ML040820877

Oversight Panel Restart Action Matrix Index

ML040820877
Person / Time
Site:	Davis Besse
Issue date:	03/05/2004
From:	NRC/RGN-III
To:
References
-nr
Download: ML040820877 (106)

Text

Attachment 3 RESTART ACTION MATRIX Notes:

C - Concern LER - Licensee Event Report CAL - Confirmatory Action Letter Item NCV - Non-Cited Violation E - E-mail SUP - Supplemental Inspection Program Item L - Letter URI - Unresolved Item from inspection Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Completeness and accuracy of licensees See attachment 4 to Closeout form 0350 response to Generic Letter 97-01. 0350 agenda for attached to C-01 09/04/02 N/A N/A Dunlop 1/31/03 mtg. Dunlop 5/27/03 panel 9/30/02 Panel memo to Lipa mtg. minutes DG loading - CR # 02-8482. Corrective Action Closeout form 0350 Team inspection attached to C-02 N/A 2.d Falevits 10/09/03 PANEL (CATI) 10/09/03 panel mtg. minutes Self-assessment/ISEG - why not effective: Look NRR - determine Closeout form 0350 at commitments made to justify removal of ISEG NRR/ when ISEG no longer attached to C-03 N/A 4.a & 4.b 12/23/03 PANEL from TS and whether they are still meeting those Wright rqd; IR 02-15 & 02-18 12/23/03 panel commitments. mtg. minutes How is soft issue of people performance IR 02-15 & 03-09 Closeout form 0350 addressed via defense in depth = worker/ supv/ attached to C-04 N/A 4.b Wright 02/18/04 PANEL mgt-oversight panels/ QA. 2/18/04 panel mtg. minutes Operators - clear understanding of their J. Dyer site visit Closeout form 0350 responsibility to us. attached to C-05 N/A 4.b 10/9/02 PANEL 4/22/03 panel mtg. minutes Review concrete shield building low oxygen See Sec, B.7.4 in Closeout form 0350 content. (CR # 02-07472 and 02-07080) 4OA3.2 in 02-07 for attached to C-06 N/A 2.b Phillips closure info 09/16/03 PANEL 9/16/03 panel mtg. minutes Ongoing phase 3 observations of management This is a Post-Restart Closeout form 0350 and human performance following restart. item attached to C-07 N/A N/A Lipa 10/14/03 PANEL 10/14/03 panel mtg. minutes Bulletins 2002-01 and 2002-02 response and RAI response Closeout form acceptance. acceptance attached to C-08 NRR N/A N/A NRR 11/04/03 11/04/03 panel mtg. minutes Final (Rev 15) Page 1 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Poll staff for differing opinions. Close to Item B5.b.1 Closeout form 0350 in Process Plan and attached to C-09 N/A N/A 0350 Panel 09/16/03 PANEL 136 in Action Item 9/16/03 panel List mtg. minutes Evaluate the need to call back CI regarding Close and move to Closeout form 0350 Allegation RIII-2002-A-0177 (D-B) after the OI an Action Item attached to C-10 N/A N/A 0350 Panel 09/16/03 PANEL Investigation is complete. 9/16/03 panel mtg. minutes Evaluate Containment Integrated Leak Rate Test ILRT Inspection Closeout form 0350 Results. attached to C-11 N/A 2.c Farber 09/16/03 PANEL 9/16/03 panel mtg. minutes Process Code Exemption Requests for Use of the Close to relief Closeout form 0350 6.b, 6.c, & Midland Head at Davis-Besse. request approvals attached to C-12 N/A NRR 04/22/03 PANEL 6.d 4/22/03 panel mtg. minutes Process Pressure and Temperature Curves for IR 03-04 which is Closeout form 0350 the "New" Vessel Head. ADAMS attached to C-13 N/A 6.f NRR 05/27/03 PANEL ml031320705 5/27/03 panel mtg. minutes Issue Letter to the Licensee to Officially "Lift" the Closeout form 0350 Quarantine on the "Old" RPV Head. attached to C-14 N/A 7.a RIII 04/22/03 PANEL 4/22/03 panel mtg. minutes Review TSP Amendment - and Advise Panel on see resolution to See Closure 0350 the Need for a TIA - Potential TS Change that concern 3 in form attached to C-15 N/A N/A NRR 07/01/03 PANEL may be necessary to process before restart. allegation RIII-2002- 7/01/03 panel A-0110 minutes.

Evaluate Adequacy of Lower Incore Guide Tube NRR to provide Closeout form Penetrations - Review the licensee completed approval of attached to corrective actions for the as-found condition of the acceptance criteria. 11/04/03 panel 0350 reactor vessel (e.g., boron deposits, corrosion Jacobson/ Jacobsons mtg. minutes C-16 N/A 2.b 11/04/03 PANEL stains, and potential for leakage at the in-core NRR inspection of penetration tubes). Ref. CR 02-07059 and CR NOP/NOT to 02-02498 determine acceptance of test Final (Rev 15) Page 2 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Reactor Bottom Head - A public meeting is NRR provide Closeout form scheduled for 11/26 in HQ to discuss the acceptance criteria attached to Framatome analyses and the licensees options. approval 11/04/03 panel 0350 C-17 N/A 2.b Current licensee plans are to perform a test NRR mtg. minutes 11/04/03 PANEL during normal operating pressure and temperature (NOP/NOT) conditions. Evaluate acceptability of licensee's test.

MB3749, 11-30-01, Reduce Pressurizer high Closeout form level limit from 305 to 228 inches. Licensee has attached to been operating with administrative control of 228 10/09/03 panel 0350 C-18 N/A 5.b inches. This is an open licensing action. Need to NRR mtg. minutes 10/09/03 PANEL inspect the licensee's operating procedures to see that the licensee has appropriately captured the administrative control.

Can TS 4.5.2.h be met by performing the test at HPI TIA - what is Closeout form 0350 one pressure and then correlating it to the TS correct post-mod test attached to C-19 N/A 5.d NRR 02/18/04 PANEL pressure value to verify TS flow rate value is 2/18/04 panel achieved? mtg. minutes Adequate fire detection capabilities during Closeout form containment air cooler cleaning utilizing pressure attached to C-20 LLTF 02/17/03 N/A N/A Thomas 07/01/03 washing. 7/01/03 panel mtg. minutes How will the licensee consider the containment Closeout form radiation monitors operable? attached to C-21 LLTF 02/17/03 N/A 2.c Thomas 10/09/03 10/09/03 panel mtg. minutes Pressurizer safety issue - SE for TM did not fully Closeout form address USAR. attached to C-22 LLTF 02/17/03 N/A N/A Thomas 05/27/03 5/27/03 panel minutes.

Review D-B response to Generic Letter 98-04 SUMP SERP Closeout form regarding sump clogging. [NOTE: Document Package attached to C-23 0350 02/21/03 N/A 2.c.1 Passehl 01/26/04 determined to be incomplete and inaccurate.] 1/26/04 panel mtg. minutes Both Order and Bulletin 2002-01 Boric Acid Acceptance of RAI Closeout form Corrosion program response to be tracked as response and attached to C-24 0350 02/21/03 N/A 4.b NRR 10/09/03 RAM items. response to Order 10/09/03 panel mtg. minutes Final (Rev 15) Page 3 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item AOVs not properly sized to open against design Closeout form pressure in the event of an accident. Some will attached to C-25 0350 3./14/03 N/A N/A Thomas 06/17/03 need modifications/resetting. 6/17/03 panel mtg. minutes MPR - Electrical Distribution System Analysis Special inspection Closeout form (coordination, load flow, degraded voltage, fault feeder to CATI attached to C-26 0350 3/14/03 N/A 5.b Daley 12/23/03 protection, and ampacity). Hardware fixes may 12/23/03 panel be required based on calc. results. mtg. minutes HPI Pump hydrostatic bearing cooling/lube may duplicate of LER 03- Closeout form be blocked if water source is via piggyback from 02 attached to C-27 0350 3/14/03 N/A 5.b Thomas 06/17/03 the sump due to differences in sump strainer size 6/17/03 panel and internal cooling tubing. (CR 02-08492) mtg. minutes Need to ensure unqualified containment coatings Closeout form (mostly on conduit) are evaluated to ensure they attached to C-28 0350 3/05/03 N/A 2.c Thomas 10/09/03 will not lead to any sump blockage. 10/09/03 panel mtg. minutes Observe and evaluate the control rod drive testing Closeout form to ensure no leakage and adequate scram times. attached to C-29 0350 3/18/03 N/A 2.a Thomas 02/12/04 (Per new IP on Reactor head replacement.) 2/12/04 panel mtg. minutes Instrument Uncertainty Calculations. Special inspection Closeout form feeder to CATI attached to C-30 0350 05/08/03 N/A 5.b Daley 09/16/03 9/16/03 panel mtg. minutes Appendix R Thermohydraulic calculations and Special inspection Closeout form safe shutdown procedure. feeder to CATI attached to C-31 0350 04/29/03 N/A 5.b Daley 09/16/03 9/16/03 panel mtg. minutes Emergency Diesel Generator voltage/frequency Special inspection Closeout form control and room temperature. feeder to CATI attached to C-32 0350 05/08/03 N/A 5.b Daley 12/09/03 12/09/03 panel mtg. minutes Management Stability in Radiation Protection PSB to arrange Closeout form Organization. inspection in July attached to C-33 0350 04/29/03 N/A 3.h Riemer 10/09/03 time-frame. 10/09/03 panel mtg. minutes Final (Rev 15) Page 4 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Fuel damaged due to loss of grid straps. Lougheed Done as part of CATI Closeout form (Formerly listed as an LER, however, no LER will attached to C-34 0350 N/A 5.b 01/26/04 be issued for this item). 1/26/04 panel mtg. minutes Requests for Issues: Extent of Condition Closeout form Reviews for generic implications were inadequate attached to C-35 NRC Staff 12/02/03 N/A N/A Lipa 01/08/04 as determined by a Perry review of D-B CRs. 1/08/04 panel mtg. minutes Requests for Issues: Adequacy of cyclone Closeout form separator to support HPI operability. attached to C-36 Panel 12/16/03 N/A 2.e NRR 01/26/04 1/26/04 panel mtg. minutes Requests for Issues: Acceptability of Steam Closeout form Generators to operate until mid-cycle outage or attached to C-37 Panel 12/16/03 N/A 5.b NRR 02/19/04 beyond March 2004. 2/19/04 panel mtg. minutes Requests for Issues: Resolve TIA on Fire Closeout form Protection Issues. (This would include addressing attached to C-38 Panel 12/18/03 N/A N/A Passehl 02/19/04 the adequacy of the 1991 SER to provide 2/19/04 panel Appendix R exemptions.) mtg. minutes Requests for Issues: Complete Followup RRATI Closeout form inspection to do round-the-clock inspection of attached to C-39 RRATI 12/18/03 N/A N/A Passehl 02/18/04 complex control room evolutions. 2/18/04 panel mtg. minutes Final (Rev 15) Page 5 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Requests for Issues: From NRR Technical Staff: Closeout form Davis-Besse discovered boric acid deposits attached to running down some of the lower head penetration 2/23/04 panel nozzles. They argued that lower head nozzles mtg. minutes are not expected to be cracking due to their relatively low temperature during operation. They argued that the deposits could be due to cleaning the deposits from the upper head, even thought C-40 NRR Staff 02/09/04 N/A N/A there were not clear tracks from above to the NRR 02/23/04 points on the nozzles where the boric acid deposits began. They also took some samples and, based on analysis results, argued that the deposits were old. Finally, they installed a sensitive humidity detection system and then did their at-pressure/temperature test of the RCS, using that to argue that there are no leaks in the lower head nozzles.

Requests for Issues: Document review of Closeout form licensees Operational Improvement Plan for attached to 0350 C-41 02/10/04 N/A N/A operating cycle 14 and subsequent CATI Falevits 2/18/04 panel 02/18/04 PANEL recommendations and comments for required mtg. minutes actions prior to restart.

Commenter at Restart meeting on 2/12/04 asked Closeout form 0350 what had happened to Thermo-Lag Orders of attached to C-42 02/19/04 N/A N/A Passehl 02/19/04 PANEL May and June 1998 for Davis-Besse. Were the 2/19/04 panel actions completed? mtg. minutes Requests for Issues: Review the adequacy of the Closeout form licensees Operations procedures in response to attached to a control room fire. Specifically, focus on the 2/20/04 panel stated Operator expected actions and time line for mtg. minutes C-43 DRS Staff 02/19/04 N/A N/A Lara 02/20/04 completing those actions as specified in Attachment 14 of procedure DB-OP-02519, Revision 8.

Final (Rev 15) Page 6 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Quarantine components or other material from Closeout form the RPV head and CRDM nozzle penetrations attached to that are deemed necessary to fully address the 7/22/03 panel root cause of the occurrence of degradation of the mtg. minutes CAL-01 CAL 05/15/02 CAL.1 7.a Licensee 07/22/03 leaking penetrations. Prior to implementation, plans for further inspection and data gathering to support determination of the root cause will be provided to the NRC for review and comment.

Determine the root cause of the degradation Complete 02-15 & Closeout form around the RPV head penetrations, and promptly 02-18 inspections of attached to meet with the NRC to discuss this information NRR & technical and 10/09/03 panel CAL-02 CAL 05/15/02 CAL.2 7.a 10/09/03 after you have reasonable confidence in your others management root mtg. minutes determination. causes & CAL update E Evaluate and disposition the extent of condition Multiple inspections Closeout form all URI 7.a, 2.c, & throughout the reactor coolant system relative to (02-09, 02-12, 02-14, attached to CAL-03 CAL 05/15/02 CAL.3 followup 12/09/03 2.d the degradation mechanisms that occurred on the 03-10, 03-22, & 03- 12/09/03 panel inspect RPV head. 23) mtg. minutes Obtain NRC review and approval of the repair or Remains open Closeout form modification and testing plans for the existing pending successful attached to RPV head, prior to implementation of those completion of 2/18/04 panel activities. Prior to restart of the reactor, obtain NOP/NOT test and mtg. minutes NRC review and approval of any modification and Thomas/ control rod drive CAL-04 CAL 05/15/02 CAL.4 7.a 02/18/04 testing activity related to the reactor core or Jacobson performance test per reactivity control systems. If the reactor vessel CAL update of head is replaced in lieu of repair or modification, 12/24/02. (IRs 02-07, the replacement must comply with appropriate 03-05, 03-23, & 04-Commission rules and industry requirements. 02)

Prior to the restart of the unit, meet with the NRC Pending Restart Closeout form to obtain restart approval. During that meeting, approval meeting attached to we expect you will discuss your root cause with RA 2/18/04 panel CAL-05 CAL 05/15/02 CAL.5 7.a Lipa 02/18/04 determination, extent of condition evaluations, mtg. minutes and corrective actions completed and planned to repair the damage and prevent recurrence.

Provide a plan and schedule to the NRC, within Closeout form 15 days of the date of this letter, for completing attached to CAL-06 CAL 05/15/02 CAL.6 7.a and submitting to the NRC your ongoing 4/22/03 panel 04/22/03 assessment of the safety significance for the RPV mtg. minutes head degradation.

Final (Rev 15) Page 7 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item If cracking on nozzle #3 was only axial, why did Issue response letter Closeout form the nozzle fall over? In order to do this it had to to Blanch attached to E-01 Blanch 5/9/02 1 N/A Mendiola 6/19/02 have circumferential cracking? 4/03/03 panel mtg. minutes If the CRDM had not fallen over, was D-B Issue response letter Closeout form planning to clean the head, or as in the past, to Blanch attached to E-02 Blanch 5/9/02 2 N/A Mendiola 6/19/02 restart with significant boron remaining on the 4/03/03 panel vessel head? mtg. minutes If circumferential cracking initiates from the OD to Issue response letter Closeout form the ID, then how is it that circumferential cracking to Blanch attached to E-03 Blanch 5/9/02 3 N/A is considered PWSSC? Can I assume that the Mendiola 4/03/03 panel 6/19/02 circumferential cracking is the result of axial mtg. minutes cracking?

Is it possible that a through wall axial crack may Issue response letter Closeout form occur and remain visually undetected due to a to Blanch attached to E-04 Blanch 5/9/02 5 N/A tight interference fit at the top of the head and Mendiola 4/03/03 panel 6/19/02 then cause undetected circumferential cracking mtg. minutes during an operating cycle?

Several places in AIT and D-B Root Cause Issue response to Closeout form Blanch/ Report state it was very hard to inspect the Blanch/Corcoran attached to E-05 5/11/02 1 N/A Mendiola 6/11/02 Corcoran reactor vessel head; however, doesnt GDC 32 4/03/03 panel require access? mtg. minutes D-B IPE submittal (1993 risk assessment) not Closeout form NRR available to public. D-B plant-specific LOOP not attached to E-06 Lochbaum 07/01/02 N/A NRR/ NSIR 9/30/02 L-21 modeled. 4/03/03 panel mtg. minutes Chairman said LOCA risk is low, when in fact it Closeout form NRR was high, but the time period was short. attached to E-07 Lochbaum 08/21/02 N/A 12/03/02 L-30 4/03/03 panel mtg. minutes Four of the five criteria (RG1.174) that licensees Closeout form NRR must satisfy for a risk-informed decision were not attached to E-08 Lochbaum 08/21/02 N/A 12/03/02 L-31 satisfied when the staff let D-B defer shutdown. 4/03/03 panel mtg. minutes Return to Service Plan dated Aug. 21, 2002 - all Decided this was not Closeout form the pages are presented on ADAMS. Also, a restart issue attached to E-09 Gurdziel 10/02/02 unknown N/A 02/26/03 nothing in the plan is a commitment to the NRC. 4/03/03 panel mtg. minutes Final (Rev 15) Page 8 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item News article of 10/12/02 - Regards Comment on NOP test inspection Closeout form Reactor Vessel "Trailings." attached to E-10 Gurdziel 11/14/02 unknown 5.d Jacobson 12/16/03 12/16/03 panel mtg. minutes Wouldnt you think that a bare metal inspection NOP test inspection Closeout form e-mail to should be done at pressure and not after attached to E-11 Gurdziel 11/20/02 5.d Jacobson 12/16/03 Lipa pressure is lowered? 12/16/03 panel mtg. minutes It doesnt appear likely to me that the D-B NOP test inspection Closeout form 11/26/02 e-mail to operators actually do a primary coolant system attached to E-12 Gurdziel N/A Jacobson 12/16/03 8:55 pm Lipa visual inspection during hydro after each vessel 12/16/03 panel reassembly. mtg. minutes Werent we supposed to hear by the middle of Close with red finding Closeout form 11/26/02 e-mail to November 2002 if the total loss of structural issuance to licensee attached to E-13 Gurdziel N/A Grobe 02/25/03 8:55 pm Lipa material on a reactor vessel head was 4/03/03 panel significant. mtg. minutes The NRC should look at the condition to be NOP test inspection Closeout form 11/26/02 e-mail to expected when weld stress relieving is not used. attached to E-14 Gurdziel N/A Jacobson 12/16/03 10:18 pm Lipa 12/16/03 panel mtg. minutes What is the FENOC definition of system health? See System Health Closeout form 12/19/02 e-mail to Havent seen much initiative to fix things, just Inspection Report attached to E-15 Gurdziel N/A 02/26/03 7:45 pm Lipa assess condition. 4/03/03 panel mtg. minutes What is the status of the containment air coolers Close upon closure Closeout form 12/19/02 e-mail to (duct work eaten by acid, motors, heat of LER-08 attached to E-16 Gurdziel N/A Falevits 04/03/03 7:45 pm Lipa exchangers)? 4/1/03 panel mtg. minutes When painting containment, did they use rollers No plans to address Closeout form 12/19/02 e-mail to as well as brushes? the distinction attached to E-17 Gurdziel N/A 02/26/03 7:45 pm Lipa 4/03/03 panel mtg. minutes Would the Polar crane pass inspection if Closeout form 12/19/02 e-mail to inspected by the State today? attached to E-18 Gurdziel N/A Phillips 07/01/03 7:45 pm Lipa 7/1/03 panel mtg. minutes Final (Rev 15) Page 9 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assuming they have 4 reactor coolant pumps and Send letter to Closeout form 02/06/03 e-mail to only fix 2, doesnt that leave 2 leaking when they Gurdziel attached to E-19 Gurdziel 2.c Lougheed 12/09/03 8:53 pm Lipa start? 12/09/03 panel mtg. minutes Given the as-found condition of the sump SUMP SRP Package Closeout form 02/06/03 e-mail to reported by FENOC in LER 2002-005, was D-B in attached to E-20 Lochbaum N/A Passehl 09/16/03 4:27 pm Grobe conformance with its design and licensing basis? 9/16/03 panel mtg. minutes Given the as-found condition of the sump SUMP SRP Package Closeout form 02/06/03 e-mail to reported by FENOC in LER 2002-005, would the attached to E-21 Lochbaum N/A Passehl 09/16/03 4:27 pm Grobe ECCS have been able to prevent reactor core 9/16/03 panel damage? mtg. minutes Has D-B changed its policy to require people to Management. & Closeout form 02/19/03 e-mail to follow their chain of command to report safety Human Performance attached to E-22 Blanch N/A Wright 10/14/03 8:16 am Grobe concerns or concerns to the NRC? Phase 2 (IR 02-18) 10/14/03 panel mtg. minutes Did NRCs 0350 Panel review FENOCs analysis Send letter to Gunter. Closeout form 02/24/03 e-mail to to forego inspection and testing of two of the four attached to E-23 Gunter N/A Lougheed 12/09/03 8:55 am Grobe reactor coolant pumps to assure compliance with 12/09/03 panel TS and regulatory requirements? mtg. minutes If answer to E-23 is yes, what were the NRCs Send letter to Gunter. Closeout form 02/24/03 e-mail to findings? attached to E-24 Gunter N/A Lougheed 12/09/03 8:55 am Grobe 12/09/03 panel mtg. minutes Has the NRC conducted an inspection of the Management. & Closeout form 03/05/03 e-mail to Davis-Besse Employee Concerns Program using Human Performance attached to E-25 Blanch N/A Wright 12/09/03 10:45 am Grobe Inspection Module 40001? If so, please provide a Phase 2 (IR 02-18) 12/09/03 panel copy of the results. mtg. minutes Has the NRC examined how FENOC is Provide examples of Closeout form 03/07/03 e-mail to performing at risk changes to the facility? and if implementation of attached to E-26 Lochbaum 3.g Jacobson 09/16/03 9:53 am Grobe so, is the NRC comfortable with FENOCs at risk ARC process - is it 9/16/03 panel changes? fixed? mtg. minutes Why did FENOC choose S. Haber when there are Management & Closeout form 02/10/03 other more qualified individuals that could have Human attached to 2:15 pm been chosen? What are her qualifications? What 7/1/03 panel e-mail to E-27 Blanch & N/A other studies of safety culture at US Nuclear Wright mtg. minutes 07/01/03 Grobe 2/27/03 Plants has Dr. Haber performed? Is NRC aware 8:48 am that Dr. Haber worked for the same company that did the RCA last fall?

Final (Rev 15) Page 10 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Is NUREG-1756 being used to evaluate safety Management & Closeout form 3/13/03 e-mail to culture at D-B? Human Performance attached to E-28 Collins 4.b Wright 07/01/03 12:48 pm Grobe 3 7/1/03 panel mtg. minutes If E-28 no, why not and what alternate method is Management & Closeout form 3/13/03 e-mail to being used to evaluate safety culture Human Performance attached to E-29 Collins 4.b Wright 07/01/03 12:48 pm Grobe acceptability? 3 7/1/03 panel mtg. minutes What is the status of generic communications Closeout form 5/2/03 e-mail to regarding the containment sump performance. attached to E-30 Lochbaum N/A Hopkins 05/27/03 10:21 am Hopkins 5/27/03 panel mtg. minutes Jack to provide answer to Paul Blanch: Please Lipa and Jacobson Closeout form review the enclosed photo that was taken called Blanch and attached to e-mail to 2/26/03 sometime in March 1993. From this photo, it provided response 10/09/03 panel E-31 Blanch Zwolinski N/A Lipa 10/09/03 2:00 pm appears that a nozzle was leaking at that time. via telephone mtg. minutes

& Grobe The reddish brown deposits do not originate from flange leakage. Are we missing something?

Grobe to address to Lochbaum: How does the Letter to Lochbaum Closeout form Phillips -

5/21/03 e-mail to 0350 Panel intend to assure that any findings attached to E-32 Lochbaum N/A see AITS 09/16/03 10:29 am Grobe from the ongoing investigation are indeed 9/16/03 panel R03-0150 addressed before restart? mtg. minutes Multiple issues raised regarding information Phone call with Closeout form 06/18/03 e-mail to presented in inspection report 03-13. Gurdziel attached to E-33 Gurdziel N/A Lipa 07/01/03 10:34 pm Lipa 7/1/03 panel mtg. minutes Respond to E-mail concerning the adequacy of Grobe called Closeout form 7/01/03 e-mail to the new sump based on Gurdziels review of Gurdziel on 7/2 and attached to E-34 Gurdziel 2.c.1 Grobe 07/15/03 10:20 pm Lipa report 03-06. explained details to 7/15/03 panel his satisfaction mtg. minutes Respond to individual and cc OEWEB with Prepare response Closeout form 7/01/03 e-mail to response to concern about making public safety and have Grobe attached to E-35 Ballard N/A Strasma 12/09/03 7:23 pm OEWEB our number one priority and not being influenced issue 12/09/03 panel by FirstEnergy. mtg. minutes multiple e- Respond to individuals regarding request that D- Issue response per Closeout form several mails & B be permanently shut down. (see AITS R03- PAs Plan attached to Various 0152. 12/09/03 panel E-36 dates/ letters to N/A Strasma 12/09/03 individuals mtg. minutes times Dyer &

Caldwell Final (Rev 15) Page 11 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Respond to Riccios two questions concerning Closeout form 7/31/03 e-mail to adequacy of design basis and lack of adequate attached to E-37 Riccio N/A Jacobson 02/20/04 10:28 am Grobe safety evaluations associated with modifications 2/20/04 panel already installed. mtg. minutes 8/1/03 Answer to the ten questions asked regarding Closeout form 2:33 pm & e-mail to methodology of site to address hydrogen buildup attached to E-38 Blanch N/A Phillips 11/18/03 8/5/03 to Lipa in containment given inoperability of hydrogen 11/18/03 panel Grobe analyzers. mtg. minutes Respond to Blanchs question regarding accuracy Closeout form 8/19/03 e-mail to of article describing Blaster Worm attack on D-B attached to E-39 Blanch N/A Phillips 12/09/03 5:45 pm Grobe SPDS system. 12/09/03 panel mtg. minutes Respond to Blanchs questions concerning the Closeout form 8/21/03 e-mail to Slammer virus shutting down the SPDS at Davis- attached to E-40 Blanch N/A Phillips 12/09/03 9:59 am Grobe Besse in January 2003, reportability, etc. 12/09/03 panel mtg. minutes Respond to Blanchs questions concerning the Document in Closeout form 10/6/03 e-mail to reasoning for pulling control rods during cooldown inspection report that attached to E-41 Blanch N/A Thomas 12/23/03 12:45 pm Cwalina and whether such complies with the licensees addresses Reactor 12/23/03 panel TS. trip event of 9/30 mtg. minutes D-B failed to incorporate its analyses to address Per NRC review, only Closeout form compliance with bulletins and generic letters into those analyses that attached to NRR 5/14/02 & the UFSAR, and as such, the UFSAR is not in result in a change to 4/03/03 panel L-01 UCS L-15 & N/A Mendiola 12/20/02 06/12/02 conformance with 10 CFR 50.71(e). the existing design mtg. minutes.

L-17 basis require an GT# G02-314 update Will the D-B FSAR be in compliance with 10 CFR Per letter, D-B is yes Closeout form 71(e) prior to restart? attached to L-02 UCS 06/12/02 UCS-01a N/A Mendiola 4/03/03 panel 12/20/02 mtg. minutes.

GT#G02-314 What steps will the NRC staff take to ensure that NRR-Interpretation of Closeout form its past decisions based on the incomplete, 50.59 attached to L-03 UCS 06/12/02 UCS-01b N/A inaccurate D-B FSAR were proper? NRR / RIII RIII: Response to 4/03/03 panel 12/20/02 past practices mtg. minutes.

GT# G02-314 Final (Rev 15) Page 12 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Will the plant-specific evaluation of GSI-191 Closeout form vulnerability recommended by the NRC staff to attached to L-04 UCS 06/12/02 UCS-02a 2.c.1 02/10/03 the ACRS in 09/01 be completed for D-B prior to 4/03/03 panel restart? mtg. minutes If L-3 is no, would the NRC staff be guilty of the Closeout form same tolerance of degraded conditions that attached to L-05 UCS 06/12/02 UCS-02b N/A 2/5/03 caused the current problem? 4/03/03 panel mtg. minutes Will all the boric acid deposited inside Licensee plan Closeout form containment at D-B be found and removed prior includes extensive attached to L-06 UCS 06/12/02 UCS-02c 2.c Holmberg 11/29/02 to restart? cleaning 4/03/03 panel IR02-09 & IR02-12 mtg. minutes If L-5 is no, what assurance exists that boric acid See 02a Closeout form will not be transported to the sump and contribute IR02-009 & IR02-012 attached to L-07 UCS 06/12/02 UCS-02d 2.c Holmberg 11/29/02 to its failure? 4/03/03 panel mtg. minutes Did FENOC perform a safety evaluation in SRI: Ask Licensee Closeout form accordance with 10 CFR 50.59 before power attached to L-08 UCS 06/12/02 UCS-03a 2.c Thomas 11/18/03 washing the D-B head to remove boric acid (WO 11/18/03 panel 00-001846-000)? mtg. minutes If L-7 is no, what assurance exists against Inspection effort of Closeout form potential damage to safety equipment and SSDI/System Health attached to L-09 UCS 06/12/02 UCS-03b 2.c RIII 02/26/03 components caused by maintenance activities? IR02-012 & IR02-013 4/03/03 panel mtg. minutes Will the CRDM mechanical flanges on the new Licensee has no Closeout form head be replaced with seal welds prior to restart? plans and no attached to L-10 UCS 06/12/02 UCS-04 N/A RIII 2/5/03 requirements 4/03/03 panel mtg. minutes How many of the top 20 managers in place at D-B The NRC does not Closeout form on Feb. 16, 02 have left FENOC? regulate staffing attached to L-11 UCS 06/12/02 UCS-05a N/A RIII 2/5/03 levels of licensee 4/03/03 panel management. mtg. minutes Is the behavior of FENOC management at D-B Handle OI results via Closeout form RIII /

from 1996 through 2002 better or worse than Ms. Enforcement process attached to L-12 UCS 06/12/02 UCS-05b N/A Berson / 2/5/03 VanCleave? 4/03/03 panel EICS mtg. minutes Final (Rev 15) Page 13 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item If VanCleave is better, will the NRC ban any Handle OI results via Closeout form RIII /

FENOC managers and supervisors from working Enforcement process attached to L-13 UCS 06/12/02 UCS-05c N/A Berson / 2/5/03 in the nuclear industry? 4/03/03 panel EICS mtg. minutes If VanCleave is worse, return to L-11 and try Handle OI results via Closeout form RIII /

again. Enforcement process attached to L-14 UCS 06/12/02 UCS-05d N/A Berson / 2/5/03 4/03/03 panel EICS mtg. minutes VanCleave was banned from work at all NPPs. The NRC does not Closeout form RIII /

Does the NRC care that fired FENOC managers regulate staffing attached to L-15 UCS 06/12/02 UCS-05e N/A Berson / 2/5/03 and supervisors work at other NPPs? levels of licensee 4/03/03 panel EICS management mtg. minutes Will the results of the Congressional and OI Will follow policy on Closeout form investigations be publicly available prior to release of OI attached to L-16 UCS 06/12/02 UCS-06a N/A RIII / OI 2/5/03 restart? investigations 4/03/03 panel mtg. minutes If L-15 is no, how can near-by residents be 0350 Panel will do its Closeout form assured that they were not placed in undue risk job attached to L-17 UCS 06/12/02 UCS-06b N/A RIII / OI 2/5/03 by management and workers at D-B? 4/03/03 panel mtg. minutes Will the acceptance of the interim head be Not required. Closeout form conditional on commitment from FENOC to install Replacement head attached to L-18 UCS 06/12/02 UCS-07 2.a the permanent head during outage when the NRR acceptability 4/03/03 panel 11/29/02 steam generators are replaced? determined via IR. IR mtg. minutes02-007 What was the boric acid corrosion problem at a Beznan in Closeout form foreign reactor that caused the NRC to warn Switzerland attached to L-19 UCS 06/12/02 UCS-08 N/A NRR 2/5/03 some plant owners in 1972? experienced boric 4/03/03 panel acid corrosion mtg. minutes Review of D-B UFSAR did not reveal results of Same issue as L-01 Closeout form safety analysis of several NRC GIs. Licensee not attached to NRR L-20 UCS 06/19/02 N/A in compliance with 10 CFR 50.71(e). Mendiola 4/03/03 panel 12/20/02 L-18 mtg. minutes.

GT# G02-314 LLTF should examine the appropriateness of SMRT/LLTF action Closeout form NRR using short-duration risk assessments in 3.3.7(3) attached to L-21 UCS 06/19/02 N/A Howell 11/26/02 L-19 regulatory space. 4/03/03 panel mtg. minutes Final (Rev 15) Page 14 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item The SDP process should not classify the D-B Close with issuance Closeout form event as Green. of Red finding letter attached to NRR L-22 UCS 06/19/02 N/A Grobe to licensee. 4/03/03 panel 02/25/03 L-20 ADAMS No. mtg. minutes ml030560426 Why did the NRC "accept" the boric acid Closeout form corrosion program at D-B after determining that attached to L-23 UCS 07/03/02 UCS-09a N/A NRR 02/12/04 over 20% of the program was unsatisfactory? 2/12/04 panel mtg. minutes Will "acceptable" and "unsatisfactory" stop being Closeout form synonymous to the NRC? attached to L-24 UCS 07/03/02 UCS-09b N/A 2/5/03 4/03/03 panel mtg. minutes How many times must people around D-B be Closeout form subjected to American Roulette? attached to L-25 UCS 07/03/02 UCS-10a N/A 2/5/03 4/03/03 panel mtg. minutes What tangible steps will NRC take to prevent 0350 Panel mission Closeout form chronic and systemic management problems from attached to L-26 UCS 07/03/02 UCS-10b N/A 2/5/03 causing another very, very serious near-miss - or 4/03/03 panel worse - at D-B? mtg. minutes Will the NRC allow the public to look at the 1993 ADAMS No. Closeout form D-B risk assessment? ml022610666 attached to L-27 UCS 07/03/02 UCS-11a N/A NRR/ NSIR 9/30/02 4/03/03 panel mtg. minutes Why did NRC use 1993 D-B risk assessment to ADAMS No. Closeout form develop SDP worksheets when the updated 1999 ml022610666 attached to L-28 UCS 07/03/02 UCS-11b N/A NRR 9/30/02 plant safety assessment was readily available? 4/03/03 panel mtg. minutes If the D-B risk assessment remains secret but is ADAMS No. Closeout form the basis for the SDP call, why should the public ml022610666 attached to L-29 UCS 07/03/02 UCS-11c N/A believe any NRC pronouncement on safety NRR 4/03/03 panel 9/30/02 significance derived, in large part, on "secret" mtg. minutes information?

If the D-B risk assessment remains secret, will Panel will follow MC Closeout form the NRC retain the 0350 Panel indefinitely to 0350, then return to attached to L-30 UCS 07/03/02 UCS-11d N/A 2/5/03 compensate for the public being unfairly excluded ROP 4/03/03 panel from access to key information? mtg. minutes Final (Rev 15) Page 15 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Will the NRC require the D-B risk assessment to Closeout form incorporate the real risk from reactor vessel attached to L-31 UCS 07/03/02 UCS-11e N/A NRR 07/01/03 failure before restart? 7/1/03 panel mtg. minutes Will NRC revamp ROP to enable its inspectors to See ROP description Closeout form audit areas non-conservatively omitted from the in IMC. attached to L-32 UCS 07/03/02 UCS-11f N/A 2/5/03 plant-specific risk assessments? 4/03/03 panel mtg. minutes Did FENOC violate ALARA by repeatedly No. All exposures Closeout form deferring MOD 94-0025? under 5 Rem attached to L-33 UCS 07/03/02 UCS-12a N/A RIII 2/5/03 guideline 4/03/03 panel mtg. minutes Does Region III have a different approach to No. D-B was issued 2 Closeout form worker radiation safety than Region IV, given the white findings in RP attached to L-34 UCS 07/03/02 UCS-12b N/A fact that Callaway was cited for the same poor area for poor rad 4/03/03 panel 1/7/03 radiation control practices that RIII let D-B get control practices as mtg. minutes away with? well What tangible actions has FENOC taken to back Closeout form up its rosy proclamations and assertions about attached to L-35 UCS 07/03/02 UCS-13 1.b & 4.a Thomas 07/01/03 questioning attitude and conservative decision- 7/1/03 panel making"? mtg. minutes Will the NRC require FENOC to conform with Programs #2 Closeout form UFSAR 5.2.3.2 or revise 5.2.3.2 to match what Inspection attached to L-36 UCS 07/03/02 UCS-14a 3.d Jacobson 09/16/03 the company does before restart? (IR 03-09) 9/16/03 panel mtg. minutes If the NRC truly believes that FENOC lacks a Programs #2 Closeout form regulatory commitment to clean the reactor vessel Inspection attached to L-37 UCS 07/03/02 UCS-14b 3.d head of highly corrosive material that can cause Jacobson (Commitment would 9/16/03 panel 09/16/03 catastrophic failure, shouldnt the agency be to BACP) mtg. minutes undertake getting that regulatory commitment?

Could operators execute emergency procedures Closeout form with containment radiation monitors having a attached to L-38 UCS 07/15/02 UCS-15 N/A Simpkins 05/27/03 mean-time-between-failures of 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br />? 5/27/03 panel mtg. minutes Did operability evaluations performed for the Closeout form Containment Rad monitors consider monitors attached to L-39 UCS 07/15/02 UCS-16 N/A Simpkins 05/27/03 ability to operate in the atmospheric conditions 5/27/03 panel following an accident? mtg. minutes Final (Rev 15) Page 16 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Does FENOC have an engineering Closeout form calculation/analysis of non-radioactive particulate attached to L-40 UCS 07/15/02 UCS-17a N/A Simpkins 05/27/03 matter in containment atmosphere following 5/27/03 panel DBAs? mtg. minutes If answer to L-36 no, how is it assured that the Closeout form plant is operating within design bases with attached to L-41 UCS 07/15/02 UCS-17b N/A Simpkins 05/27/03 respect to 10 CFR 50, App. A, GDC4? 5/27/03 panel mtg. minutes Is the NRC confident that containment radiation Closeout form monitors and other components inside attached to L-42 UCS 07/15/02 UCS-18 N/A NRR 10/14/03 containment will not be impaired by stuff in the air 10/14/03 panel from postulated DBAs? mtg. minutes Has the extent-of-condition assessment by Closeout form FENOC included verification that atmospheric attached to L-43 UCS 07/15/02 UCS-19 2.c sampling lines leading to the Normal Range Thomas 5/27/03 panel 05/27/03 particulate Radiation Skid are free from boric acid mtg. minutes corrosion?

Will the NRC require FENOC to inspect Closed per Closeout form containment vessel to determine no damage by Lochbaum letter of attached to L-44 UCS 07/15/02 UCS-20a 2.c 02/10/03 contact to groundwater caused by a non- 02/10/03 4/03/03 panel conforming condition? mtg. minutes If L-40 no, will NRCs MIC person independently Closed per Closeout form evaluate the potential for MIC damage to the steel Lochbaum letter of attached to L-45 UCS 07/15/02 UCS-20b 2.c 02/10/03 containment vessel before restart? 02/10/03 4/03/03 panel mtg. minutes Did FENOC evaluate potential for containment Closed per Closeout form concrete erosion from the non-conforming Lochbaum letter of attached to L-46 UCS 07/15/02 UCS-21a 2.c 02/10/03 groundwater flow? 02/10/03 4/03/03 panel mtg. minutes If answer to L-42 no, will NRC require FENOC to Closed per Closeout form complete such an evaluation before restart? Lochbaum letter of attached to L-47 UCS 07/15/02 UCS-21b 2.c 02/10/03 02/10/03 4/03/03 panel mtg. minutes What really caused damage to valve RC-262? Programs #2 Closeout form (IR 03-09) approved attached to L-48 UCS 07/15/02 UCS-22 3.d & 3.f Jacobson 05/27/03 plan 5/27/03 panel mtg. minutes Final (Rev 15) Page 17 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item If boric acid was the root cause of the damage to Programs #2 Closeout form RC-262, should NRC have evaluated the (IR 03-09) approved attached to L-49 UCS 07/15/02 UCS-23a 3.d & 3.f Jacobson 09/16/03 temporary modification in context of RC-2 plan 9/16/03 panel damage? mtg. minutes If boric acid was the root cause of the damage to Programs #2 Closeout form RC-262, doesnt the back-to-back damage to RC- (IR 03-09) approved attached to L-50 UCS 07/15/02 UCS-23b 3.d & 3.f 2 and RC-262 suggest that FENOC's extent-of- Jacobson plan 5/27/03 panel 05/27/03 condition and problem resolution processes are mtg. minutes flawed?

If boric acid was not the root cause of the damage Programs #2 Closeout form to RC-262, doesnt it strongly suggest that (IR 03-09) approved attached to L-51 UCS 07/15/02 UCS-24 3.d & 3.f FENOC's inservice inspection, preventative Jacobson plan 5/27/03 panel 05/27/03 maintenance, and aging management programs mtg. minutes flawed?

When NRC inspectors examine an incident, are AIT Procedure 93800 Closeout form they formally trained and instructed to test the attached to L-52 UCS 07/15/02 UCS-25 N/A 04/22/03 licensee's theory by reviewing plant-specific and 4/22/03 panel industry experience? mtg. minutes Did FENOC perform an extent-of-condition LER 2002-005 Closeout form assessment for its containment insulation followup attached to L-53 UCS 07/15/02 UCS-26 2.c.1 Thomas 01/30/04 specification problem? 1/30/04 panel mtg. minutes If L-53 is yes, has the NRC verified its Closeout form completeness and accuracy? attached to L-54 UCS 07/15/02 UCS-27a 2.c.1 Thomas 01/30/04 1/30/04 panel mtg. minutes If L-53 is no, how can NRC be assured that D-B is Followup to Bulletin Closeout form not unduly vulnerable to GSI-191 related safety 2003-001 attached to L-55 UCS 07/15/02 UCS-27b 2.c.1 Phillips 07/01/03 problems? 7/1/03 panel mtg. minutes Should the hydrostatic test in 2000 have identified ASME & LLTF Closeout form leakage from CRDM nozzle #3? recommendation attached to L-56 UCS 07/15/02 UCS-28a N/A 2/5/03 3.3.4(8) 4/03/03 panel mtg. minutes If L-52 is no, should the NRC require licensees to ASME & LLTF Closeout form revise hydrostatic testing procedures so they can recommendation attached to L-57 UCS 07/15/02 UCS-28b N/A 2/5/03 find leakage? 3.3.4(8) 4/03/03 panel mtg. minutes Final (Rev 15) Page 18 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Does the NRC believe that forcing a company to Closeout form UCS-29a write 8 CRs really indicates a proper threshold for attached to L-58 UCS 07/15/02 & 3.a Thomas 05/27/03 CRs? If yes, please explain. 5/27/03 panel UCS-29b mtg. minutes Release FOIA 2002-0229 to Paul Gunter and Letter Travers to Closeout form NRR Public Document Room. Lochbaum attached to L-59 UCS 08/05/02 N/A 9/10/02 L-26 ADAMS No. 4/03/03 panel ml022550222 mtg. minutes Requests that LLTF conduct public meetings at Letter Travers to Closeout form NRR least 30 days after FOIA 2002-0229 is released. Lochbaum attached to L-60 UCS 08/05/02 N/A 9/10/02 L-27 ADAMS No. 4/03/03 panel ml022550222 mtg. minutes Remove E. Hackett from LLTF and replace. Letter Travers to Closeout form NRR Lochbaum attached to L-61 UCS 08/05/02 N/A 9/10/02 L-28 ADAMS No. 4/03/03 panel ml022550222 mtg. minutes Evaluate E. Hacketts bias. Letter Travers to Closeout form NRR Lochbaum attached to L-62 UCS 08/05/02 N/A 9/10/02 L-29 ADAMS No. 4/03/03 panel ml022550222 mtg. minutes Prepare response for "NRC Needs New Glasses" Neither Mr. Closeout form letter NOTE: Cant find this document anywhere Lochbaum nor the attached to L-63 UCS 09/27/02 N/A N/A Lipa 3/11/03 in ADAMS or on the GT list or NRR list of NRC can locate the 4/03/03 panel documents received. referenced letter mtg. minutes Has anyone inspected the bottom of the vessel, Extent of condition Closeout form vessel soleplate, baseplate, anchor bolts, and inspections attached to L-64 Gurdziel 08/11/02 G-01 2.c Holmberg 11/29/02 concrete pedestal for eroded areas? IR02-09 & IR02-12 4/03/03 panel mtg. minutes Acid leaking down the head may flow into the Extent of condition Closeout form holes that are used by the studs causing the inspections attached to L-65 Gurdziel 08/18/02 G-03 2.c threads to no longer be full size. Also, the acid Holmberg 4/22/03 panel 04/22/03 may flow into the grooves of the reactor vessel to mtg. minutes reactor head o-rings, changing their dimensions.

Check of some existing welds on the replacement Closeout form head couldnt be done due to the placement of attached to L-66 Gurdziel 09/07/02 G-04 6.c Lipa 04/22/03 lifting lugs. Couldnt you remove the stainless 4/22/03 panel steel on the bottom surface and test that way? mtg. minutes Final (Rev 15) Page 19 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Is the Plant Operations Review Group competent. Develop closure info Closeout form in light of Jacks view attached to L-67 Gurdziel 09/07/02 G-04 4.b Thomas 09/16/03 that no one was 9/16/03 panel looking for issues mtg. minutes Lack of Quality Control and electrician Closeout form supervision based on inadequate threads on a attached to L-68 Gurdziel 09/07/02 G-04 N/A Lipa 04/22/03 bolted connection. 4/22/03 panel mtg. minutes Could the missing machine screws on wires to a Closeout form micro switch be the result of vibration instead of attached to L-69 Gurdziel 09/07/02 G-04 N/A Lipa 04/22/03 poor assembly? 4/22/03 panel mtg. minutes Does the corrective action process allow closure Closeout form of an item to a work order? attached to L-70 Gurdziel 09/13/02 G-05 N/A Thomas 05/27/03 5/27/03 panel mtg. minutes Operator work arounds. To me, this is just a way Closeout form to avoid fixing equipment. attached to L-71 Gurdziel 09/17/02 G-06 N/A Lipa 07/01/03 7/1/03 panel mtg. minutes Was the tube rolling device being removed from Closeout form nozzle #3 because it had successfully met the attached to L-72 Gurdziel 10/04/02 G-08 2.c Holmberg 07/01/03 imposed requirements? 7/1/03 panel mtg. minutes Institute a $ 50M fine against company and fines Closeout form against many individuals associated with QA, attached to L-73 Gurdziel 10/5/02 G-09 N/A Lipa 04/22/03 Management, ISEG, and anyone found to be 4/22/03 panel dishonest. mtg. minutes With a QA organization at D-B that provided Closeout form incompletely reported information, shouldnt the attached to L-74 Gurdziel 10/18/02 G-10 N/A NRC be inspecting the QA function for Jacobson 12/16/03 panel 12/16/03 completeness in reporting at ALL other plants run mtg. minutes by FENOC?

Have the State of Ohio send inspectors to check Closeout form one overhead crane, like the polar crane, to see if attached to L-75 Gurdziel 10/24/02 G-11 N/A Phillips 07/01/03 all those things have been corrected. 7/1/03 panel mtg. minutes Final (Rev 15) Page 20 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Is there another leaking source of the rust trails NOP/NOT test Closeout form at the bottom of the vessel rather than assuming inspection attached to L-76 Gurdziel 11/21/02 G-14 2.c Jacobson 11/04/03 cavity seal leakage? 11/04/03 panel mtg. minutes I still havent seen the full transcript of the Multiple ADAMS Nos. Closeout form October meeting or the Management Root Cause ml030150838 attached to to be done on Operations, Corporate QA, and the ml030240394 4/22/03 panel Phillips/

L-77 Gurdziel 11/21/02 G-14 N/A one on Site QA (4 documents). ml030240408 mtg. minutes 04/22/03 Gladden ml030240424 ml030240440 ml030240482 May be worthwhile to have a review done of the Closure form only Closeout form previously-done incore tube modification process attached to with particular attention to the possibility of weld 12/16/03 panel L-78 Gurdziel 12/05/02 G-15 2.c Jacobson 12/16/03 fracture at the bottom of the original weld (weld mtg. minutes metals used and ability to resist boric accident, amount of heat to be deposited by welding, etc.).

If there has been leakage of reactor coolant from Only necessary if Closeout form the lower incore welds, the contingency repairs leaks found for attached to L-79 Gurdziel 12/05/02 G-15 2.c proposed by FENOC would exacerbate the NRR repair, otherwise, N/A 10/14/03 panel 10/14/03 potential for boric acid attack of the lower vessel mtg. minutes head and incore monitoring wires.

Provides many comments on the inadequacies of Closeout form commitments documented in ADAMS attached to L-80 Gurdziel 12/07/02 G-16 N/A NRR 01/30/04 ml023260058. 1/30/04 panel mtg. minutes For the containment elevator safety glasses Closeout form incident mentioned in report 02-17, should a for attached to L-81 Gurdziel 12/16/02 G-17 N/A Thomas 05/27/03 cause fitness-for-duty test have been performed? 5/27/03 panel minutes.

For the NOP/NOT test there should be a process NOP/NOT test Closeout form to check for leaks while the reactor is pressurized inspection attached to L-82 Gurdziel 12/16/02 G-17 N/A - the concept of risk is not turned around when Jacobson 12/16/03 panel 12/16/03 risk to a few workers is more important than risk mtg. minutes to a larger number of people in Ohio.

Final (Rev 15) Page 21 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item How could you roll and weld tubes with air behind Discussed in context Closeout form them, meet applicable standards, and not have of potential repairs to attached to L-83 Gurdziel 12/16/02 G-17 N/A even one question from any credible review Thomas lower incore tubes 11/18/03 panel 11/18/03 organization about the value of what you are mtg. minutes doing?

If GDC-32 does not apply to the D-B reactor Closeout form vessel, just how many reactors does it apply to, attached to L-84 Gurdziel 12/16/02 G-17 N/A NRR 01/06/04 and why wouldnt it apply to the modification to 1/06/04 panel the in-core tubes of the D-B reactor. mtg. minutes.

Numerous examples of how the licensee mis- Include in letter to Closeout form identifies primary coolant leakage, including Gurdziel addressing attached to L-85 Gurdziel 2/8/03 G-19 N/A Lougheed 12/09/03 reactor coolant pumps having longstanding RAM item E-19 12/09/03 panel casing gasket leakage. mtg. minutes Request to notify Ohio Board of Registration for Closeout form State of Professional Engineers if NRC investigation attached to L-86 11/15/02 PE Reg. N/A Clayton 07/01/03 Ohio reveals that any Ohio PE acted improperly. 7/1/03 panel mtg. minutes Mr. Riccio asked what needs to be done to Design issues Closeout form assure that the design basis is maintained and included in restart attached to Transcript understood, and whats to give the public any checklist. Special 4/22/03 panel L-87 review 8/15/02 N/A N/A confidence that not only the industry and licensee Grobe design issues mtg. minutes 04/22/03 8/15/02 has taken steps to improve its processes. Mr. inspection planned Grobe said that he will consider it in how we structure the inspections we do at D-B.

Each trail of leakage on the side of the reactor Work Order for Closeout form vessel is the result of a failure of the reactor replacement flange attached to L-88 Gurdziel 02/16/03 G-20 2.c upper head flange gaskets at different times Thomas gaskets 11/18/03 panel 11/18/03 during previous runs. Will they use new gaskets, mtg. minutes or re-use the old one.

Were the system assessments at D-B as rigorous Design Inspection (IR Closeout form as those conducted at Millstone and Cook in 03-03) attached to L-89 Lochbaum 02/10/03 N/A N/A Farber 12/09/03 flushing out heretofore unidentified non- 12/09/03 panel conforming conditions? mtg. minutes Did FENOC properly evaluate problems raised Review during CATI Closeout form during the system assessments at D-B for inspection attached to L-90 Lochbaum 02/10/03 N/A 2.all Falevits 10/09/03 reportability under 10 CFR 50.72 and 50.73? 10/09/03 panel mtg. minutes Final (Rev 15) Page 22 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Did D-B have sufficient TSP in containment to Closure for concern 3 Closeout form maintain post-LOCA sump pH less than 7 given of allegation RIII- attached to L-91 Lochbaum 02/10/03 N/A N/A the large quantity of boric acid already deposited NRR /DRS 2002-A-0110 7/1/03 panel 07/01/03 in containment prior to startup from RFO12, and if mtg. minutes not, shouldnt this be an LER?

Looking for leaks in all the wrong places - has the NOP/NOT special Closeout form NRC confirmed that the companys NOP/NOT inspection attached to L-92 Lochbaum 02/10/03 N/A 2.c Jacobson 12/16/03 test wont once again miss leaks? 12/16/03 panel mtg. minutes Has the D-B PRA been revised to account for Closeout form reactor vessel damage? attached to L-93 Lochbaum 02/10/03 N/A N/A S. Burgess 01/06/04 1/06/04 panel mtg. minutes.

The 0350 panel should remain in place until all Use section B.6.e of Closeout form LLTF issues are resolved and D-B performance 2.206 response for attached to L-94 Lochbaum 02/10/03 N/A N/A Phillips 09/16/03 indicators are valid and the NRCs inspections closure 9/16/03 panel have verified adequate performance. mtg. minutes NRC should not have allowed DB to operate with Letter from Dyer to Closeout form hole in vessel; unnecessarily put residents on Gault addressing attached to L-95 Gault 3/8/03 N/A N/A Lake Erie at risk from a LOCA; and DB should be Phillips issues 4/22/03 panel 04/22/03 operated by some other company with safety- mtg. minutes focused personnel.

Mr. Bruml asked when NRC was going to publish Head Replacement Closeout form the results of inspections of the RV head. Mr. Rpt. & Risk attached to Transcript Grobe mentioned two studies - 1) NRC risk Assessment 4/22/03 panel L-96 review 7/16/02 N/A N/A Grobe 04/22/03 assessment; and 2) detailed analysis being done mtg. minutes 7/16/02 by RES. Inspection documentation should be out within next month or two.

Mr. Lochbaum stated that NRC during inspections Send to Carpenter Closeout form Transcript and PI verifications, should see if there are bonus attached to L-97 review 8/15/02 N/A N/A plans or incentives that might bias licensees Grobe 4/22/03 panel 04/22/03 8/15/02 decision making process. Grobe stated he would mtg. minutes forward to DIPM.

Final (Rev 15) Page 23 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Mr. Gunter stated that he was concerned with the Restart Checklist Closeout form accuracy and document trail regarding FENOCs amended to add attached to root cause analysis of the RPV head degradation. completeness and 4/22/03 panel Transcript Mr. Gunter said that it seems to raise the question accuracy of mtg. minutes L-98 review 8/15/02 N/A N/A about FENOCs devotion to telling the truth. Mr. Grobe information 04/22/03 8/15/02 Grobe stated that the NRC heard the licensees position that inaccurate information didnt play a role and that will be part of what we evaluate during our inspection in this building block area.

Mr. Keegan wanted specific information on Information provided Closeout form embrittlement and pressurized thermal shock for privately to Mr. attached to Transcript the reactor at D-B. Mr. Grobe said that we can get Keegan after meeting 4/22/03 panel L-99 review 8/20/02 N/A N/A Grobe 04/22/03 you in touch with the right people that can give adjourned mtg. minutes 8/20/02 you more information on pressurized thermal shock.

Mr. Douglas was asking the NRC to consider a Davis-Besse does Closeout form photographic procedure to inspect and document video examinations attached to the condition of the RVH. Finally, he said, I of the head 4/22/03 panel Transcript certainly do request that you consider the mtg. minutes L-100 review 10/16/02 N/A N/A photographic procedure and be sure that it gets Grobe 04/22/03 10/16/02 stuck in the paper publically, so that we can have some kind of confidence that this place isnt going to - you know where again. Mr. Grobe answered, Right. We can do that.

Mr. Whitcomb asked why the restart checklist was All subsequent public Closeout form Transcript not part of the presentation. Ms. Lipa stated that meetings include attached to L-101 review 12/10/02 N/A N/A Grobe 04/22/03 his suggestion was a good one and that the NRC restart checklist slide 4/22/03 panel 12/10/02 would do it in future meetings. mtg. minutes During a discussion of safety culture and the Closed in private Closeout form safety culture assessment of employees, Ms. discussion after attached to Transcript Lueke asked whether the appraisal form format meeting concluded 4/22/03 panel L-102 review 01/14/03 N/A N/A Grobe 04/22/03 will be available to the NRC. Mr. Grobe said that mtg. minutes 01/14/03 he did know that level of detail could get it for her.

Ms. Lueke said Okay.

Final (Rev 15) Page 24 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Ms. Lueke had a copy of the NRC report to All issued and Closeout form Congress re the 1985 event at D-B. She referred publicly available. attached to to sections on underlying causes and asked See response to L-77 4/22/03 panel Transcript about procedures that the licensee put in place to mtg. minutes L-103 review 01/14/03 N/A N/A prevent future occurrences and if they were Grobe 04/22/03 01/14/03 followed through. Mr. Grobe stated that there were six separate root cause assessments in different areas and that they will be made publically available shortly.

Mr. Douglas had proposed photographic Davis-Besse does Closeout form monitoring techniques in a previous meeting. At video examinations attached to this meeting, he restated his proposals, of the head 4/22/03 panel expressed concern that he had not received a mtg. minutes response from the NRC. At the end of his presentation, Mr. Douglas requested ...that the Transcript NRC stays in operation and stays on top [of]

L-104 review 01/14/03 N/A N/A Grobe 04/22/03 Davis-Besse until they do get these photographic 01/14/03 and monitoring systems in. Mr. Grobe responded, Yea, I think Bill and I are here for the long haul so well make sure that the changes are lasting. Mr. Douglas then said that he ...hopes to see and here them [photographic and monitoring system] soon.

One of the subjects that Ms. Muser touched upon Closed in private Closeout form Transcript was high level waste storage. Mr. Grobe said discussion after attached to L-105 review 01/14/03 N/A N/A Grobe 04/22/03 that he could get her a contact that is involved in meeting concluded 4/22/03 panel 01/14/03 the Yucca Mountain project. mtg. minutes Are licensees bolting and torquing practices IR 03-15 has findings Closeout form acceptable to the NRC? attached to L-106 Gurdziel 06/13/03 G-22 N/A Thomas 09/16/03 9/16/03 panel mtg. minutes FENOC methodology to look for leaks on the NOP/NOT special Closeout form bottom head is inappropriate. My way is better. inspection attached to L-107 Gurdziel 07/31/03 G-25 2.c Jacobson 12/16/03 12/16/03 panel mtg. minutes Review and Evaluate Main Steam Safety Valve Thomas IR 02-05 Closeout form LER 2002- Setpoints Greater than allowable LER. attached to LER-01 04/11/02 N/A 2.d 7/25/02 001 5/27/03 panel mtg. minutes Final (Rev 15) Page 25 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Review and Evaluate reactor coolant system Thomas Closeout form LER 2002- pressure boundary leakage LER. attached to LER-02 04/29/02 N/A 3.d & 5.b 11/18/03 002 11/18/03 panel mtg. minutes Review and Evaluate Fuel Movement in Spent Thomas IR 02-05 Closeout form LER 2002- Fuel Pool without required door LER. attached to LER-03 05/09/02 N/A N/A 7/25/02 003 5/27/03 panel mtg. minutes Review and Evaluate containment isolation Thomas IR 02-17 Closeout form LER 2002- closure requirements for RCP Seal Injection attached to LER-04 07/22/02 N/A 5.b 12/9/02 004 Valves LER. 5/27/03 panel mtg. minutes Review and Evaluate Containment Sump LER Passehl Old Sump SERP Closeout form LER 2002- and supplement. See also Condition Reports 02- Package attached to LER-05 09/04/02 N/A 2.c.1 01/26/04 005 3859 & 02-5461. 1/26/04 panel mtg. minutes Review and Evaluate EDG Missile Shield LER. Falevits IR 02-19 closed this Closeout form LER 2002- See also Condition Report 02-5590 and URI-43. LER attached to LER-06 11/05/02 N/A 5.b 07/15/03 006 7/15/03 panel mtg. minutes Review and Evaluate Leakage from Incore Jacobson NOP/NOT test Closeout form LER 2002- Monitoring Instrumentation LER. inspection attached to LER-07 12/11/02 N/A 5.b 12/16/03 007 12/16/03 panel mtg. minutes Review and Evaluate Containment Air Coolers Falevits CATI Closeout form LER 2002- collective significance LER. See also Condition attached to LER-08 12/31/02 N/A 5.b 02/13/04 008 Report 02-5563. 2/13/04 panel mtg. minutes Degradation of High Pressure Injection thermal Falevits CATI Closeout form LER 2002- sleeves. attached to LER-09 02/03/03 N/A 5.b 02/12/04 009 2/12/04 panel mtg. minutes Insufficient Design Margin for Air-Operated Holmberg Closeout form LER 2003- Valves. attached to LER-10 03/31/03 N/A 5.b 02/13/04 001 2/13/04 panel mtg. minutes Potential Degradation of High Pressure Injection Jacobson Closeout form LER 2003- Pumps Due to Debris in Emergency Sump Fluid attached to LER-11 05/05/03 N/A 5.b 02/18/04 002 Post Accident. 2/18/04 panel mtg. minutes Final (Rev 15) Page 26 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Requests for Issues: Very Small LOCA may Falevits CATI - close to URI- Closeout form LER 2003- render HPI pumps Inoperable. (Min Flow Mod) - 24 attached to LER-12 06/10/03 N/A 5.b 02/13/04 003 Same as URI-24. 2/13/04 panel mtg. minutes Calibration of RCS RTDs not checked as part of Thomas Closeout form LER 2003- Cross Calibration. attached to LER-13 06/15/03 N/A N/A 12/23/03 004 12/23/03 panel mtg. minutes Containment Gas Analyzer Inoperability due to Thomas Closeout form LER 2003- Isolation of Cooling Water. attached to LER-14 06/30/03 N/A N/A 02/12/04 005 2/12/04 panel mtg. minutes Potential Errors in Analysis of Block Walls Rutkowski Closeout form LER 2003- Regarding HELB Differential Pressure & Seismic attached to LER-15 07/21/03 N/A N/A 02/13/04 006 Events. 2/13/04 panel mtg. minutes AC System Analysis Results Show Potential Loss Daley Closeout form LER 2003- of offsite Power Following Design Basis Accident. attached to LER-16 08/05/03 N/A N/A 12/23/03 007 12/23/03 panel mtg. minutes Relays installed in Safety Features Actuation Thomas Closeout form LER 2003- System with insufficient contact voltage ratings. attached to LER-17 09/08/03 N/A N/A 11/18/03 008 11/18/03 panel mtg. minutes Loss of offsite power due to grid disturbances. Thomas Closeout form LER 2003- attached to LER-18 10/13/03 N/A N/A 11/04/03 009 11/04/03 panel mtg. minutes Potential Inoperability of Decay Heat/Low Thomas IR 03-22 Closeout form LER 2003- Pressure Injection System due to loss of valve attached to LER-19 10/27/03 N/A N/A 01/06/04 010 disc pins. 1/06/04 panel mtg. minutes.

Inoperability of Containment Spray Pump No. 1 Thomas Closeout form LER 2003- due to Solid State Trip Device Ground Fault False attached to LER-20 11/17/03 N/A N/A 12/16/03 011 Trip. 12/16/03 panel mtg. minutes Inoperability of Auxiliary Feedwater Pump Turbine Thomas Closeout form LER 2003- 1 due to Governor Adjustment/Inadequate attached to LER-21 11/24/03 N/A N/A 12/16/03 012 Response Time. 12/16/03 panel mtg. minutes Final (Rev 15) Page 27 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Trip of Reactor Protection System During Plant Thomas IR 04-02 & 03-22 Closeout form LER 2003- Cooldown. attached to LER-22 12/01/03 N/A N/A 01/08/04 013 1/08/04 panel mtg. minutes Steam Feedwater Rupture Control System Re- Rutkowski Closeout form LER 2003- energizes in a Blocked condition. attached to LER-23 12/16/03 N/A N/A 02/17/04 014 2/17/04 panel mtg. minutes Failure to have procedural guidance to control the Thomas Integrated Resident Closeout form construction of scaffolding in a manner that would report attached to assure proper operation of ventilation of safety 5/27/03 panel NCV-01 IR 02-10 10/30/02 NCV 2.d 05/27/03 equipment. During a run of EDG 2, scaffolding mtg. minutes restricted air circulation and produced a high temperature condition on the EDG.

Failure to provide acceptance criteria or Holmberg Closeout form requirements to follow inspection plans used for attached to NCV-02 IR 02-09 09/13/02 NCV 5.d 07/15/03 the extent of condition inspections of systems in 7/15/03 panel containment. mtg. minutes Failure to adequately train personnel for VT-2 Holmberg Closeout form certification to perform containment area extent of attached to NCV-03 IR 02-09 09/13/02 NCV 5.d 07/15/03 condition walkdowns. 7/15/03 panel mtg. minutes Failure to placard vehicles used to transport Slawinski RP Special Closeout form radioactive materials. Inspection attached to NCV-04 IR 02-16 01/07/03 NCV 3.h 07/15/03 7/15/03 panel mtg. minutes Failure to conduct adequate surveys of workers Slawinski RP Special Closeout form prior to leaving the site. Inspection attached to NCV-05 IR 02-06 01/07/03 Green-1 3.h 07/15/03 7/15/03 panel mtg. minutes Lack of a design basis analysis for containment Falevits CATI Closeout form isolation valve backup air supplies. attached to NCV-06 IR 02-14 02/26/03 -01a 2.d 02/12/04 2/12/04 panel mtg. minutes Inadequate blowdown provisions for CAC backup Falevits CATI Closeout form air accumulators. attached to NCV-07 IR 02-14 02/26/03 -01b 2.d 02/12/04 2/12/04 panel mtg. minutes Final (Rev 15) Page 28 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Non-conservative TS value for 90 percent Falevits CATI Closeout form undervoltage relays. attached to NCV-08 IR 02-14 02/26/03 -01i 2.d 02/12/04 2/12/04 panel mtg. minutes Non-conservative relay setpoint calculation for the Falevits CATI Closeout form 59 percent undervoltage relays. attached to NCV-09 IR 02-14 02/26/03 -01k 2.d 02/12/04 2/12/04 panel mtg. minutes No analytical basis for the setpoint to swap Falevits CATI Closeout form service water system discharge path. attached to NCV-10 IR 02-14 02/26/03 -01v 2.d 02/13/04 2/13/04 panel mtg. minutes SW surveillance test did not use worst case Falevits CATI Closeout form values attached to NCV-11 IR 02-14 02/26/03 -02a 2.d 02/12/04 2/12/04 panel mtg. minutes Inadequate corrective actions related to SW Falevits CATI Closeout form pump discharge check valve acceptance criteria. attached to NCV-12 IR 02-14 02/26/03 -03d 2.d & 3.a 02/18/04 2/18/04 panel mtg. minutes Failure to perform TS surveillance requirement for Thomas Closeout form HPI pump following maintenance. attached to NCV-13 IR 02-14 02/26/03 -04 2.d 02/12/04 2/12/04 panel mtg. minutes Failure to Implement Procedures Which Thomas Closeout form Controlled the Fabrication and Installation of attached to NCV-14 IR 03-04 05/09/03 -01 2.d 11/18/03 Temporary Modifications in Safety Related 11/18/03 panel Systems. mtg. minutes Failure to properly control access to LHRAs as House Closeout form required by Technical Specifications. attached to NCV-15 IR 03-08 05/30/03 -01 3.h 07/15/03 7/15/03 panel mtg. minutes Failure to Respond to Dosimeter Alarms. Thomas Closeout form attached to NCV-16 IR 02-19 01/31/03 -02 N/A 07/15/03 7/15/03 panel mtg. minutes Failure to adequately verify the accuracy of ECCS Hills Closeout form design calculations. Closed in same report. attached to NCV-17 IR 03-06 06/17/03 -01 N/A 01/06/04 1/06/04 panel mtg. minutes.

Final (Rev 15) Page 29 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Failure to Properly Implement Work Instructions Thomas Closeout form During the Reinstallation of Electrical Conduit and attached to the Electrical Termination of Operating Power and 11/04/03 panel NCV-18 IR 03-13 06/16/03 -01 N/A 11/04/03 Indication Power to RC4608A and RC4608B mtg. minutes (loop 1 reactor coolant system high point vent valves). Closed in same report.

Inadequately Implementation procedure Thomas Closeout form NS-MD-01023 (Material Engineering Evaluation) attached to NCV-19 IR 03-13 06/16/03 -02 N/A 11/18/03 During the Procurement Efforts for Replacement 11/18/03 panel SFAS relays. Closed in same report. mtg. minutes Inadvertent Operation of DH7A and DH7B Thomas Closeout form Caused By Inadequate SFAS Component Testing attached to NCV-20 IR 03-13 06/16/03 -03 N/A 11/04/03 Procedure. Closed in same report. 11/04/03 panel mtg. minutes Failure to Provide Adequate Procedural Guidance Thomas Closeout form for Tightening Fasteners Internal to the High attached to NCV-21 IR 03-15 07/30/03 -01 N/A 11/04/03 Pressure Injection Pump. 11/04/03 panel mtg. minutes Failure to Perform Work in Accordance With Thomas Closeout form Approved Maintenance Procedures During the attached to NCV-22 IR 03-15 07/30/03 -02 N/A Installation of Reactor Coolant Pump Mechanical 11/04/03 panel 11/04/03 Seal RTDs. mtg. minutes Failure to Properly Implement System Procedures Thomas Closeout form During the Filling of the Circulating Water System. attached to NCV-23 IR 03-15 07/30/03 -03 N/A 11/18/03 11/18/03 panel mtg. minutes TS 3.6.4.1, Containment Hydrogen Analyzers. Thomas Closeout form attached to NCV-24 IR 03-17 09/29/03 -01 N/A 11/18/03 11/18/03 panel mtg. minutes Technical Specification 3.5.2 - Inadequate Final Thomas Closeout form Containment Inspection. attached to NCV-25 IR 03-18 10/30/03 -01 N/A 12/16/03 12/16/03 panel mtg. minutes Procedure for Testing the Response Time of the Thomas Closeout form Auxiliary Feedwater Pump 1 Turbine Did Not attached to NCV-26 IR 03-18 10/30/03 -02 N/A 12/16/03 Adequately Describe the Acceptance Criteria for 12/16/03 panel Successful Completion of the Test. mtg. minutes Final (Rev 15) Page 30 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Control Room Staff Did Not Adequately Monitor Thomas Closeout form and Control Reactor Coolant System Pressure attached to NCV-27 IR 03-18 10/30/03 -03 N/A 12/16/03 Which Resulted in CF1B Opening Unexpectedly. 12/16/03 panel mtg. minutes Failure to Address All Significant Causal Factors Thomas Closeout form Related to the Configuration Control Aspects attached to NCV-28 IR 03-18 10/30/03 -04 N/A 02/17/04 Associated With the Installation of Unqualified 2/17/04 panel Relays SFAS. mtg. minutes No Procedural Guidance for Performing Thomas Closeout form Immediate Action Maintenance. attached to NCV-29 IR 03-18 10/30/03 -05 N/A 12/23/03 12/23/03 panel mtg. minutes Improper Implementation of the Immediate Action Thomas Closeout form Maintenance Process. attached to NCV-30 IR 03-18 10/30/03 -06 N/A 12/23/03 12/23/03 panel mtg. minutes Requests for Issues: Square D EDG Relays In Daley Closeout form the Start and Run Circuits Were Not Rated For attached to NCV-31 IR 03-22 12/23/03 -02 5.b 01/06/04 the Current Application. 1/06/04 panel mtg. minutes.

Requests for Issues: Failure to Verify Adequacy Falevits CATI Closeout form of Short Circuit Protection for Direct attached to NCV-32 IR 03-10 01/06/04 -07 5.d 02/18/04 Current Circuits. 2/18/04 panel mtg. minutes Requests for Issues: Lack of Calculations to Falevits CATI Closeout form Ensure Minimum Voltage Availability at attached to NCV-33 IR 03-10 01/06/04 -08 5.d 02/18/04 Device Terminals. 2/18/04 panel mtg. minutes Problem Identification: Determine that the NRR Tech. Root Closeout form evaluation identifies who (i.e. licensee, self Cause & Phase I of attached to IP95002 SUP-01 IP 95002 09/15/02 1.a & 1.b revealing, or NRC), and under what conditions Phillips M&HP Inspection 10/09/03 panel 10/09/03 02.01a the issue was identified. (ml030630012) & IR mtg. minutes 02-18 & 03-04 Problem Identification: Determine that the NRR Tech. Root Closeout form evaluation documents how long the issue existed, Cause & Phase I of attached to IP95002 SUP-02 IP 95002 09/15/02 1.a & 1.b and prior opportunities for identification. Phillips M&HP Inspection 10/09/03 panel 10/09/03 02.01b (ml030630012) & IR mtg. minutes 02-18 & 03-04 Final (Rev 15) Page 31 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Problem Identification: Determine that the IR 02-08 & Risk Closeout form evaluation documents the plant specific risk Evaluation attached to IP95002 SUP-03 IP 95002 09/15/02 1.a & 1.b consequences (as applicable) and compliance Burgess 4/22/03 panel 04/22/03 02.01.c concerns associated with the issue(s) both mtg. minutes individually and collectively.

Root Cause and Extent of Condition Evaluation: IR 02-15, IR 02-18, Closeout form IP95002 Determine that the problem was evaluated using IR 03-04, & NRR attached to SUP-04 IP 95002 09/15/02 1.a & 1.b Phillips 10/09/03 02.02a a systematic method(s) to identify root cause(s) Tech Root Cause 10/09/03 panel and contributing cause(s). mtg. minutes Root Cause and Extent of Condition Evaluation: IR 02-15, IR 02-18, Closeout form IP95002 Determine that the root cause evaluation was IR 03-04, & NRR attached to SUP-05 IP 95002 09/15/02 1.a & 1.b Phillips 10/09/03 02.02b conducted to a level of detail commensurate with Tech Root Cause 10/09/03 panel the significance of the problem. mtg. minutes Root Cause and Extent of Condition Evaluation: IR 02-15, IR 02-18, Closeout form Determine that the root cause evaluation included IR 03-04, & NRR attached to IP95002 SUP-06 IP 95002 09/15/02 1.a & 1.b a consideration of prior occurrences of the Phillips Tech Root Cause 10/09/03 panel 10/09/03 02.02c problem and knowledge of prior operating mtg. minutes experience.

Root Cause and Extent of Condition Evaluation: IR 02-15, IR 02-18, Closeout form IP95002 Determine that the root cause evaluation included IR 03-04, & NRR attached to SUP-07 IP 95002 09/15/02 1.a & 1.b Phillips 10/09/03 02.02d consideration of potential common cause(s) and Tech Root Cause 10/09/03 panel extent of condition of the problem. mtg. minutes Corrective Actions: Determine that appropriate IR 02-18, IR 02-15 Closeout form IP95002 corrective action(s) are specified for each attached to SUP-08 IP 95002 09/15/02 N/A Wright 10/09/03 02.03a root/contributing cause or that there is an 10/09/03 panel evaluation that no actions are necessary. mtg. minutes Corrective Actions: Determine that the corrective IR 02-18, IR 02-15 Closeout form IP95002 actions have been prioritized with consideration attached to SUP-09 IP 95002 09/15/02 N/A Wright 10/09/03 02.03b of the risk significance and regulatory compliance. 10/09/03 panel mtg. minutes Corrective Actions: Determine that a schedule IR 02-13, IR 02-15 Closeout form IP95002 has been established for implementing and IR 02-18, IR 03-12 attached to SUP-10 IP 95002 09/15/02 N/A Wright 10/09/03 02.03c completing the corrective actions. 10/09/03 panel mtg. minutes Corrective Actions: Determine that quantitative or IR 02-18, IR 03-12 IR Closeout form IP95002 qualitative measures of success have been 02-15 attached to SUP-11 IP 95002 09/15/02 N/A Wright 02/18/04 02.03d developed for determining the effectiveness of the 2/18/04 panel corrective actions to prevent recurrence. mtg. minutes Final (Rev 15) Page 32 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Independent Assessment of Extent of Condition Closeout form and Generic Implications. Perform a focused attached to IP95002 Jacobson/L SUP-12 IP 95002 09/15/02 N/A inspection(s) to independently assess the validity 4/22/03 panel 04/22/03 02.04 ipa of the licensees conclusions regarding the extent mtg. minutes of condition of the issues.

Strategic Performance Area(s) Identification: Deficiencies Closeout form Using the information contained in the identified and placed attached to IP95003 Assessment Action Matrix, identify the strategic in restart checklist, 4/22/03 panel SUP-13 IP95003 09/15/02 N/A 04/22/03 02.01.a performance areas for which performance has Rev. 2 mtg. minutes significantly declined (e.g. Reactor Safety, Radiation Safety, or Safeguards).

Strategic Performance Area(s) Identification: Redundant to SUP- Closeout form IP95003 Inspection Requirements 02.02, 02.07, and 02.08 15 thru SUP-20 & attached to SUP-14 IP95003 09/15/02 N/A Lipa 05/27/03 02.01.b should always be performed regardless of the SUP-104 and SUP- 5/27/03 panel strategic performance areas selected for review. 105 minutes.

Review of Licensee Control Systems for IR 02-11, IR 02-15, Closeout form Identifying, Assessing, and Correcting IR 02-18, CATI attached to Performance Deficiencies: Determine whether 2/12/04 panel IP95003 SUP-15 IP95003 09/15/02 N/A licensee evaluations of, and corrective actions to, Falevits mtg. minutes 02/12/04 02.02.a significant performance deficiencies have been sufficient to correct the deficiencies and prevent recurrence.

Review of Licensee Control Systems for IR 02-11, IR 02-15, Closeout form Identifying, Assessing, and Correcting IR 02-18, attached to IP95003 Performance Deficiencies: Evaluate the Programs #2 12/16/03 panel SUP-16 IP95003 09/15/02 3.c Jacobson 12/16/03 02.02.b effectiveness of audits and assessments mtg. minutes performed by the quality assurance group, line organizations, and external organizations.

Review of Licensee Control Systems for IR 02-11 Closeout form Identifying, Assessing, and Correcting (Programs #1) attached to Performance Deficiencies: Determine whether and IR 03-24 Backlog 1/06/04 panel the process for allocating resources provides for Inspection mtg. minutes.

IP95003 Parker/

SUP-17 IP95003 09/15/02 N/A appropriate consideration of safety and 01/06/04 02.02.c Burgess compliance, and whether appropriate consideration is given to the management of maintenance backlogs and correction of work-arounds.

Final (Rev 15) Page 33 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Review of Licensee Control Systems for IR 02-11, IR 02-15, Closeout form Identifying, Assessing, and Correcting IR 02-18, 03-09, & attached to IP95003 Performance Deficiencies: Evaluate whether weekly performance 12/16/03 panel SUP-18 IP95003 09/15/02 N/A Jacobson 12/16/03 02.02.d licensee performance goals are congruent with indicators mtg. minutes those corrective actions needed to address the documented performance issues.

Review of Licensee Control Systems for IR 02-11, IR 02-18, Closeout form Identifying, Assessing, and Correcting Residents mention in attached to Performance Deficiencies: By reviewing selected a report, & 2/18/04 panel aspects of the employee concerns program, Management & mtg. minutes IP95003 ensure that employees are not hesitant to raise SUP-19 IP95003 09/15/02 N/A Wright Human Performance 02/18/04 02.02.e safety concerns and that safety significant Phase 3 Inspection concerns entered into the employee concern program receive an appropriate level of attention.

Review of Licensee Control Systems for Use OE section of IR Closeout form Identifying, Assessing, and Correcting 03-09 attached to IP95003 Performance Deficiencies: Evaluate the 10/14/03 panel SUP-20 IP95003 09/15/02 N/A Phillips 10/14/03 02.02.f effectiveness of the organizations use of industry mtg. minutes information for previously documented performance issues.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Inspection attached to Preparation: Develop an information base to 5/27/03 panel allow the review of the effectiveness of corrective minutes.

IP95003 actions by compiling performance information SUP-21 IP95003 09/15/02 02.03.a N/A Lipa 05/27/03 from the licensees corrective action program, 1.a audits, self-assessments, licensee event reports (LERs), and the inspection report record (both the inspection reports and the PIM) for the time period.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Inspection attached to IP95003 Preparation: Develop an information base to 5/27/03 panel SUP-22 IP95003 09/15/02 02.03.a N/A allow the review of the effectiveness of corrective Lipa minutes. 05/27/03 1.b actions by reviewing the compiled information from SUP-21 and sort the issues by the key attributes.

Final (Rev 15) Page 34 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor IR 02 Service Closeout form Safety Strategic Performance Area: Inspection Water, HPI, & 4160 V attached to IP02-14 Preparation: Select a system(s) for focus using AC Distribution 10/14/03 panel SUP-23 IP95003 09/15/02 N/A Farber 10/14/03 02.03.a.2 the plant specific individual plant evaluation (IPE) systems with mtg. minutes and issues identified as part of the performance associated URIs information.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Inspection attached to IP02-14 SUP-24 IP95003 09/15/02 N/A Preparation: Perform the following inspection Lipa 5/27/03 panel 05/27/03 02.03.a.3 requirements for each key attribute focusing on minutes.

the selected system.

Assessment of Performance in the Reactor PI Trend is Closeout form IP95003 Safety Strategic Performance Area: Inspection consistently attached to SUP-25 IP95003 09/15/02 02.03.a N/A Preparation: Review inspection reports and Riemer downward 12/09/03 panel 12/09/03 4.a critique findings from EP related event response mtg. minutes and drills.

Assessment of Performance in the Reactor Closeout form IP95003 Safety Strategic Performance Area: Inspection attached to SUP-26 IP95003 09/15/02 02.03.a N/A Riemer 12/09/03 Preparation: Review a summary of recent EP 12/09/03 panel 4.b corrective actions. mtg. minutes Assessment of Performance in the Reactor Closeout form IP95003 Safety Strategic Performance Area: Inspection attached to SUP-27 IP95003 09/15/02 02.03.a N/A Preparation: Review licensee analyses of Riemer 12/09/03 panel 12/09/03 4.c corrective actions related to specific findings and mtg. minutes general audits where available.

Assessment of Performance in the Reactor Closeout form IP95003 Safety Strategic Performance Area: Inspection attached to SUP-28 IP95003 09/15/02 02.03.a N/A Riemer 12/09/03 Preparation: Review recent changes to the 12/09/03 panel 4.d Emergency Plan (Plan) changes. mtg. minutes Assessment of Performance in the Reactor Closeout form IP95003 Safety Strategic Performance Area: Inspection attached to SUP-29 IP95003 09/15/02 02.03.a N/A Preparation: Develop an inspection plan to Riemer 12/09/03 panel 12/09/03 4.e address concerns identified as well as the mtg. minutes inspection requirements.

Assessment of Performance in the Reactor IR 02-11, IR 02-13, Closeout form IP02-14 Safety Strategic Performance Area: Key Attribute IR 02-14, and CATI attached to SUP-30 IP95003 09/15/02 N/A Falevits 02/18/04 02.03.b.1 - Design: Assess the effectiveness of corrective 2/18/04 panel actions for deficiencies involving design. mtg. minutes Final (Rev 15) Page 35 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor IR 02-13, IR 02-14 Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Design: Select several modification to the 10/14/03 panel IP02-14 SUP-31 IP95003 09/15/02 N/A system for review and determine if the system is Farber mtg. minutes 10/14/03 02.03.b.2 capable of functioning as specified by the current design and licensing documents, regulatory requirements, and commitments for the facility.

Assessment of Performance in the Reactor IR 02-14 Closeout form Safety Strategic Performance Area: Key Attribute attached to IP02-14 SUP-32 IP95003 09/15/02 N/A - Design: Determine if the system is operated Phillips 1/06/04 panel 01/06/04 02.03.b.3 consistent with the design and licensing mtg. minutes.

documents.

Assessment of Performance in the Reactor IR 02-13, IR 02-14, & Closeout form Safety Strategic Performance Area: Key Attribute RATI attached to IP02-14 - Design: Evaluate the interfaces between 1/30/04 panel SUP-33 IP95003 09/15/02 N/A Passehl 01/30/04 02.03.b.4 engineering, plant operations, maintenance, and mtg. minutes plant support groups.

Assessment of Performance in the Reactor IR 02-15, IR 02-18, & Closeout form Safety Strategic Performance Area: Key Attribute IR 03-12 attached to IP95003 - Human Performance: Assess the effectiveness 2/18/04 panel SUP-34 IP95003 09/15/02 N/A Wright 02/18/04 02.03.c.1 of corrective actions for deficiencies involving mtg. minutes human performance.

Assessment of Performance in the Reactor RATI Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Human Performance: Review specific problem 2/18/04 panel IP95003 areas and issues identified by inspections to mtg. minutes SUP-35 IP95003 09/15/02 02.03.c N/A Passehl 02/18/04 determine if concerns exist in Organizational 2.a Practices such as pre-job briefings, control room team work, shift turnover, self-checking and procedural use and adherence.

Assessment of Performance in the Reactor IR 02-09, IR 02-12, Closeout form Safety Strategic Performance Area: Key Attribute IR 02-15 attached to IP95003

- Human Performance: Review specific problem 2/12/04 panel SUP-36 IP95003 09/15/02 02.03.c N/A Thomas 02/12/04 areas and issues identified by inspections to mtg. minutes 2.b determine if concerns exist in Training and Qualifications.

Final (Rev 15) Page 36 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor IR 02-15 Closeout form IP95003 Safety Strategic Performance Area: Key Attribute attached to SUP-37 IP95003 09/15/02 02.03.c N/A - Human Performance: Review specific problem Thomas 2/13/04 panel 02/13/04 2.c areas and issues identified by inspections to mtg. minutes determine if concerns exist in Communications.

Assessment of Performance in the Reactor Assess inspection Closeout form Safety Strategic Performance Area: Key Attribute results attached to IP95003

- Human Performance: Review specific problem 11/04/03 panel SUP-38 IP95003 09/15/02 02.03.c N/A Thomas 11/04/03 areas and issues identified by inspections to mtg. minutes 2.d determine if concerns exist in Control of Overtime and Fatigue.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Human Performance: Review specific problem 12/09/03 panel IP95003 areas and issues identified by inspections to mtg. minutes SUP-39 IP95003 09/15/02 02.03.c N/A Thomas 12/09/03 determine if concerns exist in Human-System 2.e Interfaces including work area design and environmental conditions.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Human Performance: Conduct EP Emergency 12/09/03 panel IP95003 Response Organization Performance-Drills, in mtg. minutes SUP-40 IP95003 09/15/02 N/A Riemer 12/09/03 02.03.c.3 accordance with Inspection Procedure 82001, with a sampling of shift crews and management teams to assess their ability to implement the Emergency Plan.

Assessment of Performance in the Reactor IR 02-08, IR 02-09, Closeout form Safety Strategic Performance Area: Key Attribute IR 02-11, IR 02-12, & attached to IP95003 - Procedure Quality: Assess the effectiveness of CATI (IR 03-10) 10/09/03 panel 10/09/03 SUP-41 IP95003 09/15/02 N/A Falevits 02.03.d.1 corrective actions for deficiencies involving mtg. minutes procedure quality.

Assessment of Performance in the Reactor IR 02-07, IR 02-08, Closeout form Safety Strategic Performance Area: Key Attribute IR 02-13 attached to IP02-14 - Procedure Quality: Evaluate the quality of 2/12/04 panel SUP-42 IP95003 09/15/02 N/A procedures and as applicable, determine the Thomas mtg. minutes 02/12/04 02.03.d.2 adequacy of the procedure development and revision processes.

Final (Rev 15) Page 37 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Procedure Quality: Review a sample of 12/09/03 panel Emergency Plan Implementing Procedure mtg. minutes IP95003 (EPIPs) changes against the requirements of the SUP-43 IP95003 09/15/02 N/A Riemer 12/09/03 02.03.d.3 Plan and corrective action assessments.

Determine if the EPIP change process is adequate in correcting EPIP related deficiencies and maintaining Plan commitments in EPIP instructions.

Assessment of Performance in the Reactor IR 02-07, IR 02-08, Closeout form Safety Strategic Performance Area: Key Attribute IR 02-11, IR 02-13, attached to

- Equipment Performance: Assess the IR 02-14, CATI 2/12/04 panel IP95003 SUP-44 IP95003 09/15/02 N/A effectiveness of corrective actions for deficiencies Falevits mtg. minutes 02/12/04 02.03.e.1 involving equipment performance, including equipment designated for increased monitoring via implementation of the Maintenance Rule.

Assessment of Performance in the Reactor IR 02-14 Closeout form Safety Strategic Performance Area: Key Attribute attached to IP02-14 - Equipment Performance: Determine if the 12/09/03 panel SUP-45 IP95003 09/15/02 N/A Farber 12/09/03 02.03.e.2 licensee has effectively implemented programs mtg. minutes for control and evaluation of surveillance testing, calibration, and post-maintenance testing.

Assessment of Performance in the Reactor IR 02-14, CATI, (SW, Closeout form Safety Strategic Performance Area: Key Attribute HPI, 4160V) attached to IP02-14 - Equipment Performance: Assess the 12/09/03 panel SUP-46 IP95003 09/15/02 N/A Farber 12/09/03 02.03.e.3 operational performance of the selected safety mtg. minutes system to verify its capability of performing the intended safety functions.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Equipment Performance: Review a sample of 12/09/03 panel EP related equipment and facilities (including mtg. minutes IP95003 SUP-47 IP95003 09/15/02 N/A communications gear) against Plan commitments. Riemer 12/09/03 02.03.e.4 Review the adequacy of the surveillance program to maintain equipment and facilities. Review the correction of deficiencies identified by the surveillance program.

Final (Rev 15) Page 38 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor IR 02-11, IR 02-13, & Closeout form Safety Strategic Performance Area: Key Attribute RATI attached to IP95003 - Configuration Control: Assess the effectiveness 2/17/04 panel SUP-48 IP95003 09/15/02 N/A of corrective actions for deficiencies involving Passehl mtg. minutes 02/17/04 02.03.f.1 configuration control.

Assessment of Performance in the Reactor IR 02-14 Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Configuration Control: Perform a walkdown of 10/14/03 panel the selected system. In addition, if the selected mtg. minutes system does not directly have a containment Phillips IP02-14 over-pressure safety function (such as based on SUP-49 IP95003 09/15/02 N/A 10/14/03 02.03. f.2 containment spray), conduct an additional review research of such a system. Independently verify that the into 02-14 selected safety system is in proper configuration through a system walkdown. Review temporary modifications to ensure proper installation in accordance with the design information.

Assessment of Performance in the Reactor During review of Closeout form Safety Strategic Performance Area: Key Attribute maintenance attached to

- Configuration Control: Determine that the work activities 2/12/04 panel IP95003 SUP-50. IP95003 09/15/02 N/A control process uses risk appropriately during Thomas (Maintenance Rule mtg. minutes 02/12/04 02.03.f.3 planning and scheduling of maintenance and (a)(4))

surveillance testing activities and the control of emergent work.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Configuration Control: Determine whether the 12/09/03 panel primary and secondary chemistry control mtg. minutes IP95003 SUP-51 IP95003 09/15/02 N/A programs adequately control the quality of plant Riemer 12/09/03 02.03.f.4 process water to ensure long-term integrity of the reactor coolant pressure boundary.

Final (Rev 15) Page 39 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor ILRT and NOP Closeout form Safety Strategic Performance Area: Key Attribute inspection report attached to

- Configuration Control: Assess the programs issuances 12/09/03 panel and controls (tracking systems) in place for mtg. minutes IP95003 maintaining knowledge of the configuration of the SUP-52 IP95003 09/15/02 N/A Phillips 12/09/03 02.03.f.5 fission product barriers including: containment leakage monitoring and tracking, containment isolation device operability (valves, blank flanges), and reactor coolant leak-rate calculation and monitoring.

Assessment of Performance in the Reactor Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Configuration Control: Review the results of the 1/06/04 panel IP95003 SUP-53 IP95003 09/15/02 N/A plant specific IPE relative to the system(s) S. Burgess mtg. minutes. 01/06/04 02.03.f.6 selected. Determine if the IPE is being maintained to reflect actual system conditions regarding system capability and reliability.

Assessment of Performance in the Reactor Riemer Closeout form Safety Strategic Performance Area: Key Attribute attached to IP95003.

SUP-54 IP95003 09/18/02 N/A - Emergency Response Organization Readiness: 12/09/03 panel 12/09/03 02.03.g.1 Assess the effectiveness of corrective actions for mtg. minutes deficiencies involving ERO readiness.

Assessment of Performance in the Reactor Riemer Closeout form Safety Strategic Performance Area: Key Attribute attached to IP95003.

SUP-55 IP95003 09/18/02 N/A - Emergency Response Organization Readiness: 12/09/03 panel 12/09/03 02.03.g.2 Verify that adequate staffing is available on shift mtg. minutes for emergencies.

Assessment of Performance in the Reactor Riemer Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Emergency Response Organization Readiness: 12/09/03 panel Verify the capability to activate and staff the mtg. minutes IP95003. emergency response facilities and augment the SUP-56 IP95003 09/18/02 N/A 12/09/03 02.03.g.3 response organization within the requirements of the licensee emergency response plan.

Final (Rev 15) Page 40 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Assessment of Performance in the Reactor Riemer Closeout form Safety Strategic Performance Area: Key Attribute attached to

- Emergency Response Organization Readiness: 12/09/03 panel Verify licensee ability to meet Emergency Plan mtg. minutes goals for activation by implementing Inspection Procedure 71114.03, "Emergency Response IP95003. Organization Augmentation." If this inspection SUP-57 IP95003 09/18/02 N/A 12/09/03 02.03.g.4 procedure has been implemented recently, the inspector may exercise judgement as to the need to implement the inspection procedure as part of the 95003 inspection effort. If Attachment 95003.01 is being implemented, there are additional requirements under this key attribute to consider.

Assessment of Performance in the Radiation Phillips Per 95003, no Closeout form IP95003. Safety Strategic Performance Area. inspection required attached to SUP-58 IP95003 09/18/02 N/A 07/01/03 02.04.a.1 for this strategic area 7/01/03 panel mtg. minutes Assessment of Performance in the Safeguards Phillips Per 95003, no Closeout form IP95003. Strategic Performance Area. inspection required attached to SUP-59 IP95003 09/18/02 N/A 07/01/03 02.04.a.2 for this strategic area 7/01/03 panel mtg. minutes Group the safety performance deficiencies Closeout form IP95003. identified during the inspection by apparent root attached to SUP-60 IP95003 09/18/02 N/A 07/01/03 02.07 and contributing causes. 7/01/03 panel mtg. minutes Final (Rev 15) Page 41 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Compare the teams findings with previous Done by LLTF Closeout form performance indicator and inspection program attached to data to determine whether sufficient warning was 9/16/03 panel provided to identify a significant reduction in mtg. minutes safety. Evaluate whether the NRC assessment process appropriately characterized licensee performance based on previous information. The IP95003. findings from this inspection requirement will not SUP-61 IP95003 09/18/02 N/A be contained in the inspection report associated 09/16/03 02.08 with this inspection, but should be documented in a separate report, co-addressed to the appropriate Regional Administrator and the Director of NRR.

Perform Reactor Vessel Head Replacement Thomas IR 02-07, Control Closeout form Inspection. Rod Drive attached to SUP-62 IP71007 02/12/03 IP71007 N/A 02/12/04 inspections 2/12/04 panel mtg. minutes Complete 95002 Inspection in the Radiation Slawinski IR 03-08, RP 95002 Closeout form Protection strategic arena. inspection attached to SUP-63 IP95002 9/18/02 IP95002 3.h 06/17/03 6/17/03 panel mtg. minutes Reactor Operation with Pressure Boundary Phillips Closeout form Leakage. attached to URI-01 IR 02-08 10/2/02 -01 2.c 01/30/04 1/30/04 panel mtg. minutes Reactor Vessel Head Boric Acid Deposits. Phillips Closeout form attached to URI-02 IR 02-08 10/2/02 -02 3.f 01/30/04 1/30/04 panel mtg. minutes Containment Air Cooler Boric Acid Deposits. Phillips Closeout form attached to URI-03 IR 02-08 10/2/02 -03 3.f 01/30/04 1/30/04 panel mtg. minutes Radiation Element Filters with Rust Deposits. Phillips Closeout form attached to URI-04 IR 02-08 10/2/02 -04 2.c 01/30/04 1/30/04 panel mtg. minutes Final (Rev 15) Page 42 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Service Structure Modification Delay. Phillips Closeout form attached to URI-05 IR 02-08 10/2/02 -05 N/A 01/30/04 1/30/04 panel mtg. minutes Failure to follow the corrective action procedure Phillips Closeout form and complete a prescribed corrective action for attached to URI-06 IR 02-08 10/2/02 -06 N/A 01/30/04 adverse trends in RCS unidentified leakage. 1/30/04 panel mtg. minutes The licensees failure to have a boric acid Phillips Closeout form corrosion control (BACC) program procedure attached to URI-07 IR 02-08 10/2/02 -07 3.d 01/30/04 appropriate to the circumstances. 1/30/04 panel mtg. minutes Failure to implement the boric acid corrosion Phillips Closeout form control program procedure. attached to URI-08 IR 02-08 10/2/02 -08 3.d 01/30/04 1/30/04 panel mtg. minutes Failure to implement the corrective action Phillips Closeout form program procedure. attached to URI-09 IR 02-08 10/2/02 -09 3.a& 4.b 01/30/04 1/30/04 panel mtg. minutes Completeness and accuracy of information. Passehl Closeout form attached to URI-10 IR 02-08 10/2/02 -10 4.b 02/18/04 2/18/04 panel mtg. minutes Containment Isolation Closure Requirements Thomas Closeout form for RCP Seal Injection Valves MU66AD. attached to URI-11 IR 02-10 10/30/02 -02 2.c 05/27/03 5/27/03 panel mtg. minutes Potential leakage at the reactor vessel in- Jacobson NOP/NOT test Closeout form core penetration tubes. inspection attached to URI-12 IR 02-12 11/29/02 -01 2.c & 3.f 12/16/03 12/16/03 panel mtg. minutes Potential impact of corrosion on the ground Falevits CATI Closeout form function of electrical conduit in containment. attached to URI-13 IR 02-12 11/29/02 -02 2.c 10/09/03 10/09/03 panel mtg. minutes Final (Rev 15) Page 43 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Potential failure to follow the procedure for Falevits CATI Closeout form Raychem splice removal on electrical cables. attached to URI-14 IR 02-12 11/29/02 -03 3.a & 4.b 02/12/04 2/12/04 panel mtg. minutes Failure to perform comprehensive Moderate Falevits CATI Closeout form Energy Line Break analysis. attached to URI-15 IR 02-14 02/26/03 -01c 2.d 02/12/04 2/12/04 panel mtg. minutes Lifting of Service Water Relief Valves. Falevits CATI Closeout form attached to URI-16 IR 02-14 02/26/03 -01d 2.d 02/18/04 2/18/04 panel mtg. minutes Inadequate SW pump room temperature Falevits CATI Closeout form analysis. attached to URI-17 IR-02-14 02/26/03 -01e 2.d 02/12/04 2/12/04 panel mtg. minutes Inadequate Service Water pump room steam Falevits CATI Closeout form line break analysis. attached to URI-18 IR 02-14 02/26/03 -01f 2.d 02/12/04 2/12/04 panel mtg. minutes Inadequate cable ampacity analysis. Falevits CATI Closeout form attached to URI-19 IR 02-14 02/26/03 -01g 2.d 02/12/04 2/12/04 panel mtg. minutes Inadequate flooding protection for the SW Falevits CATI Closeout form pump house. attached to URI-20 IR 02-14 02/26/03 -01h 2.d 02/12/04 2/12/04 panel mtg. minutes Poor quality calculation for 90 percent Falevits CATI Closeout form undervoltage relays. attached to URI-21 IR 02-14 02/26/03 -01j 2.d 02/12/04 2/12/04 panel mtg. minutes Inadequate calculations for control room Falevits CATI Closeout form operator dose (GDC-19) and offsite dose (10 attached to URI-22 IR 02-14 02/26/03 -01l 2.d 02/12/04 CFR Part 100) related to HPI pump minimum 2/12/04 panel flow valves. mtg. minutes Final (Rev 15) Page 44 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Other GDC-19 and 10 CFR Part 100 issues. Falevits CATI Closeout form attached to URI-23 IR 02-14 02/26/03 -01m 2.d 02/12/04 2/12/04 panel mtg. minutes Requests for Issues: HPI Pump Operation Falevits CATI Closeout form Under Long Term Minimum Flow (also LER- attached to URI-24 IR 02-14 02/26/03 -01n 2.e 02/18/04 12 & C-43). 2/18/04 panel mtg. minutes Requests for Issues: Some small break Falevits CATI Closeout form LOCA sizes not analyzed. attached to URI-25 IR 02-14 02/26/03 -01o 5.b 02/13/04 2/13/04 panel mtg. minutes Inadequate SW flow analysis. Falevits CATI Closeout form attached to URI-26 IR 02-14 02/26/03 -01p 5.b 02/13/04 2/13/04 panel mtg. minutes Inadequate SW thermal analysis. Falevits CATI Closeout form attached to URI-27 IR 02-14 02/26/03 -01q 5.b 02/13/04 2/13/04 panel mtg. minutes Inadequate UHS inventory analysis. Jacobson Closeout form attached to URI-28 IR 02-14 02/26/03 -01r 5.b 02/20/04 2/20/04 panel mtg. minutes No Valid Service Water Pump Net Positive Falevits CATI Closeout form Suction Head Analysis. attached to URI-29 IR 02-14 02/26/03 -01s 5.b 02/18/04 2/18/04 panel mtg. minutes SW source temperature analysis for AFW. Falevits CATI Closeout form attached to URI-30 IR 02-14 02/26/03 -01t 5.b 02/12/04 2/12/04 panel mtg. minutes Inadequate short circuit calculations. Falevits CATI Closeout form attached to URI-31 IR 02-14 02/26/03 -01u 5.b 02/12/04 2/12/04 panel mtg. minutes Final (Rev 15) Page 45 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Inadequate SW system flow balance testing. Falevits CATI Closeout form attached to URI-32 IR 02-14 02/26/03 -02b 5.b 02/18/04 2/18/04 panel mtg. minutes Inappropriate SW pump curve allowable Falevits CATI Closeout form degradation. attached to URI-33 IR 02-14 02/26/03 -03a 5.b 02/12/04 2/12/04 panel mtg. minutes Repetitive failures of SW relief valves. Falevits CATI Closeout form attached to URI-34 IR 02-14 02/26/03 -03b 5.b 02/18/04 2/18/04 panel mtg. minutes Non-Conservative Differences in UHS Falevits CATI Closeout form Temperature Measurements. attached to URI-35 IR 02-14 02/26/03 -03c 5.b 02/12/04 2/12/04 panel mtg. minutes Non-Conservative containment air cooler Falevits CATI Closeout form mechanical stress analysis. attached to URI-36 IR 02-14 02/26/03 -03e 5.b 02/12/04 2/12/04 panel mtg. minutes Question regarding the definition of a passive Falevits CATI Closeout form failure. attached to URI-37 IR 02-14 02/26/03 -05 5.b 02/13/04 2/13/04 panel mtg. minutes Question regarding licensee compliance with Holmberg Closeout form code relief valve requirements. attached to URI-38 IR 02-14 02/26/03 -06 5.b 02/12/04 2/12/04 panel mtg. minutes Failure to adequately evaluate radiological Slawinski RP Special Closeout form hazards. Inspection attached to URI-39 IR 02-16 01/07/03 White-1 3.h 07/15/03 7/15/03 panel mtg. minutes Failure to obtain timely and suitable Slawinski RP Special Closeout form measurements. Inspection attached to URI-40 IR 02-16 01/07/03 White-2 3.h 07/15/03 7/15/03 panel mtg. minutes Final (Rev 15) Page 46 of 47 March 5, 2004

Attachment 3 RESTART ACTION MATRIX Restart Closure Closure RAM# Source Date Issue No. Checklist Issue Contact Plan Reference Date Item Inappropriate Licensee Notification of NRC Thomas Closeout form Inspector Activity & failure of licensee attached to URI-41 IR 02-17 12/09/02 FIN N/A 05/27/03 personnel to enforce an obvious OSHA 5/27/03 panel safety deficiency. mtg. minutes Inadequate Implementation of the Corrective Falevits CATI Closeout form Action Process Which Led to Not Identifying attached to URI-42 IR 02-17 12/09/02 FIN-03 3.a & 4.b 02/13/04 a Potentially Reportable Issue regarding the 2/13/04 panel containment air coolers. mtg. minutes Final Evaluation of Apparent Cause Falevits CATI Closeout form Evaluation for LER 50-346/2002-006-00. attached to URI-43 IR 02-19 01/31/03 -01 5.b 02/18/04 See also CR 02-5590 [EDG Exhaust]. 2/18/04 panel mtg. minutes Potential Inability for HPI Pumps to Perform Jacobson Closeout form Safety Related Function (see LER 03-02). attached to URI-44 IR 03-15 07/30/03 -04 N/A 02/18/04 2/18/04 panel mtg. minutes Failure to Effectively Implement Corrective Passehl Closeout form Actions for Design Control Issues Related to attached to URI-45 IR 03-15 07/30/03 -05 Yellow Deficient Containment Coatings, Uncontrolled 1/26/04 panel 01/26/04 Fibrous Material and Other Debris (see LER- mtg. minutes 02-05).

Final (Rev 15) Page 47 of 47 March 5, 2004