ML21182A357

2021 Consolidated NRC Impep Review Response to Questionnaire

ML21182A357
Person / Time
Issue date:	06/29/2021
From:	Brian Anderson NRC/NMSS/DMSST
To:
HOOD T/NMSS/MSST
References
3150-0183
Download: ML21182A357 (107)

Text

Approved by OMB1 0F Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE Reporting Period:

Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the Nuclear Regulatory Commission (NRC) may copy the previous answer, if appropriate.

A. GENERAL

1. Please prepare a summary of the status of the NRC's actions taken in response to each of the open recommendations from previous IMPEP reviews.

RESPONSES:

Sealed Source and Device (SS&D) Evaluation Program.-

Reporting Period: December 12, 2014 - June 11, 2021 During the 2014 IMPEP of the SS&D Program the review team made one recommendation: The review team recommends that the Branch develop and implement a mechanism to obtain missing historical documents referenced in the Sealed Source and Device (SS&D) registration certificates transferred from the State of Georgia. In response to the recommendation the staff, worked with the State of Georgia and certificate holders to locate the missing historical documents. The staff summarized their efforts and results in a memorandum dated January 20, 2016 (ML16006A273).

Region I - Reporting Period: April 4, 2015 - June 11, 2021 The 2015 Region I IMPEP report included no comments or recommendations. The report from the Periodic Meeting in February 2018 indicated performance was satisfactory with no performance concerns or issues identified.

Region III - Reporting Period: July 22, 2017 - June 11, 2021 There were no recommendations from the previous Region III IMPEP in 2017.

1 An OMB clearance is not needed for the responses for the NRC IMPEP Review since this activity is internal to the agency. The identical form was used to be consistent with other IMPEP reviews conducted of NRCs regulatory partners in the National Materials Program. Estimated burden per response to comply with this voluntary collection request: 53 hours6.134259e-4 days <br />0.0147 hours <br />8.763227e-5 weeks <br />2.01665e-5 months <br />. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.

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Region IV - Reporting Period: April 6, 2019 - June 11, 2021 Did not have any open recommendations from previous IMPEP reviews. Therefore, there is no response necessary.

B. COMMON PERFORMANCE INDICATORS I. Technical Staffing and Training

2. Please provide the following organization charts, including names and positions:

(a) A chart showing positions from the Commission down to the Radiation Control Program Director;

RESPONSE

See Appendix A for the organization chart of the NRC Office of Nuclear Material Safety and Safeguards (NMSS).

(b) A chart showing positions of the radiation control program, including management; and

RESPONSE

See Appendix B for the full Region I, III, and IV organization charts.

(c) Equivalent charts for sealed source and device evaluation, complex decommissioning and uranium recovery programs, if applicable.

RESPONSE

See Appendix C for the organization charts. Note that complex decommissioning actions in the Division of Decommissioning, Uranium Recovery and Waste Programs are handled by both the Uranium Recovery and Materials Decommissioning Branch and the Low Level Waste and Special Projects Branch.

References to Low Level Waste in this questionnaire indicate the Low Level Waste and Special Projects Branchs contribution to the NRCs complex decommissioning program.

3. Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas:

administration, materials licensing & compliance, emergency response, low-level radioactive waste, uranium recovery, other. If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.

If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts.

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RESPONSE

See Appendix D for the staff plans.

4. Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.

RESPONSE

See Appendix E for the personnel hired.

5. Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.

RESPONSES:

See Appendix F for the staff not yet qualified.

6. Identify any changes to your qualification and training procedure that occurred during the review period.

RESPONSES:

No changes for Complex Materials Decommissioning, Sealed Source and Device, and Region IV.

Staff in uranium recovery licensing use Inspection Manual Chapter (IMC) 1248, Appendix I. This document is entitled Training Requirements and Qualification Journal for Uranium Recovery Project Managers/Technical Reviewers and is available at: https://www.nrc.gov/reading-rm/doc-collections/insp-manual/manual-chapter/index.html IMC 1248, Appendix I was revised in July 2019 to include three new required courses: (1) National Environmental Policy Act for the Uninitiated; (2)

MARSAME: Multi-Agency Radiation Survey and Assessment of Materials and Equipment (H-120); and (3) MILDOS Area Dose Assessment Code (Argonne National Laboratory). Additionally, the July 2019 revision included references to NUREG 1620 - Standard Review Plan for the Review of a Reclamation Plan for Mill Tailings Sites Under Title II of the Uranium Mill Tailings Radiation Control Act of 1978 and NUREG 1623 - Design of Erosion Protection for Long-Term Stabilization.

Low-Level Waste uses NMSS Policy and Procedure #1-13 that is based off the respective IMCs on June 7, 2019. The Policy and Procedure facilitates office ownership of the qualification process outside of the Inspection program. The Low-Level Waste Project Manager Qualification Journal is available in Agencywide Documents Access and Management System (ADAMS at ML16139A402.

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Region I uses the IMC 1248 guidance for qualification and training requirements. In addition, Region I implements and maintains Region I, Division of Nuclear Materials Safety (DNMS) Directive 0400/3, DNMS Training and Qualification Program. Revision 3 was implemented on March 3, 2021, to include the most recent references and guidance. Also, Attachment 3 of DNMS Directive 0400/3, Licensing Signature Authority -

Level I & II Groups has been updated to better reflect the program codes contained within the Web-Based Licensing system.

Region III has adopted IMC 1248 for the qualification of Materials Inspectors (Appendix B), Decommissioning Inspectors (Appendix F), Decommissioning Reviewers (Appendix G), and Licensing Reviewers (Appendix A).

7. Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.

RESPONSE

See Appendix G for staff departures.

8. List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.

RESPONSES:

No vacancies in the licensing portion of the Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

Low-Level Waste currently has 3 vacancies. Management is planning on utilizing programs such as Nuclear Regulator Apprenticeship Network (NRAN)

Program and Co-Op and Summer Intern programs as possible replacement candidates.

Region I has 1 vacancy in the Commercial, Industrial, R&D, and Academic Branch. Two Vacancies in the Commercial, Industrial, R&D, and Academic Branch. One vacancy for Division support. Additionally, by applying the NRCs Strategic Workforce Planning tool, Region I management decided to hire ahead 4 positions in the Medical and Licensing Assistance Branch in anticipation of future losses within the division. These positions will allow new staff to complete a substantial portion of the qualification program before the anticipated retirements occur. Management is currently reviewing applications and conducting interviews for the positions. Based on current budget predictions for fiscal years 2022 and 2023, division staffing levels will remain approximately the same as current staffing levels. Division management continues to assess budget and resource needs and make proactive hiring decisions.

Region III has 3 vacancies in DNMS at the time of the review. One vacancy in the Materials Inspection Branch (MIB), one vacancy in the Materials Control ISFSI and Decommissioning Branch (MCID), and one vacancy in the Materials Licensing Branch (MLB). MCID Health Physicist - MCID has 1 FTE vacancy that has been vacant since January 2021. MCID posted a solicitation of interest (SOI) agency-wide and did not hire anybody out of that SOI. MCID posted an SOI for external hires that closed in April 2021.

MCID has interviewed for the position and expects to make a selection soon. MIB Health 4

Physicist - The 1 FTE vacancy in MIB has been vacant since the end of March 2021 due to the retirement of Keven Null. MIB intends to post an SOI agency-wide to fill the one vacant position in the branch. MLB Health Physicist - 1 FTE vacancy that has been vacant since March 2021- MLB posted a SOI agency-wide and did not hire anybody out of that SOI. MLB posted for an external hire and is reviewing the applicants.

Region IV has 1 GG-13 license reviewer vacancy in Materials Licensing Decommissioning Branch as of April 2021. An Agency-wide solicitation of interest was posted and applicants are currently under review. The MIB does not currently have any vacancies, however, the Division will review the need for additional staff as needed for attrition.

9. For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.

RESPONSE

Not applicable II. Status of Materials Inspection Program

10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information: license category or licensee name and license number, your inspection interval, and rationale for the difference.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, Uranium Recovery, Region I, Region III, and Region IV.

Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, all 58 non-military sites were dispositioned by 2019, and dates of site visits and scoping surveys are provided as part of the page on letters to site owners on NRCs public webpage for radium (https://www.nrc.gov/materials/radium/non-military-radium-letters.html). None of the radium sites, neither military nor non-military, are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.

RESPONSES:

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery. See Appendix H for inspection priority.

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12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.

At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:

(1) Licensee Name (2) License Number (3) Priority (IMC 2800)

(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

See Appendix I for overdue inspections.

13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

No inspections currently overdue for the Regions.

Note: For the non-military radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. Thus, none are overdue. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

14. Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

See Appendix J for number of reciprocity licensees.

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III. Technical Quality of Inspections

15. What, if any, changes were made to your written inspection procedures during the reporting period?

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

The Regions conduct its inspection program in accordance with inspection procedures and guidance developed by NMSS, including revisions made during the reporting period. The guidance provided in current NRC Inspection Manual Chapter 2800 is primarily used. IMC 2800 was last updated in March 2020.

16. Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

See Appendix K for accompaniments.

17. Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

Region I has an ample supply of calibrated instruments available to inspectors for use during inspections. Instruments are sent to a qualified calibration company via an annual contract. Instrument and detector types capable of detecting alpha, beta, gamma and neutron radiation, include: ion chambers (6) ,

pancake probes (7), Sodium-Iodide scintillation probes (12), side window Geiger-Muellers (4), end window Geiger-Muellers (4), alpha detectors (3), microR meters (10), personal alarming rate meters (6), a neutron meter, and an isotope identifier. Region I does not have in-house laboratory capabilities. Samples collected in the field are sent to Oak Ridge Institute for Science and Education for analysis.

The Region III maintains a variety of instruments from simple hand-held dose rate instruments to more complex instruments used for decommissioning purposes which consist of ion chamber, Geiger-Mueller, scintillation, gas flow proportional detectors, etc. In addition to the Region IIIs internal instruments, Region III uses, as necessary, its contractor the Oak Ridge Institute for Science and Education (ORISE) to perform confirmatory surveys at decommissioning 7

licensee facilities. For soil, water, and/or vegetation samples, the region uses the ORISE laboratory for sample analysis. The instrument program is maintained in accordance with Regional Procedure 10.131, Protection of Region III Employees Against Ionizing Radiation. Region III does not maintain any calibration or laboratory capabilities. Region III uses a vendor (Laurus) to calibrate and repair its instruments. All calibrations are performed with NIST traceable sources. Instruments are calibrated at least annually, or prior to use, and any instruments that are out of calibration are stored in a labeled cabinet or have a tag attached to them indicating that they are out of calibration.

Calibration due dates are tracked by the Radiation Safety Officer (RSO) and instruments are sent for calibration typically once or twice per quarter. Region III maintains a sufficient inventory of survey instruments to ensure that inspection activities are not affected by instrument exchanges for calibration. Instruments not used on a routine basis are calibrated as needed. Region III provided a table for their survey instrument capabilities. See Appendix L.

The Region IV office maintains a variety of instruments to accommodate the different needs of the inspectors. The instrumentation is capable of measuring ambient exposure rates and surface contamination levels. Region IV maintains instrumentation that can measure both alpha and beta-gamma surface radioactivity levels. Although rarely used, Region IV also maintains a FIDLER for measurement of low energy radiation (Am-214, depleted uranium) in outdoor settings. The instrumentation is calibrated annually, in accordance with the Regional Radiation Safety Manual (a Regional Office Policy Guide),

by offsite contractors. Region IV uses three different contractors based on the level of complexity and the manufacturer of the instrument. Region IV also maintains some instrumentation in storage that is no longer calibrated. These meters are occasionally used for spare parts, or could be returned to service, if needed. Region IV maintains several check and calibration sources for functional checks and for efficiency calculations.

Region IV maintains a logbook of instrument calibration due dates and issuance of meters to the inspectors. The location of any meter at any time can be verified through the logbook. When an instrument is coming due for calibration, the laboratory manager will issue emails to recall the instruments for recalibration. Region IV no longer maintains the ability to measure neutron exposure rates. Any inspector requests for neutron exposure measurements would have to be conducted by the licensee at the request of the inspector. A common example would be during cannister loading operations at nuclear power plants. Finally, Region IV maintains sampling equipment for collection of swipe samples and environmental samples. Region IV no longer maintains the capability to analyze swipe, soil, or water samples. These samples are submitted to a contracted Department of Energy (DOE) laboratory in Idaho for analysis. Chain of custody forms are used to maintain control of the samples.

IV. Technical Quality of Licensing Actions

18. How many specific radioactive material licenses does your program regulate at this time?

RESPONSE

For Complex Materials Decommissioning and Uranium Recovery see Appendix M for specific radioactive material licenses.

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For Sealed Source and Device there are 157 active sealed source and device registration certificates. See Appendix N for specific radioactive material licenses.

As of March 24, 2021, Region I regulates 697 specific radioactive materials licenses. As of February 17, 2021, Region III regulates 872 active licenses.

The total includes one Master Materials license, 17 priority 1 licenses, 135 Priority 2 licenses, 143 priority 3 licenses, and 576 Priority 5 licenses. As of April 20, 2021, according to Web-Based Licensing Report 4, Region IV regulates 509 total licensees which includes one Master Materials License.

The Low-Level Waste and Projects Branch (LLWPB) is responsible for the NRCs radium program. For the radium program, there are no specific radioactive material licenses currently. Instead, per Commission direction, the NRC staff has pursued graded approaches for involvement at the various military and non-military sites.

For the military radium program, the Commission, in SRM-SECY-14-0082, directed the staff to establish, through a memorandum of understanding, a consultation process for sites with unlicensed Atomic Energy Act material being cleaned up by the U.S. Department of Defense (DOD) per its responsibilities under the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) and the Defense Environmental Restoration Program (DERP). The purpose of the consultation process is to ensure DODs CERCLA/DERP remedies also meet NRCs release criteria specified in 10 CFR Part 20, namely 10 CFR 20.1402 for unrestricted release, and 10 CFR 20.1403(b) for restricted release. Two approaches are employed for the consultation process depending on the level of oversight by the U.S.

Environmental Protection Agency (EPA):

• For sites on the National Priorities List (NPL), EPA is the lead federal oversight authority and NRC, at these sites, stays-informed of the staff would take a limited involvement approach to stay informed and would rely on the CERCLA process and EPA regulatory oversight. The staff maintains a general understanding of the progress and views on important radiological remediation issues as well as the completed and planned activities of each organization. This approach does not involve licensing and accordingly the staff does not conduct licensing reviews. However, the NRC reserves the option of providing comments to EPA on the military remediation, if necessary, to justify continued reliance on the CERCLA process and EPA oversight.

• For sites where there is no federal oversight conducted by EPA (e.g., sites not listed on the NPL), the NRC would monitor DODs cleanup. Monitoring uses a graded approach to prioritize these sites and conduct the appropriate type and amount of monitoring activities for each site based on its priority. This approach does not involve licensing, however, the purpose of this monitoring would be to provide consistent federal oversight to confirm that DODs remediation of radioactive material using the CERCLA process would result in an outcome that is protective of public health and safety and the environment. To accomplish this, NRC monitoring determines that NRCs 25 mrem/yr dose criterion in 20.1402 is not exceeded for sites planning for unrestricted release. For sites planning to leave contamination on-site with restrictions on future land use and/or 9

engineered controls, NRC monitoring would determine that the 25 mrem/yr dose criterion in 20.1403 (b) with institutional controls in place is not exceeded and that the plans for 5-year reviews required by CERCLA and their implementation are acceptable to ensure long-term protection.

During the review period, the number of DOD sites that NRC has been involved at has varied as follows: 2021: 21 sites; 2020: 17 sites; and 2019:

10 sites; NRC began issuing State and Tribal Programs (STP) letters to communicate with the States on which DOD sites it will be involved at:

STP-21-016 and STP-20-025. Listings of the specific DOD sites can be found in those letters.

For the non-military radium program, the Commission directed staff in SRM-SECY-17-0026 to (1) monitor under a memorandum of understanding with the EPA (should an MOU become necessary) and, as appropriate, separate site-specific agreements at sites undergoing remediation through relevant, existing, State and Federal programs and (2) use of a risk-informed, graded approach to either license, work cooperatively with site owners using a letter of forbearance, or not pursue any further action. During the review period, NRC revised its MOU with the National Park Service for involvement at NPS properties in New York undergoing cleanup for unlicensed AEA material, bringing the number of NPS sites with NRC involvement to three: Great Kills Park, Spring Creek Park, and Dead Horse Bay.

At the remaining non-military radium sites, NRC staff completed dispositioning all 47 original sites with historical radium contamination as well as 11 additional sites which were identified in subsequent efforts in Michigan and Connecticut. Of the 58 sites, 5 were determined to require cleanup and 1 additional site was found to exceed the number of gauges permitted under a general license. The five sites are the former Benrus, New Haven, Sessions, Seth Thomas, and Waterbury clock factories in Connecticut. The site with excess gauges is the Air Zoo Museum in Michigan. The NRC staff issued letters of forbearance after receiving commitments by site owners to implement voluntary controls and cleanup their respective sites. The Benrus and Sessions sites have been cleaned up and closed out by NRC staff in 2019 and 2020, respectively, and the Air Zoo site disposed of the excess to remain a general licensee in 2021. The New Haven site anticipates completing cleanup later in 2021. Two of the remaining sites, Waterbury and Seth Thomas, have submitted cleanup plans. Waterbury also has another portion of its site that is being evaluated by the EPA for inclusion on the NPL.

19. Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.

RESPONSE

For Complex Materials Decommissioning, Uranium Recovery, and the Regions, see Appendix O for major, unusual, or complex licenses In addition to the case work, the NRC staff completed the following significant actions related to Sealed Source and Devices during the review period. Two Sealed Source and Device workshops were conducted to train Agreement 10

State and NRC staff to conduct Sealed Source and Device safety evaluations.

In addition to the workshops, NRC staff provided a focused refresher training to staff from the State of North Carolina. Experienced Sealed Source and Device reviewers from the NRC and the Agreement States presented the lectures at the workshops. Agreement State staff provided strong support and participation in presenting lectures at each of the Workshops.

Sealed Source and Device Cases:

1. SSD 15-04 (Theragenics), this was for a new device that allowed for the standing of seeds at medical facilities.

2. SSD 15-23 (Eckert & Ziegler), this was for a prostate seed, that the applicant had to demonstrate alternative prototype testing.

3. SSD 15-40 & SSD 16-18 (CESCO), this was a device that was originally registered as a generally licensed device California. The applicant applied to the NRC to request it be registered as an exempt product.

4. SSD 17-27 (Hopewell Designs, Inc.), we have received several Sealed Source and Device applications from this applicant for different types of calibrator and irradiators.

5. SSD 19-02 and 19-03 (Varian), this was for a new HDR and sealed source.

Sealed Source and Device Workshops:

1. Raleigh, NC, with 25 Agreement State attendees and 1 NRC trainee participating, June 19-23, 2017;

2. Webinar with 31 Agreement State and 4 NRC trainees participating, August 5 - August 13, 2020.

Special Training:

3. Rockville, MD, 4 staff from North Carolina, September 10-12, 2018.

The NRC staff supported the development of the first Safety Evaluation Report for the NorthStar Medical Radioisotopes LLC, RadioGenixTM System Model 1.0a on March 15, 2018. The NRC staff used the analytical techniques in NUREG-1556, Volume 3, Revision 2. It should be noted that while the techniques from Volume 3 were used, the system did not meet the definition of a device.

As part of technical assistance request from the State of North Carolina, the staff performed the concurrence evaluation for CivaTech Onology, Inc. for the CivaDerm product (SSD 20-17 Civatech Oncology).

We served as IMPEP team members for the review of the Sealed Source and Device program in five Agreement States: Florida in 2015; Maine in 2015; North Carolina in 2018; Florida in 2019; Maine in 2019, New Hampshire 2021 and Tennessee 2021.

In September 2015, the staff completed the revision of the Sealed Source and Device guidance in NUREG-1556, Volume 3. Agreement State Staff supported the revision.

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The NRC team served as Sealed Source and Device resource on a nationwide basis through several interactions/week (50 cases in FY 2015, 37 cases in FY 2016, 44 cases in FY 2017, 44 cases in FY 2018, 40 cases in FY 2019, 36 cases in FY 2020, 15 cases in FY 2021): responded to e-mail questions, expressed opinions that the SSD Team prepared to outside inquiries. Specifically,

• inquiries from A/S Sealed Source and Device reviewers

• licensee inquiries (held public meetings, responded to emails, responded to telephone calls)

• responded to questions from the NRC Regions

20. Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.

RESPONSE

Complex Materials Decommissioning has not issued any exemptions from the regulations during the review period.

For Sealed Source and Device, Uranium Recovery, Low-Level Waste, and the Regions see Appendix P for variances and exemptions.

21. What, if any, change were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?

RESPONSE

See Appendix Q for procedures Region IV utilizes the guidance provided in the NUREG-1556 series and the information provided on the Materials Licensees Toolkits on the NRC website.

A memorandum was issued that addressed exemptions to regulations contained in Title 10 of the Code of Federal Regulations Parts 30 and 34 or license conditions that licensees requested due to the public health emergency caused by the Coronavirus Disease 2019 (COVID-19). The ADAMS Accession number is ML20108E940.

22. Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, Low-Level Waste, and Region IV.

Region I does not have any renewals that exceeded 365 days.

Uranium Recovery has one license renewal application that has been pending for more than one year. A set of unique circumstances exists for this license. Uranium Recovery 12

issued Source Material License SUA-1580 to Hydro Resources, Inc. (HRI) in January 1998 for uranium production at the Crownpoint Uranium Project using the in situ recovery method. After the initial license was issued in 1998, the NRCs licensing decision was subject to a lengthy NRC Atomic Safety and Licensing Board review, Commission review, and Federal Court review. All legal reviews were completed in November 2010. In August 2002, during the course of the legal reviews, HRI requested renewal of license SUA-1580. The application was deemed timely filed. In March 2013, HRI submitted an updated Environmental Report (ER) and Consolidated Operations Plan (COP),

revision 3.0, to the NRC in support of its request for license renewal. In February 2014, HRI submitted a letter indicating that it was negotiations with the Navajo Nation and would provide updates to the ER and COP by June 2014. On February 5, 2014, and September 16, 2014, HRI requested additional time to complete its discussions with the Navajo Nation Council prior to submitting a revised license renewal application. On November 13, 2014, the NRC staff placed its review of the license renewal application in abeyance until further notice. In April, 2018, the licensee requested that the name on the license be changed to NuFuels, Inc. No construction or operation has occurred under the NuFuels, Inc. license for the Crownpoint Uranium Project. When NuFuels decides to proceed with the license renewal process, the staff will resume its review of the license renewal application.

Region IIIs Cases pending for one year or more:

Licensee License No. Control Reviewer 1 Year No. Date Michigan Mobile PET 21-32786-01 618177 Kennedy 3/4/2021 Imaging, LLC Michigan Mobile PET 21-32787-01 618191 Kennedy 3/4/2021 Imaging, LLC Universal Medical 24-32189-01 618192 Casey 3/4/2021 Resources, Inc.

Western Missouri Medical 24-32222-01 618622 Kennedy 4/16/21 Center Excelsior Springs Medical 24-32234-01 618702 Kennedy 4/22/21 Center The license renewal applications listed above were delayed due to the COVID-19 Public Health Emergency. Both Michigan Mobile PET Imaging, LLC renewal applications are expected to be issued the week of 05/10/2021.

V. Technical Quality of Incident and Allegation Activities

23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:

RESPONSE

Not applicable for Complex Materials Decommissioning, Low-Level Waste, and the Regions.

The list of allegations that the Sealed Source and Device staff was involved is available in the files of the NRC Headquarters Allegation Team. The Sealed Source and Device staff routinely supports allegations involving the public sale 13

sites such as eBay and Amazon or for sales that involve licensed materials or licensing requirements. We responded to numerous eBay and Amazon sales during the review period. The Sealed Source and Device team receives and reviews the daily events report and determines whether the event is an Sealed Source and Device generic issue. The determination is based on the criteria in MD 6.4, Generic Issues Program. The team leader maintains a log of the events that were reviewed.

The Sealed Source and Device team also uses NMSS Policy and Procedure 2-6, Rev. 1:

Overview of Generic Communications Coordination and Processing. The Sealed Source and Device team performed an evaluation of events reported involving Electron Capture Devices (ECD) designed for use in Gas Chromatographs (GC) from 1991 to 2015. As a, result staff suggested a change in the expected useful life of ECDs to Agilent Technologies, this change was made in 2015 (ML15098A070). The Sealed Source and Device team identified, as an outcome of an event, that the issues regarding a missing lock washer in BSI Instruments, Inc. fixed gauge Model LB 7442-D could result in the source capsule coming loose due to vibration of the source, it was determined that this constituted a generic issue. As a result, staff issued Information Notice 2016-12, Potential Absence of Required Lock Washers in BSI Instruments, Inc. LB 7400 Series Fixed Gauges, dated October 20, 2016.

An event in Texas that involved a sealed source being removed from a fixed gauge was reviewed by NRC staff to determine whether there was a generic implication involving the manufacturing or design of the gauge. In response, as part of its review the Sealed Source and Device team issued a memo dated August 3, 2020 (ML20206L187) to the NMSS Office Director regarding the staffs review of the event.

An Nuclear Materials Events Database (NMED) search for the Uranium Recovery licensees during the review period yielded the following:

Licensee License Date of Reporting Type of Incident Associated Name Number Incident Date Documents Lost Creek SUA-1598 07/28/2018 07/28/2018 Radioactive ML18211A630 ISR, LLC Material Release ML18235A320 Uranium One SUA-1341 08/01/2018 08/03/2018 Radioactive ML18226A213 USA, INC. Material Release Uranium One SUA-1341 08/06/2018 08/10/2018 Radioactive ML18228A721 USA, INC. Material Release

24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.

RESPONSE

There have been no changes in procedures for responding to incidents and allegations in this review period for Complex Materials Decommissioning, Low-Level Waste, Sealed Source and Device, Uranium Recovery, Region I, and Region III.

Staff procedures for responding to incidents and allegations are found in Management Directive 8.8 Management of Allegations (available at https://www.nrc.gov/reading-rm/doc-collections/management-directives/volumes/vol-8.html ). This document was most 14

recently updated January 29, 2016. Materials incident response is governed by Inspection Manual Chapter 2800, last revised on March 2, 2020.

Region IV has developed a Desktop Guide for Materials Event Response Procedures which serves as an abbreviated version of the Regional Office Policy Guide (ROPG) for Materials Event Response Procedures; for more detailed guidance on event response duties and responsibilities, please refer to ROPG 9007B.2 Reactive Inspection and Licensee Event Report Guidance for DNMS Staff. In addition, response guidance can be found in a number of basic references, such as Manual Chapter 1301, Management Directive 8.3 and Management Directive 8.10.

C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements Not Applicable for the NRC.

25. Please list all currently effective legislation that affects the radiation control program. Denote any legislation that was enacted or amended during the review period.

26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.

27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.

28. If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.

II. Sealed Source and Device (SS&D) Evaluation Program

29. Prepare a table listing new and amended (including transfers to inactive status)

SS&D registrations of sources and devices issued during the review period.

RESPONSE

Not Applicable for Complex Materials Decommissioning, Low-Level Waste, Uranium Recovery, and the NRC Regional Offices.

See Appendix N for Sealed Source and Device cases processed between December 8, 2014 and May 4, 2021.

30. Please include information on the following questions in Section A, as they apply to the SS&D Program:

15

Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

RESPONSE

N/A III. Low-level Radioactive Waste Disposal Program

31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

RESPONSE

Not Applicable to the NRC.

IV. Uranium Recovery Program

32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

RESPONSE

Not Applicable for Complex Materials Decommissioning, Sealed Source and Device, Low-Level Waste, and Region I and III.

Responses for Uranium Recovery program in Region IV (inspection activities) and DUWP (licensing) have been incorporated into the responses above.

16

MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:

• List of open license cases, with date of original request, and dates of follow up actions.

• List of licenses terminated during review period.

• Copy of current log or other document used to track licensing actions.

• List of all licensing actions completed during the review period (sorted by license

• reviewer, if possible).

• Copy of current log or other document used to track inspections.

• List of all inspections completed during the review period (sorted by inspector, if possible).

• List of inspection frequencies by license type.

• List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.

• List of all licenses that your agency has imposed additional security requirements upon.

17

ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE:

• All State regulations

• Documented training plan, if applicable

• Statutes affecting the regulatory authority

• Records of results of supervisory of the State program accompaniments of inspectors

• Standard license conditions

• Emergency plan and communications list

• Technical procedures for licensing, model

• Procedures for investigating allegations licenses, review guides

• SS&D review procedures, guides, and

• Procedures for investigating incidents standards

• Instrument calibration records

• Enforcement procedures, including procedures for escalated enforcement, severity levels, civil penalties (as applicable)

• Inspection procedures and guides

• Job descriptions

• Inspection report forms 18

Appendix A: Organizational Charts Appendix A-1

Appendix A-2 Appendix B: Regional Organizational Charts Appendix B-1

Appendix B-2 Region III/DNMS Organization Chart (Effective June 1, 2021)

John B. Giessner Regional Administrator Mohammed Shuaibi Deputy Regional Administrator Paul Meyer Special Agent in Charge Allan R. Barker, RGLO - - Harral Logaras, RGLS James S. Clay - - Carmen C. Olteanu Viktoria Mitlying Shelbie R. Lewman Public Affairs Officer Regional Counsel Prema S. Chandrathil Public Affairs Staff Jamnes L. Cameron Enforcement/Investigations Officer (TL)

- Sarah Bakhsh

- James K. Heller

- Kenneth L. Lambert

- Paul R. Pelke David L. Pelton, Director Division of Nuclear Materials Safety Joseph L. Nick, Deputy Director Division of Nuclear Materials Safety Darren W. Piccirillo, RSAO Patrice A. Shaughnessy -

Bunna R. Te -

Robert J. Orlikowski, Branch Chief Michael A. Kunowski, Branch Chief David E. Hills, Branch Chief Materials Licensing Branch Materials Inspection Branch Mat Ctrl, ISFSI, & DC Branch

- Jason M. Kelly - Luis A. Nieves Folch - Jennifer L. Dalzell

- Colleen C. Casey - Ryan J. Craffey - Michael M. LaFranzo

- Sara A. Forster - Robert G. Gattone - Peter J. Lee

- Cassandra F. Frazier - Geoffrey M. Warren - Rhex A. Edwards

- Bryan A. Parker - Jason D. Draper - Bill C. Lin

- Magdalena R Gryglak - Deborah A. Piskura - Vacant

- Laura B. Cender - Dennis P. ODowd - Vacant

- Frank P. Tran - Zahid M. Sulaiman

- Erin J. Kennedy - Vacant

- Tammy R. Tomczak

- Vacant Appendix B-3

Appendix B-4 Appendix B-5 Appendix C: Organizational Charts for Sealed Source and Device, Low-Level Radioactive Waste, and Uranium Recovery Programs Appendix C-1

Appendix C-2 Appendix D: Staff Plans Name Position Area of Effort FTE %

Sealed Source and Device Tomas Herrera Team Leader Sealed Source and Device FY15 - 41%

FY16 - 40%

FY 2015 includes work FY17 - 51%

associated with the transfer FY18 - 15%

of the Georgia SSD program FY19 - 25%

back to the NRC FY20 - 32%

FY21 - 13%

Maria Arribas-Colon Project Manager Sealed Source and Device FY15 - 56%

FY16 - 15%

FY17 - 6%

FY18 - 5%

FY19 - 10%

FY20 - <1%

Lymari Sepulveda Mechanical Engineer Sealed Source and Device FY15 - 86%

FY16 - 81%

FY17 - 75%

FY18 - 60%

FY19 - 47%

FY20 - 51%

FY21 - 22%

Celimar Valentin- General Engineer Sealed Source and Device FY15 - 49%

Rodriguez FY16 - 42%

FY17 - 39%

FY18 - 43%

FY19 - 19%

FY20 - 4%

Lance Rakovan Project Manager Sealed Source and Device FY20 - 4%

FY21 - 3%

FY15 - 2.33 FY16 - 1.47 FY17 - 1.70 FY18 - 1.23 FY 19 - 1.00 FY20 - 0.91 FY21 - 0.39 FTE FTE FTE FTE FTE FTE as of 3/8/2021 Complex Materials Decommissioning Bill W. Von Till Branch Chief Complex Materials 25%

Decommissioning -

Management Brittany C. Bolz Health Physicist Complex Materials 10%

Decommissioning -

Health Physics David D. Brown Sr. Health Physicist Complex Materials 15%

Decommissioning -

Health Physics Ronald A. Burrows Sr. Health Physicist Complex Materials 40%

Decommissioning -

Health Physics Douglas T. Mandeville Sr. Project Manager Complex Materials 25%

Decommissioning -

Project Management/

Engineering Appendix D-1

Name Position Area of Effort FTE %

Dominick A. Orlando Sr. Project Manager Complex Materials 25%

Decommissioning -

Project Management Martha Poston-Brown Health Physicist Complex Materials 25%

Decommissioning -

Health Physics John L. Saxton Hydrogeologist Complex Materials 25%

Decommissioning -

Hydrogeology James A. Smith Sr. Project Manager Complex Materials 25%

Decommissioning -

Project Management Sarah Achten Licensing Assistant Complex Materials 10%

Decommissioning -

Administration Complex Materials 40%

George Alexander Risk Analyst Decommissioning -

Hydrogeology The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the complex material decommissioning program. These are not from a quantitative database. Complex Materials Decommissioning - 1.8 FTE total (0.8 total for FMRI and Cimarron)

Low-Level Waste Stephen S. Koenick Branch Chief Low-Level Waste - 50%

Management Stephen Dembek Sr. Project Manager Low-Level Waste 100%

Harry D. Felsher Sr. Project Manager Waste incidental to 50%

reprocessing (WIR); NRC 25%

Orders to WCS &

EnergySolutions regarding special nuclear material Christopher J. Grossman Project Manager Radium 100%

Maurice L. Heath Project Manager WIR 40%

Low-Level Waste 40 %

Cardelia Maupin Sr. Project Manager Low-Level Waste 100%

Alexandra L. Miller Co-op Low-Level Waste 10%

Aaron (Ryan) Whited Sr. Project Manager Disused sources 25%

Melanie C. Wong Sr. Project Manager Low-Level Waste 50%

Priya Yadav Project Manager WIR 30%

Licensing 30%

Low-Level Waste 40%

Mathews George Project Manager WIR 25%

Low-Level Waste 25%

Adam Schwartzman Risk Analyst Low-Level Waste The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the low-level waste (LLW) and material decommissioning. For LLW, the main activities were in rulemaking, policy, and outreach. For decommissioning, the staff perform decommissioning of non-licensed sites through implementation of its radium program. These are not from a quantitative database. For LLW rulemaking, policy, and outreach ~ 5 FTE; for decommissioning ~ 1.5 FTE.

Uranium Recovery Bill W. Von Till Branch Chief Uranium Recovery - 75%

Management Brittany C. Bolz Health Physicist Uranium Recovery - 10%

Health Physics Appendix D-2

Name Position Area of Effort FTE %

David D. Brown Sr. Health Physicist Uranium Recovery - 40%

Health Physics Ronald A. Burrows Sr. Health Physicist Uranium Recovery - 40%

Health Physics Thomas R. Lancaster Hydrogeologist Uranium Recovery - 50%

Hydrogeology Ron C. Linton Sr Groundwater Hydro Uranium Recovery - 100%

Project Management Douglas T. Mandeville Sr. Project Manager Uranium Recovery - 50%

Project Management/

Engineering Dominick A. Orlando Sr. Project Manager Uranium Recovery - 10%

Project Management Martha Poston-Brown Health Physicist Uranium Recovery - 50%

Health Physics John L. Saxton Hydrogeologist Uranium Recovery - 75%

Hydrogeology James A. Smith Sr. Project Manager Uranium Recovery - 75%

Project Management Elise A. Striz Hydrogeologist Uranium Recovery - 75%

Hydrogeology Sarah Achten Licensing Assistant Uranium Recovery - 40%

Administration Uranium Recovery - 50%

George Alexander Risk Analyst Hydrogeology Environmental Project Uranium Recovery - 50%

Ashley Waldron Manager Environmental Review Environmental Project Uranium Recovery - 50%

Christine Pineda Manager Environmental Review The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the uranium recovery program. These are not from a quantitative database. Uranium recovery decommissioning - 4.5 FTE total. Uranium recovery licensing - 0.6 FTE total.

Region I Blake Welling Division Director Region I - Management 100%

Tamara Bloomer Deputy Division Director Region I - Management 100%

Donna Janda Branch Chief Region I - Management 100%

Christopher Cahill Branch Chief Region I - Management 100%

Anthony Dimitriadis Branch Chief Region I - Management 67%

Monica Ford State Agreement Officer Region I - Agreement State 100%

Program Farrah Gaskins State Agreement Officer Region I - Agreement State 100%

Program Anne DeFrancisco Technical Assistant Region I - Radioactive 100%

Material Program Trisha Haverkamp Administrative Assistant Region I - Radioactive 100%

Material Program Amy Linde Administrative Assistant Region I - Radioactive 100%

Material Program Sheryl Villar Management Assistant Region I - Radioactive 100%

Material Program Robin Elliott Health Physicist Region I - Radioactive 100%

Material Program Appendix D-3

Name Position Area of Effort FTE %

Elizabeth Tindle- Health Physicist Region I - Radioactive 100%

Engelmann Material Program Bob Gallaghar Health Physicist Region I - Radioactive 100%

Material Program Patrick Hann Health Physicist Region I - Radioactive 100%

Material Program Rebecca Junod Licensing Assistant Region I - Radioactive 100%

Material Program Penny Lanzisera Sr. Health Physicist Region I - Radioactive 100%

Material Program Janice Nguyen Sr. Health Physicist Region I - Radioactive 100%

Material Program Netra Patel Health Physicist Region I - Radioactive 100%

Material Program Shawn Seeley Health Physicist Region I - Radioactive 100%

Material Program Geralyn Walt Licensing Assistant Region I - Radioactive 100%

Material Program Tara Weidner Sr. Health Physicist Region I - Radioactive 100%

Material Program Juan Ayala Health Physicist Region I - Radioactive 100%

Material Program Steven Courtemanche Health Physicist Region I - Radioactive 100%

Material Program Laurie Kauffman Health Physicist Region I - Radioactive 100%

Region I - Material Program Jonathan Pfingsten Health Physicist Region I - Radioactive 100%

Material Program Randy Ragland Sr. Health Physicist Region I -Radioactive 100%

Material Program Michael Reichard Sr. Health Physicist Region I - Radioactive 100%

Material Program Steve Shaffer Sr. Health Physicist Region I - Radioactive 100%

Material Program Elizabeth Ullrich Sr. Health Physicist Region I - Radioactive 100%

Material Program Jason VonEhr Health Physicist Region I - Radioactive 100%

Material Program Harold (Harry) Sr. Health Physicist Region I - Radioactive 25%

Anagnostopoulos Material Program; Reactors Program Elizabeth Andrews Health Physicist Region I - Radioactive 67%

Material Program; Reactors Program Briana DeBoer Health Physicist Region I - Radioactive 100%

Material Program Bruce Dionne Reactor Health Physicist Region I - Reactors 0%

Program Bryan Edwards Health Physicist Region I - Reactors 0%

Program Joseph Furia Sr. Reactor Health Region I - Reactors 0%

Physicist Program Appendix D-4

Name Position Area of Effort FTE %

Stephen Hammann Sr. Health Physicist Region I - Radioactive 100%

Material Program Mark Henrion Health Physicist Region I - Radioactive 50%

Material Program; Reactors Program Orysia Masnyk Bailey Health Physicist Region I - Radioactive 100%

Material Program John Nicholson Sr. Health Physicist Region I - Radioactive 100%

Material Program Ronald Rolph Reactor Health Physicist Region I - Reactors 0%

Program Storm Veunephachan Health Physicist Region I - Reactors 0%

Program Katherine Warner Sr. Health Physicist Region I - Radioactive 67%

Material Program; Reactors Program Scott Wilson Sr. Health Physicist Region I - Reactors 0%

Program Overhead FTE Total 2.00, Direct FTE Total 2.30, Total FTE for Spent Fuel Storage and Transportation 4.30 Overhead FTE Total 6.00, Direct FTE Total 25.40, Total FTE for Nuclear Material User 31.40 Overhead FTE Total 0.00, Direct FTE Total 5.00, Total FTE for Decommissioning and Low-Level Waste 5.00 Region III David L. Pelton Director Region III - Management Joseph L. Nick Deputy Director Region III - Management Darren W. Piccirillo State Agreements Officer Region III - Agreement State Program Patrice A. Shaughnessy Administrative Assistant Region III - Administrative Bunna R. Te Administrative Assistant Region III - Administrative David E. Hills Branch Chief Region III - Materials Decommissioning Branch Rhex A. Edwards Sr. Health Physicist Region III - Materials Decommissioning Branch Michael M. LaFranzo Sr. Health Physicist Region III - Materials Decommissioning Branch Peter J. Lee Reactor Inspector - Region III - Materials Decommissioning Decommissioning Branch Bill C. Lin Reactor Inspector - Region III - Materials Decommissioning Decommissioning Branch Jennifer L. Dalzell Reactor Inspector - Region III - Materials Decommissioning Decommissioning Branch Robert J. Orlikowski Branch Chief Region III - Materials Licensing Branch Cassandra F. Frazier Sr. Health Physicist Region III - Materials Licensing Branch Bryan A. Parker Sr. Health Physicist Region III - Materials Licensing Branch Jason M. Kelly Health Physicist - Region III - Materials Licensing Licensing Branch Colleen C. Casey Health Physicist - Region III - Materials Licensing Licensing Branch Appendix D-5

Name Position Area of Effort FTE %

Sara A. Forster Health Physicist - Region III - Materials Licensing Licensing Branch Magdalena R. Gryglak Health Physicist - Region III - Materials Licensing Licensing Branch Laura B. Cender Health Physicist - Region III - Materials Licensing Licensing Branch Frank P. Tran Health Physicist - Region III - Materials Licensing Licensing Branch Erin J. Kennedy Health Physicist - Region III - Materials Licensing Licensing Branch Tammy R. Tomczak Processing Assistant Region III - Materials Licensing Branch Michael A. Kunowski Branch Chief Region III - Materials Inspection Branch Robert G. Gattone Sr. Health Physicist Region III - Materials Inspection Branch Geoffrey M. Warren Sr. Health Physicist Region III - Materials Inspection Branch Deborah A. Piskura Sr. Health Physicist Region III - Materials Inspection Branch Ryan J. Craffey Health Physicist - Region III - Materials Inspector Inspection Branch Luis A. Nieves Folch Health Physicist - Region III - Materials Inspector Inspection Branch Dennis P. O'Dowd Health Physicist - Region III - Materials Inspector Inspection Branch Zahid M. Sulaiman Health Physicist - Region III - Materials Inspector Inspection Branch Jason D. Draper Health Physicist - Region III - Materials Inspector Inspection Branch FY2021 Division Total Overhead FTE Total 8.00, Direct FTE Total 27.00, Total FTE for Branches 35.00 Region IV Mary Muessle Division Director Region IV - Management 100%

Linda Howell Deputy Division Director Region IV - Management 100%

Heather Gepford, Ph.D. Branch Chief Region IV - Management 100%

Lizette Roldan-Otero Branch Chief Region IV - Management 100%

Randy Erickson State Agreement Officer Region IV - Agreement State 100%

Program Jacqueline Cook State Agreement Officer Region IV - Agreement State 100%

Program Binesh Tharakan Technical Assistant Region IV - Division of 75%

Nuclear Materials Safety Lynnette Scott Administrative Assistant Region IV - Administrative 100%

Tracy Hammon-Karl Administrative Assistant Region IV - Administrative 100%

Carol Hill Licensing Assistant Region IV - Administrative 100%

Edward Gilman Contractor Region IV - Administrative 100%

Rob Evans Senior Health Physicist Region IV - Materials 100%

Decommissioning Branch Michelle Simmons Senior Health Physicist Region IV - Materials 100%

Licensing Branch Appendix D-6

Name Position Area of Effort FTE %

Roberto J. Torres Senior Health Physicist Region IV - Materials 100%

Licensing Branch Casey Alldredge Health Physicist Region IV - Materials 100%

Licensing Branch Linda Gersey Health Physicist Region IV - Materials 100%

Decommissioning Branch Latischa Hanson Health Physicist Region IV - Materials 100%

Licensing Branch Austin Roberts Health Physicist Region IV - Materials 100%

Decommissioning Branch Janine Katanic, Ph.D. Senior Health Physicist Region IV - Materials 100%

Inspection Branch James Thompson Senior Health Physicist Region IV - Materials 100%

Inspection Branch Kyle Bischoff Health Physicist Region IV - Materials 100%

Inspection Branch Allyce Bolger Health Physicist Region IV - Materials 100%

Inspection Branch Jason Dykert Health Physicist Region IV - Materials 100%

Inspection Branch Mohanned Kawasmi Health Physicist Region IV - Materials 100%

Inspection Branch Overhead FTE Total 8, Direct FTE Total 15, Total for Branches: 23 Appendix D-7

Appendix E: New Professional Hires Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics Complex Materials Decommissioning and Uranium Recovery December B.S. Nuclear Brittany Bolz Health Physicist 2 2019 Engineering B.S. Industrial Health Physicist transferred from Martha Poston- August Management inspection to licensing. She also has 36 36 Brown 2020 M.A.S Health years experience in Emergency Physics Preparedness.

October Health Physicist. Was a part of the 2018 former Materials Decommissioning Greg Chapman to April Branch and joined the Uranium 2020 Recovery group during the merge.

October Hydrogeologist. Was a part of the 2018 former Materials Decommissioning Lifeng Guo to January Branch and joined the Uranium 2021 Recovery group during the merge.

Project Manager, originally hired at the agency in April 1990. Was a part of the October Dominick Orlando, former Materials Decommissioning 2018 Branch and joined the Uranium Recovery group during the merge.

Project Manager. Was a part of the October former Materials Decommissioning James Smith 2018 Branch and joined the Uranium Recovery group during the merge.

Low-Level Waste Project Manager with Risk Analyst background. Was a part of the former Christopher October Materials Decommissioning Branch Grossman, 2018 and joined the Low-Level Waste and Projects Branch (LLWPB) during the merge October Project Manager. Was a part of the 2018 to former Materials Decommissioning Richard Chang Summer Branch and joined the LLWPB during 2019. the merge.

Health Physicist. Was a part of the October former Materials Decommissioning Robert Nelson 2018 to Branch and joined the LLWPB during June 2021 the merge.

Co-Op Student hired as initially as Alexandra Miller May 2020 B.S. Engineering Summer Intern 2020.

Nathanael Denney May 2021 B.S. Engineering Summer Intern 2021 Appendix E-1

Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics Region I Prior position in NRC in reactors, internship with Radiation Health B.S. Nuclear Briana DeBoer May 2015 Protection group at The Boeing 1 Engineering Company. Transferred to the division from another division within the NRC.

Various, including Iowa state materials inspector; Radiological Controls M.S.

Leonardo October Supervisor at the Hanford PFP facility; Environmental 24 Wardrobe 2015 NDA Scientist/Analyst; NDA Management Analyst/Engineer; Radiological Controls Technician Prior position in NRC in reactors and B.S Materials enforcement. Transferred to the Anne DeFrancisco April 2016 Science and 0 division from another division within the Engineering NRC.

Prior position in NRC in reactors.

B.S. Nuclear Katherine Warner May 2016 Transferred to the division from another 0 Engineering division within the NRC.

Various, including military experience, positions at nuclear power plants, A.S. Nuclear NRRPT Certified, Certified Health Harold (Harry) October Technology Physicist, and Certified Safety 28 Anagnostopoulos 2017 B.S. Radiation Professional. Transferred to the Safety division from another division within the NRC.

Unable to obtain information on this individual. He was only qualified to October Transferred to the division from another Bruce Dionne inspect operating ^

2017 division within the NRC.

reactors health physics, which is outside the scope of the IMPEP.

Various, including health physicist with B.S. Chemistry the Army and radioactive material October Joseph Furia M.S. Nuclear transportation instructor. Transferred 37 2017 Chemistry to the division from another division within the NRC.

B.S. Mathematical Various, including positions in the Science October radiation detection department at Three Ronald Rolph M.S. Information 30 2017 Mile Island. Transferred to the division Technology from another division within the NRC.

Prior positions in NRC in reactors.

B.S. Nuclear Transferred to the division from another Jonathan Pfingsten April 2018 0 Engineering division within the NRC.

Elizabeth Andrews November B.S. Chemical Prior positions in NRC in reactors. 0 Appendix E-2

Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics 2018 Engineering, Transferred to the division from another M.S. Sustainable division within the NRC.

Engineering B.S.

Various, including Health Physicist at Environmental the NRC prior to transferring to be a Engineering Steve Shaffer June 2019 resident/senior resident inspector. 9 M.S.

Transferred to the division from another Environmental division within the NRC.

Health Various, HP at a Broad Scope Anthony Dimitriadis July 2019 B.S. Physics licensee, NRC Materials Inspector, 34 positions in NRC reactor programs September B.S. Electrical Prior positions in NRC in reactors and Juan Ayala 0 2019 Engineering allegations/enforcement specialist B.S. Electrical Engineering November Christopher Cahill M.S. Prior positions in NRC in reactors 32 2019 Environmental Engineer Various, including Health Physicist at Texas licensee type A academic broad scope; Health Physicist and ARSO at B.S. Radiological NRC licensee manufacturing alpha Elizabeth Tindle- December Health radiopharmaceuticals; Senior Health 7 Engelmann 2019 Engineering Physicist at NRC type A broad scope licensee manufacturing wide variety of radiopharmaceuticals and radiochemicals B.S. Nuclear Netra Patel May 2020 None, recent college graduate 0 Engineering B.S. Secondary Education Prior NRC positions in reactors and Mathematics and emergency response. Transferred to Physics the division from another division within Mark Henrion July 2020 M.N.S Physics 0 the NRC.

M.P.S Cybersecurity and Information Assurance Various including Senior Health November B.S. Health Physicist in the private and medical Bryan Edwards 17 2020 Physics and academic sector; past president of local Health Physics Society Storm December B.S. Nuclear Various, including state inspector with Veunephachan 2020 Engineering Pennsylvania Department of Environmental Protection as a 3

Radiation Health Physicist Patrick Hann February B.S. Physics Various, including RSO/Senior Health 11 Appendix E-3

Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics 2021 M.A.S Health Physicist at medical broad scope with Physics R&D B.S. Radiological Various, including 7 years in NRC Health Region IV as a Health March Jason VonEhr Engineering and Physicist/Materials inspector. 7 2021 Radiological Transferred to the division from another Sciences division within the NRC.

Region III Jennifer Dalzell August B.S. Mechanical Materials Control ISFSI and 2018 Engineering Decommissioning Branch David Hills April 2020 B.S. Nuclear Materials Control ISFSI and Engineering Decommissioning Branch Jason Kelly September Health Physics Materials Licensing Branch 15 2019 Mike Kunowski April 2020 M.S.

Materials Inspection Branch Biology/Zoology Robert Orlikowski April 2020 B.S. Chemical Materials Licensing Branch Engineering Darren Piccirillo February B.S. Physics; 2018 M.S. Nuclear State Agreement Officer Engineering Region IV Kyle Bischoff August B.S. Nuclear 3 years certified and 5 years 2020 Engineering experience OSHA, Confined Spaces, Fall Safety, Shoring and Rigging.

Materials Inspection Branch Mohanned Kawasmi May 2021 B.S. Nuclear Former employee with the Texas Engineering Commission on Environmental Quality.

Minor: Materials Inspection Branch Radiological Health Engineering B.S. Radiological Allegation/ Enforcement Specialist.

March Casey Alldredge Engineering Materials Licensing and 2020 Decommissioning Branch Regarding Sealed Source and Device reviewers, Ms. Arribas-Colons, Mr. Herreras, Ms. Sepulvedas, and Dr. Valentin-Rodriguez academic training and professional qualifications were reviewed in previous IMPEP audits. Dr. Valentin-Rodriguez completed the IMC 1248 qualification program and obtained her signature authority after the last IMPEP of the NRCs Sealed Source and Device program.

Appendix E-4

Appendix F: Staff Not Yet Qualified Name Previous Qualification Anticipated Qualification Requirements Currently Completion Date in Progress Complex Materials Decommissioning Given the limited number of complex decommissioning sites and the similarities between the uranium recovery and decommissioning qualification programs, the staff is focusing its decommissioning qualifications training on specific courses as the need arises.

Uranium Recovery Brittany Bolz Uranium Recovery Project H-100: Site Access Manager and Technical Training - Book work Reviewer under completed. On the Inspection Manual Job Training portion Chapter (IMC) 1248 needed. On hold Appendix I. due to COVID-19.

H-122: Fundamental Health Physics I and II. Book work completed. Lab portion needed.

Scheduled for June 2021.

H-111:

Environmental Monitoring for Radioactivity. No course offerings available. Lab portion on hold due to COVID-19.

Introduction to National Environmental Policy Act. No course offerings available.

F-201s: Fuel Cycle Processes. In progress Martha Poston-Brown IMC 1248 Appendix F Uranium Recovery Project F-201s: Fuel Cycle Manager and Technical Processes. In Reviewer under IMC 1248 progress IMC 1246 Appendix A Appendix I. NEPA for the Section II Uninitiated. No course offerings available IMC 1248 Appendix H Appendix F-1

Name Previous Qualification Anticipated Qualification Requirements Currently Completion Date in Progress Sealed Source and Device Lance Rakovan Sealed Source and Departed the Device reviewer in program in March accordance with IMC 2021. Still needed to 1248. take complete additional case work under supervision.

Region I Juan Ayala License Reviewer and Late 2021 Materials Inspector under IMC 1248 Elizabeth Tindle- License Reviewer and Mid 2021 Engelmann Materials Inspector under IMC 1248 Netra Patel License Reviewer and Early 2022 Materials Inspector under IMC 1248 Patrick Hann License Reviewer and Early 2023 Materials Inspector under IMC 1248 Region III Jason Kelly Agreement State License Review under Qualifications IMC 1248 Appendix A Jennifer Dalzell IMC 1248 App A. Decommissioning (Cross Qual.) License Reviewer Materials Inspector, Project Managers and Technical Reviewers under IMC 1248 Appendix F & G.

Bill Lin (Cross Qual.) IMC 1248 App B. Decommissioning Materials HP Materials Inspector, Inspector Project Managers and Technical Reviewers under IMC 1248 Appendix F & G.

Sara Forster IMC 1248 App A. Decommissioning Project June 2021 (Cross Qual.) License Reviewer Managers and Technical Reviewers under IMC 1248 Appendix G.

Frank Tran (Cross Qual.) IMC 1248 App A. Decommissioning Project License Reviewer Managers and Technical Reviewers under IMC 1248 Appendix G.

Region IV Casey Alldredge IMC 1248, App A All formal coursework TBD completed.

Recommendation for Appendix F-2

Name Previous Qualification Anticipated Qualification Requirements Currently Completion Date in Progress limited signature authority on portable gauges submitted to management April 21, 2021 Kyle Bischoff Materials Inspector Formal coursework in September 2023 under IMC 1248, progress; qualification Appendix B journal available upon request Appendix F-3

Appendix G: Staff Departures Name Position Date Left Position Reason for Leaving/Transfer Complex Materials Decommissioning and Uranium Recovery Samantha Crane Project Manager June 2018 James Webb Health Physicist May 2019 Greg Chapman Health Physicist April 2020 Ken Kalman Project Manager July 2020 Lifeng Guo Hydrogeologist January 2021 Elise Striz Hydrogeologist May 2021 Low-Level Waste Richard Chang Project Manager. Summer 2019 Robert (Lee) Gladney Summer 2020 Lloyd Desotell November 2020 Marlayna Doell November 2020 Robert Nelson Health Physicist June 2021 Sealed Source and Device Celimar Valentin- General Engineer June 2020 Rodriguez Lance Rakovan Project Manager March 2021 Region I Kathy Modes Health Physicist July 2015 Transfer to another division within the NRC Daniel Collins Division Director February 2016 Transfer to another division within the NRC Sattar Lodhi Health Physicist February 2016 Retired Hector Bermudez Health Physicist February 2017 Retired James Dwyer Branch Chief July 2017 Retired Blake Welling Branch Chief July 2017 Promoted to Deputy Division Director (DRP, RI)

Bruce Dionne Reactor Health December 2017 Retired Physicist Mark Roberts Senior Health December 2018 Retired Physicist Lester Tripp Health Physicist March 2019 Retired Dennis Lawyer Health Physicist April 2019 Retired Appendix G-1

Name Position Date Left Position Reason for Leaving/Transfer Raymond Powell Branch Chief June 2019 Retired Arthur Burritt Branch Chief June 2019 Retired Joseph Furia Senior Reactor September 2019 Retired Health Physicist John Miller State Agreement November 2019 Retired Officer Donna Gruber Licensing November 2019 Retired Assistant Craig Gordon Senior Health December 2019 Retired Physicist Todd Jackson Senior Health February 2020 Retired Physicist James Trapp Division Director June 2020 Retired James Cassata Health Physicist August 2020 Deceased Ronald Rolph Reactor Health August 2020 Transfer to another division Physicist within the NRC Joseph Nick Deputy Division December 2020 Transfer to another division Director within the NRC Leonardo Wardrobe Health Physicist February 2020 Transfer to another Region within the NRC Region III Jennifer Dalzell License Reviewer August, 2018 Transfer to MCID Nicole Fields Decommissioning January, 2021 Transfer to NRR and ISFSI Inspector Ed Harvey Materials July, 2021 Transfer to RES Inspector Matthew Learn Decommissioning February, 2020 Transfer to NMSS and ISFSI Inspector James Lynch Regional State January 2018 Retired Agreements Officer Daniel Strohmeyer License Reviewer March, 2021 Transfer to RES Navid Tehrani Materials December, 2017 Left for private sector Inspector Kevin Null Materials March, 2021 Retired Inspector Region IV Martha Poston-Brown UR & August 2020 Transferred to DUWP Decommissioning Inspector Michelle Hammond Materials April 2021 Transferred to NMSS/LB Licensing Reviewer Appendix G-2

Appendix H: Inspection Priorities Inspections FY15 FY16 FY17 FY18 FY19 FY20 FY21 Region I Routine Inspections 105 135 128 127 125 94 23 (Priority 1, 2, 3)

Initial Inspections 16 19 15 19 15 18 4 Region III Routine Inspections 12 17 22 23 13 Priority 1 (7/22 - 12/31) (1/1 - 4/1)

Routine Inspections 19 7 92 83 15 Priority 2 (7/22 - 12/31) (1/1 - 4/1)

Routine Inspections 20 5 47 63 13 Priority 3 (7/22 - 12/31) (1/1 - 4/1)

Initial Inspections 5 11 11 13 2 (7/22 - 12/31) (1/1 - 4/1)

Region IV Routine Inspections 49 39 23 (Priority 1, 2, 3) (4/6 - 12/31) (1/1 - 4/19)

Initial Inspections 12 14 4 (4/6 - 12/31 (1/1 - 4/19)

Note: The licensed Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

Appendix H-1

Appendix I: Overdue Inspection Priorities License Name License No. Priority & Last Due Date Days Inspecti Docket No. Program Inspecti Date Performed Overdue on Codes on Date/ Report License Issued Issued Region I Advanced 09-35310-01E Initial (5) 12/5/16 12/05/17 02/11/20 3 years 2 02/21/20 Combat 03038926 03254 months Solutions Inc.

Reason overdue not documented:

HQs was not assigning their E licenses (at this time) to the region for inspection.

Techniweld 10-35153-01E Initial (5) 07/24/14 07/01/15 09/18/2015 80 days 09/18/15 USA 04038371 11240 Reason overdue not documented:

HQs was not assigning their E licenses (at this time) to the region for inspection.

Mid Atlantic 47-35536-01 Initial (5) 06/06/19 06/06/20 06/24/20 18 days 06/24/20 Maintenance 03039162 03121 Reason overdue:

Travel restrictions due to the Covid-19 PHE Hospital 52-35189-01 Initial (3) 02/09/15 02/09/16 06/20/2016 120 days 06/20/16 Metropolitano 03038787 02120 Dr. Susoni Reason overdue:

Inadvertent oversight Region III 1

C&C 48-35406-01 2 (initial) License 11/10/18 01/9/19 Approx. 01/9/19 Environmenta issued 2 months l, Inc. 05/10/19 2

Dow 21-35538-01 5 (initial) License 06/17/20 06/19/20 2 days 08/5/20 Agrosciences issued LLC 06/17/19 3

DDP 21-35537-01 5 (initial) License 06/17/20 06/24/20 7 days 07/22/20 Specialty Issued Electronic 06/17/19 Materials US, Inc.

Region IV Appendix I-1

License Name License No. Priority & Last Due Date Days Inspecti Docket No. Program Inspecti Date Performed Overdue on Codes on Date/ Report License Issued Issued NonDestructive 17-29410-01 1 01/29/19 07/29/20 11/03/20* 4 months, 11/03/20 and Visual 5 days Inspection, LLC Quality 17-35492-01 1 01/30/19 07/30/20 11/03/20* 4 months, 11/03/20 Inspection & 4 days Testing, Inc.

Versa Integrity 17-35243-01 1 01/28/19 07/28/20 11/04/20 - 4 months, 12/3/20 Group, Inc. 11/17/20* 7 days Metals Testing 37-29406-02 1 07/10/19 01/10/21 03/22/21 - 2 months, Services, Inc. in progress* 12 days Avera St. 40-18000-01 2 03/10/16 03/10/19 07/30/19 - 4 months, 12/17/19 Luke's 12/10/19* 20 days Cultilux+ 17-35464-01E Initial 11/13/18 11/13/19 01/11/21 - 1 year, 1 in progress* month, 29 days 1 The inspection was initially due in May 2018, then extended to November 2018 because the licensee had not begun licensed activities. Due to inclement weather and the Radiation Safety Officers availability, the inspection could not be conducted until January 2019. The information above is current as of 4/1/2021 2 and 3 All inspections planned for March and April 2020 were postponed due to the COVID-19 public health emergency and resulting travel restrictions. As a result of this delay and the availability of licensee staff, these two initial inspections were performed overdue. These two inspections were not extended to 18 months because they were already actively using licensed materials. The information above is current as of 4/1/2021

• Includes the inspection scheduling window allocated to each priority based on IMC 2800 (e.g.,

Priority 1 and 2 licensees may vary around their dude date by +/- 50 percent.)

+ Culitlux inspection region was assigned incorrectly into WBL as Region II. The error was identified during an audit of WBL by RIV inspection staff. An inspection was initiated immediately after the error was identified.

Note: The licensed Low-Level disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. Thus, none are overdue. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

Appendix I-2

Appendix J: Number of Reciprocity Licensees Year Applicants/Potential Inspections Program Priority Candidates Performed Codes Region I 2015 17 2 03320 1 2016 17 7 03234 2 02220 3 03219 3 03320 1 2017 27 9 02220 3 03226 1 03320 1 03226 2 03219 3 2018 22 11 03320 1 03226 2 03219 3 03234 2 03211 2 03226 1 03234 2 02220 3 2019 22 10 03320 1 02220 3 03219 3 03234 2 03320 1 2020 22 6 03320 1 03121 03226 2 03320 1 2021 11 1 03226 1 (As of 4/16/21)

Region III 2017 21 6 03226 2 03320 1 02220 3 2018 18 7 03320 1 03110 3 03226 2 02220 3 2019 13 5 03226 2 02220 3 03226 2 03211 2 03320 1 03234 2 2020 15 2 03111 3 2021 03226 2 (As of 4/1/21) 2 1 Appendix J-1

Year Applicants/Potential Inspections Program Priority Candidates Performed Codes Region IV 2019 109 9 03320 1 03120 5 03110 3 03226 2 03320 1 03219 2 2020 88 3 03320 N/A 03121 N/A 03226 5 2021 67 31 03320 1 03226 2 03234 2 03110 3 03111 3 03610 3 03121 5 Note: All applicants are potential candidates per the Guidance for Performing NRC Reciprocity Inspections memo issued on November 13, 2020. Region III revised criteria for Candidate selection starting in 2021 Appendix J-2

Appendix K: Accompaniments Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Region I December January August Harold (Harry) N/A (7) N/A (7)

N/A (7) (6)

Anagnostopoulos Dimitriadis Dimitriadis Powell October December May Elizabeth N/A (7) N/A (7) N/A (7)

Andrews Powell Dimitriadis Dimitriadis January Not yet Juan Ayala Not yet qualified qualified April July Hector Bermudez 03620 02120 N/A (3) N/A (3) N/A (3) N/A (3) N/A (3)

Dwyer Dwyer July November March February Not yet James Cassata (5) N/A (3) N/A (3) qualified Welling Welling Burritt Welling Steven April September July January September September Not yet Courtemanche E-Distribution scheduled Welling Welling Welling Burritt Burritt Cahill July February October April October August April Briana DeBoer N/A (7) N/A (7) Powell N/A (7) N/A (7) N/A (7) N/A (7)

Ferdas Powell Powell Powell Dimitriadis Dimitriadis Bruce Dionne N/A (8)

Not yet Bryan Edwards qualified December November June May June September Not yet Robin Elliott 03614 03614 03614 02200 scheduled Janda Dwyer Dwyer Janda Janda Janda Appendix K-1

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by February Elizabeth Tindle- August Not yet Engelmann Not yet qualified qualified March May Joseph Furia N/A (7) N/A (7) N/A (3) N/A (3)

Powell Powell September May June June September November Bob Gallaghar 02230 02120 03614 (6) 2120 Dwyer Dwyer Dwyer Janda Janda Janda February May February July June (2)

Farrah Gaskins 02230, 02120 02200 02230, 02120 (2)

Dwyer Dwyer Dwyer Janda Janda February July June June June Craig Gordon 03210, 03121 03121 N/A (3) N/A (3)

Welling Welling Welling Burritt Burritt March October July October March October Stephen Not yet N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Hammann scheduled Ferdas Powell Powell Powell Powell Dimitriadis Not yet Patrick Hann qualified September May Mark Henrion N/A (7) N/A (7)

Dimitriadis Dimitriadis September March February September October Todd Jackson N/A (3) N/A (3)

Welling Cahill Welling Burritt Burritt April June May October February Laurie Kauffman (1) N/A (7) N/A (7) N/A (7) N/A (7)

(6)

Powell Powell Powell Dimitriadis Cahill February January July June September February Not yet Penny Lanzisera 02230, 02120 02200 02110 02230 scheduled Dwyer Dwyer Dwyer Janda Janda Nick Appendix K-2

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by August September September December Dennis Lawyer N/A (3) N/A (3) N/A (3)

Welling Welling Welling Burritt September Sattar Lodhi N/A (3) N/A (3) N/A (3) N/A (3) N/A (3) N/A (3)

Welling November January July November October September October Orysia Masnyk N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Bailey Ferdas Powell Powell Powell Powell Dimitriadis Dimitriadis November July September John Miller 03310 N/A (2) N/A (2) N/A (2) N/A (2)

Welling Welling Welling Kathy Modes (2) N/A (2) N/A (2) N/A (2) N/A (2) N/A (2) N/A (2)

October March July September June September Not yet Janice Nguyen 02110, 02310 02230 02110 02201 scheduled Dwyer Dwyer Dwyer Janda Janda Janda September April December November January September October John Nicholson N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Powell Powell Powell Powell Powell Dimitriadis Dimitriadis Not yet Netra Patel qualified Jonathan May November Not yet Pfingsten Not yet qualified Cahill scheduled August September August June April January March Randy Ragland Welling Welling Welling Burritt Burritt Cahill Cahill February January June June April January February Michael Reichard 01321 Welling Welling Welling Burritt Burritt Cahill Cahill March May October October Mark Roberts N/A (7) N/A (7) N/A (7) N/A (7) N/A (3) N/A (3) N/A (3)

Ferdas Powell Powell Powell January February October Ronald Rolph N/A (7) N/A (7) N/A (7) (2)

Powell Powell Dimitriadis Appendix K-3

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by February December November June June September 02200, 02120, Not yet Shawn Seeley 03614 03614 03614 02200 02230, 02500 scheduled Dwyer Dwyer Dwyer Janda Janda Janda December Not yet Steve Shaffer N/A (7) scheduled Dimitriadis September January August Lester Tripp 02110 (4) N/A (3) N/A (3) N/A (3)

Dwyer Dwyer Powell July March April March October October Not yet Elizabeth Ullrich scheduled Welling Cahill Welling Burritt Burritt Cahill Storm Not yet Veunephachan qualified April Jason VonEhr Cahill November April July July Leonardo Not yet qualified 03121 (2)

Wardrobe Welling Burritt Burritt Cahill June October January March May Katherine Warner N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Powell Powell Powell Dimitriadis Dimitriadis July April June May April Not yet Tara Weidner 02110, 02230 02230 02200 (6) scheduled Dwyer Dwyer Dwyer Janda Janda Scott Wilson August August June May August October May N/A (7) N/A (7) N/A (7) N/A (7)

Welling Welling Welling Powell Powell Dimitriadis Dimitriadis Appendix K-4

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Region III Colleen Casey September Paul Pelke - Telecon - (3M; Supervisor S-8 Irradiator Decommissioni ng)

Laura Cender October November Paul Pelke - (P) SDI Telecon - Gerdau-Supervisor LaFarga, LLC Monroe Mill CN 600440 Laura Cender April Paul Pelke - (P) Ace Testing Supervisor CN 602159 Laura Cender May Paul Pelke - (P) Vance Supervisor Brothers, Inc CN 602609 Laura Cender December June Robert Orlikowski PLSV - S.A.

Teams Mtg. -

- Supervisor Hospital Reliable Testing Acquisition Services, LLC Group, LLC Ryan Craffey June October Aaron McCraw - Consumers Mistras Group, Supervisor Energy Inc Ryan Craffey November .

Aaron McCraw - Individual (OI Supervisor Assist)

Ryan Craffey November John Giessner - University of Supervisor Michigan Ryan Craffey February Christine Lipa -

EMD Millipore Supervisor Appendix K-5

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Ryan Craffey March Mike Kunowski - Beaumont Supervisor Hospital Exit Meeting -

Remote Ryan Craffey March Mike Kunowski - Ionetix Exit Supervisor Meeting -

Remote Jason Draper July October Aaron McCraw - Department of Franciscan Supervisor Veteran Affairs Healthcare -

- Minneapolis Munster Jason Draper November Rob Ruiz - Acuren, Billings, Supervisor MT field office Jason Draper March Mike Kunowski - West Michigan Supervisor Cardiology Exit Meeting -

Remote Sara Forster December December Paul Pelke - Telecon - Site Visit -

Supervisor Columbus Spectron MRC, Regional LLC Hospital CN 601718 Cassandra June Frazier Site Visit (DOE John Giessner - AIM First Supervisor Responders Training) -IL Appendix K-6

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Cassandra December February Frazier Telecon - Telecon- Niowave Paul Pelke - Niowave, Inc Supervisor CN 602247 Cassandra May Frazier Niowave -

Paul Pelke - Licensee Mtg at Supervisor RIII with NRR Reps.

Cassandra August Frazier Telecon-Robert Orlikowski Niowave

- Supervisor Robert Gattone February Mohammed The Toledo Shuaibi - Hospital Cardiac Supervisor Testing Center Robert Gattone November John Giessner - University of Supervisor Michigan Magdalena September February Gryglak (S) Methodist Site Visit -

Paul Pelke - Hospital of Karmanos Cancer Supervisor Gary CN Center 609093 Ed Harvey July October October Aaron McCraw - 3M Corporate 3M Corporate Butler University, Supervisor Office Office Indianapolis, IN Ed Harvey July Aaron McCraw - Department of Supervisor Veteran Affairs

- Minneapolis Appendix K-7

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Ed Harvey February Paul Pelke - Karmanos Cancer Supervisor Center (Part 37 readiness)

Jason Kelly November Robert Orlikowski PLSV -

- Supervisor Nutrition and Biosciences USA 1, LLC Michael September February LaFranzo Hematite University of Mike Kunowski -

Missouri Supervisor Michael October LaFranzo Hematite John Giessner -

Supervisor Michael May LaFranzo Univ of MO:

Christine Lipa - Pickard Hall, Supervisor Research Bldg Michael August October LaFranzo Jefferson Proving University of David Pelton - Ground Missouri Supervisor Michael October LaFranzo University of David Hills -

Missouri Supervisor Peter Lee June Mike Kunowski - Cardinal Supervisor Health--St.

Louis Appendix K-8

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Peter Lee August February Mike Kunowski - Cardinal University of Supervisor Health--St. Missouri Louis Peter Lee May December Paul Pelke - Niowave, Inc. Spectron mrc, Supervisor LLC site visit Peter Lee September Paul Pelke - Niowave, Inc.

Supervisor Bill Lin August May Christine Lipa - Livonia, MI Novelty Supervisor (radium site) Radium Site Bill Lin April December Mike Kunowski - Detroit City Museum in Supervisor Airport Kalamazoo for Ra-226 Bill Lin October John Giessner - Museums in Supervisor Muskegon/Kalama zoo for Ra-226 James Lynch August October Christine Lipa - Iowa IMPEP OAS Meeting Supervisor Review James Lynch / December Darren Piccirillo IEMA, John Giessner - Springfield, IL Supervisor Aaron McCraw May John Giessner - CRCPD Annual Supervisor Meeting Appendix K-9

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Aaron McCraw June John Giessner - Meeting with Supervisor State of Indiana on Agreement State Interest Aaron McCraw August August Christine Lipa - Organization of State of Michigan Supervisor Agreement Meeting States Meeting Aaron McCraw June David Pelton - Workshop on Supervisor Managing Training Programs Aaron McCraw August David Pelton - Organization of Supervisor Agreement States Annual Mtg Luis Nieves Folch July John Giessner - MPI Research, Supervisor Inc.

Luis Nieves Folch January May October Aaron McCraw - Acuren Mikon Corporation St. Vincent Hos.

Supervisor Inspection & Alt & Witzig, Services Indianapolis, IN Luis Nieves Folch May Aaron McCraw - Ideker, Inc.

Supervisor (temporary job site)

Luis Nieves Folch March Mike Kunowski - Alt & WItzig Supervisor Exit Meeting -

Remote Appendix K-10

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Luis Nieves Folch March Mike Kunowski - Hartford Quality Supervisor Assurance Exit Meeting -

Remote Kevin Null August Aaron McCraw - Ray County Supervisor Memorial Hospital; Cameron Regional Medical Center Kevin Null September May Aaron McCraw - Shared Medical Integrated Science Supervisor Services Solutions Kevin Null May Aaron McCraw - North Kansas City Supervisor Hospital Dennis ODowd August Christine Lipa/ Methodist Aaron McCraw - Hospitals of Supervisor Gary, Inc.

Dennis ODowd January Christine Lipa - St. Vincent Supervisor Hospital Dennis ODowd September July Aaron McCraw - TEAM Industrial Department of Supervisor Services Veteran Affairs (temporary job

- Minneapolis site)

Dennis ODowd September Aaron McCraw - GEOCON Supervisor Professional Services (temp job site)

Appendix K-11

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Dennis ODowd April Mike Kunowski - Saint Louis Supervisor University Exit Meeting -

Remote (MS Teams)

Bryan Parker February John Giessner - Inspection -

Supervisor Mallinckrodt Nuclear Medicine, LLC Bryan Parker September Paul Pelke - Site Visit -

Supervisor Mallinckrodt Nuclear Medicine, LLC, CN 609344 &

609346 Bryan Parker March Mohammed Inspection -

Shuaibi - Curium USA dba Supervisor Mallinckrodt Bryan Parker November Paul Pelke/ David VA Biennial Pelton -

Inspection Supervisor Darren Piccirillo April John Giessner - Illinois (IMPEP)

Supervisor Darren Piccirillo May Piccirillo CRCPD John Giessner -

Supervisor Appendix K-12

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Darren Piccirillo August February Christine Lipa - OAS Ohio (IMPEP)

Supervisor Conference Darren Piccirillo April Christine Lipa/

Minnesota Aaron McCraw -

(Periodic Meeting)

Supervisor Darren Piccirillo May Christine Lipa -

CRCPD Supervisor Darren Piccirillo April November David Pelton - July Iowa Illinois Supervisor Wisconsin (Periodic (Periodic (IMPEP) Meeting); Meeting);

Remote Remote Darren Piccirillo August David Pelton -

OAS Conference Supervisor October Deborah Piskura Mallinckrodt Christine Lipa -

Nuclear Supervisor Medicine, LLC February Deborah Piskura Mallinckrodt John Giessner -

Nuclear Supervisor Medicine, LLC Deborah Piskura March Mohammed Curium USA dba Shuaibi - Mallinckrodt Supervisor Deborah Piskura June David Pelton - IUMC/IUPUI Supervisor Appendix K-13

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Deborah Piskura October Rob Ruiz - Curium, St.

Supervisor Louis, MO December Deborah Piskura Mercy Hospital Mike Kunowski -

Exit Meeting -

Supervisor Telephone Daniel November Strohmeyer PLSV - Michigan Paul Pelke - Canton Cardiology Supervisor Associates Daniel April Strohmeyer PLSV -

Paul Pelke - Community Stroke Supervisor & Rehabilitation Center Zahid Sulaiman September John Giessner - Applied Supervisor Technical Services; Michigan Department of Transportation Zahid Sulaiman September February Christine Lipa - Lakeland Progress West Supervisor Medical Center, Healthcare St. Joseph Zahid Sulaiman July Aaron McCraw - Mercy St. Mary's Supervisor Navid Tehrani November Aaron McCraw - Walsh & Kelly, Supervisor Inc.

Appendix K-14

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Frank Tran June John Giessner - Site Visit (DOE Supervisor AIM Training) -

IL Frank Tran September John Giessner - Site Visit (DOE Supervisor AIM Training -

Coast Guard )

- MI Frank Tran October February Paul Pelke - (P) SDI Telecon -

Supervisor LaFarga, LLC Niowave CN 600440 Frank Tran May Paul Pelke - December Niowave -

Supervisor (T) Niowave, Licensee Mtg at Inc CN 602247 RIII with NRR Reps Frank Tran May Paul Pelke - (S) Niowave, Supervisor Inc CN 608427 Frank Tran August .

Paul Pelke - (S) Niowave, Supervisor Inc CN 608427 June Frank Tran Teams Mtg. -

Robert Orlikowski Reliable Testing

- Supervisor Services, LLC Frank Tran August Robert Orlikowski Telecon -

- Supervisor Niowave, Inc.

Appendix K-15

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Geoffrey Warren February Christine Lipa - McLaren -

Supervisor Greater Lansing; Hurley Medical Center; Barr Engineering, Inc.; and CPI Pharmacy Services Holding, LLC Geoffrey Warren September Paul Pelke - Methodist Supervisor Hospital of Gary CN 609093 Geoffrey Warren July Aaron McCraw -

Spectrum Health Supervisor Geoffrey Warren January David Pelton - Washington Supervisor University in St.

Louis, St. Louis, MO December Spectrum Geoffrey Warren Health Mike Kunowski -

Hospitals -

Supervisor Remote (MS Teams)

January Geoffrey Warren Endress+Haus Mike Kunowski - er Exit Meeting Supervisor - Remote (MS Teams)

Appendix K-16

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Region IV Allyce Bolger January Dan Bradley - R&D Supervisor 40-02331-19 Allyce Bolger June Patricia Silva - Medical Therapy Supervisor - Emerging Technology 42-05255-07 R&D broad type A

42-09388-01 Panoramic irradiator 30-02405-10 Jason Dykert January Dan Bradley - Medical Supervisor 53-05379-01 04-27616-01 Jason Dykert December Patricia Silva - Other Services Supervisor <100 Ci 37-30062-01 Janine Katanic January Dan Bradley - Medical Supervisor 50-17838-01 Janine Katanic November Patricia Silva - Other Services Supervisor <100 Ci 37-30062-01 Appendix K-17

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by James June Thompson Panoramic Patricia Silva - irradiator Supervisor 30-02405-10 James January Thompson Medical Dan Bradley -

Supervisor 40-16571-01 Randy Erickson September Patricia Silva - Industrial Supervisor radiography 42-08456-02 Note: The licensed Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities.

(1) Not accompanied (FY15) due to special circumstances (medical, special telework)

(2) Transferred to a different position within the NRC (3) Retired (4) Not accompanied (FY18) due to extended illness (5) Not accompanied (FY19) due to extended illness (6) Not accompanied (FY20) due to extended illness (7) Individual in the Decommissioning, ISFSI and Reactor Health Physics branch - no program code (8) Retired before an accompaniment was scheduled Appendix K-18

Appendix L: Region III Survey Instrument Capabilities Capability Detectors Mnfr. Meter(s) Detector(s)

Alpha Zinc-Sulfide (ZnS) Ludlum 2241-2, 43-5, 43-92 Scintillators 2241-3 Beta Plastic Scintillators Ludlum 2241-2,44-142 2241-3 Plastic Scintillator Ludlum 2241-2 44-1 Sensitive to Beta Gamma Sodium-Iodide (NaI) Ludlum 2241-2, 44-10 Crystal Scintillators 2241-3 Sodium-Iodide (NaI) Luldum, 2241-3, 12DT063QB2/3, Crystal Scintillators for Alpha- 2241-2 20DT063QA2/5B Low Energy Gammas Spectra (FIDLER)

Sodium-Iodide (NaI) Ludlum 2241-2 44-17 Crystal Scintillator for Low Energy Gammas NaI Spectrometer Canberra 1N1K IPROL-1 Alpha / Gas Proportional Ludlum 2221, 2241-2 43-37, 43-68 Beta Zinc-Sulfide (ZnS) w/ Ludlum 2241-3 44-93 Plastic Scintillator Alpha / Geiger-Mueller (GM) Ludlum 2241-2, 44-9 Beta / Pancakes 2241-3, Gamma 2402, 2403, Ludlum 26-1 26-1 Dose Rate Energy Compensated Thermo RadEye G N/A Geiger-Mueller (GM) Canberra MRAD213 N/A Geiger-Mueller (GM) Ludlum 2241-2, 44-38 2241-3, 2403, 2402, Model 3 Sodium-Iodide (NaI) Ludlum Model 19 N/A Crystal Scintillators for microR/hr Other Satellite GPS Trimble GeoXT, N/A GeoXH Garmin Etrex N/A Air Sampler RADeCO H-811 N/A Note: The information above was current as of 02/17/21.

Appendix L-1

Appendix M: Specific Radioactive Material Licenses The table lists the licensees subject to NRC regulation from June 2018 through June 2021.

License Docket Licensee State Notes Number Number Complex Materials Decommissioning Cimarron SNM- 0700092 Former fuel fabrication facility that was Environmental 928 5 licensed under Part 70. NRC staff

1. OK Response Trust currently reviewing decommissioning (Kerr-McGee) plan for the facility.

Sequoyah Fuels Former uranium conversion facility.

Corporation Site contains 11e.(2) byproduct material and will have an on-site disposal cell SUB-

2. 40-8027 OK that will transition to DOE for long-term 1010 care (similar to what occurs at a conventional uranium mill), in decommissioning FMRI, Inc. SMB- 0400758 Facility extracted tantalum and (Fansteel) 911 0 columbium from uranium ore, thorium ore, and tin slag feedstock This process did not specifically extract uranium and

3. OK thorium from the ore, but the uranium and thorium concentrations were high enough to be classified as source material. FMRI is performing site maintenance during litigation.

Jefferson Proving SUB- 0400883 Depleted uranium present from Ground (JPG) 1435 8 munitions testing by the Army. License

4. IN has transitioned to possession only status, no longer in decommissioning.

Sigma-Aldrich 24- 0301071 Radioactive byproduct materials were

5. 16273- 6 MO researched and developed, as well as 01 stored, and processed.

Hematite SNM-33 0700003 Former fuel fabrication facility licensed

6. 6 MO under Part 70. License has been terminated.

Centrus Energy SNM- 0700700 Facility ultimately decided to resume Corporation 7003 3 operations, no longer in

7. OH decommissioning. This is an enrichment facility licensed under Part70.

General Atomics SNM- 0700073 Licensee conducted a broad range of 696 4 nuclear related research and

8. CA development activities. SNM License terminated May 2019 Shallow Land SNM- 0700308 Former fuel fabrication facility. License Disposal Area 2001 5 in abeyance, USACE responsible for

9. (BWXT PA cleanup under FUSRAP. License Technologies, Inc.) authorized possession of SNM over 350 grams contained U-235.

West Valley CSF-1 0500201, Former reprocessing facility, DOE

10. Demonstration POOM- NY managing the cleanup. This is a part 50 Project 032 license.

Appendix M-1

License Docket Licensee State Notes Number Number Uranium Recovery

1. Crow Butte SUA- 40-8943 NE ISR Resources, Inc. 1534

2. NuFuels, Inc. SUA- 40-8968 NM ISR, licensed, but never constructed.

1580

3. Powertech (USA) SUA- 40-9075 SD ISR, licensed, but never constructed.

Inc. 1600

4. Lost Creek ISR, LLC SUA- 40-9068 WY ISR 1598

5. Uranium One SUA- 40-9073 WY ISR, licensed, but never constructed.

Americas, Inc. 1596

6. Uranerz Energy SUA- 40-9067 WY ISR Corporation 1597

7. AUC LLC SUA- 40-9092 WY ISR, licensed, but never constructed.

1602

8. Strata Energy, Inc. SUA- 40-9091 WY ISR 1601

9. Power Resources, SUA- 40-8964 WY ISR Inc. 1548

10. Kennecott Uranium SUA- 40-8584 WY Conventional Co. 1650

11. Uranium One U.S.A. SUA- 40-8502 WY ISR 1341

12. American Nuclear SUA- 40-4492 WY Conventional, in decommissioning Corporation 667

13. Homestake Mining SUA- 40-8903 NM Conventional, in decommissioning of California 1471

14. Rio Algom Mining SUA- 40-8905 NM Conventional, in decommissioning LLC 1473

15. Sequoyah Fuels SUB- 40-8027 OK Former uranium conversion facility.

Corporation 1010 Site contains 11e.(2) byproduct material and will have an on-site disposal cell that will transition to DOE for long-term care (similar to what occurs at a conventional uranium mill), in decommissioning

16. UNC Mining and SUA147 40-8907 NM Conventional, in decommissioning Milling, Division of 5 United Nuclear Corporation

17. Bear Creek Uranium SUA- 40-8452 WY Conventional, in decommissioning Company 1310

18. ExxonMobil SUA- 40-8102 WY Conventional, in decommissioning Corporation 1139

19. Areva NC, Inc., SUA- 40-2259 WY Conventional, in decommissioning Lucky Mc Uranium 672 Mill

20. Pathfinder Mines SUA- 40-6622 WY Conventional, in decommissioning Corporation 442

21. Umetco Minerals SUA- 40-0299 WY Conventional, in decommissioning Corporation 648 Appendix M-2

License Docket Licensee State Notes Number Number

22. Western Nuclear, SUA-56 40-1162 WY Conventional, in decommissioning Inc.

• From June 1, 2018 through September 30, 2018, the NRC had oversight responsibilities for all 22 licensees shown in the table. The State of Wyoming assumed responsibilities for uranium recovery activities located in that State on October 1, 2018. The licensees subject to NRC oversight included conventional uranium mills and uranium in situ recovery (ISR) facilities. Therefore, for the time period from October 1, 2018 to date, the NRC was responsible for regulatory oversight responsibilities for these 8 licensees.

Appendix M-3

Appendix N: Specific Radioactive Material Licenses Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 14-05 04/24/2014 12/04/2014 GA-Elekta 0497-104 1 yes 14-28 04/24/2014 12/04/2014 GA-Elekta 0269-104 1 yes 14-35 04/18/2014 12/04/2014 GA-Best Vascular-101 1 yes 14-44 05/07/2014 12/04/2014 GA-Scan Tech.-102 1 yes 14-50 04/24/2014 12/04/2014 GA-MGP-101 1 yes 14-57 05/16/2014 12/04/2014 GA-Scan Tech.-109 1 yes 14-93 07/10/2014 12/04/2014 Hopewell Designs, Inc. 1 14-20 05/13/2014 12/05/2014 GA-Metso-107 1 yes 14-21 05/30/2014 12/05/2014 GA-Metso-108 1 yes 15-03 10/17/2014 12/10/2014 Bruker Daltonics, Inc. 1 NR-1385-D-101-E Amendment Device 14-97 07/23/2014 12/10/2014 Eckert & Ziegler BEBIG, Inc. 1 14-101 09/02/2014 12/10/2014 Smiths Detection 1 14-15 06/06/2014 12/11/2014 GA-Metso-102 1 yes 14-26 04/11/2014 12/11/2014 GA-Elekta 0269-102 1 yes 14-17 05/21/2014 12/22/2014 GA-Metso-104 1 yes 15-01 10/10/2014 01/07/2015 betacontrol of America, Inc. 2 NR-122-D-101-B Amendment Device and NR-122-D-102-S 15-06 10/30/2014 01/08/2015 Morpho Detection, LLC NR-399-D-101-E Amendment Device 14-22 05/30/2014 01/09/2015 GA-Metso-109 1 GA-596-D-109-G yes Amendment Device 14-47 05/13/2014 01/09/2015 GA-Scan Tech.-105 1 GA-716-D-105-G yes New Application Device 14-104 09/24/2014 01/09/2015 Meprolight, Inc. 1 NR-1119-D-101-E Amendment Device 14-24 05/27/2014 01/12/2015 GA-Metso-112 1 GA-596-D-112-G yes New Application Device 14-46 05/07/2014 01/12/2015 GA-Scan Tech.-104 1 GA-716-D-104-S yes New Application Device 14-58 05/02/2014 01/12/2015 GA-Scan Tech.-110 1 GA-716-D-110-S yes Amendment Device 14-96 07/21/2014 01/12/2015 Environics USA 1 NR-8199-D-801-E Amendment Device 14-18 05/09/2014 01/13/2015 GA-Metso-105 1 GA-596-D-105-G yes New Application Device 14-19 05/09/2014 01/13/2015 GA-Metso-106 1 yes 14-45 05/06/2014 01/13/2015 GA-Scan Tech.-103 1 GA-716-D-103-S yes New Application Device 14-49 05/16/2014 01/14/2015 GA-Paper Making-101 1 GA-1208-D-101-G yes New Application Device Appendix N-1

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 14-52 05/23/2014 01/14/2015 GA-Yokogawa-103 1 GA-678-D-103-G yes New Application Device 14-56 05/16/2014 01/21/2015 Scan Technologies, Inc. 1 GA-716-D-106-G yes New Application Device 14-55 05/09/2014 01/28/2015 GA-Metso-114 1 yes 14-16 05/20/2014 01/29/2015 GA-Metso-103 1 GA-596-D-103-G yes Device 14-23 05/30/2014 01/30/2015 GA-Metso-111 1 GA-596-D-111-G yes New Application Device 14-13 06/06/2014 02/02/2015 GA-Honeywell-102 1 yes 15-02 10/16/2014 02/05/2015 Met One Instruments 1 NR-1124-D-102-E Amendment Device 14-48 05/14/2014 02/05/2015 GA-Scan Tech.-107 1 GA-716-D-107-S yes New Application Device 15-07 11/17/2014 02/10/2015 Theragenics Corporation 1 NR-645-S-102-S Amendment Sealed Source 15-19 01/29/2015 02/10/2015 Agilent Technologies 1 NR-348-D-111-B Amendment Device 14-99 06/30/2014 02/10/2015 GA-Scan Tech-108 1 yes 15-05 10/28/2014 02/12/2015 Hopewell Designs, Inc. 1 NR-1138-D-101-S Amendment Device 15-16 01/23/2015 03/03/2015 Rapiscan Systems, Inc. 1 NR-1267-D-102-E Amendment Device and 04-24011-01E 15-08 12/08/2014 03/10/2015 Trijicon, Inc. 1 NR-418-D-101-E Amendment Device 15-24 03/12/2015 03/17/2015 KRISS USA, Inc. 1 NR-1368-D-101-E Amendment Device 15-09 12/23/2014 03/25/2015 Scion Instruments 1 NR-1385-D-101-E Amendment Device 15-27 03/25/2015 03/31/2015 Theragenics Corporation 1 NR-645-S-102-S Amendment Sealed Source 15-18 01/29/2015 04/09/2015 Metso Automation USA, LLC 3 NR-596-D-110-G, Amendment Device NR-596-D-113-G, NR-596-D-114-G 15-04 10/24/2014 04/15/2015 Theragenics Corporation 1 New Application Device 15-26 03/18/2015 04/22/2015 Meprolight, Inc. 1 NR-1119-D-101-E Amendment Device 15-10 01/05/2015 04/27/2015 Advanced Nuclide 1 Decembe 29, 2014 New Application Technologies, LLC letter from Advanced Nuclide Technologies, LLC response to NRC letter dated October 15, 2014.

1st reviewer:

Lymari Sepulveda 2nd reviewer:

Tomas Herrera Appendix N-2

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case Continuation of SSD Case 14-85.

ADAMS Package:

ML15005A021 15-20 02/10/2015 04/27/2015 Honeywell International 1 NR-571-D-107-B Amendment Device 15-11 01/05/2015 05/05/2015 Best Theratronics 1 NR-1307-D-101-S No Amendment Device 15-22 03/09/2015 05/06/2015 SABIA, Inc. 3 SABIA's request to No Amendment Device amend NR-1195-D-103-S, NR-1195-D-104-S and NR-1195-D-105-S.

15-15 01/20/2015 05/14/2015 Agilent Technologies 1 NR-348-D-111-B No Amendment Device 15-12 01/05/2015 05/15/2015 Best Theratronics 1 Amendment to NR- No Amendment Device 1307-D-102-S for Gammacell 1000 Elite and Gammacell 3000 Elan.

15-21 03/02/2015 05/29/2015 Environics (USA), Inc. 3 NR-1160-D-101-E, No Inactivation Device NR-1160-D-102-E

& NR-1160-D-103-E 15-35 05/22/2015 05/29/2015 International isotopes, Inc. 1 NR-1235-S-101-S No Amendment Sealed Source 15-31 05/11/2015 06/03/2015 Northpass, Ltd. 1 NR-1382-D-101-E No Amendment Device 05-35121-01E 15-23 03/10/2015 06/04/2015 Eckert & Ziegler BEBIG, Inc. 1 New Application Sealed Source 15-34 05/20/2015 06/11/2015 Safran Morpho Detection 1 NR-399-D-101-E No Amendment Device 15-38 06/10/2015 06/11/2015 Eckert & Ziegler BEBIG, Inc. 1 NR-1289-S-101-S No Amendment Sealed Source Appendix N-3

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 15-14 01/22/2015 06/24/2015 Yokogawa Corporation of 1 NR-678-D-103-G No Amendment Device America 15-13 01/13/2015 06/29/2015 Bruker Detection Corporation 1 NR-1101-D-102-E No Amendment Device 15-17 01/28/2015 07/10/2015 Armson USA, LLC 1 No New Application Sealed Source 15-30 04/29/2015 07/13/2015 DRS Sustainment Systems, 1 NR-1224-D-101-E No Amendment Device Inc.

15-39 06/15/2015 07/17/2015 Best Theratronics 3 NR-1307-D-103-S, No Amendment Device NR-1307-D-106-S, NR-1307-D-109-S 15-25 03/13/2015 08/03/2015 KRISS USA, Inc. 1 NR-1368-D-101-E No Amendment Device 15-37 06/10/2015 08/03/2015 Kidde Residential and 1 Amendment of No Amendment Device Commercial registration certificate NR-1047-D-101-E and E-License 32-23858-01E.

15-42 07/08/2015 09/02/2015 Isolite Corporation 1 NR-1286-D-102-E No Amendment Device 15-46 08/17/2015 09/09/2015 Elekta, Inc. 3 NR-269-D-101-S, No Inactivation Device NR-269-D-102-S, NR-497-D-104-S 15-33 05/14/2015 10/08/2015 Triple, Inc. DBA 1 NR-1412-D-101-E No New Application Device 15-28 04/21/2015 10/09/2015 Best Theratronics 1 Best Theratronics No New Application Device Application for a New Teletherapy Unit 15-36 05/27/2015 10/09/2015 Unertl Optical Company, Inc. 1 NR-1200-D-101-E No Amendment Device 15-47 09/01/2015 10/13/2015 Elekta, Inc. 1 NR-497-S-113-S No Amendment Sealed Source 15-48 09/09/2015 10/13/2015 Valmet, Inc. 3 Amendment of No Amendment Device registration certificates:

NR-596-D-110-G, NR-596-D-113-G and NR-596-D-114-G to transfer ownership.

15-40 06/17/2015 10/15/2015 CSECO 1 New No New Application Device Appendix N-4

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 15-29 04/27/2015 10/16/2015 Scan Technologies, Inc. 1 NR-716-D-110-S No Amendment Device 15-49 09/17/2015 10/16/2015 International Isotopes, Inc. 1 NR-1235-S-101-S No Amendment Sealed Source 15-43 08/07/2015 10/21/2015 Walter Kidde 1 NR-1047-D-101-E No Inactivation Device NR-8299-D-801-E 15-32 05/13/2015 11/02/2015 Cammenga and Associates, 1 NR-210-D-102-E No Amendment Device LLC 16-04 11/02/2015 11/09/2015 Scan Technologies 1 NR-0716-D-110-S Amendment Device 15-41 06/25/2015 12/02/2015 Elekta, Inc. 1 NR-269-D-104-S No Amendment Device 15-44 08/11/2015 12/02/2015 Honeywell International 4 NR-571-D-104-B, No Amendment Device NR-571-D-105-B, NR-571-D-106-B and NR-571-D-107-B.

16-07 12/01/2015 12/03/2015 mb microtec 1 NR-0446-D-103-E Amendment Device 15-50 09/30/2015 01/15/2016 Smiths Detection - 1 NR-0163-D-102-E No Amendment Device Edgewood, MD 15-45 08/12/2015 01/28/2016 Cammenga and Associates, 1 NR-210-D-102-E No Amendment Device LLC 16-01 10/16/2015 02/04/2016 Yokogawa Corporation of 1 NR-0678-D-103-G No Amendment Device America 16-02 10/26/2015 02/19/2016 Department of the Army 9 NR-0155-S-114-S; Amendment Source/

NR-0155-S-104-S; Device NR-0155-S-110-SNR-0155-S-116-S;NR-0155-S-111-S;NR-0155-S-115-S;NR-0155-S-113-S;NR-0155-S-112-S;NR-0155-D-126-S; 16-08 12/10/2015 02/25/2016 Sabia, Inc. 3 NR-1195-D-103-S Amendment NR-1195-D-104-S NR-1195-D-105-S 16-03 10/30/2015 03/03/2016 Scan Technologies 1 NR-0716-D-110-S Amendment Device 16-11 02/04/2016 03/03/2016 International Isotopes 1 NR-1235-S-104-S Amendment Source/

Device 16-05 11/17/2015 03/17/2016 Hess Fine Arts, Inc 1 NR-1265-D-101-E Amendment Device Appendix N-5

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 16-14 02/11/2016 03/17/2016 Elekta 1 NR-0469-D-115-S Amendment Source/

Device 16-12 02/09/2016 03/18/2016 Theragenics Corporation 2 NR-0645-S-101-S Amendment Source/

NR-0645-S-102-S Device 16-17 03/21/2016 04/25/2016 Nordion (Canada) Inc. 1 NR-0220-D-131-S Amendment Source/

Device 16-15 03/07/2016 04/26/2016 Nordion (Canada) Inc. 1 Nordion is New Application Source/

requesting a new Device SSD registration.

16-13 02/03/2016 04/28/2016 Gases 101 LLC 1 New Registration New Application Source/

and E-License Device SSD Registration Certificate NR-1417-D-101-E 16-06 11/17/2015 05/10/2016 Hopewell Designs 1 NR-1138-D-101-S Amendment Device 16-09 12/16/2015 05/20/2016 Tech Comp USA dba Scion 1 Discontinuation Instruments (Amendment) 16-10 01/28/2016 05/24/2016 IMS Systems, Inc. 1 NR-1120-D-101-S Amendment Sealed Source 16-19 04/26/2016 05/26/2016 Teledyne Advanced Pollution 1 NR-1335-D-101-E Amendment Sealed Instrumentation Source 16-16 03/08/2016 06/02/2016 Triple, Inc. dba Nixon 1 NR-1412-D-101-E Amendment Source/

Device 16-24 06/16/2016 06/27/2016 Raytheon Elcan Optical 1 NR-8304-D-801-E Inactivation Technologies 16-21 05/25/2016 07/11/2016 Best Medical International 1 Amendment Sealed Source 16-26 06/17/2016 07/18/2016 Rapiscan Systems, Inc. 1 NR-1267-D-102-E Amendment Sealed Source 16-18 04/08/2016 07/20/2016 CSECO Security Equipment 1 NR-0207-D-102-E New Application Device Company 16-22 06/07/2016 09/12/2016 Smiths Detection 1 NR-0163-D-102-E Amendment Device 16-23 06/10/2016 09/12/2016 Scan Technologies, Inc. 1 NR-0716-D-106-G Amendment Device 16-35 09/12/2016 09/16/2016 Nordion 2 NR-0220-S-120-S Amendment Sealed and NR-0220-S- Source 103-S Appendix N-6

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 16-32 08/18/2016 09/20/2016 Elekta 1 NR-0469-D-114-S Amendment Source/

ADAMS Package Device No. ML16231A321 License No.

ML16264A038 Letter ML16264A031 16-28 06/23/2016 09/27/2016 AmeriGlo, LLC 1 NR-1236-D-102-E Amendment Device (this SSD was superseded by NR-1420-D-101-E issued with the letter).

16-20 05/03/2016 09/28/2016 APS Technology 1 NR-1419-D-101-S Amendment Device 16-31 08/11/2016 09/28/2016 Cammenga an Associates 1 NR-0210-D-102-E Amendment Source/

Device 16-30 08/09/2016 10/20/2016 Capintec, Inc., 1 NR-0218-S-101-S Inactivation Sealed Source 17-01 10/03/2016 11/08/2016 Rapiscan Systems, Inc. 1 NR-1267-D-102-E Amendment Device 16-36 09/21/2016 11/21/2016 BWX Technologies, Inc. 1 NR-1375-S-101-S Amendment Sealed Source 16-25 06/16/2016 11/23/2016 Hopewell Designs Inc 1 NR-1138-D-109-S New Application Sealed Source 16-27 06/23/2016 12/05/2016 Advanced Combat Solutions 1 NR-1421-D-101-E New Application Sealed Source 16-29 07/13/2016 12/14/2016 SEE Co 1 NR-1112-S-103-S New Application Sealed Source 17-06 12/05/2016 01/04/2017 Scan Technologies 2 NR-0716-D-109-S Inactivation Source/

NR-0716-D-106-G Device 17-10 12/20/2016 01/11/2017 Hopewell Designs 1 NR-1138-D-101-S Amendment Source/

Device 16-33 08/22/2016 01/17/2017 U.S. Air Force 1 NR-0121-D-103-S Inactivation Source/

Device 16-37 09/26/2016 01/26/2017 TechComp/Scion 1 NR-1385-D-101-E Amendment Device Instruments 17-03 10/26/2016 01/31/2017 Chemring Detection Systems 1 NR-1280-D-101-E Amendment Device Appendix N-7

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 16-34 08/23/2016 02/08/2017 Valmet, Inc. 1 NR-0596-D-113-G Amendment Device 17-07 12/09/2016 02/13/2017 Nordion 1 NR-0220-D-131-S Amendment Device 17-04 11/04/2016 03/06/2017 Cammenga and Associates, 1 NR-0210-D-102-E Amendment Source/

LLC Device 17-02 10/26/2016 03/28/2017 Hess Fine Arts 1 NR-1265-D-101-E Amendment Source/

Device 17-05 11/10/2016 04/06/2017 Northpass, Ltd. 1 NR-1382-D-101-E Amendment Source/

Device 17-08 12/12/2016 04/25/2017 Cammenga and Associates 1 NR-0210-D-102-E Amendment Device NR-0210-D-101-E 17-11 01/03/2017 04/26/2017 Northpass, Ltd. 1 NR-1382-D-101-E Amendment Source/

Device 17-09 12/15/2016 05/26/2017 Cammenga and Associates 1 New Application Source/

Device 17-23 05/17/2017 06/05/2017 Bruker Detection 1 NR-1101-D-102-E Amendment Source/

Device 17-16 04/03/2017 06/07/2017 MGP Instruments 1 NR-1147-D-101-S Amendment Source/

NR-1147-D-102-S Device (see note below) 17-15 03/29/2017 06/08/2017 Cammenga and Associates 1 NR-0210-D-102-E Amendment Source/

Device 17-18 04/13/2017 06/30/2017 Agilent Technologies 1 NR-0348-D-111-B Amendment Source/

Device 17-13 02/17/2017 07/13/2017 See Co. 2 NR-1112-S-101-S - Amendment Sealed merge with State of Source Texas issued certificate TX-1112-S-102-S and update NR-1112-S-103-S 17-14 03/13/2017 07/13/2017 Nordion 1 New Application Sealed Source 17-29 06/26/2017 07/25/2017 Elekta 1 NR-0269-S-103-S Amendment Sealed Source 17-35 07/24/2017 08/18/2017 Ameriglo 1 NR-1420-D-101-E Amendment Source/

Device 17-20 05/04/2017 08/21/2017 Hopewell Designs 1 NR-1138-D-102-S Amendment Source/

Device Appendix N-8

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 17-22 05/10/2017 08/21/2017 Smiths Detection (formerly 1 NR-0399-D-101-E Amendment Source/

Morpho Detection) Device 17-28 06/08/2017 08/23/2017 Gases 101 1 NR-1417-D-101-E Amendment Device 17-34 07/24/2017 08/24/2017 Hopewell Designs 8 NR-1138-D-101-S Amendment Source/

NR-1138-D-102-S Device NR-1138-D-103-S NR-1138-D-104-S NR-1138-D-105-S NR-1138-D-106-S NR-1138-D-107-S NR-1138-D-108-S 17-17 04/10/2017 08/29/2017 IUT USA, LLC 1 New Application Sealed Source 17-30 06/26/2017 08/29/2017 Cammenga and Associates 2 NR-0210-D-101-E Amendment Source/

NR-0210-D-102-E Device 17-36 08/07/2017 09/07/2017 Nordion (Canada) Inc. 1 NR-0220-D-131-S Amendment Source/

Device 17-21 05/11/2017 09/13/2017 North Pass, Ltd., DBA HI-VIZ 1 NR-1382-D-101-E Amendment Source/

Shooting Systems Device 17-25 05/31/2017 09/14/2017 Advanced Combat Solultions 1 NR-1421-D-101-E Amendment Source/

Device 17-27 06/07/2017 09/22/2017 Hopewell Designs 1 NR-1138-D-190-S New Application Source/

Device 17-26 05/31/2017 09/26/2017 mb-microtec 1 Discontinuation Sealed (New Source Application) 17-19 04/18/2017 10/10/2017 Betacontrol of America, Inc. 1 NR-0122-D-102-S Amendment Device 17-32 07/14/2017 10/17/2017 Valmet 1 NR-0596-D-113-S Amendment Source/

Device 17-24 05/30/2017 10/19/2017 Nordion (Canada) Inc. 1 NR-0220-S-103-S Amendment Sealed Source 17-33 07/25/2017 10/24/2017 Hopewell Designs 1 New Application Source/

Device 17-31 06/26/2017 10/25/2017 Department of the Army 1 NR-0155-S-116-S Amendment Sealed Source 17-44 09/26/2017 11/16/2017 Hopewell Designs, Inc. 1 NR-1138-D-101-S Amendment Source/

Device Appendix N-9

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 17-38 08/03/2017 11/28/2017 Endress + Hauser 1 NR-1302-D-101-B Amendment Source/

Device 17-43 09/19/2017 11/30/2017 Leidos 1 NR-1373-D-101-E Amendment Device 18-03 11/06/2017 12/11/2017 Sig Sauer, Inc. 1 New Application Device 18-07 11/22/2017 12/12/2017 GMI OpCo., dba Global 1 Discontinuation Source/

Medical Instrumentation and (New Device GMI Application) 17-39 08/15/2017 12/19/2017 Rapiscan Systems, Inc. 1 NR-0399-D-101-E Amendment Source/

(formerly Morpho Detection, Device LLC) 17-41 09/14/2017 01/04/2018 Theragenics Corporation 2 NR-0645-S-101-S Amendment Sealed NR-0645-S-102-S Source 17-40 08/23/2017 01/09/2018 Eckert and Ziegler Bebig 2 NR-1289-S-101-S Inactivation Sealed NR-1289-S-102-S Source 17-37 08/08/2017 01/16/2018 Valco Instruments Company 1 New Application Source/

Device 18-01 10/06/2017 01/19/2018 Nordion 2 IL-1082-S-101-S Amendment Sealed IL-1082-S-103-S Source 17-42 09/15/2017 01/23/2018 SEE Co. 2 NR-1112-S-103-S Amendment Sealed Source 18-04 11/08/2017 01/30/2018 North Pass, Ltd., DBA Hi-Viz 1 NR-1138-D-101-S Amendment Source/

Shooting Systems Device 18-11 01/02/2018 02/20/2018 Meprolight 1 NR-1119-D-101-E Amendment Source/

Device 18-15 02/01/2018 02/27/2018 AIS Gauging 1 New Application Source/

Device 18-16 02/06/2018 03/05/2018 Ameriglo 1 NR-1420-D-101-E Amendment Source/

Device 18-14 01/31/2018 03/13/2018 Hopewell Designs 1 NR-1138-D-110-S. Amendment Source/

Device 18-17 02/05/2018 03/13/2018 Nordion 1 NR-0220-D-131-S Amendment Source/

Device 18-08 12/04/2017 03/27/2018 Advanced Combat Solutions 1 Amendment Device 18-02 10/10/2017 03/29/2018 GE HealthCare - Transfer 2 TX-1032-D-103-S Amendment Source/

from State of TX TX-1032-D-104-S Device 18-05 11/13/2017 04/19/2018 TRUGLO 1 NR-1180-D-101-E Amendment Device 18-12 12/14/2017 05/01/2018 Kidde-Fenwal 1 NR-0668-D-101-E Inactivation Source/

Device Appendix N-10

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 18-06 11/27/2017 05/15/2018 Techcomp, USA 1 NR-1385-D-101-E Amendment Source/

Device 18-13 01/19/2018 06/07/2018 Endress + Hauser 1 NR-1032-D-101-B Amendment Source/

Device 18-23 05/03/2018 06/07/2018 Leidos 1 NR-1373-D-101-E Amendment Source/

Device 18-25 05/23/2018 06/07/2018 Tenova, Inc. 2 NR-0396-D-101-B Inactivation Source/

NR-0396-D-102-B Device 18-10 01/02/2018 06/14/2018 IMS Systems, Inc. 1 NR-1120-D-101-S Amendment Source/

Device 18-22 04/26/2018 06/19/2018 mb microtec, USA 1 NR-0446-D-103-E Amendment Device 18-09 01/02/2018 06/21/2018 Rapiscan Systems (formerly 1 NR-0399-D-101-E Amendment Source/

Morpho Detection) Device 18-20 04/06/2018 06/27/2018 Hopewell Designs 1 New Application Source/

Device 18-21 04/25/2018 07/17/2018 Agilent Technologies 1 NR-0348-D-111-B Amendment Source/

Device 18-27 06/07/2018 07/24/2018 Trijicon 1 NR-0418-D-101-E Amendment Device 18-18 02/23/2018 07/26/2018 Meprolight, Inc. 1 NR-1119-D-101-E Amendment Device 18-28 06/22/2018 07/27/2018 AmeriGlo 1 NR-1420-D-101-E Amendment Device 18-19 03/27/2018 08/06/2018 HI-VIZ Shooting Systems 1 NR-1382-D-101-E Amendment Device 18-31 07/10/2018 08/21/2018 Triple, Inc., dba Nixon 1 NR-1412-D-101-E Inactivation 18-29 06/28/2018 08/28/2018 Honeywell International 1 NR-0571-D-107-B Amendment Device 18-30 07/09/2018 08/29/2018 RAM Services, Inc. 1 NR-1370-D-101-S Inactivation Device 18-24 05/04/2018 09/06/2018 Sig Sauer 1 NR-1487-D-101-E Amendment Device 18-37 08/14/2018 09/13/2018 Marathon Watch Company 1 NR-0505-D-101-E Amendment Device 18-26 06/04/2018 09/20/2018 Nordion 1 NR-0220-D-1313-S Amendment 18-39 08/22/2018 09/27/2018 Symetrica 1 New Application Device 18-41 09/17/2018 10/01/2018 IUT USA, LLC 1 NR-1425-S-101-S Inactivation Sealed Source 18-36 08/09/2018 10/04/2018 Agilent Technologies 1 NR-0348-D-111-B Amendment Device 18-40 09/13/2018 10/09/2018 Cammenga & Associates 1 NR-0210-D-102-E Amendment Device 18-32 07/19/2018 10/10/2018 Teledyne API 1 NR-1335-D-101-E Inactivation Device 18-42 09/21/2018 10/18/2018 mb microtec 1 NR-0446-D-103-E Amendment Device 19-05 10/16/2018 10/30/2018 Meprolight 1 NR-1119-D-101-E Amendment Device 18-33 07/19/2018 11/06/2018 Cammenga and Associates 1 NR-0210-D-101-E Amendment Device Appendix N-11

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 18-38 08/21/2018 11/08/2018 Hi-Viz 1 NR-1382-D-101-E Amendment Device 19-04 10/15/2018 11/13/2018 Hopewell Designs 1 NR-1138-D-105-S Amendment Device 19-06 10/24/2018 11/16/2018 International Isotopes 1 NR-1235-S-103-S Inactivation Sealed Source 18-34 07/27/2018 11/27/2018 Trijicon 1 NR-0418-D-101-E Amendment Device 18-35 08/06/2018 11/27/2018 Owlstone 1 NR-1321-D-101-E Amendment Device 19-09 11/06/2018 11/29/2018 Sig Sauer 1 NR-1487-D-101-E Amendment Device 19-13 01/15/2019 01/24/2019 mb-microtec USA 1 NR-0446-D-103-E Amendment Device 19-15 01/23/2019 02/05/2019 Qual-X Inc. 1 NR-0556-S-101-S Inactivation Sealed Source 19-12 01/04/2019 02/13/2019 Malvern Panalytical 1 NR-1348-D-101-S Inactivation Device 18-44 09/27/2018 02/28/2019 AIS Gauging 1 New Application Device 19-08 11/06/2018 03/05/2019 Sig Sauer 1 NR-1487-D-101-E Amendment Device 18-43 09/25/2018 03/05/2019 Williams Gun Sight Company 1 New Application Device 19-02 10/02/2018 03/07/2019 Varian Medical Systems, Inc. 1 New Application Device 19-03 10/02/2018 03/07/2019 Varian Medical Systems, Inc. 1 New Application Sealed Source 19-16 02/06/2019 03/07/2019 Elekta, Inc. 4 NR-0497-S-107-S Amendment Device NR-0497-D-108-S NR-0497-D-114-S NR-0497-D-115-S 19-01 10/03/2018 03/12/2019 Hopewell Designs 1 New Application Device 19-11 12/11/2018 04/04/2019 Sig Sauer 1 NR-1487-D-101-E Amendment Device 19-10 12/06/2018 04/11/2019 KH Imports 1 New Application Device 19-07 11/05/2018 04/16/2019 Symetrica, Inc. 2 New Application Device 19-20 03/07/2019 04/17/2019 Eyl, Inc. 1 Discontinuation Device (New Application) 19-17 02/21/2019 05/08/2019 Nordion 1 NR-0220-S-103-S Amendment Sealed Source 19-14 01/23/2019 05/23/2019 Hopewell Designs 1 Discontinuation Device (New Application)

Appendix N-12

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 19-24 04/03/2019 05/23/2019 Sabia, Inc 3 NR-1195-D-103-S Amendment Device NR-1195-D-104-S NR-1195-D-105-S 19-25 04/15/2019 06/10/2019 Elekta 1 NR-0269-S-103-S Amendment Sealed Source 19-28 06/04/2019 06/13/2019 Meprolight, Inc. 1 NR-1119-D-101-E Amendment 19-22 03/12/2019 07/01/2019 Owlstone 1 NR-1321-D-101-E Amendment Device 19-19 03/05/2019 07/03/2019 Hallilburton Energy Services 2 NR-0340-D-101-G Amendment Device 19-18 02/21/2019 07/16/2019 XS Sight Systems, Inc. 1 NR-1500-D-101-E New Application Device (New) 19-31 06/20/2019 08/05/2019 Sig Sauer, Inc. 1 NR-1487-D-101-E Amendment Device 19-32 06/19/2019 08/12/2019 Symetrica Inc. 1 NR-1498-D-101-E Amendment Device 19-34 07/15/2019 08/14/2019 AmeriGlo Holdings, LLC 1 NR-1420-D-101-E Amendment Device 19-21 03/05/2019 08/19/2019 Cammenga and Associates 1 NR-0210-D-102-E Amendment Device 19-23 03/11/2019 08/19/2019 Cammenga and Associates 1 NR-0210-D-101-E Amendment Device 19-33 06/27/2019 08/27/2019 Gases-101 LLC 1 NR-1417-D-101-E Amendment Device 19-26 04/22/2019 09/12/2019 Advanced Combat Solutions 1 NR-1421-D-101-E Amendment Device Inc.

19-27 04/30/2019 10/11/2019 Ohio Lumex Co. 1 New Lic No. 34- New Application Device 35549-01E 19-30 06/17/2019 11/19/2019 Thermo Fisher Scientific 1 NR-1234-D-101-E Amendment Device 19-29 06/05/2019 11/22/2019 IMS Systems, Inc. 1 NR-1120-D-101-S Amendment Device 19-39 09/16/2019 12/10/2019 STEP Analytics USA, Inc NR-1403-D-101-E Inactivation Device 19-36 07/25/2019 12/12/2019 mb microtec USA, Inc 1 NR-0446-D-103-E Amendment Device 19-35 07/22/2019 12/18/2019 Varian Medical Systems 1 NR-1496-D-102-S Amendment Device 19-40 09/25/2019 01/15/2020 International Isotopes Inc. NR-1235-S-107-S Amendment Sealed Source 20-03 11/14/2019 01/16/2020 XS Sights 1 NR-1500D-101-E Amendment Device 19-37 09/05/2019 01/29/2020 Phoenix, LLC NR-1503-D-101-S New Application Device 20-09 01/10/2020 02/03/2020 BWX Technologies, Inc. 1 NR-1490-D-101-S Amendment Device 20-10 01/28/2020 02/04/2020 Ohio Lumex Co., Inc. 1 NR-1502-D-101-E Amendment Device 20-04 11/14/2019 02/10/2020 Voith Paper 1 NR-1231-D-101-B Amendment Device 20-06 12/17/2019 02/12/2020 Honeywell International, Inc. 3 NR-0571-D-104-B, Amendment Device NR-0571-D-105-B, NR-0571-D-107 Appendix N-13

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 20-01 10/10/2019 02/26/2020 Cammenga & Associates 1 NR-0210-D-101-E Amendment Device 19-38 09/09/2019 03/03/2020 Cammenga and Associates, NR-0210-D-103-E New Application Device LLC 17-12 02/10/2017 03/10/2020 Harrison Reed, Inc. 1 New Application 20-07 12/26/2019 03/12/2020 Elekta 2 NR-0479-D-110-S Inactivation Device and NR-0479-S-113-S 20-02 11/15/2019 03/16/2020 ChemPro Technologies Inc. 1 NR-1417-D-101-E Amendment Device 20-15 03/31/2020 04/08/2020 Betacontrol of America, Inc. 2 NR-0122-D-101-B Inactivation Device and NR-0122-D-103-B 20-08 12/31/2019 04/09/2020 Halliburton Energy Services, 1 NR-0340-D-102-S Amendment Device Inc.

20-11 02/06/2020 05/04/2020 Nordion 1 NR-0220-S-132-S Amendment Sealed Source 20-05 12/16/2019 06/08/2020 Hopewell Designs, Inc. New Application Device 20-13 02/12/2020 06/22/2020 KH Imports, LLC 1 NR-1497-D-101-E Amendment Device 20-12 02/07/2020 07/13/2020 Voith US Inc. 1 NR-1231-D-101-B Amendment Device 20-19 05/29/2020 07/29/2020 Bruker Detection Corporation 1 NR-1101-D-102-E Amendment Device 20-16 04/07/2020 08/10/2020 Hopewell Designs, Inc. 1 NR-1138-D-113-S New Application Device 20-14 02/27/2020 08/12/2020 AIS Gauging 5 NR-1494-D-102-B, Amendment Device NR-1494-D-103-B, NR-1494-D-104-B, NR-1494-D-105-B, NR-1494-D-106-G 20-20 06/08/2020 08/26/2020 Elekta 1 NR-0497-D-115-S Amendment Device 20-30 08/12/2020 08/26/2020 Theragenics Corporation 1 NR-0645-D-104-S Inactivation Device 20-31 08/19/2020 09/10/2020 EADS Sodern North NR-1077-D-101-S Inactivation Device America, Inc.

20-29 08/07/2020 09/15/2020 Rapiscan Systems 1 NR-1267-D-102-E Inactivation Device 20-32 09/01/2020 09/15/2020 Siemens Industry, Inc. NR-0172-D-101-E Inactivation Device 20-34 09/18/2020 09/24/2020 Hess Fine Arts, Inc. NR-1265-D-101-E Inactivation Device 20-27 08/07/2020 09/30/2020 Trijicon, Inc. 1 NR-0418-D-101-E Amendment Device 20-35 09/18/2020 09/30/2020 Trijicon, Inc NR-0418-D-101-E Amendment Device 20-17 05/13/2020 10/16/2020 CivaTech Oncology (NC 1 NC 1311-S-102-S Amendment Sealed TAR) Source 20-28 08/10/2020 10/16/2020 Hi-Viz, LLC 1 NR-1382-D-101-E Amendment Device Appendix N-14

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 20-23 07/09/2020 10/19/2020 Hi-Viz, LLC 1 NR-1382-D-101-E Amendment Device 20-18 05/28/2020 10/27/2020 Cammenga & Associates, 1 NR-0210-D-101-E Discontinuation Device LLC (Amendment) 20-26 07/31/2020 11/09/2020 PerkinElmer, Inc. 1 NR-0536-D-110-B Amendment Device 20-21 06/11/2020 11/20/2020 Mirion Technologies 1 NR-1505-D-101-S New Application Device (Canberra), Inc.

20-24 07/21/2020 11/23/2020 Troxler Electronic Labs, Inc 1 NR-0646-D-140-E Amendment Device 20-22 06/25/2020 12/04/2020 Hopewell Designs, Inc. 1 NR-1138-D-106-S Amendment Device 20-25 07/22/2020 12/08/2020 Nordion (Canada), Inc. 1 NR-0220-S-136-S New Application Sealed Source 20-33 09/02/2020 12/16/2020 International Isotopes, Inc. 1 NR-1235-S-108-S Amendment Sealed Source 21-02 10/13/2020 01/25/2021 BWX Technologies, Inc. 1 NR-1490-D-101-S Amendment Device 21-07 12/09/2020 02/03/2021 Valmet, Inc. 1 NR-0596-D-110-G Inactivation Device 21-06 12/04/2020 02/11/2021 Nordion 1 NR-0220-S-120-S Amendment Sealed Source 20-36 09/29/2020 02/22/2021 Alliant Techsystems (ATK) 1 NR-1336-E-101-S Amendment Device Operations 21-01 10/05/2020 03/18/2021 Hopewell Designs, Inc. 1 NR-1138-D-107-S Amendment Device 21-03 10/14/2020 03/25/2021 Hopewell Designs, Inc. 1 NR-1138-D-114-S New Application Device 21-04 10/29/2020 03/31/2021 International Isotopes, Inc 1 NR-1235-S-107-S Amendment Sealed Source Appendix N-15

Appendix O: Major, Unusual, or Complex Licenses Licensee License No. License Type Why Complex? Control Date PC No. Complete Complex Materials Decommissioning JPG Major amendments -amendment 19, amendment 20 (which transition the JPG license to possession only status),

Sigma Amendment 20 Centrus Final Status Survey Amendment 16 Report Hematite License terminated General Atomics License terminated FMRI/Fansteel Currently in bankruptcy.

Cimarron Cimarron was also in bankruptcy, but the Cimarron Environmental Response Trust was established to fund decommissioning activities at that site Uranium Recovery Uranium One Major amendments. Used the U.S.A. Ludeman SUA-1341 opportunity for hearing issuance as the expansion differentiator between major and minor.

Homestake Zeolite Major amendments. Used the opportunity for hearing issuance as the differentiator between major and minor.

Power Resources, License renewed SUA-1548 Inc Kennecott License renewed SUA-1650 Uranium Co.

American Nuclear Decommissioning.

Corporation*

Homestake Mining Decommissioning.

SUA-1471 of California Rio Algom Mining Decommissioning.

SUA-1473 LLC Sequoyah Fuels Decommissioning.

SUB-1010 Corporation Appendix O-1

Licensee License No. License Type Why Complex? Control Date PC No. Complete UNC Mining and Decommissioning.

Milling, Division of SUA1475 United Nuclear Corporation Bear Creek Decommissioning.

Uranium SUA-1310 Company*

ExxonMobil Decommissioning.

SUA-1139 Corporation*

Areva NC, Inc., Decommissioning.

Lucky Mc Uranium SUA-672 Mill*

Pathfinder Mines Decommissioning.

SUA-442 Corporation*

Umetco Minerals Decommissioning.

SUA-648 Corporation*

Western Nuclear, Decommissioning.

SUA-56 Inc.*

Unusual or complex license. There is one Uranium Recovery facility in Wyoming that is undergoing decommissioning which did not transfer to Wyoming when they received their Agreement State status: American Nuclear Corporation (ANC). In October 2017, the Commission approved the NRC staffs recommendation for the American Nuclear NRC to retain regulatory authority over SUA-667 Corporation the ANC site under the anticipated limited Section 274b Agreement with Wyoming (Staff Requirements Memorandum SECY-17-0081) (Agency-wide Documents Access and Management System (ADAMS)

Accession Number ML17277A783).

Appendix O-2

Licensee License No. License Type Why Complex? Control Date PC No. Complete Region I 03/02/202 ECS MidAtlantic 19-31462-01 Renewal 624032 03121 1

US Inspection & 04/01/202 37-35583-01 Initial 617182 03320 NDT 0 03/22/202 Insight Group 39-35623-01 Initial, Required AS License Amendment 624214 03120 1

34-35134-01 622731 Marshall County Coal Change of Control as a result of 08/31/202 Ohio County Coal 34-35134-02 622734 03120 Bankruptcy 0 Harrison County Coal 34-35134-03 622737 Steris Isomedix 05/11/202 52-24994-01 Authorization to load sources 624348 03521 PR 1 02/02/202 Argo USA 47-11451-01 RSO Changeout 624196 03120 1

01/22/202 Hanna & Assoc. 47-35034-01 Termination 624149 03121 1

05/05/202 Aquatek Labs 06-35588-01 New License 618170 03620 0

02/17/202 Del Valle Group 52-31423-01 Renewal 624254 03121 1

Summersville 06/28/201 Regional Medical 47-31126-01 Change of Control 611667 02120 9

Center 06-06941-01 611910 Norwalk, Sharon, 06-08020-02 611719 08/13/201 02230 to Danbury, New Quadruple COC 06-08544-01 611915 9 02121 Milford Hospitals 06-17892-01 611918 Department of the 45-23645- Exemption request for Am241 target 07/27/202 618050 03614 Navy 01NA analyzers 0 10/02/201 Marshall Miller 45-17195-01 Request removal of portable gauges 615962 03111 9

DuPont 07/11/201 07-13441-02 Merger of RI license with RIII license 611166 03610 9

Appendix O-3

Licensee License No. License Type Why Complex? Control Date PC No. Complete 613742 10/03/201 USUHS 19-08330-02 Add individual with limited quals as RSO 03610 613743 9 11/20/201 Cardinal Health 34-32780-02 FA 600618 03210 7

12/05/201 DMY Capitol, LLC 08-35186-01 Term 602533 03121 7

01/10/201 Dept of the Army STB-1579 Renew 601287 11300 8

System One 07/15/201 37-27891-02 Renew 608570 03320 Holding 8 10/27/201 TVA 41-68 FA 600223 03226 7

Hartford 01/10/201 06-31314-02 Term 601413 02201 Cardiology Group; 8 609115 44-30124- Add Ge-68/Ga-68 generator and 08/07/201 PharmaLogic Ltd. and 02500 01MD financial assurance 8 609189 Johnson Memorial 12/31/201 06-16624-01 Bankruptcy and change of control 589520 02120 Hospital, Inc. 5 Bankruptcy 587031 47-23023-01 587032 47-23053-01 Patriot Coal 587033 01/27/201 47-24809-01 03120 Corporation 587034 7 47-24917-01 587037 47-31315-01 587038 Brooks Run 588674 10/17/201 47-25581-02 Bankruptcy Change of Control 03120 Mining Company 591420 6 Highland Mining 588677 10/14/201 47-30927-01 Bankruptcy Change of Control 03120 Company 591422 6 Power Mountain 09/26/201 47-25566-01 Term 609852 03120 Contura, LLC 8 02/01/201 Drexel University 37-04594-01 Term 592741 03123 7

Karos Term Pharmaceuticals, 08/10/201 Inc. 31-31441-01 600290 03620 7

Appendix O-4

Licensee License No. License Type Why Complex? Control Date PC No. Complete The George 08-00216-02 Renew 03/06/201 04618 Washington 592229 7 University Region III Ionetix Other New License. Radionuclide Production 03210, Corporation 04-35412-01 Using an Accelerator, Research and 593155 7/31/17 03620 Development Michigan State Type A New License. Radionuclide Production 03210, University 21-00021-31 Using an Accelerator, Research and 594327 3/17/17 03610 Development Broad Reliable Testing 03320 24-35592-01 New License. Radiography 618587 7/6/20 Services, LLC POINT Biopharma New License. Research and 03620, U.S., Inc. 13-35593-01 Development Other, Medical Institution 621132 3/10/21 02110 Broad Roush Industries, Other New License. Research and 03620 21-35539-01 613919 11/15/19 Inc. Development WMU Homer Other Stryker M.D. New License. Research and 21-35421-01 594556 7/7/17 03620 School of Development Medicine EBV Explosives SUB-9939 Other Greater than New License. Source Material 608993 8/30/18 11300 Environmental 150 kg Company d/b/a General Dynamics Ordnance and Tactical Systems, Munition Services Niowave, Inc. Research and New License. SNM U-235 and/or U-233 22111, 21-35144-04 Development - unsealed, less than a critical mass, 621136 1/20/21 03214, Other Manufacturing and Distribution - Other, 03620 Wayne State 21-00741-08 Amended License. Amendment issued in 600401 11/02/17 01100 University response to a request to authorize removal of sources (uCi quantities) from unused scintillation counters (LSCs) for disposal. Follow up to SLIV violation.

Appendix O-5

Licensee License No. License Type Why Complex? Control Date PC No. Complete Michigan State 21-00021-29 Amended License. - Amendment issued 618134 05/20/20 01100 University in response to request to increase materials authorizations for byproduct material with Atomic No. greater than 83, authorize an additional Sr-90 eye applicator (vet. use), and add 35.200 material for R&D use. Request to change RSC chair.

Mallinckrodt 24-04206-01 Amended License. Amendment issued to 609344 09/25/18 03211 Nuclear Medicine increase 2 isotopes on the license and LLC expand uses in accordance with proprietary requests in ML18192A827.

Site visit performed.

Curium US LLC 24-04206-01 Amended License. Amendment issued to 03211 add or significantly expand Cu-64, Ga- 611118 04/08/19 68, and Ge-68 authorizations.

Cardinal Health 34-29200- Amended License. Amendment issued to 612027 7/22/19 04210 Nuclear Pharmacy 01MD authorize the NorthStar RadioGenix Mo-Services 99/Tc-99m generator system.

Methodist Hospital 13-16558-01 Amended License. Amendment 609093 10/10/18 02230, of Gary authorizing storage, installation, 02240 acceptance, and commissioning testing of a new Elekta, Inc. Perfexion model gamma knife.

Eurofins Amended License. Amendment issued to 03610 BioPharma change licensed program including Product Testing 24-13365-01 reduction in authorized uses and 621395 09/22/20 Columbia, Inc. changes to procedure for conducting lab surveys. Change to RSC chair.

Sigma-Aldrich Terminated License. Research & 03620 Manufacturing, 24-16607-03 Development - Other 601077 11/08/17 LLC Niowave, Inc. 21-35144-03 Terminated License. Industrial 601593 12/05/17 03320, Radiography Temporary Job Sites, 03810 Byproduct Material Standby - No Operations Appendix O-6

Licensee License No. License Type Why Complex? Control Date PC No. Complete University of Terminated License. Academic Type B - 01110 Wisconsin - 48-09944-01 Broad 601555 01/30/18 Milwaukee Lincoln University Terminated License. Byproduct Material 03810 24-16097-01 593055 02/07/18 of Missouri Standby - No Operations Jackson Terminated License. SNM Possession 223300 Community SNM-1171 Only (non-fuel) - Permanent Shutdown 613633 10/15/19 College Kirksville College Terminated License. Research & 03620 of Osteopathic 24-17210-01 Development - Other 610769 7/17/19 Medicine Wabash College Terminated License. Research & 03620 13-07419-02 621420 03/04/21 Development - Other Cardinal Health 41 34-32780-01 Decommissioning License. 601331 10/11/17 03900 4, LLC Decommissioning and termination of license for PET cyclotron facility.

Curators of the Uni 24-00513-32 Decommissioning License. - 591693 10/17/17 02110 versity of Missouri Decommissioning of farm animal burial

- Columbia site for unrestricted use.

Central Michigan 21-01432-02 Decommissioning License. - 593032 01/26/18 03620 University Decommissioning of former areas where mCi quantities of C-14 and H-3 were used.

NSF International 21-15209-02 Decommissioning License. - 594420 02/06/18 03124 Decommissioning of former areas where uCi quantities of Ra-226 and Ra-228 were used.

Curators of the 24-00513-37 Decommissioning License. - 602353 03/01/18 03620 University of Decommissioning request for several Missouri locations within the Biological Sciences Building.

Washington 24-00167-11 Decommissioning License. - 602380 03/26/18 02110 University in St. Decommissioning request for former Louis areas where C-14 and H-3 were used.

National 34-00507-16 Decommissioning License. - 599800 05/08/18 03620 Aeronautics & Decommissioning of cyclotron vault.

Space Administration Appendix O-7

Licensee License No. License Type Why Complex? Control Date PC No. Complete St. Catherine 13-23665-01 Bankruptcy Review. Bankruptcy process Regional Hospital initiated as early as 2012, but escalated in 2016 with the hospital formally closing.

Licensed material was not removed at the time of the hospital closure, and mCi quantities of Co-57 and Cs-137 were inappropriately transferred to the new owner. Full license termination in Mar.

2018.

Lakeshore Toltest 34-35052-01 Bankruptcy Review. Initial bankruptcy Corporation notification received in 2014 without resolution until the license expired on October 31, 2020. This licensee is currently undergoing enforcement review for unauthorized transfer of two radium-226 moisture density gauges and two hand-held x-ray analyzers containing americium-241 and cadmium-109 sealed sources.

Schultz Surveying 24-32159-01 Bankruptcy Review. Licensee entered

& Engineering, bankruptcy proceedings in the 2016-Inc. 2017 timeframe and ultimately had the NRC license revoked for non-payment of fees in Jan. 2018. The NRC was able to verify transfer of all licensed material, except for one moisture density gauge through inspection of the licensee. The licensee was later found to have inappropriately transferred the one remaining gauge to Veterans Worldwide, a new license applicant (CN608932) that was not authorized at the time to possess licensed material. The gauge was located in an Agreement State when the issue was identified by the NRC and ultimately transferred to an authorized entity prior to the termination of the NRC license.

Appendix O-8

Licensee License No. License Type Why Complex? Control Date PC No. Complete The Dow 21-00265-06 Renewed License. Research and 594610 10/23/17 03610, Chemical Development Broad - Type A, 03120, Company Measuring Systems - Fixed Gauges, 03121, Portable Gauges, Analytical Instruments 03122 Analytical Bio- 24-13365-01 Renewed License. Research and 599636 11/30/17 03610, Chemistry Development Broad - Type A, 03123 Laboratories, Inc. Measuring Systems - Gas Chromatographs Leidos, Inc. 24-32591-01 Renewed License. Waste disposal 599636 11/16/17 03234, service processing or repackaging, 03219, decontamination services, leak test 03220, services, source material greater than 03221, 150 kg, SNM sealaed and unsealed, less 11300, than critical mass. 22110, 22111, 22150, 22151 University of Notre 13-01983-15 Renewed License. Academic Type A 599976 12/18/17 01100, Dame du Lac Broad, Fixed Gauges, Irradiators other 03210,

<10000 Ci, Irradiators self shielded 03511,

>10,000 Ci, Source Material less than 03520, 150 kg, SNM less than critical mass. 11200, 22110, 22111 InstroTek, Inc. 32-32666-01 Renewed License. Other Services, 600958 03/13/18 03225 sources less than or equal to 100 Ci.

Indiana 13-06028-02 Renewed License. SNM - unsealed, 608948 11/14/18 22110, Department of less than critical mass, R&D - other, 03620, Homeland source material less than 150 kg. 11200, Security (IDHS) 22111 Covance 13-32713-01 Renewed License. Research and 610913 06/04/19 03611, Laboratories, Inc. Development Broad - Type B, 03123 Measuring System Gas Chromatographs Dow Agrosciences 13-26398-01 Renewed License. Research and 612617 12/26/19 03610, Development Broad - Type A, 03123 Measuring System Gas Chromatographs Appendix O-9

Licensee License No. License Type Why Complex? Control Date PC No. Complete Industrial Mainten 13-32049-01 Renewed License. Other Services 614098 02/06/20 03225, ance Engineering, Sources less than or equal to 100 Ci, 03214, Inc. M&D other, General License Distribution, 03240, R&D Other 03620 SOFIE Co. d/b/a 45-25221-05 Renewed License. Radionuclide 616031 03/24/20 03210 Sofie production using an accelerator.

Department of the 24-32221-01 Renewed License. R&D Broad Type A, 617077 05/20/20 03610, Army Measuring Systems Portable Gauges, 03121, Irradiators Self Shielded <10,000 Ci, 03510, Source material <150 kg, SNM sealed 11200, sources less than critical mass. 22151 Washington 24-00167-14 Renewed License. Radionuclide 622649 02/02/21 03210 University in St. production using an accelerator.

Louis Region IV University of 50-02430-07 R&D Type B Renewal 622617 2/9/21 Alaska Fairbanks Broad Scope US Dept of 05-01399-08 Board Scope Type Release of laboratories-Group 2-3, 622602 10/1/20 Interior, USGC A Academic, R&D Building 21 618761 611589 Qal-Tek 11-27610-01 M&D, waste Renewal 612191 11/1/19 disposal US Dept of 05-01399-08 Broad Scope R&D Release multiple locations. 611589 10/8/19 Interior, USGC Complex decommissioning requiring decom inspector review H&H X-Ray 17-19236-01 Radiography Renewal with multiple devices and 613739 12/9/19 Services several SSD cross references International 11-27680- M&D Broad Type Distribute radiopharmaceutical (I-131) to 613966 2/13/20 Isotopes 01MD A radiopharmacies with FDA approval.

Idaho Falls 11-35569-01 Medical no WD New license. This action was considered 616083 10/31/19 Community complex because the revision of Hospital NUREG, Volume 9 was issued during the renewal process. The license reviewer issued an additional RAI to the licensee, in order to ensure that the renewal application information from the third revision of NUREG 1556, Volume 9 was addressed appropriately.

Appendix O-10

Licensee License No. License Type Why Complex? Control Date PC No. Complete Providence Health 25-16773-02 HDR Removal of Cs-137 irradiator and 617168 12/11/19

& Services deactivation of NSTS license.

University of 49-09955-10 Academic Broad Renewal 617261 1/14/20 Wyoming Scope Providence Alaska 50-17838-01 HDR HDR virtual entrance door (required 6097226 TAR/ame TAR) 12090 ndment complete5

/7/2019 Adanta 04-35535-01 D&D New license 611623 9/27/19 International 11-27680- Type A Broad Procedure for decontamination of area 6123746 6/12/19 Isotopes 01MD Scope where breached source occurred at 12612 7/3/19 University of Washington. Expedited request. Received 6/5/19. Second expedited request for review of procedure OP-SRC-047 Rev. C (Rev. B approved on previous amendment).

Blackjewel 49-26963-03 Fixed gauge Change of control; Expedited request (2 613770 8/6/19 days) to meet bankruptcy court proceedings. Extenuating circumstances (issue consent before 30-day posting) coordinated with regional counsel and OGC International 11-27680- Type A Broad Renewal 622818 In Isotopes 01MD Scope progress Montana State 25-00326-06 Academic Type A Renewal 622931 3/30/2021 University Broad Scope South Dakota 40-35101-01 R&D Type A Amendment. Required technical review 317620 4/30/2020 Science & Broad Scope of air handling/ventilation systems and Technology unique (i.e. underground) facility lay-out.

BRP Vet Clinic 11-35625-01 Veterinary Clinic New License: first NRC application for 624360 3/26/21 use of Synovetin (Sn-117m) for treatment of osteoarthritis in canines Idaho State 11-27380-01 Academic Broad Renewal 617844 7/27/2020 University Scope South Dakota 40-27640-01 Academic Broad Renewal 618612 7/15/2020 School of Mines & Scope Tech.

Loenbro 25-35574-01 Industrial New. This action authorizes NSTS 616839 1/2/2020 03320 Appendix O-11

Licensee License No. License Type Why Complex? Control Date PC No. Complete Inspection Radiography sealed sources greater than CAT 2 quantities. The applicant held several agreement state licenses and requested a license with the NRC.

Qal-Tek 11-27610-03 Waste Disposal New application for Mayfield Verification 613323 Withdrawn Processing/ Facility. Requested to use US Ecology Repacking methodology to approve alternate disposal requests. Application withdrawn by applicant following call advising of intent to deny. This new application was a collaboration between Region IV, OGC, and NMSS. A new application is currently being reviewed by Region IV.

• The State of Wyoming assumed oversight responsibilities for uranium recovery facilities located in that state on October 1, 2018. The NRC staff had several licensing actions that were in progress at the time of the turnover to the State of Wyoming. There were a total of 6 licensing actions that were turned over to the State of Wyoming for completion. These actions are included in the list of licensing actions provided [insert location] and include the phrase Transferred to WY as the last action (with a date of September 28, 2018) in the tracking spreadsheet. Prior to the turnover, the NRC staff identified a logical endpoint for licensing reviews that could not be completed and worked with the State of Wyoming staff to ensure the status of the licensing reviews was understood. In addition to the 6 licensing actions, the State of Wyoming became responsible for the license termination process for the conventional uranium mills located within that State. Prior to the turnover, the NRC staff clarified the steps remaining in the license termination process for the 6 conventional mills in Wyoming.

Appendix O-12

Appendix P: Variances and Exemptions Requirement Date Licensee License # MC # Action PC Reviewer Issued Uranium Recovery Homestake Exemption requested from one Mining of of their license conditions California requiring daily walkdowns by a qualified radiation safety technician. An exemption was granted allowing the licensee to 04/08/2020 use another trained but not fully qualified staff member for the daily walkdowns while the RST was away.

https://www.nrc.gov/docs/ML200 9/ML20099A179.pdf Rio Algom Exemption requested from a Mining LLC license condition requiring monthly groundwater monitoring.

An exemption was granted allowing the licensee to defer 04/21/2020 the collection of groundwater samples in April and May of 2020 until June of 2020.

https://www.nrc.gov/docs/ML201 1/ML20111A322.pdf Homestake A second exemption was Mining of requested for an extension for California the due date of their corrective actions as ordered by condition 5 of Confirmatory Order EA 114. An exemption was granted 05/15/2020 allowing an extension of 120 to the due date of the corrective actions.

https://www.nrc.gov/docs/ML201 3/ML20134H851.pdf Appendix P-1

Requirement Date Licensee License # MC # Action PC Reviewer Issued UNC Mining Exemption requested from a and Milling, license condition requiring Division of quarterly groundwater United Nuclear monitoring. An exemption was corporation granted allowing the licensee to defer the collection of 06/18/2020 groundwater samples in the second quarter of 2020 to the third quarter of 2020.

https://www.nrc.gov/docs/ML201 6/ML20162A199.pdf Sealed Source and Device QA Program Postponement of commitment to Agilent Commitment perform audit of their sealed 5/19/20 Technologies source supplier.

ML20133L537 Low-Level Waste Extend Possession Time of Los Alamos National Laboratory Waste in the Exemption Order 12/07/2020 Condition 8.B.4 Until December 23, 2022.

Waste Control ML20252A182.

Specialist Extend Possession Time of Los Alamos National Laboratory Waste in the Exemption Order 12/19/2018 Condition 8.B.4 Until December 23, 2020.

ML18269A318.

Region I 04618 Covid-19 Ex. For Security 03510 Univ. of CT 06-01450-47 618555 Reichard 04/10/2020 Training 04416 11200 2110 19-00296-10 618594 Covid-19 Ex. Inst. Cal, leak test, 2230 NIH 19-00296-17 618595 Weidner 04/23/2020 surveys, etc. 03520 19-00296-21 618596 03210 Appendix P-2

Requirement Date Licensee License # MC # Action PC Reviewer Issued Covid-19 Delay getting FA Courtem HHS-FDA 20-08361-01 618552 03610 04/27/2020 Signatures anche 08-00386-19 Howard University 618593 Covid-19 Ex. For Program Courtem 01100 04/27/2020 University 08-03075-07 618599 surveys and inspections anche Hospital Boehringer Covid-19 delay for license 06-19183-01 618708 03610 Shaffer 04/28/2020 Ingelheim inventory and SA 19-12056-02 616857 US Army Covid-19 delays 03610 Ullrich 04/29/2020 SMB-141 618670 Univ. of CT 06-01450-47 618639 Covid-19 LLEA Training 04618 Reichard 05/01/2020 USDA 19-00915-03 618758 Covid-19 Insp., training, 04617 Pfingsten 05/07/2020 DHS -

National Urban Covid-19, Inventory, RSC Wardrob 31-31334-01 618782 03710 05/07/2020 Security Tech meetings e Lab Agilent 07-28762-01 618783 Covid-19 Inventory, leak test 03214 Ullrich 05/15/2020 Banco de Covid-19 LT, Surveys, 52-25344-01 618804 03510 Ragland 05/15/2020 Sangre Calibrations Cardinal 34-31473- Orlikowsk NA Covid-19, delay for NRC Form 5 02500 05/15/2020 Health 02MD i USEPA 32-14048-04 618950 Covid-19 Dosimetry Exchange 03610 Pfingsten 06/01/2020 Siemens Covid-19 dosimeter wear 32-35165-01 621121 03225 Reichard 06/26/2020 Medical periods 04618 Covid-19 Ex. For Security 03510 Univ. of CT 06-01450-47 624004 Reichard 01/22/2021 Training Extension 04416 11200 DLA 37-30062-01 624639 Covid-19 Qtr. Lab Audits 03225 Reichard 03/04/2021 03214 Agilent 07-28762-01 622634 Covid-19 Extension 03225 Ullrich 08/25/2020 Technologies 03620 Howard 08-00386-19 Covid-19 Ex. For Program 622624 01100 Kauffman 01/15/2021 University University surveys and inspections DHS -

31-31334-01 Covid-19 Extension 037110 DeBoer 08/05/2020 National Lab 622622 Ragland NIH 19-00296-17 592838 Exemption 10 CFR 71.5(b) 03510 04/04/2018

& Ullrich Appendix P-3

Requirement Date Licensee License # MC # Action PC Reviewer Issued ChristianaCare Covid-19 exemption for meter 07-12153-02 625414 04822 Weidner 05/04/2021 Health System calibration Region III U.S. Army Joint Munitions Command Safety and 10 CFR 30.34(e) ML20129J883 05/08/2020 Risk Management Directorate Cardinal 10 CFR 22.2206(c) ML20136A319 05/15/2020 Health Department of Veterans Affairs Veterans Health 10 CFR 30.34(e) ML20126A508 05/19/2020 Administration National Health Physics Program Wayne State 10 CFR 30.34(c) ML20140A142 05/19/2020 University NASA Glenn Research 10 CFR 30.34(e) ML20141L647 05/20/2020 Center Wayne State 10 CFR 20.1906(c) ML20149K579 05/28/2020 University University of 10 CFR 35.610(d)(2) ML20150A397 06/01/2020 Michigan 10 CFR 35.60(b),

Beaumont 35.61(a), 35.67(b)(2), ML20148M331 06/02/2020 Health System 35.67(g), 35.310(a)

Department of Exemption to allow Veterans MML to grant Affairs temporary ML20202A457 06/21/2020 Veterans exemptions to Health permitees.

Appendix P-4

Requirement Date Licensee License # MC # Action PC Reviewer Issued Administration National Health Physics Program Ascension St.

John Macomb 10 CFR 30.34(c) ML20181A444 06/30/2020 Oakland Hospitals Bronson Battle 10 CFR 30.34(c) ML20181A456 06/30/2020 Creek Hospital Wayne State 10 CFR 30.34(c) ML20238B950 08/26/2020 University NASA Glenn Research 10 CFR 30.34(c) ML20241A300 08/31/2020 Center University of 10 CFR 20.1101(c) ML20302A155 10/28/2020 Michigan Washington University in 10 CFR 30.35(f) ML20309A706 11/09/2020 St. Louis Washington University in 10 CFR 35.610(e) ML20332A161 11/30/2020 St. Louis Department of Exemption to allow ML20349A148 12/14/2020 Veterans MML to grant Affairs temporary Veterans exemptions to Health permitees.

Administration National Health Physics Program Appendix P-5

Requirement Date Licensee License # MC # Action PC Reviewer Issued Department of Veterans Affairs Veterans Health 10 CFR 30.34(e) ML20350B610 12/15/2020 Administration National Health Physics Program Region IV ProTechnics 10 CFR 39.77 Request for temporary storage Simmons 4/20/20 rather than abandonment.

ML20112F532 Cordero Mine License Condition COVID-related travel restrictions Hanson 4/30/20 13.A on leak test vendor ML20120A617 Avera License Condition COVID-related - Common Torres 4/30/20 McKennan 13.C carrier not allowed to deliver Nuclear RAM packages inside hospital.

Medicine ML20121A234 Avera License Condition COVID-related. Request for 90- Torres 7/30/20 McKennan 13.C day extension of exemption.

Nuclear Medicine Schlumberger 10 CFR 39.71(a) COVID-related. Evacuation of Hanson 8/4/20 non-essential personnel, including logging supervisor, from drilling rig to accommodate deep-cleaning following positive COVID-19 test. Verbal approval by vonEhr 7/30/2020. Written approval, with OGC NLO, 8/4/2020.

ML20216A507 ML20217L101 Avera License Condition COVID-related. Request for 90- Torres 10/26/20 McKennan 13.C day extension of exemption.

Nuclear ML20300A441 Medicine Appendix P-6

Department of Energy (DOE) Exemptions Granted Applicant Regulation Date Issued Description Region III Lawrence Livermore 10 CFR 30.12 06/01/2017 Exemption for Joint Training and Field Exercise National Security in Chicago, Illinois. (ML17153A112) 09/15/2017 Exemption for Joint Training and Field Exercise in St. Ignace, MI. (ML17258A814)

SER - (ML17258A887)

Region IV Lawrence Livermore 10 CFR 30.12 FY2019 one National Security Idaho National 10 CFR 30.12 FY2019 Seven Laboratory FY2020 Seven FY2021 one National Security 10 CFR 30.12 FY2019 Seven Technologies, LLC FY2020 one (NSTec)-MSTS FY2021 one Appendix P-7

Appendix Q: Procedures Document Date Issued Description Complex Materials Decommissioning NUREG 1757, Volume 2, Revision 2 Sept. 2020 Issued, as a draft, for public comment in. Currently revising the document based on public comments received.

Uranium Recovery NMSS DUWP 70-1 Review Process for New Dec. 2020 Completed development of a new Uranium Recovery License Applications internal policy and procedure document focused on the review of new uranium recovery license applications. ML20269A111 (link will only work from inside NRC Evaluations of Uranium Recovery Facility June 2019 Completed the development of interim Surveys of Radon and Radon Progeny in Air staff guidance. ML14058A010 and Demonstrations of Compliance with 10 CFR 20.1301 Sealed Source and Device Branch Policy and Guidance Directives Revised to reflect the name changes of new organizational units due to re-organization.

NUREG-1556, Volume 3. Sept. 2015 Agreement State Staff supported the revision Low-Level Waste Proposed Disposal Procedures and Transfers April 2020 The NRC staff issued Guidance under of Radioactive Material 10 CFR 20.2002 and 10 CFR 40.13(a).

ML19295F109 Region I NUREG-1556 Series Licensing Guidance for Materials Licensees https://www.nrc.gov/reading-rm/doc-collections/nuregs/staff/sr1556/index.ht ml Licensing Templates Transitioned to the use of Web-Based Licensing to create, process, and publish licensing documents.

G:\WBL Documents Licensing Guidance Implemented electronic signatures and transitioned to a paperless remote licensing process.

G:\Reference\Licensing Storage Transitioning from storage of our licensing documents on a shared G:

drive to a SharePoint site.

G:\Reference\License Letter Templates Tool Kits https://www.nrc.gov/materials/miau/ma t-toolkits.html#6 Licensing Job Aid G:\Inspection and Licensing Working Group 10282011 Appendix Q-1

Document Date Issued Description Region III NUREG 1556 Vol. 6 Rev. 1 June 2018 Program-Specific Guidance About 10 CFR Part 36 Irradiator Licenses NUREG 1556 Vol. 7 Rev. 1 Feb. 2018 Program-Specific Guidance About Academic, Research and Development, and Other Licenses of Limited Scope, Including Electron Capture Devices and X-Ray Fluorescence Analyzers NUREG 1556 Vol. 8 Rev. 1 June 2018 Program-Specific Guidance About Exempt Distribution Licenses NUREG 1556 Vol. 9 Rev. 3 Sept. 2019 Program-Specific Guidance About Medical Use Licenses NUREG 1556 Vol. 12 Rev. 1 May 2018 Program-Specific Guidance About Possession Licenses for Manufacturing and Distribution NUREG 1556 Vol. 13 Rev. 2 Mar. 2019 Program-Specific Guidance About Commercial Radiopharmacy Licenses NUREG 1556 Vol. 14 Rev. 1 Apr. 2018 Program-Specific Guidance About Well Logging, Tracer, and Field Flood Study Licenses NUREG 1556 Vol. 16 Rev. 1 July 2018 Program-Specific Guidance About Licenses Authorizing Distribution to General Licensees NUREG 1556 Vol. 17 Rev. 1 July 2018 Program-Specific Guidance About Licenses for Special Nuclear Material of Less than Critical Mass NUREG 1556 Vol. 18 Rev. 1 Aug. 2017 Program-Specific Guidance About Service Provider Licenses NUREG 1556 Vol. 20 Rev. 1 Nov. 2020 Guidance About Administrative Licensing Procedures Basis of Confidence Licensing Checklist Jan. 2020 Checklist to Provide a Basis for Confidence that Radioactive Materials Will be Used as Specified on the Application License Term Memo Aug. 2017 Procedure for implementing the 15-year materials license term.

RIS 2005-31 Dec. 2017 Control of security-related Sensitive Unclassified Non-Safeguards Information handled by individuals, firms, and entities subject to NRC regulation of the use of source, byproduct, and special nuclear material.

License reviewer standard checklist. Rev. 7 Jan. 2019 Standard checklist used by license reviewers when processing each licensing action. Reviewers may make personal additions to the checklists they use.

Appendix Q-2

Document Date Issued Description 35.1000 Licensing Guidance Various All updates to licensing guidance pertaining to emergent medical technologies may be found on the NRC Medical Uses Licensee Toolkit at the following link:

https://www.nrc.gov/materials/miau/me d-use-toolkit/emerg-licensed-med-tech.html COVID-19 Exemption Licensing Guidance Apr. 2020 - All guidance relating to temporary Aug. 2020 exemptions due to the COVID-19 PHE are located on the NRC COVID-19 Regulatory Activities webpage at the following link:

https://www.nrc.gov/about-nrc/covid-19/materials/med-indust-academic.html Region IV NUREG-1556 series Utilized the guidance provided and the information provided on the Materials Licensees Toolkits on the NRC website.

Memorandum Issued that addressed exemptions to regulations contained in Title 10 of the Code of Federal Regulations Parts 30 and 34 or license conditions that licensees requested due to the public health emergency caused by the Coronavirus Disease 2019 (COVID-19). ML20108E940.

Appendix Q-3