RA/ Michael A. Kunowski, Chief Materials Control, ISFSI, and Decommissioning Branch Division of Nuclear Materials Safety
Docket No. 50-331;72-032 License No. DPR-49
Enclosures:
1. Notice of Violation (nonpublic)
2. IR Nos. 05000331/2016407; 07200032/2016401 (nonpublic)
cc w/encl: J. Schwertfeger, Security Manager A. Leek, State Liaison Officer, State of Iowa M. Davis, Licensing Manager M. Nazar, Executive Vice President, Nuclear Division and Chief Nuclear Officer
cc w/o encl: Distribution via LISTSERV DISTRIBUTION: See next page ADAMS Accession Number: ML16176A217 Publicly Available Non-Publicly Available Sensitive Non-Sensitive To receive a copy of this document, indicate in the concurrence box "C" = Copy without attach/encl "E" = Copy with attach/encl "N" = No copy OFFICE RIII-DNMS RIII-DNMS RIII-EICS RIII NAME MLearn:ps MKunowwski RSkokowski DATE 6/6/2016 6/21/2016 06/24/2016 OFFICIAL RECORD COPY Letter to Thomas Vehec from Michael Kunowski dated June 24, 2016
SUBJECT: DUANE ARNOLD ENERGY CENTER - NRC SECURITY INSPECTION REPORT (05000331/2016407; 07200032/2016401), INVESTIGATION REPORT (3-2015-010), AND NOTICE OF VIOLATION DISTRIBUTION w/encl: Niry Simonian Eric Wharton
Binoy Desai Cynthia Pederson Darrell Roberts Mark Haire
DISTRIBUTION w/o encl: Jeremy Bowen
RidsNrrDorlLpl3-1 Resource RidsNrrPMDuaneArnold Resource
RidsNrrDirsIrib Resource Cynthia Pederson
Darrell Roberts Richard Skokowski Allan Barker
DRPIII DRSIII ROPreports.Resource@nrc.gov ROPassessment.Resource@nrc.gov