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{{#Wiki_filter:Approved by OMB1    0F Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE Reporting Period:
Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the Nuclear Regulatory Commission (NRC) may copy the previous answer, if appropriate.
A.      GENERAL
: 1.      Please prepare a summary of the status of the NRC's actions taken in response to each of the open recommendations from previous IMPEP reviews.
RESPONSES:
Sealed Source and Device (SS&D) Evaluation Program.-
Reporting Period: December 12, 2014 - June 11, 2021 During the 2014 IMPEP of the SS&D Program the review team made one recommendation: The review team recommends that the Branch develop and implement a mechanism to obtain missing historical documents referenced in the Sealed Source and Device (SS&D) registration certificates transferred from the State of Georgia. In response to the recommendation the staff, worked with the State of Georgia and certificate holders to locate the missing historical documents. The staff summarized their efforts and results in a memorandum dated January 20, 2016 (ML16006A273).
Region I - Reporting Period: April 4, 2015 - June 11, 2021 The 2015 Region I IMPEP report included no comments or recommendations. The report from the Periodic Meeting in February 2018 indicated performance was satisfactory with no performance concerns or issues identified.
Region III - Reporting Period: July 22, 2017 - June 11, 2021 There were no recommendations from the previous Region III IMPEP in 2017.
1 An OMB clearance is not needed for the responses for the NRC IMPEP Review since this activity is internal to the agency. The identical form was used to be consistent with other IMPEP reviews conducted of NRCs regulatory partners in the National Materials Program. Estimated burden per response to comply with this voluntary collection request: 53 hours. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.
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Region IV - Reporting Period: April 6, 2019 - June 11, 2021 Did not have any open recommendations from previous IMPEP reviews. Therefore, there is no response necessary.
B. COMMON PERFORMANCE INDICATORS I. Technical Staffing and Training
: 2. Please provide the following organization charts, including names and positions:
(a)    A chart showing positions from the Commission down to the Radiation Control Program Director;
 
===RESPONSE===
See Appendix A for the organization chart of the NRC Office of Nuclear Material Safety and Safeguards (NMSS).
(b)    A chart showing positions of the radiation control program, including management; and
 
===RESPONSE===
See Appendix B for the full Region I, III, and IV organization charts.
(c)    Equivalent charts for sealed source and device evaluation, complex decommissioning and uranium recovery programs, if applicable.
 
===RESPONSE===
See Appendix C for the organization charts. Note that complex decommissioning actions in the Division of Decommissioning, Uranium Recovery and Waste Programs are handled by both the Uranium Recovery and Materials Decommissioning Branch and the Low Level Waste and Special Projects Branch.
References to Low Level Waste in this questionnaire indicate the Low Level Waste and Special Projects Branchs contribution to the NRCs complex decommissioning program.
: 3. Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas:
administration, materials licensing & compliance, emergency response, low-level radioactive waste, uranium recovery, other. If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.
If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts.
2
 
===RESPONSE===
See Appendix D for the staff plans.
: 4. Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.
 
===RESPONSE===
See Appendix E for the personnel hired.
: 5. Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.
RESPONSES:
See Appendix F for the staff not yet qualified.
: 6. Identify any changes to your qualification and training procedure that occurred during the review period.
RESPONSES:
No changes for Complex Materials Decommissioning, Sealed Source and Device, and Region IV.
Staff in uranium recovery licensing use Inspection Manual Chapter (IMC) 1248, Appendix I. This document is entitled Training Requirements and Qualification Journal for Uranium Recovery Project Managers/Technical Reviewers and is available at: https://www.nrc.gov/reading-rm/doc-collections/insp-manual/manual-chapter/index.html IMC 1248, Appendix I was revised in July 2019 to include three new required courses: (1) National Environmental Policy Act for the Uninitiated; (2)
MARSAME: Multi-Agency Radiation Survey and Assessment of Materials and Equipment (H-120); and (3) MILDOS Area Dose Assessment Code (Argonne National Laboratory). Additionally, the July 2019 revision included references to NUREG 1620 - Standard Review Plan for the Review of a Reclamation Plan for Mill Tailings Sites Under Title II of the Uranium Mill Tailings Radiation Control Act of 1978 and NUREG 1623 - Design of Erosion Protection for Long-Term Stabilization.
Low-Level Waste uses NMSS Policy and Procedure #1-13 that is based off the respective IMCs on June 7, 2019. The Policy and Procedure facilitates office ownership of the qualification process outside of the Inspection program. The Low-Level Waste Project Manager Qualification Journal is available in Agencywide Documents Access and Management System (ADAMS at ML16139A402.
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Region I uses the IMC 1248 guidance for qualification and training requirements. In addition, Region I implements and maintains Region I, Division of Nuclear Materials Safety (DNMS) Directive 0400/3, DNMS Training and Qualification Program. Revision 3 was implemented on March 3, 2021, to include the most recent references and guidance. Also, Attachment 3 of DNMS Directive 0400/3, Licensing Signature Authority -
Level I & II Groups has been updated to better reflect the program codes contained within the Web-Based Licensing system.
Region III has adopted IMC 1248 for the qualification of Materials Inspectors (Appendix B), Decommissioning Inspectors (Appendix F), Decommissioning Reviewers (Appendix G), and Licensing Reviewers (Appendix A).
: 7. Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.
 
===RESPONSE===
See Appendix G for staff departures.
: 8. List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.
RESPONSES:
No vacancies in the licensing portion of the Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
Low-Level Waste currently has 3 vacancies. Management is planning on utilizing programs such as Nuclear Regulator Apprenticeship Network (NRAN)
Program and Co-Op and Summer Intern programs as possible replacement candidates.
Region I has 1 vacancy in the Commercial, Industrial, R&D, and Academic Branch. Two Vacancies in the Commercial, Industrial, R&D, and Academic Branch. One vacancy for Division support. Additionally, by applying the NRCs Strategic Workforce Planning tool, Region I management decided to hire ahead 4 positions in the Medical and Licensing Assistance Branch in anticipation of future losses within the division. These positions will allow new staff to complete a substantial portion of the qualification program before the anticipated retirements occur. Management is currently reviewing applications and conducting interviews for the positions. Based on current budget predictions for fiscal years 2022 and 2023, division staffing levels will remain approximately the same as current staffing levels. Division management continues to assess budget and resource needs and make proactive hiring decisions.
Region III has 3 vacancies in DNMS at the time of the review. One vacancy in the Materials Inspection Branch (MIB), one vacancy in the Materials Control ISFSI and Decommissioning Branch (MCID), and one vacancy in the Materials Licensing Branch (MLB). MCID Health Physicist - MCID has 1 FTE vacancy that has been vacant since January 2021. MCID posted a solicitation of interest (SOI) agency-wide and did not hire anybody out of that SOI. MCID posted an SOI for external hires that closed in April 2021.
MCID has interviewed for the position and expects to make a selection soon. MIB Health 4
 
Physicist - The 1 FTE vacancy in MIB has been vacant since the end of March 2021 due to the retirement of Keven Null. MIB intends to post an SOI agency-wide to fill the one vacant position in the branch. MLB Health Physicist - 1 FTE vacancy that has been vacant since March 2021- MLB posted a SOI agency-wide and did not hire anybody out of that SOI. MLB posted for an external hire and is reviewing the applicants.
Region IV has 1 GG-13 license reviewer vacancy in Materials Licensing Decommissioning Branch as of April 2021. An Agency-wide solicitation of interest was posted and applicants are currently under review. The MIB does not currently have any vacancies, however, the Division will review the need for additional staff as needed for attrition.
: 9.      For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.
 
===RESPONSE===
Not applicable II. Status of Materials Inspection Program
: 10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information: license category or licensee name and license number, your inspection interval, and rationale for the difference.
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, Uranium Recovery, Region I, Region III, and Region IV.
Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, all 58 non-military sites were dispositioned by 2019, and dates of site visits and scoping surveys are provided as part of the page on letters to site owners on NRCs public webpage for radium (https://www.nrc.gov/materials/radium/non-military-radium-letters.html). None of the radium sites, neither military nor non-military, are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.
: 11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.
RESPONSES:
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery. See Appendix H for inspection priority.
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: 12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.
At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:
(1) Licensee Name (2) License Number (3) Priority (IMC 2800)
(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
See Appendix I for overdue inspections.
: 13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
No inspections currently overdue for the Regions.
Note: For the non-military radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. Thus, none are overdue. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.
: 14. Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
See Appendix J for number of reciprocity licensees.
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III. Technical Quality of Inspections
: 15. What, if any, changes were made to your written inspection procedures during the reporting period?
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
The Regions conduct its inspection program in accordance with inspection procedures and guidance developed by NMSS, including revisions made during the reporting period. The guidance provided in current NRC Inspection Manual Chapter 2800 is primarily used. IMC 2800 was last updated in March 2020.
: 16. Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
See Appendix K for accompaniments.
: 17. Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.
Region I has an ample supply of calibrated instruments available to inspectors for use during inspections. Instruments are sent to a qualified calibration company via an annual contract. Instrument and detector types capable of detecting alpha, beta, gamma and neutron radiation, include: ion chambers (6) ,
pancake probes (7), Sodium-Iodide scintillation probes (12), side window Geiger-Muellers (4), end window Geiger-Muellers (4), alpha detectors (3), microR meters (10), personal alarming rate meters (6), a neutron meter, and an isotope identifier. Region I does not have in-house laboratory capabilities. Samples collected in the field are sent to Oak Ridge Institute for Science and Education for analysis.
The Region III maintains a variety of instruments from simple hand-held dose rate instruments to more complex instruments used for decommissioning purposes which consist of ion chamber, Geiger-Mueller, scintillation, gas flow proportional detectors, etc. In addition to the Region IIIs internal instruments, Region III uses, as necessary, its contractor the Oak Ridge Institute for Science and Education (ORISE) to perform confirmatory surveys at decommissioning 7
 
licensee facilities. For soil, water, and/or vegetation samples, the region uses the ORISE laboratory for sample analysis. The instrument program is maintained in accordance with Regional Procedure 10.131, Protection of Region III Employees Against Ionizing Radiation. Region III does not maintain any calibration or laboratory capabilities. Region III uses a vendor (Laurus) to calibrate and repair its instruments. All calibrations are performed with NIST traceable sources. Instruments are calibrated at least annually, or prior to use, and any instruments that are out of calibration are stored in a labeled cabinet or have a tag attached to them indicating that they are out of calibration.
Calibration due dates are tracked by the Radiation Safety Officer (RSO) and instruments are sent for calibration typically once or twice per quarter. Region III maintains a sufficient inventory of survey instruments to ensure that inspection activities are not affected by instrument exchanges for calibration. Instruments not used on a routine basis are calibrated as needed. Region III provided a table for their survey instrument capabilities. See Appendix L.
The Region IV office maintains a variety of instruments to accommodate the different needs of the inspectors. The instrumentation is capable of measuring ambient exposure rates and surface contamination levels. Region IV maintains instrumentation that can measure both alpha and beta-gamma surface radioactivity levels. Although rarely used, Region IV also maintains a FIDLER for measurement of low energy radiation (Am-214, depleted uranium) in outdoor settings. The instrumentation is calibrated annually, in accordance with the Regional Radiation Safety Manual (a Regional Office Policy Guide),
by offsite contractors. Region IV uses three different contractors based on the level of complexity and the manufacturer of the instrument. Region IV also maintains some instrumentation in storage that is no longer calibrated. These meters are occasionally used for spare parts, or could be returned to service, if needed. Region IV maintains several check and calibration sources for functional checks and for efficiency calculations.
Region IV maintains a logbook of instrument calibration due dates and issuance of meters to the inspectors. The location of any meter at any time can be verified through the logbook. When an instrument is coming due for calibration, the laboratory manager will issue emails to recall the instruments for recalibration. Region IV no longer maintains the ability to measure neutron exposure rates. Any inspector requests for neutron exposure measurements would have to be conducted by the licensee at the request of the inspector. A common example would be during cannister loading operations at nuclear power plants. Finally, Region IV maintains sampling equipment for collection of swipe samples and environmental samples. Region IV no longer maintains the capability to analyze swipe, soil, or water samples. These samples are submitted to a contracted Department of Energy (DOE) laboratory in Idaho for analysis. Chain of custody forms are used to maintain control of the samples.
IV. Technical Quality of Licensing Actions
: 18. How many specific radioactive material licenses does your program regulate at this time?
 
===RESPONSE===
For Complex Materials Decommissioning and Uranium Recovery see Appendix M for specific radioactive material licenses.
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For Sealed Source and Device there are 157 active sealed source and device registration certificates. See Appendix N for specific radioactive material licenses.
As of March 24, 2021, Region I regulates 697 specific radioactive materials licenses. As of February 17, 2021, Region III regulates 872 active licenses.
The total includes one Master Materials license, 17 priority 1 licenses, 135 Priority 2 licenses, 143 priority 3 licenses, and 576 Priority 5 licenses. As of April 20, 2021, according to Web-Based Licensing Report 4, Region IV regulates 509 total licensees which includes one Master Materials License.
The Low-Level Waste and Projects Branch (LLWPB) is responsible for the NRCs radium program. For the radium program, there are no specific radioactive material licenses currently. Instead, per Commission direction, the NRC staff has pursued graded approaches for involvement at the various military and non-military sites.
For the military radium program, the Commission, in SRM-SECY-14-0082, directed the staff to establish, through a memorandum of understanding, a consultation process for sites with unlicensed Atomic Energy Act material being cleaned up by the U.S. Department of Defense (DOD) per its responsibilities under the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) and the Defense Environmental Restoration Program (DERP). The purpose of the consultation process is to ensure DODs CERCLA/DERP remedies also meet NRCs release criteria specified in 10 CFR Part 20, namely 10 CFR 20.1402 for unrestricted release, and 10 CFR 20.1403(b) for restricted release. Two approaches are employed for the consultation process depending on the level of oversight by the U.S.
Environmental Protection Agency (EPA):
* For sites on the National Priorities List (NPL), EPA is the lead federal oversight authority and NRC, at these sites, stays-informed of the staff would take a limited involvement approach to stay informed and would rely on the CERCLA process and EPA regulatory oversight. The staff maintains a general understanding of the progress and views on important radiological remediation issues as well as the completed and planned activities of each organization. This approach does not involve licensing and accordingly the staff does not conduct licensing reviews. However, the NRC reserves the option of providing comments to EPA on the military remediation, if necessary, to justify continued reliance on the CERCLA process and EPA oversight.
* For sites where there is no federal oversight conducted by EPA (e.g., sites not listed on the NPL), the NRC would monitor DODs cleanup. Monitoring uses a graded approach to prioritize these sites and conduct the appropriate type and amount of monitoring activities for each site based on its priority. This approach does not involve licensing, however, the purpose of this monitoring would be to provide consistent federal oversight to confirm that DODs remediation of radioactive material using the CERCLA process would result in an outcome that is protective of public health and safety and the environment. To accomplish this, NRC monitoring determines that NRCs 25 mrem/yr dose criterion in 20.1402 is not exceeded for sites planning for unrestricted release. For sites planning to leave contamination on-site with restrictions on future land use and/or 9
 
engineered controls, NRC monitoring would determine that the 25 mrem/yr dose criterion in 20.1403 (b) with institutional controls in place is not exceeded and that the plans for 5-year reviews required by CERCLA and their implementation are acceptable to ensure long-term protection.
During the review period, the number of DOD sites that NRC has been involved at has varied as follows: 2021: 21 sites; 2020: 17 sites; and 2019:
10 sites; NRC began issuing State and Tribal Programs (STP) letters to communicate with the States on which DOD sites it will be involved at:
STP-21-016 and STP-20-025. Listings of the specific DOD sites can be found in those letters.
For the non-military radium program, the Commission directed staff in SRM-SECY-17-0026 to (1) monitor under a memorandum of understanding with the EPA (should an MOU become necessary) and, as appropriate, separate site-specific agreements at sites undergoing remediation through relevant, existing, State and Federal programs and (2) use of a risk-informed, graded approach to either license, work cooperatively with site owners using a letter of forbearance, or not pursue any further action. During the review period, NRC revised its MOU with the National Park Service for involvement at NPS properties in New York undergoing cleanup for unlicensed AEA material, bringing the number of NPS sites with NRC involvement to three: Great Kills Park, Spring Creek Park, and Dead Horse Bay.
At the remaining non-military radium sites, NRC staff completed dispositioning all 47 original sites with historical radium contamination as well as 11 additional sites which were identified in subsequent efforts in Michigan and Connecticut. Of the 58 sites, 5 were determined to require cleanup and 1 additional site was found to exceed the number of gauges permitted under a general license. The five sites are the former Benrus, New Haven, Sessions, Seth Thomas, and Waterbury clock factories in Connecticut. The site with excess gauges is the Air Zoo Museum in Michigan. The NRC staff issued letters of forbearance after receiving commitments by site owners to implement voluntary controls and cleanup their respective sites. The Benrus and Sessions sites have been cleaned up and closed out by NRC staff in 2019 and 2020, respectively, and the Air Zoo site disposed of the excess to remain a general licensee in 2021. The New Haven site anticipates completing cleanup later in 2021. Two of the remaining sites, Waterbury and Seth Thomas, have submitted cleanup plans. Waterbury also has another portion of its site that is being evaluated by the EPA for inclusion on the NPL.
: 19. Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.
 
===RESPONSE===
For Complex Materials Decommissioning, Uranium Recovery, and the Regions, see Appendix O for major, unusual, or complex licenses In addition to the case work, the NRC staff completed the following significant actions related to Sealed Source and Devices during the review period. Two Sealed Source and Device workshops were conducted to train Agreement 10
 
State and NRC staff to conduct Sealed Source and Device safety evaluations.
In addition to the workshops, NRC staff provided a focused refresher training to staff from the State of North Carolina. Experienced Sealed Source and Device reviewers from the NRC and the Agreement States presented the lectures at the workshops. Agreement State staff provided strong support and participation in presenting lectures at each of the Workshops.
Sealed Source and Device Cases:
: 1. SSD 15-04 (Theragenics), this was for a new device that allowed for the standing of seeds at medical facilities.
: 2. SSD 15-23 (Eckert & Ziegler), this was for a prostate seed, that the applicant had to demonstrate alternative prototype testing.
: 3. SSD 15-40 & SSD 16-18 (CESCO), this was a device that was originally registered as a generally licensed device California. The applicant applied to the NRC to request it be registered as an exempt product.
: 4. SSD 17-27 (Hopewell Designs, Inc.), we have received several Sealed Source and Device applications from this applicant for different types of calibrator and irradiators.
: 5. SSD 19-02 and 19-03 (Varian), this was for a new HDR and sealed source.
Sealed Source and Device Workshops:
: 1. Raleigh, NC, with 25 Agreement State attendees and 1 NRC trainee participating, June 19-23, 2017;
: 2. Webinar with 31 Agreement State and 4 NRC trainees participating, August 5 - August 13, 2020.
Special Training:
: 3. Rockville, MD, 4 staff from North Carolina, September 10-12, 2018.
The NRC staff supported the development of the first Safety Evaluation Report for the NorthStar Medical Radioisotopes LLC, RadioGenixTM System Model 1.0a on March 15, 2018. The NRC staff used the analytical techniques in NUREG-1556, Volume 3, Revision 2. It should be noted that while the techniques from Volume 3 were used, the system did not meet the definition of a device.
As part of technical assistance request from the State of North Carolina, the staff performed the concurrence evaluation for CivaTech Onology, Inc. for the CivaDerm product (SSD 20-17 Civatech Oncology).
We served as IMPEP team members for the review of the Sealed Source and Device program in five Agreement States: Florida in 2015; Maine in 2015; North Carolina in 2018; Florida in 2019; Maine in 2019, New Hampshire 2021 and Tennessee 2021.
In September 2015, the staff completed the revision of the Sealed Source and Device guidance in NUREG-1556, Volume 3. Agreement State Staff supported the revision.
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The NRC team served as Sealed Source and Device resource on a nationwide basis through several interactions/week (50 cases in FY 2015, 37 cases in FY 2016, 44 cases in FY 2017, 44 cases in FY 2018, 40 cases in FY 2019, 36 cases in FY 2020, 15 cases in FY 2021): responded to e-mail questions, expressed opinions that the SSD Team prepared to outside inquiries. Specifically,
* inquiries from A/S Sealed Source and Device reviewers
* licensee inquiries (held public meetings, responded to emails, responded to telephone calls)
* responded to questions from the NRC Regions
: 20. Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.
 
===RESPONSE===
Complex Materials Decommissioning has not issued any exemptions from the regulations during the review period.
For Sealed Source and Device, Uranium Recovery, Low-Level Waste, and the Regions see Appendix P for variances and exemptions.
: 21. What, if any, change were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?
 
===RESPONSE===
See Appendix Q for procedures Region IV utilizes the guidance provided in the NUREG-1556 series and the information provided on the Materials Licensees Toolkits on the NRC website.
A memorandum was issued that addressed exemptions to regulations contained in Title 10 of the Code of Federal Regulations Parts 30 and 34 or license conditions that licensees requested due to the public health emergency caused by the Coronavirus Disease 2019 (COVID-19). The ADAMS Accession number is ML20108E940.
: 22. Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Sealed Source and Device, Low-Level Waste, and Region IV.
Region I does not have any renewals that exceeded 365 days.
Uranium Recovery has one license renewal application that has been pending for more than one year. A set of unique circumstances exists for this license. Uranium Recovery 12
 
issued Source Material License SUA-1580 to Hydro Resources, Inc. (HRI) in January 1998 for uranium production at the Crownpoint Uranium Project using the in situ recovery method. After the initial license was issued in 1998, the NRCs licensing decision was subject to a lengthy NRC Atomic Safety and Licensing Board review, Commission review, and Federal Court review. All legal reviews were completed in November 2010. In August 2002, during the course of the legal reviews, HRI requested renewal of license SUA-1580. The application was deemed timely filed. In March 2013, HRI submitted an updated Environmental Report (ER) and Consolidated Operations Plan (COP),
revision 3.0, to the NRC in support of its request for license renewal. In February 2014, HRI submitted a letter indicating that it was negotiations with the Navajo Nation and would provide updates to the ER and COP by June 2014. On February 5, 2014, and September 16, 2014, HRI requested additional time to complete its discussions with the Navajo Nation Council prior to submitting a revised license renewal application. On November 13, 2014, the NRC staff placed its review of the license renewal application in abeyance until further notice. In April, 2018, the licensee requested that the name on the license be changed to NuFuels, Inc. No construction or operation has occurred under the NuFuels, Inc. license for the Crownpoint Uranium Project. When NuFuels decides to proceed with the license renewal process, the staff will resume its review of the license renewal application.
Region IIIs Cases pending for one year or more:
Licensee                          License No.      Control      Reviewer        1 Year No.                          Date Michigan Mobile PET                21-32786-01      618177        Kennedy        3/4/2021 Imaging, LLC Michigan Mobile PET                21-32787-01      618191        Kennedy        3/4/2021 Imaging, LLC Universal Medical                  24-32189-01      618192        Casey          3/4/2021 Resources, Inc.
Western Missouri Medical          24-32222-01      618622        Kennedy        4/16/21 Center Excelsior Springs Medical          24-32234-01      618702        Kennedy        4/22/21 Center The license renewal applications listed above were delayed due to the COVID-19 Public Health Emergency. Both Michigan Mobile PET Imaging, LLC renewal applications are expected to be issued the week of 05/10/2021.
V. Technical Quality of Incident and Allegation Activities
: 23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:
 
===RESPONSE===
Not applicable for Complex Materials Decommissioning, Low-Level Waste, and the Regions.
The list of allegations that the Sealed Source and Device staff was involved is available in the files of the NRC Headquarters Allegation Team. The Sealed Source and Device staff routinely supports allegations involving the public sale 13
 
sites such as eBay and Amazon or for sales that involve licensed materials or licensing requirements. We responded to numerous eBay and Amazon sales during the review period. The Sealed Source and Device team receives and reviews the daily events report and determines whether the event is an Sealed Source and Device generic issue. The determination is based on the criteria in MD 6.4, Generic Issues Program. The team leader maintains a log of the events that were reviewed.
The Sealed Source and Device team also uses NMSS Policy and Procedure 2-6, Rev. 1:
Overview of Generic Communications Coordination and Processing. The Sealed Source and Device team performed an evaluation of events reported involving Electron Capture Devices (ECD) designed for use in Gas Chromatographs (GC) from 1991 to 2015. As a, result staff suggested a change in the expected useful life of ECDs to Agilent Technologies, this change was made in 2015 (ML15098A070). The Sealed Source and Device team identified, as an outcome of an event, that the issues regarding a missing lock washer in BSI Instruments, Inc. fixed gauge Model LB 7442-D could result in the source capsule coming loose due to vibration of the source, it was determined that this constituted a generic issue. As a result, staff issued Information Notice 2016-12, Potential Absence of Required Lock Washers in BSI Instruments, Inc. LB 7400 Series Fixed Gauges, dated October 20, 2016.
An event in Texas that involved a sealed source being removed from a fixed gauge was reviewed by NRC staff to determine whether there was a generic implication involving the manufacturing or design of the gauge. In response, as part of its review the Sealed Source and Device team issued a memo dated August 3, 2020 (ML20206L187) to the NMSS Office Director regarding the staffs review of the event.
An Nuclear Materials Events Database (NMED) search for the Uranium Recovery licensees during the review period yielded the following:
Licensee      License      Date of        Reporting          Type of Incident    Associated Name          Number        Incident        Date                                    Documents Lost Creek    SUA-1598      07/28/2018      07/28/2018          Radioactive        ML18211A630 ISR, LLC                                                        Material Release    ML18235A320 Uranium One    SUA-1341      08/01/2018      08/03/2018          Radioactive        ML18226A213 USA, INC.                                                        Material Release Uranium One    SUA-1341      08/06/2018      08/10/2018          Radioactive        ML18228A721 USA, INC.                                                        Material Release
: 24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.
 
===RESPONSE===
There have been no changes in procedures for responding to incidents and allegations in this review period for Complex Materials Decommissioning, Low-Level Waste, Sealed Source and Device, Uranium Recovery, Region I, and Region III.
Staff procedures for responding to incidents and allegations are found in Management Directive 8.8 Management of Allegations (available at https://www.nrc.gov/reading-rm/doc-collections/management-directives/volumes/vol-8.html ). This document was most 14
 
recently updated January 29, 2016. Materials incident response is governed by Inspection Manual Chapter 2800, last revised on March 2, 2020.
Region IV has developed a Desktop Guide for Materials Event Response Procedures which serves as an abbreviated version of the Regional Office Policy Guide (ROPG) for Materials Event Response Procedures; for more detailed guidance on event response duties and responsibilities, please refer to ROPG 9007B.2 Reactive Inspection and Licensee Event Report Guidance for DNMS Staff. In addition, response guidance can be found in a number of basic references, such as Manual Chapter 1301, Management Directive 8.3 and Management Directive 8.10.
C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements Not Applicable for the NRC.
: 25. Please list all currently effective legislation that affects the radiation control program. Denote any legislation that was enacted or amended during the review period.
: 26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.
: 27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.
: 28. If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.
II. Sealed Source and Device (SS&D) Evaluation Program
: 29. Prepare a table listing new and amended (including transfers to inactive status)
SS&D registrations of sources and devices issued during the review period.
 
===RESPONSE===
Not Applicable for Complex Materials Decommissioning, Low-Level Waste, Uranium Recovery, and the NRC Regional Offices.
See Appendix N for Sealed Source and Device cases processed between December 8, 2014 and May 4, 2021.
: 30. Please include information on the following questions in Section A, as they apply to the SS&D Program:
15
 
Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24
 
===RESPONSE===
N/A III. Low-level Radioactive Waste Disposal Program
: 31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:
Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24
 
===RESPONSE===
Not Applicable to the NRC.
IV. Uranium Recovery Program
: 32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:
Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24
 
===RESPONSE===
Not Applicable for Complex Materials Decommissioning, Sealed Source and Device, Low-Level Waste, and Region I and III.
Responses for Uranium Recovery program in Region IV (inspection activities) and DUWP (licensing) have been incorporated into the responses above.
16
 
MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:
* List of open license cases, with date of original request, and dates of follow up actions.
* List of licenses terminated during review period.
* Copy of current log or other document used to track licensing actions.
* List of all licensing actions completed during the review period (sorted by license
* reviewer, if possible).
* Copy of current log or other document used to track inspections.
* List of all inspections completed during the review period (sorted by inspector, if possible).
* List of inspection frequencies by license type.
* List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.
* List of all licenses that your agency has imposed additional security requirements upon.
17
 
ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE:
* All State regulations
* Documented training plan, if applicable
* Statutes affecting the regulatory authority
* Records of results of supervisory of the State program                          accompaniments of inspectors
* Standard license conditions
* Emergency plan and communications list
* Technical procedures for licensing, model
* Procedures for investigating allegations licenses, review guides
* SS&D review procedures, guides, and
* Procedures for investigating incidents standards
* Instrument calibration records
* Enforcement procedures, including procedures for escalated enforcement, severity levels, civil penalties (as applicable)
* Inspection procedures and guides
* Job descriptions
* Inspection report forms 18
 
Appendix A: Organizational Charts Appendix A-1
 
Appendix A-2 Appendix B: Regional Organizational Charts Appendix B-1
 
Appendix B-2 Region III/DNMS Organization Chart (Effective June 1, 2021)
John B. Giessner Regional Administrator Mohammed Shuaibi Deputy Regional Administrator Paul Meyer Special Agent in Charge Allan R. Barker, RGLO -    - Harral Logaras, RGLS James S. Clay -    - Carmen C. Olteanu Viktoria Mitlying                                                                    Shelbie R. Lewman Public Affairs Officer                                                                  Regional Counsel Prema S. Chandrathil Public Affairs Staff Jamnes L. Cameron Enforcement/Investigations Officer (TL)
                  - Sarah Bakhsh
                  - James K. Heller
                  - Kenneth L. Lambert
                  - Paul R. Pelke David L. Pelton, Director Division of Nuclear Materials Safety Joseph L. Nick, Deputy Director Division of Nuclear Materials Safety Darren W. Piccirillo, RSAO Patrice A. Shaughnessy -
Bunna R. Te -
Robert J. Orlikowski, Branch Chief                  Michael A. Kunowski, Branch Chief                    David E. Hills, Branch Chief Materials Licensing Branch                          Materials Inspection Branch                      Mat Ctrl, ISFSI, & DC Branch
          - Jason M. Kelly                                    - Luis A. Nieves Folch                            - Jennifer L. Dalzell
          - Colleen C. Casey                                  - Ryan J. Craffey                                - Michael M. LaFranzo
          - Sara A. Forster                                    - Robert G. Gattone                              - Peter J. Lee
          - Cassandra F. Frazier                              - Geoffrey M. Warren                              - Rhex A. Edwards
          - Bryan A. Parker                                    - Jason D. Draper                                - Bill C. Lin
          - Magdalena R Gryglak                                - Deborah A. Piskura                              - Vacant
          - Laura B. Cender                                    - Dennis P. ODowd                                - Vacant
          - Frank P. Tran                                      - Zahid M. Sulaiman
          - Erin J. Kennedy                                    - Vacant
          - Tammy R. Tomczak
          - Vacant Appendix B-3
 
Appendix B-4 Appendix B-5 Appendix C: Organizational Charts for Sealed Source and Device, Low-Level Radioactive Waste, and Uranium Recovery Programs Appendix C-1
 
Appendix C-2 Appendix D: Staff Plans Name                      Position                  Area of Effort          FTE %
Sealed Source and Device Tomas Herrera              Team Leader                Sealed Source and Device    FY15 - 41%
FY16 - 40%
FY 2015 includes work        FY17 - 51%
associated with the transfer FY18 - 15%
of the Georgia SSD program  FY19 - 25%
back to the NRC              FY20 - 32%
FY21 - 13%
Maria Arribas-Colon        Project Manager            Sealed Source and Device    FY15 - 56%
FY16 - 15%
FY17 - 6%
FY18 - 5%
FY19 - 10%
FY20 - <1%
Lymari Sepulveda          Mechanical Engineer        Sealed Source and Device    FY15 - 86%
FY16 - 81%
FY17 - 75%
FY18 - 60%
FY19 - 47%
FY20 - 51%
FY21 - 22%
Celimar Valentin-          General Engineer          Sealed Source and Device    FY15 - 49%
Rodriguez                                                                          FY16 - 42%
FY17 - 39%
FY18 - 43%
FY19 - 19%
FY20 - 4%
Lance Rakovan              Project Manager            Sealed Source and Device    FY20 - 4%
FY21 - 3%
FY15 - 2.33    FY16 - 1.47 FY17 - 1.70  FY18 - 1.23  FY 19 - 1.00    FY20 - 0.91  FY21 - 0.39 FTE            FTE        FTE          FTE          FTE                          FTE as of 3/8/2021 Complex Materials Decommissioning Bill W. Von Till          Branch Chief              Complex Materials            25%
Decommissioning -
Management Brittany C. Bolz          Health Physicist          Complex Materials            10%
Decommissioning -
Health Physics David D. Brown            Sr. Health Physicist      Complex Materials            15%
Decommissioning -
Health Physics Ronald A. Burrows          Sr. Health Physicist      Complex Materials            40%
Decommissioning -
Health Physics Douglas T. Mandeville      Sr. Project Manager        Complex Materials            25%
Decommissioning -
Project Management/
Engineering Appendix D-1
 
Name                        Position                    Area of Effort          FTE %
Dominick A. Orlando          Sr. Project Manager          Complex Materials            25%
Decommissioning -
Project Management Martha Poston-Brown          Health Physicist            Complex Materials            25%
Decommissioning -
Health Physics John L. Saxton              Hydrogeologist              Complex Materials            25%
Decommissioning -
Hydrogeology James A. Smith              Sr. Project Manager          Complex Materials            25%
Decommissioning -
Project Management Sarah Achten                Licensing Assistant          Complex Materials            10%
Decommissioning -
Administration Complex Materials            40%
George Alexander            Risk Analyst                Decommissioning -
Hydrogeology The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the complex material decommissioning program. These are not from a quantitative database. Complex Materials Decommissioning - 1.8 FTE total (0.8 total for FMRI and Cimarron)
Low-Level Waste Stephen S. Koenick          Branch Chief                Low-Level Waste -            50%
Management Stephen Dembek              Sr. Project Manager          Low-Level Waste              100%
Harry D. Felsher            Sr. Project Manager          Waste incidental to          50%
reprocessing (WIR); NRC      25%
Orders to WCS &
EnergySolutions regarding special nuclear material Christopher J. Grossman      Project Manager              Radium                      100%
Maurice L. Heath            Project Manager              WIR                          40%
Low-Level Waste              40 %
Cardelia Maupin              Sr. Project Manager          Low-Level Waste              100%
Alexandra L. Miller          Co-op                        Low-Level Waste              10%
Aaron (Ryan) Whited          Sr. Project Manager          Disused sources              25%
Melanie C. Wong              Sr. Project Manager          Low-Level Waste              50%
Priya Yadav                  Project Manager              WIR                          30%
Licensing                    30%
Low-Level Waste              40%
Mathews George              Project Manager              WIR                          25%
Low-Level Waste              25%
Adam Schwartzman            Risk Analyst                Low-Level Waste The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the low-level waste (LLW) and material decommissioning. For LLW, the main activities were in rulemaking, policy, and outreach. For decommissioning, the staff perform decommissioning of non-licensed sites through implementation of its radium program. These are not from a quantitative database. For LLW rulemaking, policy, and outreach ~ 5 FTE; for decommissioning ~ 1.5 FTE.
Uranium Recovery Bill W. Von Till            Branch Chief                Uranium Recovery -          75%
Management Brittany C. Bolz            Health Physicist            Uranium Recovery -          10%
Health Physics Appendix D-2
 
Name                      Position                  Area of Effort            FTE %
David D. Brown              Sr. Health Physicist        Uranium Recovery -            40%
Health Physics Ronald A. Burrows          Sr. Health Physicist        Uranium Recovery -            40%
Health Physics Thomas R. Lancaster        Hydrogeologist              Uranium Recovery -            50%
Hydrogeology Ron C. Linton              Sr Groundwater Hydro        Uranium Recovery -            100%
Project Management Douglas T. Mandeville      Sr. Project Manager        Uranium Recovery -            50%
Project Management/
Engineering Dominick A. Orlando        Sr. Project Manager        Uranium Recovery -            10%
Project Management Martha Poston-Brown        Health Physicist            Uranium Recovery -            50%
Health Physics John L. Saxton              Hydrogeologist              Uranium Recovery -            75%
Hydrogeology James A. Smith              Sr. Project Manager        Uranium Recovery -            75%
Project Management Elise A. Striz              Hydrogeologist              Uranium Recovery -            75%
Hydrogeology Sarah Achten                Licensing Assistant        Uranium Recovery -            40%
Administration Uranium Recovery -            50%
George Alexander            Risk Analyst Hydrogeology Environmental Project      Uranium Recovery -            50%
Ashley Waldron Manager                    Environmental Review Environmental Project      Uranium Recovery -            50%
Christine Pineda Manager                    Environmental Review The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the uranium recovery program. These are not from a quantitative database. Uranium recovery decommissioning - 4.5 FTE total. Uranium recovery licensing - 0.6 FTE total.
Region I Blake Welling              Division Director          Region I - Management          100%
Tamara Bloomer              Deputy Division Director    Region I - Management          100%
Donna Janda                Branch Chief                Region I - Management          100%
Christopher Cahill          Branch Chief                Region I - Management          100%
Anthony Dimitriadis        Branch Chief                Region I - Management          67%
Monica Ford                State Agreement Officer    Region I - Agreement State    100%
Program Farrah Gaskins              State Agreement Officer    Region I - Agreement State    100%
Program Anne DeFrancisco            Technical Assistant        Region I - Radioactive        100%
Material Program Trisha Haverkamp            Administrative Assistant    Region I - Radioactive        100%
Material Program Amy Linde                  Administrative Assistant    Region I - Radioactive        100%
Material Program Sheryl Villar              Management Assistant        Region I - Radioactive        100%
Material Program Robin Elliott              Health Physicist            Region I - Radioactive        100%
Material Program Appendix D-3
 
Name                Position              Area of Effort        FTE %
Elizabeth Tindle-  Health Physicist        Region I - Radioactive      100%
Engelmann                                    Material Program Bob Gallaghar      Health Physicist        Region I - Radioactive      100%
Material Program Patrick Hann        Health Physicist        Region I - Radioactive      100%
Material Program Rebecca Junod      Licensing Assistant      Region I - Radioactive      100%
Material Program Penny Lanzisera    Sr. Health Physicist    Region I - Radioactive      100%
Material Program Janice Nguyen      Sr. Health Physicist    Region I - Radioactive      100%
Material Program Netra Patel        Health Physicist        Region I - Radioactive      100%
Material Program Shawn Seeley        Health Physicist        Region I - Radioactive      100%
Material Program Geralyn Walt        Licensing Assistant      Region I - Radioactive      100%
Material Program Tara Weidner        Sr. Health Physicist    Region I - Radioactive      100%
Material Program Juan Ayala          Health Physicist        Region I - Radioactive      100%
Material Program Steven Courtemanche Health Physicist        Region I - Radioactive      100%
Material Program Laurie Kauffman    Health Physicist        Region I - Radioactive      100%
Region I - Material Program Jonathan Pfingsten  Health Physicist        Region I - Radioactive      100%
Material Program Randy Ragland      Sr. Health Physicist    Region I -Radioactive      100%
Material Program Michael Reichard    Sr. Health Physicist    Region I - Radioactive      100%
Material Program Steve Shaffer      Sr. Health Physicist    Region I - Radioactive      100%
Material Program Elizabeth Ullrich  Sr. Health Physicist    Region I - Radioactive      100%
Material Program Jason VonEhr        Health Physicist        Region I - Radioactive      100%
Material Program Harold (Harry)      Sr. Health Physicist    Region I - Radioactive      25%
Anagnostopoulos                              Material Program; Reactors Program Elizabeth Andrews  Health Physicist        Region I - Radioactive      67%
Material Program; Reactors Program Briana DeBoer      Health Physicist        Region I - Radioactive      100%
Material Program Bruce Dionne        Reactor Health Physicist Region I - Reactors        0%
Program Bryan Edwards      Health Physicist        Region I - Reactors        0%
Program Joseph Furia        Sr. Reactor Health      Region I - Reactors        0%
Physicist                Program Appendix D-4
 
Name                  Position                    Area of Effort            FTE %
Stephen Hammann          Sr. Health Physicist          Region I - Radioactive        100%
Material Program Mark Henrion              Health Physicist              Region I - Radioactive        50%
Material Program; Reactors Program Orysia Masnyk Bailey      Health Physicist              Region I - Radioactive        100%
Material Program John Nicholson            Sr. Health Physicist          Region I - Radioactive        100%
Material Program Ronald Rolph              Reactor Health Physicist      Region I - Reactors          0%
Program Storm Veunephachan        Health Physicist              Region I - Reactors          0%
Program Katherine Warner          Sr. Health Physicist          Region I - Radioactive        67%
Material Program; Reactors Program Scott Wilson              Sr. Health Physicist          Region I - Reactors          0%
Program Overhead FTE Total 2.00, Direct FTE Total 2.30, Total FTE for Spent Fuel Storage and Transportation 4.30 Overhead FTE Total 6.00, Direct FTE Total 25.40, Total FTE for Nuclear Material User 31.40 Overhead FTE Total 0.00, Direct FTE Total 5.00, Total FTE for Decommissioning and Low-Level Waste 5.00 Region III David L. Pelton          Director                      Region III - Management Joseph L. Nick            Deputy Director              Region III - Management Darren W. Piccirillo      State Agreements Officer      Region III - Agreement State Program Patrice A. Shaughnessy    Administrative Assistant      Region III - Administrative Bunna R. Te              Administrative Assistant      Region III - Administrative David E. Hills            Branch Chief                  Region III - Materials Decommissioning Branch Rhex A. Edwards          Sr. Health Physicist          Region III - Materials Decommissioning Branch Michael M. LaFranzo      Sr. Health Physicist          Region III - Materials Decommissioning Branch Peter J. Lee              Reactor Inspector -          Region III - Materials Decommissioning              Decommissioning Branch Bill C. Lin              Reactor Inspector -          Region III - Materials Decommissioning              Decommissioning Branch Jennifer L. Dalzell      Reactor Inspector -          Region III - Materials Decommissioning              Decommissioning Branch Robert J. Orlikowski      Branch Chief                  Region III - Materials Licensing Branch Cassandra F. Frazier      Sr. Health Physicist          Region III - Materials Licensing Branch Bryan A. Parker          Sr. Health Physicist          Region III - Materials Licensing Branch Jason M. Kelly            Health Physicist -            Region III - Materials Licensing                    Licensing Branch Colleen C. Casey          Health Physicist -            Region III - Materials Licensing                    Licensing Branch Appendix D-5
 
Name                  Position                  Area of Effort        FTE %
Sara A. Forster          Health Physicist -          Region III - Materials Licensing                    Licensing Branch Magdalena R. Gryglak    Health Physicist -          Region III - Materials Licensing                    Licensing Branch Laura B. Cender          Health Physicist -          Region III - Materials Licensing                    Licensing Branch Frank P. Tran            Health Physicist -          Region III - Materials Licensing                    Licensing Branch Erin J. Kennedy          Health Physicist -          Region III - Materials Licensing                    Licensing Branch Tammy R. Tomczak        Processing Assistant        Region III - Materials Licensing Branch Michael A. Kunowski      Branch Chief                Region III - Materials Inspection Branch Robert G. Gattone        Sr. Health Physicist        Region III - Materials Inspection Branch Geoffrey M. Warren      Sr. Health Physicist        Region III - Materials Inspection Branch Deborah A. Piskura      Sr. Health Physicist        Region III - Materials Inspection Branch Ryan J. Craffey          Health Physicist -          Region III - Materials Inspector                    Inspection Branch Luis A. Nieves Folch    Health Physicist -          Region III - Materials Inspector                    Inspection Branch Dennis P. O'Dowd        Health Physicist -          Region III - Materials Inspector                    Inspection Branch Zahid M. Sulaiman        Health Physicist -          Region III - Materials Inspector                    Inspection Branch Jason D. Draper          Health Physicist -          Region III - Materials Inspector                    Inspection Branch FY2021 Division Total Overhead FTE Total 8.00, Direct FTE Total 27.00, Total FTE for Branches 35.00 Region IV Mary Muessle            Division Director            Region IV - Management      100%
Linda Howell            Deputy Division Director    Region IV - Management      100%
Heather Gepford, Ph.D. Branch Chief                Region IV - Management      100%
Lizette Roldan-Otero    Branch Chief                Region IV - Management      100%
Randy Erickson          State Agreement Officer      Region IV - Agreement State 100%
Program Jacqueline Cook          State Agreement Officer      Region IV - Agreement State 100%
Program Binesh Tharakan          Technical Assistant          Region IV - Division of    75%
Nuclear Materials Safety Lynnette Scott          Administrative Assistant    Region IV - Administrative  100%
Tracy Hammon-Karl        Administrative Assistant    Region IV - Administrative  100%
Carol Hill              Licensing Assistant          Region IV - Administrative  100%
Edward Gilman            Contractor                  Region IV - Administrative  100%
Rob Evans                Senior Health Physicist      Region IV - Materials      100%
Decommissioning Branch Michelle Simmons        Senior Health Physicist      Region IV - Materials      100%
Licensing Branch Appendix D-6
 
Name                    Position                  Area of Effort    FTE %
Roberto J. Torres        Senior Health Physicist      Region IV - Materials  100%
Licensing Branch Casey Alldredge          Health Physicist            Region IV - Materials  100%
Licensing Branch Linda Gersey            Health Physicist            Region IV - Materials  100%
Decommissioning Branch Latischa Hanson          Health Physicist            Region IV - Materials  100%
Licensing Branch Austin Roberts          Health Physicist            Region IV - Materials  100%
Decommissioning Branch Janine Katanic, Ph.D. Senior Health Physicist      Region IV - Materials  100%
Inspection Branch James Thompson          Senior Health Physicist      Region IV - Materials  100%
Inspection Branch Kyle Bischoff            Health Physicist            Region IV - Materials  100%
Inspection Branch Allyce Bolger            Health Physicist            Region IV - Materials  100%
Inspection Branch Jason Dykert            Health Physicist            Region IV - Materials  100%
Inspection Branch Mohanned Kawasmi        Health Physicist            Region IV - Materials  100%
Inspection Branch Overhead FTE Total 8, Direct FTE Total 15, Total for Branches: 23 Appendix D-7
 
Appendix E: New Professional Hires Years of Date Hired Experience Name          Into      Degree(s)              Additional Training in Health Division Physics Complex Materials Decommissioning and Uranium Recovery December B.S. Nuclear Brittany Bolz                                Health Physicist                              2 2019    Engineering B.S. Industrial  Health Physicist transferred from Martha Poston-      August Management        inspection to licensing. She also has 36 36 Brown                2020    M.A.S Health    years experience in Emergency Physics          Preparedness.
October                  Health Physicist. Was a part of the 2018                    former Materials Decommissioning Greg Chapman to April                  Branch and joined the Uranium 2020                    Recovery group during the merge.
October                  Hydrogeologist. Was a part of the 2018                    former Materials Decommissioning Lifeng Guo to January                  Branch and joined the Uranium 2021                    Recovery group during the merge.
Project Manager, originally hired at the agency in April 1990. Was a part of the October Dominick Orlando,                            former Materials Decommissioning 2018 Branch and joined the Uranium Recovery group during the merge.
Project Manager. Was a part of the October                  former Materials Decommissioning James Smith 2018                    Branch and joined the Uranium Recovery group during the merge.
Low-Level Waste Project Manager with Risk Analyst background. Was a part of the former Christopher        October                  Materials Decommissioning Branch Grossman,            2018                    and joined the Low-Level Waste and Projects Branch (LLWPB) during the merge October                  Project Manager. Was a part of the 2018 to                  former Materials Decommissioning Richard Chang Summer                    Branch and joined the LLWPB during 2019.                    the merge.
Health Physicist. Was a part of the October former Materials Decommissioning Robert Nelson      2018 to Branch and joined the LLWPB during June 2021 the merge.
Co-Op Student hired as initially as Alexandra Miller  May 2020 B.S. Engineering Summer Intern 2020.
Nathanael Denney May 2021 B.S. Engineering Summer Intern 2021 Appendix E-1
 
Years of Date Hired Experience Name          Into        Degree(s)                  Additional Training in Health Division Physics Region I Prior position in NRC in reactors, internship with Radiation Health B.S. Nuclear Briana DeBoer      May 2015                      Protection group at The Boeing                  1 Engineering Company. Transferred to the division from another division within the NRC.
Various, including Iowa state materials inspector; Radiological Controls M.S.
Leonardo          October                      Supervisor at the Hanford PFP facility; Environmental                                                    24 Wardrobe            2015                        NDA Scientist/Analyst; NDA Management Analyst/Engineer; Radiological Controls Technician Prior position in NRC in reactors and B.S Materials enforcement. Transferred to the Anne DeFrancisco  April 2016 Science and                                                        0 division from another division within the Engineering NRC.
Prior position in NRC in reactors.
B.S. Nuclear Katherine Warner  May 2016                      Transferred to the division from another        0 Engineering division within the NRC.
Various, including military experience, positions at nuclear power plants, A.S. Nuclear NRRPT Certified, Certified Health Harold (Harry)      October  Technology Physicist, and Certified Safety                28 Anagnostopoulos      2017    B.S. Radiation Professional. Transferred to the Safety division from another division within the NRC.
Unable to obtain information on this individual. He was only qualified to October                      Transferred to the division from another Bruce Dionne                  inspect operating                                                  ^
2017                        division within the NRC.
reactors health physics, which is outside the scope of the IMPEP.
Various, including health physicist with B.S. Chemistry      the Army and radioactive material October Joseph Furia                  M.S. Nuclear        transportation instructor. Transferred        37 2017 Chemistry          to the division from another division within the NRC.
B.S. Mathematical Various, including positions in the Science October                      radiation detection department at Three Ronald Rolph                  M.S. Information                                                  30 2017                        Mile Island. Transferred to the division Technology from another division within the NRC.
Prior positions in NRC in reactors.
B.S. Nuclear        Transferred to the division from another Jonathan Pfingsten April 2018                                                                    0 Engineering        division within the NRC.
Elizabeth Andrews  November B.S. Chemical        Prior positions in NRC in reactors.            0 Appendix E-2
 
Years of Date Hired Experience Name            Into      Degree(s)              Additional Training in Health Division Physics 2018    Engineering,      Transferred to the division from another M.S. Sustainable  division within the NRC.
Engineering B.S.
Various, including Health Physicist at Environmental the NRC prior to transferring to be a Engineering Steve Shaffer      June 2019                    resident/senior resident inspector.            9 M.S.
Transferred to the division from another Environmental division within the NRC.
Health Various, HP at a Broad Scope Anthony Dimitriadis  July 2019 B.S. Physics      licensee, NRC Materials Inspector,            34 positions in NRC reactor programs September B.S. Electrical    Prior positions in NRC in reactors and Juan Ayala                                                                                      0 2019    Engineering      allegations/enforcement specialist B.S. Electrical Engineering November Christopher Cahill            M.S.              Prior positions in NRC in reactors            32 2019 Environmental Engineer Various, including Health Physicist at Texas licensee type A academic broad scope; Health Physicist and ARSO at B.S. Radiological NRC licensee manufacturing alpha Elizabeth Tindle-    December Health            radiopharmaceuticals; Senior Health            7 Engelmann              2019 Engineering      Physicist at NRC type A broad scope licensee manufacturing wide variety of radiopharmaceuticals and radiochemicals B.S. Nuclear Netra Patel          May 2020                    None, recent college graduate                  0 Engineering B.S. Secondary Education Prior NRC positions in reactors and Mathematics and emergency response. Transferred to Physics the division from another division within Mark Henrion        July 2020 M.N.S Physics                                                    0 the NRC.
M.P.S Cybersecurity and Information Assurance Various including Senior Health November  B.S. Health      Physicist in the private and medical Bryan Edwards                                                                                  17 2020    Physics          and academic sector; past president of local Health Physics Society Storm              December  B.S. Nuclear      Various, including state inspector with Veunephachan        2020      Engineering      Pennsylvania Department of Environmental Protection as a 3
Radiation Health Physicist Patrick Hann        February B.S. Physics      Various, including RSO/Senior Health          11 Appendix E-3
 
Years of Date Hired Experience Name                Into        Degree(s)              Additional Training in Health Division Physics 2021      M.A.S Health      Physicist at medical broad scope with Physics          R&D B.S. Radiological Various, including 7 years in NRC Health            Region IV as a Health March Jason VonEhr                        Engineering  and  Physicist/Materials inspector.                7 2021 Radiological      Transferred to the division from another Sciences          division within the NRC.
Region III Jennifer Dalzell        August B.S. Mechanical Materials Control ISFSI and 2018      Engineering      Decommissioning Branch David Hills            April 2020 B.S. Nuclear        Materials Control ISFSI and Engineering      Decommissioning Branch Jason Kelly            September Health Physics Materials Licensing Branch                    15 2019 Mike Kunowski          April 2020 M.S.
Materials Inspection Branch Biology/Zoology Robert Orlikowski      April 2020 B.S. Chemical Materials Licensing Branch Engineering Darren Piccirillo      February B.S. Physics; 2018      M.S. Nuclear      State Agreement Officer Engineering Region IV Kyle Bischoff            August B.S. Nuclear          3 years certified and 5 years 2020      Engineering      experience OSHA, Confined Spaces, Fall Safety, Shoring and Rigging.
Materials Inspection Branch Mohanned Kawasmi May 2021 B.S. Nuclear                Former employee with the Texas Engineering      Commission on Environmental Quality.
Minor:            Materials Inspection Branch Radiological Health Engineering B.S. Radiological Allegation/ Enforcement Specialist.
March Casey Alldredge                    Engineering      Materials Licensing and 2020 Decommissioning Branch Regarding Sealed Source and Device reviewers, Ms. Arribas-Colons, Mr. Herreras, Ms. Sepulvedas, and Dr. Valentin-Rodriguez academic training and professional qualifications were reviewed in previous IMPEP audits. Dr. Valentin-Rodriguez completed the IMC 1248 qualification program and obtained her signature authority after the last IMPEP of the NRCs Sealed Source and Device program.
Appendix E-4
 
Appendix F: Staff Not Yet Qualified Name                        Previous                Qualification              Anticipated Qualification            Requirements Currently      Completion Date in Progress Complex Materials Decommissioning Given the limited number of complex decommissioning sites and the similarities between the uranium recovery and decommissioning qualification programs, the staff is focusing its decommissioning qualifications training on specific courses as the need arises.
Uranium Recovery Brittany Bolz                                        Uranium Recovery Project    H-100: Site Access Manager and Technical      Training - Book work Reviewer under              completed. On the Inspection Manual          Job Training portion Chapter (IMC) 1248          needed. On hold Appendix I.                due to COVID-19.
H-122: Fundamental Health Physics I and II. Book work completed. Lab portion needed.
Scheduled for June 2021.
H-111:
Environmental Monitoring for Radioactivity. No course offerings available. Lab portion on hold due to COVID-19.
Introduction to National Environmental Policy Act. No course offerings available.
F-201s: Fuel Cycle Processes. In progress Martha Poston-Brown          IMC 1248 Appendix F      Uranium Recovery Project    F-201s: Fuel Cycle Manager and Technical      Processes. In Reviewer under IMC 1248    progress IMC 1246 Appendix A      Appendix I.                NEPA for the Section II                                          Uninitiated. No course offerings available IMC 1248 Appendix H Appendix F-1
 
Name                    Previous                Qualification            Anticipated Qualification            Requirements Currently    Completion Date in Progress Sealed Source and Device Lance Rakovan                                    Sealed Source and        Departed the Device reviewer in        program in March accordance with IMC      2021. Still needed to 1248.                    take complete additional case work under supervision.
Region I Juan Ayala                                        License Reviewer and      Late 2021 Materials Inspector under IMC 1248 Elizabeth Tindle-                                License Reviewer and      Mid 2021 Engelmann                                        Materials Inspector under IMC 1248 Netra Patel                                      License Reviewer and      Early 2022 Materials Inspector under IMC 1248 Patrick Hann                                      License Reviewer and      Early 2023 Materials Inspector under IMC 1248 Region III Jason Kelly              Agreement State          License Review under Qualifications          IMC 1248 Appendix A Jennifer Dalzell        IMC 1248 App A.          Decommissioning (Cross Qual.)            License Reviewer        Materials Inspector, Project Managers and Technical Reviewers under IMC 1248 Appendix F & G.
Bill Lin (Cross Qual.)  IMC 1248 App B.          Decommissioning Materials HP            Materials Inspector, Inspector                Project Managers and Technical Reviewers under IMC 1248 Appendix F & G.
Sara Forster            IMC 1248 App A.          Decommissioning Project  June 2021 (Cross Qual.)            License Reviewer        Managers and Technical Reviewers under IMC 1248 Appendix G.
Frank Tran (Cross Qual.) IMC 1248 App A.          Decommissioning Project License Reviewer        Managers and Technical Reviewers under IMC 1248 Appendix G.
Region IV Casey Alldredge          IMC 1248, App A          All formal coursework    TBD completed.
Recommendation for Appendix F-2
 
Name          Previous            Qualification              Anticipated Qualification      Requirements Currently      Completion Date in Progress limited signature authority on portable gauges submitted to management April 21, 2021 Kyle Bischoff Materials Inspector Formal coursework in        September 2023 under IMC 1248,    progress; qualification Appendix B          journal available upon request Appendix F-3
 
Appendix G: Staff Departures Name            Position        Date Left Position          Reason for Leaving/Transfer Complex Materials Decommissioning and Uranium Recovery Samantha Crane          Project Manager    June 2018 James Webb              Health Physicist    May 2019 Greg Chapman            Health Physicist    April 2020 Ken Kalman              Project Manager    July 2020 Lifeng Guo              Hydrogeologist      January 2021 Elise Striz            Hydrogeologist      May 2021 Low-Level Waste Richard Chang          Project Manager. Summer 2019 Robert (Lee) Gladney                        Summer 2020 Lloyd Desotell                              November 2020 Marlayna Doell                              November 2020 Robert Nelson          Health Physicist    June 2021 Sealed Source and Device Celimar Valentin-      General Engineer    June 2020 Rodriguez Lance Rakovan          Project Manager    March 2021 Region I Kathy Modes            Health Physicist    July 2015            Transfer to another division within the NRC Daniel Collins          Division Director  February 2016        Transfer to another division within the NRC Sattar Lodhi            Health Physicist    February 2016        Retired Hector Bermudez        Health Physicist    February 2017        Retired James Dwyer            Branch Chief        July 2017            Retired Blake Welling          Branch Chief        July 2017            Promoted to Deputy Division Director (DRP, RI)
Bruce Dionne            Reactor Health      December 2017        Retired Physicist Mark Roberts            Senior Health      December 2018        Retired Physicist Lester Tripp            Health Physicist    March 2019            Retired Dennis Lawyer          Health Physicist    April 2019            Retired Appendix G-1
 
Name      Position        Date Left Position          Reason for Leaving/Transfer Raymond Powell      Branch Chief      June 2019            Retired Arthur Burritt      Branch Chief      June 2019            Retired Joseph Furia        Senior Reactor    September 2019      Retired Health Physicist John Miller        State Agreement    November 2019        Retired Officer Donna Gruber        Licensing          November 2019        Retired Assistant Craig Gordon        Senior Health      December 2019        Retired Physicist Todd Jackson        Senior Health      February 2020        Retired Physicist James Trapp        Division Director  June 2020            Retired James Cassata      Health Physicist  August 2020          Deceased Ronald Rolph        Reactor Health    August 2020          Transfer to another division Physicist                              within the NRC Joseph Nick        Deputy Division    December 2020        Transfer to another division Director                                within the NRC Leonardo Wardrobe  Health Physicist  February 2020        Transfer to another Region within the NRC Region III Jennifer Dalzell    License Reviewer August, 2018          Transfer to MCID Nicole Fields      Decommissioning    January, 2021        Transfer to NRR and ISFSI Inspector Ed Harvey          Materials          July, 2021          Transfer to RES Inspector Matthew Learn      Decommissioning    February, 2020      Transfer to NMSS and ISFSI Inspector James Lynch        Regional State    January 2018        Retired Agreements Officer Daniel Strohmeyer  License Reviewer  March, 2021          Transfer to RES Navid Tehrani      Materials          December, 2017      Left for private sector Inspector Kevin Null          Materials          March, 2021          Retired Inspector Region IV Martha Poston-Brown UR &              August 2020          Transferred to DUWP Decommissioning Inspector Michelle Hammond    Materials          April 2021          Transferred to NMSS/LB Licensing Reviewer Appendix G-2
 
Appendix H: Inspection Priorities Inspections          FY15    FY16      FY17            FY18    FY19          FY20      FY21 Region I Routine Inspections 105      135        128            127      125            94        23 (Priority 1, 2, 3)
Initial Inspections  16      19        15              19      15            18        4 Region III Routine Inspections                      12                                                17 22      23            13 Priority 1                                (7/22 - 12/31)                                    (1/1 - 4/1)
Routine Inspections                      19                                                7 92      83            15 Priority 2                                (7/22 - 12/31)                                    (1/1 - 4/1)
Routine Inspections                      20                                                5 47      63            13 Priority 3                                (7/22 - 12/31)                                    (1/1 - 4/1)
Initial Inspections                      5              11      11            13        2 (7/22 - 12/31)                                    (1/1 - 4/1)
Region IV Routine Inspections                                                      49      39        23 (Priority 1, 2, 3)                                                  (4/6 - 12/31)          (1/1 - 4/19)
Initial Inspections                                                      12      14        4 (4/6 - 12/31            (1/1 - 4/19)
Note: The licensed Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.
Appendix H-1
 
Appendix I: Overdue Inspection Priorities License Name      License No. Priority &    Last      Due      Date      Days    Inspecti Docket No. Program      Inspecti    Date  Performed  Overdue      on Codes      on Date/                                  Report License                                  Issued Issued Region I Advanced          09-35310-01E Initial (5)  12/5/16  12/05/17  02/11/20  3 years 2  02/21/20 Combat              03038926    03254                                      months Solutions Inc.
Reason overdue not documented:
HQs was not assigning their E licenses (at this time) to the region for inspection.
Techniweld        10-35153-01E Initial (5) 07/24/14  07/01/15 09/18/2015  80 days  09/18/15 USA                04038371    11240 Reason overdue not documented:
HQs was not assigning their E licenses (at this time) to the region for inspection.
Mid Atlantic      47-35536-01 Initial (5) 06/06/19  06/06/20  06/24/20  18 days  06/24/20 Maintenance        03039162    03121 Reason overdue:
Travel restrictions due to the Covid-19 PHE Hospital          52-35189-01 Initial (3) 02/09/15  02/09/16 06/20/2016 120 days  06/20/16 Metropolitano      03038787    02120 Dr. Susoni Reason overdue:
Inadvertent oversight Region III 1
C&C              48-35406-01 2 (initial)  License 11/10/18    01/9/19  Approx. 01/9/19 Environmenta                                issued                      2 months l, Inc.                                    05/10/19 2
Dow              21-35538-01 5 (initial)  License  06/17/20  06/19/20    2 days    08/5/20 Agrosciences                                issued LLC                                        06/17/19 3
DDP              21-35537-01 5 (initial)  License  06/17/20  06/24/20    7 days  07/22/20 Specialty                                    Issued Electronic                                06/17/19 Materials US, Inc.
Region IV Appendix I-1
 
License Name          License No.      Priority &    Last        Due        Date      Days      Inspecti Docket No.        Program    Inspecti      Date    Performed    Overdue      on Codes    on Date/                                        Report License                                          Issued Issued NonDestructive        17-29410-01      1            01/29/19    07/29/20  11/03/20*    4 months,  11/03/20 and Visual                                                                              5 days Inspection, LLC Quality              17-35492-01      1            01/30/19    07/30/20  11/03/20*    4 months,  11/03/20 Inspection &                                                                            4 days Testing, Inc.
Versa Integrity      17-35243-01      1            01/28/19    07/28/20  11/04/20 -  4 months,  12/3/20 Group, Inc.                                                                11/17/20*    7 days Metals Testing        37-29406-02      1            07/10/19    01/10/21  03/22/21 -  2 months, Services, Inc.                                                              in progress* 12 days Avera St.            40-18000-01      2            03/10/16    03/10/19  07/30/19 -  4 months,  12/17/19 Luke's                                                                      12/10/19*    20 days Cultilux+            17-35464-01E      Initial      11/13/18    11/13/19  01/11/21 -  1 year, 1 in progress* month, 29 days 1 The  inspection was initially due in May 2018, then extended to November 2018 because the licensee had not begun licensed activities. Due to inclement weather and the Radiation Safety Officers availability, the inspection could not be conducted until January 2019. The information above is current as of 4/1/2021 2 and 3 All inspections planned for March and April 2020 were postponed due to the COVID-19 public health emergency and resulting travel restrictions. As a result of this delay and the availability of licensee staff, these two initial inspections were performed overdue. These two inspections were not extended to 18 months because they were already actively using licensed materials. The information above is current as of 4/1/2021
* Includes    the inspection scheduling window allocated to each priority based on IMC 2800 (e.g.,
Priority 1 and 2 licensees may vary around their dude date by +/- 50 percent.)
          +  Culitlux inspection region was assigned incorrectly into WBL as Region II. The error was identified during an audit of WBL by RIV inspection staff. An inspection was initiated immediately after the error was identified.
Note: The licensed Low-Level disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. Thus, none are overdue. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.
Appendix I-2
 
Appendix J: Number of Reciprocity Licensees Year            Applicants/Potential  Inspections Program  Priority Candidates            Performed  Codes Region I 2015                  17                    2    03320      1 2016                  17                    7    03234      2 02220      3 03219      3 03320      1 2017                  27                    9    02220      3 03226      1 03320      1 03226      2 03219      3 2018                  22                    11    03320      1 03226      2 03219      3 03234      2 03211      2 03226      1 03234      2 02220      3 2019                  22                    10    03320      1 02220      3 03219      3 03234      2 03320      1 2020                  22                    6    03320      1 03121 03226      2 03320      1 2021                  11                    1    03226      1 (As of 4/16/21)
Region III 2017                  21                    6    03226      2 03320      1 02220      3 2018                  18                    7    03320      1 03110      3 03226      2 02220      3 2019                  13                    5    03226      2 02220      3 03226      2 03211      2 03320      1 03234      2 2020                  15                    2    03111      3 2021                                              03226      2 (As of 4/1/21)            2                    1 Appendix J-1
 
Year            Applicants/Potential      Inspections        Program      Priority Candidates                Performed          Codes Region IV 2019                  109                      9            03320          1 03120          5 03110          3 03226          2 03320          1 03219          2 2020                  88                      3            03320        N/A 03121        N/A 03226          5 2021                  67                    31            03320          1 03226          2 03234          2 03110          3 03111          3 03610          3 03121          5 Note: All applicants are potential candidates per the Guidance for Performing NRC Reciprocity Inspections memo issued on November 13, 2020. Region III revised criteria for Candidate selection starting in 2021 Appendix J-2
 
Appendix K: Accompaniments Inspector Name        FY15            FY16          FY17            FY18          FY19          FY20              FY21 Month          Month        Month            Month        Month          Month            Month Program Code    Program Code  Program Code Program Code    Program Code  Program Code      Program Code Accompanied      Accompanied    Accompanied    Accompanied  Accompanied by  Accompanied        Accompanied by              by            by              by                          by                by Region I December            January August Harold (Harry)                                                                              N/A (7)            N/A (7)
N/A (7)              (6)
Anagnostopoulos                                                                            Dimitriadis        Dimitriadis Powell October        December            May Elizabeth N/A (7)        N/A (7)            N/A (7)
Andrews Powell        Dimitriadis        Dimitriadis January            Not yet Juan Ayala Not yet qualified    qualified April            July Hector Bermudez      03620            02120        N/A (3)          N/A (3)        N/A (3)      N/A (3)            N/A (3)
Dwyer          Dwyer July November        March          February Not yet James Cassata                                                                        (5)        N/A (3)            N/A (3) qualified Welling      Welling          Burritt Welling Steven                April        September        July          January    September      September Not yet Courtemanche    E-Distribution scheduled Welling        Welling      Welling          Burritt      Burritt        Cahill July            February          October            April      October        August              April Briana DeBoer  N/A (7)        N/A (7)            Powell          N/A (7)        N/A (7)      N/A (7)            N/A (7)
Ferdas          Powell                              Powell        Powell      Dimitriadis        Dimitriadis Bruce Dionne                                      N/A (8)
Not yet Bryan Edwards qualified December        November          June            May          June      September Not yet Robin Elliott        03614            03614        03614                                        02200 scheduled Janda          Dwyer          Dwyer            Janda        Janda          Janda Appendix K-1
 
Inspector Name        FY15        FY16          FY17        FY18          FY19          FY20              FY21 Month        Month        Month        Month        Month          Month            Month Program Code  Program Code Program Code  Program Code  Program Code  Program Code      Program Code Accompanied  Accompanied  Accompanied  Accompanied  Accompanied by Accompanied        Accompanied by            by            by          by                          by                by February Elizabeth Tindle-                                                                          August Not yet Engelmann                                                                              Not yet qualified qualified March          May Joseph Furia                                                  N/A (7)      N/A (7)        N/A (3)            N/A (3)
Powell        Powell September        May          June          June      September                        November Bob Gallaghar        02230        02120        03614                                      (6)              2120 Dwyer        Dwyer        Dwyer        Janda        Janda                            Janda February        May        February        July          June (2)
Farrah Gaskins    02230, 02120    02200    02230, 02120                                                      (2)
Dwyer        Dwyer        Dwyer        Janda        Janda February        July        June          June          June Craig Gordon      03210, 03121                  03121                                    N/A (3)            N/A (3)
Welling      Welling      Welling      Burritt      Burritt March        October        July      October        March        October Stephen                                                                                                      Not yet N/A (7)      N/A (7)      N/A (7)      N/A (7)      N/A (7)        N/A (7)
Hammann                                                                                                    scheduled Ferdas        Powell      Powell        Powell        Powell      Dimitriadis Not yet Patrick Hann qualified September            May Mark Henrion                                                                              N/A (7)            N/A (7)
Dimitriadis        Dimitriadis September      March      February    September      October Todd Jackson                                                                              N/A (3)            N/A (3)
Welling      Cahill      Welling      Burritt      Burritt April        June          May                        October          February Laurie Kauffman        (1)        N/A (7)      N/A (7)      N/A (7)                      N/A (7)
(6)
Powell      Powell        Powell                    Dimitriadis          Cahill February      January        July        June      September      February Not yet Penny Lanzisera    02230, 02120    02200        02110                                      02230 scheduled Dwyer        Dwyer        Dwyer        Janda        Janda          Nick Appendix K-2
 
Inspector Name        FY15        FY16        FY17        FY18          FY19            FY20            FY21 Month        Month        Month        Month          Month            Month          Month Program Code  Program Code Program Code Program Code  Program Code      Program Code  Program Code Accompanied  Accompanied  Accompanied  Accompanied  Accompanied by    Accompanied    Accompanied by            by          by          by                            by              by August      September    September    December Dennis Lawyer                                                              N/A (3)          N/A (3)        N/A (3)
Welling      Welling      Welling      Burritt September Sattar Lodhi                      N/A (3)      N/A (3)      N/A (3)        N/A (3)          N/A (3)        N/A (3)
Welling November      January        July      November        October        September      October Orysia Masnyk N/A (7)      N/A (7)      N/A (7)      N/A (7)        N/A (7)          N/A (7)        N/A (7)
Bailey Ferdas        Powell      Powell      Powell        Powell        Dimitriadis    Dimitriadis November        July      September John Miller          03310                                  N/A (2)        N/A (2)          N/A (2)        N/A (2)
Welling      Welling      Welling Kathy Modes            (2)        N/A (2)      N/A (2)      N/A (2)        N/A (2)          N/A (2)        N/A (2)
October        March        July      September        June          September Not yet Janice Nguyen    02110, 02310    02230        02110                                        02201 scheduled Dwyer        Dwyer        Dwyer        Janda          Janda            Janda September        April    December    November        January        September      October John Nicholson      N/A (7)      N/A (7)      N/A (7)      N/A (7)        N/A (7)          N/A (7)        N/A (7)
Powell        Powell      Powell      Powell        Powell        Dimitriadis    Dimitriadis Not yet Netra Patel qualified Jonathan                                                                    May          November        Not yet Pfingsten                                                              Not yet qualified    Cahill      scheduled August      September    August        June          April          January        March Randy Ragland Welling      Welling      Welling      Burritt        Burritt          Cahill        Cahill February      January        June        June          April          January        February Michael Reichard    01321 Welling      Welling      Welling      Burritt        Burritt          Cahill        Cahill March          May        October      October Mark Roberts        N/A (7)      N/A (7)      N/A (7)      N/A (7)        N/A (3)          N/A (3)        N/A (3)
Ferdas        Powell      Powell      Powell January      February          October Ronald Rolph                                                N/A (7)        N/A (7)          N/A (7)          (2)
Powell        Powell        Dimitriadis Appendix K-3
 
Inspector Name        FY15          FY16              FY17        FY18            FY19          FY20          FY21 Month          Month            Month        Month          Month          Month        Month Program Code  Program Code      Program Code Program Code  Program Code  Program Code  Program Code Accompanied    Accompanied      Accompanied  Accompanied  Accompanied by  Accompanied    Accompanied by            by                by          by                            by          by February December      November              June                        June      September 02200, 02120,                                    Not yet Shawn Seeley          03614          03614            03614                                      02200 02230, 02500                                  scheduled Dwyer          Dwyer            Dwyer                      Janda          Janda Janda December Not yet Steve Shaffer                                                                                    N/A (7) scheduled Dimitriadis September        January          August Lester Tripp                          02110                            (4)          N/A (3)      N/A (3)        N/A (3)
Dwyer          Dwyer            Powell July          March              April      March        October        October Not yet Elizabeth Ullrich scheduled Welling        Cahill          Welling      Burritt        Burritt        Cahill Storm                                                                                                            Not yet Veunephachan                                                                                                    qualified April Jason VonEhr Cahill November        April          July          July Leonardo Not yet qualified      03121                                                      (2)
Wardrobe Welling      Burritt        Burritt        Cahill June      October        January        March          May Katherine Warner                                      N/A (7)      N/A (7)        N/A (7)      N/A (7)        N/A (7)
Powell      Powell          Powell      Dimitriadis    Dimitriadis July          April            June        May            April Not yet Tara Weidner      02110, 02230      02230            02200 (6)      scheduled Dwyer          Dwyer            Dwyer        Janda          Janda Scott Wilson      August        August            June        May          August        October              May N/A (7)      N/A (7)        N/A (7)            N/A (7)
Welling      Welling            Welling      Powell        Powell        Dimitriadis      Dimitriadis Appendix K-4
 
Inspector Name      FY15        FY16          FY17                FY18          FY19            FY20            FY21 Month        Month        Month              Month          Month            Month            Month Program Code Program Code Program Code Program Code          Program Code    Program Code      Program Code Accompanied  Accompanied  Accompanied        Accompanied    Accompanied by    Accompanied      Accompanied by          by            by                by                              by              by Region III Colleen Casey                                September Paul Pelke -                                Telecon - (3M; Supervisor                                  S-8 Irradiator Decommissioni ng)
Laura Cender                                                      October        November Paul Pelke -                                                        (P) SDI  Telecon - Gerdau-Supervisor                                                    LaFarga, LLC      Monroe Mill CN 600440 Laura Cender                                                        April Paul Pelke -                                                  (P) Ace Testing Supervisor                                                      CN 602159 Laura Cender                                                          May Paul Pelke -                                                    (P) Vance Supervisor                                                      Brothers, Inc CN 602609 Laura Cender                                                                                                        December June Robert Orlikowski                                                                                                  PLSV - S.A.
Teams Mtg. -
- Supervisor                                                                                                        Hospital Reliable Testing Acquisition Services, LLC Group, LLC Ryan Craffey                                    June              October Aaron McCraw -                                Consumers        Mistras Group, Supervisor                                      Energy                Inc Ryan Craffey                                                    November            .
Aaron McCraw -                                                Individual (OI Supervisor                                                          Assist)
Ryan Craffey                                                    November John Giessner -                                                University of Supervisor                                                        Michigan Ryan Craffey February Christine Lipa -
EMD Millipore Supervisor Appendix K-5
 
Inspector Name      FY15        FY16          FY17            FY18            FY19          FY20              FY21 Month        Month        Month          Month            Month        Month              Month Program Code Program Code Program Code    Program Code    Program Code  Program Code      Program Code Accompanied  Accompanied  Accompanied    Accompanied    Accompanied by Accompanied        Accompanied by          by            by              by                            by                by Ryan Craffey                                                                                                    March Mike Kunowski -                                                                                                Beaumont Supervisor                                                                                                  Hospital Exit Meeting -
Remote Ryan Craffey                                                                                                    March Mike Kunowski -                                                                                              Ionetix Exit Supervisor                                                                                                    Meeting -
Remote Jason Draper                                                    July          October Aaron McCraw -                                            Department of      Franciscan Supervisor                                                Veteran Affairs  Healthcare -
                                                          - Minneapolis      Munster Jason Draper                                                                              November Rob Ruiz -                                                                              Acuren, Billings, Supervisor                                                                                MT field office Jason Draper                                                                                                    March Mike Kunowski -                                                                                            West Michigan Supervisor                                                                                                  Cardiology Exit Meeting -
Remote Sara Forster                                December                                      December Paul Pelke -                                Telecon -                                    Site Visit -
Supervisor                                  Columbus                                    Spectron MRC, Regional                                          LLC Hospital CN 601718 Cassandra                                      June Frazier                                  Site Visit (DOE John Giessner -                              AIM First Supervisor                                Responders Training) -IL Appendix K-6
 
Inspector Name      FY15        FY16        FY17          FY18              FY19            FY20              FY21 Month        Month        Month          Month            Month            Month            Month Program Code Program Code Program Code Program Code    Program Code      Program Code      Program Code Accompanied  Accompanied  Accompanied  Accompanied    Accompanied by    Accompanied        Accompanied by          by          by            by                                by                by Cassandra                                                  December          February Frazier                                                    Telecon -    Telecon- Niowave Paul Pelke -                                              Niowave, Inc Supervisor                                                CN 602247 Cassandra                                                                      May Frazier                                                                      Niowave -
Paul Pelke -                                                              Licensee Mtg at Supervisor                                                                RIII with NRR Reps.
Cassandra                                                                                      August Frazier                                                                                        Telecon-Robert Orlikowski                                                                              Niowave
- Supervisor Robert Gattone                                                                February Mohammed                                                                    The Toledo Shuaibi -                                                                Hospital Cardiac Supervisor                                                                Testing Center Robert Gattone                                                                                November John Giessner -                                                                              University of Supervisor                                                                                    Michigan Magdalena                                                  September        February Gryglak                                                  (S) Methodist      Site Visit -
Paul Pelke -                                                Hospital of  Karmanos Cancer Supervisor                                                  Gary CN          Center 609093 Ed Harvey                                                      July          October          October Aaron McCraw -                                            3M Corporate    3M Corporate    Butler University, Supervisor                                                    Office            Office    Indianapolis, IN Ed Harvey                                                      July Aaron McCraw -                                          Department of Supervisor                                              Veteran Affairs
                                                          - Minneapolis Appendix K-7
 
Inspector Name      FY15        FY16        FY17          FY18              FY19          FY20            FY21 Month        Month        Month        Month            Month          Month          Month Program Code Program Code Program Code  Program Code    Program Code    Program Code    Program Code Accompanied  Accompanied  Accompanied  Accompanied    Accompanied by    Accompanied    Accompanied by          by          by            by                              by                by Ed Harvey                                                                    February Paul Pelke -                                                            Karmanos Cancer Supervisor                                                                Center (Part 37 readiness)
Jason Kelly                                                                                                  November Robert Orlikowski                                                                                            PLSV -
- Supervisor                                                                                                Nutrition and Biosciences USA 1, LLC Michael                                      September February LaFranzo                                      Hematite University of Mike Kunowski -
Missouri Supervisor Michael                                                      October LaFranzo                                                    Hematite John Giessner -
Supervisor Michael                                                        May LaFranzo                                                  Univ of MO:
Christine Lipa -                                          Pickard Hall, Supervisor                                                Research Bldg Michael                                                                        August October LaFranzo                                                                Jefferson Proving University of David Pelton -                                                                Ground Missouri Supervisor Michael October LaFranzo University of David Hills -
Missouri Supervisor Peter Lee                                      June Mike Kunowski -                                Cardinal Supervisor                                    Health--St.
Louis Appendix K-8
 
Inspector Name        FY15        FY16          FY17            FY18            FY19            FY20            FY21 Month        Month        Month          Month            Month            Month          Month Program Code Program Code Program Code  Program Code      Program Code    Program Code    Program Code Accompanied  Accompanied  Accompanied    Accompanied      Accompanied by    Accompanied      Accompanied by          by            by              by                              by              by Peter Lee                                      August                                          February Mike Kunowski -                                Cardinal                                        University of Supervisor                                    Health--St.                                        Missouri Louis Peter Lee                                                        May                            December Paul Pelke -                                                Niowave, Inc.                    Spectron mrc, Supervisor                                                                                    LLC site visit Peter Lee                                                    September Paul Pelke -                                                Niowave, Inc.
Supervisor Bill Lin                                        August          May Christine Lipa -                              Livonia, MI      Novelty Supervisor                                  (radium site)  Radium Site Bill Lin                                                        April          December Mike Kunowski -                                              Detroit City      Museum in Supervisor                                                    Airport      Kalamazoo for Ra-226 Bill Lin                                                                        October John Giessner -                                                                Museums in Supervisor                                                                  Muskegon/Kalama zoo for Ra-226 James Lynch                                    August        October Christine Lipa -                            Iowa IMPEP    OAS Meeting Supervisor                                      Review James Lynch /                                                December Darren Piccirillo                                              IEMA, John Giessner -                                            Springfield, IL Supervisor Aaron McCraw                                    May John Giessner -                            CRCPD Annual Supervisor                                      Meeting Appendix K-9
 
Inspector Name        FY15        FY16          FY17            FY18          FY19              FY20              FY21 Month        Month        Month            Month        Month            Month            Month Program Code Program Code Program Code    Program Code  Program Code    Program Code      Program Code Accompanied  Accompanied  Accompanied      Accompanied  Accompanied by    Accompanied      Accompanied by          by            by              by                              by                by Aaron McCraw                                    June John Giessner -                              Meeting with Supervisor                                  State of Indiana on Agreement State Interest Aaron McCraw                                    August                        August Christine Lipa -                            Organization of              State of Michigan Supervisor                                    Agreement                        Meeting States Meeting Aaron McCraw                                                                    June David Pelton -                                                              Workshop on Supervisor                                                                Managing Training Programs Aaron McCraw                                                                  August David Pelton -                                                            Organization of Supervisor                                                                Agreement States Annual Mtg Luis Nieves Folch                                July John Giessner -                            MPI Research, Supervisor                                        Inc.
Luis Nieves Folch                                              January          May            October Aaron McCraw -                                                  Acuren  Mikon Corporation St. Vincent Hos.
Supervisor                                                    Inspection                    & Alt & Witzig, Services                    Indianapolis, IN Luis Nieves Folch                                                                May Aaron McCraw -                                                              Ideker, Inc.
Supervisor                                                                (temporary job site)
Luis Nieves Folch                                                                                                  March Mike Kunowski -                                                                                                Alt & WItzig Supervisor                                                                                                    Exit Meeting -
Remote Appendix K-10
 
Inspector Name        FY15        FY16          FY17            FY18              FY19          FY20          FY21 Month        Month        Month          Month            Month          Month          Month Program Code Program Code Program Code  Program Code      Program Code    Program Code  Program Code Accompanied  Accompanied  Accompanied    Accompanied      Accompanied by    Accompanied    Accompanied by          by            by              by                              by              by Luis Nieves Folch                                                                                                March Mike Kunowski -                                                                                            Hartford Quality Supervisor                                                                                                  Assurance Exit Meeting -
Remote Kevin Null                                      August Aaron McCraw -                              Ray County Supervisor                                    Memorial Hospital; Cameron Regional Medical Center Kevin Null                                                    September            May Aaron McCraw -                                            Shared Medical  Integrated Science Supervisor                                                    Services          Solutions Kevin Null                                                                        May Aaron McCraw -                                                              North Kansas City Supervisor                                                                        Hospital Dennis ODowd                                  August Christine Lipa/                              Methodist Aaron McCraw -                              Hospitals of Supervisor                                    Gary, Inc.
Dennis ODowd                                                  January Christine Lipa -                                              St. Vincent Supervisor                                                    Hospital Dennis ODowd                                                                  September July Aaron McCraw -                                                              TEAM Industrial Department of Supervisor                                                                      Services Veteran Affairs (temporary job
                                                            - Minneapolis site)
Dennis ODowd                                                                  September Aaron McCraw -                                                                  GEOCON Supervisor                                                                    Professional Services (temp job site)
Appendix K-11
 
Inspector Name        FY15        FY16        FY17            FY18          FY19          FY20          FY21 Month        Month        Month          Month          Month        Month          Month Program Code Program Code Program Code Program Code      Program Code  Program Code  Program Code Accompanied  Accompanied  Accompanied  Accompanied      Accompanied by Accompanied    Accompanied by          by          by              by                            by            by Dennis ODowd                                                                                                April Mike Kunowski -                                                                                          Saint Louis Supervisor                                                                                              University Exit Meeting -
Remote (MS Teams)
Bryan Parker                                                  February John Giessner -                                            Inspection -
Supervisor                                                  Mallinckrodt Nuclear Medicine, LLC Bryan Parker                                                September Paul Pelke -                                                Site Visit -
Supervisor                                                  Mallinckrodt Nuclear Medicine, LLC, CN 609344 &
609346 Bryan Parker                                                                  March Mohammed                                                                    Inspection -
Shuaibi -                                                                Curium USA dba Supervisor                                                                  Mallinckrodt Bryan Parker November Paul Pelke/ David VA Biennial Pelton -
Inspection Supervisor Darren Piccirillo                                              April John Giessner -                                          Illinois (IMPEP)
Supervisor Darren Piccirillo                                              May Piccirillo                                                    CRCPD John Giessner -
Supervisor Appendix K-12
 
Inspector Name        FY15        FY16        FY17          FY18            FY19            FY20          FY21 Month        Month        Month        Month          Month            Month          Month Program Code Program Code Program Code Program Code  Program Code      Program Code  Program Code Accompanied  Accompanied  Accompanied  Accompanied  Accompanied by    Accompanied    Accompanied by          by          by            by                              by              by Darren Piccirillo                                            August February Christine Lipa -                                              OAS Ohio (IMPEP)
Supervisor                                                Conference Darren Piccirillo April Christine Lipa/
Minnesota Aaron McCraw -
(Periodic Meeting)
Supervisor Darren Piccirillo May Christine Lipa -
CRCPD Supervisor Darren Piccirillo                                                                              April      November David Pelton -                                                                July            Iowa          Illinois Supervisor                                                                Wisconsin        (Periodic      (Periodic (IMPEP)        Meeting);      Meeting);
Remote        Remote Darren Piccirillo August David Pelton -
OAS Conference Supervisor October Deborah Piskura Mallinckrodt Christine Lipa -
Nuclear Supervisor Medicine, LLC February Deborah Piskura Mallinckrodt John Giessner -
Nuclear Supervisor Medicine, LLC Deborah Piskura                                                              March Mohammed                                                                Curium USA dba Shuaibi -                                                                Mallinckrodt Supervisor Deborah Piskura                                                              June David Pelton -                                                            IUMC/IUPUI Supervisor Appendix K-13
 
Inspector Name      FY15        FY16          FY17          FY18              FY19          FY20            FY21 Month        Month        Month          Month            Month          Month          Month Program Code Program Code Program Code  Program Code    Program Code    Program Code    Program Code Accompanied  Accompanied  Accompanied    Accompanied    Accompanied by    Accompanied    Accompanied by          by            by              by                              by              by Deborah Piskura                                                                                October Rob Ruiz -                                                                                    Curium, St.
Supervisor                                                                                    Louis, MO December Deborah Piskura Mercy Hospital Mike Kunowski -
Exit Meeting -
Supervisor Telephone Daniel                                                                        November Strohmeyer                                                                PLSV - Michigan Paul Pelke -                                                              Canton Cardiology Supervisor                                                                    Associates Daniel                                                                          April Strohmeyer                                                                      PLSV -
Paul Pelke -                                                              Community Stroke Supervisor                                                                & Rehabilitation Center Zahid Sulaiman                              September John Giessner -                                Applied Supervisor                                  Technical Services; Michigan Department of Transportation Zahid Sulaiman                                              September          February Christine Lipa -                                            Lakeland      Progress West Supervisor                                                Medical Center,    Healthcare St. Joseph Zahid Sulaiman                                                                    July Aaron McCraw -                                                            Mercy St. Mary's Supervisor Navid Tehrani                                              November Aaron McCraw -                                            Walsh & Kelly, Supervisor                                                      Inc.
Appendix K-14
 
Inspector Name      FY15        FY16          FY17            FY18            FY19            FY20            FY21 Month        Month        Month          Month          Month          Month            Month Program Code Program Code Program Code    Program Code  Program Code    Program Code      Program Code Accompanied  Accompanied  Accompanied    Accompanied  Accompanied by  Accompanied        Accompanied by          by            by            by                              by              by Frank Tran                                      June John Giessner -                            Site Visit (DOE Supervisor                                  AIM Training) -
IL Frank Tran                                    September John Giessner -                            Site Visit (DOE Supervisor                                  AIM Training -
Coast Guard )
                                                  - MI Frank Tran                                                      October      February Paul Pelke -                                                    (P) SDI      Telecon -
Supervisor                                                  LaFarga, LLC      Niowave CN 600440 Frank Tran                                                                      May Paul Pelke -                                                  December        Niowave -
Supervisor                                                  (T) Niowave,  Licensee Mtg at Inc CN 602247  RIII with NRR Reps Frank Tran                                                        May Paul Pelke -                                                (S) Niowave, Supervisor                                                  Inc CN 608427 Frank Tran                                                      August                            .
Paul Pelke -                                                (S) Niowave, Supervisor                                                  Inc CN 608427 June Frank Tran Teams Mtg. -
Robert Orlikowski Reliable Testing
- Supervisor Services, LLC Frank Tran                                                                                      August Robert Orlikowski                                                                            Telecon -
- Supervisor                                                                                Niowave, Inc.
Appendix K-15
 
Inspector Name      FY15        FY16        FY17          FY18            FY19            FY20                FY21 Month        Month        Month          Month          Month          Month                Month Program Code Program Code Program Code Program Code    Program Code  Program Code        Program Code Accompanied  Accompanied  Accompanied  Accompanied    Accompanied by  Accompanied        Accompanied by          by          by            by                              by                  by Geoffrey Warren                                            February Christine Lipa -                                          McLaren -
Supervisor                                                  Greater Lansing; Hurley Medical Center; Barr Engineering, Inc.; and CPI Pharmacy Services Holding, LLC Geoffrey Warren                                          September Paul Pelke -                                              Methodist Supervisor                                                Hospital of Gary CN 609093 Geoffrey Warren July Aaron McCraw -
Spectrum Health Supervisor Geoffrey Warren                                                                            January David Pelton -                                                                            Washington Supervisor                                                                              University in St.
Louis, St. Louis, MO December Spectrum Geoffrey Warren Health Mike Kunowski -
Hospitals -
Supervisor Remote (MS Teams)
January Geoffrey Warren                                                                                            Endress+Haus Mike Kunowski -                                                                                            er Exit Meeting Supervisor                                                                                                  - Remote (MS Teams)
Appendix K-16
 
Inspector Name      FY15        FY16        FY17            FY18        FY19          FY20            FY21 Month        Month        Month            Month      Month          Month            Month Program Code Program Code Program Code Program Code  Program Code  Program Code    Program Code Accompanied  Accompanied  Accompanied    Accompanied Accompanied by  Accompanied      Accompanied by          by          by              by                          by              by Region IV Allyce Bolger                                                                                            January Dan Bradley -                                                                                              R&D Supervisor                                                                                            40-02331-19 Allyce Bolger                                                              June Patricia Silva -                                                      Medical Therapy Supervisor                                                              - Emerging Technology 42-05255-07 R&D broad type A
42-09388-01 Panoramic irradiator 30-02405-10 Jason Dykert                                                                                              January Dan Bradley -                                                                                            Medical Supervisor                                                                                            53-05379-01 04-27616-01 Jason Dykert                                                                            December Patricia Silva -                                                                      Other Services Supervisor                                                                              <100 Ci 37-30062-01 Janine Katanic                                                                                            January Dan Bradley -                                                                                            Medical Supervisor                                                                                            50-17838-01 Janine Katanic                                                                          November Patricia Silva -                                                                      Other Services Supervisor                                                                              <100 Ci 37-30062-01 Appendix K-17
 
Inspector Name              FY15                FY16            FY17            FY18              FY19        FY20          FY21 Month              Month          Month            Month              Month        Month          Month Program Code        Program Code    Program Code    Program Code      Program Code  Program Code  Program Code Accompanied        Accompanied      Accompanied    Accompanied      Accompanied by  Accompanied    Accompanied by                  by              by              by                              by            by James                                                                                              June Thompson                                                                                        Panoramic Patricia Silva -                                                                                irradiator Supervisor                                                                                    30-02405-10 James                                                                                                                          January Thompson Medical Dan Bradley -
Supervisor                                                                                                                  40-16571-01 Randy Erickson                                                                                                September Patricia Silva -                                                                                              Industrial Supervisor                                                                                                    radiography 42-08456-02 Note: The licensed Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities.
(1) Not accompanied (FY15) due to special circumstances (medical, special telework)
(2) Transferred to a different position within the NRC (3) Retired (4) Not accompanied (FY18) due to extended illness (5) Not accompanied (FY19) due to extended illness (6) Not accompanied (FY20) due to extended illness (7) Individual in the Decommissioning, ISFSI and Reactor Health Physics branch - no program code (8) Retired before an accompaniment was scheduled Appendix K-18
 
Appendix L: Region III Survey Instrument Capabilities Capability  Detectors                    Mnfr. Meter(s)    Detector(s)
Alpha      Zinc-Sulfide (ZnS)          Ludlum  2241-2,      43-5, 43-92 Scintillators                        2241-3 Beta        Plastic Scintillators        Ludlum  2241-2,      44-142 2241-3 Plastic Scintillator        Ludlum  2241-2      44-1 Sensitive to Beta Gamma      Sodium-Iodide (NaI)          Ludlum  2241-2,      44-10 Crystal Scintillators                2241-3 Sodium-Iodide (NaI)          Luldum,  2241-3,      12DT063QB2/3, Crystal Scintillators for    Alpha-  2241-2      20DT063QA2/5B Low Energy Gammas            Spectra (FIDLER)
Sodium-Iodide (NaI)          Ludlum  2241-2      44-17 Crystal Scintillator for Low Energy Gammas NaI Spectrometer            Canberra 1N1K        IPROL-1 Alpha /    Gas Proportional            Ludlum  2221, 2241-2 43-37, 43-68 Beta        Zinc-Sulfide (ZnS) w/        Ludlum  2241-3      44-93 Plastic Scintillator Alpha /    Geiger-Mueller (GM)          Ludlum  2241-2,      44-9 Beta /      Pancakes                              2241-3, Gamma                                            2402, 2403, Ludlum  26-1        26-1 Dose Rate  Energy Compensated          Thermo  RadEye G    N/A Geiger-Mueller (GM)          Canberra MRAD213      N/A Geiger-Mueller (GM)          Ludlum  2241-2,      44-38 2241-3, 2403, 2402, Model 3 Sodium-Iodide (NaI)          Ludlum  Model 19    N/A Crystal Scintillators for microR/hr Other      Satellite GPS                Trimble  GeoXT,      N/A GeoXH Garmin  Etrex        N/A Air Sampler                  RADeCO H-811          N/A Note: The information above was current as of 02/17/21.
Appendix L-1
 
Appendix M: Specific Radioactive Material Licenses The table lists the licensees subject to NRC regulation from June 2018 through June 2021.
License Docket Licensee                                      State      Notes Number Number Complex Materials Decommissioning Cimarron                SNM-      0700092                Former fuel fabrication facility that was Environmental            928      5                      licensed under Part 70. NRC staff
: 1.                                                OK Response Trust                                            currently reviewing decommissioning (Kerr-McGee)                                              plan for the facility.
Sequoyah Fuels                                            Former uranium conversion facility.
Corporation                                                Site contains 11e.(2) byproduct material and will have an on-site disposal cell SUB-
: 2.                                    40-8027    OK          that will transition to DOE for long-term 1010 care (similar to what occurs at a conventional uranium mill), in decommissioning FMRI, Inc.              SMB-      0400758                Facility extracted tantalum and (Fansteel)              911      0                      columbium from uranium ore, thorium ore, and tin slag feedstock This process did not specifically extract uranium and
: 3.                                                OK          thorium from the ore, but the uranium and thorium concentrations were high enough to be classified as source material. FMRI is performing site maintenance during litigation.
Jefferson Proving        SUB-      0400883                Depleted uranium present from Ground (JPG)            1435      8                      munitions testing by the Army. License
: 4.                                                IN has transitioned to possession only status, no longer in decommissioning.
Sigma-Aldrich            24-      0301071                Radioactive byproduct materials were
: 5.                          16273-    6          MO          researched and developed, as well as 01                                stored, and processed.
Hematite                SNM-33 0700003                    Former fuel fabrication facility licensed
: 6.                                    6          MO          under Part 70. License has been terminated.
Centrus Energy          SNM-      0700700                Facility ultimately decided to resume Corporation              7003      3                      operations, no longer in
: 7.                                                OH          decommissioning. This is an enrichment facility licensed under Part70.
General Atomics          SNM-      0700073                Licensee conducted a broad range of 696      4                      nuclear related research and
: 8.                                                CA development activities. SNM License terminated May 2019 Shallow Land            SNM-      0700308                Former fuel fabrication facility. License Disposal Area            2001      5                      in abeyance, USACE responsible for
: 9.  (BWXT                                          PA          cleanup under FUSRAP. License Technologies, Inc.)                                        authorized possession of SNM over 350 grams contained U-235.
West Valley              CSF-1    0500201,                Former reprocessing facility, DOE
: 10. Demonstration                      POOM-      NY          managing the cleanup. This is a part 50 Project                            032                    license.
Appendix M-1
 
License Docket Licensee                              State    Notes Number  Number Uranium Recovery
: 1. Crow Butte          SUA-    40-8943  NE      ISR Resources, Inc.      1534
: 2. NuFuels, Inc.        SUA-    40-8968  NM      ISR, licensed, but never constructed.
1580
: 3. Powertech (USA)      SUA-    40-9075  SD      ISR, licensed, but never constructed.
Inc.                1600
: 4. Lost Creek ISR, LLC  SUA-    40-9068  WY      ISR 1598
: 5. Uranium One          SUA-    40-9073  WY      ISR, licensed, but never constructed.
Americas, Inc.      1596
: 6. Uranerz Energy      SUA-    40-9067  WY      ISR Corporation          1597
: 7. AUC LLC              SUA-    40-9092  WY      ISR, licensed, but never constructed.
1602
: 8. Strata Energy, Inc. SUA-    40-9091  WY      ISR 1601
: 9. Power Resources,    SUA-    40-8964  WY      ISR Inc.                1548
: 10. Kennecott Uranium    SUA-    40-8584  WY      Conventional Co.                  1650
: 11. Uranium One U.S.A. SUA-    40-8502  WY      ISR 1341
: 12. American Nuclear    SUA-    40-4492  WY      Conventional, in decommissioning Corporation          667
: 13. Homestake Mining    SUA-    40-8903  NM      Conventional, in decommissioning of California        1471
: 14. Rio Algom Mining    SUA-    40-8905  NM      Conventional, in decommissioning LLC                  1473
: 15. Sequoyah Fuels      SUB-    40-8027  OK      Former uranium conversion facility.
Corporation          1010                      Site contains 11e.(2) byproduct material and will have an on-site disposal cell that will transition to DOE for long-term care (similar to what occurs at a conventional uranium mill), in decommissioning
: 16. UNC Mining and      SUA147  40-8907  NM      Conventional, in decommissioning Milling, Division of 5 United Nuclear Corporation
: 17. Bear Creek Uranium  SUA-    40-8452  WY      Conventional, in decommissioning Company              1310
: 18. ExxonMobil          SUA-    40-8102  WY      Conventional, in decommissioning Corporation          1139
: 19. Areva NC, Inc.,      SUA-    40-2259  WY      Conventional, in decommissioning Lucky Mc Uranium    672 Mill
: 20. Pathfinder Mines    SUA-    40-6622  WY      Conventional, in decommissioning Corporation          442
: 21. Umetco Minerals      SUA-    40-0299  WY      Conventional, in decommissioning Corporation          648 Appendix M-2
 
License  Docket Licensee                                      State      Notes Number    Number
: 22. Western Nuclear,          SUA-56    40-1162    WY        Conventional, in decommissioning Inc.
*From June 1, 2018 through September 30, 2018, the NRC had oversight responsibilities for all 22 licensees shown in the table. The State of Wyoming assumed responsibilities for uranium recovery activities located in that State on October 1, 2018. The licensees subject to NRC oversight included conventional uranium mills and uranium in situ recovery (ISR) facilities. Therefore, for the time period from October 1, 2018 to date, the NRC was responsible for regulatory oversight responsibilities for these 8 licensees.
Appendix M-3
 
Appendix N: Specific Radioactive Material Licenses Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                        r Case 14-05    04/24/2014  12/04/2014 GA-Elekta 0497-104          1                        yes 14-28    04/24/2014  12/04/2014 GA-Elekta 0269-104          1                        yes 14-35    04/18/2014  12/04/2014 GA-Best Vascular-101        1                        yes 14-44    05/07/2014  12/04/2014 GA-Scan Tech.-102            1                        yes 14-50    04/24/2014  12/04/2014 GA-MGP-101                  1                        yes 14-57    05/16/2014  12/04/2014 GA-Scan Tech.-109            1                        yes 14-93    07/10/2014  12/04/2014 Hopewell Designs, Inc.      1 14-20    05/13/2014  12/05/2014 GA-Metso-107                1                        yes 14-21    05/30/2014  12/05/2014 GA-Metso-108                1                        yes 15-03    10/17/2014  12/10/2014 Bruker Daltonics, Inc.      1      NR-1385-D-101-E          Amendment      Device 14-97    07/23/2014  12/10/2014 Eckert & Ziegler BEBIG, Inc. 1 14-101  09/02/2014  12/10/2014 Smiths Detection            1 14-15    06/06/2014  12/11/2014 GA-Metso-102                1                        yes 14-26    04/11/2014  12/11/2014 GA-Elekta 0269-102          1                        yes 14-17    05/21/2014  12/22/2014 GA-Metso-104                1                        yes 15-01    10/10/2014  01/07/2015 betacontrol of America, Inc. 2      NR-122-D-101-B            Amendment      Device and NR-122-D-102-S 15-06    10/30/2014  01/08/2015 Morpho Detection, LLC              NR-399-D-101-E            Amendment      Device 14-22    05/30/2014  01/09/2015 GA-Metso-109                1      GA-596-D-109-G    yes    Amendment      Device 14-47    05/13/2014  01/09/2015 GA-Scan Tech.-105            1      GA-716-D-105-G    yes    New Application Device 14-104  09/24/2014  01/09/2015 Meprolight, Inc.            1      NR-1119-D-101-E          Amendment      Device 14-24    05/27/2014  01/12/2015 GA-Metso-112                1      GA-596-D-112-G    yes    New Application Device 14-46    05/07/2014  01/12/2015 GA-Scan Tech.-104            1      GA-716-D-104-S    yes    New Application Device 14-58    05/02/2014  01/12/2015 GA-Scan Tech.-110            1      GA-716-D-110-S    yes    Amendment      Device 14-96    07/21/2014  01/12/2015 Environics USA              1      NR-8199-D-801-E          Amendment      Device 14-18    05/09/2014  01/13/2015 GA-Metso-105                1      GA-596-D-105-G    yes    New Application Device 14-19    05/09/2014  01/13/2015 GA-Metso-106                1                        yes 14-45    05/06/2014  01/13/2015 GA-Scan Tech.-103            1      GA-716-D-103-S    yes    New Application Device 14-49    05/16/2014  01/14/2015 GA-Paper Making-101          1      GA-1208-D-101-G  yes    New Application Device Appendix N-1
 
Case No Date-Recd  Date Closed  Company                  # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                        r Case 14-52    05/23/2014  01/14/2015 GA-Yokogawa-103          1      GA-678-D-103-G    yes    New Application Device 14-56    05/16/2014  01/21/2015 Scan Technologies, Inc. 1      GA-716-D-106-G    yes    New Application Device 14-55    05/09/2014  01/28/2015 GA-Metso-114              1                        yes 14-16    05/20/2014  01/29/2015 GA-Metso-103              1      GA-596-D-103-G    yes                    Device 14-23    05/30/2014  01/30/2015 GA-Metso-111              1      GA-596-D-111-G    yes    New Application Device 14-13    06/06/2014  02/02/2015 GA-Honeywell-102          1                        yes 15-02    10/16/2014  02/05/2015 Met One Instruments      1      NR-1124-D-102-E          Amendment      Device 14-48    05/14/2014  02/05/2015 GA-Scan Tech.-107        1      GA-716-D-107-S    yes    New Application Device 15-07    11/17/2014  02/10/2015 Theragenics Corporation  1      NR-645-S-102-S            Amendment      Sealed Source 15-19    01/29/2015  02/10/2015 Agilent Technologies      1      NR-348-D-111-B            Amendment      Device 14-99    06/30/2014  02/10/2015 GA-Scan Tech-108          1                        yes 15-05    10/28/2014  02/12/2015 Hopewell Designs, Inc. 1      NR-1138-D-101-S          Amendment      Device 15-16    01/23/2015  03/03/2015 Rapiscan Systems, Inc. 1      NR-1267-D-102-E          Amendment      Device and 04-24011-01E 15-08    12/08/2014  03/10/2015 Trijicon, Inc.            1      NR-418-D-101-E            Amendment      Device 15-24    03/12/2015  03/17/2015 KRISS USA, Inc.          1      NR-1368-D-101-E          Amendment      Device 15-09    12/23/2014  03/25/2015 Scion Instruments        1      NR-1385-D-101-E          Amendment      Device 15-27    03/25/2015  03/31/2015 Theragenics Corporation  1      NR-645-S-102-S            Amendment      Sealed Source 15-18    01/29/2015  04/09/2015 Metso Automation USA, LLC 3      NR-596-D-110-G,          Amendment      Device NR-596-D-113-G, NR-596-D-114-G 15-04    10/24/2014  04/15/2015 Theragenics Corporation  1                                New Application Device 15-26    03/18/2015  04/22/2015 Meprolight, Inc.          1      NR-1119-D-101-E          Amendment      Device 15-10    01/05/2015  04/27/2015 Advanced Nuclide          1      Decembe 29, 2014          New Application Technologies, LLC                letter from Advanced Nuclide Technologies, LLC response to NRC {{letter dated|date=October 15, 2014|text=letter dated October 15, 2014}}.
1st reviewer:
Lymari Sepulveda 2nd reviewer:
Tomas Herrera Appendix N-2
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                    Transfe                Device s                        r Case Continuation of SSD Case 14-85.
ADAMS Package:
ML15005A021 15-20    02/10/2015  04/27/2015 Honeywell International      1      NR-571-D-107-B            Amendment      Device 15-11    01/05/2015  05/05/2015 Best Theratronics            1      NR-1307-D-101-S    No      Amendment      Device 15-22    03/09/2015  05/06/2015 SABIA, Inc.                  3      SABIA's request to No      Amendment      Device amend NR-1195-D-103-S, NR-1195-D-104-S and NR-1195-D-105-S.
15-15    01/20/2015  05/14/2015 Agilent Technologies        1      NR-348-D-111-B    No      Amendment      Device 15-12    01/05/2015  05/15/2015 Best Theratronics            1      Amendment to NR-  No      Amendment      Device 1307-D-102-S for Gammacell 1000 Elite and Gammacell 3000 Elan.
15-21    03/02/2015  05/29/2015 Environics (USA), Inc.      3      NR-1160-D-101-E,  No      Inactivation    Device NR-1160-D-102-E
                                                                    & NR-1160-D-103-E 15-35    05/22/2015  05/29/2015 International isotopes, Inc. 1      NR-1235-S-101-S    No      Amendment      Sealed Source 15-31    05/11/2015  06/03/2015 Northpass, Ltd.              1      NR-1382-D-101-E    No      Amendment      Device 05-35121-01E 15-23    03/10/2015  06/04/2015 Eckert & Ziegler BEBIG, Inc. 1                                New Application Sealed Source 15-34    05/20/2015  06/11/2015 Safran Morpho Detection      1      NR-399-D-101-E    No      Amendment      Device 15-38    06/10/2015  06/11/2015 Eckert & Ziegler BEBIG, Inc. 1      NR-1289-S-101-S    No      Amendment      Sealed Source Appendix N-3
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                        r Case 15-14    01/22/2015  06/24/2015 Yokogawa Corporation of      1      NR-678-D-103-G    No      Amendment      Device America 15-13    01/13/2015  06/29/2015 Bruker Detection Corporation 1      NR-1101-D-102-E  No      Amendment      Device 15-17    01/28/2015  07/10/2015 Armson USA, LLC              1                        No      New Application Sealed Source 15-30    04/29/2015  07/13/2015 DRS Sustainment Systems,    1      NR-1224-D-101-E  No      Amendment      Device Inc.
15-39    06/15/2015  07/17/2015 Best Theratronics            3      NR-1307-D-103-S,  No      Amendment      Device NR-1307-D-106-S, NR-1307-D-109-S 15-25    03/13/2015  08/03/2015 KRISS USA, Inc.              1      NR-1368-D-101-E  No      Amendment      Device 15-37    06/10/2015  08/03/2015 Kidde Residential and        1      Amendment of      No      Amendment      Device Commercial                          registration certificate NR-1047-D-101-E and E-License 32-23858-01E.
15-42    07/08/2015  09/02/2015 Isolite Corporation          1      NR-1286-D-102-E  No      Amendment      Device 15-46    08/17/2015  09/09/2015 Elekta, Inc.                3      NR-269-D-101-S,  No      Inactivation    Device NR-269-D-102-S, NR-497-D-104-S 15-33    05/14/2015  10/08/2015 Triple, Inc. DBA            1      NR-1412-D-101-E  No      New Application Device 15-28    04/21/2015  10/09/2015 Best Theratronics            1      Best Theratronics No      New Application Device Application for a New Teletherapy Unit 15-36    05/27/2015  10/09/2015 Unertl Optical Company, Inc. 1      NR-1200-D-101-E  No      Amendment      Device 15-47    09/01/2015  10/13/2015 Elekta, Inc.                1      NR-497-S-113-S    No      Amendment      Sealed Source 15-48    09/09/2015  10/13/2015 Valmet, Inc.                3      Amendment of      No      Amendment      Device registration certificates:
NR-596-D-110-G, NR-596-D-113-G and NR-596-D-114-G to transfer ownership.
15-40    06/17/2015  10/15/2015 CSECO                        1      New              No      New Application Device Appendix N-4
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action Source/
Action                  Transfe                Device s                      r Case 15-29    04/27/2015  10/16/2015 Scan Technologies, Inc.      1      NR-716-D-110-S  No      Amendment      Device 15-49    09/17/2015  10/16/2015 International Isotopes, Inc. 1      NR-1235-S-101-S  No      Amendment      Sealed Source 15-43    08/07/2015  10/21/2015 Walter Kidde                1      NR-1047-D-101-E  No      Inactivation  Device NR-8299-D-801-E 15-32    05/13/2015  11/02/2015 Cammenga and Associates,    1      NR-210-D-102-E  No      Amendment      Device LLC 16-04    11/02/2015  11/09/2015 Scan Technologies            1      NR-0716-D-110-S          Amendment      Device 15-41    06/25/2015  12/02/2015 Elekta, Inc.                1      NR-269-D-104-S  No      Amendment      Device 15-44    08/11/2015  12/02/2015 Honeywell International      4      NR-571-D-104-B,  No      Amendment      Device NR-571-D-105-B, NR-571-D-106-B and NR-571-D-107-B.
16-07    12/01/2015  12/03/2015 mb microtec                  1      NR-0446-D-103-E          Amendment      Device 15-50    09/30/2015  01/15/2016 Smiths Detection -          1      NR-0163-D-102-E  No      Amendment      Device Edgewood, MD 15-45    08/12/2015  01/28/2016 Cammenga and Associates,    1      NR-210-D-102-E  No      Amendment      Device LLC 16-01    10/16/2015  02/04/2016 Yokogawa Corporation of      1      NR-0678-D-103-G  No      Amendment      Device America 16-02    10/26/2015  02/19/2016 Department of the Army      9      NR-0155-S-114-S;        Amendment      Source/
NR-0155-S-104-S;                        Device NR-0155-S-110-SNR-0155-S-116-S;NR-0155-S-111-S;NR-0155-S-115-S;NR-0155-S-113-S;NR-0155-S-112-S;NR-0155-D-126-S; 16-08    12/10/2015  02/25/2016 Sabia, Inc.                  3      NR-1195-D-103-S          Amendment NR-1195-D-104-S NR-1195-D-105-S 16-03    10/30/2015  03/03/2016 Scan Technologies            1      NR-0716-D-110-S          Amendment      Device 16-11    02/04/2016  03/03/2016 International Isotopes      1      NR-1235-S-104-S          Amendment      Source/
Device 16-05    11/17/2015  03/17/2016 Hess Fine Arts, Inc          1      NR-1265-D-101-E          Amendment      Device Appendix N-5
 
Case No Date-Recd  Date Closed  Company                    # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                        r Case 16-14    02/11/2016  03/17/2016 Elekta                      1      NR-0469-D-115-S          Amendment      Source/
Device 16-12    02/09/2016  03/18/2016 Theragenics Corporation    2      NR-0645-S-101-S          Amendment      Source/
NR-0645-S-102-S                          Device 16-17    03/21/2016  04/25/2016 Nordion (Canada) Inc.      1      NR-0220-D-131-S          Amendment      Source/
Device 16-15    03/07/2016  04/26/2016 Nordion (Canada) Inc.      1      Nordion is                New Application Source/
requesting a new                          Device SSD registration.
16-13    02/03/2016  04/28/2016 Gases 101 LLC              1      New Registration          New Application Source/
and E-License                            Device SSD Registration Certificate NR-1417-D-101-E 16-06    11/17/2015  05/10/2016 Hopewell Designs            1      NR-1138-D-101-S          Amendment      Device 16-09    12/16/2015  05/20/2016 Tech Comp USA dba Scion    1                                Discontinuation Instruments                                                  (Amendment) 16-10    01/28/2016  05/24/2016 IMS Systems, Inc.          1      NR-1120-D-101-S          Amendment      Sealed Source 16-19    04/26/2016  05/26/2016 Teledyne Advanced Pollution 1      NR-1335-D-101-E          Amendment      Sealed Instrumentation                                                              Source 16-16    03/08/2016  06/02/2016 Triple, Inc. dba Nixon      1      NR-1412-D-101-E          Amendment      Source/
Device 16-24    06/16/2016  06/27/2016 Raytheon Elcan Optical      1      NR-8304-D-801-E          Inactivation Technologies 16-21    05/25/2016  07/11/2016 Best Medical International  1                                Amendment      Sealed Source 16-26    06/17/2016  07/18/2016 Rapiscan Systems, Inc.      1      NR-1267-D-102-E          Amendment      Sealed Source 16-18    04/08/2016  07/20/2016 CSECO Security Equipment    1      NR-0207-D-102-E          New Application Device Company 16-22    06/07/2016  09/12/2016 Smiths Detection            1      NR-0163-D-102-E          Amendment      Device 16-23    06/10/2016  09/12/2016 Scan Technologies, Inc. 1      NR-0716-D-106-G          Amendment      Device 16-35    09/12/2016  09/16/2016 Nordion                    2      NR-0220-S-120-S          Amendment      Sealed and NR-0220-S-                            Source 103-S Appendix N-6
 
Case No Date-Recd  Date Closed  Company                    # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                        r Case 16-32    08/18/2016  09/20/2016 Elekta                    1      NR-0469-D-114-S          Amendment      Source/
ADAMS Package                            Device No. ML16231A321 License No.
ML16264A038 Letter ML16264A031 16-28    06/23/2016  09/27/2016 AmeriGlo, LLC              1      NR-1236-D-102-E          Amendment      Device (this SSD was superseded by NR-1420-D-101-E issued with the letter).
16-20    05/03/2016  09/28/2016 APS Technology            1      NR-1419-D-101-S          Amendment      Device 16-31    08/11/2016  09/28/2016 Cammenga an Associates    1      NR-0210-D-102-E          Amendment      Source/
Device 16-30    08/09/2016  10/20/2016 Capintec, Inc.,            1      NR-0218-S-101-S          Inactivation    Sealed Source 17-01    10/03/2016  11/08/2016 Rapiscan Systems, Inc. 1      NR-1267-D-102-E          Amendment      Device 16-36    09/21/2016  11/21/2016 BWX Technologies, Inc. 1      NR-1375-S-101-S          Amendment      Sealed Source 16-25    06/16/2016  11/23/2016 Hopewell Designs Inc      1      NR-1138-D-109-S          New Application Sealed Source 16-27    06/23/2016  12/05/2016 Advanced Combat Solutions  1      NR-1421-D-101-E          New Application Sealed Source 16-29    07/13/2016  12/14/2016 SEE Co                    1      NR-1112-S-103-S          New Application Sealed Source 17-06    12/05/2016  01/04/2017 Scan Technologies          2      NR-0716-D-109-S          Inactivation    Source/
NR-0716-D-106-G                          Device 17-10    12/20/2016  01/11/2017 Hopewell Designs          1      NR-1138-D-101-S          Amendment      Source/
Device 16-33    08/22/2016  01/17/2017 U.S. Air Force            1      NR-0121-D-103-S          Inactivation    Source/
Device 16-37    09/26/2016  01/26/2017 TechComp/Scion            1      NR-1385-D-101-E          Amendment      Device Instruments 17-03    10/26/2016  01/31/2017 Chemring Detection Systems 1      NR-1280-D-101-E          Amendment      Device Appendix N-7
 
Case No Date-Recd  Date Closed  Company                  # of  Registration No. GA      Type of Action  Source/
Action                      Transfe                Device s                          r Case 16-34    08/23/2016  02/08/2017 Valmet, Inc.            1      NR-0596-D-113-G              Amendment      Device 17-07    12/09/2016  02/13/2017 Nordion                  1      NR-0220-D-131-S              Amendment      Device 17-04    11/04/2016  03/06/2017 Cammenga and Associates, 1      NR-0210-D-102-E              Amendment      Source/
LLC                                                                          Device 17-02    10/26/2016  03/28/2017 Hess Fine Arts          1      NR-1265-D-101-E              Amendment      Source/
Device 17-05    11/10/2016  04/06/2017 Northpass, Ltd.          1      NR-1382-D-101-E              Amendment      Source/
Device 17-08    12/12/2016  04/25/2017 Cammenga and Associates  1      NR-0210-D-102-E              Amendment      Device NR-0210-D-101-E 17-11    01/03/2017  04/26/2017 Northpass, Ltd.          1      NR-1382-D-101-E              Amendment      Source/
Device 17-09    12/15/2016  05/26/2017 Cammenga and Associates  1                                  New Application Source/
Device 17-23    05/17/2017  06/05/2017 Bruker Detection        1      NR-1101-D-102-E              Amendment      Source/
Device 17-16    04/03/2017  06/07/2017 MGP Instruments          1      NR-1147-D-101-S              Amendment      Source/
NR-1147-D-102-S                              Device (see note below) 17-15    03/29/2017  06/08/2017 Cammenga and Associates  1      NR-0210-D-102-E              Amendment      Source/
Device 17-18    04/13/2017  06/30/2017 Agilent Technologies    1      NR-0348-D-111-B              Amendment      Source/
Device 17-13    02/17/2017  07/13/2017 See Co.                  2      NR-1112-S-101-S -            Amendment      Sealed merge with State of                          Source Texas issued certificate TX-1112-S-102-S and update NR-1112-S-103-S 17-14    03/13/2017  07/13/2017 Nordion                  1                                  New Application Sealed Source 17-29    06/26/2017  07/25/2017 Elekta                  1      NR-0269-S-103-S              Amendment      Sealed Source 17-35    07/24/2017  08/18/2017 Ameriglo                1      NR-1420-D-101-E              Amendment      Source/
Device 17-20    05/04/2017  08/21/2017 Hopewell Designs        1      NR-1138-D-102-S              Amendment      Source/
Device Appendix N-8
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 17-22    05/10/2017  08/21/2017 Smiths Detection (formerly  1      NR-0399-D-101-E          Amendment      Source/
Morpho Detection)                                                            Device 17-28    06/08/2017  08/23/2017 Gases 101                    1      NR-1417-D-101-E          Amendment      Device 17-34    07/24/2017  08/24/2017 Hopewell Designs            8      NR-1138-D-101-S          Amendment      Source/
NR-1138-D-102-S                          Device NR-1138-D-103-S NR-1138-D-104-S NR-1138-D-105-S NR-1138-D-106-S NR-1138-D-107-S NR-1138-D-108-S 17-17    04/10/2017  08/29/2017 IUT USA, LLC                1                              New Application Sealed Source 17-30    06/26/2017  08/29/2017 Cammenga and Associates      2      NR-0210-D-101-E          Amendment      Source/
NR-0210-D-102-E                          Device 17-36    08/07/2017  09/07/2017 Nordion (Canada) Inc.        1      NR-0220-D-131-S          Amendment      Source/
Device 17-21    05/11/2017  09/13/2017 North Pass, Ltd., DBA HI-VIZ 1      NR-1382-D-101-E          Amendment      Source/
Shooting Systems                                                            Device 17-25    05/31/2017  09/14/2017 Advanced Combat Solultions  1      NR-1421-D-101-E          Amendment      Source/
Device 17-27    06/07/2017  09/22/2017 Hopewell Designs            1      NR-1138-D-190-S          New Application Source/
Device 17-26    05/31/2017  09/26/2017 mb-microtec                  1                              Discontinuation Sealed (New            Source Application) 17-19    04/18/2017  10/10/2017 Betacontrol of America, Inc. 1      NR-0122-D-102-S          Amendment      Device 17-32    07/14/2017  10/17/2017 Valmet                      1      NR-0596-D-113-S          Amendment      Source/
Device 17-24    05/30/2017  10/19/2017 Nordion (Canada) Inc.        1      NR-0220-S-103-S          Amendment      Sealed Source 17-33    07/25/2017  10/24/2017 Hopewell Designs            1                              New Application Source/
Device 17-31    06/26/2017  10/25/2017 Department of the Army      1      NR-0155-S-116-S          Amendment      Sealed Source 17-44    09/26/2017  11/16/2017 Hopewell Designs, Inc.      1      NR-1138-D-101-S          Amendment      Source/
Device Appendix N-9
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 17-38    08/03/2017  11/28/2017 Endress + Hauser            1      NR-1302-D-101-B          Amendment      Source/
Device 17-43    09/19/2017  11/30/2017 Leidos                      1      NR-1373-D-101-E          Amendment      Device 18-03    11/06/2017  12/11/2017 Sig Sauer, Inc.              1                              New Application Device 18-07    11/22/2017  12/12/2017 GMI OpCo., dba Global        1                              Discontinuation Source/
Medical Instrumentation and                                  (New            Device GMI                                                          Application) 17-39    08/15/2017  12/19/2017 Rapiscan Systems, Inc.      1      NR-0399-D-101-E          Amendment      Source/
(formerly Morpho Detection,                                                  Device LLC) 17-41    09/14/2017  01/04/2018 Theragenics Corporation      2      NR-0645-S-101-S          Amendment      Sealed NR-0645-S-102-S                          Source 17-40    08/23/2017  01/09/2018 Eckert and Ziegler Bebig    2      NR-1289-S-101-S          Inactivation    Sealed NR-1289-S-102-S                          Source 17-37    08/08/2017  01/16/2018 Valco Instruments Company    1                              New Application Source/
Device 18-01    10/06/2017  01/19/2018 Nordion                      2      IL-1082-S-101-S          Amendment      Sealed IL-1082-S-103-S                          Source 17-42    09/15/2017  01/23/2018 SEE Co.                      2      NR-1112-S-103-S          Amendment      Sealed Source 18-04    11/08/2017  01/30/2018 North Pass, Ltd., DBA Hi-Viz 1      NR-1138-D-101-S          Amendment      Source/
Shooting Systems                                                            Device 18-11    01/02/2018  02/20/2018 Meprolight                  1      NR-1119-D-101-E          Amendment      Source/
Device 18-15    02/01/2018  02/27/2018 AIS Gauging                  1                              New Application Source/
Device 18-16    02/06/2018  03/05/2018 Ameriglo                    1      NR-1420-D-101-E          Amendment      Source/
Device 18-14    01/31/2018  03/13/2018 Hopewell Designs            1      NR-1138-D-110-S.        Amendment      Source/
Device 18-17    02/05/2018  03/13/2018 Nordion                      1      NR-0220-D-131-S          Amendment      Source/
Device 18-08    12/04/2017  03/27/2018 Advanced Combat Solutions    1                              Amendment      Device 18-02    10/10/2017  03/29/2018 GE HealthCare - Transfer    2      TX-1032-D-103-S          Amendment      Source/
from State of TX                    TX-1032-D-104-S                          Device 18-05    11/13/2017  04/19/2018 TRUGLO                      1      NR-1180-D-101-E          Amendment      Device 18-12    12/14/2017  05/01/2018 Kidde-Fenwal                1      NR-0668-D-101-E          Inactivation    Source/
Device Appendix N-10
 
Case No Date-Recd  Date Closed  Company                    # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 18-06    11/27/2017  05/15/2018 Techcomp, USA              1      NR-1385-D-101-E          Amendment      Source/
Device 18-13    01/19/2018  06/07/2018 Endress + Hauser          1      NR-1032-D-101-B          Amendment      Source/
Device 18-23    05/03/2018  06/07/2018 Leidos                    1      NR-1373-D-101-E          Amendment      Source/
Device 18-25    05/23/2018  06/07/2018 Tenova, Inc.              2      NR-0396-D-101-B          Inactivation    Source/
NR-0396-D-102-B                          Device 18-10    01/02/2018  06/14/2018 IMS Systems, Inc.          1      NR-1120-D-101-S          Amendment      Source/
Device 18-22    04/26/2018  06/19/2018 mb microtec, USA          1      NR-0446-D-103-E          Amendment      Device 18-09    01/02/2018  06/21/2018 Rapiscan Systems (formerly 1      NR-0399-D-101-E          Amendment      Source/
Morpho Detection)                                                          Device 18-20    04/06/2018  06/27/2018 Hopewell Designs          1                              New Application Source/
Device 18-21    04/25/2018  07/17/2018 Agilent Technologies      1      NR-0348-D-111-B          Amendment      Source/
Device 18-27    06/07/2018  07/24/2018 Trijicon                  1      NR-0418-D-101-E          Amendment      Device 18-18    02/23/2018  07/26/2018 Meprolight, Inc.          1      NR-1119-D-101-E          Amendment      Device 18-28    06/22/2018  07/27/2018 AmeriGlo                  1      NR-1420-D-101-E          Amendment      Device 18-19    03/27/2018  08/06/2018 HI-VIZ Shooting Systems    1      NR-1382-D-101-E          Amendment      Device 18-31    07/10/2018  08/21/2018 Triple, Inc., dba Nixon    1      NR-1412-D-101-E          Inactivation 18-29    06/28/2018  08/28/2018 Honeywell International    1      NR-0571-D-107-B          Amendment      Device 18-30    07/09/2018  08/29/2018 RAM Services, Inc.        1      NR-1370-D-101-S          Inactivation    Device 18-24    05/04/2018  09/06/2018 Sig Sauer                  1      NR-1487-D-101-E          Amendment      Device 18-37    08/14/2018  09/13/2018 Marathon Watch Company    1      NR-0505-D-101-E          Amendment      Device 18-26    06/04/2018  09/20/2018 Nordion                    1      NR-0220-D-1313-S        Amendment 18-39    08/22/2018  09/27/2018 Symetrica                  1                              New Application Device 18-41    09/17/2018  10/01/2018 IUT USA, LLC              1      NR-1425-S-101-S          Inactivation    Sealed Source 18-36    08/09/2018  10/04/2018 Agilent Technologies      1      NR-0348-D-111-B          Amendment      Device 18-40    09/13/2018  10/09/2018 Cammenga & Associates      1      NR-0210-D-102-E          Amendment      Device 18-32    07/19/2018  10/10/2018 Teledyne API              1      NR-1335-D-101-E          Inactivation    Device 18-42    09/21/2018  10/18/2018 mb microtec                1      NR-0446-D-103-E          Amendment      Device 19-05    10/16/2018  10/30/2018 Meprolight                1      NR-1119-D-101-E          Amendment      Device 18-33    07/19/2018  11/06/2018 Cammenga and Associates    1      NR-0210-D-101-E          Amendment      Device Appendix N-11
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 18-38    08/21/2018  11/08/2018 Hi-Viz                      1      NR-1382-D-101-E          Amendment      Device 19-04    10/15/2018  11/13/2018 Hopewell Designs            1      NR-1138-D-105-S          Amendment      Device 19-06    10/24/2018  11/16/2018 International Isotopes      1      NR-1235-S-103-S          Inactivation    Sealed Source 18-34    07/27/2018  11/27/2018 Trijicon                    1      NR-0418-D-101-E          Amendment      Device 18-35    08/06/2018  11/27/2018 Owlstone                    1      NR-1321-D-101-E          Amendment      Device 19-09    11/06/2018  11/29/2018 Sig Sauer                    1      NR-1487-D-101-E          Amendment      Device 19-13    01/15/2019  01/24/2019 mb-microtec USA              1      NR-0446-D-103-E          Amendment      Device 19-15    01/23/2019  02/05/2019 Qual-X Inc.                  1      NR-0556-S-101-S          Inactivation    Sealed Source 19-12    01/04/2019  02/13/2019 Malvern Panalytical          1      NR-1348-D-101-S          Inactivation    Device 18-44    09/27/2018  02/28/2019 AIS Gauging                  1                              New Application Device 19-08    11/06/2018  03/05/2019 Sig Sauer                    1      NR-1487-D-101-E          Amendment      Device 18-43    09/25/2018  03/05/2019 Williams Gun Sight Company  1                              New Application Device 19-02    10/02/2018  03/07/2019 Varian Medical Systems, Inc. 1                              New Application Device 19-03    10/02/2018  03/07/2019 Varian Medical Systems, Inc. 1                              New Application Sealed Source 19-16    02/06/2019  03/07/2019 Elekta, Inc.                4      NR-0497-S-107-S          Amendment      Device NR-0497-D-108-S NR-0497-D-114-S NR-0497-D-115-S 19-01    10/03/2018  03/12/2019 Hopewell Designs            1                              New Application Device 19-11    12/11/2018  04/04/2019 Sig Sauer                    1      NR-1487-D-101-E          Amendment      Device 19-10    12/06/2018  04/11/2019 KH Imports                  1                              New Application Device 19-07    11/05/2018  04/16/2019 Symetrica, Inc.              2                              New Application Device 19-20    03/07/2019  04/17/2019 Eyl, Inc.                    1                              Discontinuation Device (New Application) 19-17    02/21/2019  05/08/2019 Nordion                      1      NR-0220-S-103-S          Amendment      Sealed Source 19-14    01/23/2019  05/23/2019 Hopewell Designs            1                              Discontinuation Device (New Application)
Appendix N-12
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 19-24    04/03/2019  05/23/2019 Sabia, Inc                    3      NR-1195-D-103-S          Amendment      Device NR-1195-D-104-S NR-1195-D-105-S 19-25    04/15/2019  06/10/2019 Elekta                        1      NR-0269-S-103-S          Amendment      Sealed Source 19-28    06/04/2019  06/13/2019 Meprolight, Inc.              1      NR-1119-D-101-E          Amendment 19-22    03/12/2019  07/01/2019 Owlstone                      1      NR-1321-D-101-E          Amendment      Device 19-19    03/05/2019  07/03/2019 Hallilburton Energy Services  2      NR-0340-D-101-G          Amendment      Device 19-18    02/21/2019  07/16/2019 XS Sight Systems, Inc.        1      NR-1500-D-101-E          New Application Device (New) 19-31    06/20/2019  08/05/2019 Sig Sauer, Inc.              1      NR-1487-D-101-E          Amendment      Device 19-32    06/19/2019  08/12/2019 Symetrica Inc.                1      NR-1498-D-101-E          Amendment      Device 19-34    07/15/2019  08/14/2019 AmeriGlo Holdings, LLC        1      NR-1420-D-101-E          Amendment      Device 19-21    03/05/2019  08/19/2019 Cammenga and Associates      1      NR-0210-D-102-E          Amendment      Device 19-23    03/11/2019  08/19/2019 Cammenga and Associates      1      NR-0210-D-101-E          Amendment      Device 19-33    06/27/2019  08/27/2019 Gases-101 LLC                1      NR-1417-D-101-E          Amendment      Device 19-26    04/22/2019  09/12/2019 Advanced Combat Solutions    1      NR-1421-D-101-E          Amendment      Device Inc.
19-27    04/30/2019  10/11/2019 Ohio Lumex Co.                1      New Lic No. 34-          New Application Device 35549-01E 19-30    06/17/2019  11/19/2019 Thermo Fisher Scientific      1      NR-1234-D-101-E          Amendment      Device 19-29    06/05/2019  11/22/2019 IMS Systems, Inc.            1      NR-1120-D-101-S          Amendment      Device 19-39    09/16/2019  12/10/2019 STEP Analytics USA, Inc              NR-1403-D-101-E          Inactivation    Device 19-36    07/25/2019  12/12/2019 mb microtec USA, Inc          1      NR-0446-D-103-E          Amendment      Device 19-35    07/22/2019  12/18/2019 Varian Medical Systems        1      NR-1496-D-102-S          Amendment      Device 19-40    09/25/2019  01/15/2020 International Isotopes Inc.          NR-1235-S-107-S          Amendment      Sealed Source 20-03    11/14/2019  01/16/2020 XS Sights                    1      NR-1500D-101-E          Amendment      Device 19-37    09/05/2019  01/29/2020 Phoenix, LLC                        NR-1503-D-101-S          New Application Device 20-09    01/10/2020  02/03/2020 BWX Technologies, Inc.        1      NR-1490-D-101-S          Amendment      Device 20-10    01/28/2020  02/04/2020 Ohio Lumex Co., Inc.          1      NR-1502-D-101-E          Amendment      Device 20-04    11/14/2019  02/10/2020 Voith Paper                  1      NR-1231-D-101-B          Amendment      Device 20-06    12/17/2019  02/12/2020 Honeywell International, Inc. 3      NR-0571-D-104-B,        Amendment      Device NR-0571-D-105-B, NR-0571-D-107 Appendix N-13
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 20-01    10/10/2019  02/26/2020 Cammenga & Associates        1      NR-0210-D-101-E          Amendment      Device 19-38    09/09/2019  03/03/2020 Cammenga and Associates,            NR-0210-D-103-E          New Application Device LLC 17-12    02/10/2017  03/10/2020 Harrison Reed, Inc.          1                              New Application 20-07    12/26/2019  03/12/2020 Elekta                      2      NR-0479-D-110-S          Inactivation    Device and NR-0479-S-113-S 20-02    11/15/2019  03/16/2020 ChemPro Technologies Inc. 1      NR-1417-D-101-E          Amendment      Device 20-15    03/31/2020  04/08/2020 Betacontrol of America, Inc. 2      NR-0122-D-101-B          Inactivation    Device and NR-0122-D-103-B 20-08    12/31/2019  04/09/2020 Halliburton Energy Services, 1      NR-0340-D-102-S          Amendment      Device Inc.
20-11    02/06/2020  05/04/2020 Nordion                      1      NR-0220-S-132-S          Amendment      Sealed Source 20-05    12/16/2019  06/08/2020 Hopewell Designs, Inc.                                      New Application Device 20-13    02/12/2020  06/22/2020 KH Imports, LLC              1      NR-1497-D-101-E          Amendment      Device 20-12    02/07/2020  07/13/2020 Voith US Inc.                1      NR-1231-D-101-B          Amendment      Device 20-19    05/29/2020  07/29/2020 Bruker Detection Corporation 1      NR-1101-D-102-E          Amendment      Device 20-16    04/07/2020  08/10/2020 Hopewell Designs, Inc.      1      NR-1138-D-113-S          New Application Device 20-14    02/27/2020  08/12/2020 AIS Gauging                  5      NR-1494-D-102-B,        Amendment      Device NR-1494-D-103-B, NR-1494-D-104-B, NR-1494-D-105-B, NR-1494-D-106-G 20-20    06/08/2020  08/26/2020 Elekta                      1      NR-0497-D-115-S          Amendment      Device 20-30    08/12/2020  08/26/2020 Theragenics Corporation      1      NR-0645-D-104-S          Inactivation    Device 20-31    08/19/2020  09/10/2020 EADS Sodern North                  NR-1077-D-101-S          Inactivation    Device America, Inc.
20-29    08/07/2020  09/15/2020 Rapiscan Systems            1      NR-1267-D-102-E          Inactivation    Device 20-32    09/01/2020  09/15/2020 Siemens Industry, Inc.              NR-0172-D-101-E          Inactivation    Device 20-34    09/18/2020  09/24/2020 Hess Fine Arts, Inc.                NR-1265-D-101-E          Inactivation    Device 20-27    08/07/2020  09/30/2020 Trijicon, Inc.              1      NR-0418-D-101-E          Amendment      Device 20-35    09/18/2020  09/30/2020 Trijicon, Inc                      NR-0418-D-101-E          Amendment      Device 20-17    05/13/2020  10/16/2020 CivaTech Oncology (NC        1      NC 1311-S-102-S          Amendment      Sealed TAR)                                                                        Source 20-28    08/10/2020  10/16/2020 Hi-Viz, LLC                  1      NR-1382-D-101-E          Amendment      Device Appendix N-14
 
Case No Date-Recd  Date Closed  Company                      # of  Registration No. GA      Type of Action  Source/
Action                  Transfe                Device s                      r Case 20-23    07/09/2020  10/19/2020 Hi-Viz, LLC                  1      NR-1382-D-101-E          Amendment      Device 20-18    05/28/2020  10/27/2020 Cammenga & Associates,      1      NR-0210-D-101-E          Discontinuation Device LLC                                                          (Amendment) 20-26    07/31/2020  11/09/2020 PerkinElmer, Inc.            1      NR-0536-D-110-B          Amendment      Device 20-21    06/11/2020  11/20/2020 Mirion Technologies          1      NR-1505-D-101-S          New Application Device (Canberra), Inc.
20-24    07/21/2020  11/23/2020 Troxler Electronic Labs, Inc 1      NR-0646-D-140-E          Amendment      Device 20-22    06/25/2020  12/04/2020 Hopewell Designs, Inc.      1      NR-1138-D-106-S          Amendment      Device 20-25    07/22/2020  12/08/2020 Nordion (Canada), Inc.      1      NR-0220-S-136-S          New Application Sealed Source 20-33    09/02/2020  12/16/2020 International Isotopes, Inc. 1      NR-1235-S-108-S          Amendment      Sealed Source 21-02    10/13/2020  01/25/2021 BWX Technologies, Inc.      1      NR-1490-D-101-S          Amendment      Device 21-07    12/09/2020  02/03/2021 Valmet, Inc.                1      NR-0596-D-110-G          Inactivation    Device 21-06    12/04/2020  02/11/2021 Nordion                      1      NR-0220-S-120-S          Amendment      Sealed Source 20-36    09/29/2020  02/22/2021 Alliant Techsystems (ATK)    1      NR-1336-E-101-S          Amendment      Device Operations 21-01    10/05/2020  03/18/2021 Hopewell Designs, Inc.      1      NR-1138-D-107-S          Amendment      Device 21-03    10/14/2020  03/25/2021 Hopewell Designs, Inc.      1      NR-1138-D-114-S          New Application Device 21-04    10/29/2020  03/31/2021 International Isotopes, Inc  1      NR-1235-S-107-S          Amendment      Sealed Source Appendix N-15
 
Appendix O: Major, Unusual, or Complex Licenses Licensee          License No. License Type      Why Complex?                            Control Date    PC No. Complete Complex Materials Decommissioning JPG                                              Major amendments -amendment 19, amendment 20 (which transition the JPG license to possession only status),
Sigma                                            Amendment 20 Centrus Final Status Survey                                    Amendment 16 Report Hematite                                          License terminated General Atomics                                  License terminated FMRI/Fansteel                                    Currently in bankruptcy.
Cimarron                                          Cimarron was also in bankruptcy, but the Cimarron Environmental Response Trust was established to fund decommissioning activities at that site Uranium Recovery Uranium One                                      Major amendments. Used the U.S.A. Ludeman    SUA-1341                        opportunity for hearing issuance as the expansion                                        differentiator between major and minor.
Homestake Zeolite                                Major amendments. Used the opportunity for hearing issuance as the differentiator between major and minor.
Power Resources,                                  License renewed SUA-1548 Inc Kennecott                                        License renewed SUA-1650 Uranium Co.
American Nuclear                                  Decommissioning.
Corporation*
Homestake Mining                                  Decommissioning.
SUA-1471 of California Rio Algom Mining                                  Decommissioning.
SUA-1473 LLC Sequoyah Fuels                                    Decommissioning.
SUB-1010 Corporation Appendix O-1
 
Licensee            License No. License Type Why Complex?                            Control Date    PC No. Complete UNC Mining and                                Decommissioning.
Milling, Division of SUA1475 United Nuclear Corporation Bear Creek                                    Decommissioning.
Uranium              SUA-1310 Company*
ExxonMobil                                    Decommissioning.
SUA-1139 Corporation*
Areva NC, Inc.,                              Decommissioning.
Lucky Mc Uranium    SUA-672 Mill*
Pathfinder Mines                              Decommissioning.
SUA-442 Corporation*
Umetco Minerals                              Decommissioning.
SUA-648 Corporation*
Western Nuclear,                              Decommissioning.
SUA-56 Inc.*
Unusual or complex license. There is one Uranium Recovery facility in Wyoming that is undergoing decommissioning which did not transfer to Wyoming when they received their Agreement State status: American Nuclear Corporation (ANC). In October 2017, the Commission approved the NRC staffs recommendation for the American Nuclear                              NRC to retain regulatory authority over SUA-667 Corporation                                  the ANC site under the anticipated limited Section 274b Agreement with Wyoming (Staff Requirements Memorandum SECY-17-0081) (Agency-wide Documents Access and Management System (ADAMS)
Accession Number ML17277A783).
Appendix O-2
 
Licensee          License No. License Type Why Complex?                          Control Date      PC No. Complete Region I 03/02/202 ECS MidAtlantic  19-31462-01              Renewal                                624032            03121 1
US Inspection &                                                                          04/01/202 37-35583-01              Initial                                617182            03320 NDT                                                                                      0 03/22/202 Insight Group    39-35623-01              Initial, Required AS License Amendment 624214            03120 1
34-35134-01                                                    622731 Marshall County Coal Change of Control as a result of              08/31/202 Ohio County Coal  34-35134-02                                                    622734            03120 Bankruptcy                                    0 Harrison County Coal 34-35134-03                                                    622737 Steris Isomedix                                                                          05/11/202 52-24994-01              Authorization to load sources          624348            03521 PR                                                                                        1 02/02/202 Argo USA          47-11451-01              RSO Changeout                          624196            03120 1
01/22/202 Hanna & Assoc. 47-35034-01              Termination                            624149            03121 1
05/05/202 Aquatek Labs      06-35588-01              New License                            618170            03620 0
02/17/202 Del Valle Group  52-31423-01              Renewal                                624254            03121 1
Summersville 06/28/201 Regional Medical  47-31126-01              Change of Control                      611667            02120 9
Center 06-06941-01                                                    611910 Norwalk, Sharon, 06-08020-02                                                    611719  08/13/201 02230 to Danbury, New                              Quadruple COC 06-08544-01                                                    611915  9        02121 Milford Hospitals 06-17892-01                                                    611918 Department of the 45-23645-                Exemption request for Am241 target            07/27/202 618050            03614 Navy              01NA                    analyzers                                      0 10/02/201 Marshall Miller  45-17195-01              Request removal of portable gauges    615962            03111 9
DuPont 07/11/201 07-13441-02              Merger of RI license with RIII license 611166            03610 9
Appendix O-3
 
Licensee          License No. License Type Why Complex?                            Control Date      PC No. Complete 613742  10/03/201 USUHS            19-08330-02              Add individual with limited quals as RSO                  03610 613743  9 11/20/201 Cardinal Health  34-32780-02              FA                                      600618            03210 7
12/05/201 DMY Capitol, LLC  08-35186-01              Term                                    602533            03121 7
01/10/201 Dept of the Army  STB-1579                Renew                                    601287            11300 8
System One                                                                                  07/15/201 37-27891-02              Renew                                    608570            03320 Holding                                                                                    8 10/27/201 TVA              41-68                    FA                                      600223            03226 7
Hartford                                                                                    01/10/201 06-31314-02              Term                                    601413            02201 Cardiology Group;                                                                          8 609115 44-30124-                Add Ge-68/Ga-68 generator and                    08/07/201 PharmaLogic Ltd.                                                                      and            02500 01MD                    financial assurance                              8 609189 Johnson Memorial                                                                            12/31/201 06-16624-01              Bankruptcy and change of control        589520            02120 Hospital, Inc.                                                                              5 Bankruptcy                              587031 47-23023-01 587032 47-23053-01 Patriot Coal                                                                        587033  01/27/201 47-24809-01                                                                        03120 Corporation                                                                        587034  7 47-24917-01 587037 47-31315-01 587038 Brooks Run                                                                          588674  10/17/201 47-25581-02              Bankruptcy Change of Control                              03120 Mining Company                                                                      591420  6 Highland Mining                                                                    588677  10/14/201 47-30927-01              Bankruptcy Change of Control                              03120 Company                                                                            591422  6 Power Mountain                                                                              09/26/201 47-25566-01              Term                                    609852            03120 Contura, LLC                                                                                8 02/01/201 Drexel University 37-04594-01              Term                                    592741            03123 7
Karos                                      Term Pharmaceuticals, 08/10/201 Inc.              31-31441-01                                                      600290            03620 7
Appendix O-4
 
Licensee          License No. License Type      Why Complex?                            Control Date      PC No. Complete The George        08-00216-02                    Renew                                            03/06/201 04618 Washington                                                                                592229 7 University Region III Ionetix                      Other              New License. Radionuclide Production                      03210, Corporation      04-35412-01                    Using an Accelerator, Research and      593155  7/31/17  03620 Development Michigan State                Type A            New License. Radionuclide Production                      03210, University        21-00021-31                    Using an Accelerator, Research and      594327  3/17/17  03610 Development Broad Reliable Testing                                                                                            03320 24-35592-01                    New License. Radiography                618587  7/6/20 Services, LLC POINT Biopharma                                  New License. Research and                                  03620, U.S., Inc.        13-35593-01                    Development Other, Medical Institution  621132  3/10/21  02110 Broad Roush Industries,            Other              New License. Research and                                  03620 21-35539-01                                                            613919  11/15/19 Inc.                                            Development WMU Homer                    Other Stryker M.D.                                    New License. Research and 21-35421-01                                                            594556  7/7/17    03620 School of                                        Development Medicine EBV Explosives    SUB-9939    Other Greater than New License. Source Material              608993 8/30/18  11300 Environmental                150 kg Company d/b/a General Dynamics Ordnance and Tactical Systems, Munition Services Niowave, Inc.                Research and      New License. SNM U-235 and/or U-233                        22111, 21-35144-04 Development -      unsealed, less than a critical mass,    621136  1/20/21  03214, Other              Manufacturing and Distribution - Other,                    03620 Wayne State      21-00741-08                    Amended License. Amendment issued in    600401  11/02/17  01100 University                                      response to a request to authorize removal of sources (uCi quantities) from unused scintillation counters (LSCs) for disposal. Follow up to SLIV violation.
Appendix O-5
 
Licensee          License No. License Type Why Complex?                              Control Date    PC No. Complete Michigan State    21-00021-29              Amended License. - Amendment issued      618134  05/20/20 01100 University                                  in response to request to increase materials authorizations for byproduct material with Atomic No. greater than 83, authorize an additional Sr-90 eye applicator (vet. use), and add 35.200 material for R&D use. Request to change RSC chair.
Mallinckrodt      24-04206-01              Amended License. Amendment issued to      609344  09/25/18 03211 Nuclear Medicine                            increase 2 isotopes on the license and LLC                                        expand uses in accordance with proprietary requests in ML18192A827.
Site visit performed.
Curium US LLC      24-04206-01              Amended License. Amendment issued to                      03211 add or significantly expand Cu-64, Ga-    611118  04/08/19 68, and Ge-68 authorizations.
Cardinal Health    34-29200-                Amended License. Amendment issued to      612027  7/22/19  04210 Nuclear Pharmacy  01MD                    authorize the NorthStar RadioGenix Mo-Services                                    99/Tc-99m generator system.
Methodist Hospital 13-16558-01              Amended License. Amendment                609093  10/10/18 02230, of Gary                                    authorizing storage, installation,                        02240 acceptance, and commissioning testing of a new Elekta, Inc. Perfexion model gamma knife.
Eurofins                                    Amended License. Amendment issued to                      03610 BioPharma                                  change licensed program including Product Testing    24-13365-01              reduction in authorized uses and          621395  09/22/20 Columbia, Inc.                              changes to procedure for conducting lab surveys. Change to RSC chair.
Sigma-Aldrich                              Terminated License. Research &                            03620 Manufacturing,    24-16607-03              Development - Other                      601077  11/08/17 LLC Niowave, Inc.      21-35144-03              Terminated License. Industrial            601593  12/05/17 03320, Radiography Temporary Job Sites,                          03810 Byproduct Material Standby - No Operations Appendix O-6
 
Licensee            License No. License Type Why Complex?                            Control Date    PC No. Complete University of                                Terminated License. Academic Type B -                    01110 Wisconsin -        48-09944-01              Broad                                    601555  01/30/18 Milwaukee Lincoln University                          Terminated License. Byproduct Material                    03810 24-16097-01                                                      593055  02/07/18 of Missouri                                  Standby - No Operations Jackson                                      Terminated License. SNM Possession                        223300 Community          SNM-1171                Only (non-fuel) - Permanent Shutdown    613633  10/15/19 College Kirksville College                          Terminated License. Research &                            03620 of Osteopathic      24-17210-01              Development - Other                      610769  7/17/19 Medicine Wabash College                              Terminated License. Research &                            03620 13-07419-02                                                      621420  03/04/21 Development - Other Cardinal Health 41  34-32780-01              Decommissioning License.                601331  10/11/17 03900 4, LLC                                      Decommissioning and termination of license for PET cyclotron facility.
Curators of the Uni 24-00513-32              Decommissioning License. -              591693  10/17/17 02110 versity of Missouri                          Decommissioning of farm animal burial
- Columbia                                  site for unrestricted use.
Central Michigan    21-01432-02              Decommissioning License. -              593032  01/26/18 03620 University                                  Decommissioning of former areas where mCi quantities of C-14 and H-3 were used.
NSF International  21-15209-02              Decommissioning License. -              594420  02/06/18 03124 Decommissioning of former areas where uCi quantities of Ra-226 and Ra-228 were used.
Curators of the    24-00513-37              Decommissioning License. -              602353  03/01/18 03620 University of                                Decommissioning request for several Missouri                                    locations within the Biological Sciences Building.
Washington          24-00167-11              Decommissioning License. -              602380  03/26/18 02110 University in St.                            Decommissioning request for former Louis                                        areas where C-14 and H-3 were used.
National            34-00507-16              Decommissioning License. -              599800  05/08/18 03620 Aeronautics &                                Decommissioning of cyclotron vault.
Space Administration Appendix O-7
 
Licensee          License No. License Type Why Complex?                                Control Date    PC No. Complete St. Catherine    13-23665-01              Bankruptcy Review. Bankruptcy process Regional Hospital                          initiated as early as 2012, but escalated in 2016 with the hospital formally closing.
Licensed material was not removed at the time of the hospital closure, and mCi quantities of Co-57 and Cs-137 were inappropriately transferred to the new owner. Full license termination in Mar.
2018.
Lakeshore Toltest 34-35052-01              Bankruptcy Review. Initial bankruptcy Corporation                                notification received in 2014 without resolution until the license expired on October 31, 2020. This licensee is currently undergoing enforcement review for unauthorized transfer of two radium-226 moisture density gauges and two hand-held x-ray analyzers containing americium-241 and cadmium-109 sealed sources.
Schultz Surveying 24-32159-01              Bankruptcy Review. Licensee entered
& Engineering,                            bankruptcy proceedings in the 2016-Inc.                                      2017 timeframe and ultimately had the NRC license revoked for non-payment of fees in Jan. 2018. The NRC was able to verify transfer of all licensed material, except for one moisture density gauge through inspection of the licensee. The licensee was later found to have inappropriately transferred the one remaining gauge to Veterans Worldwide, a new license applicant (CN608932) that was not authorized at the time to possess licensed material. The gauge was located in an Agreement State when the issue was identified by the NRC and ultimately transferred to an authorized entity prior to the termination of the NRC license.
Appendix O-8
 
Licensee            License No. License Type Why Complex?                            Control Date    PC No. Complete The Dow            21-00265-06              Renewed License. Research and          594610  10/23/17 03610, Chemical                                    Development Broad - Type A,                              03120, Company                                      Measuring Systems - Fixed Gauges,                        03121, Portable Gauges, Analytical Instruments                  03122 Analytical Bio-    24-13365-01              Renewed License. Research and          599636  11/30/17 03610, Chemistry                                    Development Broad - Type A,                              03123 Laboratories, Inc.                          Measuring Systems - Gas Chromatographs Leidos, Inc.        24-32591-01              Renewed License. Waste disposal        599636  11/16/17 03234, service processing or repackaging,                      03219, decontamination services, leak test                      03220, services, source material greater than                  03221, 150 kg, SNM sealaed and unsealed, less                  11300, than critical mass.                                      22110, 22111, 22150, 22151 University of Notre 13-01983-15              Renewed License. Academic Type A        599976  12/18/17 01100, Dame du Lac                                Broad, Fixed Gauges, Irradiators other                  03210,
                                            <10000 Ci, Irradiators self shielded                    03511,
                                            >10,000 Ci, Source Material less than                    03520, 150 kg, SNM less than critical mass.                    11200, 22110, 22111 InstroTek, Inc. 32-32666-01              Renewed License. Other Services,        600958  03/13/18 03225 sources less than or equal to 100 Ci.
Indiana            13-06028-02              Renewed License. SNM - unsealed,        608948  11/14/18 22110, Department of                                less than critical mass, R&D - other,                    03620, Homeland                                    source material less than 150 kg.                        11200, Security (IDHS)                                                                                      22111 Covance            13-32713-01              Renewed License. Research and          610913  06/04/19 03611, Laboratories, Inc.                          Development Broad - Type B,                              03123 Measuring System Gas Chromatographs Dow Agrosciences    13-26398-01              Renewed License. Research and          612617  12/26/19 03610, Development Broad - Type A,                              03123 Measuring System Gas Chromatographs Appendix O-9
 
Licensee          License No. License Type    Why Complex?                              Control Date    PC No. Complete Industrial Mainten 13-32049-01                  Renewed License. Other Services          614098  02/06/20 03225, ance Engineering,                              Sources less than or equal to 100 Ci,                      03214, Inc.                                            M&D other, General License Distribution,                  03240, R&D Other                                                  03620 SOFIE Co. d/b/a    45-25221-05                  Renewed License. Radionuclide            616031  03/24/20 03210 Sofie                                          production using an accelerator.
Department of the  24-32221-01                  Renewed License. R&D Broad Type A,        617077  05/20/20 03610, Army                                            Measuring Systems Portable Gauges,                        03121, Irradiators Self Shielded <10,000 Ci,                      03510, Source material <150 kg, SNM sealed                        11200, sources less than critical mass.                          22151 Washington        24-00167-14                  Renewed License. Radionuclide            622649  02/02/21 03210 University in St.                              production using an accelerator.
Louis Region IV University of      50-02430-07 R&D Type B      Renewal                                  622617  2/9/21 Alaska Fairbanks              Broad Scope US Dept of        05-01399-08 Board Scope Type Release of laboratories-Group 2-3,        622602  10/1/20 Interior, USGC                A Academic, R&D  Building 21                              618761 611589 Qal-Tek            11-27610-01 M&D, waste      Renewal                                  612191  11/1/19 disposal US Dept of        05-01399-08 Broad Scope R&D  Release multiple locations.              611589  10/8/19 Interior, USGC                                  Complex decommissioning requiring decom inspector review H&H X-Ray          17-19236-01 Radiography      Renewal with multiple devices and        613739  12/9/19 Services                                        several SSD cross references International      11-27680-  M&D Broad Type  Distribute radiopharmaceutical (I-131) to 613966  2/13/20 Isotopes          01MD        A                radiopharmacies with FDA approval.
Idaho Falls        11-35569-01 Medical no WD    New license. This action was considered  616083  10/31/19 Community                                      complex because the revision of Hospital                                        NUREG, Volume 9 was issued during the renewal process. The license reviewer issued an additional RAI to the licensee, in order to ensure that the renewal application information from the third revision of NUREG 1556, Volume 9 was addressed appropriately.
Appendix O-10
 
Licensee          License No. License Type      Why Complex?                                Control Date      PC No. Complete Providence Health 25-16773-02 HDR              Removal of Cs-137 irradiator and            617168  12/11/19
& Services                                      deactivation of NSTS license.
University of    49-09955-10 Academic Broad    Renewal                                    617261  1/14/20 Wyoming                      Scope Providence Alaska 50-17838-01 HDR              HDR virtual entrance door (required        6097226 TAR/ame TAR)                                        12090  ndment complete5
                                                                                                    /7/2019 Adanta            04-35535-01 D&D              New license                                611623  9/27/19 International    11-27680-  Type A Broad      Procedure for decontamination of area      6123746 6/12/19 Isotopes          01MD        Scope            where breached source occurred at          12612  7/3/19 University of Washington. Expedited request. Received 6/5/19. Second expedited request for review of procedure OP-SRC-047 Rev. C (Rev. B approved on previous amendment).
Blackjewel        49-26963-03 Fixed gauge      Change of control; Expedited request (2    613770  8/6/19 days) to meet bankruptcy court proceedings. Extenuating circumstances (issue consent before 30-day posting) coordinated with regional counsel and OGC International    11-27680-  Type A Broad      Renewal                                    622818  In Isotopes          01MD        Scope                                                                progress Montana State    25-00326-06 Academic Type A  Renewal                                    622931  3/30/2021 University                    Broad Scope South Dakota      40-35101-01 R&D Type A        Amendment. Required technical review        317620  4/30/2020 Science &                    Broad Scope      of air handling/ventilation systems and Technology                                      unique (i.e. underground) facility lay-out.
BRP Vet Clinic    11-35625-01 Veterinary Clinic New License: first NRC application for      624360  3/26/21 use of Synovetin (Sn-117m) for treatment of osteoarthritis in canines Idaho State      11-27380-01 Academic Broad    Renewal                                    617844  7/27/2020 University                    Scope South Dakota      40-27640-01 Academic Broad    Renewal                                    618612  7/15/2020 School of Mines &            Scope Tech.
Loenbro          25-35574-01 Industrial        New. This action authorizes NSTS            616839  1/2/2020  03320 Appendix O-11
 
Licensee              License No.      License Type          Why Complex?                              Control    Date        PC No.        Complete Inspection                            Radiography          sealed sources greater than CAT 2 quantities. The applicant held several agreement state licenses and requested a license with the NRC.
Qal-Tek              11-27610-03      Waste Disposal        New application for Mayfield Verification  613323      Withdrawn Processing/          Facility. Requested to use US Ecology Repacking            methodology to approve alternate disposal requests. Application withdrawn by applicant following call advising of intent to deny. This new application was a collaboration between Region IV, OGC, and NMSS. A new application is currently being reviewed by Region IV.
*The State of Wyoming assumed oversight responsibilities for uranium recovery facilities located in that state on October 1, 2018. The NRC staff had several licensing actions that were in progress at the time of the turnover to the State of Wyoming. There were a total of 6 licensing actions that were turned over to the State of Wyoming for completion. These actions are included in the list of licensing actions provided [insert location] and include the phrase Transferred to WY as the last action (with a date of September 28, 2018) in the tracking spreadsheet. Prior to the turnover, the NRC staff identified a logical endpoint for licensing reviews that could not be completed and worked with the State of Wyoming staff to ensure the status of the licensing reviews was understood. In addition to the 6 licensing actions, the State of Wyoming became responsible for the license termination process for the conventional uranium mills located within that State. Prior to the turnover, the NRC staff clarified the steps remaining in the license termination process for the 6 conventional mills in Wyoming.
Appendix O-12
 
Appendix P: Variances and Exemptions Requirement                                                    Date Licensee  License # MC #                    Action                            PC Reviewer Issued Uranium Recovery Homestake                                    Exemption requested from one Mining of                                    of their license conditions California                                  requiring daily walkdowns by a qualified radiation safety technician. An exemption was granted allowing the licensee to 04/08/2020 use another trained but not fully qualified staff member for the daily walkdowns while the RST was away.
https://www.nrc.gov/docs/ML200 9/ML20099A179.pdf Rio Algom                                    Exemption requested from a Mining LLC                                  license condition requiring monthly groundwater monitoring.
An exemption was granted allowing the licensee to defer 04/21/2020 the collection of groundwater samples in April and May of 2020 until June of 2020.
https://www.nrc.gov/docs/ML201 1/ML20111A322.pdf Homestake                                    A second exemption was Mining of                                    requested for an extension for California                                  the due date of their corrective actions as ordered by condition 5 of Confirmatory Order EA                                              114. An exemption was granted                05/15/2020 allowing an extension of 120 to the due date of the corrective actions.
https://www.nrc.gov/docs/ML201 3/ML20134H851.pdf Appendix P-1
 
Requirement                                                            Date Licensee      License #  MC #                        Action                            PC    Reviewer Issued UNC Mining                                            Exemption requested from a and Milling,                                          license condition requiring Division of                                            quarterly groundwater United Nuclear                                        monitoring. An exemption was corporation                                            granted allowing the licensee to defer the collection of                          06/18/2020 groundwater samples in the second quarter of 2020 to the third quarter of 2020.
https://www.nrc.gov/docs/ML201 6/ML20162A199.pdf Sealed Source and Device QA Program          Postponement of commitment to Agilent                          Commitment          perform audit of their sealed 5/19/20 Technologies                                          source supplier.
ML20133L537 Low-Level Waste Extend Possession Time of Los Alamos National Laboratory Waste in the Exemption Order 12/07/2020 Condition 8.B.4 Until December 23, 2022.
Waste Control                                          ML20252A182.
Specialist                                            Extend Possession Time of Los Alamos National Laboratory Waste in the Exemption Order 12/19/2018 Condition 8.B.4 Until December 23, 2020.
ML18269A318.
Region I 04618 Covid-19 Ex. For Security          03510 Univ. of CT    06-01450-47 618555                                                              Reichard 04/10/2020 Training                          04416 11200 2110 19-00296-10 618594 Covid-19 Ex. Inst. Cal, leak test, 2230 NIH            19-00296-17 618595                                                              Weidner  04/23/2020 surveys, etc.                      03520 19-00296-21 618596 03210 Appendix P-2
 
Requirement                                                Date Licensee      License #  MC #              Action                        PC    Reviewer Issued Covid-19 Delay getting FA            Courtem HHS-FDA        20-08361-01 618552                                            03610            04/27/2020 Signatures                            anche 08-00386-19 Howard        University  618593            Covid-19 Ex. For Program              Courtem 01100            04/27/2020 University    08-03075-07 618599            surveys and inspections              anche Hospital Boehringer                                    Covid-19 delay for license 06-19183-01 618708                                            03610  Shaffer  04/28/2020 Ingelheim                                    inventory and SA 19-12056-02 616857 US Army                                      Covid-19 delays                03610  Ullrich  04/29/2020 SMB-141    618670 Univ. of CT    06-01450-47 618639            Covid-19 LLEA Training        04618  Reichard  05/01/2020 USDA          19-00915-03 618758            Covid-19 Insp., training,      04617  Pfingsten 05/07/2020 DHS -
National Urban                                Covid-19, Inventory, RSC              Wardrob 31-31334-01 618782                                            03710            05/07/2020 Security Tech                                meetings                              e Lab Agilent        07-28762-01 618783            Covid-19 Inventory, leak test  03214  Ullrich  05/15/2020 Banco de                                      Covid-19 LT, Surveys, 52-25344-01 618804                                            03510  Ragland  05/15/2020 Sangre                                        Calibrations Cardinal      34-31473-                                                            Orlikowsk NA                Covid-19, delay for NRC Form 5 02500            05/15/2020 Health        02MD                                                                i USEPA          32-14048-04 618950            Covid-19 Dosimetry Exchange    03610  Pfingsten 06/01/2020 Siemens                                      Covid-19 dosimeter wear 32-35165-01 621121                                            03225  Reichard  06/26/2020 Medical                                      periods 04618 Covid-19 Ex. For Security      03510 Univ. of CT    06-01450-47 624004                                                  Reichard  01/22/2021 Training Extension            04416 11200 DLA            37-30062-01 624639            Covid-19 Qtr. Lab Audits      03225  Reichard  03/04/2021 03214 Agilent 07-28762-01 622634            Covid-19 Extension            03225  Ullrich  08/25/2020 Technologies 03620 Howard        08-00386-19                    Covid-19 Ex. For Program 622624                                            01100  Kauffman  01/15/2021 University    University                    surveys and inspections DHS -
31-31334-01                    Covid-19 Extension            037110 DeBoer    08/05/2020 National Lab              622622 Ragland NIH            19-00296-17 592838            Exemption 10 CFR 71.5(b)      03510            04/04/2018
                                                                                    & Ullrich Appendix P-3
 
Requirement                                                        Date Licensee        License #  MC #                          Action                      PC    Reviewer Issued ChristianaCare                                            Covid-19 exemption for meter 07-12153-02 625414                                                      04822 Weidner  05/04/2021 Health System                                              calibration Region III U.S. Army Joint Munitions Command Safety and                        10 CFR 30.34(e)        ML20129J883                                05/08/2020 Risk Management Directorate Cardinal 10 CFR 22.2206(c)      ML20136A319                                05/15/2020 Health Department of Veterans Affairs Veterans Health                            10 CFR 30.34(e)        ML20126A508                                05/19/2020 Administration National Health Physics Program Wayne State 10 CFR 30.34(c)        ML20140A142                                05/19/2020 University NASA Glenn Research                          10 CFR 30.34(e)        ML20141L647                                05/20/2020 Center Wayne State 10 CFR 20.1906(c)      ML20149K579                                05/28/2020 University University of 10 CFR 35.610(d)(2)    ML20150A397                                06/01/2020 Michigan 10 CFR 35.60(b),
Beaumont 35.61(a), 35.67(b)(2),  ML20148M331                                06/02/2020 Health System 35.67(g), 35.310(a)
Department of                      Exemption to allow Veterans                          MML to grant Affairs                            temporary              ML20202A457                                06/21/2020 Veterans                          exemptions to Health                            permitees.
Appendix P-4
 
Requirement                                Date Licensee      License # MC #                    Action      PC Reviewer Issued Administration National Health Physics Program Ascension St.
John Macomb 10 CFR 30.34(c)    ML20181A444            06/30/2020 Oakland Hospitals Bronson Battle 10 CFR 30.34(c)    ML20181A456            06/30/2020 Creek Hospital Wayne State 10 CFR 30.34(c)    ML20238B950            08/26/2020 University NASA Glenn Research                      10 CFR 30.34(c)    ML20241A300            08/31/2020 Center University of 10 CFR 20.1101(c)  ML20302A155            10/28/2020 Michigan Washington University in                10 CFR 30.35(f)    ML20309A706            11/09/2020 St. Louis Washington University in                10 CFR 35.610(e)  ML20332A161            11/30/2020 St. Louis Department of                Exemption to allow ML20349A148            12/14/2020 Veterans                      MML to grant Affairs                      temporary Veterans                      exemptions to Health                        permitees.
Administration National Health Physics Program Appendix P-5
 
Requirement                                                      Date Licensee      License # MC #                    Action                            PC Reviewer Issued Department of Veterans Affairs Veterans Health                        10 CFR 30.34(e)    ML20350B610                                  12/15/2020 Administration National Health Physics Program Region IV ProTechnics                  10 CFR 39.77        Request for temporary storage        Simmons  4/20/20 rather than abandonment.
ML20112F532 Cordero Mine                  License Condition  COVID-related travel restrictions    Hanson  4/30/20 13.A                on leak test vendor ML20120A617 Avera                        License Condition  COVID-related - Common              Torres  4/30/20 McKennan                      13.C                carrier not allowed to deliver Nuclear                                          RAM packages inside hospital.
Medicine                                          ML20121A234 Avera                        License Condition  COVID-related. Request for 90-      Torres  7/30/20 McKennan                      13.C                day extension of exemption.
Nuclear Medicine Schlumberger                  10 CFR 39.71(a)    COVID-related. Evacuation of        Hanson  8/4/20 non-essential personnel, including logging supervisor, from drilling rig to accommodate deep-cleaning following positive COVID-19 test. Verbal approval by vonEhr 7/30/2020. Written approval, with OGC NLO, 8/4/2020.
ML20216A507 ML20217L101 Avera                        License Condition  COVID-related. Request for 90-      Torres  10/26/20 McKennan                      13.C                day extension of exemption.
Nuclear                                          ML20300A441 Medicine Appendix P-6
 
Department of Energy (DOE) Exemptions Granted Applicant  Regulation    Date Issued                          Description Region III Lawrence Livermore 10 CFR 30.12  06/01/2017      Exemption for Joint Training and Field Exercise National Security                                in Chicago, Illinois. (ML17153A112) 09/15/2017      Exemption for Joint Training and Field Exercise in St. Ignace, MI. (ML17258A814)
SER - (ML17258A887)
Region IV Lawrence Livermore 10 CFR 30.12  FY2019          one National Security Idaho National    10 CFR 30.12  FY2019          Seven Laboratory                        FY2020          Seven FY2021          one National Security  10 CFR 30.12  FY2019          Seven Technologies, LLC                FY2020          one (NSTec)-MSTS                      FY2021          one Appendix P-7
 
Appendix Q: Procedures Document                                      Date Issued  Description Complex Materials Decommissioning NUREG 1757, Volume 2, Revision 2              Sept. 2020  Issued, as a draft, for public comment in. Currently revising the document based on public comments received.
Uranium Recovery NMSS DUWP 70-1 Review Process for New          Dec. 2020    Completed development of a new Uranium Recovery License Applications                      internal policy and procedure document focused on the review of new uranium recovery license applications. ML20269A111 (link will only work from inside NRC Evaluations of Uranium Recovery Facility      June 2019    Completed the development of interim Surveys of Radon and Radon Progeny in Air                  staff guidance. ML14058A010 and Demonstrations of Compliance with 10 CFR 20.1301 Sealed Source and Device Branch Policy and Guidance Directives                      Revised to reflect the name changes of new organizational units due to re-organization.
NUREG-1556, Volume 3.                          Sept. 2015  Agreement State Staff supported the revision Low-Level Waste Proposed Disposal Procedures and Transfers April 2020      The NRC staff issued Guidance under of Radioactive Material                                    10 CFR 20.2002 and 10 CFR 40.13(a).
ML19295F109 Region I NUREG-1556 Series                                          Licensing Guidance for Materials Licensees https://www.nrc.gov/reading-rm/doc-collections/nuregs/staff/sr1556/index.ht ml Licensing Templates                                        Transitioned to the use of Web-Based Licensing to create, process, and publish licensing documents.
G:\WBL Documents Licensing Guidance                                          Implemented electronic signatures and transitioned to a paperless remote licensing process.
G:\Reference\Licensing Storage                                                    Transitioning from storage of our licensing documents on a shared G:
drive to a SharePoint site.
G:\Reference\License Letter Templates Tool Kits                                                  https://www.nrc.gov/materials/miau/ma t-toolkits.html#6 Licensing Job Aid                                          G:\Inspection and Licensing Working Group 10282011 Appendix Q-1
 
Document                                    Date Issued Description Region III NUREG 1556 Vol. 6 Rev. 1                    June 2018  Program-Specific Guidance About 10 CFR Part 36 Irradiator Licenses NUREG 1556 Vol. 7 Rev. 1                    Feb. 2018  Program-Specific Guidance About Academic, Research and Development, and Other Licenses of Limited Scope, Including Electron Capture Devices and X-Ray Fluorescence Analyzers NUREG 1556 Vol. 8 Rev. 1                    June 2018  Program-Specific Guidance About Exempt Distribution Licenses NUREG 1556 Vol. 9 Rev. 3                    Sept. 2019  Program-Specific Guidance About Medical Use Licenses NUREG 1556 Vol. 12 Rev. 1                    May 2018    Program-Specific Guidance About Possession Licenses for Manufacturing and Distribution NUREG 1556 Vol. 13 Rev. 2                    Mar. 2019  Program-Specific Guidance About Commercial Radiopharmacy Licenses NUREG 1556 Vol. 14 Rev. 1                    Apr. 2018  Program-Specific Guidance About Well Logging, Tracer, and Field Flood Study Licenses NUREG 1556 Vol. 16 Rev. 1                    July 2018  Program-Specific Guidance About Licenses Authorizing Distribution to General Licensees NUREG 1556 Vol. 17 Rev. 1                    July 2018  Program-Specific Guidance About Licenses for Special Nuclear Material of Less than Critical Mass NUREG 1556 Vol. 18 Rev. 1                    Aug. 2017  Program-Specific Guidance About Service Provider Licenses NUREG 1556 Vol. 20 Rev. 1                    Nov. 2020  Guidance About Administrative Licensing Procedures Basis of Confidence Licensing Checklist      Jan. 2020  Checklist to Provide a Basis for Confidence that Radioactive Materials Will be Used as Specified on the Application License Term Memo                            Aug. 2017  Procedure for implementing the 15-year materials license term.
RIS 2005-31                                  Dec. 2017  Control of security-related Sensitive Unclassified Non-Safeguards Information handled by individuals, firms, and entities subject to NRC regulation of the use of source, byproduct, and special nuclear material.
License reviewer standard checklist. Rev. 7  Jan. 2019  Standard checklist used by license reviewers when processing each licensing action. Reviewers may make personal additions to the checklists they use.
Appendix Q-2
 
Document                              Date Issued Description 35.1000 Licensing Guidance            Various    All updates to licensing guidance pertaining to emergent medical technologies may be found on the NRC Medical Uses Licensee Toolkit at the following link:
https://www.nrc.gov/materials/miau/me d-use-toolkit/emerg-licensed-med-tech.html COVID-19 Exemption Licensing Guidance  Apr. 2020 - All guidance relating to temporary Aug. 2020  exemptions due to the COVID-19 PHE are located on the NRC COVID-19 Regulatory Activities webpage at the following link:
https://www.nrc.gov/about-nrc/covid-19/materials/med-indust-academic.html Region IV NUREG-1556 series                                  Utilized the guidance provided and the information provided on the Materials Licensees Toolkits on the NRC website.
Memorandum                                        Issued that addressed exemptions to regulations contained in Title 10 of the Code of Federal Regulations Parts 30 and 34 or license conditions that licensees requested due to the public health emergency caused by the Coronavirus Disease 2019 (COVID-19). ML20108E940.
Appendix Q-3}}

Revision as of 03:49, 9 September 2021

2021 Consolidated NRC Impep Review Response to Questionnaire
ML21182A357
Person / Time
Issue date: 06/29/2021
From: Brian Anderson
NRC/NMSS/DMSST
To:
HOOD T/NMSS/MSST
References
3150-0183
Download: ML21182A357 (107)
v • d • e


Text

Approved by OMB1 0F Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE Reporting Period:

Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the Nuclear Regulatory Commission (NRC) may copy the previous answer, if appropriate.

A. GENERAL

1. Please prepare a summary of the status of the NRC's actions taken in response to each of the open recommendations from previous IMPEP reviews.

RESPONSES:

Sealed Source and Device (SS&D) Evaluation Program.-

Reporting Period: December 12, 2014 - June 11, 2021 During the 2014 IMPEP of the SS&D Program the review team made one recommendation: The review team recommends that the Branch develop and implement a mechanism to obtain missing historical documents referenced in the Sealed Source and Device (SS&D) registration certificates transferred from the State of Georgia. In response to the recommendation the staff, worked with the State of Georgia and certificate holders to locate the missing historical documents. The staff summarized their efforts and results in a memorandum dated January 20, 2016 (ML16006A273).

Region I - Reporting Period: April 4, 2015 - June 11, 2021 The 2015 Region I IMPEP report included no comments or recommendations. The report from the Periodic Meeting in February 2018 indicated performance was satisfactory with no performance concerns or issues identified.

Region III - Reporting Period: July 22, 2017 - June 11, 2021 There were no recommendations from the previous Region III IMPEP in 2017.

1 An OMB clearance is not needed for the responses for the NRC IMPEP Review since this activity is internal to the agency. The identical form was used to be consistent with other IMPEP reviews conducted of NRCs regulatory partners in the National Materials Program. Estimated burden per response to comply with this voluntary collection request: 53 hours6.134259e-4 days <br />0.0147 hours <br />8.763227e-5 weeks <br />2.01665e-5 months <br />. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.

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Region IV - Reporting Period: April 6, 2019 - June 11, 2021 Did not have any open recommendations from previous IMPEP reviews. Therefore, there is no response necessary.

B. COMMON PERFORMANCE INDICATORS I. Technical Staffing and Training

2. Please provide the following organization charts, including names and positions:

(a) A chart showing positions from the Commission down to the Radiation Control Program Director;

RESPONSE

See Appendix A for the organization chart of the NRC Office of Nuclear Material Safety and Safeguards (NMSS).

(b) A chart showing positions of the radiation control program, including management; and

RESPONSE

See Appendix B for the full Region I, III, and IV organization charts.

(c) Equivalent charts for sealed source and device evaluation, complex decommissioning and uranium recovery programs, if applicable.

RESPONSE

See Appendix C for the organization charts. Note that complex decommissioning actions in the Division of Decommissioning, Uranium Recovery and Waste Programs are handled by both the Uranium Recovery and Materials Decommissioning Branch and the Low Level Waste and Special Projects Branch.

References to Low Level Waste in this questionnaire indicate the Low Level Waste and Special Projects Branchs contribution to the NRCs complex decommissioning program.

3. Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas:

administration, materials licensing & compliance, emergency response, low-level radioactive waste, uranium recovery, other. If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.

If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts.

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RESPONSE

See Appendix D for the staff plans.

4. Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.

RESPONSE

See Appendix E for the personnel hired.

5. Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.

RESPONSES:

See Appendix F for the staff not yet qualified.

6. Identify any changes to your qualification and training procedure that occurred during the review period.

RESPONSES:

No changes for Complex Materials Decommissioning, Sealed Source and Device, and Region IV.

Staff in uranium recovery licensing use Inspection Manual Chapter (IMC) 1248, Appendix I. This document is entitled Training Requirements and Qualification Journal for Uranium Recovery Project Managers/Technical Reviewers and is available at: https://www.nrc.gov/reading-rm/doc-collections/insp-manual/manual-chapter/index.html IMC 1248, Appendix I was revised in July 2019 to include three new required courses: (1) National Environmental Policy Act for the Uninitiated; (2)

MARSAME: Multi-Agency Radiation Survey and Assessment of Materials and Equipment (H-120); and (3) MILDOS Area Dose Assessment Code (Argonne National Laboratory). Additionally, the July 2019 revision included references to NUREG 1620 - Standard Review Plan for the Review of a Reclamation Plan for Mill Tailings Sites Under Title II of the Uranium Mill Tailings Radiation Control Act of 1978 and NUREG 1623 - Design of Erosion Protection for Long-Term Stabilization.

Low-Level Waste uses NMSS Policy and Procedure #1-13 that is based off the respective IMCs on June 7, 2019. The Policy and Procedure facilitates office ownership of the qualification process outside of the Inspection program. The Low-Level Waste Project Manager Qualification Journal is available in Agencywide Documents Access and Management System (ADAMS at ML16139A402.

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Region I uses the IMC 1248 guidance for qualification and training requirements. In addition, Region I implements and maintains Region I, Division of Nuclear Materials Safety (DNMS) Directive 0400/3, DNMS Training and Qualification Program. Revision 3 was implemented on March 3, 2021, to include the most recent references and guidance. Also, Attachment 3 of DNMS Directive 0400/3, Licensing Signature Authority -

Level I & II Groups has been updated to better reflect the program codes contained within the Web-Based Licensing system.

Region III has adopted IMC 1248 for the qualification of Materials Inspectors (Appendix B), Decommissioning Inspectors (Appendix F), Decommissioning Reviewers (Appendix G), and Licensing Reviewers (Appendix A).

7. Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.

RESPONSE

See Appendix G for staff departures.

8. List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.

RESPONSES:

No vacancies in the licensing portion of the Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

Low-Level Waste currently has 3 vacancies. Management is planning on utilizing programs such as Nuclear Regulator Apprenticeship Network (NRAN)

Program and Co-Op and Summer Intern programs as possible replacement candidates.

Region I has 1 vacancy in the Commercial, Industrial, R&D, and Academic Branch. Two Vacancies in the Commercial, Industrial, R&D, and Academic Branch. One vacancy for Division support. Additionally, by applying the NRCs Strategic Workforce Planning tool, Region I management decided to hire ahead 4 positions in the Medical and Licensing Assistance Branch in anticipation of future losses within the division. These positions will allow new staff to complete a substantial portion of the qualification program before the anticipated retirements occur. Management is currently reviewing applications and conducting interviews for the positions. Based on current budget predictions for fiscal years 2022 and 2023, division staffing levels will remain approximately the same as current staffing levels. Division management continues to assess budget and resource needs and make proactive hiring decisions.

Region III has 3 vacancies in DNMS at the time of the review. One vacancy in the Materials Inspection Branch (MIB), one vacancy in the Materials Control ISFSI and Decommissioning Branch (MCID), and one vacancy in the Materials Licensing Branch (MLB). MCID Health Physicist - MCID has 1 FTE vacancy that has been vacant since January 2021. MCID posted a solicitation of interest (SOI) agency-wide and did not hire anybody out of that SOI. MCID posted an SOI for external hires that closed in April 2021.

MCID has interviewed for the position and expects to make a selection soon. MIB Health 4

Physicist - The 1 FTE vacancy in MIB has been vacant since the end of March 2021 due to the retirement of Keven Null. MIB intends to post an SOI agency-wide to fill the one vacant position in the branch. MLB Health Physicist - 1 FTE vacancy that has been vacant since March 2021- MLB posted a SOI agency-wide and did not hire anybody out of that SOI. MLB posted for an external hire and is reviewing the applicants.

Region IV has 1 GG-13 license reviewer vacancy in Materials Licensing Decommissioning Branch as of April 2021. An Agency-wide solicitation of interest was posted and applicants are currently under review. The MIB does not currently have any vacancies, however, the Division will review the need for additional staff as needed for attrition.

9. For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.

RESPONSE

Not applicable II. Status of Materials Inspection Program

10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information: license category or licensee name and license number, your inspection interval, and rationale for the difference.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, Uranium Recovery, Region I, Region III, and Region IV.

Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, all 58 non-military sites were dispositioned by 2019, and dates of site visits and scoping surveys are provided as part of the page on letters to site owners on NRCs public webpage for radium (https://www.nrc.gov/materials/radium/non-military-radium-letters.html). None of the radium sites, neither military nor non-military, are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.

RESPONSES:

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery. See Appendix H for inspection priority.

5

12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.

At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:

(1) Licensee Name (2) License Number (3) Priority (IMC 2800)

(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

See Appendix I for overdue inspections.

13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

No inspections currently overdue for the Regions.

Note: For the non-military radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. Thus, none are overdue. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

14. Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

See Appendix J for number of reciprocity licensees.

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III. Technical Quality of Inspections

15. What, if any, changes were made to your written inspection procedures during the reporting period?

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

The Regions conduct its inspection program in accordance with inspection procedures and guidance developed by NMSS, including revisions made during the reporting period. The guidance provided in current NRC Inspection Manual Chapter 2800 is primarily used. IMC 2800 was last updated in March 2020.

16. Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

See Appendix K for accompaniments.

17. Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, and Uranium Recovery.

Region I has an ample supply of calibrated instruments available to inspectors for use during inspections. Instruments are sent to a qualified calibration company via an annual contract. Instrument and detector types capable of detecting alpha, beta, gamma and neutron radiation, include: ion chambers (6) ,

pancake probes (7), Sodium-Iodide scintillation probes (12), side window Geiger-Muellers (4), end window Geiger-Muellers (4), alpha detectors (3), microR meters (10), personal alarming rate meters (6), a neutron meter, and an isotope identifier. Region I does not have in-house laboratory capabilities. Samples collected in the field are sent to Oak Ridge Institute for Science and Education for analysis.

The Region III maintains a variety of instruments from simple hand-held dose rate instruments to more complex instruments used for decommissioning purposes which consist of ion chamber, Geiger-Mueller, scintillation, gas flow proportional detectors, etc. In addition to the Region IIIs internal instruments, Region III uses, as necessary, its contractor the Oak Ridge Institute for Science and Education (ORISE) to perform confirmatory surveys at decommissioning 7

licensee facilities. For soil, water, and/or vegetation samples, the region uses the ORISE laboratory for sample analysis. The instrument program is maintained in accordance with Regional Procedure 10.131, Protection of Region III Employees Against Ionizing Radiation. Region III does not maintain any calibration or laboratory capabilities. Region III uses a vendor (Laurus) to calibrate and repair its instruments. All calibrations are performed with NIST traceable sources. Instruments are calibrated at least annually, or prior to use, and any instruments that are out of calibration are stored in a labeled cabinet or have a tag attached to them indicating that they are out of calibration.

Calibration due dates are tracked by the Radiation Safety Officer (RSO) and instruments are sent for calibration typically once or twice per quarter. Region III maintains a sufficient inventory of survey instruments to ensure that inspection activities are not affected by instrument exchanges for calibration. Instruments not used on a routine basis are calibrated as needed. Region III provided a table for their survey instrument capabilities. See Appendix L.

The Region IV office maintains a variety of instruments to accommodate the different needs of the inspectors. The instrumentation is capable of measuring ambient exposure rates and surface contamination levels. Region IV maintains instrumentation that can measure both alpha and beta-gamma surface radioactivity levels. Although rarely used, Region IV also maintains a FIDLER for measurement of low energy radiation (Am-214, depleted uranium) in outdoor settings. The instrumentation is calibrated annually, in accordance with the Regional Radiation Safety Manual (a Regional Office Policy Guide),

by offsite contractors. Region IV uses three different contractors based on the level of complexity and the manufacturer of the instrument. Region IV also maintains some instrumentation in storage that is no longer calibrated. These meters are occasionally used for spare parts, or could be returned to service, if needed. Region IV maintains several check and calibration sources for functional checks and for efficiency calculations.

Region IV maintains a logbook of instrument calibration due dates and issuance of meters to the inspectors. The location of any meter at any time can be verified through the logbook. When an instrument is coming due for calibration, the laboratory manager will issue emails to recall the instruments for recalibration. Region IV no longer maintains the ability to measure neutron exposure rates. Any inspector requests for neutron exposure measurements would have to be conducted by the licensee at the request of the inspector. A common example would be during cannister loading operations at nuclear power plants. Finally, Region IV maintains sampling equipment for collection of swipe samples and environmental samples. Region IV no longer maintains the capability to analyze swipe, soil, or water samples. These samples are submitted to a contracted Department of Energy (DOE) laboratory in Idaho for analysis. Chain of custody forms are used to maintain control of the samples.

IV. Technical Quality of Licensing Actions

18. How many specific radioactive material licenses does your program regulate at this time?

RESPONSE

For Complex Materials Decommissioning and Uranium Recovery see Appendix M for specific radioactive material licenses.

8

For Sealed Source and Device there are 157 active sealed source and device registration certificates. See Appendix N for specific radioactive material licenses.

As of March 24, 2021, Region I regulates 697 specific radioactive materials licenses. As of February 17, 2021, Region III regulates 872 active licenses.

The total includes one Master Materials license, 17 priority 1 licenses, 135 Priority 2 licenses, 143 priority 3 licenses, and 576 Priority 5 licenses. As of April 20, 2021, according to Web-Based Licensing Report 4, Region IV regulates 509 total licensees which includes one Master Materials License.

The Low-Level Waste and Projects Branch (LLWPB) is responsible for the NRCs radium program. For the radium program, there are no specific radioactive material licenses currently. Instead, per Commission direction, the NRC staff has pursued graded approaches for involvement at the various military and non-military sites.

For the military radium program, the Commission, in SRM-SECY-14-0082, directed the staff to establish, through a memorandum of understanding, a consultation process for sites with unlicensed Atomic Energy Act material being cleaned up by the U.S. Department of Defense (DOD) per its responsibilities under the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) and the Defense Environmental Restoration Program (DERP). The purpose of the consultation process is to ensure DODs CERCLA/DERP remedies also meet NRCs release criteria specified in 10 CFR Part 20, namely 10 CFR 20.1402 for unrestricted release, and 10 CFR 20.1403(b) for restricted release. Two approaches are employed for the consultation process depending on the level of oversight by the U.S.

Environmental Protection Agency (EPA):

  • For sites on the National Priorities List (NPL), EPA is the lead federal oversight authority and NRC, at these sites, stays-informed of the staff would take a limited involvement approach to stay informed and would rely on the CERCLA process and EPA regulatory oversight. The staff maintains a general understanding of the progress and views on important radiological remediation issues as well as the completed and planned activities of each organization. This approach does not involve licensing and accordingly the staff does not conduct licensing reviews. However, the NRC reserves the option of providing comments to EPA on the military remediation, if necessary, to justify continued reliance on the CERCLA process and EPA oversight.
  • For sites where there is no federal oversight conducted by EPA (e.g., sites not listed on the NPL), the NRC would monitor DODs cleanup. Monitoring uses a graded approach to prioritize these sites and conduct the appropriate type and amount of monitoring activities for each site based on its priority. This approach does not involve licensing, however, the purpose of this monitoring would be to provide consistent federal oversight to confirm that DODs remediation of radioactive material using the CERCLA process would result in an outcome that is protective of public health and safety and the environment. To accomplish this, NRC monitoring determines that NRCs 25 mrem/yr dose criterion in 20.1402 is not exceeded for sites planning for unrestricted release. For sites planning to leave contamination on-site with restrictions on future land use and/or 9

engineered controls, NRC monitoring would determine that the 25 mrem/yr dose criterion in 20.1403 (b) with institutional controls in place is not exceeded and that the plans for 5-year reviews required by CERCLA and their implementation are acceptable to ensure long-term protection.

During the review period, the number of DOD sites that NRC has been involved at has varied as follows: 2021: 21 sites; 2020: 17 sites; and 2019:

10 sites; NRC began issuing State and Tribal Programs (STP) letters to communicate with the States on which DOD sites it will be involved at:

STP-21-016 and STP-20-025. Listings of the specific DOD sites can be found in those letters.

For the non-military radium program, the Commission directed staff in SRM-SECY-17-0026 to (1) monitor under a memorandum of understanding with the EPA (should an MOU become necessary) and, as appropriate, separate site-specific agreements at sites undergoing remediation through relevant, existing, State and Federal programs and (2) use of a risk-informed, graded approach to either license, work cooperatively with site owners using a letter of forbearance, or not pursue any further action. During the review period, NRC revised its MOU with the National Park Service for involvement at NPS properties in New York undergoing cleanup for unlicensed AEA material, bringing the number of NPS sites with NRC involvement to three: Great Kills Park, Spring Creek Park, and Dead Horse Bay.

At the remaining non-military radium sites, NRC staff completed dispositioning all 47 original sites with historical radium contamination as well as 11 additional sites which were identified in subsequent efforts in Michigan and Connecticut. Of the 58 sites, 5 were determined to require cleanup and 1 additional site was found to exceed the number of gauges permitted under a general license. The five sites are the former Benrus, New Haven, Sessions, Seth Thomas, and Waterbury clock factories in Connecticut. The site with excess gauges is the Air Zoo Museum in Michigan. The NRC staff issued letters of forbearance after receiving commitments by site owners to implement voluntary controls and cleanup their respective sites. The Benrus and Sessions sites have been cleaned up and closed out by NRC staff in 2019 and 2020, respectively, and the Air Zoo site disposed of the excess to remain a general licensee in 2021. The New Haven site anticipates completing cleanup later in 2021. Two of the remaining sites, Waterbury and Seth Thomas, have submitted cleanup plans. Waterbury also has another portion of its site that is being evaluated by the EPA for inclusion on the NPL.

19. Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.

RESPONSE

For Complex Materials Decommissioning, Uranium Recovery, and the Regions, see Appendix O for major, unusual, or complex licenses In addition to the case work, the NRC staff completed the following significant actions related to Sealed Source and Devices during the review period. Two Sealed Source and Device workshops were conducted to train Agreement 10

State and NRC staff to conduct Sealed Source and Device safety evaluations.

In addition to the workshops, NRC staff provided a focused refresher training to staff from the State of North Carolina. Experienced Sealed Source and Device reviewers from the NRC and the Agreement States presented the lectures at the workshops. Agreement State staff provided strong support and participation in presenting lectures at each of the Workshops.

Sealed Source and Device Cases:

1. SSD 15-04 (Theragenics), this was for a new device that allowed for the standing of seeds at medical facilities.
2. SSD 15-23 (Eckert & Ziegler), this was for a prostate seed, that the applicant had to demonstrate alternative prototype testing.
3. SSD 15-40 & SSD 16-18 (CESCO), this was a device that was originally registered as a generally licensed device California. The applicant applied to the NRC to request it be registered as an exempt product.
4. SSD 17-27 (Hopewell Designs, Inc.), we have received several Sealed Source and Device applications from this applicant for different types of calibrator and irradiators.
5. SSD 19-02 and 19-03 (Varian), this was for a new HDR and sealed source.

Sealed Source and Device Workshops:

1. Raleigh, NC, with 25 Agreement State attendees and 1 NRC trainee participating, June 19-23, 2017;
2. Webinar with 31 Agreement State and 4 NRC trainees participating, August 5 - August 13, 2020.

Special Training:

3. Rockville, MD, 4 staff from North Carolina, September 10-12, 2018.

The NRC staff supported the development of the first Safety Evaluation Report for the NorthStar Medical Radioisotopes LLC, RadioGenixTM System Model 1.0a on March 15, 2018. The NRC staff used the analytical techniques in NUREG-1556, Volume 3, Revision 2. It should be noted that while the techniques from Volume 3 were used, the system did not meet the definition of a device.

As part of technical assistance request from the State of North Carolina, the staff performed the concurrence evaluation for CivaTech Onology, Inc. for the CivaDerm product (SSD 20-17 Civatech Oncology).

We served as IMPEP team members for the review of the Sealed Source and Device program in five Agreement States: Florida in 2015; Maine in 2015; North Carolina in 2018; Florida in 2019; Maine in 2019, New Hampshire 2021 and Tennessee 2021.

In September 2015, the staff completed the revision of the Sealed Source and Device guidance in NUREG-1556, Volume 3. Agreement State Staff supported the revision.

11

The NRC team served as Sealed Source and Device resource on a nationwide basis through several interactions/week (50 cases in FY 2015, 37 cases in FY 2016, 44 cases in FY 2017, 44 cases in FY 2018, 40 cases in FY 2019, 36 cases in FY 2020, 15 cases in FY 2021): responded to e-mail questions, expressed opinions that the SSD Team prepared to outside inquiries. Specifically,

  • inquiries from A/S Sealed Source and Device reviewers
  • licensee inquiries (held public meetings, responded to emails, responded to telephone calls)
  • responded to questions from the NRC Regions
20. Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.

RESPONSE

Complex Materials Decommissioning has not issued any exemptions from the regulations during the review period.

For Sealed Source and Device, Uranium Recovery, Low-Level Waste, and the Regions see Appendix P for variances and exemptions.

21. What, if any, change were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?

RESPONSE

See Appendix Q for procedures Region IV utilizes the guidance provided in the NUREG-1556 series and the information provided on the Materials Licensees Toolkits on the NRC website.

A memorandum was issued that addressed exemptions to regulations contained in Title 10 of the Code of Federal Regulations Parts 30 and 34 or license conditions that licensees requested due to the public health emergency caused by the Coronavirus Disease 2019 (COVID-19). The ADAMS Accession number is ML20108E940.

22. Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.

RESPONSE

Not applicable for Complex Materials Decommissioning, Sealed Source and Device, Low-Level Waste, and Region IV.

Region I does not have any renewals that exceeded 365 days.

Uranium Recovery has one license renewal application that has been pending for more than one year. A set of unique circumstances exists for this license. Uranium Recovery 12

issued Source Material License SUA-1580 to Hydro Resources, Inc. (HRI) in January 1998 for uranium production at the Crownpoint Uranium Project using the in situ recovery method. After the initial license was issued in 1998, the NRCs licensing decision was subject to a lengthy NRC Atomic Safety and Licensing Board review, Commission review, and Federal Court review. All legal reviews were completed in November 2010. In August 2002, during the course of the legal reviews, HRI requested renewal of license SUA-1580. The application was deemed timely filed. In March 2013, HRI submitted an updated Environmental Report (ER) and Consolidated Operations Plan (COP),

revision 3.0, to the NRC in support of its request for license renewal. In February 2014, HRI submitted a letter indicating that it was negotiations with the Navajo Nation and would provide updates to the ER and COP by June 2014. On February 5, 2014, and September 16, 2014, HRI requested additional time to complete its discussions with the Navajo Nation Council prior to submitting a revised license renewal application. On November 13, 2014, the NRC staff placed its review of the license renewal application in abeyance until further notice. In April, 2018, the licensee requested that the name on the license be changed to NuFuels, Inc. No construction or operation has occurred under the NuFuels, Inc. license for the Crownpoint Uranium Project. When NuFuels decides to proceed with the license renewal process, the staff will resume its review of the license renewal application.

Region IIIs Cases pending for one year or more:

Licensee License No. Control Reviewer 1 Year No. Date Michigan Mobile PET 21-32786-01 618177 Kennedy 3/4/2021 Imaging, LLC Michigan Mobile PET 21-32787-01 618191 Kennedy 3/4/2021 Imaging, LLC Universal Medical 24-32189-01 618192 Casey 3/4/2021 Resources, Inc.

Western Missouri Medical 24-32222-01 618622 Kennedy 4/16/21 Center Excelsior Springs Medical 24-32234-01 618702 Kennedy 4/22/21 Center The license renewal applications listed above were delayed due to the COVID-19 Public Health Emergency. Both Michigan Mobile PET Imaging, LLC renewal applications are expected to be issued the week of 05/10/2021.

V. Technical Quality of Incident and Allegation Activities

23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:

RESPONSE

Not applicable for Complex Materials Decommissioning, Low-Level Waste, and the Regions.

The list of allegations that the Sealed Source and Device staff was involved is available in the files of the NRC Headquarters Allegation Team. The Sealed Source and Device staff routinely supports allegations involving the public sale 13

sites such as eBay and Amazon or for sales that involve licensed materials or licensing requirements. We responded to numerous eBay and Amazon sales during the review period. The Sealed Source and Device team receives and reviews the daily events report and determines whether the event is an Sealed Source and Device generic issue. The determination is based on the criteria in MD 6.4, Generic Issues Program. The team leader maintains a log of the events that were reviewed.

The Sealed Source and Device team also uses NMSS Policy and Procedure 2-6, Rev. 1:

Overview of Generic Communications Coordination and Processing. The Sealed Source and Device team performed an evaluation of events reported involving Electron Capture Devices (ECD) designed for use in Gas Chromatographs (GC) from 1991 to 2015. As a, result staff suggested a change in the expected useful life of ECDs to Agilent Technologies, this change was made in 2015 (ML15098A070). The Sealed Source and Device team identified, as an outcome of an event, that the issues regarding a missing lock washer in BSI Instruments, Inc. fixed gauge Model LB 7442-D could result in the source capsule coming loose due to vibration of the source, it was determined that this constituted a generic issue. As a result, staff issued Information Notice 2016-12, Potential Absence of Required Lock Washers in BSI Instruments, Inc. LB 7400 Series Fixed Gauges, dated October 20, 2016.

An event in Texas that involved a sealed source being removed from a fixed gauge was reviewed by NRC staff to determine whether there was a generic implication involving the manufacturing or design of the gauge. In response, as part of its review the Sealed Source and Device team issued a memo dated August 3, 2020 (ML20206L187) to the NMSS Office Director regarding the staffs review of the event.

An Nuclear Materials Events Database (NMED) search for the Uranium Recovery licensees during the review period yielded the following:

Licensee License Date of Reporting Type of Incident Associated Name Number Incident Date Documents Lost Creek SUA-1598 07/28/2018 07/28/2018 Radioactive ML18211A630 ISR, LLC Material Release ML18235A320 Uranium One SUA-1341 08/01/2018 08/03/2018 Radioactive ML18226A213 USA, INC. Material Release Uranium One SUA-1341 08/06/2018 08/10/2018 Radioactive ML18228A721 USA, INC. Material Release

24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.

RESPONSE

There have been no changes in procedures for responding to incidents and allegations in this review period for Complex Materials Decommissioning, Low-Level Waste, Sealed Source and Device, Uranium Recovery, Region I, and Region III.

Staff procedures for responding to incidents and allegations are found in Management Directive 8.8 Management of Allegations (available at https://www.nrc.gov/reading-rm/doc-collections/management-directives/volumes/vol-8.html ). This document was most 14

recently updated January 29, 2016. Materials incident response is governed by Inspection Manual Chapter 2800, last revised on March 2, 2020.

Region IV has developed a Desktop Guide for Materials Event Response Procedures which serves as an abbreviated version of the Regional Office Policy Guide (ROPG) for Materials Event Response Procedures; for more detailed guidance on event response duties and responsibilities, please refer to ROPG 9007B.2 Reactive Inspection and Licensee Event Report Guidance for DNMS Staff. In addition, response guidance can be found in a number of basic references, such as Manual Chapter 1301, Management Directive 8.3 and Management Directive 8.10.

C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements Not Applicable for the NRC.

25. Please list all currently effective legislation that affects the radiation control program. Denote any legislation that was enacted or amended during the review period.
26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.
27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.
28. If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.

II. Sealed Source and Device (SS&D) Evaluation Program

29. Prepare a table listing new and amended (including transfers to inactive status)

SS&D registrations of sources and devices issued during the review period.

RESPONSE

Not Applicable for Complex Materials Decommissioning, Low-Level Waste, Uranium Recovery, and the NRC Regional Offices.

See Appendix N for Sealed Source and Device cases processed between December 8, 2014 and May 4, 2021.

30. Please include information on the following questions in Section A, as they apply to the SS&D Program:

15

Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

RESPONSE

N/A III. Low-level Radioactive Waste Disposal Program

31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

RESPONSE

Not Applicable to the NRC.

IV. Uranium Recovery Program

32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

RESPONSE

Not Applicable for Complex Materials Decommissioning, Sealed Source and Device, Low-Level Waste, and Region I and III.

Responses for Uranium Recovery program in Region IV (inspection activities) and DUWP (licensing) have been incorporated into the responses above.

16

MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:

  • List of open license cases, with date of original request, and dates of follow up actions.
  • List of licenses terminated during review period.
  • Copy of current log or other document used to track licensing actions.
  • List of all licensing actions completed during the review period (sorted by license
  • reviewer, if possible).
  • Copy of current log or other document used to track inspections.
  • List of all inspections completed during the review period (sorted by inspector, if possible).
  • List of inspection frequencies by license type.
  • List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.
  • List of all licenses that your agency has imposed additional security requirements upon.

17

ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE:

  • All State regulations
  • Documented training plan, if applicable
  • Statutes affecting the regulatory authority
  • Records of results of supervisory of the State program accompaniments of inspectors
  • Standard license conditions
  • Technical procedures for licensing, model
  • Procedures for investigating allegations licenses, review guides
  • SS&D review procedures, guides, and
  • Procedures for investigating incidents standards
  • Instrument calibration records
  • Enforcement procedures, including procedures for escalated enforcement, severity levels, civil penalties (as applicable)
  • Inspection procedures and guides
  • Job descriptions
  • Inspection report forms 18

Appendix A: Organizational Charts Appendix A-1

Appendix A-2 Appendix B: Regional Organizational Charts Appendix B-1

Appendix B-2 Region III/DNMS Organization Chart (Effective June 1, 2021)

John B. Giessner Regional Administrator Mohammed Shuaibi Deputy Regional Administrator Paul Meyer Special Agent in Charge Allan R. Barker, RGLO - - Harral Logaras, RGLS James S. Clay - - Carmen C. Olteanu Viktoria Mitlying Shelbie R. Lewman Public Affairs Officer Regional Counsel Prema S. Chandrathil Public Affairs Staff Jamnes L. Cameron Enforcement/Investigations Officer (TL)

- Sarah Bakhsh

- James K. Heller

- Kenneth L. Lambert

- Paul R. Pelke David L. Pelton, Director Division of Nuclear Materials Safety Joseph L. Nick, Deputy Director Division of Nuclear Materials Safety Darren W. Piccirillo, RSAO Patrice A. Shaughnessy -

Bunna R. Te -

Robert J. Orlikowski, Branch Chief Michael A. Kunowski, Branch Chief David E. Hills, Branch Chief Materials Licensing Branch Materials Inspection Branch Mat Ctrl, ISFSI, & DC Branch

- Jason M. Kelly - Luis A. Nieves Folch - Jennifer L. Dalzell

- Colleen C. Casey - Ryan J. Craffey - Michael M. LaFranzo

- Sara A. Forster - Robert G. Gattone - Peter J. Lee

- Cassandra F. Frazier - Geoffrey M. Warren - Rhex A. Edwards

- Bryan A. Parker - Jason D. Draper - Bill C. Lin

- Magdalena R Gryglak - Deborah A. Piskura - Vacant

- Laura B. Cender - Dennis P. ODowd - Vacant

- Frank P. Tran - Zahid M. Sulaiman

- Erin J. Kennedy - Vacant

- Tammy R. Tomczak

- Vacant Appendix B-3

Appendix B-4 Appendix B-5 Appendix C: Organizational Charts for Sealed Source and Device, Low-Level Radioactive Waste, and Uranium Recovery Programs Appendix C-1

Appendix C-2 Appendix D: Staff Plans Name Position Area of Effort FTE %

Sealed Source and Device Tomas Herrera Team Leader Sealed Source and Device FY15 - 41%

FY16 - 40%

FY 2015 includes work FY17 - 51%

associated with the transfer FY18 - 15%

of the Georgia SSD program FY19 - 25%

back to the NRC FY20 - 32%

FY21 - 13%

Maria Arribas-Colon Project Manager Sealed Source and Device FY15 - 56%

FY16 - 15%

FY17 - 6%

FY18 - 5%

FY19 - 10%

FY20 - <1%

Lymari Sepulveda Mechanical Engineer Sealed Source and Device FY15 - 86%

FY16 - 81%

FY17 - 75%

FY18 - 60%

FY19 - 47%

FY20 - 51%

FY21 - 22%

Celimar Valentin- General Engineer Sealed Source and Device FY15 - 49%

Rodriguez FY16 - 42%

FY17 - 39%

FY18 - 43%

FY19 - 19%

FY20 - 4%

Lance Rakovan Project Manager Sealed Source and Device FY20 - 4%

FY21 - 3%

FY15 - 2.33 FY16 - 1.47 FY17 - 1.70 FY18 - 1.23 FY 19 - 1.00 FY20 - 0.91 FY21 - 0.39 FTE FTE FTE FTE FTE FTE as of 3/8/2021 Complex Materials Decommissioning Bill W. Von Till Branch Chief Complex Materials 25%

Decommissioning -

Management Brittany C. Bolz Health Physicist Complex Materials 10%

Decommissioning -

Health Physics David D. Brown Sr. Health Physicist Complex Materials 15%

Decommissioning -

Health Physics Ronald A. Burrows Sr. Health Physicist Complex Materials 40%

Decommissioning -

Health Physics Douglas T. Mandeville Sr. Project Manager Complex Materials 25%

Decommissioning -

Project Management/

Engineering Appendix D-1

Name Position Area of Effort FTE %

Dominick A. Orlando Sr. Project Manager Complex Materials 25%

Decommissioning -

Project Management Martha Poston-Brown Health Physicist Complex Materials 25%

Decommissioning -

Health Physics John L. Saxton Hydrogeologist Complex Materials 25%

Decommissioning -

Hydrogeology James A. Smith Sr. Project Manager Complex Materials 25%

Decommissioning -

Project Management Sarah Achten Licensing Assistant Complex Materials 10%

Decommissioning -

Administration Complex Materials 40%

George Alexander Risk Analyst Decommissioning -

Hydrogeology The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the complex material decommissioning program. These are not from a quantitative database. Complex Materials Decommissioning - 1.8 FTE total (0.8 total for FMRI and Cimarron)

Low-Level Waste Stephen S. Koenick Branch Chief Low-Level Waste - 50%

Management Stephen Dembek Sr. Project Manager Low-Level Waste 100%

Harry D. Felsher Sr. Project Manager Waste incidental to 50%

reprocessing (WIR); NRC 25%

Orders to WCS &

EnergySolutions regarding special nuclear material Christopher J. Grossman Project Manager Radium 100%

Maurice L. Heath Project Manager WIR 40%

Low-Level Waste 40 %

Cardelia Maupin Sr. Project Manager Low-Level Waste 100%

Alexandra L. Miller Co-op Low-Level Waste 10%

Aaron (Ryan) Whited Sr. Project Manager Disused sources 25%

Melanie C. Wong Sr. Project Manager Low-Level Waste 50%

Priya Yadav Project Manager WIR 30%

Licensing 30%

Low-Level Waste 40%

Mathews George Project Manager WIR 25%

Low-Level Waste 25%

Adam Schwartzman Risk Analyst Low-Level Waste The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the low-level waste (LLW) and material decommissioning. For LLW, the main activities were in rulemaking, policy, and outreach. For decommissioning, the staff perform decommissioning of non-licensed sites through implementation of its radium program. These are not from a quantitative database. For LLW rulemaking, policy, and outreach ~ 5 FTE; for decommissioning ~ 1.5 FTE.

Uranium Recovery Bill W. Von Till Branch Chief Uranium Recovery - 75%

Management Brittany C. Bolz Health Physicist Uranium Recovery - 10%

Health Physics Appendix D-2

Name Position Area of Effort FTE %

David D. Brown Sr. Health Physicist Uranium Recovery - 40%

Health Physics Ronald A. Burrows Sr. Health Physicist Uranium Recovery - 40%

Health Physics Thomas R. Lancaster Hydrogeologist Uranium Recovery - 50%

Hydrogeology Ron C. Linton Sr Groundwater Hydro Uranium Recovery - 100%

Project Management Douglas T. Mandeville Sr. Project Manager Uranium Recovery - 50%

Project Management/

Engineering Dominick A. Orlando Sr. Project Manager Uranium Recovery - 10%

Project Management Martha Poston-Brown Health Physicist Uranium Recovery - 50%

Health Physics John L. Saxton Hydrogeologist Uranium Recovery - 75%

Hydrogeology James A. Smith Sr. Project Manager Uranium Recovery - 75%

Project Management Elise A. Striz Hydrogeologist Uranium Recovery - 75%

Hydrogeology Sarah Achten Licensing Assistant Uranium Recovery - 40%

Administration Uranium Recovery - 50%

George Alexander Risk Analyst Hydrogeology Environmental Project Uranium Recovery - 50%

Ashley Waldron Manager Environmental Review Environmental Project Uranium Recovery - 50%

Christine Pineda Manager Environmental Review The FTE are a qualitative estimate made from observation of the percentage of time each individual spends on the uranium recovery program. These are not from a quantitative database. Uranium recovery decommissioning - 4.5 FTE total. Uranium recovery licensing - 0.6 FTE total.

Region I Blake Welling Division Director Region I - Management 100%

Tamara Bloomer Deputy Division Director Region I - Management 100%

Donna Janda Branch Chief Region I - Management 100%

Christopher Cahill Branch Chief Region I - Management 100%

Anthony Dimitriadis Branch Chief Region I - Management 67%

Monica Ford State Agreement Officer Region I - Agreement State 100%

Program Farrah Gaskins State Agreement Officer Region I - Agreement State 100%

Program Anne DeFrancisco Technical Assistant Region I - Radioactive 100%

Material Program Trisha Haverkamp Administrative Assistant Region I - Radioactive 100%

Material Program Amy Linde Administrative Assistant Region I - Radioactive 100%

Material Program Sheryl Villar Management Assistant Region I - Radioactive 100%

Material Program Robin Elliott Health Physicist Region I - Radioactive 100%

Material Program Appendix D-3

Name Position Area of Effort FTE %

Elizabeth Tindle- Health Physicist Region I - Radioactive 100%

Engelmann Material Program Bob Gallaghar Health Physicist Region I - Radioactive 100%

Material Program Patrick Hann Health Physicist Region I - Radioactive 100%

Material Program Rebecca Junod Licensing Assistant Region I - Radioactive 100%

Material Program Penny Lanzisera Sr. Health Physicist Region I - Radioactive 100%

Material Program Janice Nguyen Sr. Health Physicist Region I - Radioactive 100%

Material Program Netra Patel Health Physicist Region I - Radioactive 100%

Material Program Shawn Seeley Health Physicist Region I - Radioactive 100%

Material Program Geralyn Walt Licensing Assistant Region I - Radioactive 100%

Material Program Tara Weidner Sr. Health Physicist Region I - Radioactive 100%

Material Program Juan Ayala Health Physicist Region I - Radioactive 100%

Material Program Steven Courtemanche Health Physicist Region I - Radioactive 100%

Material Program Laurie Kauffman Health Physicist Region I - Radioactive 100%

Region I - Material Program Jonathan Pfingsten Health Physicist Region I - Radioactive 100%

Material Program Randy Ragland Sr. Health Physicist Region I -Radioactive 100%

Material Program Michael Reichard Sr. Health Physicist Region I - Radioactive 100%

Material Program Steve Shaffer Sr. Health Physicist Region I - Radioactive 100%

Material Program Elizabeth Ullrich Sr. Health Physicist Region I - Radioactive 100%

Material Program Jason VonEhr Health Physicist Region I - Radioactive 100%

Material Program Harold (Harry) Sr. Health Physicist Region I - Radioactive 25%

Anagnostopoulos Material Program; Reactors Program Elizabeth Andrews Health Physicist Region I - Radioactive 67%

Material Program; Reactors Program Briana DeBoer Health Physicist Region I - Radioactive 100%

Material Program Bruce Dionne Reactor Health Physicist Region I - Reactors 0%

Program Bryan Edwards Health Physicist Region I - Reactors 0%

Program Joseph Furia Sr. Reactor Health Region I - Reactors 0%

Physicist Program Appendix D-4

Name Position Area of Effort FTE %

Stephen Hammann Sr. Health Physicist Region I - Radioactive 100%

Material Program Mark Henrion Health Physicist Region I - Radioactive 50%

Material Program; Reactors Program Orysia Masnyk Bailey Health Physicist Region I - Radioactive 100%

Material Program John Nicholson Sr. Health Physicist Region I - Radioactive 100%

Material Program Ronald Rolph Reactor Health Physicist Region I - Reactors 0%

Program Storm Veunephachan Health Physicist Region I - Reactors 0%

Program Katherine Warner Sr. Health Physicist Region I - Radioactive 67%

Material Program; Reactors Program Scott Wilson Sr. Health Physicist Region I - Reactors 0%

Program Overhead FTE Total 2.00, Direct FTE Total 2.30, Total FTE for Spent Fuel Storage and Transportation 4.30 Overhead FTE Total 6.00, Direct FTE Total 25.40, Total FTE for Nuclear Material User 31.40 Overhead FTE Total 0.00, Direct FTE Total 5.00, Total FTE for Decommissioning and Low-Level Waste 5.00 Region III David L. Pelton Director Region III - Management Joseph L. Nick Deputy Director Region III - Management Darren W. Piccirillo State Agreements Officer Region III - Agreement State Program Patrice A. Shaughnessy Administrative Assistant Region III - Administrative Bunna R. Te Administrative Assistant Region III - Administrative David E. Hills Branch Chief Region III - Materials Decommissioning Branch Rhex A. Edwards Sr. Health Physicist Region III - Materials Decommissioning Branch Michael M. LaFranzo Sr. Health Physicist Region III - Materials Decommissioning Branch Peter J. Lee Reactor Inspector - Region III - Materials Decommissioning Decommissioning Branch Bill C. Lin Reactor Inspector - Region III - Materials Decommissioning Decommissioning Branch Jennifer L. Dalzell Reactor Inspector - Region III - Materials Decommissioning Decommissioning Branch Robert J. Orlikowski Branch Chief Region III - Materials Licensing Branch Cassandra F. Frazier Sr. Health Physicist Region III - Materials Licensing Branch Bryan A. Parker Sr. Health Physicist Region III - Materials Licensing Branch Jason M. Kelly Health Physicist - Region III - Materials Licensing Licensing Branch Colleen C. Casey Health Physicist - Region III - Materials Licensing Licensing Branch Appendix D-5

Name Position Area of Effort FTE %

Sara A. Forster Health Physicist - Region III - Materials Licensing Licensing Branch Magdalena R. Gryglak Health Physicist - Region III - Materials Licensing Licensing Branch Laura B. Cender Health Physicist - Region III - Materials Licensing Licensing Branch Frank P. Tran Health Physicist - Region III - Materials Licensing Licensing Branch Erin J. Kennedy Health Physicist - Region III - Materials Licensing Licensing Branch Tammy R. Tomczak Processing Assistant Region III - Materials Licensing Branch Michael A. Kunowski Branch Chief Region III - Materials Inspection Branch Robert G. Gattone Sr. Health Physicist Region III - Materials Inspection Branch Geoffrey M. Warren Sr. Health Physicist Region III - Materials Inspection Branch Deborah A. Piskura Sr. Health Physicist Region III - Materials Inspection Branch Ryan J. Craffey Health Physicist - Region III - Materials Inspector Inspection Branch Luis A. Nieves Folch Health Physicist - Region III - Materials Inspector Inspection Branch Dennis P. O'Dowd Health Physicist - Region III - Materials Inspector Inspection Branch Zahid M. Sulaiman Health Physicist - Region III - Materials Inspector Inspection Branch Jason D. Draper Health Physicist - Region III - Materials Inspector Inspection Branch FY2021 Division Total Overhead FTE Total 8.00, Direct FTE Total 27.00, Total FTE for Branches 35.00 Region IV Mary Muessle Division Director Region IV - Management 100%

Linda Howell Deputy Division Director Region IV - Management 100%

Heather Gepford, Ph.D. Branch Chief Region IV - Management 100%

Lizette Roldan-Otero Branch Chief Region IV - Management 100%

Randy Erickson State Agreement Officer Region IV - Agreement State 100%

Program Jacqueline Cook State Agreement Officer Region IV - Agreement State 100%

Program Binesh Tharakan Technical Assistant Region IV - Division of 75%

Nuclear Materials Safety Lynnette Scott Administrative Assistant Region IV - Administrative 100%

Tracy Hammon-Karl Administrative Assistant Region IV - Administrative 100%

Carol Hill Licensing Assistant Region IV - Administrative 100%

Edward Gilman Contractor Region IV - Administrative 100%

Rob Evans Senior Health Physicist Region IV - Materials 100%

Decommissioning Branch Michelle Simmons Senior Health Physicist Region IV - Materials 100%

Licensing Branch Appendix D-6

Name Position Area of Effort FTE %

Roberto J. Torres Senior Health Physicist Region IV - Materials 100%

Licensing Branch Casey Alldredge Health Physicist Region IV - Materials 100%

Licensing Branch Linda Gersey Health Physicist Region IV - Materials 100%

Decommissioning Branch Latischa Hanson Health Physicist Region IV - Materials 100%

Licensing Branch Austin Roberts Health Physicist Region IV - Materials 100%

Decommissioning Branch Janine Katanic, Ph.D. Senior Health Physicist Region IV - Materials 100%

Inspection Branch James Thompson Senior Health Physicist Region IV - Materials 100%

Inspection Branch Kyle Bischoff Health Physicist Region IV - Materials 100%

Inspection Branch Allyce Bolger Health Physicist Region IV - Materials 100%

Inspection Branch Jason Dykert Health Physicist Region IV - Materials 100%

Inspection Branch Mohanned Kawasmi Health Physicist Region IV - Materials 100%

Inspection Branch Overhead FTE Total 8, Direct FTE Total 15, Total for Branches: 23 Appendix D-7

Appendix E: New Professional Hires Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics Complex Materials Decommissioning and Uranium Recovery December B.S. Nuclear Brittany Bolz Health Physicist 2 2019 Engineering B.S. Industrial Health Physicist transferred from Martha Poston- August Management inspection to licensing. She also has 36 36 Brown 2020 M.A.S Health years experience in Emergency Physics Preparedness.

October Health Physicist. Was a part of the 2018 former Materials Decommissioning Greg Chapman to April Branch and joined the Uranium 2020 Recovery group during the merge.

October Hydrogeologist. Was a part of the 2018 former Materials Decommissioning Lifeng Guo to January Branch and joined the Uranium 2021 Recovery group during the merge.

Project Manager, originally hired at the agency in April 1990. Was a part of the October Dominick Orlando, former Materials Decommissioning 2018 Branch and joined the Uranium Recovery group during the merge.

Project Manager. Was a part of the October former Materials Decommissioning James Smith 2018 Branch and joined the Uranium Recovery group during the merge.

Low-Level Waste Project Manager with Risk Analyst background. Was a part of the former Christopher October Materials Decommissioning Branch Grossman, 2018 and joined the Low-Level Waste and Projects Branch (LLWPB) during the merge October Project Manager. Was a part of the 2018 to former Materials Decommissioning Richard Chang Summer Branch and joined the LLWPB during 2019. the merge.

Health Physicist. Was a part of the October former Materials Decommissioning Robert Nelson 2018 to Branch and joined the LLWPB during June 2021 the merge.

Co-Op Student hired as initially as Alexandra Miller May 2020 B.S. Engineering Summer Intern 2020.

Nathanael Denney May 2021 B.S. Engineering Summer Intern 2021 Appendix E-1

Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics Region I Prior position in NRC in reactors, internship with Radiation Health B.S. Nuclear Briana DeBoer May 2015 Protection group at The Boeing 1 Engineering Company. Transferred to the division from another division within the NRC.

Various, including Iowa state materials inspector; Radiological Controls M.S.

Leonardo October Supervisor at the Hanford PFP facility; Environmental 24 Wardrobe 2015 NDA Scientist/Analyst; NDA Management Analyst/Engineer; Radiological Controls Technician Prior position in NRC in reactors and B.S Materials enforcement. Transferred to the Anne DeFrancisco April 2016 Science and 0 division from another division within the Engineering NRC.

Prior position in NRC in reactors.

B.S. Nuclear Katherine Warner May 2016 Transferred to the division from another 0 Engineering division within the NRC.

Various, including military experience, positions at nuclear power plants, A.S. Nuclear NRRPT Certified, Certified Health Harold (Harry) October Technology Physicist, and Certified Safety 28 Anagnostopoulos 2017 B.S. Radiation Professional. Transferred to the Safety division from another division within the NRC.

Unable to obtain information on this individual. He was only qualified to October Transferred to the division from another Bruce Dionne inspect operating ^

2017 division within the NRC.

reactors health physics, which is outside the scope of the IMPEP.

Various, including health physicist with B.S. Chemistry the Army and radioactive material October Joseph Furia M.S. Nuclear transportation instructor. Transferred 37 2017 Chemistry to the division from another division within the NRC.

B.S. Mathematical Various, including positions in the Science October radiation detection department at Three Ronald Rolph M.S. Information 30 2017 Mile Island. Transferred to the division Technology from another division within the NRC.

Prior positions in NRC in reactors.

B.S. Nuclear Transferred to the division from another Jonathan Pfingsten April 2018 0 Engineering division within the NRC.

Elizabeth Andrews November B.S. Chemical Prior positions in NRC in reactors. 0 Appendix E-2

Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics 2018 Engineering, Transferred to the division from another M.S. Sustainable division within the NRC.

Engineering B.S.

Various, including Health Physicist at Environmental the NRC prior to transferring to be a Engineering Steve Shaffer June 2019 resident/senior resident inspector. 9 M.S.

Transferred to the division from another Environmental division within the NRC.

Health Various, HP at a Broad Scope Anthony Dimitriadis July 2019 B.S. Physics licensee, NRC Materials Inspector, 34 positions in NRC reactor programs September B.S. Electrical Prior positions in NRC in reactors and Juan Ayala 0 2019 Engineering allegations/enforcement specialist B.S. Electrical Engineering November Christopher Cahill M.S. Prior positions in NRC in reactors 32 2019 Environmental Engineer Various, including Health Physicist at Texas licensee type A academic broad scope; Health Physicist and ARSO at B.S. Radiological NRC licensee manufacturing alpha Elizabeth Tindle- December Health radiopharmaceuticals; Senior Health 7 Engelmann 2019 Engineering Physicist at NRC type A broad scope licensee manufacturing wide variety of radiopharmaceuticals and radiochemicals B.S. Nuclear Netra Patel May 2020 None, recent college graduate 0 Engineering B.S. Secondary Education Prior NRC positions in reactors and Mathematics and emergency response. Transferred to Physics the division from another division within Mark Henrion July 2020 M.N.S Physics 0 the NRC.

M.P.S Cybersecurity and Information Assurance Various including Senior Health November B.S. Health Physicist in the private and medical Bryan Edwards 17 2020 Physics and academic sector; past president of local Health Physics Society Storm December B.S. Nuclear Various, including state inspector with Veunephachan 2020 Engineering Pennsylvania Department of Environmental Protection as a 3

Radiation Health Physicist Patrick Hann February B.S. Physics Various, including RSO/Senior Health 11 Appendix E-3

Years of Date Hired Experience Name Into Degree(s) Additional Training in Health Division Physics 2021 M.A.S Health Physicist at medical broad scope with Physics R&D B.S. Radiological Various, including 7 years in NRC Health Region IV as a Health March Jason VonEhr Engineering and Physicist/Materials inspector. 7 2021 Radiological Transferred to the division from another Sciences division within the NRC.

Region III Jennifer Dalzell August B.S. Mechanical Materials Control ISFSI and 2018 Engineering Decommissioning Branch David Hills April 2020 B.S. Nuclear Materials Control ISFSI and Engineering Decommissioning Branch Jason Kelly September Health Physics Materials Licensing Branch 15 2019 Mike Kunowski April 2020 M.S.

Materials Inspection Branch Biology/Zoology Robert Orlikowski April 2020 B.S. Chemical Materials Licensing Branch Engineering Darren Piccirillo February B.S. Physics; 2018 M.S. Nuclear State Agreement Officer Engineering Region IV Kyle Bischoff August B.S. Nuclear 3 years certified and 5 years 2020 Engineering experience OSHA, Confined Spaces, Fall Safety, Shoring and Rigging.

Materials Inspection Branch Mohanned Kawasmi May 2021 B.S. Nuclear Former employee with the Texas Engineering Commission on Environmental Quality.

Minor: Materials Inspection Branch Radiological Health Engineering B.S. Radiological Allegation/ Enforcement Specialist.

March Casey Alldredge Engineering Materials Licensing and 2020 Decommissioning Branch Regarding Sealed Source and Device reviewers, Ms. Arribas-Colons, Mr. Herreras, Ms. Sepulvedas, and Dr. Valentin-Rodriguez academic training and professional qualifications were reviewed in previous IMPEP audits. Dr. Valentin-Rodriguez completed the IMC 1248 qualification program and obtained her signature authority after the last IMPEP of the NRCs Sealed Source and Device program.

Appendix E-4

Appendix F: Staff Not Yet Qualified Name Previous Qualification Anticipated Qualification Requirements Currently Completion Date in Progress Complex Materials Decommissioning Given the limited number of complex decommissioning sites and the similarities between the uranium recovery and decommissioning qualification programs, the staff is focusing its decommissioning qualifications training on specific courses as the need arises.

Uranium Recovery Brittany Bolz Uranium Recovery Project H-100: Site Access Manager and Technical Training - Book work Reviewer under completed. On the Inspection Manual Job Training portion Chapter (IMC) 1248 needed. On hold Appendix I. due to COVID-19.

H-122: Fundamental Health Physics I and II. Book work completed. Lab portion needed.

Scheduled for June 2021.

H-111:

Environmental Monitoring for Radioactivity. No course offerings available. Lab portion on hold due to COVID-19.

Introduction to National Environmental Policy Act. No course offerings available.

F-201s: Fuel Cycle Processes. In progress Martha Poston-Brown IMC 1248 Appendix F Uranium Recovery Project F-201s: Fuel Cycle Manager and Technical Processes. In Reviewer under IMC 1248 progress IMC 1246 Appendix A Appendix I. NEPA for the Section II Uninitiated. No course offerings available IMC 1248 Appendix H Appendix F-1

Name Previous Qualification Anticipated Qualification Requirements Currently Completion Date in Progress Sealed Source and Device Lance Rakovan Sealed Source and Departed the Device reviewer in program in March accordance with IMC 2021. Still needed to 1248. take complete additional case work under supervision.

Region I Juan Ayala License Reviewer and Late 2021 Materials Inspector under IMC 1248 Elizabeth Tindle- License Reviewer and Mid 2021 Engelmann Materials Inspector under IMC 1248 Netra Patel License Reviewer and Early 2022 Materials Inspector under IMC 1248 Patrick Hann License Reviewer and Early 2023 Materials Inspector under IMC 1248 Region III Jason Kelly Agreement State License Review under Qualifications IMC 1248 Appendix A Jennifer Dalzell IMC 1248 App A. Decommissioning (Cross Qual.) License Reviewer Materials Inspector, Project Managers and Technical Reviewers under IMC 1248 Appendix F & G.

Bill Lin (Cross Qual.) IMC 1248 App B. Decommissioning Materials HP Materials Inspector, Inspector Project Managers and Technical Reviewers under IMC 1248 Appendix F & G.

Sara Forster IMC 1248 App A. Decommissioning Project June 2021 (Cross Qual.) License Reviewer Managers and Technical Reviewers under IMC 1248 Appendix G.

Frank Tran (Cross Qual.) IMC 1248 App A. Decommissioning Project License Reviewer Managers and Technical Reviewers under IMC 1248 Appendix G.

Region IV Casey Alldredge IMC 1248, App A All formal coursework TBD completed.

Recommendation for Appendix F-2

Name Previous Qualification Anticipated Qualification Requirements Currently Completion Date in Progress limited signature authority on portable gauges submitted to management April 21, 2021 Kyle Bischoff Materials Inspector Formal coursework in September 2023 under IMC 1248, progress; qualification Appendix B journal available upon request Appendix F-3

Appendix G: Staff Departures Name Position Date Left Position Reason for Leaving/Transfer Complex Materials Decommissioning and Uranium Recovery Samantha Crane Project Manager June 2018 James Webb Health Physicist May 2019 Greg Chapman Health Physicist April 2020 Ken Kalman Project Manager July 2020 Lifeng Guo Hydrogeologist January 2021 Elise Striz Hydrogeologist May 2021 Low-Level Waste Richard Chang Project Manager. Summer 2019 Robert (Lee) Gladney Summer 2020 Lloyd Desotell November 2020 Marlayna Doell November 2020 Robert Nelson Health Physicist June 2021 Sealed Source and Device Celimar Valentin- General Engineer June 2020 Rodriguez Lance Rakovan Project Manager March 2021 Region I Kathy Modes Health Physicist July 2015 Transfer to another division within the NRC Daniel Collins Division Director February 2016 Transfer to another division within the NRC Sattar Lodhi Health Physicist February 2016 Retired Hector Bermudez Health Physicist February 2017 Retired James Dwyer Branch Chief July 2017 Retired Blake Welling Branch Chief July 2017 Promoted to Deputy Division Director (DRP, RI)

Bruce Dionne Reactor Health December 2017 Retired Physicist Mark Roberts Senior Health December 2018 Retired Physicist Lester Tripp Health Physicist March 2019 Retired Dennis Lawyer Health Physicist April 2019 Retired Appendix G-1

Name Position Date Left Position Reason for Leaving/Transfer Raymond Powell Branch Chief June 2019 Retired Arthur Burritt Branch Chief June 2019 Retired Joseph Furia Senior Reactor September 2019 Retired Health Physicist John Miller State Agreement November 2019 Retired Officer Donna Gruber Licensing November 2019 Retired Assistant Craig Gordon Senior Health December 2019 Retired Physicist Todd Jackson Senior Health February 2020 Retired Physicist James Trapp Division Director June 2020 Retired James Cassata Health Physicist August 2020 Deceased Ronald Rolph Reactor Health August 2020 Transfer to another division Physicist within the NRC Joseph Nick Deputy Division December 2020 Transfer to another division Director within the NRC Leonardo Wardrobe Health Physicist February 2020 Transfer to another Region within the NRC Region III Jennifer Dalzell License Reviewer August, 2018 Transfer to MCID Nicole Fields Decommissioning January, 2021 Transfer to NRR and ISFSI Inspector Ed Harvey Materials July, 2021 Transfer to RES Inspector Matthew Learn Decommissioning February, 2020 Transfer to NMSS and ISFSI Inspector James Lynch Regional State January 2018 Retired Agreements Officer Daniel Strohmeyer License Reviewer March, 2021 Transfer to RES Navid Tehrani Materials December, 2017 Left for private sector Inspector Kevin Null Materials March, 2021 Retired Inspector Region IV Martha Poston-Brown UR & August 2020 Transferred to DUWP Decommissioning Inspector Michelle Hammond Materials April 2021 Transferred to NMSS/LB Licensing Reviewer Appendix G-2

Appendix H: Inspection Priorities Inspections FY15 FY16 FY17 FY18 FY19 FY20 FY21 Region I Routine Inspections 105 135 128 127 125 94 23 (Priority 1, 2, 3)

Initial Inspections 16 19 15 19 15 18 4 Region III Routine Inspections 12 17 22 23 13 Priority 1 (7/22 - 12/31) (1/1 - 4/1)

Routine Inspections 19 7 92 83 15 Priority 2 (7/22 - 12/31) (1/1 - 4/1)

Routine Inspections 20 5 47 63 13 Priority 3 (7/22 - 12/31) (1/1 - 4/1)

Initial Inspections 5 11 11 13 2 (7/22 - 12/31) (1/1 - 4/1)

Region IV Routine Inspections 49 39 23 (Priority 1, 2, 3) (4/6 - 12/31) (1/1 - 4/19)

Initial Inspections 12 14 4 (4/6 - 12/31 (1/1 - 4/19)

Note: The licensed Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

Appendix H-1

Appendix I: Overdue Inspection Priorities License Name License No. Priority & Last Due Date Days Inspecti Docket No. Program Inspecti Date Performed Overdue on Codes on Date/ Report License Issued Issued Region I Advanced 09-35310-01E Initial (5) 12/5/16 12/05/17 02/11/20 3 years 2 02/21/20 Combat 03038926 03254 months Solutions Inc.

Reason overdue not documented:

HQs was not assigning their E licenses (at this time) to the region for inspection.

Techniweld 10-35153-01E Initial (5) 07/24/14 07/01/15 09/18/2015 80 days 09/18/15 USA 04038371 11240 Reason overdue not documented:

HQs was not assigning their E licenses (at this time) to the region for inspection.

Mid Atlantic 47-35536-01 Initial (5) 06/06/19 06/06/20 06/24/20 18 days 06/24/20 Maintenance 03039162 03121 Reason overdue:

Travel restrictions due to the Covid-19 PHE Hospital 52-35189-01 Initial (3) 02/09/15 02/09/16 06/20/2016 120 days 06/20/16 Metropolitano 03038787 02120 Dr. Susoni Reason overdue:

Inadvertent oversight Region III 1

C&C 48-35406-01 2 (initial) License 11/10/18 01/9/19 Approx. 01/9/19 Environmenta issued 2 months l, Inc. 05/10/19 2

Dow 21-35538-01 5 (initial) License 06/17/20 06/19/20 2 days 08/5/20 Agrosciences issued LLC 06/17/19 3

DDP 21-35537-01 5 (initial) License 06/17/20 06/24/20 7 days 07/22/20 Specialty Issued Electronic 06/17/19 Materials US, Inc.

Region IV Appendix I-1

License Name License No. Priority & Last Due Date Days Inspecti Docket No. Program Inspecti Date Performed Overdue on Codes on Date/ Report License Issued Issued NonDestructive 17-29410-01 1 01/29/19 07/29/20 11/03/20* 4 months, 11/03/20 and Visual 5 days Inspection, LLC Quality 17-35492-01 1 01/30/19 07/30/20 11/03/20* 4 months, 11/03/20 Inspection & 4 days Testing, Inc.

Versa Integrity 17-35243-01 1 01/28/19 07/28/20 11/04/20 - 4 months, 12/3/20 Group, Inc. 11/17/20* 7 days Metals Testing 37-29406-02 1 07/10/19 01/10/21 03/22/21 - 2 months, Services, Inc. in progress* 12 days Avera St. 40-18000-01 2 03/10/16 03/10/19 07/30/19 - 4 months, 12/17/19 Luke's 12/10/19* 20 days Cultilux+ 17-35464-01E Initial 11/13/18 11/13/19 01/11/21 - 1 year, 1 in progress* month, 29 days 1 The inspection was initially due in May 2018, then extended to November 2018 because the licensee had not begun licensed activities. Due to inclement weather and the Radiation Safety Officers availability, the inspection could not be conducted until January 2019. The information above is current as of 4/1/2021 2 and 3 All inspections planned for March and April 2020 were postponed due to the COVID-19 public health emergency and resulting travel restrictions. As a result of this delay and the availability of licensee staff, these two initial inspections were performed overdue. These two inspections were not extended to 18 months because they were already actively using licensed materials. The information above is current as of 4/1/2021

  • Includes the inspection scheduling window allocated to each priority based on IMC 2800 (e.g.,

Priority 1 and 2 licensees may vary around their dude date by +/- 50 percent.)

+ Culitlux inspection region was assigned incorrectly into WBL as Region II. The error was identified during an audit of WBL by RIV inspection staff. An inspection was initiated immediately after the error was identified.

Note: The licensed Low-Level disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities. For the radium program, none of the sites are licensed per Commission direction and, therefore, IMC 2800 does not specify a priority for inspecting them. Thus, none are overdue. However, the sites are generally similar to decommissioning sites and inspected or observed on an as needed basis.

Appendix I-2

Appendix J: Number of Reciprocity Licensees Year Applicants/Potential Inspections Program Priority Candidates Performed Codes Region I 2015 17 2 03320 1 2016 17 7 03234 2 02220 3 03219 3 03320 1 2017 27 9 02220 3 03226 1 03320 1 03226 2 03219 3 2018 22 11 03320 1 03226 2 03219 3 03234 2 03211 2 03226 1 03234 2 02220 3 2019 22 10 03320 1 02220 3 03219 3 03234 2 03320 1 2020 22 6 03320 1 03121 03226 2 03320 1 2021 11 1 03226 1 (As of 4/16/21)

Region III 2017 21 6 03226 2 03320 1 02220 3 2018 18 7 03320 1 03110 3 03226 2 02220 3 2019 13 5 03226 2 02220 3 03226 2 03211 2 03320 1 03234 2 2020 15 2 03111 3 2021 03226 2 (As of 4/1/21) 2 1 Appendix J-1

Year Applicants/Potential Inspections Program Priority Candidates Performed Codes Region IV 2019 109 9 03320 1 03120 5 03110 3 03226 2 03320 1 03219 2 2020 88 3 03320 N/A 03121 N/A 03226 5 2021 67 31 03320 1 03226 2 03234 2 03110 3 03111 3 03610 3 03121 5 Note: All applicants are potential candidates per the Guidance for Performing NRC Reciprocity Inspections memo issued on November 13, 2020. Region III revised criteria for Candidate selection starting in 2021 Appendix J-2

Appendix K: Accompaniments Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Region I December January August Harold (Harry) N/A (7) N/A (7)

N/A (7) (6)

Anagnostopoulos Dimitriadis Dimitriadis Powell October December May Elizabeth N/A (7) N/A (7) N/A (7)

Andrews Powell Dimitriadis Dimitriadis January Not yet Juan Ayala Not yet qualified qualified April July Hector Bermudez 03620 02120 N/A (3) N/A (3) N/A (3) N/A (3) N/A (3)

Dwyer Dwyer July November March February Not yet James Cassata (5) N/A (3) N/A (3) qualified Welling Welling Burritt Welling Steven April September July January September September Not yet Courtemanche E-Distribution scheduled Welling Welling Welling Burritt Burritt Cahill July February October April October August April Briana DeBoer N/A (7) N/A (7) Powell N/A (7) N/A (7) N/A (7) N/A (7)

Ferdas Powell Powell Powell Dimitriadis Dimitriadis Bruce Dionne N/A (8)

Not yet Bryan Edwards qualified December November June May June September Not yet Robin Elliott 03614 03614 03614 02200 scheduled Janda Dwyer Dwyer Janda Janda Janda Appendix K-1

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by February Elizabeth Tindle- August Not yet Engelmann Not yet qualified qualified March May Joseph Furia N/A (7) N/A (7) N/A (3) N/A (3)

Powell Powell September May June June September November Bob Gallaghar 02230 02120 03614 (6) 2120 Dwyer Dwyer Dwyer Janda Janda Janda February May February July June (2)

Farrah Gaskins 02230, 02120 02200 02230, 02120 (2)

Dwyer Dwyer Dwyer Janda Janda February July June June June Craig Gordon 03210, 03121 03121 N/A (3) N/A (3)

Welling Welling Welling Burritt Burritt March October July October March October Stephen Not yet N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Hammann scheduled Ferdas Powell Powell Powell Powell Dimitriadis Not yet Patrick Hann qualified September May Mark Henrion N/A (7) N/A (7)

Dimitriadis Dimitriadis September March February September October Todd Jackson N/A (3) N/A (3)

Welling Cahill Welling Burritt Burritt April June May October February Laurie Kauffman (1) N/A (7) N/A (7) N/A (7) N/A (7)

(6)

Powell Powell Powell Dimitriadis Cahill February January July June September February Not yet Penny Lanzisera 02230, 02120 02200 02110 02230 scheduled Dwyer Dwyer Dwyer Janda Janda Nick Appendix K-2

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by August September September December Dennis Lawyer N/A (3) N/A (3) N/A (3)

Welling Welling Welling Burritt September Sattar Lodhi N/A (3) N/A (3) N/A (3) N/A (3) N/A (3) N/A (3)

Welling November January July November October September October Orysia Masnyk N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Bailey Ferdas Powell Powell Powell Powell Dimitriadis Dimitriadis November July September John Miller 03310 N/A (2) N/A (2) N/A (2) N/A (2)

Welling Welling Welling Kathy Modes (2) N/A (2) N/A (2) N/A (2) N/A (2) N/A (2) N/A (2)

October March July September June September Not yet Janice Nguyen 02110, 02310 02230 02110 02201 scheduled Dwyer Dwyer Dwyer Janda Janda Janda September April December November January September October John Nicholson N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Powell Powell Powell Powell Powell Dimitriadis Dimitriadis Not yet Netra Patel qualified Jonathan May November Not yet Pfingsten Not yet qualified Cahill scheduled August September August June April January March Randy Ragland Welling Welling Welling Burritt Burritt Cahill Cahill February January June June April January February Michael Reichard 01321 Welling Welling Welling Burritt Burritt Cahill Cahill March May October October Mark Roberts N/A (7) N/A (7) N/A (7) N/A (7) N/A (3) N/A (3) N/A (3)

Ferdas Powell Powell Powell January February October Ronald Rolph N/A (7) N/A (7) N/A (7) (2)

Powell Powell Dimitriadis Appendix K-3

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by February December November June June September 02200, 02120, Not yet Shawn Seeley 03614 03614 03614 02200 02230, 02500 scheduled Dwyer Dwyer Dwyer Janda Janda Janda December Not yet Steve Shaffer N/A (7) scheduled Dimitriadis September January August Lester Tripp 02110 (4) N/A (3) N/A (3) N/A (3)

Dwyer Dwyer Powell July March April March October October Not yet Elizabeth Ullrich scheduled Welling Cahill Welling Burritt Burritt Cahill Storm Not yet Veunephachan qualified April Jason VonEhr Cahill November April July July Leonardo Not yet qualified 03121 (2)

Wardrobe Welling Burritt Burritt Cahill June October January March May Katherine Warner N/A (7) N/A (7) N/A (7) N/A (7) N/A (7)

Powell Powell Powell Dimitriadis Dimitriadis July April June May April Not yet Tara Weidner 02110, 02230 02230 02200 (6) scheduled Dwyer Dwyer Dwyer Janda Janda Scott Wilson August August June May August October May N/A (7) N/A (7) N/A (7) N/A (7)

Welling Welling Welling Powell Powell Dimitriadis Dimitriadis Appendix K-4

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Region III Colleen Casey September Paul Pelke - Telecon - (3M; Supervisor S-8 Irradiator Decommissioni ng)

Laura Cender October November Paul Pelke - (P) SDI Telecon - Gerdau-Supervisor LaFarga, LLC Monroe Mill CN 600440 Laura Cender April Paul Pelke - (P) Ace Testing Supervisor CN 602159 Laura Cender May Paul Pelke - (P) Vance Supervisor Brothers, Inc CN 602609 Laura Cender December June Robert Orlikowski PLSV - S.A.

Teams Mtg. -

- Supervisor Hospital Reliable Testing Acquisition Services, LLC Group, LLC Ryan Craffey June October Aaron McCraw - Consumers Mistras Group, Supervisor Energy Inc Ryan Craffey November .

Aaron McCraw - Individual (OI Supervisor Assist)

Ryan Craffey November John Giessner - University of Supervisor Michigan Ryan Craffey February Christine Lipa -

EMD Millipore Supervisor Appendix K-5

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Ryan Craffey March Mike Kunowski - Beaumont Supervisor Hospital Exit Meeting -

Remote Ryan Craffey March Mike Kunowski - Ionetix Exit Supervisor Meeting -

Remote Jason Draper July October Aaron McCraw - Department of Franciscan Supervisor Veteran Affairs Healthcare -

- Minneapolis Munster Jason Draper November Rob Ruiz - Acuren, Billings, Supervisor MT field office Jason Draper March Mike Kunowski - West Michigan Supervisor Cardiology Exit Meeting -

Remote Sara Forster December December Paul Pelke - Telecon - Site Visit -

Supervisor Columbus Spectron MRC, Regional LLC Hospital CN 601718 Cassandra June Frazier Site Visit (DOE John Giessner - AIM First Supervisor Responders Training) -IL Appendix K-6

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Cassandra December February Frazier Telecon - Telecon- Niowave Paul Pelke - Niowave, Inc Supervisor CN 602247 Cassandra May Frazier Niowave -

Paul Pelke - Licensee Mtg at Supervisor RIII with NRR Reps.

Cassandra August Frazier Telecon-Robert Orlikowski Niowave

- Supervisor Robert Gattone February Mohammed The Toledo Shuaibi - Hospital Cardiac Supervisor Testing Center Robert Gattone November John Giessner - University of Supervisor Michigan Magdalena September February Gryglak (S) Methodist Site Visit -

Paul Pelke - Hospital of Karmanos Cancer Supervisor Gary CN Center 609093 Ed Harvey July October October Aaron McCraw - 3M Corporate 3M Corporate Butler University, Supervisor Office Office Indianapolis, IN Ed Harvey July Aaron McCraw - Department of Supervisor Veteran Affairs

- Minneapolis Appendix K-7

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Ed Harvey February Paul Pelke - Karmanos Cancer Supervisor Center (Part 37 readiness)

Jason Kelly November Robert Orlikowski PLSV -

- Supervisor Nutrition and Biosciences USA 1, LLC Michael September February LaFranzo Hematite University of Mike Kunowski -

Missouri Supervisor Michael October LaFranzo Hematite John Giessner -

Supervisor Michael May LaFranzo Univ of MO:

Christine Lipa - Pickard Hall, Supervisor Research Bldg Michael August October LaFranzo Jefferson Proving University of David Pelton - Ground Missouri Supervisor Michael October LaFranzo University of David Hills -

Missouri Supervisor Peter Lee June Mike Kunowski - Cardinal Supervisor Health--St.

Louis Appendix K-8

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Peter Lee August February Mike Kunowski - Cardinal University of Supervisor Health--St. Missouri Louis Peter Lee May December Paul Pelke - Niowave, Inc. Spectron mrc, Supervisor LLC site visit Peter Lee September Paul Pelke - Niowave, Inc.

Supervisor Bill Lin August May Christine Lipa - Livonia, MI Novelty Supervisor (radium site) Radium Site Bill Lin April December Mike Kunowski - Detroit City Museum in Supervisor Airport Kalamazoo for Ra-226 Bill Lin October John Giessner - Museums in Supervisor Muskegon/Kalama zoo for Ra-226 James Lynch August October Christine Lipa - Iowa IMPEP OAS Meeting Supervisor Review James Lynch / December Darren Piccirillo IEMA, John Giessner - Springfield, IL Supervisor Aaron McCraw May John Giessner - CRCPD Annual Supervisor Meeting Appendix K-9

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Aaron McCraw June John Giessner - Meeting with Supervisor State of Indiana on Agreement State Interest Aaron McCraw August August Christine Lipa - Organization of State of Michigan Supervisor Agreement Meeting States Meeting Aaron McCraw June David Pelton - Workshop on Supervisor Managing Training Programs Aaron McCraw August David Pelton - Organization of Supervisor Agreement States Annual Mtg Luis Nieves Folch July John Giessner - MPI Research, Supervisor Inc.

Luis Nieves Folch January May October Aaron McCraw - Acuren Mikon Corporation St. Vincent Hos.

Supervisor Inspection & Alt & Witzig, Services Indianapolis, IN Luis Nieves Folch May Aaron McCraw - Ideker, Inc.

Supervisor (temporary job site)

Luis Nieves Folch March Mike Kunowski - Alt & WItzig Supervisor Exit Meeting -

Remote Appendix K-10

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Luis Nieves Folch March Mike Kunowski - Hartford Quality Supervisor Assurance Exit Meeting -

Remote Kevin Null August Aaron McCraw - Ray County Supervisor Memorial Hospital; Cameron Regional Medical Center Kevin Null September May Aaron McCraw - Shared Medical Integrated Science Supervisor Services Solutions Kevin Null May Aaron McCraw - North Kansas City Supervisor Hospital Dennis ODowd August Christine Lipa/ Methodist Aaron McCraw - Hospitals of Supervisor Gary, Inc.

Dennis ODowd January Christine Lipa - St. Vincent Supervisor Hospital Dennis ODowd September July Aaron McCraw - TEAM Industrial Department of Supervisor Services Veteran Affairs (temporary job

- Minneapolis site)

Dennis ODowd September Aaron McCraw - GEOCON Supervisor Professional Services (temp job site)

Appendix K-11

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Dennis ODowd April Mike Kunowski - Saint Louis Supervisor University Exit Meeting -

Remote (MS Teams)

Bryan Parker February John Giessner - Inspection -

Supervisor Mallinckrodt Nuclear Medicine, LLC Bryan Parker September Paul Pelke - Site Visit -

Supervisor Mallinckrodt Nuclear Medicine, LLC, CN 609344 &

609346 Bryan Parker March Mohammed Inspection -

Shuaibi - Curium USA dba Supervisor Mallinckrodt Bryan Parker November Paul Pelke/ David VA Biennial Pelton -

Inspection Supervisor Darren Piccirillo April John Giessner - Illinois (IMPEP)

Supervisor Darren Piccirillo May Piccirillo CRCPD John Giessner -

Supervisor Appendix K-12

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Darren Piccirillo August February Christine Lipa - OAS Ohio (IMPEP)

Supervisor Conference Darren Piccirillo April Christine Lipa/

Minnesota Aaron McCraw -

(Periodic Meeting)

Supervisor Darren Piccirillo May Christine Lipa -

CRCPD Supervisor Darren Piccirillo April November David Pelton - July Iowa Illinois Supervisor Wisconsin (Periodic (Periodic (IMPEP) Meeting); Meeting);

Remote Remote Darren Piccirillo August David Pelton -

OAS Conference Supervisor October Deborah Piskura Mallinckrodt Christine Lipa -

Nuclear Supervisor Medicine, LLC February Deborah Piskura Mallinckrodt John Giessner -

Nuclear Supervisor Medicine, LLC Deborah Piskura March Mohammed Curium USA dba Shuaibi - Mallinckrodt Supervisor Deborah Piskura June David Pelton - IUMC/IUPUI Supervisor Appendix K-13

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Deborah Piskura October Rob Ruiz - Curium, St.

Supervisor Louis, MO December Deborah Piskura Mercy Hospital Mike Kunowski -

Exit Meeting -

Supervisor Telephone Daniel November Strohmeyer PLSV - Michigan Paul Pelke - Canton Cardiology Supervisor Associates Daniel April Strohmeyer PLSV -

Paul Pelke - Community Stroke Supervisor & Rehabilitation Center Zahid Sulaiman September John Giessner - Applied Supervisor Technical Services; Michigan Department of Transportation Zahid Sulaiman September February Christine Lipa - Lakeland Progress West Supervisor Medical Center, Healthcare St. Joseph Zahid Sulaiman July Aaron McCraw - Mercy St. Mary's Supervisor Navid Tehrani November Aaron McCraw - Walsh & Kelly, Supervisor Inc.

Appendix K-14

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Frank Tran June John Giessner - Site Visit (DOE Supervisor AIM Training) -

IL Frank Tran September John Giessner - Site Visit (DOE Supervisor AIM Training -

Coast Guard )

- MI Frank Tran October February Paul Pelke - (P) SDI Telecon -

Supervisor LaFarga, LLC Niowave CN 600440 Frank Tran May Paul Pelke - December Niowave -

Supervisor (T) Niowave, Licensee Mtg at Inc CN 602247 RIII with NRR Reps Frank Tran May Paul Pelke - (S) Niowave, Supervisor Inc CN 608427 Frank Tran August .

Paul Pelke - (S) Niowave, Supervisor Inc CN 608427 June Frank Tran Teams Mtg. -

Robert Orlikowski Reliable Testing

- Supervisor Services, LLC Frank Tran August Robert Orlikowski Telecon -

- Supervisor Niowave, Inc.

Appendix K-15

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Geoffrey Warren February Christine Lipa - McLaren -

Supervisor Greater Lansing; Hurley Medical Center; Barr Engineering, Inc.; and CPI Pharmacy Services Holding, LLC Geoffrey Warren September Paul Pelke - Methodist Supervisor Hospital of Gary CN 609093 Geoffrey Warren July Aaron McCraw -

Spectrum Health Supervisor Geoffrey Warren January David Pelton - Washington Supervisor University in St.

Louis, St. Louis, MO December Spectrum Geoffrey Warren Health Mike Kunowski -

Hospitals -

Supervisor Remote (MS Teams)

January Geoffrey Warren Endress+Haus Mike Kunowski - er Exit Meeting Supervisor - Remote (MS Teams)

Appendix K-16

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by Region IV Allyce Bolger January Dan Bradley - R&D Supervisor 40-02331-19 Allyce Bolger June Patricia Silva - Medical Therapy Supervisor - Emerging Technology 42-05255-07 R&D broad type A

42-09388-01 Panoramic irradiator 30-02405-10 Jason Dykert January Dan Bradley - Medical Supervisor 53-05379-01 04-27616-01 Jason Dykert December Patricia Silva - Other Services Supervisor <100 Ci 37-30062-01 Janine Katanic January Dan Bradley - Medical Supervisor 50-17838-01 Janine Katanic November Patricia Silva - Other Services Supervisor <100 Ci 37-30062-01 Appendix K-17

Inspector Name FY15 FY16 FY17 FY18 FY19 FY20 FY21 Month Month Month Month Month Month Month Program Code Program Code Program Code Program Code Program Code Program Code Program Code Accompanied Accompanied Accompanied Accompanied Accompanied by Accompanied Accompanied by by by by by by James June Thompson Panoramic Patricia Silva - irradiator Supervisor 30-02405-10 James January Thompson Medical Dan Bradley -

Supervisor 40-16571-01 Randy Erickson September Patricia Silva - Industrial Supervisor radiography 42-08456-02 Note: The licensed Low-Level Waste disposal facilities are located in Agreement States, as such the respective Agreement States perform inspection activities.

(1) Not accompanied (FY15) due to special circumstances (medical, special telework)

(2) Transferred to a different position within the NRC (3) Retired (4) Not accompanied (FY18) due to extended illness (5) Not accompanied (FY19) due to extended illness (6) Not accompanied (FY20) due to extended illness (7) Individual in the Decommissioning, ISFSI and Reactor Health Physics branch - no program code (8) Retired before an accompaniment was scheduled Appendix K-18

Appendix L: Region III Survey Instrument Capabilities Capability Detectors Mnfr. Meter(s) Detector(s)

Alpha Zinc-Sulfide (ZnS) Ludlum 2241-2, 43-5, 43-92 Scintillators 2241-3 Beta Plastic Scintillators Ludlum 2241-2,44-142 2241-3 Plastic Scintillator Ludlum 2241-2 44-1 Sensitive to Beta Gamma Sodium-Iodide (NaI) Ludlum 2241-2, 44-10 Crystal Scintillators 2241-3 Sodium-Iodide (NaI) Luldum, 2241-3, 12DT063QB2/3, Crystal Scintillators for Alpha- 2241-2 20DT063QA2/5B Low Energy Gammas Spectra (FIDLER)

Sodium-Iodide (NaI) Ludlum 2241-2 44-17 Crystal Scintillator for Low Energy Gammas NaI Spectrometer Canberra 1N1K IPROL-1 Alpha / Gas Proportional Ludlum 2221, 2241-2 43-37, 43-68 Beta Zinc-Sulfide (ZnS) w/ Ludlum 2241-3 44-93 Plastic Scintillator Alpha / Geiger-Mueller (GM) Ludlum 2241-2, 44-9 Beta / Pancakes 2241-3, Gamma 2402, 2403, Ludlum 26-1 26-1 Dose Rate Energy Compensated Thermo RadEye G N/A Geiger-Mueller (GM) Canberra MRAD213 N/A Geiger-Mueller (GM) Ludlum 2241-2, 44-38 2241-3, 2403, 2402, Model 3 Sodium-Iodide (NaI) Ludlum Model 19 N/A Crystal Scintillators for microR/hr Other Satellite GPS Trimble GeoXT, N/A GeoXH Garmin Etrex N/A Air Sampler RADeCO H-811 N/A Note: The information above was current as of 02/17/21.

Appendix L-1

Appendix M: Specific Radioactive Material Licenses The table lists the licensees subject to NRC regulation from June 2018 through June 2021.

License Docket Licensee State Notes Number Number Complex Materials Decommissioning Cimarron SNM- 0700092 Former fuel fabrication facility that was Environmental 928 5 licensed under Part 70. NRC staff

1. OK Response Trust currently reviewing decommissioning (Kerr-McGee) plan for the facility.

Sequoyah Fuels Former uranium conversion facility.

Corporation Site contains 11e.(2) byproduct material and will have an on-site disposal cell SUB-

2. 40-8027 OK that will transition to DOE for long-term 1010 care (similar to what occurs at a conventional uranium mill), in decommissioning FMRI, Inc. SMB- 0400758 Facility extracted tantalum and (Fansteel) 911 0 columbium from uranium ore, thorium ore, and tin slag feedstock This process did not specifically extract uranium and
3. OK thorium from the ore, but the uranium and thorium concentrations were high enough to be classified as source material. FMRI is performing site maintenance during litigation.

Jefferson Proving SUB- 0400883 Depleted uranium present from Ground (JPG) 1435 8 munitions testing by the Army. License

4. IN has transitioned to possession only status, no longer in decommissioning.

Sigma-Aldrich 24- 0301071 Radioactive byproduct materials were

5. 16273- 6 MO researched and developed, as well as 01 stored, and processed.

Hematite SNM-33 0700003 Former fuel fabrication facility licensed

6. 6 MO under Part 70. License has been terminated.

Centrus Energy SNM- 0700700 Facility ultimately decided to resume Corporation 7003 3 operations, no longer in

7. OH decommissioning. This is an enrichment facility licensed under Part70.

General Atomics SNM- 0700073 Licensee conducted a broad range of 696 4 nuclear related research and

8. CA development activities. SNM License terminated May 2019 Shallow Land SNM- 0700308 Former fuel fabrication facility. License Disposal Area 2001 5 in abeyance, USACE responsible for
9. (BWXT PA cleanup under FUSRAP. License Technologies, Inc.) authorized possession of SNM over 350 grams contained U-235.

West Valley CSF-1 0500201, Former reprocessing facility, DOE

10. Demonstration POOM- NY managing the cleanup. This is a part 50 Project 032 license.

Appendix M-1

License Docket Licensee State Notes Number Number Uranium Recovery

1. Crow Butte SUA- 40-8943 NE ISR Resources, Inc. 1534
2. NuFuels, Inc. SUA- 40-8968 NM ISR, licensed, but never constructed.

1580

3. Powertech (USA) SUA- 40-9075 SD ISR, licensed, but never constructed.

Inc. 1600

4. Lost Creek ISR, LLC SUA- 40-9068 WY ISR 1598
5. Uranium One SUA- 40-9073 WY ISR, licensed, but never constructed.

Americas, Inc. 1596

6. Uranerz Energy SUA- 40-9067 WY ISR Corporation 1597
7. AUC LLC SUA- 40-9092 WY ISR, licensed, but never constructed.

1602

8. Strata Energy, Inc. SUA- 40-9091 WY ISR 1601
9. Power Resources, SUA- 40-8964 WY ISR Inc. 1548
10. Kennecott Uranium SUA- 40-8584 WY Conventional Co. 1650
11. Uranium One U.S.A. SUA- 40-8502 WY ISR 1341
12. American Nuclear SUA- 40-4492 WY Conventional, in decommissioning Corporation 667
13. Homestake Mining SUA- 40-8903 NM Conventional, in decommissioning of California 1471
14. Rio Algom Mining SUA- 40-8905 NM Conventional, in decommissioning LLC 1473
15. Sequoyah Fuels SUB- 40-8027 OK Former uranium conversion facility.

Corporation 1010 Site contains 11e.(2) byproduct material and will have an on-site disposal cell that will transition to DOE for long-term care (similar to what occurs at a conventional uranium mill), in decommissioning

16. UNC Mining and SUA147 40-8907 NM Conventional, in decommissioning Milling, Division of 5 United Nuclear Corporation
17. Bear Creek Uranium SUA- 40-8452 WY Conventional, in decommissioning Company 1310
18. ExxonMobil SUA- 40-8102 WY Conventional, in decommissioning Corporation 1139
19. Areva NC, Inc., SUA- 40-2259 WY Conventional, in decommissioning Lucky Mc Uranium 672 Mill
20. Pathfinder Mines SUA- 40-6622 WY Conventional, in decommissioning Corporation 442
21. Umetco Minerals SUA- 40-0299 WY Conventional, in decommissioning Corporation 648 Appendix M-2

License Docket Licensee State Notes Number Number

22. Western Nuclear, SUA-56 40-1162 WY Conventional, in decommissioning Inc.
  • From June 1, 2018 through September 30, 2018, the NRC had oversight responsibilities for all 22 licensees shown in the table. The State of Wyoming assumed responsibilities for uranium recovery activities located in that State on October 1, 2018. The licensees subject to NRC oversight included conventional uranium mills and uranium in situ recovery (ISR) facilities. Therefore, for the time period from October 1, 2018 to date, the NRC was responsible for regulatory oversight responsibilities for these 8 licensees.

Appendix M-3

Appendix N: Specific Radioactive Material Licenses Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 14-05 04/24/2014 12/04/2014 GA-Elekta 0497-104 1 yes 14-28 04/24/2014 12/04/2014 GA-Elekta 0269-104 1 yes 14-35 04/18/2014 12/04/2014 GA-Best Vascular-101 1 yes 14-44 05/07/2014 12/04/2014 GA-Scan Tech.-102 1 yes 14-50 04/24/2014 12/04/2014 GA-MGP-101 1 yes 14-57 05/16/2014 12/04/2014 GA-Scan Tech.-109 1 yes 14-93 07/10/2014 12/04/2014 Hopewell Designs, Inc. 1 14-20 05/13/2014 12/05/2014 GA-Metso-107 1 yes 14-21 05/30/2014 12/05/2014 GA-Metso-108 1 yes 15-03 10/17/2014 12/10/2014 Bruker Daltonics, Inc. 1 NR-1385-D-101-E Amendment Device 14-97 07/23/2014 12/10/2014 Eckert & Ziegler BEBIG, Inc. 1 14-101 09/02/2014 12/10/2014 Smiths Detection 1 14-15 06/06/2014 12/11/2014 GA-Metso-102 1 yes 14-26 04/11/2014 12/11/2014 GA-Elekta 0269-102 1 yes 14-17 05/21/2014 12/22/2014 GA-Metso-104 1 yes 15-01 10/10/2014 01/07/2015 betacontrol of America, Inc. 2 NR-122-D-101-B Amendment Device and NR-122-D-102-S 15-06 10/30/2014 01/08/2015 Morpho Detection, LLC NR-399-D-101-E Amendment Device 14-22 05/30/2014 01/09/2015 GA-Metso-109 1 GA-596-D-109-G yes Amendment Device 14-47 05/13/2014 01/09/2015 GA-Scan Tech.-105 1 GA-716-D-105-G yes New Application Device 14-104 09/24/2014 01/09/2015 Meprolight, Inc. 1 NR-1119-D-101-E Amendment Device 14-24 05/27/2014 01/12/2015 GA-Metso-112 1 GA-596-D-112-G yes New Application Device 14-46 05/07/2014 01/12/2015 GA-Scan Tech.-104 1 GA-716-D-104-S yes New Application Device 14-58 05/02/2014 01/12/2015 GA-Scan Tech.-110 1 GA-716-D-110-S yes Amendment Device 14-96 07/21/2014 01/12/2015 Environics USA 1 NR-8199-D-801-E Amendment Device 14-18 05/09/2014 01/13/2015 GA-Metso-105 1 GA-596-D-105-G yes New Application Device 14-19 05/09/2014 01/13/2015 GA-Metso-106 1 yes 14-45 05/06/2014 01/13/2015 GA-Scan Tech.-103 1 GA-716-D-103-S yes New Application Device 14-49 05/16/2014 01/14/2015 GA-Paper Making-101 1 GA-1208-D-101-G yes New Application Device Appendix N-1

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 14-52 05/23/2014 01/14/2015 GA-Yokogawa-103 1 GA-678-D-103-G yes New Application Device 14-56 05/16/2014 01/21/2015 Scan Technologies, Inc. 1 GA-716-D-106-G yes New Application Device 14-55 05/09/2014 01/28/2015 GA-Metso-114 1 yes 14-16 05/20/2014 01/29/2015 GA-Metso-103 1 GA-596-D-103-G yes Device 14-23 05/30/2014 01/30/2015 GA-Metso-111 1 GA-596-D-111-G yes New Application Device 14-13 06/06/2014 02/02/2015 GA-Honeywell-102 1 yes 15-02 10/16/2014 02/05/2015 Met One Instruments 1 NR-1124-D-102-E Amendment Device 14-48 05/14/2014 02/05/2015 GA-Scan Tech.-107 1 GA-716-D-107-S yes New Application Device 15-07 11/17/2014 02/10/2015 Theragenics Corporation 1 NR-645-S-102-S Amendment Sealed Source 15-19 01/29/2015 02/10/2015 Agilent Technologies 1 NR-348-D-111-B Amendment Device 14-99 06/30/2014 02/10/2015 GA-Scan Tech-108 1 yes 15-05 10/28/2014 02/12/2015 Hopewell Designs, Inc. 1 NR-1138-D-101-S Amendment Device 15-16 01/23/2015 03/03/2015 Rapiscan Systems, Inc. 1 NR-1267-D-102-E Amendment Device and 04-24011-01E 15-08 12/08/2014 03/10/2015 Trijicon, Inc. 1 NR-418-D-101-E Amendment Device 15-24 03/12/2015 03/17/2015 KRISS USA, Inc. 1 NR-1368-D-101-E Amendment Device 15-09 12/23/2014 03/25/2015 Scion Instruments 1 NR-1385-D-101-E Amendment Device 15-27 03/25/2015 03/31/2015 Theragenics Corporation 1 NR-645-S-102-S Amendment Sealed Source 15-18 01/29/2015 04/09/2015 Metso Automation USA, LLC 3 NR-596-D-110-G, Amendment Device NR-596-D-113-G, NR-596-D-114-G 15-04 10/24/2014 04/15/2015 Theragenics Corporation 1 New Application Device 15-26 03/18/2015 04/22/2015 Meprolight, Inc. 1 NR-1119-D-101-E Amendment Device 15-10 01/05/2015 04/27/2015 Advanced Nuclide 1 Decembe 29, 2014 New Application Technologies, LLC letter from Advanced Nuclide Technologies, LLC response to NRC letter dated October 15, 2014.

1st reviewer:

Lymari Sepulveda 2nd reviewer:

Tomas Herrera Appendix N-2

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case Continuation of SSD Case 14-85.

ADAMS Package:

ML15005A021 15-20 02/10/2015 04/27/2015 Honeywell International 1 NR-571-D-107-B Amendment Device 15-11 01/05/2015 05/05/2015 Best Theratronics 1 NR-1307-D-101-S No Amendment Device 15-22 03/09/2015 05/06/2015 SABIA, Inc. 3 SABIA's request to No Amendment Device amend NR-1195-D-103-S, NR-1195-D-104-S and NR-1195-D-105-S.

15-15 01/20/2015 05/14/2015 Agilent Technologies 1 NR-348-D-111-B No Amendment Device 15-12 01/05/2015 05/15/2015 Best Theratronics 1 Amendment to NR- No Amendment Device 1307-D-102-S for Gammacell 1000 Elite and Gammacell 3000 Elan.

15-21 03/02/2015 05/29/2015 Environics (USA), Inc. 3 NR-1160-D-101-E, No Inactivation Device NR-1160-D-102-E

& NR-1160-D-103-E 15-35 05/22/2015 05/29/2015 International isotopes, Inc. 1 NR-1235-S-101-S No Amendment Sealed Source 15-31 05/11/2015 06/03/2015 Northpass, Ltd. 1 NR-1382-D-101-E No Amendment Device 05-35121-01E 15-23 03/10/2015 06/04/2015 Eckert & Ziegler BEBIG, Inc. 1 New Application Sealed Source 15-34 05/20/2015 06/11/2015 Safran Morpho Detection 1 NR-399-D-101-E No Amendment Device 15-38 06/10/2015 06/11/2015 Eckert & Ziegler BEBIG, Inc. 1 NR-1289-S-101-S No Amendment Sealed Source Appendix N-3

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 15-14 01/22/2015 06/24/2015 Yokogawa Corporation of 1 NR-678-D-103-G No Amendment Device America 15-13 01/13/2015 06/29/2015 Bruker Detection Corporation 1 NR-1101-D-102-E No Amendment Device 15-17 01/28/2015 07/10/2015 Armson USA, LLC 1 No New Application Sealed Source 15-30 04/29/2015 07/13/2015 DRS Sustainment Systems, 1 NR-1224-D-101-E No Amendment Device Inc.

15-39 06/15/2015 07/17/2015 Best Theratronics 3 NR-1307-D-103-S, No Amendment Device NR-1307-D-106-S, NR-1307-D-109-S 15-25 03/13/2015 08/03/2015 KRISS USA, Inc. 1 NR-1368-D-101-E No Amendment Device 15-37 06/10/2015 08/03/2015 Kidde Residential and 1 Amendment of No Amendment Device Commercial registration certificate NR-1047-D-101-E and E-License 32-23858-01E.

15-42 07/08/2015 09/02/2015 Isolite Corporation 1 NR-1286-D-102-E No Amendment Device 15-46 08/17/2015 09/09/2015 Elekta, Inc. 3 NR-269-D-101-S, No Inactivation Device NR-269-D-102-S, NR-497-D-104-S 15-33 05/14/2015 10/08/2015 Triple, Inc. DBA 1 NR-1412-D-101-E No New Application Device 15-28 04/21/2015 10/09/2015 Best Theratronics 1 Best Theratronics No New Application Device Application for a New Teletherapy Unit 15-36 05/27/2015 10/09/2015 Unertl Optical Company, Inc. 1 NR-1200-D-101-E No Amendment Device 15-47 09/01/2015 10/13/2015 Elekta, Inc. 1 NR-497-S-113-S No Amendment Sealed Source 15-48 09/09/2015 10/13/2015 Valmet, Inc. 3 Amendment of No Amendment Device registration certificates:

NR-596-D-110-G, NR-596-D-113-G and NR-596-D-114-G to transfer ownership.

15-40 06/17/2015 10/15/2015 CSECO 1 New No New Application Device Appendix N-4

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 15-29 04/27/2015 10/16/2015 Scan Technologies, Inc. 1 NR-716-D-110-S No Amendment Device 15-49 09/17/2015 10/16/2015 International Isotopes, Inc. 1 NR-1235-S-101-S No Amendment Sealed Source 15-43 08/07/2015 10/21/2015 Walter Kidde 1 NR-1047-D-101-E No Inactivation Device NR-8299-D-801-E 15-32 05/13/2015 11/02/2015 Cammenga and Associates, 1 NR-210-D-102-E No Amendment Device LLC 16-04 11/02/2015 11/09/2015 Scan Technologies 1 NR-0716-D-110-S Amendment Device 15-41 06/25/2015 12/02/2015 Elekta, Inc. 1 NR-269-D-104-S No Amendment Device 15-44 08/11/2015 12/02/2015 Honeywell International 4 NR-571-D-104-B, No Amendment Device NR-571-D-105-B, NR-571-D-106-B and NR-571-D-107-B.

16-07 12/01/2015 12/03/2015 mb microtec 1 NR-0446-D-103-E Amendment Device 15-50 09/30/2015 01/15/2016 Smiths Detection - 1 NR-0163-D-102-E No Amendment Device Edgewood, MD 15-45 08/12/2015 01/28/2016 Cammenga and Associates, 1 NR-210-D-102-E No Amendment Device LLC 16-01 10/16/2015 02/04/2016 Yokogawa Corporation of 1 NR-0678-D-103-G No Amendment Device America 16-02 10/26/2015 02/19/2016 Department of the Army 9 NR-0155-S-114-S; Amendment Source/

NR-0155-S-104-S; Device NR-0155-S-110-SNR-0155-S-116-S;NR-0155-S-111-S;NR-0155-S-115-S;NR-0155-S-113-S;NR-0155-S-112-S;NR-0155-D-126-S; 16-08 12/10/2015 02/25/2016 Sabia, Inc. 3 NR-1195-D-103-S Amendment NR-1195-D-104-S NR-1195-D-105-S 16-03 10/30/2015 03/03/2016 Scan Technologies 1 NR-0716-D-110-S Amendment Device 16-11 02/04/2016 03/03/2016 International Isotopes 1 NR-1235-S-104-S Amendment Source/

Device 16-05 11/17/2015 03/17/2016 Hess Fine Arts, Inc 1 NR-1265-D-101-E Amendment Device Appendix N-5

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 16-14 02/11/2016 03/17/2016 Elekta 1 NR-0469-D-115-S Amendment Source/

Device 16-12 02/09/2016 03/18/2016 Theragenics Corporation 2 NR-0645-S-101-S Amendment Source/

NR-0645-S-102-S Device 16-17 03/21/2016 04/25/2016 Nordion (Canada) Inc. 1 NR-0220-D-131-S Amendment Source/

Device 16-15 03/07/2016 04/26/2016 Nordion (Canada) Inc. 1 Nordion is New Application Source/

requesting a new Device SSD registration.

16-13 02/03/2016 04/28/2016 Gases 101 LLC 1 New Registration New Application Source/

and E-License Device SSD Registration Certificate NR-1417-D-101-E 16-06 11/17/2015 05/10/2016 Hopewell Designs 1 NR-1138-D-101-S Amendment Device 16-09 12/16/2015 05/20/2016 Tech Comp USA dba Scion 1 Discontinuation Instruments (Amendment) 16-10 01/28/2016 05/24/2016 IMS Systems, Inc. 1 NR-1120-D-101-S Amendment Sealed Source 16-19 04/26/2016 05/26/2016 Teledyne Advanced Pollution 1 NR-1335-D-101-E Amendment Sealed Instrumentation Source 16-16 03/08/2016 06/02/2016 Triple, Inc. dba Nixon 1 NR-1412-D-101-E Amendment Source/

Device 16-24 06/16/2016 06/27/2016 Raytheon Elcan Optical 1 NR-8304-D-801-E Inactivation Technologies 16-21 05/25/2016 07/11/2016 Best Medical International 1 Amendment Sealed Source 16-26 06/17/2016 07/18/2016 Rapiscan Systems, Inc. 1 NR-1267-D-102-E Amendment Sealed Source 16-18 04/08/2016 07/20/2016 CSECO Security Equipment 1 NR-0207-D-102-E New Application Device Company 16-22 06/07/2016 09/12/2016 Smiths Detection 1 NR-0163-D-102-E Amendment Device 16-23 06/10/2016 09/12/2016 Scan Technologies, Inc. 1 NR-0716-D-106-G Amendment Device 16-35 09/12/2016 09/16/2016 Nordion 2 NR-0220-S-120-S Amendment Sealed and NR-0220-S- Source 103-S Appendix N-6

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 16-32 08/18/2016 09/20/2016 Elekta 1 NR-0469-D-114-S Amendment Source/

ADAMS Package Device No. ML16231A321 License No.

ML16264A038 Letter ML16264A031 16-28 06/23/2016 09/27/2016 AmeriGlo, LLC 1 NR-1236-D-102-E Amendment Device (this SSD was superseded by NR-1420-D-101-E issued with the letter).

16-20 05/03/2016 09/28/2016 APS Technology 1 NR-1419-D-101-S Amendment Device 16-31 08/11/2016 09/28/2016 Cammenga an Associates 1 NR-0210-D-102-E Amendment Source/

Device 16-30 08/09/2016 10/20/2016 Capintec, Inc., 1 NR-0218-S-101-S Inactivation Sealed Source 17-01 10/03/2016 11/08/2016 Rapiscan Systems, Inc. 1 NR-1267-D-102-E Amendment Device 16-36 09/21/2016 11/21/2016 BWX Technologies, Inc. 1 NR-1375-S-101-S Amendment Sealed Source 16-25 06/16/2016 11/23/2016 Hopewell Designs Inc 1 NR-1138-D-109-S New Application Sealed Source 16-27 06/23/2016 12/05/2016 Advanced Combat Solutions 1 NR-1421-D-101-E New Application Sealed Source 16-29 07/13/2016 12/14/2016 SEE Co 1 NR-1112-S-103-S New Application Sealed Source 17-06 12/05/2016 01/04/2017 Scan Technologies 2 NR-0716-D-109-S Inactivation Source/

NR-0716-D-106-G Device 17-10 12/20/2016 01/11/2017 Hopewell Designs 1 NR-1138-D-101-S Amendment Source/

Device 16-33 08/22/2016 01/17/2017 U.S. Air Force 1 NR-0121-D-103-S Inactivation Source/

Device 16-37 09/26/2016 01/26/2017 TechComp/Scion 1 NR-1385-D-101-E Amendment Device Instruments 17-03 10/26/2016 01/31/2017 Chemring Detection Systems 1 NR-1280-D-101-E Amendment Device Appendix N-7

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 16-34 08/23/2016 02/08/2017 Valmet, Inc. 1 NR-0596-D-113-G Amendment Device 17-07 12/09/2016 02/13/2017 Nordion 1 NR-0220-D-131-S Amendment Device 17-04 11/04/2016 03/06/2017 Cammenga and Associates, 1 NR-0210-D-102-E Amendment Source/

LLC Device 17-02 10/26/2016 03/28/2017 Hess Fine Arts 1 NR-1265-D-101-E Amendment Source/

Device 17-05 11/10/2016 04/06/2017 Northpass, Ltd. 1 NR-1382-D-101-E Amendment Source/

Device 17-08 12/12/2016 04/25/2017 Cammenga and Associates 1 NR-0210-D-102-E Amendment Device NR-0210-D-101-E 17-11 01/03/2017 04/26/2017 Northpass, Ltd. 1 NR-1382-D-101-E Amendment Source/

Device 17-09 12/15/2016 05/26/2017 Cammenga and Associates 1 New Application Source/

Device 17-23 05/17/2017 06/05/2017 Bruker Detection 1 NR-1101-D-102-E Amendment Source/

Device 17-16 04/03/2017 06/07/2017 MGP Instruments 1 NR-1147-D-101-S Amendment Source/

NR-1147-D-102-S Device (see note below) 17-15 03/29/2017 06/08/2017 Cammenga and Associates 1 NR-0210-D-102-E Amendment Source/

Device 17-18 04/13/2017 06/30/2017 Agilent Technologies 1 NR-0348-D-111-B Amendment Source/

Device 17-13 02/17/2017 07/13/2017 See Co. 2 NR-1112-S-101-S - Amendment Sealed merge with State of Source Texas issued certificate TX-1112-S-102-S and update NR-1112-S-103-S 17-14 03/13/2017 07/13/2017 Nordion 1 New Application Sealed Source 17-29 06/26/2017 07/25/2017 Elekta 1 NR-0269-S-103-S Amendment Sealed Source 17-35 07/24/2017 08/18/2017 Ameriglo 1 NR-1420-D-101-E Amendment Source/

Device 17-20 05/04/2017 08/21/2017 Hopewell Designs 1 NR-1138-D-102-S Amendment Source/

Device Appendix N-8

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 17-22 05/10/2017 08/21/2017 Smiths Detection (formerly 1 NR-0399-D-101-E Amendment Source/

Morpho Detection) Device 17-28 06/08/2017 08/23/2017 Gases 101 1 NR-1417-D-101-E Amendment Device 17-34 07/24/2017 08/24/2017 Hopewell Designs 8 NR-1138-D-101-S Amendment Source/

NR-1138-D-102-S Device NR-1138-D-103-S NR-1138-D-104-S NR-1138-D-105-S NR-1138-D-106-S NR-1138-D-107-S NR-1138-D-108-S 17-17 04/10/2017 08/29/2017 IUT USA, LLC 1 New Application Sealed Source 17-30 06/26/2017 08/29/2017 Cammenga and Associates 2 NR-0210-D-101-E Amendment Source/

NR-0210-D-102-E Device 17-36 08/07/2017 09/07/2017 Nordion (Canada) Inc. 1 NR-0220-D-131-S Amendment Source/

Device 17-21 05/11/2017 09/13/2017 North Pass, Ltd., DBA HI-VIZ 1 NR-1382-D-101-E Amendment Source/

Shooting Systems Device 17-25 05/31/2017 09/14/2017 Advanced Combat Solultions 1 NR-1421-D-101-E Amendment Source/

Device 17-27 06/07/2017 09/22/2017 Hopewell Designs 1 NR-1138-D-190-S New Application Source/

Device 17-26 05/31/2017 09/26/2017 mb-microtec 1 Discontinuation Sealed (New Source Application) 17-19 04/18/2017 10/10/2017 Betacontrol of America, Inc. 1 NR-0122-D-102-S Amendment Device 17-32 07/14/2017 10/17/2017 Valmet 1 NR-0596-D-113-S Amendment Source/

Device 17-24 05/30/2017 10/19/2017 Nordion (Canada) Inc. 1 NR-0220-S-103-S Amendment Sealed Source 17-33 07/25/2017 10/24/2017 Hopewell Designs 1 New Application Source/

Device 17-31 06/26/2017 10/25/2017 Department of the Army 1 NR-0155-S-116-S Amendment Sealed Source 17-44 09/26/2017 11/16/2017 Hopewell Designs, Inc. 1 NR-1138-D-101-S Amendment Source/

Device Appendix N-9

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 17-38 08/03/2017 11/28/2017 Endress + Hauser 1 NR-1302-D-101-B Amendment Source/

Device 17-43 09/19/2017 11/30/2017 Leidos 1 NR-1373-D-101-E Amendment Device 18-03 11/06/2017 12/11/2017 Sig Sauer, Inc. 1 New Application Device 18-07 11/22/2017 12/12/2017 GMI OpCo., dba Global 1 Discontinuation Source/

Medical Instrumentation and (New Device GMI Application) 17-39 08/15/2017 12/19/2017 Rapiscan Systems, Inc. 1 NR-0399-D-101-E Amendment Source/

(formerly Morpho Detection, Device LLC) 17-41 09/14/2017 01/04/2018 Theragenics Corporation 2 NR-0645-S-101-S Amendment Sealed NR-0645-S-102-S Source 17-40 08/23/2017 01/09/2018 Eckert and Ziegler Bebig 2 NR-1289-S-101-S Inactivation Sealed NR-1289-S-102-S Source 17-37 08/08/2017 01/16/2018 Valco Instruments Company 1 New Application Source/

Device 18-01 10/06/2017 01/19/2018 Nordion 2 IL-1082-S-101-S Amendment Sealed IL-1082-S-103-S Source 17-42 09/15/2017 01/23/2018 SEE Co. 2 NR-1112-S-103-S Amendment Sealed Source 18-04 11/08/2017 01/30/2018 North Pass, Ltd., DBA Hi-Viz 1 NR-1138-D-101-S Amendment Source/

Shooting Systems Device 18-11 01/02/2018 02/20/2018 Meprolight 1 NR-1119-D-101-E Amendment Source/

Device 18-15 02/01/2018 02/27/2018 AIS Gauging 1 New Application Source/

Device 18-16 02/06/2018 03/05/2018 Ameriglo 1 NR-1420-D-101-E Amendment Source/

Device 18-14 01/31/2018 03/13/2018 Hopewell Designs 1 NR-1138-D-110-S. Amendment Source/

Device 18-17 02/05/2018 03/13/2018 Nordion 1 NR-0220-D-131-S Amendment Source/

Device 18-08 12/04/2017 03/27/2018 Advanced Combat Solutions 1 Amendment Device 18-02 10/10/2017 03/29/2018 GE HealthCare - Transfer 2 TX-1032-D-103-S Amendment Source/

from State of TX TX-1032-D-104-S Device 18-05 11/13/2017 04/19/2018 TRUGLO 1 NR-1180-D-101-E Amendment Device 18-12 12/14/2017 05/01/2018 Kidde-Fenwal 1 NR-0668-D-101-E Inactivation Source/

Device Appendix N-10

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 18-06 11/27/2017 05/15/2018 Techcomp, USA 1 NR-1385-D-101-E Amendment Source/

Device 18-13 01/19/2018 06/07/2018 Endress + Hauser 1 NR-1032-D-101-B Amendment Source/

Device 18-23 05/03/2018 06/07/2018 Leidos 1 NR-1373-D-101-E Amendment Source/

Device 18-25 05/23/2018 06/07/2018 Tenova, Inc. 2 NR-0396-D-101-B Inactivation Source/

NR-0396-D-102-B Device 18-10 01/02/2018 06/14/2018 IMS Systems, Inc. 1 NR-1120-D-101-S Amendment Source/

Device 18-22 04/26/2018 06/19/2018 mb microtec, USA 1 NR-0446-D-103-E Amendment Device 18-09 01/02/2018 06/21/2018 Rapiscan Systems (formerly 1 NR-0399-D-101-E Amendment Source/

Morpho Detection) Device 18-20 04/06/2018 06/27/2018 Hopewell Designs 1 New Application Source/

Device 18-21 04/25/2018 07/17/2018 Agilent Technologies 1 NR-0348-D-111-B Amendment Source/

Device 18-27 06/07/2018 07/24/2018 Trijicon 1 NR-0418-D-101-E Amendment Device 18-18 02/23/2018 07/26/2018 Meprolight, Inc. 1 NR-1119-D-101-E Amendment Device 18-28 06/22/2018 07/27/2018 AmeriGlo 1 NR-1420-D-101-E Amendment Device 18-19 03/27/2018 08/06/2018 HI-VIZ Shooting Systems 1 NR-1382-D-101-E Amendment Device 18-31 07/10/2018 08/21/2018 Triple, Inc., dba Nixon 1 NR-1412-D-101-E Inactivation 18-29 06/28/2018 08/28/2018 Honeywell International 1 NR-0571-D-107-B Amendment Device 18-30 07/09/2018 08/29/2018 RAM Services, Inc. 1 NR-1370-D-101-S Inactivation Device 18-24 05/04/2018 09/06/2018 Sig Sauer 1 NR-1487-D-101-E Amendment Device 18-37 08/14/2018 09/13/2018 Marathon Watch Company 1 NR-0505-D-101-E Amendment Device 18-26 06/04/2018 09/20/2018 Nordion 1 NR-0220-D-1313-S Amendment 18-39 08/22/2018 09/27/2018 Symetrica 1 New Application Device 18-41 09/17/2018 10/01/2018 IUT USA, LLC 1 NR-1425-S-101-S Inactivation Sealed Source 18-36 08/09/2018 10/04/2018 Agilent Technologies 1 NR-0348-D-111-B Amendment Device 18-40 09/13/2018 10/09/2018 Cammenga & Associates 1 NR-0210-D-102-E Amendment Device 18-32 07/19/2018 10/10/2018 Teledyne API 1 NR-1335-D-101-E Inactivation Device 18-42 09/21/2018 10/18/2018 mb microtec 1 NR-0446-D-103-E Amendment Device 19-05 10/16/2018 10/30/2018 Meprolight 1 NR-1119-D-101-E Amendment Device 18-33 07/19/2018 11/06/2018 Cammenga and Associates 1 NR-0210-D-101-E Amendment Device Appendix N-11

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 18-38 08/21/2018 11/08/2018 Hi-Viz 1 NR-1382-D-101-E Amendment Device 19-04 10/15/2018 11/13/2018 Hopewell Designs 1 NR-1138-D-105-S Amendment Device 19-06 10/24/2018 11/16/2018 International Isotopes 1 NR-1235-S-103-S Inactivation Sealed Source 18-34 07/27/2018 11/27/2018 Trijicon 1 NR-0418-D-101-E Amendment Device 18-35 08/06/2018 11/27/2018 Owlstone 1 NR-1321-D-101-E Amendment Device 19-09 11/06/2018 11/29/2018 Sig Sauer 1 NR-1487-D-101-E Amendment Device 19-13 01/15/2019 01/24/2019 mb-microtec USA 1 NR-0446-D-103-E Amendment Device 19-15 01/23/2019 02/05/2019 Qual-X Inc. 1 NR-0556-S-101-S Inactivation Sealed Source 19-12 01/04/2019 02/13/2019 Malvern Panalytical 1 NR-1348-D-101-S Inactivation Device 18-44 09/27/2018 02/28/2019 AIS Gauging 1 New Application Device 19-08 11/06/2018 03/05/2019 Sig Sauer 1 NR-1487-D-101-E Amendment Device 18-43 09/25/2018 03/05/2019 Williams Gun Sight Company 1 New Application Device 19-02 10/02/2018 03/07/2019 Varian Medical Systems, Inc. 1 New Application Device 19-03 10/02/2018 03/07/2019 Varian Medical Systems, Inc. 1 New Application Sealed Source 19-16 02/06/2019 03/07/2019 Elekta, Inc. 4 NR-0497-S-107-S Amendment Device NR-0497-D-108-S NR-0497-D-114-S NR-0497-D-115-S 19-01 10/03/2018 03/12/2019 Hopewell Designs 1 New Application Device 19-11 12/11/2018 04/04/2019 Sig Sauer 1 NR-1487-D-101-E Amendment Device 19-10 12/06/2018 04/11/2019 KH Imports 1 New Application Device 19-07 11/05/2018 04/16/2019 Symetrica, Inc. 2 New Application Device 19-20 03/07/2019 04/17/2019 Eyl, Inc. 1 Discontinuation Device (New Application) 19-17 02/21/2019 05/08/2019 Nordion 1 NR-0220-S-103-S Amendment Sealed Source 19-14 01/23/2019 05/23/2019 Hopewell Designs 1 Discontinuation Device (New Application)

Appendix N-12

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 19-24 04/03/2019 05/23/2019 Sabia, Inc 3 NR-1195-D-103-S Amendment Device NR-1195-D-104-S NR-1195-D-105-S 19-25 04/15/2019 06/10/2019 Elekta 1 NR-0269-S-103-S Amendment Sealed Source 19-28 06/04/2019 06/13/2019 Meprolight, Inc. 1 NR-1119-D-101-E Amendment 19-22 03/12/2019 07/01/2019 Owlstone 1 NR-1321-D-101-E Amendment Device 19-19 03/05/2019 07/03/2019 Hallilburton Energy Services 2 NR-0340-D-101-G Amendment Device 19-18 02/21/2019 07/16/2019 XS Sight Systems, Inc. 1 NR-1500-D-101-E New Application Device (New) 19-31 06/20/2019 08/05/2019 Sig Sauer, Inc. 1 NR-1487-D-101-E Amendment Device 19-32 06/19/2019 08/12/2019 Symetrica Inc. 1 NR-1498-D-101-E Amendment Device 19-34 07/15/2019 08/14/2019 AmeriGlo Holdings, LLC 1 NR-1420-D-101-E Amendment Device 19-21 03/05/2019 08/19/2019 Cammenga and Associates 1 NR-0210-D-102-E Amendment Device 19-23 03/11/2019 08/19/2019 Cammenga and Associates 1 NR-0210-D-101-E Amendment Device 19-33 06/27/2019 08/27/2019 Gases-101 LLC 1 NR-1417-D-101-E Amendment Device 19-26 04/22/2019 09/12/2019 Advanced Combat Solutions 1 NR-1421-D-101-E Amendment Device Inc.

19-27 04/30/2019 10/11/2019 Ohio Lumex Co. 1 New Lic No. 34- New Application Device 35549-01E 19-30 06/17/2019 11/19/2019 Thermo Fisher Scientific 1 NR-1234-D-101-E Amendment Device 19-29 06/05/2019 11/22/2019 IMS Systems, Inc. 1 NR-1120-D-101-S Amendment Device 19-39 09/16/2019 12/10/2019 STEP Analytics USA, Inc NR-1403-D-101-E Inactivation Device 19-36 07/25/2019 12/12/2019 mb microtec USA, Inc 1 NR-0446-D-103-E Amendment Device 19-35 07/22/2019 12/18/2019 Varian Medical Systems 1 NR-1496-D-102-S Amendment Device 19-40 09/25/2019 01/15/2020 International Isotopes Inc. NR-1235-S-107-S Amendment Sealed Source 20-03 11/14/2019 01/16/2020 XS Sights 1 NR-1500D-101-E Amendment Device 19-37 09/05/2019 01/29/2020 Phoenix, LLC NR-1503-D-101-S New Application Device 20-09 01/10/2020 02/03/2020 BWX Technologies, Inc. 1 NR-1490-D-101-S Amendment Device 20-10 01/28/2020 02/04/2020 Ohio Lumex Co., Inc. 1 NR-1502-D-101-E Amendment Device 20-04 11/14/2019 02/10/2020 Voith Paper 1 NR-1231-D-101-B Amendment Device 20-06 12/17/2019 02/12/2020 Honeywell International, Inc. 3 NR-0571-D-104-B, Amendment Device NR-0571-D-105-B, NR-0571-D-107 Appendix N-13

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 20-01 10/10/2019 02/26/2020 Cammenga & Associates 1 NR-0210-D-101-E Amendment Device 19-38 09/09/2019 03/03/2020 Cammenga and Associates, NR-0210-D-103-E New Application Device LLC 17-12 02/10/2017 03/10/2020 Harrison Reed, Inc. 1 New Application 20-07 12/26/2019 03/12/2020 Elekta 2 NR-0479-D-110-S Inactivation Device and NR-0479-S-113-S 20-02 11/15/2019 03/16/2020 ChemPro Technologies Inc. 1 NR-1417-D-101-E Amendment Device 20-15 03/31/2020 04/08/2020 Betacontrol of America, Inc. 2 NR-0122-D-101-B Inactivation Device and NR-0122-D-103-B 20-08 12/31/2019 04/09/2020 Halliburton Energy Services, 1 NR-0340-D-102-S Amendment Device Inc.

20-11 02/06/2020 05/04/2020 Nordion 1 NR-0220-S-132-S Amendment Sealed Source 20-05 12/16/2019 06/08/2020 Hopewell Designs, Inc. New Application Device 20-13 02/12/2020 06/22/2020 KH Imports, LLC 1 NR-1497-D-101-E Amendment Device 20-12 02/07/2020 07/13/2020 Voith US Inc. 1 NR-1231-D-101-B Amendment Device 20-19 05/29/2020 07/29/2020 Bruker Detection Corporation 1 NR-1101-D-102-E Amendment Device 20-16 04/07/2020 08/10/2020 Hopewell Designs, Inc. 1 NR-1138-D-113-S New Application Device 20-14 02/27/2020 08/12/2020 AIS Gauging 5 NR-1494-D-102-B, Amendment Device NR-1494-D-103-B, NR-1494-D-104-B, NR-1494-D-105-B, NR-1494-D-106-G 20-20 06/08/2020 08/26/2020 Elekta 1 NR-0497-D-115-S Amendment Device 20-30 08/12/2020 08/26/2020 Theragenics Corporation 1 NR-0645-D-104-S Inactivation Device 20-31 08/19/2020 09/10/2020 EADS Sodern North NR-1077-D-101-S Inactivation Device America, Inc.

20-29 08/07/2020 09/15/2020 Rapiscan Systems 1 NR-1267-D-102-E Inactivation Device 20-32 09/01/2020 09/15/2020 Siemens Industry, Inc. NR-0172-D-101-E Inactivation Device 20-34 09/18/2020 09/24/2020 Hess Fine Arts, Inc. NR-1265-D-101-E Inactivation Device 20-27 08/07/2020 09/30/2020 Trijicon, Inc. 1 NR-0418-D-101-E Amendment Device 20-35 09/18/2020 09/30/2020 Trijicon, Inc NR-0418-D-101-E Amendment Device 20-17 05/13/2020 10/16/2020 CivaTech Oncology (NC 1 NC 1311-S-102-S Amendment Sealed TAR) Source 20-28 08/10/2020 10/16/2020 Hi-Viz, LLC 1 NR-1382-D-101-E Amendment Device Appendix N-14

Case No Date-Recd Date Closed Company # of Registration No. GA Type of Action Source/

Action Transfe Device s r Case 20-23 07/09/2020 10/19/2020 Hi-Viz, LLC 1 NR-1382-D-101-E Amendment Device 20-18 05/28/2020 10/27/2020 Cammenga & Associates, 1 NR-0210-D-101-E Discontinuation Device LLC (Amendment) 20-26 07/31/2020 11/09/2020 PerkinElmer, Inc. 1 NR-0536-D-110-B Amendment Device 20-21 06/11/2020 11/20/2020 Mirion Technologies 1 NR-1505-D-101-S New Application Device (Canberra), Inc.

20-24 07/21/2020 11/23/2020 Troxler Electronic Labs, Inc 1 NR-0646-D-140-E Amendment Device 20-22 06/25/2020 12/04/2020 Hopewell Designs, Inc. 1 NR-1138-D-106-S Amendment Device 20-25 07/22/2020 12/08/2020 Nordion (Canada), Inc. 1 NR-0220-S-136-S New Application Sealed Source 20-33 09/02/2020 12/16/2020 International Isotopes, Inc. 1 NR-1235-S-108-S Amendment Sealed Source 21-02 10/13/2020 01/25/2021 BWX Technologies, Inc. 1 NR-1490-D-101-S Amendment Device 21-07 12/09/2020 02/03/2021 Valmet, Inc. 1 NR-0596-D-110-G Inactivation Device 21-06 12/04/2020 02/11/2021 Nordion 1 NR-0220-S-120-S Amendment Sealed Source 20-36 09/29/2020 02/22/2021 Alliant Techsystems (ATK) 1 NR-1336-E-101-S Amendment Device Operations 21-01 10/05/2020 03/18/2021 Hopewell Designs, Inc. 1 NR-1138-D-107-S Amendment Device 21-03 10/14/2020 03/25/2021 Hopewell Designs, Inc. 1 NR-1138-D-114-S New Application Device 21-04 10/29/2020 03/31/2021 International Isotopes, Inc 1 NR-1235-S-107-S Amendment Sealed Source Appendix N-15

Appendix O: Major, Unusual, or Complex Licenses Licensee License No. License Type Why Complex? Control Date PC No. Complete Complex Materials Decommissioning JPG Major amendments -amendment 19, amendment 20 (which transition the JPG license to possession only status),

Sigma Amendment 20 Centrus Final Status Survey Amendment 16 Report Hematite License terminated General Atomics License terminated FMRI/Fansteel Currently in bankruptcy.

Cimarron Cimarron was also in bankruptcy, but the Cimarron Environmental Response Trust was established to fund decommissioning activities at that site Uranium Recovery Uranium One Major amendments. Used the U.S.A. Ludeman SUA-1341 opportunity for hearing issuance as the expansion differentiator between major and minor.

Homestake Zeolite Major amendments. Used the opportunity for hearing issuance as the differentiator between major and minor.

Power Resources, License renewed SUA-1548 Inc Kennecott License renewed SUA-1650 Uranium Co.

American Nuclear Decommissioning.

Corporation*

Homestake Mining Decommissioning.

SUA-1471 of California Rio Algom Mining Decommissioning.

SUA-1473 LLC Sequoyah Fuels Decommissioning.

SUB-1010 Corporation Appendix O-1

Licensee License No. License Type Why Complex? Control Date PC No. Complete UNC Mining and Decommissioning.

Milling, Division of SUA1475 United Nuclear Corporation Bear Creek Decommissioning.

Uranium SUA-1310 Company*

ExxonMobil Decommissioning.

SUA-1139 Corporation*

Areva NC, Inc., Decommissioning.

Lucky Mc Uranium SUA-672 Mill*

Pathfinder Mines Decommissioning.

SUA-442 Corporation*

Umetco Minerals Decommissioning.

SUA-648 Corporation*

Western Nuclear, Decommissioning.

SUA-56 Inc.*

Unusual or complex license. There is one Uranium Recovery facility in Wyoming that is undergoing decommissioning which did not transfer to Wyoming when they received their Agreement State status: American Nuclear Corporation (ANC). In October 2017, the Commission approved the NRC staffs recommendation for the American Nuclear NRC to retain regulatory authority over SUA-667 Corporation the ANC site under the anticipated limited Section 274b Agreement with Wyoming (Staff Requirements Memorandum SECY-17-0081) (Agency-wide Documents Access and Management System (ADAMS)

Accession Number ML17277A783).

Appendix O-2

Licensee License No. License Type Why Complex? Control Date PC No. Complete Region I 03/02/202 ECS MidAtlantic 19-31462-01 Renewal 624032 03121 1

US Inspection & 04/01/202 37-35583-01 Initial 617182 03320 NDT 0 03/22/202 Insight Group 39-35623-01 Initial, Required AS License Amendment 624214 03120 1

34-35134-01 622731 Marshall County Coal Change of Control as a result of 08/31/202 Ohio County Coal 34-35134-02 622734 03120 Bankruptcy 0 Harrison County Coal 34-35134-03 622737 Steris Isomedix 05/11/202 52-24994-01 Authorization to load sources 624348 03521 PR 1 02/02/202 Argo USA 47-11451-01 RSO Changeout 624196 03120 1

01/22/202 Hanna & Assoc. 47-35034-01 Termination 624149 03121 1

05/05/202 Aquatek Labs 06-35588-01 New License 618170 03620 0

02/17/202 Del Valle Group 52-31423-01 Renewal 624254 03121 1

Summersville 06/28/201 Regional Medical 47-31126-01 Change of Control 611667 02120 9

Center 06-06941-01 611910 Norwalk, Sharon, 06-08020-02 611719 08/13/201 02230 to Danbury, New Quadruple COC 06-08544-01 611915 9 02121 Milford Hospitals 06-17892-01 611918 Department of the 45-23645- Exemption request for Am241 target 07/27/202 618050 03614 Navy 01NA analyzers 0 10/02/201 Marshall Miller 45-17195-01 Request removal of portable gauges 615962 03111 9

DuPont 07/11/201 07-13441-02 Merger of RI license with RIII license 611166 03610 9

Appendix O-3

Licensee License No. License Type Why Complex? Control Date PC No. Complete 613742 10/03/201 USUHS 19-08330-02 Add individual with limited quals as RSO 03610 613743 9 11/20/201 Cardinal Health 34-32780-02 FA 600618 03210 7

12/05/201 DMY Capitol, LLC 08-35186-01 Term 602533 03121 7

01/10/201 Dept of the Army STB-1579 Renew 601287 11300 8

System One 07/15/201 37-27891-02 Renew 608570 03320 Holding 8 10/27/201 TVA 41-68 FA 600223 03226 7

Hartford 01/10/201 06-31314-02 Term 601413 02201 Cardiology Group; 8 609115 44-30124- Add Ge-68/Ga-68 generator and 08/07/201 PharmaLogic Ltd. and 02500 01MD financial assurance 8 609189 Johnson Memorial 12/31/201 06-16624-01 Bankruptcy and change of control 589520 02120 Hospital, Inc. 5 Bankruptcy 587031 47-23023-01 587032 47-23053-01 Patriot Coal 587033 01/27/201 47-24809-01 03120 Corporation 587034 7 47-24917-01 587037 47-31315-01 587038 Brooks Run 588674 10/17/201 47-25581-02 Bankruptcy Change of Control 03120 Mining Company 591420 6 Highland Mining 588677 10/14/201 47-30927-01 Bankruptcy Change of Control 03120 Company 591422 6 Power Mountain 09/26/201 47-25566-01 Term 609852 03120 Contura, LLC 8 02/01/201 Drexel University 37-04594-01 Term 592741 03123 7

Karos Term Pharmaceuticals, 08/10/201 Inc. 31-31441-01 600290 03620 7

Appendix O-4

Licensee License No. License Type Why Complex? Control Date PC No. Complete The George 08-00216-02 Renew 03/06/201 04618 Washington 592229 7 University Region III Ionetix Other New License. Radionuclide Production 03210, Corporation 04-35412-01 Using an Accelerator, Research and 593155 7/31/17 03620 Development Michigan State Type A New License. Radionuclide Production 03210, University 21-00021-31 Using an Accelerator, Research and 594327 3/17/17 03610 Development Broad Reliable Testing 03320 24-35592-01 New License. Radiography 618587 7/6/20 Services, LLC POINT Biopharma New License. Research and 03620, U.S., Inc. 13-35593-01 Development Other, Medical Institution 621132 3/10/21 02110 Broad Roush Industries, Other New License. Research and 03620 21-35539-01 613919 11/15/19 Inc. Development WMU Homer Other Stryker M.D. New License. Research and 21-35421-01 594556 7/7/17 03620 School of Development Medicine EBV Explosives SUB-9939 Other Greater than New License. Source Material 608993 8/30/18 11300 Environmental 150 kg Company d/b/a General Dynamics Ordnance and Tactical Systems, Munition Services Niowave, Inc. Research and New License. SNM U-235 and/or U-233 22111, 21-35144-04 Development - unsealed, less than a critical mass, 621136 1/20/21 03214, Other Manufacturing and Distribution - Other, 03620 Wayne State 21-00741-08 Amended License. Amendment issued in 600401 11/02/17 01100 University response to a request to authorize removal of sources (uCi quantities) from unused scintillation counters (LSCs) for disposal. Follow up to SLIV violation.

Appendix O-5

Licensee License No. License Type Why Complex? Control Date PC No. Complete Michigan State 21-00021-29 Amended License. - Amendment issued 618134 05/20/20 01100 University in response to request to increase materials authorizations for byproduct material with Atomic No. greater than 83, authorize an additional Sr-90 eye applicator (vet. use), and add 35.200 material for R&D use. Request to change RSC chair.

Mallinckrodt 24-04206-01 Amended License. Amendment issued to 609344 09/25/18 03211 Nuclear Medicine increase 2 isotopes on the license and LLC expand uses in accordance with proprietary requests in ML18192A827.

Site visit performed.

Curium US LLC 24-04206-01 Amended License. Amendment issued to 03211 add or significantly expand Cu-64, Ga- 611118 04/08/19 68, and Ge-68 authorizations.

Cardinal Health 34-29200- Amended License. Amendment issued to 612027 7/22/19 04210 Nuclear Pharmacy 01MD authorize the NorthStar RadioGenix Mo-Services 99/Tc-99m generator system.

Methodist Hospital 13-16558-01 Amended License. Amendment 609093 10/10/18 02230, of Gary authorizing storage, installation, 02240 acceptance, and commissioning testing of a new Elekta, Inc. Perfexion model gamma knife.

Eurofins Amended License. Amendment issued to 03610 BioPharma change licensed program including Product Testing 24-13365-01 reduction in authorized uses and 621395 09/22/20 Columbia, Inc. changes to procedure for conducting lab surveys. Change to RSC chair.

Sigma-Aldrich Terminated License. Research & 03620 Manufacturing, 24-16607-03 Development - Other 601077 11/08/17 LLC Niowave, Inc. 21-35144-03 Terminated License. Industrial 601593 12/05/17 03320, Radiography Temporary Job Sites, 03810 Byproduct Material Standby - No Operations Appendix O-6

Licensee License No. License Type Why Complex? Control Date PC No. Complete University of Terminated License. Academic Type B - 01110 Wisconsin - 48-09944-01 Broad 601555 01/30/18 Milwaukee Lincoln University Terminated License. Byproduct Material 03810 24-16097-01 593055 02/07/18 of Missouri Standby - No Operations Jackson Terminated License. SNM Possession 223300 Community SNM-1171 Only (non-fuel) - Permanent Shutdown 613633 10/15/19 College Kirksville College Terminated License. Research & 03620 of Osteopathic 24-17210-01 Development - Other 610769 7/17/19 Medicine Wabash College Terminated License. Research & 03620 13-07419-02 621420 03/04/21 Development - Other Cardinal Health 41 34-32780-01 Decommissioning License. 601331 10/11/17 03900 4, LLC Decommissioning and termination of license for PET cyclotron facility.

Curators of the Uni 24-00513-32 Decommissioning License. - 591693 10/17/17 02110 versity of Missouri Decommissioning of farm animal burial

- Columbia site for unrestricted use.

Central Michigan 21-01432-02 Decommissioning License. - 593032 01/26/18 03620 University Decommissioning of former areas where mCi quantities of C-14 and H-3 were used.

NSF International 21-15209-02 Decommissioning License. - 594420 02/06/18 03124 Decommissioning of former areas where uCi quantities of Ra-226 and Ra-228 were used.

Curators of the 24-00513-37 Decommissioning License. - 602353 03/01/18 03620 University of Decommissioning request for several Missouri locations within the Biological Sciences Building.

Washington 24-00167-11 Decommissioning License. - 602380 03/26/18 02110 University in St. Decommissioning request for former Louis areas where C-14 and H-3 were used.

National 34-00507-16 Decommissioning License. - 599800 05/08/18 03620 Aeronautics & Decommissioning of cyclotron vault.

Space Administration Appendix O-7

Licensee License No. License Type Why Complex? Control Date PC No. Complete St. Catherine 13-23665-01 Bankruptcy Review. Bankruptcy process Regional Hospital initiated as early as 2012, but escalated in 2016 with the hospital formally closing.

Licensed material was not removed at the time of the hospital closure, and mCi quantities of Co-57 and Cs-137 were inappropriately transferred to the new owner. Full license termination in Mar.

2018.

Lakeshore Toltest 34-35052-01 Bankruptcy Review. Initial bankruptcy Corporation notification received in 2014 without resolution until the license expired on October 31, 2020. This licensee is currently undergoing enforcement review for unauthorized transfer of two radium-226 moisture density gauges and two hand-held x-ray analyzers containing americium-241 and cadmium-109 sealed sources.

Schultz Surveying 24-32159-01 Bankruptcy Review. Licensee entered

& Engineering, bankruptcy proceedings in the 2016-Inc. 2017 timeframe and ultimately had the NRC license revoked for non-payment of fees in Jan. 2018. The NRC was able to verify transfer of all licensed material, except for one moisture density gauge through inspection of the licensee. The licensee was later found to have inappropriately transferred the one remaining gauge to Veterans Worldwide, a new license applicant (CN608932) that was not authorized at the time to possess licensed material. The gauge was located in an Agreement State when the issue was identified by the NRC and ultimately transferred to an authorized entity prior to the termination of the NRC license.

Appendix O-8

Licensee License No. License Type Why Complex? Control Date PC No. Complete The Dow 21-00265-06 Renewed License. Research and 594610 10/23/17 03610, Chemical Development Broad - Type A, 03120, Company Measuring Systems - Fixed Gauges, 03121, Portable Gauges, Analytical Instruments 03122 Analytical Bio- 24-13365-01 Renewed License. Research and 599636 11/30/17 03610, Chemistry Development Broad - Type A, 03123 Laboratories, Inc. Measuring Systems - Gas Chromatographs Leidos, Inc. 24-32591-01 Renewed License. Waste disposal 599636 11/16/17 03234, service processing or repackaging, 03219, decontamination services, leak test 03220, services, source material greater than 03221, 150 kg, SNM sealaed and unsealed, less 11300, than critical mass. 22110, 22111, 22150, 22151 University of Notre 13-01983-15 Renewed License. Academic Type A 599976 12/18/17 01100, Dame du Lac Broad, Fixed Gauges, Irradiators other 03210,

<10000 Ci, Irradiators self shielded 03511,

>10,000 Ci, Source Material less than 03520, 150 kg, SNM less than critical mass. 11200, 22110, 22111 InstroTek, Inc. 32-32666-01 Renewed License. Other Services, 600958 03/13/18 03225 sources less than or equal to 100 Ci.

Indiana 13-06028-02 Renewed License. SNM - unsealed, 608948 11/14/18 22110, Department of less than critical mass, R&D - other, 03620, Homeland source material less than 150 kg. 11200, Security (IDHS) 22111 Covance 13-32713-01 Renewed License. Research and 610913 06/04/19 03611, Laboratories, Inc. Development Broad - Type B, 03123 Measuring System Gas Chromatographs Dow Agrosciences 13-26398-01 Renewed License. Research and 612617 12/26/19 03610, Development Broad - Type A, 03123 Measuring System Gas Chromatographs Appendix O-9

Licensee License No. License Type Why Complex? Control Date PC No. Complete Industrial Mainten 13-32049-01 Renewed License. Other Services 614098 02/06/20 03225, ance Engineering, Sources less than or equal to 100 Ci, 03214, Inc. M&D other, General License Distribution, 03240, R&D Other 03620 SOFIE Co. d/b/a 45-25221-05 Renewed License. Radionuclide 616031 03/24/20 03210 Sofie production using an accelerator.

Department of the 24-32221-01 Renewed License. R&D Broad Type A, 617077 05/20/20 03610, Army Measuring Systems Portable Gauges, 03121, Irradiators Self Shielded <10,000 Ci, 03510, Source material <150 kg, SNM sealed 11200, sources less than critical mass. 22151 Washington 24-00167-14 Renewed License. Radionuclide 622649 02/02/21 03210 University in St. production using an accelerator.

Louis Region IV University of 50-02430-07 R&D Type B Renewal 622617 2/9/21 Alaska Fairbanks Broad Scope US Dept of 05-01399-08 Board Scope Type Release of laboratories-Group 2-3, 622602 10/1/20 Interior, USGC A Academic, R&D Building 21 618761 611589 Qal-Tek 11-27610-01 M&D, waste Renewal 612191 11/1/19 disposal US Dept of 05-01399-08 Broad Scope R&D Release multiple locations. 611589 10/8/19 Interior, USGC Complex decommissioning requiring decom inspector review H&H X-Ray 17-19236-01 Radiography Renewal with multiple devices and 613739 12/9/19 Services several SSD cross references International 11-27680- M&D Broad Type Distribute radiopharmaceutical (I-131) to 613966 2/13/20 Isotopes 01MD A radiopharmacies with FDA approval.

Idaho Falls 11-35569-01 Medical no WD New license. This action was considered 616083 10/31/19 Community complex because the revision of Hospital NUREG, Volume 9 was issued during the renewal process. The license reviewer issued an additional RAI to the licensee, in order to ensure that the renewal application information from the third revision of NUREG 1556, Volume 9 was addressed appropriately.

Appendix O-10

Licensee License No. License Type Why Complex? Control Date PC No. Complete Providence Health 25-16773-02 HDR Removal of Cs-137 irradiator and 617168 12/11/19

& Services deactivation of NSTS license.

University of 49-09955-10 Academic Broad Renewal 617261 1/14/20 Wyoming Scope Providence Alaska 50-17838-01 HDR HDR virtual entrance door (required 6097226 TAR/ame TAR) 12090 ndment complete5

/7/2019 Adanta 04-35535-01 D&D New license 611623 9/27/19 International 11-27680- Type A Broad Procedure for decontamination of area 6123746 6/12/19 Isotopes 01MD Scope where breached source occurred at 12612 7/3/19 University of Washington. Expedited request. Received 6/5/19. Second expedited request for review of procedure OP-SRC-047 Rev. C (Rev. B approved on previous amendment).

Blackjewel 49-26963-03 Fixed gauge Change of control; Expedited request (2 613770 8/6/19 days) to meet bankruptcy court proceedings. Extenuating circumstances (issue consent before 30-day posting) coordinated with regional counsel and OGC International 11-27680- Type A Broad Renewal 622818 In Isotopes 01MD Scope progress Montana State 25-00326-06 Academic Type A Renewal 622931 3/30/2021 University Broad Scope South Dakota 40-35101-01 R&D Type A Amendment. Required technical review 317620 4/30/2020 Science & Broad Scope of air handling/ventilation systems and Technology unique (i.e. underground) facility lay-out.

BRP Vet Clinic 11-35625-01 Veterinary Clinic New License: first NRC application for 624360 3/26/21 use of Synovetin (Sn-117m) for treatment of osteoarthritis in canines Idaho State 11-27380-01 Academic Broad Renewal 617844 7/27/2020 University Scope South Dakota 40-27640-01 Academic Broad Renewal 618612 7/15/2020 School of Mines & Scope Tech.

Loenbro 25-35574-01 Industrial New. This action authorizes NSTS 616839 1/2/2020 03320 Appendix O-11

Licensee License No. License Type Why Complex? Control Date PC No. Complete Inspection Radiography sealed sources greater than CAT 2 quantities. The applicant held several agreement state licenses and requested a license with the NRC.

Qal-Tek 11-27610-03 Waste Disposal New application for Mayfield Verification 613323 Withdrawn Processing/ Facility. Requested to use US Ecology Repacking methodology to approve alternate disposal requests. Application withdrawn by applicant following call advising of intent to deny. This new application was a collaboration between Region IV, OGC, and NMSS. A new application is currently being reviewed by Region IV.

  • The State of Wyoming assumed oversight responsibilities for uranium recovery facilities located in that state on October 1, 2018. The NRC staff had several licensing actions that were in progress at the time of the turnover to the State of Wyoming. There were a total of 6 licensing actions that were turned over to the State of Wyoming for completion. These actions are included in the list of licensing actions provided [insert location] and include the phrase Transferred to WY as the last action (with a date of September 28, 2018) in the tracking spreadsheet. Prior to the turnover, the NRC staff identified a logical endpoint for licensing reviews that could not be completed and worked with the State of Wyoming staff to ensure the status of the licensing reviews was understood. In addition to the 6 licensing actions, the State of Wyoming became responsible for the license termination process for the conventional uranium mills located within that State. Prior to the turnover, the NRC staff clarified the steps remaining in the license termination process for the 6 conventional mills in Wyoming.

Appendix O-12

Appendix P: Variances and Exemptions Requirement Date Licensee License # MC # Action PC Reviewer Issued Uranium Recovery Homestake Exemption requested from one Mining of of their license conditions California requiring daily walkdowns by a qualified radiation safety technician. An exemption was granted allowing the licensee to 04/08/2020 use another trained but not fully qualified staff member for the daily walkdowns while the RST was away.

https://www.nrc.gov/docs/ML200 9/ML20099A179.pdf Rio Algom Exemption requested from a Mining LLC license condition requiring monthly groundwater monitoring.

An exemption was granted allowing the licensee to defer 04/21/2020 the collection of groundwater samples in April and May of 2020 until June of 2020.

https://www.nrc.gov/docs/ML201 1/ML20111A322.pdf Homestake A second exemption was Mining of requested for an extension for California the due date of their corrective actions as ordered by condition 5 of Confirmatory Order EA 114. An exemption was granted 05/15/2020 allowing an extension of 120 to the due date of the corrective actions.

https://www.nrc.gov/docs/ML201 3/ML20134H851.pdf Appendix P-1

Requirement Date Licensee License # MC # Action PC Reviewer Issued UNC Mining Exemption requested from a and Milling, license condition requiring Division of quarterly groundwater United Nuclear monitoring. An exemption was corporation granted allowing the licensee to defer the collection of 06/18/2020 groundwater samples in the second quarter of 2020 to the third quarter of 2020.

https://www.nrc.gov/docs/ML201 6/ML20162A199.pdf Sealed Source and Device QA Program Postponement of commitment to Agilent Commitment perform audit of their sealed 5/19/20 Technologies source supplier.

ML20133L537 Low-Level Waste Extend Possession Time of Los Alamos National Laboratory Waste in the Exemption Order 12/07/2020 Condition 8.B.4 Until December 23, 2022.

Waste Control ML20252A182.

Specialist Extend Possession Time of Los Alamos National Laboratory Waste in the Exemption Order 12/19/2018 Condition 8.B.4 Until December 23, 2020.

ML18269A318.

Region I 04618 Covid-19 Ex. For Security 03510 Univ. of CT 06-01450-47 618555 Reichard 04/10/2020 Training 04416 11200 2110 19-00296-10 618594 Covid-19 Ex. Inst. Cal, leak test, 2230 NIH 19-00296-17 618595 Weidner 04/23/2020 surveys, etc. 03520 19-00296-21 618596 03210 Appendix P-2

Requirement Date Licensee License # MC # Action PC Reviewer Issued Covid-19 Delay getting FA Courtem HHS-FDA 20-08361-01 618552 03610 04/27/2020 Signatures anche 08-00386-19 Howard University 618593 Covid-19 Ex. For Program Courtem 01100 04/27/2020 University 08-03075-07 618599 surveys and inspections anche Hospital Boehringer Covid-19 delay for license 06-19183-01 618708 03610 Shaffer 04/28/2020 Ingelheim inventory and SA 19-12056-02 616857 US Army Covid-19 delays 03610 Ullrich 04/29/2020 SMB-141 618670 Univ. of CT 06-01450-47 618639 Covid-19 LLEA Training 04618 Reichard 05/01/2020 USDA 19-00915-03 618758 Covid-19 Insp., training, 04617 Pfingsten 05/07/2020 DHS -

National Urban Covid-19, Inventory, RSC Wardrob 31-31334-01 618782 03710 05/07/2020 Security Tech meetings e Lab Agilent 07-28762-01 618783 Covid-19 Inventory, leak test 03214 Ullrich 05/15/2020 Banco de Covid-19 LT, Surveys, 52-25344-01 618804 03510 Ragland 05/15/2020 Sangre Calibrations Cardinal 34-31473- Orlikowsk NA Covid-19, delay for NRC Form 5 02500 05/15/2020 Health 02MD i USEPA 32-14048-04 618950 Covid-19 Dosimetry Exchange 03610 Pfingsten 06/01/2020 Siemens Covid-19 dosimeter wear 32-35165-01 621121 03225 Reichard 06/26/2020 Medical periods 04618 Covid-19 Ex. For Security 03510 Univ. of CT 06-01450-47 624004 Reichard 01/22/2021 Training Extension 04416 11200 DLA 37-30062-01 624639 Covid-19 Qtr. Lab Audits 03225 Reichard 03/04/2021 03214 Agilent 07-28762-01 622634 Covid-19 Extension 03225 Ullrich 08/25/2020 Technologies 03620 Howard 08-00386-19 Covid-19 Ex. For Program 622624 01100 Kauffman 01/15/2021 University University surveys and inspections DHS -

31-31334-01 Covid-19 Extension 037110 DeBoer 08/05/2020 National Lab 622622 Ragland NIH 19-00296-17 592838 Exemption 10 CFR 71.5(b) 03510 04/04/2018

& Ullrich Appendix P-3

Requirement Date Licensee License # MC # Action PC Reviewer Issued ChristianaCare Covid-19 exemption for meter 07-12153-02 625414 04822 Weidner 05/04/2021 Health System calibration Region III U.S. Army Joint Munitions Command Safety and 10 CFR 30.34(e) ML20129J883 05/08/2020 Risk Management Directorate Cardinal 10 CFR 22.2206(c) ML20136A319 05/15/2020 Health Department of Veterans Affairs Veterans Health 10 CFR 30.34(e) ML20126A508 05/19/2020 Administration National Health Physics Program Wayne State 10 CFR 30.34(c) ML20140A142 05/19/2020 University NASA Glenn Research 10 CFR 30.34(e) ML20141L647 05/20/2020 Center Wayne State 10 CFR 20.1906(c) ML20149K579 05/28/2020 University University of 10 CFR 35.610(d)(2) ML20150A397 06/01/2020 Michigan 10 CFR 35.60(b),

Beaumont 35.61(a), 35.67(b)(2), ML20148M331 06/02/2020 Health System 35.67(g), 35.310(a)

Department of Exemption to allow Veterans MML to grant Affairs temporary ML20202A457 06/21/2020 Veterans exemptions to Health permitees.

Appendix P-4

Requirement Date Licensee License # MC # Action PC Reviewer Issued Administration National Health Physics Program Ascension St.

John Macomb 10 CFR 30.34(c) ML20181A444 06/30/2020 Oakland Hospitals Bronson Battle 10 CFR 30.34(c) ML20181A456 06/30/2020 Creek Hospital Wayne State 10 CFR 30.34(c) ML20238B950 08/26/2020 University NASA Glenn Research 10 CFR 30.34(c) ML20241A300 08/31/2020 Center University of 10 CFR 20.1101(c) ML20302A155 10/28/2020 Michigan Washington University in 10 CFR 30.35(f) ML20309A706 11/09/2020 St. Louis Washington University in 10 CFR 35.610(e) ML20332A161 11/30/2020 St. Louis Department of Exemption to allow ML20349A148 12/14/2020 Veterans MML to grant Affairs temporary Veterans exemptions to Health permitees.

Administration National Health Physics Program Appendix P-5

Requirement Date Licensee License # MC # Action PC Reviewer Issued Department of Veterans Affairs Veterans Health 10 CFR 30.34(e) ML20350B610 12/15/2020 Administration National Health Physics Program Region IV ProTechnics 10 CFR 39.77 Request for temporary storage Simmons 4/20/20 rather than abandonment.

ML20112F532 Cordero Mine License Condition COVID-related travel restrictions Hanson 4/30/20 13.A on leak test vendor ML20120A617 Avera License Condition COVID-related - Common Torres 4/30/20 McKennan 13.C carrier not allowed to deliver Nuclear RAM packages inside hospital.

Medicine ML20121A234 Avera License Condition COVID-related. Request for 90- Torres 7/30/20 McKennan 13.C day extension of exemption.

Nuclear Medicine Schlumberger 10 CFR 39.71(a) COVID-related. Evacuation of Hanson 8/4/20 non-essential personnel, including logging supervisor, from drilling rig to accommodate deep-cleaning following positive COVID-19 test. Verbal approval by vonEhr 7/30/2020. Written approval, with OGC NLO, 8/4/2020.

ML20216A507 ML20217L101 Avera License Condition COVID-related. Request for 90- Torres 10/26/20 McKennan 13.C day extension of exemption.

Nuclear ML20300A441 Medicine Appendix P-6

Department of Energy (DOE) Exemptions Granted Applicant Regulation Date Issued Description Region III Lawrence Livermore 10 CFR 30.12 06/01/2017 Exemption for Joint Training and Field Exercise National Security in Chicago, Illinois. (ML17153A112) 09/15/2017 Exemption for Joint Training and Field Exercise in St. Ignace, MI. (ML17258A814)

SER - (ML17258A887)

Region IV Lawrence Livermore 10 CFR 30.12 FY2019 one National Security Idaho National 10 CFR 30.12 FY2019 Seven Laboratory FY2020 Seven FY2021 one National Security 10 CFR 30.12 FY2019 Seven Technologies, LLC FY2020 one (NSTec)-MSTS FY2021 one Appendix P-7

Appendix Q: Procedures Document Date Issued Description Complex Materials Decommissioning NUREG 1757, Volume 2, Revision 2 Sept. 2020 Issued, as a draft, for public comment in. Currently revising the document based on public comments received.

Uranium Recovery NMSS DUWP 70-1 Review Process for New Dec. 2020 Completed development of a new Uranium Recovery License Applications internal policy and procedure document focused on the review of new uranium recovery license applications. ML20269A111 (link will only work from inside NRC Evaluations of Uranium Recovery Facility June 2019 Completed the development of interim Surveys of Radon and Radon Progeny in Air staff guidance. ML14058A010 and Demonstrations of Compliance with 10 CFR 20.1301 Sealed Source and Device Branch Policy and Guidance Directives Revised to reflect the name changes of new organizational units due to re-organization.

NUREG-1556, Volume 3. Sept. 2015 Agreement State Staff supported the revision Low-Level Waste Proposed Disposal Procedures and Transfers April 2020 The NRC staff issued Guidance under of Radioactive Material 10 CFR 20.2002 and 10 CFR 40.13(a).

ML19295F109 Region I NUREG-1556 Series Licensing Guidance for Materials Licensees https://www.nrc.gov/reading-rm/doc-collections/nuregs/staff/sr1556/index.ht ml Licensing Templates Transitioned to the use of Web-Based Licensing to create, process, and publish licensing documents.

G:\WBL Documents Licensing Guidance Implemented electronic signatures and transitioned to a paperless remote licensing process.

G:\Reference\Licensing Storage Transitioning from storage of our licensing documents on a shared G:

drive to a SharePoint site.

G:\Reference\License Letter Templates Tool Kits https://www.nrc.gov/materials/miau/ma t-toolkits.html#6 Licensing Job Aid G:\Inspection and Licensing Working Group 10282011 Appendix Q-1

Document Date Issued Description Region III NUREG 1556 Vol. 6 Rev. 1 June 2018 Program-Specific Guidance About 10 CFR Part 36 Irradiator Licenses NUREG 1556 Vol. 7 Rev. 1 Feb. 2018 Program-Specific Guidance About Academic, Research and Development, and Other Licenses of Limited Scope, Including Electron Capture Devices and X-Ray Fluorescence Analyzers NUREG 1556 Vol. 8 Rev. 1 June 2018 Program-Specific Guidance About Exempt Distribution Licenses NUREG 1556 Vol. 9 Rev. 3 Sept. 2019 Program-Specific Guidance About Medical Use Licenses NUREG 1556 Vol. 12 Rev. 1 May 2018 Program-Specific Guidance About Possession Licenses for Manufacturing and Distribution NUREG 1556 Vol. 13 Rev. 2 Mar. 2019 Program-Specific Guidance About Commercial Radiopharmacy Licenses NUREG 1556 Vol. 14 Rev. 1 Apr. 2018 Program-Specific Guidance About Well Logging, Tracer, and Field Flood Study Licenses NUREG 1556 Vol. 16 Rev. 1 July 2018 Program-Specific Guidance About Licenses Authorizing Distribution to General Licensees NUREG 1556 Vol. 17 Rev. 1 July 2018 Program-Specific Guidance About Licenses for Special Nuclear Material of Less than Critical Mass NUREG 1556 Vol. 18 Rev. 1 Aug. 2017 Program-Specific Guidance About Service Provider Licenses NUREG 1556 Vol. 20 Rev. 1 Nov. 2020 Guidance About Administrative Licensing Procedures Basis of Confidence Licensing Checklist Jan. 2020 Checklist to Provide a Basis for Confidence that Radioactive Materials Will be Used as Specified on the Application License Term Memo Aug. 2017 Procedure for implementing the 15-year materials license term.

RIS 2005-31 Dec. 2017 Control of security-related Sensitive Unclassified Non-Safeguards Information handled by individuals, firms, and entities subject to NRC regulation of the use of source, byproduct, and special nuclear material.

License reviewer standard checklist. Rev. 7 Jan. 2019 Standard checklist used by license reviewers when processing each licensing action. Reviewers may make personal additions to the checklists they use.

Appendix Q-2

Document Date Issued Description 35.1000 Licensing Guidance Various All updates to licensing guidance pertaining to emergent medical technologies may be found on the NRC Medical Uses Licensee Toolkit at the following link:

https://www.nrc.gov/materials/miau/me d-use-toolkit/emerg-licensed-med-tech.html COVID-19 Exemption Licensing Guidance Apr. 2020 - All guidance relating to temporary Aug. 2020 exemptions due to the COVID-19 PHE are located on the NRC COVID-19 Regulatory Activities webpage at the following link:

https://www.nrc.gov/about-nrc/covid-19/materials/med-indust-academic.html Region IV NUREG-1556 series Utilized the guidance provided and the information provided on the Materials Licensees Toolkits on the NRC website.

Memorandum Issued that addressed exemptions to regulations contained in Title 10 of the Code of Federal Regulations Parts 30 and 34 or license conditions that licensees requested due to the public health emergency caused by the Coronavirus Disease 2019 (COVID-19). ML20108E940.

Appendix Q-3

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