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| number = ML101970327
| number = ML101970327
| issue date = 06/28/2010
| issue date = 06/28/2010
| title = Robinson Initial Exam 2008-301 Final Administrative Documents
| title = Initial Exam 2008-301 Final Administrative Documents
| author name =  
| author name =  
| author affiliation = Progress Energy Carolinas, Inc
| author affiliation = Progress Energy Carolinas, Inc
Line 16: Line 16:


=Text=
=Text=
{{#Wiki_filter:ES-401 PWR Examination Outline -RO Form ES-401-2 II Facility:
{{#Wiki_filter:ES-401 ES-401                                                          PWR Examination PWR          Examination Outline         Outline - RO  -   RO                                   Form Form ES-401-2 ES-401-2 II j. Facility:   4*8. Rob Facility: ~.S.      gQiYSOA  lV\soY'\                                         Date of Date         Exam:
Rob lV\soY'\ Date of Exam: RO KJA Catecorv Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4
of Exam:
* Total 1. 1 2 2 2 4 4 4 18 6 Emergency  
RO KJA Catecorv Points                                                         SRO-Only SPO-Only_P    Points oints Tier Tier              Group Group                                  1 KK      KK      KKIK  K       KK      KKAAAA A     A     A       A     G G                        A2 A2              G*
& Abnormal 2 2 2 1 N/A 1 1 N/A 2 9 4 Plant Evolutions Tier Totals 4 4 3 5 5 6 27 10 1 3 3 3 2 2 3 2 2 3 2 3 28 5 2. Plant 2 3 1 1 1 0 1 0 1 0 2 0 10 3 Systems Tier Totals 6 4 4 3 2 4 2 3 3 4 3 38 8 3. Generic Knowledge and Abilities 1 2 3 4 10 1 2 3 4 7 Categories 2 2 3 3 Note: 1. Ensure that at least two topics from every applicable KJA category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Totals" in each KJA category shall not be less than two).  
G*            Total Total 11    22      331    4       55      66 11 22 33 44                      **     Total Total 1.
: 2. The point total for each group and tier in the proposed outline must match that specified in the table. The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.
: 1.                  11              2222  2       2                             44    44                    44      18 18                                               66 Emergency &&
The final RO exam must total 75 points and the SRO-only exam must total 25 points. 3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate KJA statements.  
Emergency Abnormal Abnormal                 22              2     12 i. 1             N/A N/A            I1      1     N/A N/A         2         9                                                 4 Plant Plant Evolutions         TierTotals Tier Totals           44    44      33                            55    55                    66      27 27                                                 10 10 Evolutions 11              333322 3       3     2 2 32232      3     2     2 3 2 33                      28 28                                                 55 2.
: 4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.  
2.
: 5. Absent a plant-specific priority, only those KJAs having an importance rating (IR) of 2.5 or higher shall be selected.
Plant Plant               22            I 3     1       1     1       0       1     0       1 0 2 0 111Q                          10 10                                                33 Systems Systems Tier Totals Tier  Totals          6     4       4     3       22      4     22    3     3       4     3       38 38                                                 88 Generic Knowledge and Abilities
Use the RO and SRO ratings for the RO and SRO-only portions, respectively.  
: 3. Generic                                                        11              2             3             4           10 10          11      2       3       44          77 Categories Categories 2                   2             3             3 Note:
: 6. Select SRO topics for Tiers 1 and 2 from the shaded systems and KJA categories.
Note:        1.
7.* The generic (G) KJAs in Tiers 1 and 2 shall be selected from Section 2 of the KJA Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable KJAs. 8. On the following pages, enter the KJA numbers, a brief description of each topic, the topics' importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category.
: 1. Ensure that at least two topics from every applicable KJA                   K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier                              Tier Totals" Totals in each KJAK/A category shall not be less than two).
Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams. 9. For Tier 3, select topics from Section 2 of the KJA catalog, and enter the KJA numbers, descriptions, IRs, and point totals (#) on Form ES-401-3.
2.
Limit SRO selections to KJ As that are linked to 10 CFR 55.43.
: 2. The point total for each group and tier in the proposed outline must match that specified in the table.
ES-401 2-RO Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergenc and Abnormal Plant Evolutions
The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.
-Tier 1/Group 1 (RO I SRO) E/APE # I Name I Safety Function K K K A A G KIA Topic(s) IR # 1 2 3 1 2 000007 (BW/E02&E10; CElE02) Reactor Trip -Stabilization
The final RO exam must total 75 points and the SRO-only exam must total 25 points.
-Recovery I 1 r1] 000008 Pressurizer Vapor Space X AKI.OI Knowledge of the operational implications of 3.2 1 Accident/3
3.
[2] the following concepts as they apply to a Pressurizer
: 3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply Systems/evolutions at the facility should be deleted and justified; operationally important, site-specific systems/evol                systems/evolutions utions that are not included on the outline should be added.        added. Refer to Section D.1          D.1.b
                                                                                                                .b of ES-401 for guidance regarding the elimination of of inappropriate K/A  KJA statements.
4.
: 4. Select topics from as many    many systems and      and evolutions as possible; sample every          every system or evolution in the group  group before selecting a second topic for any        any system system or evolution.
evolution.
5.
: 5. Absent Absent aa plant-specific priority,         only those priority, only    those K/As  KJAs having having an an importance importance ratingrating (IR)
(IR) of of 2.5 2.5 oror higher higher shall shall be be selected.
Use Use the RO  RO and     SRO ratings for the RO and and SRO                                  and SRO-only SRO-only portions, portions, respectively.
6.
: 6. Select   SRO topics Select SRO                for Tiers topics for  Tiers 11 and        from the and 22 from     the shaded shaded systems systems and and K/AKJA categories.
categories.
7.
7.* The The generic generic (G)     KJAs in (G) K/As    in Tiers Tiers 11 and and 22 shall shall bebe selected selected fromfrom Section Section 22 of  of the the K/A KJA Catalog, Catalog, butbut the the topics topics must must bebe relevant relevant toto the the applicable applicable evolution evolution or   or system.
system. ReferRefer toto Section Section D.1.b D.1.b ofof ES-401 ES-401 for for the the applicable   KJAs.
applicable K/As.
8.
: 8. On On the the following    pages, enter following pages,         enter the     KJA numbers, the K/A      numbers, aa briefbrief description description of  of each each topic, topic, the the topics topics' importance importance ratings ratings (IRs)
(IRs) for the for  the applicable applicable license         level, and license level,      and thethe point      totals (#)
point totals     (#) for for each each system system and  and category.
category. Enter Enter the the group group and and tier tier totals totals for each category for each    category in in the   table above; the table    above; ifif fuel fuel handling handling equipment equipment is   is sampled sampled in  in other other than than Category Category A2A2 or or G G* onon the the SRO-only SRO-only exam, exam, enter enter itit on   the left on the        side of left side        Column A2 of Column          for Tier A2 for        2, Group Tier 2,  Group 22 (Note (Note #1#1 does does notnot apply). Use duplicate apply). Use   duplicate pages   for RO pages for      RO and and SRO-only SRO-only exams. exams.
9.
: 9. For For Tier Tier 3,   select topics 3, select  topics fromfrom Section Section 22 of  of the the K/A KJA catalog, catalog, andand enter enter the the K/A KJA numbers, numbers, descriptions, descriptions, IRs, IRs, and point and            totals (#)
point totals   (#) onon Form Form ES-401-3.
ES-401-3. Limit Limit SROSRO selections selections to to K/As KJAs that   are linked that are  linked toto 10 10 CFR CFR 55.43.
55.43.


===3.7 Vapor===
ES-401 ES-401                                                                    2 RO 2-RO
Space Accident:
                                                                              -                                                                              Form ES-401-2 Form      ES-401-2 ES-401 ES-401                                                              PWR PWR Examination Examination Outline Outline                                                              Form Form ES-401-2 ES-401-2 Emergenc Emergency and    and Abnormal Abnormal Plant Plant Evolutions Evolutions - Tier
Thermodynamics and flow characteristics of open or leaking valves. 000009 Small Break LOCA I 3 r3] 000011 Large Break LOCA I 3 [4] X EA1.12: Ability to operate and monitor the following 4.1 2 as they apply to a Large Break LOCA: Long-term  
                                                                                                -  Tier 1/Group 1/Group 11 (RO  (RO II SRO)
SRO)
E/APE #
E/APE    # I/ Name Name I/ Safety Safety Function Function                    KK KK* KK  A A  A A    GG                                  K/A Topic(s)
KIA    Topic(s)                                IR        ##
lR 112312 2 3 1 2 000007 000007 (BW/E02&E10; (BW/E02&E1 0; CElE02)
CE/E02) Reactor Reactor Trip Trip - Stabilization
        - Stabilization - Recovery
                        - Recovery!  I 11 r1] [1]
000008 000008 Pressurizer Pressurizer Vapor Vapor Space Space                    X X                          AK1 .01 Knowledge AKI.OI      Knowledge of      of the the operational operational implications implications of of    3.2 3.2    11 Accident/3 Accident / 3                                [2]
[2]                                    the the following following concepts concepts as    as they they apply apply toto aa Pressurizer Pressurizer        3.7 3 7 Vapor Vapor SpaceSpace Accident:
Accident        Thermodynamics Thermodynamics and     and flow flow characteristics of characteristics      of open open oror leaking leaking valves.
valves.
000009 000009 Small Small Break Break LOCALOCA I/ 33        r3]
[3]
000011 000011 Large     Break LOCA I/ 3 Large Break              3        [4]
[4]                     X             EA1.12:
EA1.12: Ability Ability to  to operate operate and and monitor monitor the the following following      4.1 4.1   22 as as they they apply apply to to a a Large Large Break Break LOCA:
LOCA: Long-term Long-term           4.4 4.4 containment containment of    of radioactivity.
radioactivity.
000015/17 000015/17 RCP        Malfunctions I/ 4 RCP Malfunctions        4      [5]
[5]            X                    AK2.10:
AK2 10 Knowledge Knowledge of    of the the interrelations interrelations between between thethe    2.8 2 8    33 Reactor Coolant Coolant Pump  Pump Malfunctions Malfunctions (Loss (Loss ofof RC RC          2.8 2 8 Flow) and and the the following:
following: RCP  RCP indicators indicators andand controls.
controls.
000022 000022 LossLoss of of Rx Rx Coolant Makeup Makeup!      I 22 [6]
[6]              X X              AA1.OI:
AA1.01: Ability Ability to to operate operate and and!  / or or monitor monitor the the          3.4 3.4  44 following following as  as they apply to the Loss of Reactor Coolant                    3.3


===4.4 containment===
===3.3 Makeup===
CVCS letdown and charaing.        charging.
000025 Loss of RHR System  System I/4 4        [7]
[7]                      X          AA2.06: Ability to determine and interpret the                                3.2    5 following as they apply to the Loss of Residual Heat                            3.4 3.4 Removal System: Existence of proper RHR overpressure protection.
000026 Loss of Component Cooling                                      X              AAI.02:
AAI 02 Ability to operate and          and!/ or monitor momtor the  the            3.2 3 2    66 Water I/ 8                                      [8]                                  followmg as they apply to the Loss of Component following                                                                      3.3 3 3 Cooling Water: Loads on the CCWS in the control room.
000027    Pressurizer Pressure 000027 Pressurizer        Pressure Control Control System    Malfunction I/ 3 System Malfunction                              [9]
000029 A  ATWS/
TWS I 11                          [10]                            X              Knowledge of the 2.1.28: Knowledge              the purpose purpose and function function of            4.1 4.1    7 7
major major system components and controls.                                          4.1 000038 Steam      Gen. Tube Rupture 13 Steam Gen                        /3 [1 [111 ))                      X X    22.1.20:
1 20 Ability to interpret and execute procedure                              4.6 46    88 steps steps.                                                                          4.6 46 000040 (BW/E05; CE/E05; W!E1 000040                            W/E12)  2)                          X            AA1 AA1.02:.02: Ability to operate and!      and / or monitor the                  4.5 4.5    9 9
Steam Line Rupture - Excessive Heat
                          -                                                          following as they apply to the Steam Line Rupture:                              4.5 4.5 Transfer!
Transfer I 44                              [12]                                Feedwater isolation.
000054 000054 (CE/E06)        Loss of (CE/E06) Loss    of Main Main                                  XX            AA1.02: Ability AA1.02:      Ability to  to operate and! and / oror monitor monitor the                4.4 4.4    10 10 Feedwater Feedwater I 44                        [13]                                          following as  as they apply apply to to the the Loss Loss of of Main Feedwater Feedwater      4.4


of radioactivity.
===4.4 (MFW)===
000015/17 RCP Malfunctions I 4 [5] X AK2.10: Knowledge of the interrelations between the 2.8 3 Reactor Coolant Pump Malfunctions (Loss of RC 2.8 Flow) and the following:
Manual startup of            of electric electric and and steam-driven steam-driven AFW    pumps.
RCP indicators and controls.
AFWpumps.
000022 Loss of Rx Coolant Makeup I 2 [6] X AA1.OI: Ability to operate and / or monitor the 3.4 4 following as they apply to the Loss of Reactor Coolant 3.3 Makeup: CVCS letdown and charaing.
000055    Station Blackout/6 000055 Station      Blackout I 6 [14][14]
000025 Loss of RHR System I 4 [7] X AA2.06: Ability to determine and interpret the 3.2 5 following as they apply to the Loss of Residual Heat 3.4 Removal System: Existence of proper RHR overpressure protection.
000056 Loss 000056    Loss of Off-site Power of Off-site  Power /I 66 [15]
000026 Loss of Component Cooling X AAI.02: Ability to operate and / or monitor the 3.2 6 Water I 8 [8] following as they apply to the Loss of Component
[15]                         X X          AA2.67: Ability AA2.67:     Ability to to determine determine and  and interpret interpret thethe            2.9 2.9    11 11 following following as  as they they apply apply to to the the Loss Loss of of Offsite Offsite Power:
Power:        3.1 3.1 Seal Seal injection injection flow (for        the RCPs).
(for the    RCPs).
000057 000057 LossLoss of of Vital  AC Inst.
Vital AC  Inst. Bus/6[16]
Bus I 6 [16]                               X X   2.2.22: Knowledge 2.2.22:  Knowledge of      of limiting limiting conditions conditions for                    4.0 4.0    12 12 operations operations and  and safety safety limits.
limits.                                        4.7 4.7 000058 Loss 000058    Loss of DC Power!
of DC    Power 166 [17]
[17]                                    X X     2.2.36: Ability 2.2.36:   Ability to     analyze the to analyze      the effect effect ofof maintenance maintenance            3.1 3.1    13 13 activities, such activities,    such asas degraded degraded power power sources, sources, onon the the        4.2 4.2 status status ofof limiting limiting conditions conditions for  for operations.
operations.                   


===3.3 Cooling===
000062 Loss 000062      Loss of  NuclearSvc of Nuclear  SvcWater/4 Water/4 [18] [18 1     XX              AK3 02 Knowledge AK3.02:       Knowledgeof      ofthe thereasons reasonsfor  forthethefollowing followmg        3.6 3 6  14 14 responses responsesas    asthey they apply apply to  to the theLoss Lossof  ofNuclear Nuclear Service Service  3.9
Water: Loads on the CCWS in the control room. 000027 Pressurizer Pressure Control System Malfunction I 3 [9] 000029 A TWS I 1 [10] X 2.1.28: Knowledge of the purpose and function of 4.1 7 major system components and controls.  


===4.1 000038===
===3.9 Water===
Steam Gen. Tube Rupture 13 [11 ] X 2.1.20: Ability to interpret and execute procedure 4.6 8 steps. 4.6 000040 (BW/E05; CE/E05; W/E12) X AA1.02: Ability to operate and / or monitor the 4.5 9 Steam Line Rupture -Excessive Heat following as they apply to the Steam Line Rupture: 4.5 Transfer I 4 [12] Feedwater isolation.
Water: TheThe automatic automaticactions actions (alignments)
000054 (CE/E06) Loss of Main X AA1.02: Ability to operate and / or monitor the 4.4 10 Feedwater I 4 [13] following as they apply to the Loss of Main Feedwater 4.4 (MFW): Manual startup of electric and steam-driven AFWpumps.
(alignments) withinwithin thethe nuclear nuclearservice service water waterresulting resultingfrom from thethe actuation actuation ofthe of the ESFAS.
000055 Station Blackout I 6 [14] 000056 Loss of Off-site Power I 6 [15] X AA2.67: Ability to determine and interpret the 2.9 11 following as they apply to the Loss of Offsite Power: 3.1 Seal injection flow (for the RCPs). 000057 Loss of Vital AC Inst. Bus I 6 [16] X 2.2.22: Knowledge of limiting conditions for 4.0 12 operations and safety limits. 4.7 000058 Loss of DC Power 16 [17] X 2.2.36: Ability to analyze the effect of maintenance 3.1 13 activities, such as degraded power sources, on the 4.2 status of limiting conditions for operations.
ESFAS.
000062 Loss of Nuclear Svc Water/4 [18] X AK3.02: Knowledge of the reasons for the following 3.6 14 responses as they apply to the Loss of Nuclear Service 3.9 Water: The automatic actions (alignments) within the nuclear service water resulting from the actuation ofthe ESFAS. 000065 Loss of Instrument Air I 8 [19] X AA2.05: Ability to determine and interpret the 3.4 15 following as they apply to the Loss of Instrument Air: When to commence plant 4.1 shutdown if instrument air pressure is decreasin cr* W/E04 LOCA Outside ContainmenV3  
AA2.05:       Ability to AA2.05: Ability         to determine determine and  and interpret interpret the the 000065 Loss 000065      Loss of   Instrument Air of Instrument   Air!
[20] X EK3.1: Knowledge of the reasons for the following 3.2 16 responses as they apply to the (LOCA Outside 3.5 Contaimnent):
I 88 [19]
Facility operating characteristics during transient conditions, including coolant chemistry and the effects of temperature, pressure, and reacti vity changes and operating limitations and reasons for these operating characteristics.
[19)                  XX                                                                                    3.44 15 following following as  as they they apply apply to to                                                  15 the the Loss Loss ofofInstrument Instrument Air: Air When When to to commence commence plant  plant 4.1 41 shutdown if shutdown      ifinstrument instrument air air pressure pressure is is decreasin decreasing.cr
W/E11 Loss of Emergency Coolant X EKI.2: Knowledge of the operational implications of 3.6 17 the following concepts as they apply to the (Loss of Recirc. I 4 [21] Emergency Coolant Recirculation):
* W/E04 LOCA W/E04    LOCA Outside Outside ContainmenV3 Containmentl3 [20]           XX            EK3.1:
Normal, abnormal 4.1 and emergency operating procedures associated with (Loss of Emergency Coolant Recirculation).
EK3. 1: Knowledge Knowledge of     ofthe the reasons reasons for
BW/E04; W/E05 Inadequate Heat Transfer -Loss of Secondary Heat Sinkl4 [22J 000077 Generator Voltage and Electric X AK2.06: Knowledge of the interrelations between 3.9 18 Grid Disturbances I 6 [23] Generator Voltage and Electric Grid Disturbances 4.0 and the following:
[20]                                                                       for thethe following following         3.2 3.2 1616 responses responses as  as they they apply apply to to the the (LOCA (LOCA OutsideOutside              3.5
Reactor J.lower. II KIA Category Totals: 2 2 2 5 3 4 Group Point Total: 1 ES-401 3-RO Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions
-Tier 1/Group 2 (RO / SRO) E/APE # / Name / Safety Function K K K A A G KIA Topic(s) IR # 1 2 3 1 2 000001 Continuous Rod Withdrawal / 1 [1] X AK2.08: Knowledge of the interrelations 3.1 19 between the Continuous Rod Withdrawal and 3.0 the following:
Individual rod display lights and indications.
000003 Dropped Control Rod / 1 [2] 000005 Inoperable/Stuck Control Rod / 1 [3] X AK3.0l: Knowledge of the reasons for the 4.0 20 following responses as they apply to the 4.3 Inoperable I Stuck Control Rod: Boration and emergency boration in the event of a stuck rod during trip or normal evolutions.
000024 Emergency Soration / 1 [4] 000028 Pressurizer Level Malfunction / 2 [5] X 2.4.4: Ability to recognize abnormal 4.5 21 indications for system operating parameters 4.7 that are entry-level conditions for emergency and abnormal operating procedures.
000032 Loss of Source Range NI /7 [6] X AK1.Ol: Knowledge of the operational 2.5 22 implications of the following concepts as they 3.1 apply to Loss of Source Range Nuclear Instrumentation:
Effects of voltage changes on performance.
000033 Loss of Intermediate Range NI /7[7] 000036 (SW/A08) Fuel Handling Accident /8 [8] 000037 Steam Generator Tube Leak / 3 [9] X AA1.06: Ability to operate and I or monitor 3.8 23 the following as they apply to the Steam 3.9 Generator Tube Leak: Main steam line rad monitor meters. 000051 Loss of Condenser Vacuum /4 [10] 000059 Accidental Liquid RadWaste ReI. / 9 [11] 000060 Accidental Gaseous Radwaste ReI. / 9 [12] 000061 ARM System Alarms / 7 [13] 000067 Plant Fire On-site / 8 [14] 000068 (SW/A06) Control Room Evac. / 8 [15] X AA2.05: Ability to determine and interpret 4.2 24 the following as they apply to the Control 4.3 Room Evacuation:
Availability of heat sink. 000069 (W/E14) Loss of CTMT Integrity / 5 [16] X AK1.0l: Knowledge ofthe operational 2.6 25 implications of the following concepts as they 3.1 apply to Loss of Contaimuent Integrity:
Effect of pressure on leak rate. 000074 (W/E06&E07)
Inad. Core CoolinQ / 4 [17] 000076 High Reactor Coolant Activity / 9 [181 W/E01 & E02 Rediagnosis
& SI Termination
/3[19] W/E13 Steam Generator Over-pressure
/4 [20] X EK2.2: Knowledge of the interrelations 3.0 26 between the (Steam Generator Overpressure) and the following:
Facility*s heat removal 3.2 systems, including primary coolant, emergency coolant, the decay heat removal systems, and relations between the proper operation of these systems to the operation of the facility.
W/E15 Containment Flooding I 5 [21] X 2.2.38: Knowledge of conditions and 3.6 27 limitations in the facility license. 4.5 W/E16 High Containment Radiation I 9 [22] BW/A01 Plant Runback 11 [23] BW/A02&A03 Loss of NNI-X/Y I 7 [24] BW/A04 Turbine Trip I 4 [25] BW/A05 Emergency Diesel Actuation I 6 [26] BW/A07 Flooding I 8 [27] BW/E03 Inadequate Subcooling Margin 14[281 BW/E08; W/E03 LOCA Cooldown -
14[29] BW/E09; CElA13; W/E09&E10 Natural Circ. I 4 [30] BW/E13&E14 EOP Rules and Enclosures
[31] CEI A 11; W IE08 RCS Overcooling
-PTS I 4 [32] CE/A16 Excess RCS Leakage I 2 [33] CE/E09 Functional Recovery [34] KIA Category Point Totals: 2 2 1 1 1 2 Group Point Total: 9 ES-401 4-RO Form ES-401-2 r;;:01 PWR Examination Outline Plant S stems -Tier 21Group 1 (RO / SRO) Form ES-401-2 System # / Name K K K K K K A A A A G KIA Topic(s) IR # 1 2 3 4 5 6 1 2 3 4 003 Reactor Coolant Pump [1] X K6.04: Knowledge of the effect of a loss or 2.8 28 malfunction on the following will have on 3.1 the RCPS: Containment isolation valves affecting RCP operation.
004 Chemical and Volume X Al.05: Ability to predict and/or monitor 2.9 29 Control [2] changes in parameters (to prevent 3.2 exceeding design limits) associated with operating the CVCS controls including:
S/G pressure and level. 005 Residual Heat Removal [3] X Kl.06: Knowledge of the physical 3.5 30 connections and/or cause-effect


===3.6 relationships===
===3.5 Contaimnent)===
Containment): Facility Facility operating operating characteristics characteristics during during transient transient conditions, conditions including including coolant coolant chemistry chemistry and  and the the effects of effects  of temperature, temperature pressure, pressure and  and reacti    vity changes reactivity  changes and and operating operating limitations limitations and and reasons reasons for for these these operating operating characteristics.
characteristics.
EKI.2:    Knowledge of EKI .2: Knowledge          of the the operational operational implications implications of    of W/E1 1 Loss W/E11    Loss of of Emergency Emergency Coolant Coolant              XX                                                                                                3.6  17 the the following following concepts concepts as as they they apply apply to  to the the (Loss (Loss of of    3.6  17 Recirc. I/ 4 Recirc.      4                      [21]
[21]                                                                                                                4.1 Emergency Emergency Coolant Coolant Recirculation):
Recirculation): Normal,  Normal, abnormal abnormal      4.1 and and emergency emergency operating operating procedures procedures associated associated withwith (Loss of (Loss  of Emergency Emergency Coolant Coolant Recirculation).
Recirculation)
BW!E04; W/E05 BW/E04;      W!E05 Inadequate Inadequate Heat Heat Transfer - Loss Transfer    - Loss of of Secondary Secondary Heat Heat Sinkl4 Sink/4
[22]
[22J 000077 Generator 000077    Generator Voltage Voltage and and Electric Electric          X X              AK2.06: Knowledge of the interrelations  interrelations between between          3.9  18 18 Grid  Disturbances I/ 6 Grid Disturbances        6        [23]
[23]                                  Generator Generator Voltage and      and Electric Grid  Grid Disturbances Disturbances            4.0 and the following: Reactor J.lower. power.
II KJA Category KIA  Category Totals:
Totals:                              22 2 2  5 I 3  4 I Group Point Total:                                                                  118


between the RHRS and the followin2 systems: ECCS. 006 Emergency Core Cooling [4] X K2.01: Knowledge of bus power supplies 3.6 31 to the followin2:
ES-401 ES-401                                                                        3-  RO 3 RO                                                                            Form Form ES-401-2 ES-401-2 ES-401 ES-401                                                                    PWR PWR Examination Examination Outline                                                                Form Outline                                                              Form ES-401-2 ES-401-2 Emergency Emergency and        and Abnormal Abnormal Plant Plant Evolutions Evolutions - Tier
ECCS pumps. 3.9 007 Pressurizer Relief/Quench X K4.01: Knowledge ofPRTS design 2.6 32 Tank [5] feature(s) and/or interlock(s) which 2.9 provide for the following:
                                                                                                -  Tier 1/Group 1/Group 22 (RO (P0/  / SRO)
Quench tank cooling. 008 Component Cooling Water [6] X A4.05: Ability to manually operate and/or 2.7 33 monitor in the control room: Normal 2.5 CCW-header total flow rate and the flow rates to the components cooled by the CCWS. 010 Pressurizer Pressure Control X K5 .01: Knowledge of the operational 3.5 34 [7] implications of the following concepts as 4.0 the apply to the PZR PCS: Determination of condition of fluid in PZR, using steam tables. 012 Reactor Protection[8]
SRO)                                =
X K6.01: Knowledge of the effect of a loss or 2.8 35 malfunction of the following will have on 3.3 the RPS: Bistables and bistable test equipment.
E/APE ##1 E/APE      Name // Safety
013 Engineered Safety Features X 2.2.38: Knowledge of conditions and 3.6 36 Actuation
          / Name    Safety Function Function                                    KK KK KK AA AA G    G                            KIA K/A Topic(s)
[9] limitations in the facility license. 4.5 022 Containment Cooling [10] X A3.01: Ability to monitor automatic 4.1 37 operation of the CCS, including:
Topic(s)                              IR        ##
Initiation 4.3 of safeguards mode of operation.
IR 11 223123 1 2 000001  Continuous Rod 000001 Continuous    Rod Withdrawal Withdrawal // 11 [1]      [1]                    X X                    AK2.08:
025 Ice Condenser
AK2.08: Knowledge Knowledge of    of the the interrelations interrelations              3.1    19 3.1    19 between between the the Continuous Continuous Rod    Rod Withdrawal Withdrawal and   and    3.0 3 0 the the following:
[11] REJECTED AI .01: Ability to predict and/or monitor 026 Containment Spray [12] X changes in parameters (to prevent 3.9 38 exceeding design limits) associated with 4.2 operating the CSS controls including:
following Individual Individual rod rod display display lights lights and and indications.
Containment pressure.
indications.
039 Main and Reheat Steam [13] X 2.4.20: Knowledge of the operational 3.8 39 implications of EOP warnings, cautions, 4.3 and notes.
000003 Dropped 000003  Dropped Control    Rod /I 1 Control Rod        1      [2]
059 Main Feedwater
[2]
[14] X A2.05: Ability to (a) predict the impacts 3.1 40 of the following malfunctions or 3.4 operations on the MFW; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations:
000005 Inoperable/Stuck 000005  inoperable/Stuck Control Control Rod  Rod // 11 [3] [3]                     X X                AK3.0l:
Rupture in the MFW suction or discharge line. 061 Auxiliary/Emergency X A3.01: Ability to monitor automatic 4.2 41 Feedwater
AK3.01: Knowledge Knowledge of    of the the reasons reasons for for the the        4.0 4.0  20 20 following following responses responses as  as they they apply apply to  to the the            4.3 4.3 Inoperable II Stuck Inoperable        Stuck Control Control Rod:Rod: Boration Boration andand emergency emergency boration boration in in the the event event ofof aa stuck stuck rod rod during during trip trip or or normal normal evolutions.
[15] operation of the AFW, including:
evolutions.
AFW 4.2 startup and flows. 062 AC Electrical Distribution
000024 Emergency 000024                Boration /I 1 Emergency Soration        1      [4]
[16] X K2.01: Knowledge of bus power supplies 3.3 42 to the following:
[4]
Major system loads. 3.4 063 DC Electrical Distribution
000028 Pressurizer 000028  Pressurizer Level Level Malfunction Malfunction // 2      2 [5]
[17] X K3.02: Knowledge of the effect that a loss or malfunction of the DC electrical 3.5 43 system will have on the following:
[5]                                   X 2.4.4:
244 Ability Abthty to  to recognize recogmze abnormal abnormal                      4.5 4 5  21 21 indications for system system operating operating parameters parameters          4.7 47 that that are are entry-level conditions for        for emergency emergency and abnormal operating procedures.
000032  Loss of 000032 Loss  of Source  Range NI /7 Source Range            / 7 [6]                        X                         AK1.Ol:
AKI.01: Knowledge of          of the the operational operational                  2.5   22 22 implications of the following following concepts concepts as   as they they    3.1 3.1 apply to Loss of Source Range      Range Nuclear Nuclear Instrumentation: Effects of voltage changes        changes on performance.
000033 Loss 000033  Loss of of Intermediate Intermediate Range Range NI    NI /7[7]
                                                    / 7 [7]
000036 (SW/A08) 000036  (BW/A08) Fuel Fuel Handling Handling Accident /8                [ 8]
                                                          / 8 [8]
000037 Steam 000037          Generator Tube Steam Generator      Tube LeakLeak / 3  3    [9]
[9]                          X             AA1.06:
AA1            Ability to
                                                                                                          .06: Ability    to operate operate and and I/ or or monitor monitor        3.8 3.8   23 23 the following as the                as they apply apply to to the    Steam the Steam                3.9 3.9 Generator Generator Tube Leak: Main steam line rad monitor meters.
000051  LossofCondenserVacuum/4 000051 Loss  of Condenser Vacuum /4                  [10]
[10]
000059 000059 Accidental Accidental Liquid  RadWaste Rel.
Liquid RadWaste          ReI. /9 / 9 [11]
000060 Accidental Gaseous Radwaste ReI. / 9 000060 Accidental Gaseous Radwaste ReI                      / 9  [12]
[12]
000061 ARM 000061        System Alarms ARM System      Alarms    / 7 [13]
                                  / 7    [13]
000067 Plant 000067  Plant Fire Fire On-site On-site // 88 [14]
[14]
000068 (SW/A06) Control 000068 (BW/A06)    Control Room Room Evac.Evac. // 88 [15] [15]                           X X          AA2.05: Ability AA2.05:       Ability toto determine determine and  and interpret interpret        4.2 4.2    24 24 the following the  following as  as they they apply apply to to the the  Control Control            4.3 4.3 Room Evacuation:
Evacuation: Availability Availability of   of heat heat sink.
sink.
000069 (W/E1 000069  (W/E14)  Loss of
: 4) Loss  of CTMT CTMT Integrity Integrity // 55        [16]
[16]       X X                       AK1.0l:
AKI    .01:   Knowledge of Knowledge      ofthe    operational the operational                   2.6 2.6    25 25 implications of implications       of the the following following concepts concepts as  as they they      3.1 3.1 apply to apply    to Loss Loss ofof Contaimnent Contaimuent Integrity Integrity: Effect Effect of pressure pressure on  on leak leak rate rate.
000074 (W/E06&E07) 000074  (W/E06&E07) mad.Inad. Core Core Cooling!
CoolinQ / 44          [17]
[17]
000076 High 000076  High Reactor Reactor Coolant Coolant Activity!
Activity / 99 [181  [181 W/E01 & E02 W!EO1 & E02    Rediagnosis && SI Rediagnosis        SI Termination Termination //3[19]    3 [19)
W/E1 3 Steam EK2.2: Knowledge EK2.2:      Knowledge of    of the the interrelations interrelations W/E13  Steam Generator Generator Over-pressure!
Over-pressure /4          4 [20]
[20]             XX                                                                                        3.0 3.0    26 26 between the between      the (Steam (Steam Generator Generator Overpressure)
Overpressure) 3.2 and    the following:
and the    following: Facility*s Facility*s heat heat removal removal systems, including systems,      including primary primary coolant, coolant, emergency emergency coolant, the coolant      the decay decay heat heat removal removal systems systems, andand relations between relations      between thethe proper proper operation operation of ofthese these systems to systems      to the the operation operation of ofthe the facility.
facility.              


===3.7 Components===
m    -  01    C)
W/E15 Containment Flooding I 5 [21]                              01                                                                      X    2.2.38: Knowledge of conditions and L.)
0            CD              0                                                                                      ><                                    (Cl        3.6  27 E
0
:3            :3              0                                                                                                                                  Cl)
CD CD limitations in the facility license.        4.5 L
m>>mm>>>>>
o3rT CD      1)
W/E16 High Containment Radiation I 9 [22]      3 0
BW/A01 Plant Runback 11 [23]
0 BW/A02&A03 Loss of NNI-X/Y I 7 [24]                                    -,  f\)
5o r
0      .
BW/A04 Turbine Trip I 4 [25]
0      01 BW/A05 Emergency Diesel Actuation I 6 [26]                                            0)        Ics
                                              &deg;<
:3 0
BW/A07 Flooding I 8 [27]
          -J 0
J0___
BW/E03 Inadequate Subcooling Margin 14[281 C.)                                                        CD
_ooo0 m>G 0
BW/E08; W/E03 LOCA Cooldown -
CD                                                                D~ess.                      14[29]
0) 0          C)            S BW/E09; CElA13; W/E09&E10 Natural Circ. I 4 [30]                  z CD CD
          -          m            0 00 BW/E13&E14 EOP Rules and Enclosures [31]
CI)
C.)
0 CEIA 11; WIE08 RCS Overcooling - PTS I 4 [32]                                                            3 C-;
mm D
CE/A16 Excess RCS Leakage I 2 [33]
                      ><      Cl)
C,>
CE/E09 Functional Recovery [34]
0 1J o
KIA Category Point Totals:
o                  I                                                                      2 F)  F.)
2      1  1  1  2 F)  G)
Group Point Total:
                                                                                                                                                      -    D  :3      ,
9 CD


using DC control power. 064 Emergency Diesel Generator X 2.1.7: Ability to evaluate plant 4.4 44 [18] performance and make operational  
ES-401 ES-401                                                            4 RO 4-RO-                                                                            Form Form ES-401-2 ES-401-2 ES-401                                                    PWR PWR Examination ExaminationOutline                                                                Form r;;:01                                                                            Outline                                                                Form ES-401-2 ES-401-2 PlantSSystems Plant  stems - Tier
                                                                      - Tier21Group 2/Group 11(RO (RO / ISRO)
SRO)
System ##1 System        Name
            / Name                          KK KK KK KK KK KK AA AA AA AA                                    KIA GG                          K/A Topic(s)
Topic(s)                              IR IR      ##
112345 2 3 4 5 61234 6 1 2 3 4 003 Reactor 003  Reactor Coolant Coolant Pump Pump [1] [11                        XX                        K6.04:
K6.04: Knowledge Knowledge of                                            2.8    28 ofthe the effect effectof ofaaloss loss or or      2.8    28 malfunction malfunctionon    on the the following following will will have have onon      3.1 3.1 the the RCPS:
RCPS: Containment Containmentisolationisolation valves valves affecting RCP affecting  RCP operation.
operation.
004 Chemical 004    Chemical andand Volume Volume                                    XX                    Al.05:
A1.05: Ability Ability to  to predict predict and/or and/or monitor              2.9    29 monitor            2.9    29 Control    [2]                                                                        changes changes inin parameters parameters (to                                      3.2 Control      [2]                                                                                                            (to prevent prevent                    3.2 exceeding exceeding design design limits) limits) associated associated with with operating operating thethe CVCS CVCS controls controls including:
including:
S/G S/G pressure pressure and and level.
level.
005 Residual 005    Residual Heat Heat Removal Removal [3] [3]      X X                                          Kl.06:
K1.06: Knowledge Knowledge of      of the the physical                      3.5    30 physical                    3.5    30 connections connections and/or and/or cause-effect cause-effect                          3.6 3.6 relationships relationships between between the  the RHRS RURS and  and thethe followin2 following systems:
systems: ECCS.ECCS.
006  Emergency Core 006 Emergency      Core Cooling Cooling [4][4]      XX                                      K2.01:
K2.01: Knowledge Knowledge of      of bus bus power power supplies supplies          3.6    31 3.6    31 to the followin2:
following ECCS pumps. pumps                            3.9 39 007  Pressurizer Relief/Quench 007 Pressurizer    Relief/Quench                    X                                K4.01: Knowledge ofPRTS      of PRTS design                        2.6    32 2.6    32 Tank  [5]
Tank [5]                                                                                feature(s) and/or interlock(s) which                                2.9 2.9 provide for the following: Quench tank              tank cooling.
008  Component Cooling 008 Component      Cooling Water Water [6][6]                                    X         A4.05: Ability to manually operate        operate and/or and/or      2.7    33 2.7    33 monitor in the control room: Normal        Normal                  2.5 2.5 CCW-header total flow rate        rate and and the the flow flow rates to the components cooled by            by the the CCWS.
CCWS.
010 010 Pressurizer Pressurizer Pressure Pressure Control Control                    X X                            K5 .01: Knowledge K5.Ol    Knowledge of      of the the operational operational                  3.5 3.5    34 34
[7]
[7]                                                                                      implications of implications      of the the following following concepts concepts as  as        4.0 4.0 the apply the  apply to to the the PZRPZR PCS:PCS: Determinatio Determination    n of condition of  condition of of fluid fluid inin PZR PZR, using using steam steam tables.
tables.
012 012 Reactor Reactor Protection[8]
Protection[8]                                X X                          K6.01: Knowledge K6.01:    Knowledge of      of the the effect effect ofof aa loss loss or or      2.8 2.8    35 35 malfunction of malfunction      of the the following following will  will have have on on        3.3 3.3 the RPS:
the  RPS: Bistables Bistables and and bistable bistable test test equipment.
equipment.
013 Engineered 013  Engineered Safety Safety Features Features                                              XX    2.2.38: Knowledge 2.2.38:  Knowledge of      ofconditions conditions and  and                3.6 3.6    36 36 Actuation Actuation [9] [9]                                                                  limitations in limitations      in the the facility facility license.
license.                      4.5 4.5 022 Containment 022  Containment Cooling Cooling [10]
[10]                                      XX            A3.01:
A3        Ability to 01 Ability      to momtor monitor automatic automatic                  44.1 1    37 37 operationof operation      ofthe the CCS, CCS, including:
including: Initiation Initiation      4.3 4.3 ofofsafeguards safeguards mode mode of  ofoperation.
operation.
025 025 Ice  Condenser [11)
IceCondenser      [11]
REJECTED REJECTED AlAI.01:
                                                                                              .01: Ability Abilityto  to predict predictand/orand/ormonitor monitor 026 Containment 026  ContainmentSpraySpray[12]
[12]                               XX                      changesin changes    inparameters parameters(to      (toprevent prevent                    3.9 3.9    3838 exceedingdesign exceeding      designlimits) limits)associated associatedwith  with          4.2 4.2 operatingthe operating      theCSSCSScontrols controlsincluding:
including:
Containmentpressure.
Containment        pressure.
039  Mainand 039 Main  and Reheat ReheatSteam Steam [13][13]                                          XX  242.4.20:  Knowledgeof 20 Knowledge            ofthe theoperational operational               33.88  3939 implicationsofofEOP implications          EOPwarnings, warnings,cautions, cautions,            4.3 4.3 andnotes.
and    notes.


===4.7 judgments===
059 Main Feedwater [14]                                                        X                      A2.05: Ability to (a) predict the impacts            3.1      40 of the following malfunctions or                    3.4 operations on the MFW; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Rupture in the MFW suction or discharge line.
061 Auxiliary/Emergency                                                            X                  A3.01: Ability to monitor automatic                  4.2      41 Feedwater [15]                                                                                        operation of the AFW, including: AFW                4.2 startup and flows.
062 AC Electrical Distribution [16]        X                                                          K2.01: Knowledge of bus power supplies              3.3      42 to the following: Major system loads.                3.4 K3.02: Knowledge of the effect that a loss 063 DC Electrical Distribution [17]              X                                                    or malfunction of the DC electrical                  3.5      43 system will have on the following:                  3.7 Components using DC control power.
064 Emergency Diesel Generator                                                                X      2.1.7: Ability to evaluate plant                    4.4      44
[18]                                                                                                  performance and make operational                    4.7 judgments based on operating characteristics, reactor behavior, and instrument internretation.
073 Process Radiation                                                                    X            A4.01: Ability to manually operate and/or            3.9      45 Monitoring [19]                                                                                        monitor in the control room: Effluent                3.9 release.
I: . . ,./.'; .0~ 'C I,;>                                                                      '1~~#;5I~ot\.
I~~
  '"0~~:C';:~'~N~J1~"" I>. :y                                          I;~~          1. liV.~~<
                                                                                                      ~;~&#xa5;~bil                                              I;~*~i~ ;;;~;*.*>......
1<<.
                                                                                                    .~.'~;'"
II~'.;-':'v:~';~.                                                          .. ; IT/
1
                                                                                                                                              ~;'~~T>>~ IL'~'~i';
                                                            >. DO) >t'*; .. [';L i<;\ li~~F;
                                                                                                      ';'W8' h          1:<          ."!:.*;      i.;.
                                                                                                      ~p~~ffi.hi~~il
                                                                                                                                                                    .******0***
1~~&#xa3;,18ji,!. t;,*j~i\i:;;.
                                                                                                                                                                    .) .* 'F
                                        .' I{ ,,{ oJ:; :1 !jL                                            diIilriJ' .                        ~;;~~~~&#xa3;:;.; I{~tir~:
                                                                                                                                            -~:~J::~~~~fj* . I. '; t h.;.*
                                                  **  f
                  ,0' .' **
IJ I';.' .iJ.' .. ./ <:; ):~'.ifj ;sw.
i              I.){~;      ***. fit***** .
078 Instrument Air [21]              X                                                                K1.03: Knowledge ofthe physical                      3.3      47 connections and/or cause-effect                      3.4 relationships between the lAS and the following systems: Containment air.
K3.01: Knowledge of the effect that a loss 103 Containment [22]                              X                                                    or malfunction of the containment                    3.3      48 system will have on the following: Loss of          3.7 containment integrity under shutdown conditions.
004 Chemical and Volume                          X                                                    K3.08: Knowledge of the effect that a loss          3.6      49 Control    [23]                                                                                        or malfunction of the CVCS will have on              3.8 the following: RCP seal injection.
007 Pressurizer Relief/Quench                                  X                                      K5.02: Knowledge of the operational                  3.1      50 Tank [24]                                                                                              implications of the following concepts as            3.4 the apply to PRTS: Method of forming a steam bubble in the PZR.
Kl.Ol: Knowledge of the physical 039 Main and Reheat Steam [25]        X                                                                connections and/or cause-effect                      3.1      51 relationships between the MRSS and the              3.2 following systems: S/G.
062 AC Electrical Distribution [26]                                                X                  A3.05: Ability to monitor automatic                  3.5      52 operation of the ac distribution system,            3.6 including: Safety-related indicators and controls.
039 Main and Reheat Steam [27]                    X                                                    K3.06: Knowledge of the effect that a loss          2.8      53 or malfunction of the MRSS will have on              3.1 the following: SDS.


based on operating characteristics, reactor behavior, and instrument internretation.
026 Containment 026                Spray [28]
073 Process Radiation X A4.01: Ability to manually operate and/or 3.9 45 Monitoring
Containment Spray  [28]                          XX          A2 04 Ability A2.04:   Ability to to (a)
[19] monitor in the control room: Effluent 3.9 release. I 1<<. I: .... ,./ 'C I,;> IT/ 1 1.
(a) predict predictthetheimpacts impacts of  of 3.9 39 54 54 the the following following malfunctions malfunctions or    or operations operations      4.2 42 on on the the CSS; CSS; and and (b)
......
(b) based based on on those those predictions, predictions, use use procedures procedures to    to correct, correct, control, or control,   or mitigate mitigate the the consequences consequences of    of those those malfunctions malfunctions or  or operations:
I>. :y .'; ."!: .* ;
operations: Failure Failure of spray pump.
.****** 0 *** *.*> h 1:< .. ; i<;\
064 Emergency 064  Emergency Diesel Diesel Generator Generator                XX                K6 07 Knowledge K6.07:   Knowledge of  ofthe the effect effect of ofaa loss loss or or  2.7 27  55 55
';'W8' >t'*; i.;. [';L
[29]
... ,0' .' **
[29]                                                                  malfunction of malfunction    ofthe the following following willwill have have onon    2.9 29 the the ED/G EDIG system:
I{ ** f >. DO) ..  
system Air  Air receivers.
.) .* 'F . ' ,,{ :1 !jL diIilriJ' .
receivers K/A Category KJA  Category Point Point Totals:
IJ . iJ.' oJ:; i ./ <:;
Totals:       33 33 33 22 I I 22 33 zzz________
** *. fit***** ..
22 22 33 22 33  Group Point Group    Point Total:
.. t h.; .* I';.' ; .. ;sw. '; I. 078 Instrument Air [21] X K1.03: Knowledge ofthe physical 3.3 47 connections and/or cause-effect
Total:                                       28 28


===3.4 relationships===
ES-401 ES-401                                                              5 RO 5-RO
                                                                        -                                                                          Form Form ES-401-2 ES-401-2 ES-401 ES-401                                                          PWR Examination PWR    Examination Outline Outline r.
Form ES-401-2 Plant Plant SSystems stems - Tier
                                                                        -      2/Group 22 (RO Tier 21Group    (P0// SRO)
SRO)
System ##1 System        Name
            / Name                            KK KK KK KK K  K K K A A A A A  A A A GG                          KIA K/A Topic(s)
Topic(s)                            IR IR    ##
11234561234 2 3 4 5 6 1 2 3 4 001 Control 001  Control Rod Rod Drive Drive [1] [1]
002 Reactor 002  Reactor Coolant Coolant [2] [2]                                  XX                        K6.07:
K6.07: Knowledge Knowledge of    of the the effect effect or or aa loss loss or or      2.5 2.5 56 56 malfunction malfunction on  on the the following following RCSRCS                    2.8


between the lAS and the following systems: Containment air. 103 Containment K3.01: Knowledge of the effect that a loss 48 [22] X or malfunction of the containment
===2.8 components===
components; Pumps.
Pumps.
01 1 Pressurizer 011    Pressurizer Level Level Control Control [3] [3]
014 Rod 014  Rod Position Position Indication Indication [4]  [4]    X X                                          Kl.Ol:
Kl.0l: Knowledge Knowledge of    of the the physical physical                    3.2 3.2 57 57 connections and/or connections    and/or cause-effect cause-effect relationships relationships        3.6 3.6 between the between     the RPIS RPIS andand thethe following following systems:
systems:
CRDS.
CRDS.
015 Nuclear 015            Instrumentation [5]
Nuclear Instrumentation          [5]              XX                                K4.01:
K4.0l: Knowledge of      of NIS design design feature(s) feature(s)        3.1 3.1 58 58 and/or and/or interlock(s) provide for      for the following:
following:      3.3 3.3 Source-Range Source-Range detector power shutoff    shutoff at high powers.
016  Non nuclear Instrumentation 016 Non-nuclear      Instrumentation
[6]
[6]
017 In-core 017  In core Temperature Monitor                    X                                    K3.01:
K3 01 Knowledge of the effect that a            a loss loss or or    3.5 3 5 59 59
[7]
[7]                                                                                        malfunction of the ITM system will        will have have on on      3.7 3.7 the following: Natural circulation indications.
the_following;_Natural_circulation_indications.
027 Containment 027  Containment Iodine Removal              X                                          Kl.OI:
Kl.0l: Knowledge of the physical                                3.4 3.4  60 60
[8]
[8]                                                                                        connections and/or cause-effect relationships relationships        3.7 3.7 between the CIRS and the        the following systems:
CSS.
cSS.
028 Hydrogen Recombiner and Purge and  Purge Control Control [9]
[9]
029 029 Containment Containment Purge Purge [10] [10]
033 033 Spent Spent Fuel Fuel Pool Pool Cooling Cooling [11] [11]
034 Fuel 034  Fuel Handling Handling Equipment Equipment [12]  [12]                                    X        A4.02:
A4        Ability to 02 Ability      to manually manually operate and/or and/or          3.5 35  61 61 monitor in monitor    in the the control control room:
room: Neutron Neutron levels.
levels.      3.9 3.9 035 Steam 035  Steam Generator Generator [13] [13]                                        X X               A2.06: Abllity A2.06:    Ability toto (a)
(a) predict predict the the impacts impacts of  of        4.5 4.5  62 62 the following the  following malfunctions malfunctions or    or operations operations on  on      4.6 4.6 the SG; the  SG; and and (b)
(b) based based onon those those predictions, predictions, use procedures use  procedures to  to correct, correct, control, control, oror mitigate the mitigate    the consequences consequences of    of those those malfunctions or malfunctions      or operations:
operations: Small Small break break LOCA.
LOCA.
041 Steam 041  Steam Dump/Turbine Dump/Turbine                                                        X X        A4.06: Ability A4.06:    Ability to to manually manually operate operate and/or and/or          2.9 2.9  63 63 Bypass Bypass Control Control [14]
[14]                                                                  monitor in mointor    in the the control control room:
room: Atmospheric Atmospheric            3.1 3.1 relief valve relief  valve controllers.
controllers.
K1.I8: Knowledge K1.18:    Knowledge of    of the the physical physical 045 Main 045  Main Turbine    Generator [15]
Turbine Generator        [15]    X X                                          connections and/or connections      and/or cause-effect cause-effect relationships relationships        3.6 3.6  64 64 between the between    the MT/G      system and MT/G system        and the the following following        3.7 7
systems: RPS.
055 Condenser 055  Condenser AirAir Removal Removal [16] [16]
056 Condensate 056  Condensate [17][17]
068 Liquid 068  Liquid Radwaste[18]
Radwaste [18]                            =  =  =              =  =                                                                    =


===3.3 system===
071 Waste 071  Waste Gas    Disposal [19]
will have on the following:
Gas Disposal    [19]
Loss of 3.7 containment integrity under shutdown conditions.
072 Area 072  Area Radiation Radiation Monitoring Monitoring
004 Chemical and Volume X K3.08: Knowledge of the effect that a loss 3.6 49 Control [23] or malfunction of the CVCS will have on 3.8 the following:
[20]
RCP seal injection.
[20]
007 Pressurizer Relief/Quench X K5.02: Knowledge of the operational 3.1 50 Tank [24] implications of the following concepts as 3.4 the apply to PRTS: Method of forming a steam bubble in the PZR. Kl.Ol: Knowledge of the physical 3.1 51 039 Main and Reheat Steam [25] X connections and/or cause-effect relationships between the MRSS and the 3.2 following systems: S/G. 062 AC Electrical Distribution
075 Circulating 075  Circulating Water Water [21]
[26] X A3.05: Ability to monitor automatic 3.5 52 operation of the ac distribution system, 3.6 including:
[211        XX                            K2.03: Knowledge K2.03:     Knowledge ofofbus bus power power supplies supplies to to 2.6 2.6 65 65 the following:
Safety-related indicators and controls.
the   following: Emergency/essential Emergency/essential SWS SWS        2.7 2.7 pumps.
039 Main and Reheat Steam [27] X K3.06: Knowledge of the effect that a loss 2.8 53 or malfunction of the MRSS will have on 3.1 the following:
pumps 079 Station 079  Station Air Air [22]
SDS.
1221 086  Fire Protection 086 Fire  Protection [23]
026 Containment Spray [28] X A2.04: Ability to (a) predict the impacts of 3.9 54 the following malfunctions or operations 4.2 on the CSS; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations:
[23]
Failure of spray pump. 064 Emergency Diesel Generator X K6.07: Knowledge of the effect of a loss or 2.7 55 [29] malfunction of the following will have on 2.9 the ED/G system: Air receivers. I I KJA Category Point Totals: 3 3 3 2 2 3 2 2 3 2 3 Group Point Total: 28 ES-401 5-RO Form ES-401-2 ES-401 PWR Examination Outline r. Plant S stems -Tier 21Group 2 (RO / SRO) System # / Name K K K K K K A A A A G KIA Topic(s) IR # 1 2 3 4 5 6 1 2 3 4 001 Control Rod Drive [1] 002 Reactor Coolant [2] X K6.07: Knowledge of the effect or a loss or 2.5 56 malfunction on the following RCS 2.8 components:
K/A Category Point Totals:
Pumps. 011 Pressurizer Level Control [3] 014 Rod Position Indication
VIA 1"'.
[4] X Kl.Ol: Knowledge of the physical 3.2 57 connections and/or cause-effect relationships
33 11 I1 I1 00 I1 00 11 00 22  Group Group Point Point Total:
Total:                               10 10


===3.6 between===
ES-401 ES-401 Generic Generic Knowledge Knowledge and        and Abilities Abilities Outline Outline (Tier(Tier 3)3) - RO
the RPIS and the following systems: CRDS. 015 Nuclear Instrumentation
                                                                                                        - RO              Form Form ES-401-3 ES-401-3 Facility~J1*B.
[5] X K4.01: Knowledge of NIS design feature(s) 3.1 58 and/or interlock(s) provide for the following:
Facility:        oIoiiiovi 2
3.3 Source-Range detector power shutoff at high powers. 016 Non-nuclear Instrumentation
1 RoloiflsOVl          Date of Date    of Exam:
[6] 017 In-core Temperature Monitor X K3.01: Knowledge of the effect that a loss or 3.5 59 [7] malfunction of the ITM system will have on 3.7 the following:
Exam:
Natural circulation indications.
Category Category                KJA ##
027 Containment Iodine Removal X Kl.OI: Knowledge of the physical 3.4 60 [8] connections and/or cause-effect relationships
KIA                                        Topic Topic                                          RO RO            SRO-Only SRO-Only IR IR      ##      IR IA    ##
2.1.26 2.1.26 Knowledge of industrial safety procedures (such as rotating Knowledge of industrial safety procedures (such as rotating              3.4 3.4      66 66      3.6 3.6 equipment, equipment, electrical, electrical, high high temperature, temperature, high high pressure, pressure, 1.
1.
caustic, caustic, chlorine, chlorine, oxygen oxygen and and hydrogen).
hydrogen).
Conduct Coflduct 2.1.28 2.1.28  Knowledge Knowledge of of the the purpose purpose and and function function of of major major system system        4.1 4.1      67 67      4.1 4.1 of Operations components components and and controls.
controls.
2.1.
2.1.
2.1.
2.1.
2.1.
2.1.
Subtotal Subtotal 2.2.6 2.2.6    Knowledge Knowledge of of the the process process for for making making changes changes to to                3.0 3.0    68 68      3.6 3.6 procedures.
procedures.
2.
2.
2.2.40 2.2.40 Ability Ability to to apply apply Technical Technical Specifications Specifications for for a a system.
system.          3.4 3.4    69 69      4.7 4.7 Equipment Equipment            2.2.
Control Control 2.2.
2.2.
2.2.
2.2.
Subtotal Subtotal 2.3.4 2.3.4    Knowledge of radiation exposure limits under normal or                     3.2 3.2      70      3.7 3.7 emergency conditions.
2.3.13 2.3.13    Knowledge of radiological safety procedures pertaining to                  3.4 3.4      71      3.8 3.8 3.
3 Radiation                      licensed operator duties, such as response to radiation Radiation Control                        monitor alarms, containment entry requirements requirements,, fuel Control handling responsibiliti responsibilities,es, access to locked high-radiatio high-radiation n areas, aligning filters, etc.
2.3.7 2.3.7    Ability Ability to comply comply with radiation work permit requirements                3.5 3.5     72 72      3.6 3.6 during normal or abnormal conditions.
2.3.
2.3.
2.3.
2.3, Subtotal Subtotal Knowledge Knowledge of  of EOP implementati implementation    hierarchy and on hierarchy    and 2.4.16 2.4.16                                                                              3.5      73 73      4.4 4.4 coordination with coordination    with other other support support procedures procedures or or guidelines guidelines such as, such      operating procedures, as, operating    procedures, abnormal abnormal operating operating 4.
4 procedures, and procedures,  and severe severe accident    management guidelines.
accident management      guidelines.
Emergency E
Procedures //
Knowledge of Knowledge     of the   bases for the bases  for prioritizing  safety functions prioritizing safety  functions 2.4.22 2.4.22 during                                                                    3.6 3.6      74 74      4.4 4.4 Plan                          during abnormal/em abnormaVemergency ergency operations.
operations.
Plan Knowledge Knowledge of  of the          for prioritizing bases for the bases        prioritizing emergency emergency 2.4.23 2.4.23                                                                              3.4 34      75 75      4.4 44 procedure implementat procedure    implementation      during emergency ion during    emergem:y operations.
operations.
2.4.
2.4.
2.4.
2.4.
Subtotal Subtotal Tier Tier 33 Point Point Total Total                                                                                                10 10


===3.7 between===
ES-401 ES-401                              Record of Record    of Rejected Rejected KI  K/As As                          Form Form ES-401-4 ES-401-4 Tier // Group Tier    Group Randomly Randomly Selected Selected                            Reason Reason for for Rejection Rejection K/A KIA 1/1 1/1            000029.G2.3. 13 0OOO29.G2.3.13        Cannot Cannot write write aa quality quality question question concerning concerning radiological radiological actions actions for for an an ATWS ATWS event.
the CIRS and the following systems: CSS. 028 Hydrogen Recombiner and Purge Control [9] 029 Containment Purge [10] 033 Spent Fuel Pool Cooling [11] 034 Fuel Handling Equipment
event.
[12] X A4.02: Ability to manually operate and/or 3.5 61 monitor in the control room: Neutron levels. 3.9 035 Steam Generator
1/1 1/1            000057.G2.1.41 OOOOS7.G2.1.41        Does Does not not meet meet NUREG NUREG 1021, 1021, ES-401, ES-401, D.l.b D.1.b guidelines.
[13] X A2.06: Ability to (a) predict the impacts of 4.5 62 the following malfunctions or operations on 4.6 the SG; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations:
guidelines.
Small break LOCA. 041 Steam Dump/Turbine X A4.06: Ability to manually operate and/or 2.9 63 Bypass Control [14] monitor in the control room: Atmospheric
1/2 1/2            000028.G2.4.39 0OOO28.G2.4.39        Does Does not not meet meet NUREG NUREG 1021, 1021, ES-401, ES-401, D.l.b D.1.b guidelines.
guidelines.
1/2 1/2            W/E IS.
WIE  15. G2.2.38 G2.2.38      RNP has RNP  has no no LCO actions actions for for Containment Containment Sump Sump high high level level addressed addressed in in Technical Technical Specifications.
Specifications.
2/1 2/1            026.Al .04 026.Al.04            RNP RNP does does not not have have the the capability capability to to monitor monitor Containment Containment Humidity Humidity remotely.
2/1 211            059.A2.07 OS9.A2.07            RNP does not have Turbine Driven Feed RNP                                    Feed Pumps.
2/1            061.A3.04            RNP does not have automatic isolation features for AFW to the S/Gs.
2/1 211            076.K4.03            RNP does not have any automatic isolation for the CCW heat exchangers.
2/2 212            014.K2.02            RNP does not correct the NIS for power. RPI is an independent system which is temperature corrected only.
2/1 211            007.K5.02 007.KS.02            RNP does not use the PRT when forming a Steam bubble in the PZR.


===3.1 relief===
ES-401 ES-401                                                    PWR          Examination Outline PWR Examination                      Outline - SRO - SRO                                        Form Form ES-401-2 ES-401-2 Facility:
valve controllers.
Facility:  4 .S. (2.o~it1 H.~. RIitvi ~OY)    SOY)                                          Date of Date    of Exam:
K1.I8: Knowledge of the physical 3.6 64 045 Main Turbine Generator
Exam:
[15] X connections and/or cause-effect relationships between the MT/G system and the following
ROK/ACooy RO    KIA CateqoryPohits  Points                                          SRO-Only SRO-Only_P    Points oints Tier Tier                Group Group KK    KKK    K    KKKKA    K    K    A AAAG  A    A      A    G                          A2 A2              G*
G*              Total Total 11    22    33    44 55 66 11 22 33 44 **                                Total Total 1.
: 1.                   11                                                                                          18 18                33              33              66 Emergency &&
Emergency Abnormal Abnormal                  22 N/A N/A                        N/A N/A                  99                22              22              44 Plant Plant Evolutions          TierTotals Tier  Totals                                                                                        27 27                55              55              10 10 Evolutions 11                                                                                          28                2                3                55 2.
2.
Plant Plant                  22                                                                                            10 10                    00          33              33 Systems Systems Tier Totals                                                                                          38                2                6                8
: 3. Generic Knowledge and Abilities                                11            2            3            4          10 10          11        2      3        4            7 Categories Categories                                                              I J___                                          11      3      0        3 Note:
Note:        1. Ensure that at least two topics from every applicable KIA                  K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier                          Tier Totals" Totals in each KIA K/A category shall not be less than two).
2.
: 2.          point total for each group and tier in the proposed outline must match that specified in the table.
The pOint The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.
The final RO exam must total 75 points and the SRO-only exam must total 25 points.
: 3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply Systems/evolutions at the facility should be deleted and justified; operationally important, site-specific systems/evol            systems/evolutionsutions that are not included on the outline should be added. Refer to Section D.1                    D.1.b.b of ES-401 for guidance regarding the elimination of inappropriate K/A  KIA statements.
: 4. Select topics from as many      many systems and evolutions as possible; sample every system or evolution in the group                        group before selecting a second topic for any        any system system or evolution.
evolution.
: 5. Absent a plant-specific plant-specific priority, only those K/As      KlAs having an importance rating (IR) of          of 2.5 or higher shall shall be selected.
Use the RD  RO and SRO ratings for the RD          RO and SRO-only portions, respectively.
6.
: 6. Select Select SROSRO topics for  for Tiers Tiers 11 and and 22 from from thethe shaded shaded systems systems and and K/A KIA categories.
categories.
7*  The generic 7.*        generic (G) K/AsKlAs in  in Tiers Tiers 11 and and 22 shall be  be selected selected from from Section 22 of of the K/A KIA Catalog, but    but the topics must must be be relevant to  to the applicable evolution evolution or or system.
system. Refer Refer to to Section Section D.1 D.1.b
                                                                                                                            .b ofof ES-401 ES-401 for the  the applicable applicable K/As.
KlAs.
8.
: 8. On  the following On the    following pages, pages, enter enter the    KIA numbers, the K/A                    brief description numbers, aa brief    description of of each each topic, topic, the the topics topiCS' importance importance ratings ratings (IRs)
(IRs) for  the applicable for the  applicable license        level, and license level,    and thethe point    totals (#)
point totals  (#) for for each each system system andand category.
category. Enter  Enter the the group group and and tier tier totals totals for for each each category category in in the the table table above; above; ifif fuel fuel handling handling equipment equipment is  is sampled sampled in in other other than than Category Category A2    or G*
A2 or  G* on on the the SRO-only SRO-only exam,          enter itit on exam, enter            the left on the  left side side of    Column A2 of Column    A2 for for Tier Tier 2, 2, Group Group 22 (Note (Note #1 #1 does does notnot apply). Use duplicate apply). Use    duplicate pages pages forfor RO    and SRO-only RO and    SRO-only exams.
exams.
9.
: 9. For Tier For  Tier 3, 3, select select topics topics fromfrom Section Section 22 of  of the  KIA catalog, the K/A  catalog, and and enter enter the the K/A KIA numbers, numbers, descriptions, descriptions, IRs, IRs, and and point      totals (#)
point totals    (#) onon Form Form ES-4o1 ES-401-3. -3. Limit    SRO selections Limit SRO    selections to to K/As KlAs that that are are linked linked to to 1010 CFR CFR 55.43.
55.43.


===3.7 systems===
ES-401 ES-401                                                                          2- SRO 2-SRO                                                                          Form Form ES-401-2 ES-401-2 ES-401 ES-401                                                                                                                                                            Form PWR                                                                                    Form EC' PWR Examination Examination Outline Outline                                                                    ,,"H "
RPS. 055 Condenser Air Removal [16] 056 Condensate
ES-401-2 EmerQenc Emergencyand          Abnormal Plant and Abnormal  Pnt Evolutions Evolutions - Tier
[17] 068 Liquid Radwaste [18]
                                                                                                      - Tier 1/Group 1/Group 11 (RO (ROI / SRO)
071 Waste Gas Disposal [19] 072 Area Radiation Monitoring
SRO)
[20] 075 Circulating Water [21] X K2.03: Knowledge of bus power supplies to 2.6 65 the following:
E/APE ##I / Name ElAPE        NameI / Safety Safety Function Function                        KK KK KK AA AA      GG                                  KIA K/A Topic(s)
Emergency/essential SWS 2.7 pumps. 079 Station Air [22] 086 Fire Protection
Topic(s)                                IR IR      ##
[23] VIA 1"'. 3 1 I I 0 I 0 1 0 2 Group Point Total: 10 ES-401 Generic Knowledge and Abilities Outline (Tier 3) -RO Form ES-401-3 RoloiflsOVl Date of Exam: Category KIA # Topic RO SRO-Only IR # IR # 2.1.26 Knowledge of industrial safety procedures (such as rotating 3.4 66 3.6 equipment, electrical, high temperature, high pressure, 1. caustic, chlorine, oxygen and hydrogen).
2 3 1 2 112312 000007 (BW/E02&E10; 000007    (BW/E02&E1 0; CElE02)
Conduct 2.1.28 Knowledge of the purpose and function of major system 4.1 67 4.1 of Operations components and controls.
CE/E02) ReactorReactor Trip - Stabilization Trip    Stabilization - Recovery Recovery!    I 11 [1] [1]
2.1. 2.1.  
000008 Pressurizer 2.4.11:
24.11: Knowledge Knowledge of   ofabnormal abnormal condition condition procedures.
procedures.
000008    Pressurizer Vapor Vapor Space Space                                              XX    (CFR:   41.10/43.5/45.13)
(cFR:41.101      43.5/45.13)                                            4.0 4.0    76 76 Accident I/ 33 Accident                                        [2]
[2]                                                                                                           4.2 4.2 000009 Small Break LOCA / 3 000009    Small Break LOCA I 3                  [3]
(3]
000011    Large Break LOCA I 3 000011 Large Break LOCA / 3
[4]
[4]
000015/17 RCP 000015/17      RCP Malfunctions Malfunctions      I /4 4       [5)
[5]
000022 Loss 000022      Loss of of Rx Rx Coolant      Makeup I/ 2 Coolant Makeup              2 [6]
(6]                    X X          AA2.03: Ability AA2.03:      Ability to to determine determine and and interpret interpret the               3.1     77 the            3.1   77 following as following    as they they apply apply toto the the Loss Loss of of Reactor Reactor Coolant Coolant      3.6


===2.1. Subtotal===
===3.6 Makeup===
Makeup Failures Failures of  of flow flow control control valve valve or or controller controller 43.5/ 45.13)
(CFR: 43.5/45.13)
(CFR:
000025 Loss 000025      Loss of of RHR RHR System System I/ 44          [7]
[7]                          X X          AA2.07:
AA2.07: Ability Ability to to determine determine and and interpret interpret thethe            3.4    78 3.4    78 following as following    as they they apply apply toto the the Loss Loss of of Residual Residual Heat Heat        3.7 3.7 Removal System:
Removal      System: Pump Pump Cavitation.
Cavitation. (CFR (CFR 43.5/45.13) 2.2.3 8: Knowledge 2.2.38:  Knowledge of conditions and limitations  limitations inin the the 000026 Loss 000026    Loss of Component Cooling                                                  X X                                                                                3.66  79 facility  license (CFR:
facility license.    (CFR 41.7/41.10/43.1/45.13) 41 7/41 10/43 1/45 13)                              79 Water/8 Water    18                                      . [8]
(8]                                                                                                                4.5 4.5 000027 Pressurizer 000027    Pressurizer Pressure Control System Malfunction System    Malfunction I/ 3                        (9]
[91 000029 ATWS 000029    A1WS!1  I 1                            [10]
000038 Steam 000038    Steam Gen. Tube Rupture 13            /3 [11 (11 1 J 000040 000040 (BW/E05; (BW/E05; CE/E05;        W!E12)
CE/E05; W/E12)
Steam Line Steam          Rupture - Excessive Heat Line Rupture    -
Transfer!4 Transfer I 4                                  [12]
000054 000054 (CE/E06)
(CE/E06) Loss Loss ofof Main Main Feedwater/
Feedwater I 4                          [13]
[13]
EA2.01:
EA2.01: Ability Ability to to determine determine or  or interpret interpret the the 000055 000055 Station Station Blackout!
Blackout I 6 [14]                                            X                                                                                    3.4 34      80 80 following following as  as they they apply apply to aa Station Station Blackout:
Blackout: Existing Existing valve positioning valve  positioning on  on aa loss loss of of instrument instrument air air system system            3.7 (CFR: 43.5/
(CFR:    43.5 145.13) 45.13) 000056 000056 LossLoss of of Off-site Off-site Power Power /16    6 [15)
[15]
000057 000057 LossLoss of of Vital Vital AC AC Inst.
Inst. Bus!
Bus I 66 [16] [16]
2.1.32: Ability 2.1.32:  Ability to to explain explain andand apply apply system system limits limits and and 000058 000058 LossLoss of of DC DC Power!
Power 16  6 [17][17]                                        X X                                                                                3.8 38      81 81 precautions. (CFR:
precautions.      (CPR: 41.10/45.5 41.10/45.5/45.12/45.13)
                                                                                                                                      /45.12/ 45.13) 4.0 000062 000062 LossLoss of of Nuclear Nuclear SvcSvc Water!4 Water/4 (18]    [18]
000065 000065 LossLoss of of Instrument Instrument Air!Air I 8(19]
8 [19]
W!E04 W/E04 LOCALOCA Outside Outside Containment Containment/3      /3 [20]
[20]
W/E1 W/E11  1 Loss Loss of of Emergency Emergency Coolant Coolant Recirc. /I 44 Recirc.                                [21]
[211 BW/E04 BW/E04; W!E05W/E05 Inadequate Inadequate Heat Heat Transfer Transfer -Loss LossofofSecondary SecondaryHeat  HeatSink/4 Sinkl4
[22]
[22]
000077 000077Generator GeneratorVoltage Voltage andand Electric Electric Grid  Disturbances/I 66 Grid Disturbances                    [23]
[23]
KIA Category K/A    CateQoryTotals:
Totals:                                      J        = =   33  33  I Group Point Group    PointTotal:
Total:                                                        6
                                                                                                                                                                              ~


====2.2.6 Knowledge====
ES-401 ES-401                                                                      3 SRO 3-SRO
                                                                              -                                                                          Form Form ES-401-2 ES-401-2 ES-401 ES-401                                                                PWR PWR Examination Examination Outline Outline                                                          Form Form ES-401-2 ES-401 -2 Emergencyand Emergency          and Abnormal    Plant Evolutions Abnormal Plant  Evolutions- Tier
                                                                                                -  Tier1/Group 1/Group22 (RO (RO/ /SRO)SRO)
E/APE ##// Name E/APE      Name//Safety Safety Function Function                                KK KK KK AA AA GG                              KIA K/ATopic(s)
Topic(s)                              IR IR      ##
112312 2 3 1 2 000001 Continuous 000001    Continuous RodRod Withdrawal Withdrawal // 11 [1]  [1]
000003 Dropped Control Rod / 1 000003  Dropped Control Rod / 1            [2)
[2]
000005 Inoperable/Stuck 000005    lnoperable)Stuck Control Control Rod Rod // 11 [3][3]
000024 Emergency Boration / 1 000024  Emergency Boration / 1                                                                  AA2.02:
AA2.02: Ability Ability to to determine determine and  and interpret interpret the
[4]
[4]                                          X                                                                  the 3.9    82 82 following following asas they they apply apply to to the the Emergency Emergency 3.9


of the process for making changes to 3.0 68 3.6 procedures.
===4.4 Boration===
: 2. 2.2.40 Ability to apply Technical Specifications for a system. 3.4 69 4.7 Equipment
Boration When When use use ofofmanual manual boration boration valve valve is is needed.
 
needed. (CFR:
===2.2. Control===
(CFR: 43.5 43.5 /45.13)
2.2. 2.2. Subtotal 2.3.4 Knowledge of radiation exposure limits under normal or 3.2 70 3.7 emergency conditions.  
                                                                                                                            / 45.13) 000028 Pressurizer 000028    Pressurizer Level Level Malfunction Malfunction /2J5]/ 2 [5]
: 3. 2.3.13 Knowledge of radiological safety procedures pertaining to 3.4 71 3.8 Radiation licensed operator duties, such as response to radiation Control monitor alarms, containment entry requirements, fuel handling responsibilities, access to locked high-radiation areas, aligning filters, etc. 2.3.7 Ability to comply with radiation work permit requirements 3.5 72 3.6 during normal or abnormal conditions.
000032 Loss of Source Range NI /7 [6]
2.3. 2.3. Subtotal 2.4.16 Knowledge of EOP implementation hierarchy and 3.5 73 4.4 coordination with other support procedures or guidelines
000032  Loss of Source Range NI /7 [6]
: 4. such as, operating procedures, abnormal operating Emergency procedures, and severe accident management guidelines.
000033 Loss Loss of of Intermediate Intermediate Range            /7 [7]                                        AA2.1O:
Procedures
AA2 10 Ability Ability to to determine determine and  and interpret mterpret 000033                            Range NI  NI /7[7)                                  XX                                                                          3.1 3 1    83 83 the the following following as as they they apply apply to to the the Loss Loss of of 3.8 Intermediate Intermediate Range Range Nuclear Nuclear Instrumentation:
/ 2.4.22 Knowledge of the bases for prioritizing safety functions 3.6 74 4.4 Plan during abnormaVemergency operations.
Instrumentation:          3 8 Tech-Spec Tech-Spec limits limits ifif both both intermediate intermediate range range failed. (CFR: 43.5 /45.13) channels have failed.                       / 45.13) 000036 (BW/A08) 000036  (BW/A08) Fuel Fuel Handling Handling Accident Accident!      / 88 f[ 8]
2.4.23 Knowledge of the bases for prioritizing emergency 3.4 75 4.4 procedure implementation during emergem:y operations.
8]
2.4. 2.4. Subtotal Tier 3 Point Total 10 ES-401 Record of Rejected KI As Form ES-401-4 Tier / Group Randomly Selected Reason for Rejection KIA 1/1 0OOO29.G2.3.13 Cannot write a quality question concerning radiological actions for an ATWS event. 1/1 OOOOS7.G2.1.41 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
000037 Steam 000037  Steam Generator Generator Tube Tube Leak Leak / 3 3 [9]
1/2 0OOO28.G2.4.39 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
000051 Loss 000051  Loss of of Condenser Condenser Vacuum Vacuum    /4
1/2 WIE IS. G2.2.38 RNP has no LCO actions for Containment Sump high level addressed in Technical Specifications.
                                            / 4     [10)
2/1 026.Al.04 RNP does not have the capability to monitor Containment Humidity remotely.
[10]
211 OS9.A2.07 RNP does not have Turbine Driven Feed Pumps. 2/1 061.A3.04 RNP does not have automatic isolation features for AFW to the S/Gs. 211 076.K4.03 RNP does not have any automatic isolation for the CCW heat exchangers.
000059 Accidental Accidental Liquid Liquid RadWaste RadWaste ReI.                                                      2.2.14: Knowledge Knowledge of    of the the process process for for 000059                                      Rel. // 9 [11]                                X                                                                      3.9 39    84 84 controlling controlling equipment equipment configuration configuration or  or status.
212 014.K2.02 RNP does not correct the NIS for power. RPI is an independent system which is temperature corrected only. 211 007.KS.02 RNP does not use the PRT when forming a Steam bubble in the PZR.
4.3 (CFR: 41.10/43.3/4 41.10/43.3/45.13) 5.13) 000060 Accidental 000060  Accidental Gaseous Gaseous Radwaste Radwaste ReI. Rel. // 9 [12]
ES-401 PWR Examination Outline -SRO Form ES-401-2 Facility:
000061 000061 ARM    System Alarms ARM System      Alarms /7 / 7 [13]
Date of Exam: RO KIA Cateqory Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4
[13]
* Total 1. 1 18 3 3 6 Emergency
000067 000067 Plant Plant Fire Fire On-site On-site // 88 [14]
& Abnormal 2 N/A N/A 9 2 2 4 Plant Evolutions Tier Totals 27 5 5 10 1 28 2 3 5 2. Plant 2 10 0 3 3 Systems Tier Totals 38 2 6 8 3. Generic Knowledge and Abilities 1 2 3 4 10 1 2 3 4 7 Categories 1 3 0 3 Note: 1. Ensure that at least two topics from every applicable KIA category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Totals" in each KIA category shall not be less than two). 2. The pOint total for each group and tier in the proposed outline must match that specified in the table. The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.
[14]
The final RO exam must total 75 points and the SRO-only exam must total 25 points. 3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate KIA statements.
000068 000068 (BW/A06)
: 4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.  
(BW/A06) Control Control Room Room Evac.
: 5. Absent a plant-specific priority, only those KlAs having an importance rating (IR) of 2.5 or higher shall be selected.
Evac.   // 88 [15]
Use the RO and SRO ratings for the RO and SRO-only portions, respectively.
[15]
: 6. Select SRO topics for Tiers 1 and 2 from the shaded systems and KIA categories.
000069 000069 (W/E1 (W/E14)4) Loss Loss of of CTMT CTMT Integrity Integrity // 55      [16]
7.* The generic (G) KlAs in Tiers 1 and 2 shall be selected from Section 2 of the KIA Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable KlAs. 8. On the following pages, enter the KIA numbers, a brief description of each topic, the topiCS' importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category.
[16]
Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams. 9. For Tier 3, select topics from Section 2 of the KIA catalog, and enter the KIA numbers, descriptions, IRs, and point totals (#) on Form ES-401-3.
000074                                                                                          2.4.21: Knowledge 2.4.21: Knowledge of   of the the parameters parameters and and logic logic 000074 (W/E06&E0 (W/E06&E07)  7) mad.
Limit SRO selections to KlAs that are linked to 10 CFR 55.43.
Inad. Core Core Cooling Cooling // 44        [17]
ES-401 2-SRO Form ES-401-2 ES-401 PWR Examination Outline Form EC' ,,"H " EmerQenc and Abnormal Plant Evolutions
[17]                          X X                                                                      4.0 4.0    85 85 used to used  to assess assess the the status status ofof safety safety functions, functions, such as such  as reactivity reactivity control, control, core core cooling cooling and and         44.6 6
-Tier 1/Group 1 (RO I SRO) ElAPE # I Name I Safety Function K K K A A G KIA Topic(s) IR # 1 2 3 1 2 000007 (BW/E02&E10; CElE02) Reactor Trip -Stabilization
heat removal, heat  removal, reactor reactor coolant coolant system system integrity, integrity, containment conditions, containment      conditions, radioactivity radioactivity release release control, etc.
-Recovery I 1 [1] 000008 Pressurizer Vapor Space X 2.4.11: Knowledge of abnormal condition procedures.
control,         (CFR: 41.7/43.5/45 etc. (CFR:     41.7/43.5/45.12).12) 000076 000076 High High Reactor Reactor Coolant Coolant Activity Activity // 99    [18]
4.0 76 Accident I 3 [2] (CFR: 41.10/43.5/45.13)
[18]
 
W/EO1 W/E01  &
===4.2 000009===
          & E02 E02 Rediagnosis Rediagnosis &&SI  SI Termination Termination // 33 [19]   [191 W/E13 Steam W/E13 Steam Generator Generator Over-pressur Over-pressure      e // 44 [20]
Small Break LOCA I 3 [3] 000011 Large Break LOCA I 3 [4] 000015/17 RCP Malfunctions I 4 [5] 000022 Loss of Rx Coolant Makeup I 2 [6] X AA2.03: Ability to determine and interpret the 3.1 77 following as they apply to the Loss of Reactor Coolant 3.6 Makeup: Failures of flow control valve or controller (CFR: 43.5/45.13) 000025 Loss of RHR System I 4 [7] X AA2.07: Ability to determine and interpret the 3.4 78 following as they apply to the Loss of Residual Heat 3.7 Removal System: Pump Cavitation. (CFR 43.5/45.13) 000026 Loss of Component Cooling X 2.2.38: Knowledge of conditions and limitations in the 3.6 79 Water 18 . [8] facility license. (CFR: 41.7/41.10/43.1/45.13)
[20]
 
W/E15  Containment    Flooding/5 W/E15 Containment Flooding / 5 [21]      [21]
===4.5 000027===
W/E16 W/E16 High High Containment    Radiation // 99 Containment Radiation              [22]
Pressurizer Pressure Control System Malfunction I 3 [91 000029 ATWS I 1 [10] 000038 Steam Gen. Tube Rupture 13 [11 1 000040 (BW/E05; CE/E05; W/E12) Steam Line Rupture -Excessive Heat Transfer I 4 [12] 000054 (CE/E06) Loss of Main Feedwater I 4 [13] [14] EA2.01: Ability to determine or interpret the 3.4 80 000055 Station Blackout I 6 X following as they apply to a Station Blackout:
[22]
Existing valve positioning on a loss of instrument air system 3.7 (CFR: 43.5 145.13) 000056 Loss of Off-site Power 16 [15] 000057 Loss of Vital AC Inst. Bus I 6 [16] 000058 Loss of DC Power 16 [17] X 2.1.32: Ability to explain and apply system limits and 3.8 81 precautions. (CPR: 41.10/45.5/45.12/45.13)
K/A KIA Category Category Point PointTotals:
Totals:                                        I I J
                                                                      =      =        2 22 2,    J  Group Point Group      PointTotal:
Total:                                                   44


===4.0 000062===
ES-401 ES-401                                                          4 SRO 4-SRO
Loss of Nuclear Svc Water/4 [18] 000065 Loss of Instrument Air I 8 [19] W/E04 LOCA Outside Containment/3
                                                                  -                                                                       Form Form ES-401-2 ES-401-2 ES-401 ES-401                                                    PWR PWR Examination Examination Outline Outline                                                        Form Form ES-401-2 ES-401-2 Plant SSystems Plant             Tier 2/Group stems - Tier
[20] W/E11 Loss of Emergency Coolant Recirc. I 4 [211 BW/E04; W/E05 Inadequate Heat Transfer -Loss of Secondary Heat Sinkl4 [22] 000077 Generator Voltage and Electric Grid Disturbances I 6 [23] KIA CateQory Totals: 3 3 Group Point Total:
                                                                    -     2/Group 1*(RO 1 (RO // SRO)
ES-401 3-SRO Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Emergency and Abnormal Plant Evolutions
SRO)
-Tier 1/Group 2 (RO / SRO) E/APE # / Name / Safety Function K K K A A G KIA Topic(s) IR # 1 2 3 1 2 000001 Continuous Rod Withdrawal / 1 [1] 000003 Dropped Control Rod / 1 [2) 000005 Inoperable/Stuck Control Rod / 1 [3] 000024 Emergency Boration / 1 [4] X AA2.02: Ability to determine and interpret the 3.9 82 following as they apply to the Emergency  
System ##1/ Name System      Name                        KK KK KK KK K  K K K AA AA AA AA        GG                        KIA K/A Topic(s)
 
Topic(s)                        IR IR       ##
===4.4 Boration===
11234561234 2 3 4 5 6 1 2 3 4 A2.03: Ability A2.03:    Ability toto (a)
(a) predict predict the the impacts impacts of of 003 Reactor 003  Reactor Coolant Coolant Pump Pump [1] [1]                                 XX                the  following malfunctions                                2.7    86 the following    malfunctions or  or operations operations        2.7    86 on on the  PS; and the PSi  and (b)
(b) based based on on those those 3.1 31 predictions, predictions, useuse procedures procedures to  to correct, correct, control, control, or or mitigate mitigate the the consequences consequences of  of those  malfunctions or those malfunctions        or operations:
operations:
Problems Problems associated associated withwith RCP RCP motors, motors, including including faulty faulty motors motors andand current, current, and and winding andand bearing temperature temperature problems.
problems.
(CPR:
(CFR: 41.5 41.5 // 43.5 43.5 // 45.3/45.13) 45.3 / 45.13) 004 Chemical 004  Chemical and and Volume Volume Control [21 Control     [2]
005 Residual 005  Residual Heat Heat Removal Removal [3] [3]
006 Emeraency 006  Emergency Core CoolinQ Cooling [4][4]
007 Pressurizer 007  Pressurizer Relief/Quench Relief/Quench Tank[5]
Tank  [5]
008  Component Cooling 008 Component      Cooling Water [6]
A2.03: Ability to  to (a)
(a) predict predict the the impacts impacts ofof 010 Pressurizer 010  Pressurizer Pressure Pressure Control                                  X                the following malfunctions or                              4.1   89 89 or operations operations
[7]
[7]
on on the the PZR PCS; and (b) based on those 4.2 predictions, use procedures to correct, predictions, use procedures to correct, control, or control,    or mitigate mitigate the      consequences of the consequences      of those those malfunctions malfunctions or  or operations:
operations: PORV Failures.
Failures.
012 012 Reactor Reactor Protection[8]
Protection(8]
Ability to 2.1.7: Ability 2.1.7:            to evaluate evaluate plant plant 013 Engineered Safety Features 013 Engineered Safety                                                              X    performance and performance        and make make operational operational                4.4    87 Actuation Actuation    [9]
[9]
judgments based on operating judgments based on operating                                4.7 characteristics, characteristic        reactor behavior s, reactor    behavior and and instrumentation instrumentat          interpretation..
ion interpretation (CPR: 41.5/43.5/45.12/45.13)
(CFR:    41.5/43.5/45.12/45.13) 022 Containment 022  Containment Cooling CoolinQ [10]
[101 025 025 Ice Ice Condenser Condenser [11][11]
026 026 Containment      Spray [12]
Containment Spray      [121 039 039 Main Main and and Reheat Reheat Steam Steam [13][13]
O5gMainFee      dwater [14]
059 Main Feedwater        [14]
Knowledge of 2.1.27: Knowledge 2.1.27:                  of system system purpose purpose 061 Auxiliary/Emergency 061  Auxiliary/Emergency                                                          X X    and/or function.
and/or    function. (CFR:
(CPR: 41.7) 41.7)                      3.9 3.9   88 88 Feedwater    h Feedwater [15]  51                                                                                                                              4.0 4.0 062  AC Electrical 062 AC  Electrical Distribution Distribution [16]
[16]
063  DC Electrical 063 DC  Electrical Distribution Distribution [17]
[17]
064 064 Emergency Emergency Diesel Diesel Generator Generator
[18]
[181 073  Process Radiation 073 Process    Radiation Monitoring Monitoring [19]
[19]                        =  = = = =    =       =   =


When use of manual boration valve is needed. (CFR: 43.5 /45.13) 000028 Pressurizer Level Malfunction
076 Service 076  ServiceWater Water[201
/2J5] 000032 Loss of Source Range NI /7 [6] 000033 Loss of Intermediate Range NI /7[7) X AA2.1O: Ability to determine and interpret 3.1 83 the following as they apply to the Loss of 3.8 Intermediate Range Nuclear Instrumentation:
[201 078 Instrument 078  Instrument Air  [21]
Tech-Spec limits if both intermediate range channels have failed. (CFR: 43.5 /45.13) 000036 (BW/A08) Fuel Handling Accident / 8 f 8] 000037 Steam Generator Tube Leak / 3 [9] 000051 Loss of Condenser Vacuum / 4 [10) 000059 Accidental Liquid RadWaste ReI. / 9 [11] X 2.2.14: Knowledge of the process for 3.9 84 controlling equipment configuration or status. (CFR: 41.10/43.3/45.13)  
Air [21]
103  Containment [221 103 Containment    [22]                      XX    2.4.30: Knowledge 2.4.30: Knowledgeof    ofevents eventsrelated relatedto to 2.7 2.7 90 90 system systemoperation/status operation/statusthat thatmust must be be    4.1 4.1 reported reported to to internal internalorganizations organizations or or external external agencies, agencies, such such as as the the State, State, the the NRC, or NRC,    or the the transmission transmission system system operator.
operator. (CPR:
(CPR: 41.10/43.5/45.11) 41.10/43.5/45.11)
K/A Category KIA  Category Point  Totals Point Totals: =
                              = I I  221  i 33 I Group Group Point Point Total:
Total                                55
                                    =


===4.3 000060===
ES-401 ES-401                                                                 5 SRO 5-SRO
Accidental Gaseous Radwaste ReI. / 9 [12] 000061 ARM System Alarms / 7 [13] 000067 Plant Fire On-site / 8 [14] 000068 (BW/A06) Control Room Evac. / 8 [15] 000069 (W /E14) Loss of CTMT Integrity / 5 [16] 000074 (W/E06&E07)
                                                                        -                                                                      Form Form ES-401-2 ES-401-2 ES-401 ES-401                                                             PWR Examination PWR  Examination Outline                                                        Form Outline                                                      Form ES-401-2 ES-401-2 Plant SSystems Plant              Tier 21GroLlp stems - Tier 2/Group 22 (RO (RO // SROt SRO)
Inad. Core Cooling / 4 [17] X 2.4.21: Knowledge of the parameters and logic 4.0 85 used to assess the status of safety functions, 4.6 such as reactivity control, core cooling and heat removal, reactor coolant system integrity, containment conditions, radioactivity release control, etc. (CFR: 41.7/43.5/45.12) 000076 High Reactor Coolant Activity / 9 [18] W/E01 & E02 Rediagnosis
System ##1 System        Name
& SI Termination / 3 [191 W/E13 Steam Generator Over-pressure / 4 [20] W/E15 Containment Flooding / 5 [21] W/E16 High Containment Radiation / 9 [22] KIA Category Point Totals: 2 2 Group Point Total: 4 ES-401 4-SRO Form ES-401-2 ES-401 PWR Examination Outline Plant S stems -Tier 2/Group 1*(RO / SRO) Form ES-401-2 System # / Name K K K K K K A A A A G KIA Topic(s) IR # 1 2 3 4 5 6 1 2 3 4 A2.03: Ability to (a) predict the impacts of 2.7 86 003 Reactor Coolant Pump [1] X the following malfunctions or operations on the PSi and (b) based on those 3.1 predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations:
              / Name                             KK KK KK KK KK KK AA AA AA AA GG                                KIA K/A Topic(s)
Problems associated with RCP motors, including faulty motors and current, and winding and bearing temperature problems. (CPR: 41.5 / 43.5 / 45.3/45.13) 004 Chemical and Volume Control [21 005 Residual Heat Removal [3] 006 Emeraency Core CoolinQ [4] 007 Pressurizer Relief/Quench Tank [5] 008 Component Cooling Water [6] A2.03: Ability to (a) predict the impacts of 4.1 89 010 Pressurizer Pressure Control X the following malfunctions or operations
Topic(s)                        IRIR      ##
[7] on the PZR PCS; and (b) based on those 4.2 predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations:
2 3 4 5 61234 112345            6 1 2 3 4 001 Control 001  Control Rod Rod Drive Drive [1] (1]
PORV Failures.
002 Reactor 002   Reactor Coolant Coolant [2] [2)                                                      XX 2.2.40:
012 Reactor Protection(8]
2240: Ability Ability to to apply apply Technical Technical                    3.4 3.4   91 91 Specifications Specifications for for aa system.
2.1.7: Ability to evaluate plant 4.4 87 013 Engineered Safety Features X performance and make operational Actuation
system. (CPR:
[9] judgments based on operating 4.7 characteristics, reactor behavior and instrumentation interpretation. (CPR: 41.5/43.5/45.12/45.13) 022 Containment CoolinQ [101 025 Ice Condenser
(CFR:                4.7 4.7 41.10/43.2/43.5/45.3) 41.10/43.2/43.5/45.3) 011 Pressurizer 011    Pressurizer Level Level Control Control [3] 13]                                        XX 2.4.50:
[11] 026 Containment Spray [121 039 Main and Reheat Steam [13] 059 Main Feedwater
2.4.50: Ability Ability toto verify verify system system alarm alarm            4.2 4.2    92 92 setpoints setpoints and and operate operate controls controls identified identified in in    4.0 40 the the alarm alarm response response manual.
[14] 2.1.27: Knowledge of system purpose 3.9 88 061 Auxiliary/Emergency X and/or function. (CPR: 41.7) Feedwater h 51 4.0 062 AC Electrical Distribution
manual. (CPR:
[16] 063 DC Electrical Distribution
(CFR:
[17] 064 Emergency Diesel Generator
41.10/43.5/45.3) 41.10/43.5/45.3) 014 Rod 014  Rod Position Position Indication Indication [4]   [4]
[181 073 Process Radiation Monitoring
015 Nuclear 015   Nuclear Instrumentation Instrumentation [51     [5) 016 Non-nuclear 016  Non nuclear Instrumentation Instrumentation
[19]
[6]
076 Service Water [201 078 Instrument Air [21] 103 Containment
[6]
[221 X 2.4.30: Knowledge of events related to 2.7 90 system operation/status that must be 4.1 reported to internal organizations or external agencies, such as the State, the NRC, or the transmission system operator. (CPR: 41.10/43.5/45.11)
017 In-core 017   In-core Temperature Temperature Monitor  Monitor
KIA Category Point Totals: I I 2 3 Group Point Total: 5 ES-401 5-SRO Form ES-401-2 ES-401 PWR Examination Outline Form ES-401-2 Plant S stems -Tier 21GroLlp 2 (RO / SROt System # / Name K K K K K K A A A A G KIA Topic(s) IR # 1 2 3 4 5 6 1 2 3 4 001 Control Rod Drive [1] 002 Reactor Coolant [2] X 2.2.40: Ability to apply Technical 3.4 91 Specifications for a system. (CPR: 4.7 41.10/43.2/43.5/45.3) 011 Pressurizer Level Control [3] X 2.4.50: Ability to verify system alarm 4.2 92 setpoints and operate controls identified in 4.0 the alarm response manual. (CPR: 41.10/43.5/45.3) 014 Rod Position Indication  
[7]
[4] 015 Nuclear Instrumentation  
[7]
[51 016 Non-nuclear Instrumentation  
027 Containment 027   Containment Iodine Iodine Removal Removal
[6] 017 In-core Temperature Monitor [7] 027 Containment Iodine Removal [81 028 Hydrogen Recombiner and Purge Control  
[8]
[9] 029 Containment Purge [10] 033 Spent Fuel Pool Cooling [11] 034 Fuel Handling Equipment  
[81 028 Hydrogen 028  Hydrogen Recombiner Recombiner and Purge and  Purge Control Control [9] [9]
[12] 035 Steam Generator  
029 Containment 029   Containment Purge Purge [10] (10) 033 Spent 033   Spent Fuel Fuel Pool Pool Cooling Cooling [11]
[131 041 Steam DumplTurbine Bvpass Control [141 045 Main Turbine Generator  
034 034 Fuel Fuel Handling Handling Equipment Equipment (12]    [12]
[15] 055 Condenser Air Removal [16] 056 Condensate  
035 035 Steam Steam Generator Generator [13]  [131 041 041 Steam Steam Dump/Turbi DumplTurbine     ne Bypass Bvpass Control Control [141[14) 045 045 Main Main Turbine Turbine Generator Generator [15] [15]
[171 068 Liquid Radwaste [18] 071 Waste Gas Disposal [19] X 2.2.25: Knowledge of the bases in Technical 3.2 93 Specifications for limiting conditions for 4.2 operations and safety limits. (CPR: 41.5/41.7/43.2) 072 Area Radiation Monitoring  
055 055 Condenser Condenser Air  Air Removal Removal (16]  [16]
[201 075 Circulating Water [21] 079 Station Air [22] 086 Fire Protection  
056 056 Condensate Condensate [17)  [171 068    Liquid Radwaste 068 Liquid   Radwaste [18]   [18]
[23] VIA .. ! 3 Group Point Total: 3 ES-401 Generic Knowledge and Abilities Outline (Tier 3) -SRO Form ES-401-3 Facility:
071 071 Waste Waste GasGas Disposal Disposal [19] [19]                                              XX            Knowledge of 2.2.25: Knowledge 2.2.25:                of the the bases bases inin Technical Technical     3.2     93 3.2    93 Specifications Specification    for limiting s for  limiting conditions conditions for for        4.2 4.2 operations and operations    and safety safety limits.
Date of Exam: Category KIA # Topic RO SRO-Only IR # IR # 2.1.41 Knowledge of the refueling process. 2.8 94 (CFR: 41.2/41.10/43.6/45.l3) 3.7 1. Conduct 2.1. of Operations 2.1. 2.1. 2.1. Subtotal 2.2.18 Knowledge of the process for managing maintenance 2.6 95 activities during shutdown operations, such as risk 3.9 assessments, work prioritization, etc. 2: (CFR: 41.10/43.5/45.l3)
limits. (CFR:
Equipment Control 2.2.15 Ability to determine the expected plant configuration using 3.9 96 design and configuration control documentation, such as 4.3 drawings, line-ups, tag-outs, etc. (CFR: 41.10/ 43.3/45.l3) 2.2.36 Ability to analyze the effect of maintenance activities, such 3.1 97 as degraded power sources, on the status of limiting 4.2 conditions for operations. (CFR: 41.10/ 3.2/45.l3) 2.2. 2.2. Subtotal 2.3. 2.3. 3. 2.3. Radiation Control 2.3. 2.3. Subtotal 2.4.6 Knowledge of EOP mitigation strategies.
(CPR:
3.7 98 (CFR: 41.10/43.5/45.l3) 4.7 4. Emergency
41.5/41.7/43.2) 41.5/41.7/43 .2) 072 072 Area Area Radiation Radiation Monitoring Monitoring
[20]
[201 075 Circulating 075    CirculatingWater Water [21] [21]
079   Station Air 079 Station    Air  [22)
[22]
086 086 Fire   Protection [23)
Fire Protection      [23]
                                                                  == J            Jj K/A VIA Category
      ~          Point
                  ...Totals:
                            ~.
3 Group Group Point PointTotal:
Total:                                           33


====2.4.8 Knowledge====
ES-401 ES-401 Generic      Knowledge and Abilities Generic Knowledge and Abiliti esOutline Outline(Tier (Tier3)3)- SRO
                                                                                                          - SRO          Form Form ES-401-3 ES-401-3 I    Facility:
Facility:    1f*6.l2.objr'\~
(2.Oh((Y.,OYt          DateofofExam:
Date        Exam:
Category Category                  K/A##
KIA                                          Topic Topic                                      RO            SRO-Only AC            SRO-Only IR IA    ##        IR IA      ##
: 2. 1.41 2.1.41      Knowledgeof Knowledge      ofthetherefueling refuelingprocess.
process.                                            2.8        94 2.8        94 (CFR: 41.2/41.10/43.6/45.l3)
(CFR:    41.2/41.10/43.6/45.13)                                                          3.7 1.1 Conduct Conduct                2.1.
2.1.
of  Operations of Operations 2.1.
2.1.
2.1.
2.1.
2.1.
2.1.
Subtotal Subtotal 2.2.18 2.2.18      Knowledge of Knowledge          the process of the  process for for managing managing maintenance maintenance                            2.6 2.6      95 95 activities during activities  during shutdown shutdown operations, operations, such such as as risk risk                            3.9 3.9 assessments, work assessments,    work prioritization, prioritization, etc.
etc.
2.
2:
Equipment                        (CFR: 41.10/43.5/45.l3)
(CFR:  41.10/43.5/45.13)
Equipment Control Control                2.2.15 2.2.15    Ability to Ability  to determine the the expected plant plant configuration using                    3.9        96 using                  3.9        96 design and configuration control documentation, design                                    documentation, such as                        4.3 4.3 drawings, line-ups, tag-outs, etc. (CFR: 41.10/ 43.3/45.l3) 43.3/45.13) 2.2.36 2.2.36    Ability to analyze the effect of maintenance activities, such                            3.1 3.1        97 97 as degraded power sources, on the status of limiting                                    4.2 4.2 conditions for operations. (CFR: 41.10/ 3.2/45.l3) 3.2/45.13) 2.2.
2.2.
2.2.
2.2.
Subtotal Subtotal 2.3.
2.3.
2.3.
2.3.
3.
: 3.                    2.3.
2.3.
Radiation Radiation Control                2.3.
2.3.
Control 2.3.
2.3.
Subtotal Subtotal 2.4.6 2.4.6    Knowledge Knowledge of  ofEOP EOP mitigation mitigation strategies.
strategies.                                        3.7 3.7        98 98 (CFR:41.10/    43.5/45.13)                                                                4.7 4.7
: 4.                                  (CFR: 41.10/43.5/45.l3) 4.
Emergency Emergency            2.4.8 2.4.8    Knowledge Knowledge of  ofhow how abnormal abnormal operating operating procedures procedures are are used used                  3.8      99 3.8        99 Procedures Procedures//                    in inconjunction conjunctionwithwithEOPs.
EOPs. (CFR:
(CFR: 41.10/43.5/4
: 41. 10/43.5/45. l3) 5.13)                              4.5 4.5 Plan Plan                            Knowledge Knowledge of    thespecific ofthe    specificbases bases for for EOPs.
EOPs.
22.4.18 4 18                                                                                            33.3 3        100 100 (CFR:41.10/    43.1/45.13)
(CFR: 41.10/43. 1145. l3) 4.0 4.0 2.4.
2.4.
2.4.
2.4.
Subtotal Subtotal Tier3PointTo      tal Tier 3 Point Total                                                                                                                  77


of how abnormal operating procedures are used 3.8 99 Procedures
ES-401 ES-401                        Record of Rejected KI     K/As As                         Form ES-401-4 Tier /Randomly Selected                           Reason for Rejection Group           K/A KIA RNP does not have indication of individual load amps for RHR Pumps.
/ in conjunction with EOPs. (CFR: 41. 10/43.5/45.
111 1/1    000025.AA.2.01    480V loads are provided with bus amperage instead of individual load amperage readings.
l3) 4.5 Plan 2.4.18 Knowledge of the specific bases for EOPs. 3.3 100 (CFR: 41.10/43.
1/1 111     000026.02.3.4 000026.G2.3.4     Does not meet NUREG 1021,1021, ES-401, D.l.b D.1.b guidelines.
1145. l3) 4.0 2.4. 2.4. Subtotal Tier 3 Point Total 7 ES-401 Record of Rejected KI As Form ES-401-4 Tier / Randomly Selected Reason for Rejection Group KIA 111 000025.AA.2.01 RNP does not have indication of individual load amps for RHR Pumps. 480V loads are provided with bus amperage instead of individual load amperage readings.
1/1 III     000058.02. 1.9 000058.G2.1.9     Does not meet NUREG 1021, ES-401, D.l.bD. 1 .b guidelines.
111 000026.G2.3.4 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
1/2 112     000059.02.3.15 000059.G2.3.15     Does not meet NUREG NLTREG 1021, ES-401, D.l.b D.1.b guidelines.
III 000058.G2.1.9 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
1/2     000074.02.1.34 000074.G2.1.34     Does not meet NUREG 1021, ES-40     1, D ES-401,  .1.b guidelines.
112 000059.G2.3.15 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
D.1.b
1/2 000074.G2.1.34 Does not meet NUREG 1021, ES-40 1, D .1.b guidelines.
: 02. 1.40 013. G2.1.40       ESF is defeated when the plant enters Mode 5 and will not actuate during 211 2/1 refueling activities.
211 013. G2.1.40 ESF is defeated when the plant enters Mode 5 and will not actuate during refueling activities.
211 2/1    061.G2.2.18       Does not meet NUREG 1021, ES-401, D.l.bD.1.b guidelines.
211 061.G2.2.18 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
211 2/1    103.G2.3.6         Does not meet NUREG 1021, ES-401, D.l.bD.1.b guidelines.
211 103.G2.3.6 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
2/2 212     002.02.1.15 002.G2.1.15       Does not meet NUREG 1021, ES-401, D.l.bD.1.bJ~uidelines.
212 002.G2.1.15 Does not meet NUREG 1021, ES-401, D.l.b 212 011.G2.3.13 Does not meet NUREG 1021, ES-401, D.l.b guidelines.
guidelines.
Replaced by Chief Examiner during question discussion at Region. KA 112 000059.G2.4.4 combination does not allow for a discriminating SRO level question. (Replaced with 000059.G2.2.14) 000074.G2.2.42 Replaced by Chief Examiner during question discussion at Region. KA 1/2 combination does not allow for a discriminating SRO level question. (Replaced with 000074.G2.4.21) 007 A2.03 Replaced by Chief Examiner during question discussion at Region. KA 211 combination does not allow for a discriminating SRO level question. (Replaced with 003.A2.03) 211 078 A2.01 Replaced by Chief Examiner due to high number of Instrument Air questions on exam. (Replaced with 01O.A2.03)}}
2/2 212     011.02.3.13 011.G2.3.13       Does not meet NUREG 1021, ES-401, D.l.bD.1.b guidelines.
Replaced by Chief Examiner during question discussion at Region. KA 1/2 112     000059.02.4.4 000059.G2.4.4     combination does not allow for a discriminating SRO level question.
(Replaced with 000059.G2.2.14) 000074.02.2.42 000074.G2.2.42     Replaced by Chief Examiner during question discussion at Region. KA 1/2                       combination does not allow for a discriminating SRO level question.
(Replaced with 000074.G2.4.21) 000074.02.4.21) 007 A2.03         Replaced by Chief Examiner during question discussion at Region. KA 211 2/1                        combination does not allow for a discriminating SRO level question.
(Replaced with 003.A2.03) 078 A2.01         Replaced by Chief Examiner due to high number of Instrument Air 211 2/1 questions on exam. (Replaced with 010.A2.03) 01O.A2.03)}}

Latest revision as of 16:10, 21 March 2020

Initial Exam 2008-301 Final Administrative Documents
ML101970327
Person / Time
Site: Robinson Duke Energy icon.png
Issue date: 06/28/2010
From:
Progress Energy Carolinas
To:
NRC/RGN-II
References
50-261/08-301
Download: ML101970327 (20)


Text

ES-401 ES-401 PWR Examination PWR Examination Outline Outline - RO - RO Form Form ES-401-2 ES-401-2 II j. Facility: 4*8. Rob Facility: ~.S. gQiYSOA lV\soY'\ Date of Date Exam:

of Exam:

RO KJA Catecorv Points SRO-Only SPO-Only_P Points oints Tier Tier Group Group 1 KK KK KKIK K KK KKAAAA A A A A G G A2 A2 G*

G* Total Total 11 22 331 4 55 66 11 22 33 44 ** Total Total 1.

1. 11 2222 2 2 44 44 44 18 18 66 Emergency &&

Emergency Abnormal Abnormal 22 2 12 i. 1 N/A N/A I1 1 N/A N/A 2 9 4 Plant Plant Evolutions TierTotals Tier Totals 44 44 33 55 55 66 27 27 10 10 Evolutions 11 333322 3 3 2 2 32232 3 2 2 3 2 33 28 28 55 2.

2.

Plant Plant 22 I 3 1 1 1 0 1 0 1 0 2 0 111Q 10 10 33 Systems Systems Tier Totals Tier Totals 6 4 4 3 22 4 22 3 3 4 3 38 38 88 Generic Knowledge and Abilities

3. Generic 11 2 3 4 10 10 11 2 3 44 77 Categories Categories 2 2 3 3 Note:

Note: 1.

1. Ensure that at least two topics from every applicable KJA K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Tier Totals" Totals in each KJAK/A category shall not be less than two).

2.

2. The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.

The final RO exam must total 75 points and the SRO-only exam must total 25 points.

3.

3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply Systems/evolutions at the facility should be deleted and justified; operationally important, site-specific systems/evol systems/evolutions utions that are not included on the outline should be added. added. Refer to Section D.1 D.1.b

.b of ES-401 for guidance regarding the elimination of of inappropriate K/A KJA statements.

4.

4. Select topics from as many many systems and and evolutions as possible; sample every every system or evolution in the group group before selecting a second topic for any any system system or evolution.

evolution.

5.

5. Absent Absent aa plant-specific priority, only those priority, only those K/As KJAs having having an an importance importance ratingrating (IR)

(IR) of of 2.5 2.5 oror higher higher shall shall be be selected.

Use Use the RO RO and SRO ratings for the RO and and SRO and SRO-only SRO-only portions, portions, respectively.

6.

6. Select SRO topics Select SRO for Tiers topics for Tiers 11 and from the and 22 from the shaded shaded systems systems and and K/AKJA categories.

categories.

7.

7.* The The generic generic (G) KJAs in (G) K/As in Tiers Tiers 11 and and 22 shall shall bebe selected selected fromfrom Section Section 22 of of the the K/A KJA Catalog, Catalog, butbut the the topics topics must must bebe relevant relevant toto the the applicable applicable evolution evolution or or system.

system. ReferRefer toto Section Section D.1.b D.1.b ofof ES-401 ES-401 for for the the applicable KJAs.

applicable K/As.

8.

8. On On the the following pages, enter following pages, enter the KJA numbers, the K/A numbers, aa briefbrief description description of of each each topic, topic, the the topics topics' importance importance ratings ratings (IRs)

(IRs) for the for the applicable applicable license level, and license level, and thethe point totals (#)

point totals (#) for for each each system system and and category.

category. Enter Enter the the group group and and tier tier totals totals for each category for each category in in the table above; the table above; ifif fuel fuel handling handling equipment equipment is is sampled sampled in in other other than than Category Category A2A2 or or G G* onon the the SRO-only SRO-only exam, exam, enter enter itit on the left on the side of left side Column A2 of Column for Tier A2 for 2, Group Tier 2, Group 22 (Note (Note #1#1 does does notnot apply). Use duplicate apply). Use duplicate pages for RO pages for RO and and SRO-only SRO-only exams. exams.

9.

9. For For Tier Tier 3, select topics 3, select topics fromfrom Section Section 22 of of the the K/A KJA catalog, catalog, andand enter enter the the K/A KJA numbers, numbers, descriptions, descriptions, IRs, IRs, and point and totals (#)

point totals (#) onon Form Form ES-401-3.

ES-401-3. Limit Limit SROSRO selections selections to to K/As KJAs that are linked that are linked toto 10 10 CFR CFR 55.43.

55.43.

ES-401 ES-401 2 RO 2-RO

- Form ES-401-2 Form ES-401-2 ES-401 ES-401 PWR PWR Examination Examination Outline Outline Form Form ES-401-2 ES-401-2 Emergenc Emergency and and Abnormal Abnormal Plant Plant Evolutions Evolutions - Tier

- Tier 1/Group 1/Group 11 (RO (RO II SRO)

SRO)

E/APE #

E/APE # I/ Name Name I/ Safety Safety Function Function KK KK* KK A A A A GG K/A Topic(s)

KIA Topic(s) IR ##

lR 112312 2 3 1 2 000007 000007 (BW/E02&E10; (BW/E02&E1 0; CElE02)

CE/E02) Reactor Reactor Trip Trip - Stabilization

- Stabilization - Recovery

- Recovery! I 11 r1] [1]

000008 000008 Pressurizer Pressurizer Vapor Vapor Space Space X X AK1 .01 Knowledge AKI.OI Knowledge of of the the operational operational implications implications of of 3.2 3.2 11 Accident/3 Accident / 3 [2]

[2] the the following following concepts concepts as as they they apply apply toto aa Pressurizer Pressurizer 3.7 3 7 Vapor Vapor SpaceSpace Accident:

Accident Thermodynamics Thermodynamics and and flow flow characteristics of characteristics of open open oror leaking leaking valves.

valves.

000009 000009 Small Small Break Break LOCALOCA I/ 33 r3]

[3]

000011 000011 Large Break LOCA I/ 3 Large Break 3 [4]

[4] X EA1.12:

EA1.12: Ability Ability to to operate operate and and monitor monitor the the following following 4.1 4.1 22 as as they they apply apply to to a a Large Large Break Break LOCA:

LOCA: Long-term Long-term 4.4 4.4 containment containment of of radioactivity.

radioactivity.

000015/17 000015/17 RCP Malfunctions I/ 4 RCP Malfunctions 4 [5]

[5] X AK2.10:

AK2 10 Knowledge Knowledge of of the the interrelations interrelations between between thethe 2.8 2 8 33 Reactor Coolant Coolant Pump Pump Malfunctions Malfunctions (Loss (Loss ofof RC RC 2.8 2 8 Flow) and and the the following:

following: RCP RCP indicators indicators andand controls.

controls.

000022 000022 LossLoss of of Rx Rx Coolant Makeup Makeup! I 22 [6]

[6] X X AA1.OI:

AA1.01: Ability Ability to to operate operate and and! / or or monitor monitor the the 3.4 3.4 44 following following as as they apply to the Loss of Reactor Coolant 3.3

3.3 Makeup

CVCS letdown and charaing. charging.

000025 Loss of RHR System System I/4 4 [7]

[7] X AA2.06: Ability to determine and interpret the 3.2 5 following as they apply to the Loss of Residual Heat 3.4 3.4 Removal System: Existence of proper RHR overpressure protection.

000026 Loss of Component Cooling X AAI.02:

AAI 02 Ability to operate and and!/ or monitor momtor the the 3.2 3 2 66 Water I/ 8 [8] followmg as they apply to the Loss of Component following 3.3 3 3 Cooling Water: Loads on the CCWS in the control room.

000027 Pressurizer Pressure 000027 Pressurizer Pressure Control Control System Malfunction I/ 3 System Malfunction [9]

000029 A ATWS/

TWS I 11 [10] X Knowledge of the 2.1.28: Knowledge the purpose purpose and function function of 4.1 4.1 7 7

major major system components and controls. 4.1 000038 Steam Gen. Tube Rupture 13 Steam Gen /3 [1 [111 )) X X 22.1.20:

1 20 Ability to interpret and execute procedure 4.6 46 88 steps steps. 4.6 46 000040 (BW/E05; CE/E05; W!E1 000040 W/E12) 2) X AA1 AA1.02:.02: Ability to operate and! and / or monitor the 4.5 4.5 9 9

Steam Line Rupture - Excessive Heat

- following as they apply to the Steam Line Rupture: 4.5 4.5 Transfer!

Transfer I 44 [12] Feedwater isolation.

000054 000054 (CE/E06) Loss of (CE/E06) Loss of Main Main XX AA1.02: Ability AA1.02: Ability to to operate and! and / oror monitor monitor the 4.4 4.4 10 10 Feedwater Feedwater I 44 [13] following as as they apply apply to to the the Loss Loss of of Main Feedwater Feedwater 4.4

4.4 (MFW)

Manual startup of of electric electric and and steam-driven steam-driven AFW pumps.

AFWpumps.

000055 Station Blackout/6 000055 Station Blackout I 6 [14][14]

000056 Loss 000056 Loss of Off-site Power of Off-site Power /I 66 [15]

[15] X X AA2.67: Ability AA2.67: Ability to to determine determine and and interpret interpret thethe 2.9 2.9 11 11 following following as as they they apply apply to to the the Loss Loss of of Offsite Offsite Power:

Power: 3.1 3.1 Seal Seal injection injection flow (for the RCPs).

(for the RCPs).

000057 000057 LossLoss of of Vital AC Inst.

Vital AC Inst. Bus/6[16]

Bus I 6 [16] X X 2.2.22: Knowledge 2.2.22: Knowledge of of limiting limiting conditions conditions for 4.0 4.0 12 12 operations operations and and safety safety limits.

limits. 4.7 4.7 000058 Loss 000058 Loss of DC Power!

of DC Power 166 [17]

[17] X X 2.2.36: Ability 2.2.36: Ability to analyze the to analyze the effect effect ofof maintenance maintenance 3.1 3.1 13 13 activities, such activities, such asas degraded degraded power power sources, sources, onon the the 4.2 4.2 status status ofof limiting limiting conditions conditions for for operations.

operations.

000062 Loss 000062 Loss of NuclearSvc of Nuclear SvcWater/4 Water/4 [18] [18 1 XX AK3 02 Knowledge AK3.02: Knowledgeof ofthe thereasons reasonsfor forthethefollowing followmg 3.6 3 6 14 14 responses responsesas asthey they apply apply to to the theLoss Lossof ofNuclear Nuclear Service Service 3.9

3.9 Water

Water: TheThe automatic automaticactions actions (alignments)

(alignments) withinwithin thethe nuclear nuclearservice service water waterresulting resultingfrom from thethe actuation actuation ofthe of the ESFAS.

ESFAS.

AA2.05: Ability to AA2.05: Ability to determine determine and and interpret interpret the the 000065 Loss 000065 Loss of Instrument Air of Instrument Air!

I 88 [19]

[19) XX 3.44 15 following following as as they they apply apply to to 15 the the Loss Loss ofofInstrument Instrument Air: Air When When to to commence commence plant plant 4.1 41 shutdown if shutdown ifinstrument instrument air air pressure pressure is is decreasin decreasing.cr

  • W/E04 LOCA W/E04 LOCA Outside Outside ContainmenV3 Containmentl3 [20] XX EK3.1:

EK3. 1: Knowledge Knowledge of ofthe the reasons reasons for

[20] for thethe following following 3.2 3.2 1616 responses responses as as they they apply apply to to the the (LOCA (LOCA OutsideOutside 3.5

3.5 Contaimnent)

Containment): Facility Facility operating operating characteristics characteristics during during transient transient conditions, conditions including including coolant coolant chemistry chemistry and and the the effects of effects of temperature, temperature pressure, pressure and and reacti vity changes reactivity changes and and operating operating limitations limitations and and reasons reasons for for these these operating operating characteristics.

characteristics.

EKI.2: Knowledge of EKI .2: Knowledge of the the operational operational implications implications of of W/E1 1 Loss W/E11 Loss of of Emergency Emergency Coolant Coolant XX 3.6 17 the the following following concepts concepts as as they they apply apply to to the the (Loss (Loss of of 3.6 17 Recirc. I/ 4 Recirc. 4 [21]

[21] 4.1 Emergency Emergency Coolant Coolant Recirculation):

Recirculation): Normal, Normal, abnormal abnormal 4.1 and and emergency emergency operating operating procedures procedures associated associated withwith (Loss of (Loss of Emergency Emergency Coolant Coolant Recirculation).

Recirculation)

BW!E04; W/E05 BW/E04; W!E05 Inadequate Inadequate Heat Heat Transfer - Loss Transfer - Loss of of Secondary Secondary Heat Heat Sinkl4 Sink/4

[22]

[22J 000077 Generator 000077 Generator Voltage Voltage and and Electric Electric X X AK2.06: Knowledge of the interrelations interrelations between between 3.9 18 18 Grid Disturbances I/ 6 Grid Disturbances 6 [23]

[23] Generator Generator Voltage and and Electric Grid Grid Disturbances Disturbances 4.0 and the following: Reactor J.lower. power.

II KJA Category KIA Category Totals:

Totals: 22 2 2 5 I 3 4 I Group Point Total: 118

ES-401 ES-401 3- RO 3 RO Form Form ES-401-2 ES-401-2 ES-401 ES-401 PWR PWR Examination Examination Outline Form Outline Form ES-401-2 ES-401-2 Emergency Emergency and and Abnormal Abnormal Plant Plant Evolutions Evolutions - Tier

- Tier 1/Group 1/Group 22 (RO (P0/ / SRO)

SRO) =

E/APE ##1 E/APE Name // Safety

/ Name Safety Function Function KK KK KK AA AA G G KIA K/A Topic(s)

Topic(s) IR ##

IR 11 223123 1 2 000001 Continuous Rod 000001 Continuous Rod Withdrawal Withdrawal // 11 [1] [1] X X AK2.08:

AK2.08: Knowledge Knowledge of of the the interrelations interrelations 3.1 19 3.1 19 between between the the Continuous Continuous Rod Rod Withdrawal Withdrawal and and 3.0 3 0 the the following:

following Individual Individual rod rod display display lights lights and and indications.

indications.

000003 Dropped 000003 Dropped Control Rod /I 1 Control Rod 1 [2]

[2]

000005 Inoperable/Stuck 000005 inoperable/Stuck Control Control Rod Rod // 11 [3] [3] X X AK3.0l:

AK3.01: Knowledge Knowledge of of the the reasons reasons for for the the 4.0 4.0 20 20 following following responses responses as as they they apply apply to to the the 4.3 4.3 Inoperable II Stuck Inoperable Stuck Control Control Rod:Rod: Boration Boration andand emergency emergency boration boration in in the the event event ofof aa stuck stuck rod rod during during trip trip or or normal normal evolutions.

evolutions.

000024 Emergency 000024 Boration /I 1 Emergency Soration 1 [4]

[4]

000028 Pressurizer 000028 Pressurizer Level Level Malfunction Malfunction // 2 2 [5]

[5] X 2.4.4:

244 Ability Abthty to to recognize recogmze abnormal abnormal 4.5 4 5 21 21 indications for system system operating operating parameters parameters 4.7 47 that that are are entry-level conditions for for emergency emergency and abnormal operating procedures.

000032 Loss of 000032 Loss of Source Range NI /7 Source Range / 7 [6] X AK1.Ol:

AKI.01: Knowledge of of the the operational operational 2.5 22 22 implications of the following following concepts concepts as as they they 3.1 3.1 apply to Loss of Source Range Range Nuclear Nuclear Instrumentation: Effects of voltage changes changes on performance.

000033 Loss 000033 Loss of of Intermediate Intermediate Range Range NI NI /7[7]

/ 7 [7]

000036 (SW/A08) 000036 (BW/A08) Fuel Fuel Handling Handling Accident /8 [ 8]

/ 8 [8]

000037 Steam 000037 Generator Tube Steam Generator Tube LeakLeak / 3 3 [9]

[9] X AA1.06:

AA1 Ability to

.06: Ability to operate operate and and I/ or or monitor monitor 3.8 3.8 23 23 the following as the as they apply apply to to the Steam the Steam 3.9 3.9 Generator Generator Tube Leak: Main steam line rad monitor meters.

000051 LossofCondenserVacuum/4 000051 Loss of Condenser Vacuum /4 [10]

[10]

000059 000059 Accidental Accidental Liquid RadWaste Rel.

Liquid RadWaste ReI. /9 / 9 [11]

000060 Accidental Gaseous Radwaste ReI. / 9 000060 Accidental Gaseous Radwaste ReI / 9 [12]

[12]

000061 ARM 000061 System Alarms ARM System Alarms / 7 [13]

/ 7 [13]

000067 Plant 000067 Plant Fire Fire On-site On-site // 88 [14]

[14]

000068 (SW/A06) Control 000068 (BW/A06) Control Room Room Evac.Evac. // 88 [15] [15] X X AA2.05: Ability AA2.05: Ability toto determine determine and and interpret interpret 4.2 4.2 24 24 the following the following as as they they apply apply to to the the Control Control 4.3 4.3 Room Evacuation:

Evacuation: Availability Availability of of heat heat sink.

sink.

000069 (W/E1 000069 (W/E14) Loss of

4) Loss of CTMT CTMT Integrity Integrity // 55 [16]

[16] X X AK1.0l:

AKI .01: Knowledge of Knowledge ofthe operational the operational 2.6 2.6 25 25 implications of implications of the the following following concepts concepts as as they they 3.1 3.1 apply to apply to Loss Loss ofof Contaimnent Contaimuent Integrity Integrity: Effect Effect of pressure pressure on on leak leak rate rate.

000074 (W/E06&E07) 000074 (W/E06&E07) mad.Inad. Core Core Cooling!

CoolinQ / 44 [17]

[17]

000076 High 000076 High Reactor Reactor Coolant Coolant Activity!

Activity / 99 [181 [181 W/E01 & E02 W!EO1 & E02 Rediagnosis && SI Rediagnosis SI Termination Termination //3[19] 3 [19)

W/E1 3 Steam EK2.2: Knowledge EK2.2: Knowledge of of the the interrelations interrelations W/E13 Steam Generator Generator Over-pressure!

Over-pressure /4 4 [20]

[20] XX 3.0 3.0 26 26 between the between the (Steam (Steam Generator Generator Overpressure)

Overpressure) 3.2 and the following:

and the following: Facility*s Facility*s heat heat removal removal systems, including systems, including primary primary coolant, coolant, emergency emergency coolant, the coolant the decay decay heat heat removal removal systems systems, andand relations between relations between thethe proper proper operation operation of ofthese these systems to systems to the the operation operation of ofthe the facility.

facility.

m - 01 C)

W/E15 Containment Flooding I 5 [21] 01 X 2.2.38: Knowledge of conditions and L.)

0 CD 0 >< (Cl 3.6 27 E

0

3 :3 0 Cl)

CD CD limitations in the facility license. 4.5 L

m>>mm>>>>>

o3rT CD 1)

W/E16 High Containment Radiation I 9 [22] 3 0

BW/A01 Plant Runback 11 [23]

0 BW/A02&A03 Loss of NNI-X/Y I 7 [24] -, f\)

5o r

0 .

BW/A04 Turbine Trip I 4 [25]

0 01 BW/A05 Emergency Diesel Actuation I 6 [26] 0) Ics

°<

3 0

BW/A07 Flooding I 8 [27]

-J 0

J0___

BW/E03 Inadequate Subcooling Margin 14[281 C.) CD

_ooo0 m>G 0

BW/E08; W/E03 LOCA Cooldown -

CD D~ess. 14[29]

0) 0 C) S BW/E09; CElA13; W/E09&E10 Natural Circ. I 4 [30] z CD CD

- m 0 00 BW/E13&E14 EOP Rules and Enclosures [31]

CI)

C.)

0 CEIA 11; WIE08 RCS Overcooling - PTS I 4 [32] 3 C-;

mm D

CE/A16 Excess RCS Leakage I 2 [33]

>< Cl)

C,>

CE/E09 Functional Recovery [34]

0 1J o

KIA Category Point Totals:

o I 2 F) F.)

2 1 1 1 2 F) G)

Group Point Total:

- D :3 ,

9 CD

ES-401 ES-401 4 RO 4-RO- Form Form ES-401-2 ES-401-2 ES-401 PWR PWR Examination ExaminationOutline Form r;;:01 Outline Form ES-401-2 ES-401-2 PlantSSystems Plant stems - Tier

- Tier21Group 2/Group 11(RO (RO / ISRO)

SRO)

System ##1 System Name

/ Name KK KK KK KK KK KK AA AA AA AA KIA GG K/A Topic(s)

Topic(s) IR IR ##

112345 2 3 4 5 61234 6 1 2 3 4 003 Reactor 003 Reactor Coolant Coolant Pump Pump [1] [11 XX K6.04:

K6.04: Knowledge Knowledge of 2.8 28 ofthe the effect effectof ofaaloss loss or or 2.8 28 malfunction malfunctionon on the the following following will will have have onon 3.1 3.1 the the RCPS:

RCPS: Containment Containmentisolationisolation valves valves affecting RCP affecting RCP operation.

operation.

004 Chemical 004 Chemical andand Volume Volume XX Al.05:

A1.05: Ability Ability to to predict predict and/or and/or monitor 2.9 29 monitor 2.9 29 Control [2] changes changes inin parameters parameters (to 3.2 Control [2] (to prevent prevent 3.2 exceeding exceeding design design limits) limits) associated associated with with operating operating thethe CVCS CVCS controls controls including:

including:

S/G S/G pressure pressure and and level.

level.

005 Residual 005 Residual Heat Heat Removal Removal [3] [3] X X Kl.06:

K1.06: Knowledge Knowledge of of the the physical 3.5 30 physical 3.5 30 connections connections and/or and/or cause-effect cause-effect 3.6 3.6 relationships relationships between between the the RHRS RURS and and thethe followin2 following systems:

systems: ECCS.ECCS.

006 Emergency Core 006 Emergency Core Cooling Cooling [4][4] XX K2.01:

K2.01: Knowledge Knowledge of of bus bus power power supplies supplies 3.6 31 3.6 31 to the followin2:

following ECCS pumps. pumps 3.9 39 007 Pressurizer Relief/Quench 007 Pressurizer Relief/Quench X K4.01: Knowledge ofPRTS of PRTS design 2.6 32 2.6 32 Tank [5]

Tank [5] feature(s) and/or interlock(s) which 2.9 2.9 provide for the following: Quench tank tank cooling.

008 Component Cooling 008 Component Cooling Water Water [6][6] X A4.05: Ability to manually operate operate and/or and/or 2.7 33 2.7 33 monitor in the control room: Normal Normal 2.5 2.5 CCW-header total flow rate rate and and the the flow flow rates to the components cooled by by the the CCWS.

CCWS.

010 010 Pressurizer Pressurizer Pressure Pressure Control Control X X K5 .01: Knowledge K5.Ol Knowledge of of the the operational operational 3.5 3.5 34 34

[7]

[7] implications of implications of the the following following concepts concepts as as 4.0 4.0 the apply the apply to to the the PZRPZR PCS:PCS: Determinatio Determination n of condition of condition of of fluid fluid inin PZR PZR, using using steam steam tables.

tables.

012 012 Reactor Reactor Protection[8]

Protection[8] X X K6.01: Knowledge K6.01: Knowledge of of the the effect effect ofof aa loss loss or or 2.8 2.8 35 35 malfunction of malfunction of the the following following will will have have on on 3.3 3.3 the RPS:

the RPS: Bistables Bistables and and bistable bistable test test equipment.

equipment.

013 Engineered 013 Engineered Safety Safety Features Features XX 2.2.38: Knowledge 2.2.38: Knowledge of ofconditions conditions and and 3.6 3.6 36 36 Actuation Actuation [9] [9] limitations in limitations in the the facility facility license.

license. 4.5 4.5 022 Containment 022 Containment Cooling Cooling [10]

[10] XX A3.01:

A3 Ability to 01 Ability to momtor monitor automatic automatic 44.1 1 37 37 operationof operation ofthe the CCS, CCS, including:

including: Initiation Initiation 4.3 4.3 ofofsafeguards safeguards mode mode of ofoperation.

operation.

025 025 Ice Condenser [11)

IceCondenser [11]

REJECTED REJECTED AlAI.01:

.01: Ability Abilityto to predict predictand/orand/ormonitor monitor 026 Containment 026 ContainmentSpraySpray[12]

[12] XX changesin changes inparameters parameters(to (toprevent prevent 3.9 3.9 3838 exceedingdesign exceeding designlimits) limits)associated associatedwith with 4.2 4.2 operatingthe operating theCSSCSScontrols controlsincluding:

including:

Containmentpressure.

Containment pressure.

039 Mainand 039 Main and Reheat ReheatSteam Steam [13][13] XX 242.4.20: Knowledgeof 20 Knowledge ofthe theoperational operational 33.88 3939 implicationsofofEOP implications EOPwarnings, warnings,cautions, cautions, 4.3 4.3 andnotes.

and notes.

059 Main Feedwater [14] X A2.05: Ability to (a) predict the impacts 3.1 40 of the following malfunctions or 3.4 operations on the MFW; and (b) based on those predictions, use procedures to correct, control, or mitigate the consequences of those malfunctions or operations: Rupture in the MFW suction or discharge line.

061 Auxiliary/Emergency X A3.01: Ability to monitor automatic 4.2 41 Feedwater [15] operation of the AFW, including: AFW 4.2 startup and flows.

062 AC Electrical Distribution [16] X K2.01: Knowledge of bus power supplies 3.3 42 to the following: Major system loads. 3.4 K3.02: Knowledge of the effect that a loss 063 DC Electrical Distribution [17] X or malfunction of the DC electrical 3.5 43 system will have on the following: 3.7 Components using DC control power.

064 Emergency Diesel Generator X 2.1.7: Ability to evaluate plant 4.4 44

[18] performance and make operational 4.7 judgments based on operating characteristics, reactor behavior, and instrument internretation.

073 Process Radiation X A4.01: Ability to manually operate and/or 3.9 45 Monitoring [19] monitor in the control room: Effluent 3.9 release.

I: . . ,./.'; .0~ 'C I,;> '1~~#;5I~ot\.

I~~

'"0~~:C';:~'~N~J1~"" I>. :y I;~~ 1. liV.~~<

~;~¥~bil I;~*~i~ ;;;~;*.*>......

1<<.

.~.'~;'"

II~'.;-':'v:~';~. .. ; IT/

1

~;'~~T>>~ IL'~'~i';

>. DO) >t'*; .. [';L i<;\ li~~F;

';'W8' h 1:< ."!:.*; i.;.

~p~~ffi.hi~~il

.******0***

1~~£,18ji,!. t;,*j~i\i:;;.

.) .* 'F

.' I{ ,,{ oJ:; :1 !jL diIilriJ' . ~;;~~~~£:;.; I{~tir~:

-~:~J::~~~~fj* . I. '; t h.;.*

    • f

,0' .' **

IJ I';.' .iJ.' .. ./ <:; ):~'.ifj ;sw.

i I.){~; ***. fit***** .

078 Instrument Air [21] X K1.03: Knowledge ofthe physical 3.3 47 connections and/or cause-effect 3.4 relationships between the lAS and the following systems: Containment air.

K3.01: Knowledge of the effect that a loss 103 Containment [22] X or malfunction of the containment 3.3 48 system will have on the following: Loss of 3.7 containment integrity under shutdown conditions.

004 Chemical and Volume X K3.08: Knowledge of the effect that a loss 3.6 49 Control [23] or malfunction of the CVCS will have on 3.8 the following: RCP seal injection.

007 Pressurizer Relief/Quench X K5.02: Knowledge of the operational 3.1 50 Tank [24] implications of the following concepts as 3.4 the apply to PRTS: Method of forming a steam bubble in the PZR.

Kl.Ol: Knowledge of the physical 039 Main and Reheat Steam [25] X connections and/or cause-effect 3.1 51 relationships between the MRSS and the 3.2 following systems: S/G.

062 AC Electrical Distribution [26] X A3.05: Ability to monitor automatic 3.5 52 operation of the ac distribution system, 3.6 including: Safety-related indicators and controls.

039 Main and Reheat Steam [27] X K3.06: Knowledge of the effect that a loss 2.8 53 or malfunction of the MRSS will have on 3.1 the following: SDS.

026 Containment 026 Spray [28]

Containment Spray [28] XX A2 04 Ability A2.04: Ability to to (a)

(a) predict predictthetheimpacts impacts of of 3.9 39 54 54 the the following following malfunctions malfunctions or or operations operations 4.2 42 on on the the CSS; CSS; and and (b)

(b) based based on on those those predictions, predictions, use use procedures procedures to to correct, correct, control, or control, or mitigate mitigate the the consequences consequences of of those those malfunctions malfunctions or or operations:

operations: Failure Failure of spray pump.

064 Emergency 064 Emergency Diesel Diesel Generator Generator XX K6 07 Knowledge K6.07: Knowledge of ofthe the effect effect of ofaa loss loss or or 2.7 27 55 55

[29]

[29] malfunction of malfunction ofthe the following following willwill have have onon 2.9 29 the the ED/G EDIG system:

system Air Air receivers.

receivers K/A Category KJA Category Point Point Totals:

Totals: 33 33 33 22 I I 22 33 zzz________

22 22 33 22 33 Group Point Group Point Total:

Total: 28 28

ES-401 ES-401 5 RO 5-RO

- Form Form ES-401-2 ES-401-2 ES-401 ES-401 PWR Examination PWR Examination Outline Outline r.

Form ES-401-2 Plant Plant SSystems stems - Tier

- 2/Group 22 (RO Tier 21Group (P0// SRO)

SRO)

System ##1 System Name

/ Name KK KK KK KK K K K K A A A A A A A A GG KIA K/A Topic(s)

Topic(s) IR IR ##

11234561234 2 3 4 5 6 1 2 3 4 001 Control 001 Control Rod Rod Drive Drive [1] [1]

002 Reactor 002 Reactor Coolant Coolant [2] [2] XX K6.07:

K6.07: Knowledge Knowledge of of the the effect effect or or aa loss loss or or 2.5 2.5 56 56 malfunction malfunction on on the the following following RCSRCS 2.8

2.8 components

components; Pumps.

Pumps.

01 1 Pressurizer 011 Pressurizer Level Level Control Control [3] [3]

014 Rod 014 Rod Position Position Indication Indication [4] [4] X X Kl.Ol:

Kl.0l: Knowledge Knowledge of of the the physical physical 3.2 3.2 57 57 connections and/or connections and/or cause-effect cause-effect relationships relationships 3.6 3.6 between the between the RPIS RPIS andand thethe following following systems:

systems:

CRDS.

CRDS.

015 Nuclear 015 Instrumentation [5]

Nuclear Instrumentation [5] XX K4.01:

K4.0l: Knowledge of of NIS design design feature(s) feature(s) 3.1 3.1 58 58 and/or and/or interlock(s) provide for for the following:

following: 3.3 3.3 Source-Range Source-Range detector power shutoff shutoff at high powers.

016 Non nuclear Instrumentation 016 Non-nuclear Instrumentation

[6]

[6]

017 In-core 017 In core Temperature Monitor X K3.01:

K3 01 Knowledge of the effect that a a loss loss or or 3.5 3 5 59 59

[7]

[7] malfunction of the ITM system will will have have on on 3.7 3.7 the following: Natural circulation indications.

the_following;_Natural_circulation_indications.

027 Containment 027 Containment Iodine Removal X Kl.OI:

Kl.0l: Knowledge of the physical 3.4 3.4 60 60

[8]

[8] connections and/or cause-effect relationships relationships 3.7 3.7 between the CIRS and the the following systems:

CSS.

cSS.

028 Hydrogen Recombiner and Purge and Purge Control Control [9]

[9]

029 029 Containment Containment Purge Purge [10] [10]

033 033 Spent Spent Fuel Fuel Pool Pool Cooling Cooling [11] [11]

034 Fuel 034 Fuel Handling Handling Equipment Equipment [12] [12] X A4.02:

A4 Ability to 02 Ability to manually manually operate and/or and/or 3.5 35 61 61 monitor in monitor in the the control control room:

room: Neutron Neutron levels.

levels. 3.9 3.9 035 Steam 035 Steam Generator Generator [13] [13] X X A2.06: Abllity A2.06: Ability toto (a)

(a) predict predict the the impacts impacts of of 4.5 4.5 62 62 the following the following malfunctions malfunctions or or operations operations on on 4.6 4.6 the SG; the SG; and and (b)

(b) based based onon those those predictions, predictions, use procedures use procedures to to correct, correct, control, control, oror mitigate the mitigate the consequences consequences of of those those malfunctions or malfunctions or operations:

operations: Small Small break break LOCA.

LOCA.

041 Steam 041 Steam Dump/Turbine Dump/Turbine X X A4.06: Ability A4.06: Ability to to manually manually operate operate and/or and/or 2.9 2.9 63 63 Bypass Bypass Control Control [14]

[14] monitor in mointor in the the control control room:

room: Atmospheric Atmospheric 3.1 3.1 relief valve relief valve controllers.

controllers.

K1.I8: Knowledge K1.18: Knowledge of of the the physical physical 045 Main 045 Main Turbine Generator [15]

Turbine Generator [15] X X connections and/or connections and/or cause-effect cause-effect relationships relationships 3.6 3.6 64 64 between the between the MT/G system and MT/G system and the the following following 3.7 7

systems: RPS.

055 Condenser 055 Condenser AirAir Removal Removal [16] [16]

056 Condensate 056 Condensate [17][17]

068 Liquid 068 Liquid Radwaste[18]

Radwaste [18] = = = = = =

071 Waste 071 Waste Gas Disposal [19]

Gas Disposal [19]

072 Area 072 Area Radiation Radiation Monitoring Monitoring

[20]

[20]

075 Circulating 075 Circulating Water Water [21]

[211 XX K2.03: Knowledge K2.03: Knowledge ofofbus bus power power supplies supplies to to 2.6 2.6 65 65 the following:

the following: Emergency/essential Emergency/essential SWS SWS 2.7 2.7 pumps.

pumps 079 Station 079 Station Air Air [22]

1221 086 Fire Protection 086 Fire Protection [23]

[23]

K/A Category Point Totals:

VIA 1"'.

33 11 I1 I1 00 I1 00 11 00 22 Group Group Point Point Total:

Total: 10 10

ES-401 ES-401 Generic Generic Knowledge Knowledge and and Abilities Abilities Outline Outline (Tier(Tier 3)3) - RO

- RO Form Form ES-401-3 ES-401-3 Facility~J1*B.

Facility: oIoiiiovi 2

1 RoloiflsOVl Date of Date of Exam:

Exam:

Category Category KJA ##

KIA Topic Topic RO RO SRO-Only SRO-Only IR IR ## IR IA ##

2.1.26 2.1.26 Knowledge of industrial safety procedures (such as rotating Knowledge of industrial safety procedures (such as rotating 3.4 3.4 66 66 3.6 3.6 equipment, equipment, electrical, electrical, high high temperature, temperature, high high pressure, pressure, 1.

1.

caustic, caustic, chlorine, chlorine, oxygen oxygen and and hydrogen).

hydrogen).

Conduct Coflduct 2.1.28 2.1.28 Knowledge Knowledge of of the the purpose purpose and and function function of of major major system system 4.1 4.1 67 67 4.1 4.1 of Operations components components and and controls.

controls.

2.1.

2.1.

2.1.

2.1.

2.1.

2.1.

Subtotal Subtotal 2.2.6 2.2.6 Knowledge Knowledge of of the the process process for for making making changes changes to to 3.0 3.0 68 68 3.6 3.6 procedures.

procedures.

2.

2.

2.2.40 2.2.40 Ability Ability to to apply apply Technical Technical Specifications Specifications for for a a system.

system. 3.4 3.4 69 69 4.7 4.7 Equipment Equipment 2.2.

Control Control 2.2.

2.2.

2.2.

2.2.

Subtotal Subtotal 2.3.4 2.3.4 Knowledge of radiation exposure limits under normal or 3.2 3.2 70 3.7 3.7 emergency conditions.

2.3.13 2.3.13 Knowledge of radiological safety procedures pertaining to 3.4 3.4 71 3.8 3.8 3.

3 Radiation licensed operator duties, such as response to radiation Radiation Control monitor alarms, containment entry requirements requirements,, fuel Control handling responsibiliti responsibilities,es, access to locked high-radiatio high-radiation n areas, aligning filters, etc.

2.3.7 2.3.7 Ability Ability to comply comply with radiation work permit requirements 3.5 3.5 72 72 3.6 3.6 during normal or abnormal conditions.

2.3.

2.3.

2.3.

2.3, Subtotal Subtotal Knowledge Knowledge of of EOP implementati implementation hierarchy and on hierarchy and 2.4.16 2.4.16 3.5 73 73 4.4 4.4 coordination with coordination with other other support support procedures procedures or or guidelines guidelines such as, such operating procedures, as, operating procedures, abnormal abnormal operating operating 4.

4 procedures, and procedures, and severe severe accident management guidelines.

accident management guidelines.

Emergency E

Procedures //

Knowledge of Knowledge of the bases for the bases for prioritizing safety functions prioritizing safety functions 2.4.22 2.4.22 during 3.6 3.6 74 74 4.4 4.4 Plan during abnormal/em abnormaVemergency ergency operations.

operations.

Plan Knowledge Knowledge of of the for prioritizing bases for the bases prioritizing emergency emergency 2.4.23 2.4.23 3.4 34 75 75 4.4 44 procedure implementat procedure implementation during emergency ion during emergem:y operations.

operations.

2.4.

2.4.

2.4.

2.4.

Subtotal Subtotal Tier Tier 33 Point Point Total Total 10 10

ES-401 ES-401 Record of Record of Rejected Rejected KI K/As As Form Form ES-401-4 ES-401-4 Tier // Group Tier Group Randomly Randomly Selected Selected Reason Reason for for Rejection Rejection K/A KIA 1/1 1/1 000029.G2.3. 13 0OOO29.G2.3.13 Cannot Cannot write write aa quality quality question question concerning concerning radiological radiological actions actions for for an an ATWS ATWS event.

event.

1/1 1/1 000057.G2.1.41 OOOOS7.G2.1.41 Does Does not not meet meet NUREG NUREG 1021, 1021, ES-401, ES-401, D.l.b D.1.b guidelines.

guidelines.

1/2 1/2 000028.G2.4.39 0OOO28.G2.4.39 Does Does not not meet meet NUREG NUREG 1021, 1021, ES-401, ES-401, D.l.b D.1.b guidelines.

guidelines.

1/2 1/2 W/E IS.

WIE 15. G2.2.38 G2.2.38 RNP has RNP has no no LCO actions actions for for Containment Containment Sump Sump high high level level addressed addressed in in Technical Technical Specifications.

Specifications.

2/1 2/1 026.Al .04 026.Al.04 RNP RNP does does not not have have the the capability capability to to monitor monitor Containment Containment Humidity Humidity remotely.

2/1 211 059.A2.07 OS9.A2.07 RNP does not have Turbine Driven Feed RNP Feed Pumps.

2/1 061.A3.04 RNP does not have automatic isolation features for AFW to the S/Gs.

2/1 211 076.K4.03 RNP does not have any automatic isolation for the CCW heat exchangers.

2/2 212 014.K2.02 RNP does not correct the NIS for power. RPI is an independent system which is temperature corrected only.

2/1 211 007.K5.02 007.KS.02 RNP does not use the PRT when forming a Steam bubble in the PZR.

ES-401 ES-401 PWR Examination Outline PWR Examination Outline - SRO - SRO Form Form ES-401-2 ES-401-2 Facility:

Facility: 4 .S. (2.o~it1 H.~. RIitvi ~OY) SOY) Date of Date of Exam:

Exam:

ROK/ACooy RO KIA CateqoryPohits Points SRO-Only SRO-Only_P Points oints Tier Tier Group Group KK KKK K KKKKA K K A AAAG A A A G A2 A2 G*

G* Total Total 11 22 33 44 55 66 11 22 33 44 ** Total Total 1.

1. 11 18 18 33 33 66 Emergency &&

Emergency Abnormal Abnormal 22 N/A N/A N/A N/A 99 22 22 44 Plant Plant Evolutions TierTotals Tier Totals 27 27 55 55 10 10 Evolutions 11 28 2 3 55 2.

2.

Plant Plant 22 10 10 00 33 33 Systems Systems Tier Totals 38 2 6 8

3. Generic Knowledge and Abilities 11 2 3 4 10 10 11 2 3 4 7 Categories Categories I J___ 11 3 0 3 Note:

Note: 1. Ensure that at least two topics from every applicable KIA K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the "Tier Tier Totals" Totals in each KIA K/A category shall not be less than two).

2.

2. point total for each group and tier in the proposed outline must match that specified in the table.

The pOint The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.

The final RO exam must total 75 points and the SRO-only exam must total 25 points.

3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply Systems/evolutions at the facility should be deleted and justified; operationally important, site-specific systems/evol systems/evolutionsutions that are not included on the outline should be added. Refer to Section D.1 D.1.b.b of ES-401 for guidance regarding the elimination of inappropriate K/A KIA statements.
4. Select topics from as many many systems and evolutions as possible; sample every system or evolution in the group group before selecting a second topic for any any system system or evolution.

evolution.

5. Absent a plant-specific plant-specific priority, only those K/As KlAs having an importance rating (IR) of of 2.5 or higher shall shall be selected.

Use the RD RO and SRO ratings for the RD RO and SRO-only portions, respectively.

6.

6. Select Select SROSRO topics for for Tiers Tiers 11 and and 22 from from thethe shaded shaded systems systems and and K/A KIA categories.

categories.

7* The generic 7.* generic (G) K/AsKlAs in in Tiers Tiers 11 and and 22 shall be be selected selected from from Section 22 of of the K/A KIA Catalog, but but the topics must must be be relevant to to the applicable evolution evolution or or system.

system. Refer Refer to to Section Section D.1 D.1.b

.b ofof ES-401 ES-401 for the the applicable applicable K/As.

KlAs.

8.

8. On the following On the following pages, pages, enter enter the KIA numbers, the K/A brief description numbers, aa brief description of of each each topic, topic, the the topics topiCS' importance importance ratings ratings (IRs)

(IRs) for the applicable for the applicable license level, and license level, and thethe point totals (#)

point totals (#) for for each each system system andand category.

category. Enter Enter the the group group and and tier tier totals totals for for each each category category in in the the table table above; above; ifif fuel fuel handling handling equipment equipment is is sampled sampled in in other other than than Category Category A2 or G*

A2 or G* on on the the SRO-only SRO-only exam, enter itit on exam, enter the left on the left side side of Column A2 of Column A2 for for Tier Tier 2, 2, Group Group 22 (Note (Note #1 #1 does does notnot apply). Use duplicate apply). Use duplicate pages pages forfor RO and SRO-only RO and SRO-only exams.

exams.

9.

9. For Tier For Tier 3, 3, select select topics topics fromfrom Section Section 22 of of the KIA catalog, the K/A catalog, and and enter enter the the K/A KIA numbers, numbers, descriptions, descriptions, IRs, IRs, and and point totals (#)

point totals (#) onon Form Form ES-4o1 ES-401-3. -3. Limit SRO selections Limit SRO selections to to K/As KlAs that that are are linked linked to to 1010 CFR CFR 55.43.

55.43.

ES-401 ES-401 2- SRO 2-SRO Form Form ES-401-2 ES-401-2 ES-401 ES-401 Form PWR Form EC' PWR Examination Examination Outline Outline ,,"H "

ES-401-2 EmerQenc Emergencyand Abnormal Plant and Abnormal Pnt Evolutions Evolutions - Tier

- Tier 1/Group 1/Group 11 (RO (ROI / SRO)

SRO)

E/APE ##I / Name ElAPE NameI / Safety Safety Function Function KK KK KK AA AA GG KIA K/A Topic(s)

Topic(s) IR IR ##

2 3 1 2 112312 000007 (BW/E02&E10; 000007 (BW/E02&E1 0; CElE02)

CE/E02) ReactorReactor Trip - Stabilization Trip Stabilization - Recovery Recovery! I 11 [1] [1]

000008 Pressurizer 2.4.11:

24.11: Knowledge Knowledge of ofabnormal abnormal condition condition procedures.

procedures.

000008 Pressurizer Vapor Vapor Space Space XX (CFR: 41.10/43.5/45.13)

(cFR:41.101 43.5/45.13) 4.0 4.0 76 76 Accident I/ 33 Accident [2]

[2] 4.2 4.2 000009 Small Break LOCA / 3 000009 Small Break LOCA I 3 [3]

(3]

000011 Large Break LOCA I 3 000011 Large Break LOCA / 3

[4]

[4]

000015/17 RCP 000015/17 RCP Malfunctions Malfunctions I /4 4 [5)

[5]

000022 Loss 000022 Loss of of Rx Rx Coolant Makeup I/ 2 Coolant Makeup 2 [6]

(6] X X AA2.03: Ability AA2.03: Ability to to determine determine and and interpret interpret the 3.1 77 the 3.1 77 following as following as they they apply apply toto the the Loss Loss of of Reactor Reactor Coolant Coolant 3.6

3.6 Makeup

Makeup Failures Failures of of flow flow control control valve valve or or controller controller 43.5/ 45.13)

(CFR: 43.5/45.13)

(CFR:

000025 Loss 000025 Loss of of RHR RHR System System I/ 44 [7]

[7] X X AA2.07:

AA2.07: Ability Ability to to determine determine and and interpret interpret thethe 3.4 78 3.4 78 following as following as they they apply apply toto the the Loss Loss of of Residual Residual Heat Heat 3.7 3.7 Removal System:

Removal System: Pump Pump Cavitation.

Cavitation. (CFR (CFR 43.5/45.13) 2.2.3 8: Knowledge 2.2.38: Knowledge of conditions and limitations limitations inin the the 000026 Loss 000026 Loss of Component Cooling X X 3.66 79 facility license (CFR:

facility license. (CFR 41.7/41.10/43.1/45.13) 41 7/41 10/43 1/45 13) 79 Water/8 Water 18 . [8]

(8] 4.5 4.5 000027 Pressurizer 000027 Pressurizer Pressure Control System Malfunction System Malfunction I/ 3 (9]

[91 000029 ATWS 000029 A1WS!1 I 1 [10]

000038 Steam 000038 Steam Gen. Tube Rupture 13 /3 [11 (11 1 J 000040 000040 (BW/E05; (BW/E05; CE/E05; W!E12)

CE/E05; W/E12)

Steam Line Steam Rupture - Excessive Heat Line Rupture -

Transfer!4 Transfer I 4 [12]

000054 000054 (CE/E06)

(CE/E06) Loss Loss ofof Main Main Feedwater/

Feedwater I 4 [13]

[13]

EA2.01:

EA2.01: Ability Ability to to determine determine or or interpret interpret the the 000055 000055 Station Station Blackout!

Blackout I 6 [14] X 3.4 34 80 80 following following as as they they apply apply to aa Station Station Blackout:

Blackout: Existing Existing valve positioning valve positioning on on aa loss loss of of instrument instrument air air system system 3.7 (CFR: 43.5/

(CFR: 43.5 145.13) 45.13) 000056 000056 LossLoss of of Off-site Off-site Power Power /16 6 [15)

[15]

000057 000057 LossLoss of of Vital Vital AC AC Inst.

Inst. Bus!

Bus I 66 [16] [16]

2.1.32: Ability 2.1.32: Ability to to explain explain andand apply apply system system limits limits and and 000058 000058 LossLoss of of DC DC Power!

Power 16 6 [17][17] X X 3.8 38 81 81 precautions. (CFR:

precautions. (CPR: 41.10/45.5 41.10/45.5/45.12/45.13)

/45.12/ 45.13) 4.0 000062 000062 LossLoss of of Nuclear Nuclear SvcSvc Water!4 Water/4 (18] [18]

000065 000065 LossLoss of of Instrument Instrument Air!Air I 8(19]

8 [19]

W!E04 W/E04 LOCALOCA Outside Outside Containment Containment/3 /3 [20]

[20]

W/E1 W/E11 1 Loss Loss of of Emergency Emergency Coolant Coolant Recirc. /I 44 Recirc. [21]

[211 BW/E04 BW/E04; W!E05W/E05 Inadequate Inadequate Heat Heat Transfer Transfer -Loss LossofofSecondary SecondaryHeat HeatSink/4 Sinkl4

[22]

[22]

000077 000077Generator GeneratorVoltage Voltage andand Electric Electric Grid Disturbances/I 66 Grid Disturbances [23]

[23]

KIA Category K/A CateQoryTotals:

Totals: J = = 33 33 I Group Point Group PointTotal:

Total: 6

~

ES-401 ES-401 3 SRO 3-SRO

- Form Form ES-401-2 ES-401-2 ES-401 ES-401 PWR PWR Examination Examination Outline Outline Form Form ES-401-2 ES-401 -2 Emergencyand Emergency and Abnormal Plant Evolutions Abnormal Plant Evolutions- Tier

- Tier1/Group 1/Group22 (RO (RO/ /SRO)SRO)

E/APE ##// Name E/APE Name//Safety Safety Function Function KK KK KK AA AA GG KIA K/ATopic(s)

Topic(s) IR IR ##

112312 2 3 1 2 000001 Continuous 000001 Continuous RodRod Withdrawal Withdrawal // 11 [1] [1]

000003 Dropped Control Rod / 1 000003 Dropped Control Rod / 1 [2)

[2]

000005 Inoperable/Stuck 000005 lnoperable)Stuck Control Control Rod Rod // 11 [3][3]

000024 Emergency Boration / 1 000024 Emergency Boration / 1 AA2.02:

AA2.02: Ability Ability to to determine determine and and interpret interpret the

[4]

[4] X the 3.9 82 82 following following asas they they apply apply to to the the Emergency Emergency 3.9

4.4 Boration

Boration When When use use ofofmanual manual boration boration valve valve is is needed.

needed. (CFR:

(CFR: 43.5 43.5 /45.13)

/ 45.13) 000028 Pressurizer 000028 Pressurizer Level Level Malfunction Malfunction /2J5]/ 2 [5]

000032 Loss of Source Range NI /7 [6]

000032 Loss of Source Range NI /7 [6]

000033 Loss Loss of of Intermediate Intermediate Range /7 [7] AA2.1O:

AA2 10 Ability Ability to to determine determine and and interpret mterpret 000033 Range NI NI /7[7) XX 3.1 3 1 83 83 the the following following as as they they apply apply to to the the Loss Loss of of 3.8 Intermediate Intermediate Range Range Nuclear Nuclear Instrumentation:

Instrumentation: 3 8 Tech-Spec Tech-Spec limits limits ifif both both intermediate intermediate range range failed. (CFR: 43.5 /45.13) channels have failed. / 45.13) 000036 (BW/A08) 000036 (BW/A08) Fuel Fuel Handling Handling Accident Accident! / 88 f[ 8]

8]

000037 Steam 000037 Steam Generator Generator Tube Tube Leak Leak / 3 3 [9]

000051 Loss 000051 Loss of of Condenser Condenser Vacuum Vacuum /4

/ 4 [10)

[10]

000059 Accidental Accidental Liquid Liquid RadWaste RadWaste ReI. 2.2.14: Knowledge Knowledge of of the the process process for for 000059 Rel. // 9 [11] X 3.9 39 84 84 controlling controlling equipment equipment configuration configuration or or status.

4.3 (CFR: 41.10/43.3/4 41.10/43.3/45.13) 5.13) 000060 Accidental 000060 Accidental Gaseous Gaseous Radwaste Radwaste ReI. Rel. // 9 [12]

000061 000061 ARM System Alarms ARM System Alarms /7 / 7 [13]

[13]

000067 000067 Plant Plant Fire Fire On-site On-site // 88 [14]

[14]

000068 000068 (BW/A06)

(BW/A06) Control Control Room Room Evac.

Evac. // 88 [15]

[15]

000069 000069 (W/E1 (W/E14)4) Loss Loss of of CTMT CTMT Integrity Integrity // 55 [16]

[16]

000074 2.4.21: Knowledge 2.4.21: Knowledge of of the the parameters parameters and and logic logic 000074 (W/E06&E0 (W/E06&E07) 7) mad.

Inad. Core Core Cooling Cooling // 44 [17]

[17] X X 4.0 4.0 85 85 used to used to assess assess the the status status ofof safety safety functions, functions, such as such as reactivity reactivity control, control, core core cooling cooling and and 44.6 6

heat removal, heat removal, reactor reactor coolant coolant system system integrity, integrity, containment conditions, containment conditions, radioactivity radioactivity release release control, etc.

control, (CFR: 41.7/43.5/45 etc. (CFR: 41.7/43.5/45.12).12) 000076 000076 High High Reactor Reactor Coolant Coolant Activity Activity // 99 [18]

[18]

W/EO1 W/E01 &

& E02 E02 Rediagnosis Rediagnosis &&SI SI Termination Termination // 33 [19] [191 W/E13 Steam W/E13 Steam Generator Generator Over-pressur Over-pressure e // 44 [20]

[20]

W/E15 Containment Flooding/5 W/E15 Containment Flooding / 5 [21] [21]

W/E16 W/E16 High High Containment Radiation // 99 Containment Radiation [22]

[22]

K/A KIA Category Category Point PointTotals:

Totals: I I J

= = 2 22 2, J Group Point Group PointTotal:

Total: 44

ES-401 ES-401 4 SRO 4-SRO

- Form Form ES-401-2 ES-401-2 ES-401 ES-401 PWR PWR Examination Examination Outline Outline Form Form ES-401-2 ES-401-2 Plant SSystems Plant Tier 2/Group stems - Tier

- 2/Group 1*(RO 1 (RO // SRO)

SRO)

System ##1/ Name System Name KK KK KK KK K K K K AA AA AA AA GG KIA K/A Topic(s)

Topic(s) IR IR ##

11234561234 2 3 4 5 6 1 2 3 4 A2.03: Ability A2.03: Ability toto (a)

(a) predict predict the the impacts impacts of of 003 Reactor 003 Reactor Coolant Coolant Pump Pump [1] [1] XX the following malfunctions 2.7 86 the following malfunctions or or operations operations 2.7 86 on on the PS; and the PSi and (b)

(b) based based on on those those 3.1 31 predictions, predictions, useuse procedures procedures to to correct, correct, control, control, or or mitigate mitigate the the consequences consequences of of those malfunctions or those malfunctions or operations:

operations:

Problems Problems associated associated withwith RCP RCP motors, motors, including including faulty faulty motors motors andand current, current, and and winding andand bearing temperature temperature problems.

problems.

(CPR:

(CFR: 41.5 41.5 // 43.5 43.5 // 45.3/45.13) 45.3 / 45.13) 004 Chemical 004 Chemical and and Volume Volume Control [21 Control [2]

005 Residual 005 Residual Heat Heat Removal Removal [3] [3]

006 Emeraency 006 Emergency Core CoolinQ Cooling [4][4]

007 Pressurizer 007 Pressurizer Relief/Quench Relief/Quench Tank[5]

Tank [5]

008 Component Cooling 008 Component Cooling Water [6]

A2.03: Ability to to (a)

(a) predict predict the the impacts impacts ofof 010 Pressurizer 010 Pressurizer Pressure Pressure Control X the following malfunctions or 4.1 89 89 or operations operations

[7]

[7]

on on the the PZR PCS; and (b) based on those 4.2 predictions, use procedures to correct, predictions, use procedures to correct, control, or control, or mitigate mitigate the consequences of the consequences of those those malfunctions malfunctions or or operations:

operations: PORV Failures.

Failures.

012 012 Reactor Reactor Protection[8]

Protection(8]

Ability to 2.1.7: Ability 2.1.7: to evaluate evaluate plant plant 013 Engineered Safety Features 013 Engineered Safety X performance and performance and make make operational operational 4.4 87 Actuation Actuation [9]

[9]

judgments based on operating judgments based on operating 4.7 characteristics, characteristic reactor behavior s, reactor behavior and and instrumentation instrumentat interpretation..

ion interpretation (CPR: 41.5/43.5/45.12/45.13)

(CFR: 41.5/43.5/45.12/45.13) 022 Containment 022 Containment Cooling CoolinQ [10]

[101 025 025 Ice Ice Condenser Condenser [11][11]

026 026 Containment Spray [12]

Containment Spray [121 039 039 Main Main and and Reheat Reheat Steam Steam [13][13]

O5gMainFee dwater [14]

059 Main Feedwater [14]

Knowledge of 2.1.27: Knowledge 2.1.27: of system system purpose purpose 061 Auxiliary/Emergency 061 Auxiliary/Emergency X X and/or function.

and/or function. (CFR:

(CPR: 41.7) 41.7) 3.9 3.9 88 88 Feedwater h Feedwater [15] 51 4.0 4.0 062 AC Electrical 062 AC Electrical Distribution Distribution [16]

[16]

063 DC Electrical 063 DC Electrical Distribution Distribution [17]

[17]

064 064 Emergency Emergency Diesel Diesel Generator Generator

[18]

[181 073 Process Radiation 073 Process Radiation Monitoring Monitoring [19]

[19] = = = = = = = =

076 Service 076 ServiceWater Water[201

[201 078 Instrument 078 Instrument Air [21]

Air [21]

103 Containment [221 103 Containment [22] XX 2.4.30: Knowledge 2.4.30: Knowledgeof ofevents eventsrelated relatedto to 2.7 2.7 90 90 system systemoperation/status operation/statusthat thatmust must be be 4.1 4.1 reported reported to to internal internalorganizations organizations or or external external agencies, agencies, such such as as the the State, State, the the NRC, or NRC, or the the transmission transmission system system operator.

operator. (CPR:

(CPR: 41.10/43.5/45.11) 41.10/43.5/45.11)

K/A Category KIA Category Point Totals Point Totals: =

= I I 221 i 33 I Group Group Point Point Total:

Total 55

=

ES-401 ES-401 5 SRO 5-SRO

- Form Form ES-401-2 ES-401-2 ES-401 ES-401 PWR Examination PWR Examination Outline Form Outline Form ES-401-2 ES-401-2 Plant SSystems Plant Tier 21GroLlp stems - Tier 2/Group 22 (RO (RO // SROt SRO)

System ##1 System Name

/ Name KK KK KK KK KK KK AA AA AA AA GG KIA K/A Topic(s)

Topic(s) IRIR ##

2 3 4 5 61234 112345 6 1 2 3 4 001 Control 001 Control Rod Rod Drive Drive [1] (1]

002 Reactor 002 Reactor Coolant Coolant [2] [2) XX 2.2.40:

2240: Ability Ability to to apply apply Technical Technical 3.4 3.4 91 91 Specifications Specifications for for aa system.

system. (CPR:

(CFR: 4.7 4.7 41.10/43.2/43.5/45.3) 41.10/43.2/43.5/45.3) 011 Pressurizer 011 Pressurizer Level Level Control Control [3] 13] XX 2.4.50:

2.4.50: Ability Ability toto verify verify system system alarm alarm 4.2 4.2 92 92 setpoints setpoints and and operate operate controls controls identified identified in in 4.0 40 the the alarm alarm response response manual.

manual. (CPR:

(CFR:

41.10/43.5/45.3) 41.10/43.5/45.3) 014 Rod 014 Rod Position Position Indication Indication [4] [4]

015 Nuclear 015 Nuclear Instrumentation Instrumentation [51 [5) 016 Non-nuclear 016 Non nuclear Instrumentation Instrumentation

[6]

[6]

017 In-core 017 In-core Temperature Temperature Monitor Monitor

[7]

[7]

027 Containment 027 Containment Iodine Iodine Removal Removal

[8]

[81 028 Hydrogen 028 Hydrogen Recombiner Recombiner and Purge and Purge Control Control [9] [9]

029 Containment 029 Containment Purge Purge [10] (10) 033 Spent 033 Spent Fuel Fuel Pool Pool Cooling Cooling [11]

034 034 Fuel Fuel Handling Handling Equipment Equipment (12] [12]

035 035 Steam Steam Generator Generator [13] [131 041 041 Steam Steam Dump/Turbi DumplTurbine ne Bypass Bvpass Control Control [141[14) 045 045 Main Main Turbine Turbine Generator Generator [15] [15]

055 055 Condenser Condenser Air Air Removal Removal (16] [16]

056 056 Condensate Condensate [17) [171 068 Liquid Radwaste 068 Liquid Radwaste [18] [18]

071 071 Waste Waste GasGas Disposal Disposal [19] [19] XX Knowledge of 2.2.25: Knowledge 2.2.25: of the the bases bases inin Technical Technical 3.2 93 3.2 93 Specifications Specification for limiting s for limiting conditions conditions for for 4.2 4.2 operations and operations and safety safety limits.

limits. (CFR:

(CPR:

41.5/41.7/43.2) 41.5/41.7/43 .2) 072 072 Area Area Radiation Radiation Monitoring Monitoring

[20]

[201 075 Circulating 075 CirculatingWater Water [21] [21]

079 Station Air 079 Station Air [22)

[22]

086 086 Fire Protection [23)

Fire Protection [23]

== J Jj K/A VIA Category

~ Point

.~ ..Totals:

~.

3 Group Group Point PointTotal:

Total: 33

ES-401 ES-401 Generic Knowledge and Abilities Generic Knowledge and Abiliti esOutline Outline(Tier (Tier3)3)- SRO

- SRO Form Form ES-401-3 ES-401-3 I Facility:

Facility: 1f*6.l2.objr'\~

(2.Oh((Y.,OYt DateofofExam:

Date Exam:

Category Category K/A##

KIA Topic Topic RO SRO-Only AC SRO-Only IR IA ## IR IA ##

2. 1.41 2.1.41 Knowledgeof Knowledge ofthetherefueling refuelingprocess.

process. 2.8 94 2.8 94 (CFR: 41.2/41.10/43.6/45.l3)

(CFR: 41.2/41.10/43.6/45.13) 3.7 1.1 Conduct Conduct 2.1.

2.1.

of Operations of Operations 2.1.

2.1.

2.1.

2.1.

2.1.

2.1.

Subtotal Subtotal 2.2.18 2.2.18 Knowledge of Knowledge the process of the process for for managing managing maintenance maintenance 2.6 2.6 95 95 activities during activities during shutdown shutdown operations, operations, such such as as risk risk 3.9 3.9 assessments, work assessments, work prioritization, prioritization, etc.

etc.

2.

2:

Equipment (CFR: 41.10/43.5/45.l3)

(CFR: 41.10/43.5/45.13)

Equipment Control Control 2.2.15 2.2.15 Ability to Ability to determine the the expected plant plant configuration using 3.9 96 using 3.9 96 design and configuration control documentation, design documentation, such as 4.3 4.3 drawings, line-ups, tag-outs, etc. (CFR: 41.10/ 43.3/45.l3) 43.3/45.13) 2.2.36 2.2.36 Ability to analyze the effect of maintenance activities, such 3.1 3.1 97 97 as degraded power sources, on the status of limiting 4.2 4.2 conditions for operations. (CFR: 41.10/ 3.2/45.l3) 3.2/45.13) 2.2.

2.2.

2.2.

2.2.

Subtotal Subtotal 2.3.

2.3.

2.3.

2.3.

3.

3. 2.3.

2.3.

Radiation Radiation Control 2.3.

2.3.

Control 2.3.

2.3.

Subtotal Subtotal 2.4.6 2.4.6 Knowledge Knowledge of ofEOP EOP mitigation mitigation strategies.

strategies. 3.7 3.7 98 98 (CFR:41.10/ 43.5/45.13) 4.7 4.7

4. (CFR: 41.10/43.5/45.l3) 4.

Emergency Emergency 2.4.8 2.4.8 Knowledge Knowledge of ofhow how abnormal abnormal operating operating procedures procedures are are used used 3.8 99 3.8 99 Procedures Procedures// in inconjunction conjunctionwithwithEOPs.

EOPs. (CFR:

(CFR: 41.10/43.5/4

41. 10/43.5/45. l3) 5.13) 4.5 4.5 Plan Plan Knowledge Knowledge of thespecific ofthe specificbases bases for for EOPs.

EOPs.

22.4.18 4 18 33.3 3 100 100 (CFR:41.10/ 43.1/45.13)

(CFR: 41.10/43. 1145. l3) 4.0 4.0 2.4.

2.4.

2.4.

2.4.

Subtotal Subtotal Tier3PointTo tal Tier 3 Point Total 77

ES-401 ES-401 Record of Rejected KI K/As As Form ES-401-4 Tier /I Randomly Selected Reason for Rejection Group K/A KIA RNP does not have indication of individual load amps for RHR Pumps.

111 1/1 000025.AA.2.01 480V loads are provided with bus amperage instead of individual load amperage readings.

1/1 111 000026.02.3.4 000026.G2.3.4 Does not meet NUREG 1021,1021, ES-401, D.l.b D.1.b guidelines.

1/1 III 000058.02. 1.9 000058.G2.1.9 Does not meet NUREG 1021, ES-401, D.l.bD. 1 .b guidelines.

1/2 112 000059.02.3.15 000059.G2.3.15 Does not meet NUREG NLTREG 1021, ES-401, D.l.b D.1.b guidelines.

1/2 000074.02.1.34 000074.G2.1.34 Does not meet NUREG 1021, ES-40 1, D ES-401, .1.b guidelines.

D.1.b

02. 1.40 013. G2.1.40 ESF is defeated when the plant enters Mode 5 and will not actuate during 211 2/1 refueling activities.

211 2/1 061.G2.2.18 Does not meet NUREG 1021, ES-401, D.l.bD.1.b guidelines.

211 2/1 103.G2.3.6 Does not meet NUREG 1021, ES-401, D.l.bD.1.b guidelines.

2/2 212 002.02.1.15 002.G2.1.15 Does not meet NUREG 1021, ES-401, D.l.bD.1.bJ~uidelines.

guidelines.

2/2 212 011.02.3.13 011.G2.3.13 Does not meet NUREG 1021, ES-401, D.l.bD.1.b guidelines.

Replaced by Chief Examiner during question discussion at Region. KA 1/2 112 000059.02.4.4 000059.G2.4.4 combination does not allow for a discriminating SRO level question.

(Replaced with 000059.G2.2.14) 000074.02.2.42 000074.G2.2.42 Replaced by Chief Examiner during question discussion at Region. KA 1/2 combination does not allow for a discriminating SRO level question.

(Replaced with 000074.G2.4.21) 000074.02.4.21) 007 A2.03 Replaced by Chief Examiner during question discussion at Region. KA 211 2/1 combination does not allow for a discriminating SRO level question.

(Replaced with 003.A2.03) 078 A2.01 Replaced by Chief Examiner due to high number of Instrument Air 211 2/1 questions on exam. (Replaced with 010.A2.03) 01O.A2.03)