IR 05000331/1993022
| ML20058E607 | |
| Person / Time | |
|---|---|
| Site: | Duane Arnold  |
| Issue date: | 11/24/1993 |
| From: | Creed J, Madeda T NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION III) |
| To: | |
| Shared Package | |
| ML20058E604 | List: |
| References | |
| 50-331-93-22-EC, NUDOCS 9312070075 | |
| Download: ML20058E607 (16) | |
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o U.S. NUCLEAR REGULATORY COMMISSION
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REGION III
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Report No. 50-331/93022
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Docket No. 50-331
. License No. DPR-49 l
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Licensee:
Iowa Electric Light and
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Power Company i
P. O. Box 351
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Cedar Rapids, IA 52406
i Facility Name: Duane Arnold Energy Center, Palo, Iowa
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Meeting Conducted: November 19, 1993 l
Meeting At:
NRC Region III Office, Glen Ellyn, Illinois l
Type of Meeting:
Enforcement Conference
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Inspector:
em Terry Qf ifadeda
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Physicdl / Security Inspector i
Approved By: $
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//!Jf famesR.Creec., Chief Date'
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(/ Safeguards & Incident Response Section
.l Meetino Summarv
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Enforcement Conference on November 19. 1993 (Recort No. 50-331/93022(DRSS))
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Areas Discussed:
Review of an apparent access authorization program violation i
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identified during a routine physical security inspection-(Inspection Report i
No. 50/331/93020(DRSS)), potential safety significance of the event and
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corrective actions taken or planned by the licensee.
!Lemits: The licensee agreed with the apparent violation.
Licensee management personnel expressed continued strong sup,90rt for the security
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program.
Licensee's corrective actions were comprehensive and should prevent l
recurrence.
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9312070075 931124 ~
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PDR ADOCK 05000331 O
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a DETAILS i
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Persons Present at the Conference Iowa Electric Power Comoany
J. Franz, Vice President, Nuclear l
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D. Wilson,' Plant Superintendent l
D. Englehardt, Security Superintendent
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K. Pevelea, Manager, Quality Assurance
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M. McDermott, Manager, Engineering l
P. Bessette, Supervisor Licensing D. Robinson, Licensing Specialist, Regulatory Communications
U.S. Nuclear Reaulatory Commission
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P. Ting, Acting Deputy Director, Division of Radiation Safety and I
Safeguards
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B. Berson, Regional Counsel C. Pederson, Chief, Reactor Support Programs Branch R. DeFayette, Director, Enforcement and Investigation Coordination Staff i
J. Creed, Chief, Safeguards and incident Response Section
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T. Madeda, Physical Security Inspector R. Pulsifer, Project Manager, Office of Nuclear Reactor Regulation (NRR)
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J. Hopkins, Senior Resident Inspector, Region III M. rshanna, Reactor Engineer, Region III
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D. Rosano, Enforcement Specialist, Office of Enforcement (Telephone)
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N. Ervin, Safeguards Specialist, NRR (Telephone)
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Enforcement Conference An Enforcement Conference was held in the Region III office on
November 19, 1993. This conference was conducted as a result of a finding in a physical security' inspection conducted on October-25-29,
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1993, in which an apparent violation of the access authorization program
was identified.
Inspection findings were documented in Inspection Report No. 50-331/93020(DRSS) and transmitted to the licensee by letter
dated November 12, 1993.
The purpose of the conference was to:
(1) discuss the apparent i
violation, causes, and the licensee's corrective actions; (2) determine J
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if there were any escalating or mitigating circumstances; and (3) obtain any information which would help determine the appropriate enforcement j
action.
J Regional representatives presented a brief description of the pertinent
facts that led to the apparent violation;-regulatory requirements; apparent violation and the potential safety significance of the event..
The licensee's representatives described the events which led to the
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apparent violation, including root cause and short and long term
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corrective actions.
In summary, the corrective actions were:
procedure upgrades to improve the effectiveness of the access authorization i
program, utilization of computer based data to better. track personnel j
access authorizations, and a self-assessment review of.the access.
authorization program. The. licensee also discussed mitigating factors
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that impacted on the safety significance of the event.
In summary, the event was identified by the licensee, immediate corrective actions and
reporting were completed, and the occurrence was an isolated event.
i Senior licensee management expressed strong support for the security
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program and that the failure involved a small element of the total site
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security program.
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' t The licensee representatives did not contest the apparent violation.
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They stated that there was no careless disregard for NRC regulations and
no willful intent to violate NRC regulations. A copy of the licensee's
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presentation material is enclosed.
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'i At the conclusion of the conference, the licensee representatives were i
informed that they would be notified in the near future of the final
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- enforcement action.
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Appendix A
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ENFORCEMENT CONFERENCE DUANE ARNOLD ENERGY CESTER FRIDAY, NOVEMBER 19,1993
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DUANE ARNOLD ENERGY.CENIER
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ATIEXDEES:
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JOHN FRANZ-VICE PRESIDENT-NUCLEAR j
DAVE WILSON-PLANT SUPERINTENDENT i
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MIKE MCDERMOIT-MANAGER, ENGINEERING i
KEN PEVELER-MANAGER, QUALITY ASSURANCE
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DIANE ENGELHARDT -SECURITY SUPERINTENDENT
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PAUL BESShrit-SUPERVISOR, LICENSING i
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i DEBORAH ROBINSON -SPECIALIST, REGULATORY COMMUNICATIONS j
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l DAEC
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NOVEMBER 19,1985 i
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b DUAXE ARNOLD ESERGY CE:5TER
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AGE:SDA
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OPENING REMARKS
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JOHN FRANZ l
VICE PRESIDENT-NUCLEAR
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DISCUSSION OF EVENT
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DIANE ENGELHARDT SECURITY SUPERINTENDENT--
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CLOSING REMARKS
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DAVEWILSON
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PLANT SUPERINTENDENT i
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NOVEMBER 19,19P3
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I DUA3E ARNOLD ESERGY CE5 TER l
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OPENING REMARKS i
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s JOHN FRANZ VICE PRESIDEST, NUCLEAR
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I NOVFWEPR 1% 1995 l
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DUANE ARNOLD ES'ERGY CEMER DISCUSSION OF EVEST DIANE ENGELHARDT SECURITY SUPERI:NTESDEST
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NOVEMBER 19,1995
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I DUASE ARNOLD ESERGY CE5TER
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e CAUSE OF EVENT j
l e IMMEDIATE CORRECifVE ACTIONS-l i
l e PLANNED CORRECTIVE ACTIONS
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e SAFETY SIGNIFICANCE AND MITIGATION FACTORS
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i DAEC NCNEhSER19,1995
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-i DUASE ARNOLD ESERGY CE5 TER
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e CAUSE OF EVENT
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- Failure to identify previous access authorization j
records.
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1 NOVEMBER 19,1995 I
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DUANE ARNOLD ENERGY CE3TER
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e IMMEDIATE CORRECTIVE ACTIONS
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- Immediate Revocation of Access
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- Inunediately Reported to NRC
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- Supervisory Review ofIndividual's Work History -
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- Identification and Review of Similar Status Files
- Reclassification ofIncomplete Files -
- Utilization of Security Computer-l
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- Security Screening Worksheet now stamped
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- Written ProceduralInstructions I
- Modification of Self Disclosure Questionaire-l
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l DAEC NOVEMBER 19 im
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DUAXE ARNOLD ENERGY CENTER i
e PLANNED CORREC11VE ACTIONS
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- Access Authorization Computer Database
- QA Audit
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- Self Assessment of Access Authorization Program
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NCM/ EMBER 19,1995
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DUANE ARNOLD EXERGY CE5TER i
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e SAFETY SIGNIFICANCE AND MITIGATION FACTORS j
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- Licensee Identified
- Event Immediately Reported to NRC
- Immediate Corrective Actions i
- Isolated Event
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- No Prior Opportunity to Identify
- Immediate Revocation Upon Identification
- No Prior Events of This Type
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DAEC NOVEMBER 19,1995
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DUANE ARNOLD ENERGY CE3 TER CLOSING REMARKS DAVE WILSON PLANT SUPERINTEXDENT DAEC NOVEMBER 19,1999
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r SECURITY SCREENTNG WORKSEEET
DATE BADGED:
TERMINATION DATE:
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EADGE NUMBER:
OK FOR REHIRE NOT POR REHIRE l
The following employee has been screened in accordance with the provisions of the DAEC Security Plan Section 1.3.1.1.
This screening disclosed no indication of aberrant behavior or untrusthworthiness on the part of the employee.
NAME:
SSN:
i COMPANY:
POSITION:
SUPERVISOR:
DURATION DATE:
The screening was conducted under the guidelines of ACP I413.3.
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Screening Letter Received:
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Date/Compfgy
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PERMAR (UPDATED
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INDEX
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Reason for 180 Day Temporary Access:
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copy of Photo ID:
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s Fingerprints g\\ Date Gub itted:
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Completeds
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i MMPIs Data Completed: t Interviewed:
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Drug Test:
Date Collected:
Alcohol Analysis Date Tested:
Social Security Verified for all Documentation / Reports:
Security Supervisor / Designee Date
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E.SECQUALS E. STATUS BADGED LIST INDEX Form 04/10/91 Rev. 7 i
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