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{{#Wiki_filter:DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of  ) Docket Nos. 50-247-LR and 
  )  50-286-LR ENTERGY NUCLEAR OPERATIONS, INC.  )
  )
(Indian Point Nuclear Generating Units 2 and 3)  )
  ) January 30, 2012
______________________________________________________________________________
ENTERGY'S MOTION IN LIMINE TO EXCLUDE PORTIONS OF PRE-FILED TESTIMONY AND EXHIBITS FOR CONTENTION RK-EC-3/CW-EC-1 (SPENT FUEL POOL LEAKS)
______________________________________________________________________________
William C. Dennis, Esq. Kathryn M. Sutton, Esq. ENTERGY NUCLEAR OPERATIONS, INC. Paul M. Bessette, Esq. 440 Hamilton Avenue  MORGAN, LEWIS & BOCKIUS LLP White Plains, NY 10601    1111 Pennsylvania Avenue, N.W. Phone:  (914) 272-3202    Washington, D.C. 20004 Fax:  (914) 272-3205      Phone: (202) 739-3000 E-mail:  wdennis@entergy.com  Fax:  (202) 739-3001 E-mail:  ksutton@morganlewis.com E-mail:  pbessette@morganlewis.com Martin J. O'Neill, Esq.
MORGAN, LEWIS & BOCKIUS LLP
1000 Louisiana Street
Suite 4000
Houston, TX 77002
Phone:  (713) 890-5710
Fax:  (713) 890-5001 E-mail:  martin.oneill@morganlewis.com COUNSEL FOR ENTERGY NUCLEAR OPERATIONS, INC.
DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of  ) Docket Nos. 50-247-LR and 
  )  50-286-LR ENTERGY NUCLEAR OPERATIONS, INC.  )
  )
(Indian Point Nuclear Generating Units 2 and 3)  )
  ) January 30, 2012 
ENTERGY'S MOTION IN LIMINE TO EXCLUDE PORTIONS OF PRE-FILED TESTIMONY AND EXHIBITS FOR CONTENTION RK-EC-3/CW-EC-1 (SPENT FUEL POOL LEAKS)
I. INTRODUCTION In accordance with 10 C.F.R. §§ 2.319, 2.323, 2.337, 2.1204, the Atomic Safety and Licensing Board's ("Board") Scheduling Order of July 1, 2010, and subsequent Order dated November 17, 2011, 1 Entergy Nuclear Operations, Inc. ("
Entergy") hereby moves to exclude from the hearing record certain evidence pro ffered by Riverkeeper, Inc. ("Riverkeeper") and Hudson River Sloop Clearwater, Inc. ("Clearwater") (collectively referred to as "Intervenors") on December 22, 2011, in support of the Consolidated Contention RK-EC-3/CW-EC-1. 
Specifically, portions of both the expert testimony of Mr. Arnold Gundersen (RIV000060) 2 and Dr. Gillian Stewart (RIV000061), 3 as well as certain of Intervenors' exhibits are inadmissible in this proceeding and should be excluded pursuant to 10 C.F.R. § 2.337(a) because: 
(1) Mr. Gundersen and Dr. Stewart each lacks expertise in certain areas covered by their
1  Licensing Board Initial Scheduling Order (July 1, 2010) (unpublished); Licensing Board Order (Granting Unopposed Motion by the State of New York and Riverkeeper, Inc. to Amend Scheduling Order) (Nov. 17, 2011) (unpublished).
2  Exh. RIV000060, Pre-filed Written Testimony of Arnold Gunderson on Consolidated Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks) (Dec. 22, 2011) ("Gunderson Testimony").
3  Exh. RIV000061, Pre-filed Written Testimony of Gillian Stewart Regarding Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks) (Dec. 22, 2011) ("Stewart Testimony").
DB1/ 68854427.8 testimony; (2) releases from non-spent fuel pool ("SFP") systems, structures, and components
("SSCs") are outside the scope of RK-EC-3/CW-EC-1; (3) aging management programs
("AMPs") are outside the scope of RK-EC-3/CW-EC-1; (4) site remediation decisions for existing contamination are outside the scope of RK-EC-3/CW-EC-1; (5) ch allenges to dose and reporting regulations are prohibited; (6) the Draft Generic Environmental Impact Statement ("GEIS") for License Renewal is the subject of rulemaking and thus beyond the scope of this proceeding; (7) Mr. Gundersen's statements concerning Indian Point Unit 1 ("IP1") are beyond the scope of this proceeding; and (8) Mr. Gundersen's statements concerning Vermont Yankee, Entergy's purported motives for conducting groundwater investigations, and maintenance funding are irrelevant. Attachment 1 to this Mo tion identifies the specif ic evidence that should be excluded, including a desc ription of the evidence and th e reason(s) for exclusion.
II. LEGAL STANDARDS U.S. Nuclear Regulatory Commission ("NRC" or "Commission") regulations governing the admissibility of evidence provide that "[o]nly relevant, material, and reliable evidence which is not unduly repetitious will be admitted. Immaterial or irrelevant parts of an admissible document will be segregated and excluded so far as is practicable."
4  Thus, pursuant to 10 C.F.R. § 2.319(d), the Board may "strike any portion of a wr itten presentation or a response to a written question that is irrelevant, immaterial, unreliable, duplicative or cumu lative," and under Section 2.319(e) the Board may restrict evidence or arguments for the same reasons. Because only relevant and material evidence is admissible, the Board may exclude or accord no weight to testimony and exhibits that are outside the admitted contention's scope or
4  10 C.F.R. § 2.337(a).
DB1/ 68854427.8 that raise issues that were not pr operly presented in earlier pleadings.
5  Similarly, it may exclude testimony and supporting evidence that is outside the sc ope of this license renewal proceeding, 6 or, in accordance with 10 C.F.R.
§ 2.335(a), evidence attacking the validity of NRC regulations. Recent Commission decisions explicitly hold that Intervenors are not permitted to change the scope of a contention as admitted by the Board. In the Vogtle proceeding, the Commission upheld a Board ruling excluding te stimony at hearing that straye d beyond the scope of the bases as pled and admitted, which "defined the scope of the . . . contention."
7  The Commission emphasized that the scope of a contention is lim ited to issues of law and fact pled with particularity in the intervention pe tition, including its stated bases.
8    Similarly, in the recent Pilgrim decision, the Commission reiterated that longstanding precedent requires a Board to look back at the bases to determine the scope of a contention, because the "reach of a contention necessarily hinges upon its terms coupled with its stated
5  See , e.g., S. Nuclear Operating Co. (Early Site Permit for Vogtle ESP Site), Licensing Board Memorandum and Order (Ruling on In Limine Motions) at 3-7 (Jan. 26, 2009) (unpublished) (granting in part motion to exclude testimony and exhibits outside the scope of the admitted contentions); Entergy Nuclear Generation Co. (Pilgrim Nuclear Power Station), Licensing Board Order (Ruling on Pending Matters and Addressing Preparation of Exhibits for Hearing) at 2 (Mar. 24, 2008) (unpublished) (granting in part motions to exclude testimony on topics outside the scope of a license renewal proceeding, because such issues "do not relate to aging and/or because they are addressed as part of ongoing regulatory processes"); AmerGen Energy Co., LLC (License Renewal for Oyster Creek Nuclear Generating Station), Licensing Board Memorandum and Order (Ruling on Motions in Limine and Motion for Clarification) at 1-2 (Aug. 9, 2007) (unpublished) (granting in part motion to exclude evidence on topics outside scope of contention and license renewal proceeding);
La. Energy Servs., L.P. (National Enrichment Facility), Licensing Board Memorandum and Order (Ruling on In Limine Motions and Providing Administrative Directives) at 4-10 (Jan. 21, 2005) (unpublished) (granting in part motions to exclude testimony on topics outside the scope of the admitted contention, including topics raised and rejected at the pleadings stage).
6  See cases cited supra note 6. 7  S. Nuclear Operating Co. (Early Site Permit for Vogtle ESP Site), CLI-10-05, 71 NRC 90, 101 (2010). Thus, to the extent Intervenors may seek to argue, based on Entergy Nuclear Vt. Yankee, LLC (Vt. Yankee Nuclear Power Station), LBP-06-20, 64 NRC 131, 147 (2006) and La. Energy Servs., L.P. (Nat'l Enrichment Facility), CLI-04-35, 60 NRC 619, 623 (2004), that it may freely add bases after the contention pleading stage, the Board should reject this argument. These rulings interpreted the contention admissibility rule, not the question of whether testimony at hearing that strayed beyond the stated bases of an admitted contention was admissible.
8  Vogtle, CLI-10-05, 71 NRC at 100.
DB1/ 68854427.8 bases."9  A key reason for this requirement is to provide notice to the opposing parties of the issues they will need to defend against.
10  Because of this principle:  Intervenors therefore may not "freely change the focus of an admitted contention at will" to add a host of new issues and objections that could have been raised at the outset. Where warranted we allow for amendment of admitted contentions, but do not allow distinctly new complaints to be added at will as litigation progresses, stretching the scope of admitted contentions beyond
their reasonably inferred bounds.11 Based on this standard, the Commission affirmed a Board decision to exclude allegations related to "health costs" from a contention challenging the input data on "economic consequences" in a SAMA evaluation, because the stated bases did not include such costs.
12  The Commission stressed that "NRC adjudicatory proceedings would prove endless if parties were free . . . to introduce entirely new claims which they either originally opted not to make or which simply did not occur to them at the outset."
13 Furthermore, an expert's opinion is admissibl e only if it is offered by a witness who has demonstrated his or her qualification to provi de expert testimony on the specific technical subject at issue.
14  An expert's opinion is admissible "only if the factual basis for that opinion is
9  Entergy Nuclear Generation Co. (Pilgrim Nuclear Power Station), CLI-10-11, 71 NRC 287, 309 (2010) (emphasis added) (citing Pub. Serv. Co. of N. H. (Seabrook Station, Units 1 & 2), ALAB-899, 28 NRC 93, 97 (1988)). 10  See id. 11  Id. at 308-309 (emphasis added) (citations omitted).
12  See id. at 309-10.
13  Id. at 311 (quoting La. Energy Servs., L.P. (Nat'l Enrichment Facility), CLI-05-28, 62 NRC 721, 727-28 (2005)). 14  See Entergy Nuclear Vt. Yankee (Vermont Yankee Nuclear Power Station), Licensing Board Order (Ruling on Motions to Strike and Motions in Limine) at 7-8 (July 16, 2008) (unpublished) (granting in part motion to exclude opinion testimony proffered by an individual outside of demonstrated expertise); 10 C.F.R. § 2.319(d);
see also Duke Power Co. (William B. McGuire Nuclear Station, Units 1 & 2), ALAB-669, 15 NRC 453, 475 (1982) (upholding Licensing Board conclusion that witness lacked sufficient expertise to testify).
DB1/ 68854427.8 adequately stated and expl ained in the affidavit."
15  "A witness may qua lify as an expert by knowledge, skill, experience, training, or education to testify [i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue."
16  Similarly, opinion testimony is only admissible if it is based on the "methods and procedures of science," rather than on "subjective belief or unsupported speculation."
17  When the qualifications of an e xpert witness are challenged, the party sponsoring the witness has the burden of demonstrating that the witness is qualified.
18  III. ARGUMENT A. Scope of Proceeding and of Contention RK-EC-3/CW-EC-1 This proceeding concerns Entergy's applica tion to renew the operating licenses for Indian Point Nuclear Generating Units 2 and 3 ("IP2" a nd "IP3," respectively, a nd collectively "Indian Point"). As initially proposed, Riverkeeper Contention RK-EC-3 alleged that Entergy's Environmental Report ("ER") "does not adequa tely assess new and significant information regarding the environmental impacts of radioactive water leaks from the Indian Point 1 and Indian Point 2 spent fuel pools on groundwater and the Hudson River ecosystem."
19  Similarly, 15  Duke Cogema Stone & Webster (Savannah River Mixed Oxide Fuel Fabrication Facility), LBP-05-4, 61 NRC 71, 81 (2005) (citing Garside v. Osco Drug, Inc., 895 F.2d 46, 50 (1st Cir. 1990); United States v. Various Slot Machs. on Guam, 658 F.2d. 697, 700 (9th Cir. 1981)). Thus, Licensing Boards may look to federal cases and the Federal Rules of Evidence as sources of authority for evaluating the admissibility of expert witness testimony. See also Final Rule, Changes to Adjudicatory Process, 69 Fed. Reg. 2182, 2187 (Jan. 14, 2004) ("Although the Commission has not required the application of the Federal Rules of Evidence in NRC adjudicatory proceedings, presiding officers and Licensing Boards have always looked to the Federal Rules for guidance in appropriate circumstances.").
16  Duke Energy Corp. (Catawba Nuclear Station, Units 1 & 2), CLI-04-21, 60 NRC 21, 27-28 (2004) (alternation in original omitted) (internal quotation marks omitted).
17  Savannah River, LBP-05-4, 61 NRC at 98-99 (quoting Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 589-90 (1993)) (disqualifying expert for certain purposes).
18  Catawba, CLI-04-21, 60 NRC at  27; Pac. Gas & Elec. Co. (Diablo Canyon Nuclear Power Plant, Units 1 & 2), ALAB-410, 5 NRC 1398, 1405 (1977).
19  Riverkeeper, Inc.'s Request for Hearing and Petition to Intervene in the License Renewal Proceeding for the Indian Point Nuclear Power Plant at 74 (Nov. 30, 2007) ("Riverkeeper Petition"), available at ADAMS Accession No. ML073410093.
DB1/ 68854427.8 Clearwater Contention CW-EC-1 originally alleged the ER "fails to adequately assess 'new and significant' information concerning environmental impacts of radioactive substances that are leaking from spent fuel pools
."20  At the initial contention stage, the Board admitted RK-EC-3 and CW-EC-l, and unambiguously stated that it was admitting RK-EC-3 "as it relates to the environmental impacts from the spent fuel pool leaks "21 and CW-EC-1 to the extent it "raised a genuine dispute regarding the significance of the environmental impacts from the spent fuel pool leaks
."22  In accordance with the Board's direction, Riverkeeper and Clearwater subsequently conferred and submitted Consolidated Contention RK-EC-3/CW-EC-1, which alleged the ER "fails to adequately analyze the environmental impacts of spent fuel pool leaks as required by the National Environmental Policy Ac t (NEPA) and NRC regulations."
23  Consolidated RK-EC-3/CW-EC-1 identifies three main environmental issues related to the SFP leaks:  (1) human health impacts; (2) groundwater quality impacts; and (3) impacts to the Hudson River ecosystem.
24    The Intervenors have since requested that the Board recognize that RK-EC-3/CW-EC-1 applies to the NRC Staff's Draft and Final Supplemental Environmental Impact Statements.
25 20  Hudson River Sloop Clearwater Inc's Petition to Intervene and Request for Hearing at 18 (Dec. 10, 2007) ("Clearwater Petition") (emphasis added), available at ADAMS Accession No. ML073520042.
21  Entergy Nuclear Operations, Inc. (Indian Point Nuclear Generating Units 2 & 3), LBP-08-13, 68 NRC 43, 190 (2008) (emphasis added).
22  Id. at 193 (emphasis added).
23  Consolidated Contention of Petitioners Riverkeeper, Inc. (EC-3) and Hudson River Sloop Clearwater, Inc. (EC-1)-Spent Fuel Pool Leaks at 2 (Aug. 21, 2008) ("Consolidated Contention"), available at ADAMS Accession No. ML082420284.
24  Id. at 2-4. 25  Riverkeeper, Inc. and Clearwater, Inc. Challenge to NRC Staff's Assessment of Impacts of Spent Fuel Pool Leaks in the Final Supplemental Environmental Impact Statement at 3 (Feb. 3, 2011), available at ADAMS Accession No. ML110410362; Riverkeeper, Inc.'s Challenge to NRC Staff's Assessment of Impacts of Spent Fuel Pool Leaks in the Draft Supplemental Environmental Impact Statement at 3 (Feb. 27, 2009), available at ADAMS Accession No. ML090820633.
DB1/ 68854427.8 These requests, which the Board granted, made no substantive changes to the contention's scope.26  Thus, the only issue within RK-EC-3/CW-EC-1, as admitted, is whether the FSEIS and ER sufficiently analyze the environmental significance of Indian Point SFP leaks. In admitting RK-EC-3/CW-EC-1, the Board made clear it would not allow the
Intervenors to challenge the NRC's dose regula tions. Specifically, the Board explained that while "there is still the question as to whether the maximum groundwater impact (and, in turn, the maximum dose) has been determined for the site," it was not allowing "an impermissible challenge to Commi ssion regulations."
27  This restriction is consistent with Commission case law and the Board's emphasis on a license renewal proceeding's limited scope.
28    NRC regulations in Table B-1, Appendix B to Subpart A of 10 C.F.R. Part 51 ("Table B-1") list human health impacts from radiation exposures as a generic, Category 1 issue with SMALL significance. In defining the term SMALL, Table B-1 establishes that "[f]or the purposes of assessing radiological impacts, the Commission has concluded that those impacts that do not exceed permissible levels in the Commission's regulations are considered small as the term is used in this table."  Thus, while th e Board apparently has le ft open the question of whether, as a result of the SFP leaks, Indian Point complies with applicable NRC dose regulations, the Intervenors have not sought and the Board has not granted a waiver of the Table B-1 determination equating compliance with those regulations with SMALL impacts to human health. Accordingly, the scope of RK-EC-3/CW-EC-1 excludes examination of human health
26  Licensing Board Memorandum and Order (Ruling on Pending Motions for Leave to File New and Amended Contentions) at 38 (July 6, 2011) (unpublished); Licensing Board Order (Applying Consolidated Contention Riverkeeper EC-3/Clearwater EC-1 to the NRC Staff's Draft Supplemental Environmental Impact Statement) at 1-2 (May 28, 2009) (unpublished).
27  Indian Point, LBP-08-13, 68 NRC at 194.
28  See id. at 67.
DB1/ 68854427.8 impacts that turn on contesting, explicitly or implicitly, the conclusion that SMALL effects will occur absent a violation of NRC dose regulations.
B. Portions of Mr. Gundersen's Testimony Should Be Excluded Because He Lacks Relevant Expertise, Raises Numerous Issues Outside the Scope of RK-EC-3/CW-EC-1 and This Proceeding, and Casts Aspersions Based on Unfounded and Irrelevant Testimony Intervenors seek to have Mr. Arnold G undersen testify on "the adequacy of the evaluation by Entergy and the NRC Staff of spent fuel pool leaks and groundwater contamination."
29  Mr. Gundersen provides testimony on the following issues:  (1) IP2 SFP leaks; (2) contamination from past IP1 SFPs leaks; (3) leaks, spills, and other releases from other Indian Point non-SFP SSCs; (4) the significance of groundwater contamination; (5) groundwater contamination impacts on the Hudson River, including impacts to aquatic ecology, recreational swimmers, and drinking water sources; and (6) mitigation measures to ostensibly minimize groundwater contamination impacts. For the fo llowing reasons, portions of Mr. Gundersen's testimony should be excluded, as identified in Attachment 1.
: 1. Mr. Gundersen Has Not Demonstrated Expertise in Hydrogeology, Ecological Impact Assessment, or Human Health Impacts  The Board should exclude portions of Mr. Gundersen's testimony because the Intervenors have failed to meet th eir burden to demonstrat e that he is an e xpert in all areas on which he opines.
30  Mr. Gundersen states that he is a nuclear engineer with experience in, among other things, nuclear power operations, nuclear safety assessment, radiological assessment, and dose assessment.
31  However, as discussed below, the Intervenors do not demonstrate that
29  Exh. RIV000060, Gunderson Testimony at 4.
30  Diablo Canyon, ALAB-410, 5 NRC at 1405.
31  Exh. RIV000060, Gunderson Testimony at 1-2.
DB1/ 68854427.8 Mr. Gundersen has the requisite expertise to provide an expert opinion on matters concerning:  (1) hydrogeology; (2) ecological impact assessments; or (3) human health impacts. First, Mr. Gundersen seeks to testify about the Indian Point hydr ogeology, including the likelihood that the IP1 and IP2 groundwater plumes will co-mingle and the likely long-term plume trends.
32  However, nothing in Mr. Gundersen's resume or testimony indi cates that he has the requisite expertise to opine on groundwater plume migra tion, such as any education, knowledge, or experience in the fields of hydrol ogy, geology, or geotechni cal engineering. In fact, in the Finestone case, a federal Court found that Mr.
Gundersen "has no qualifications to testify as to soil or water movement" and accordingly excluded his expert report.
33  Second, Mr. Gundersen offers opinions about potential impacts to the Hudson River aquatic ecosystem.
34  Again, nothing in Mr. Gundersen's resume or testimony indicates that he has appropriate expertise, such as in the fields of aquatic biology, radioecology, or aquatic risk estimation, to testify on such topics. Moreover, even if he has appropriate qualifications, Mr. Gundersen simply speculates that Sr-90 from Indian Point might adversely impact the Hudson River aquatic ecosystem. In doing so, he provides no factual support for his supposition that observed very low-levels of Sr-90 in the environment are attribut able to Indian Point. Nor doe s he include any discussion of methods for assessing ecological ri sk or dose to aquatic biota.
Instead, Mr. Gundersen relies on nothing other than "subjective beli ef" and "unsupported speculation."
35 32  Id. at 6:4-5; 12:19-20; 15:26 to 16:1; 19:14-20; 20:21 to 21:5; 30:4.
33  Finestone v. Fla. Power & Light Co., 2006 WL 267330, 12 (S.D. Fla. Jan. 6, 2006) (unpublished), aff'd 272 Fed. Appx. 761, 2008 WL 863894 (11th Cir. 2008) (per curiam) (unpublished).
34  Exh. RIV000060, Gunderson Testimony at 23:10 to 24:9; 30:8.
35  Savannah River, LBP-05-04, 61 NRC at 98-99 (quoting Daubert, 509 U.S. at 589-90) (disqualifying expert for certain purposes).
DB1/ 68854427.8 Finally, Mr. Gundersen opines on the human health impacts from groundwater releases to the Hudson River.
36  As noted above, Mr. Gundersen purports to have experience in radiological and dose assessments.
37  However, in the Finestone case, in excluding his expert report, the Court found that Mr. Gundersen's "dose calcula tions are belied by the NRC and the [state agency]."38  In affirming that decision, the U.S. C ourt of Appeals for Elev enth Circuit found Mr. Gundersen's dose assessments were the "kind of scientifically unsupported 'leap of faith' which is condemned by Daubert."39  So too here, where Mr. Gunders en has failed to discuss actual doses from Indian Point-let alone perform hi s own independent dose calculations. Thus, Mr. Gundersen's opinion concerning human health impacts from groundwater releases is unreliable because it is supported by no data, no analysis, or, in the words of the Eleventh Circuit, "no evidence."
40  In summary, the Intervenors have failed to demonstrate that Mr. Gundersen is qualified to testify on these issues and, even if qualified in certain respects, have failed to demonstrate that he bases his opinion on an appropriate expert methodology or on reliable underlying information.
Thus, the Board should exclude all such evidence identified in Attachment 1. 
: 2. Leaks, Spills, and Other Releases From Non-SFP SSCs Are Outside the Scope of RK-EC-3/CW-EC-1  As noted above, RK-EC-3/CW-EC-1 concerns only the "environmental impacts of spent fuel pool leaks
."41  Despite this clear and unambiguous direction, Mr. Gundersen's testimony
36  Exh. RIV000060, Gunderson Testimony at 24:11 to 24:23; 25:11 to 25:13.
37  Id. at 1-2. 38  Finestone, 2006 WL 267330 at 12
. 39  Finestone, 2008 WL 863894 at 7. 40  Id. 41  Consolidated Contention at 2 (emphasis added); see also Indian Point, LBP-08-13, 68 NRC at 190, 193.
DB1/ 68854427.8 addresses-at length-releases from non-SFP SSCs.42  Mr. Gundersen's testimony includes an entire section entitled, "Ongoing and Future Leaks From Other Systems, Structures and Components at Indian Point."
43  In this section, Mr. Gundersen testifies concerning the alleged impacts associated with leaks and spills from underground piping and other systems, 44 as well as storm drain and airborne releas es (including what Mr. Gundersen refers to as "washout").
45  These releases are unrelated to SFP leaks and should be excluded.
According to the Intervenors, such issues are within the scope of RK-EC-3/CW-EC-1 because Clearwater's ini tial Petition to Intervene and Reply mentioned "
other accidental leaks and releases that have previously occurred at Indian Point, as well as the high likelihood of future leaks . . . as components at the plant continue to age and degrade."
46  However, after Clearwater filed these initial pleadings, the Board made clear that it was admitting Clearwater's contention only to the extent it "raised a genui ne dispute regarding the significance of the environmental impacts from the spent fuel pool leaks
."47  Thus, the Board did not admit RK-EC-3/CW-EC-1 as a broad-ranging inqu iry into leaks, spills, and discharges from other sources. The Intervenors' consolidated contention submitted after the Board issued its ruling further demonstrates that the admitted contention was limited to SFP leaks. Notwithstanding Clearwater's earlier passing re ference to other releases, 48 when the Intervenors were given the
42  Exh. RIV000060, Gunderson Testimony at 6:6-7; 13:1 to 19:10; 21:18, from "and other likely future" to "Indian Point"; 30:2-4.
43  Id. at 13:2 to 19:10.
44  Id. at 13:2 to 14:4; 15:26 to 19:10.
45  Id. at 14:6 to 15:24.
46  Exh. RIV000059, Riverkeeper and Clearwater Initial Statement of Position Regarding Consolidated Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks) at 3 (Dec. 22, 2011) ("Position Statement").
47  Indian Point, LBP-08-13, 68 NRC at 193 (emphasis added).
48  A single footnote in Clearwater's Petition to Intervene stated "[i]n addition to the leaks, Clearwater is extremely concerned about the many and wide ranging radioactive releases-some planned and some unplanned-that have plagued and will continue to plague Indian Point."  Clearwater Petition at 20 n.1.
DB1/ 68854427.8 opportunity to confer and submit a consolidated version of their co ntention, they failed to include any language putting the Board or the other parties on notice that consolidated RK-EC-3/CW-EC-1 covered any other SSC besides the SFPs.
49  The Intervenors also argue these non-SFP rel eases should be considered as part of RK-EC-3/CW-EC-1 because the NRC must consider this issue as part of its NEPA cumulative impacts evaluation.
50  As the Commission held in the Vogtle proceeding, such an argument ignores the distinction between an admitted contention's scope in a contested NRC proceeding and the scope of the NEPA in general as "[t]here is a difference between what . . . the NRC must look at in order to evaluate cumulative impact s under NEPA-regardless of any contentions that may be filed by a party-and the scope of a particular . . . contention."
51  Consistent with Commission precedent and the Board's earlier decision admitting the contention, releases unrelated to SFP leaks are outside the scope of RK-EC-3/CW-EC-1 and the evidence identified in Attachment 1 should be excluded as irrelevant.
: 3. Aging Management Programs Are Outs ide the Scope of RK-EC-3/CW-EC-1  Mr. Gundersen's testimony contains an extensive discussion of AMPs 52 and he directly challenges the adequacy of Entergy's Buried Pi ping AMP, which is the subject of a separate
Except for a vague reference to prior leaks at Indian Point, the remainder of this footnote focused on routine releases of airborne and liquid effluents. Even if the Board-and subsequently the Intervenors in their consolidated contention filing-had not clarified that the scope of the contention was limited to SFP leaks, such a vague, passing reference to a "concern" about other releases could not transform the scope of RK-EC-3/CW-EC-1 to cover the issues now raised in Mr. Gundersen's testimony. See Carolina Power & Light Co.
(Shearon Harris Nuclear Power Plant), CLI-01-11, 53 NRC 370, 389-90 (2001) (holding that an intervenor cannot later transform vague references made at the contention admissibility stage into litigable contentions).
49  See Indian Point, LBP-08-13, 68 NRC at 220.
50  Exh. RIV000059, Position Statement at 40.
51  Vogtle, CLI-10-05, 71 NRC at 103.
52  Exh. RIV000060, Gunderson Testimony at 6:6-7; 13:1 to 19:10; 21:18, from "and other likely future" to "Indian Point"; 30:2-4.
DB1/ 68854427.8 safety contention.
53  Mr. Gundersen's discussion of these issues is unrelated to environmental impacts of SFP leaks and should be excluded.
The Board made clear that it was admitting RK-EC-3/CW-EC-1 only to the extent it challenged compliance with NRC's NEPA regulations in 10 C.F.R. Part 51.
54  The Board decision on RK-EC-3/CW-EC-1 made no mention of 10 C.F.R. Part 54, which addresses the NRC's AMP requirements. While Clearwater's initial contention admissibility Reply mentioned "aging of the fuel pools and other components of the system,"
55 a vague, passing reference in a reply brief cannot expand a NEPA-based contenti on to also cover AMPs or any other safety issues.56  And, again, when the Intervenors were given the opportunity to confer and submit a consolidated version of their contention, they fa iled to include any language putting the Board or the other parties on notice that consolidated RK-EC-3/CW-EC-1 sought to challenge the Buried Piping AMP or any other AMP in Entergy's License Renewal A pplication ("LRA").
57  Accordingly, such issues are outside the scope of RK-EC-3/CW-EC-1 and the evidence identified in Attachment 1 s hould be excluded as irrelevant.
: 4. Site Remediation Decisions Are Outside the Scope of RK-EC-3/CW-EC-1 and the Proceeding  The Board should exclude portions of Mr.
Gundersen's testimony concerning Entergy's decision to implement, and NRC's approval of, the monitored natural attenuation ("MNA") remediation approach to groundwater contamination during the current term of the IP2 and IP3
53  Id. at 10:32 to 11:4 through "not less"; 13:7-8 from "Aging components" through "issues"; 16:12 from "Entergy's (undated)" to 19:10; 29:18, "aging components."
54  Indian Point, LBP-08-13, 68 NRC at 193-194.
55  Clearwater Reply at 4 (emphasis added).
56  See note 49, supra; see also Nuclear Mgmt. Co., LLC (Palisades Nuclear Plant), CLI-06-17, 63 NRC 727, 732 (2006) ("It is well established in NRC proceedings that a reply cannot expand the scope of the arguments set forth in the original hearing request.").
57  See Consolidated Contention at 2.
DB1/ 68854427.8 operating licenses, 58 including testimony concerning possible alternative remediation options.
59  Mr. Gundersen's testimony calling for a broad inquiry into current term, NRC-approved remediation decisions is outside the scope of the contention and this proceeding, and thus irrelevant.
Indeed, the appropriateness of this earlier NRC-approved remediation decision could not be in the scope of RK-EC-3/CW-EC-1, because this proceeding concerns only the IP2 and IP3 license renewal. Plainly it is not appropriate to litigate here a decision on a matter outside the scope of this proceeding, approved by NRC under Entergy's existing operating licenses.
60  In addition, to the extent Mr. Gundersen raises issues concerning the need to implement alternative remediation options such as extraction, 61 such issues are currently under active Commission review as part of a potential NRC rulemaking.
62  Commission precedent dictates that a contention that raises a ma tter that is, or is about to become, the subject of a rulemaking, is outside a licensing proceeding's scope and therefore irrelevant.
63  Accordingly, the portions of Mr. Gundersen's testimony identified in Attachment 1 as raising issues related to remediation options should be excluded.
58  Exh. RIV000060, Gunderson Testimony at 25:5 to 25:14.
59  Id. at 6:12-14; 25:16 to 29:24; 30:10-13.
60  See Final Rule, Decommissioning Planning, 76 Fed. Reg. 35,512, 35,535 (June 17, 2011) (indicating that ongoing NRC oversight process confirmed the adequacy and acceptability of MNA at Indian Point).
61  Exh. RIV000060, Gunderson Testimony at 6:12-14; 25:16 to 29:24; 30:10-13.
62  See Consideration of Rulemaking to Address Prompt Remediation of Residual Radioactivity During Operations, 76 Fed. Reg. 42,074 (July 18, 2011).
63  Indian Point, CLI-10-19, 78 NRC at 100; Duke Energy Corp. (Oconee Nuclear Station, Units 1, 2 & 3), CLI-99-11, 49 NRC 328, 345 (1999) (holding that while the topic petitioners sought to raise was not governed by a current rule, the issuance of an SRM for the NRC Staff to initiate a rulemaking on the topic was sufficient to preclude the topic from litigation in individual licensing proceedings) (citing Potomac Elec. Power Co.
(Douglas Point Nuclear Generating Station, Units 1 & 2), ALAB-218, 8 AEC 79, 85 (1974)).
DB1/ 68854427.8
: 5. Challenges to NRC Dose and Report ing Regulations Are Prohibited  Under 10 C.F.R. § 2.335(a), a party may not, absent a waiver, submit evidence or otherwise attack the validity of an NRC regulation in an adjudicatory proceeding. The Intervenors have not sought a waiver but, nonetheless, Mr. Gundersen presents arguments challenging NRC dose and reporting regulations. First, Mr. Gundersen references the Na tional Research Council "BEIR VII" report (RIV000093), and states that it "reaffirmed the conclusion of the prior report that every exposure to radiation, regardless of how small, produces a corresponding increase in the likelihood of cancer."64  Mr. Gundersen then asserts that the BEIR VII report means that any release from Indian Point into the Hudson River "could increa se the incidence of cancer to those exposed through recreational activities, such as swimming."
65  This claim amounts to an impermissible challenge to the NRC's regulations. Mr. Gundersen is essentially arguing that even if Indian Point releases comply with NRC dose limits, impacts to human health may be something other than SMALL. This is contrary to Table B-1 of Part 51, which establishes that radiological releases that are within the permissible leve ls specified in NRC regulations have a SMALL impact on human health.
66  Second, in discussing potential mitigation measures, Mr. Gundersen argues that Entergy
should be required to disclose Indian Point "radiological monitoring results and publish them on
64  Exh. RIV000060, Gunderson Testimony at 24. This theory is referred to as the linear-no-threshold hypothesis and forms the basis for NRC's radiation protection regulations 10 C.F.R. Part 20.
See Final Rule, Standards for Protection Against Radiation, 56 Fed. Reg. 23,360, 23,360-61 (May 21, 1991); see also Denial of Petition for Rulemaking, 72 Fed. Reg. 71,083, 71,084-85 (Dec. 14, 2007).
65  Exh. RIV000060, Gunderson Testimony at 24; 25:11 to 25:13.
66  Dominion Nuclear Conn., Inc. (Millstone Nuclear Power Station, Units 2 & 3), CLI-01-24, 54 NRC 349, 364 (2001) ("If the Petitioners are objecting to all possible routine adjustments in effluent releases, then their claim amounts to an impermissible general attack on our regulations governing public doses at operating nuclear plants."); Entergy Nuclear Generation Co. (Pilgrim Nuclear Power Station), LBP-06-23, 64 NRC 257, 315 (2006) (refusing to allow litigation on contention argument suggesting "doses not in violation of NRC regulations might be harmful to health").
DB1/ 68854427.8 a monthly basis in an accessible on line database in order to keep the public fully informed of the ongoing radiological contamination."
67  NRC regulations already establish requirements for Entergy to submit reports that document radiolog ical releases and provide the calculated doses attributable to those releases.
68  Despite Mr. Gundersen's attempt to cloak this disclosure requirement as a "mitigation measure," it still amounts to a challenge to current NRC reporting regulations. Accordingly, the por tions of Mr. Gundersen's testimony identified in Attachment 1 as raising issues precluded by 10 C.F.R.
§ 2.335(a) should be excl uded as irrelevant.
: 6. The Draft GEIS Revision Is the Subject of Rulemaking And Thus Beyond this Proceeding's Scope The Board also should exclude Exhibit RIV000064, an excerpt from the Draft Revision to NRC's GEIS for License Renewal, and Mr.
Gundersen's associated reference to that document, 69 because the proposed revision to the GEIS is currently the subject of an NRC rulemaking.
70  Commission precedent dictates that issues concerning matters that are the subject of a rulemaking are outside the scope of a licensing proceeding, 71 and accordingly, this exhibit and the corresponding reference in Mr. Gundersen's testimony that are identified in Attachment 1 should be exclude d as irrelevant.
: 7. Mr. Gundersen's Statements Concernin g IP1 Are Beyond the Scope of this Proceeding  The Board should exclude portions of Mr. Gundersen's testimony concerning contamination from the IP1 SFPs as beyond the scope of this proceeding. This proceeding
67  Exh. RIV000060, Gunderson Testimony at 29.
68  See 10 C.F.R. § 50.36a(a)(2);
see also 10 C.F.R. Part 50, App. I, § IV(A).
69  Exh. RIV000060, Gunderson Testimony at 31.
70  Proposed Rule, Revisions to Environmental Review for Renewal of Nuclear Power Plant Operating Licenses, 74 Fed. Reg. 38,117 (July 31, 2009). Riverkeeper in fact participated in a recent Commission briefing on the ongoing Part 51 rulemaking and proposed changes to the GEIS.
See Sunshine Federal Register Notice, 77 Fed. Reg. 1521 (Jan. 10, 2012).
71  Indian Point, CLI-10-19, 78 NRC at 100; Oconee, CLI-99-11, 49 NRC at 345.
DB1/ 68854427.8 concerns only Entergy's LRA for IP2 and IP3, and does not concern the decommissioning of the IP1 SFP, which, in any event, Mr. Gundersen concedes is now empty and drained and cannot contribute to any further groundwater contamination.
72  Nonetheless, Mr. Gundersen asserts "a substantial amount of contamination from the Unit 1 pools remains st ored in structures associated with the Unit 1 pools" and "contamination from these structures will continue to
periodically release to th e groundwater, until th e entire Indian Point site is decommissioned
."73  Because there is no nexus between the proposed license renewal of IP2 and IP3-the sole focus of this proceeding-and the future decommissioning process for IP1, the Board should exclude as irrelevant the evidence identified in Attachment 1.
: 8. Mr. Gundersen's Statements Concerning Other Nuclear Plants, Motives, and Maintenance Funding Are Irrelevant  The Board also should exclude as irrelevant Mr. Gundersen's testimony concerning Vermont Yankee nuclear plant, Entergy's motiv es for conducting Indian Point groundwater investigations, and alleged insufficient mainte nance funding. In particular, Mr. Gundersen's reference to a Vermont Yankee investigation report, 74 the supposed influence of media and public pressure on Entergy, 75 and purportedly inadequate maintenance funding for non-safety systems 76 say absolutely nothing about the environmental impacts of SFP leaks-the only relevant issue within the scope of RK-EC-3/CW-EC-1. Accordi ngly, Mr. Gundersen's irrelevant testimony identified in Attachment 1 should be excluded.
72  Exh. RIV000060, Gunderson Testimony at 12.
73  Id. (emphasis added).
74  Exh. RIV000060, Gunderson Testimony at 3 n.2.
75  Id. at 18:15-19.
76  Id. at 18:25 to 19:5.
DB1/ 68854427.8 C. Portions of Dr. Stewart's Testimony Should Be Excluded Because She Lacks Relevant Expertise and Raises Issues Outside the Scope of RK-EC-3/CW-EC-1 Intervenors seek to have Dr. Gillian Stewart, a professor of Environmental Science at Queens College in New York, testify about radionuclide impacts to Hudson River aquatic ecology and a potential drinking water pathwa y involving a proposed de salination facility.
77  For the following reasons, portions of Dr. Stewart's testimony should be excluded, as identified in Attachment 1.
: 1. Dr. Stewart Has Not Demonstrated th e Requisite Expertise in NRC Dose Regulations to Offer an Opinion on Potential Human Health Impacts  The Board should exclude portions of Dr. Stewart's testimony because the Intervenors have failed to meet their burden to demonstrate that Dr. Stewart is an expert in all areas on which she offers an opinion.
78  As noted above, because Table B-1 of Part 51 equates NRC dose regulation compliance with SMALL impacts to huma n health, a prerequisite for offering expert testimony on such impacts is NRC dose limit expertis
: e. Dr. Stewart indicat es that her expertise primarily concerns radiochemistry and radioecology.
79  Nevertheless, she s eeks to testify about the potential for human health impacts attributable to radiological releases from Indian Point through a potential drinking water pathway involving a proposed desalination facility.
80  Nothing in her resume or testimony indi cates that she has th e necessary expertise to provide such testimony, such as any education, knowledge, or experience in performing an assessment of compliance with NRC dose limits.
Further, while Dr. Stewart concludes that "high" ranges of radioactivity detected in desalination-related sampling by United Water is "likely due to leaks or flows via groundwater
77  Exh. RIV000061, Stewart Testimony at 2:25 to 2:28.
78  See Diablo Canyon, ALAB-410, 5 NRC at 1405.
79  Exh. RIV000061, Stewart Testimony at 2:2 to 2:5.
80  Id. at 2:25 to 2:28; 3:29 to 7:16.
DB1/ 68854427.8 effluent into the Hudson River,"
81 she provides nothing other th an "subjective belief or unsupported speculation" 82 that these results are attributable to Indian Point. Nor does she discuss any "methods and procedures of science" 83 used to assess whether such levels would impact compliance with NRC dose limits. Acco rdingly, the Board should exclude all such testimony identified in Attachment 1 as outside her professed expertise in radiochemistry and radioecology, or even if with in her expertise, as nevertheless lacking a reliable basis.
84 2. Challenges to NRC Dose Regulations Are Prohibited  As noted above, under 10 C.F.R. § 2.335(a), a party may not submit evidence attacking the validity of an NRC regulat ion. Nonetheless, Dr. Stewar t challenges NRC regulations by arguing that even low-level exposures of radionuclides may cause adverse human health impacts.
In particular, Dr. Stewart discusses the linear-no-threshold hypothesis and ar gues "[l]ow levels of exposure to these radionuclides via drinking water or contaminated seafood have the potential to cause cancer in humans."
85  Such an argument amounts to an impermissible challenge to NRC's regulations because, as explained above, Table B-1 of Part 51 establishes that radiological releases that are within the permissible leve ls specified in NRC regulations have a SMALL impact on human health.
86  Accordingly, the portions of Dr. Stewart's testimony identified in Attachment 1 as raising issues precluded by 10 C.F.R. § 2.335(a) should be excluded as irrelevant.
81  Id. at 4:10 to 4:12.
82  Savannah River, LBP-05-04, 61 NRC at  98-99 (quoting Daubert, 509 U.S. at  589-90) (disqualifying expert for certain purposes).
83  Id. 84  Exh. RIV000061, Stewart Testimony at 2.
85  Id. at 7:11-13; see also id. at 3:12-19.
86  See supra note 68.
DB1/ 68854427.8 D. Portions of Intervenors' Position Statem ent Addressing Excluded Evidence Should Also Be Excluded and Accorded No Weight The Intervenors also discuss the preced ing testimony and supporting evidence in their Position Statement on this contention.
87  Those portions of the Intervenors' Position Statement that rely on inadmissible evidence or otherwise raise excluded issues may be stricken.
88  Therefore, to the extent the Board grants th is Motion and excludes evidence indentified in Attachment 1 to this Motion, the associated discussions in the Position Statement should be excluded and accorded no weight in the Board's decision on RK-EC-3/CW-EC-1. IV. CONCLUSION For the foregoing reasons, the Board should excl ude the portions of Intervenors' pre-field testimony and exhibits discussed above and identified in Attachment 1 to this Motion.
87  Exh. RIV000059, Position Statement at 38-49; 51-55; 67-74.
88  See AmerGen Energy Co., LLC (License Renewal for Oyster Creek Nuclear Generating Station), Licensing Board Memorandum and Order (Ruling on Motions in Limine and Motion for Clarification) at 2 (Aug. 9, 2007) (unpublished); Entergy Nuclear Vt. Yankee (Vt. Yankee Nuclear Power Station), Licensing Board Order (Ruling on Motions to Strike and Motions in Limine) at 2-3 (July 16, 2008) (unpublished). But see Calvert Cliffs 3 Nuclear Project, LLC (Combined License Application for Calvert Cliffs Unit 3), Licensing Board Order (Granting in Part and Denying in Part NRC Staff's Motion in Limine) at 5 (Jan. 17, 2012) (unpublished) ("We need not rule on the admissibility of statements of position because they will not be admitted as evidence, but will only be considered by the Board in its merits ruling to the extent they are based on admitted evidence.").
DB1/ 68854427.8 Respectfully submitted, Signed (electronically) by Paul M. Bessette Kathryn M. Sutton, Esq.
Paul M. Bessette, Esq.
Martin J. O'Neill, Esq.
MORGAN, LEWIS & BOCKIUS LLP 1111 Pennsylvania Avenue, N.W.
Washington, D.C. 20004
Phone:  (202) 739-3000
Fax:  (202) 739-3001 E-mail:  ksutton@morganlewis.com E-mail:  pbessette@morganlewis.com E-mail:  martin.oneill@morganlewis.com
William C. Dennis, Esq.
ENTERGY NUCLEAR OPERATIONS, INC.
440 Hamilton Avenue
White Plains, NY 10601
Phone:  (914) 272-3202
Fax:  (914) 272-3205 E-mail:  wdennis@entergy.com
Counsel for Entergy Nuclear Operations, Inc. Dated in Washington, D.C.
this 30th day of January 2012 DB1/ 68854427.8 Entergy Attachment 1 to Motion In Limine to Exclude Portions of Intervenors' Pre-Filed Testimony and Exhibits for Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks)
Location of Information to Be Excluded Basis for Exclusion RIV000060: Gundersen Testimony Page 6:4-5, exclude entirety. Gunderson has not demonstrated requisite qualifications to offer an opinion on
hydrogeology.
Page 12:19-20, exclude the sentence "This contamination will remain in the groundwater . . .
for decades."
Pages 15:26 to 16:1, exclude the section
beginning "Q. Please describe the impact of . . ." to the end of the sentence ending ". . . well samples." Page 19:14-20, exclude the section beginning "Q.
Please assess Entergy's. . ." through ". . .
persistence of the plumes" Pages 20:21 to 21:5, exclude the sentence "Levels
of radionuclides . . ." to the end of the sentence ending ". . . status of the plumes."
Page 30:4, exclude entirety. Pages 23:10 through 24:9, exclude entirety. Gunderson has not demonstrated requisite qualifications to offer an opinion on impacts
to the Hudson River aquatic ecosystem. Page 30:8, exclude "including impacts to aquatic
ecology" Page 24:11-23, exclude entirety. Gunderson has not demonstrated requisite qualifications to offer an opinion on human health impacts from gr oundwater releases.
Page 25:11-13, exclude enti re sentence beginning "As I stated previously. . .".
Page 6:6-7, exclude entirety.
These portions of the Gunderson testimony raise issues beyond the scope of RK-EC-3/CW-EC-1: releases from non-SFP SSCs.
Pages 13:1 through 19:10, exclude entirety.
Page 21:18, exclude "and ot her likely future leaks from aging components at Indian Point" Page 30:2-4, exclude entirety. Page 6:6-7, exclude entirety. This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: aging management programs.
Pages 10:32 through page 11:4, exclude entire
section through end of sentence ending ". . . not
less." These portions of the Gunderson testimony raise issues beyond the scope of RK-EC-3/CW-EC-1: aging management programs (buried piping).
Page 13:7-8: exclude sentence "Aging components . . . issues."
Pages 16:12 through 19:10, exclude from
sentence beginning "Entergy's (undated)" through These portions of the Gunderson testimony raise issues beyond the scope of RK-EC-DB1/ 68854427.8 Location of Information to Be Excluded Basis for Exclusion end of sentence ending ". . . detection by Entergy." 3/CW-EC-1: aging management programs.
Page 21:18, exclude "and ot her likely future leaks from aging components at Indian Point" Page 29:18-19, exclude entirety.
Page 30:2-4, exclude entirety. Page 6:12-14, exclude entirety. Thes e portions of the Gunderson testimony raise issues beyond the scope of RK-EC-3/CW-EC-1: remediation.
Page 25:5-14, exclude entirety.
Pages 25:16 through 29:24, exclude entirety.
Page 30:10-13, exclude entirety. Page 24:11-23, exclude entirety. Thes e portions of the Gunderson testimony challenge NRC dose regulations.
Page 25:11-13, exclude sentence "As I stated-health effects." in entirety. Page 29:20-24, exclude entirety. This portion of the Gunderson testimony challenges NRC reporting regulations.
Page 31, references 1, 2, 3, 4, exclude entirety. This portion of the Gunderson testimony raises issues subject to rulemaking proceedings. Page 12:14-26, exclude entirety. This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: historical contamination and decommissioning of IP1.
Page 3:16-17, exclude "which Entergy
executives-about."; n.2.
This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: Vermont Yankee.
Page 18:15-19, exclude entire sentence "Various
other-at Indian Point."
This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: purported outside "influence". Pages 18:25 through 19:5, exclude entirety.
This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: non-safety maintenance
funding. RIV000061: Stewart Testimony Page 2:26-28, exclude entire section beginning at "and a failure to consider  . . . Indian Point."
Dr. Stewart has not demonstrated requisite qualifications to offer an opinion on potential human health impacts.
Pages 3:29 through 7:16, exclude entirety.
Page 4:10-12, exclude entire sentence "These
high ranges-the Hudson River."
These portions of Dr. Stewart's testimony are not supported by reliable evidence.
Page 7:11-13, exclude entire sentence "Low levels of-in humans."
These portions of Dr. Stewart's testimony challenge NRC dose regulations.
DB1/ 68854427.8 Location of Information to Be Excluded Basis for Exclusion Page 3:12-19, exclude from sentence beginning "Current research indi cates-" through end of sentence ending ". . .blood cancers." RIV000064: NUREG-1437, Revision 1, Generic Environmental Impact Statement for License Renewal of Nuclear Plants (July 2009) Draft Report for Comment Exclude entire exhibit. Relied upon to raise issues th at are subject to rulemaking proceedings.
RIV000079: Annie Correal, Indian Pt. Broken Pi pe Spurs Safety Worries, The New York Times (March 1, 2009) Exclude entire exhibit. Relied upon to raise issues that are beyond the scope of RK-EC-3/CW-EC-1: non-SFP SSCs and aging management programs; and to challenge NRC dose regulations. See Exh. RIV000060, Gundersen Testimony at
13:2-11; 17:8-16. RIV000088: Supplemental Report of the Public Oversight Panel Regarding the Comprehensive Reliability Assessment of the Vermont Yankee Nuclear Power Plant, July 20, 2010 Exclude entire exhibit. Relied upon to raise an issue that is beyond the scope of RK-EC-3/CW-EC-1: Vermont
Yankee. See Exh. RIV000060, Gundersen Testimony at 18:25 through 19:5.
RIV000089: GAO Report to Congressional Requesters, Nuclear Regulatory Commission, Oversight of Underground Piping Systems Comm ensurate with Risk, but Proactive Measures Could Help Address Future Leaks, GAO-11-563 (June 2011)Exclude entire exhibit.
Relied upon to raise issues that are beyond the scope of RK-EC-3/CW-EC-1: non-SFP SSCs and aging management programs.
See Exh. RIV000060, Gundersen Testimony at 17:18-23. RIV000093: National Research Council, Health Risks from Exposure to Low Levels of Ionizing Radiation: BEIR VII - Phase 2 (2006) Exclude entire exhibit. Relie d upon to challenge NRC dose regulations.
See Exh. RIV000060, Gundersen Testimony at 24:16-23.
DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of  ) Docket Nos. 50-247-LR and 
  )  50-286-LR ENTERGY NUCLEAR OPERATIONS, INC.  )
  )
(Indian Point Nuclear Generating Units 2 and 3)  )
  ) January 30, 2012 MOTION CERTIFICATION Pursuant to 10 C.F.R. § 2.323(b), counsel for Entergy certifies that he made a sincere effort to contact the other parties in this proceeding, to explain to them the factual and legal issues raised in this Motion, and to resolve those issues, and he cer tifies that his efforts have been unsuccessful. The NRC Staff does not oppose this Motion and anticipates filing an answer.
Signed (electronically) by Paul M. Bessette Paul M. Bessette, Esq. MORGAN, LEWIS & BOCKIUS LLP 1111 Pennsylvania Avenue, N.W.
Washington, D.C. 20004
Phone:  (202) 739-3000
Fax:  (202) 739-3001 E-mail:  pbessette@morganlewis.com Counsel for Entergy Nuclear Operations, Inc.
DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of  ) Docket Nos. 50-247-LR and 
  )  50-286-LR ENTERGY NUCLEAR OPERATIONS, INC.  )
  )
(Indian Point Nuclear Generating Units 2 and 3)  )
  ) January 30, 2012 CERTIFICATE OF SERVICE I hereby certify that on January 30, 2012, a copy of the "Entergy's Motion in Limine to Exclude Portions of Intervenors' Pre-filed Testimony and Exhibits for Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks)" was served electronically via the Electronic Information Exchange on the following recipients:
Administrative Judge
Lawrence G. McDade, Chair Atomic Safety and Licensing Board Panel
Mail Stop:  T-3 F23
U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail:  Lawrence.McDade@nrc.gov)
Administrative Judge Dr. Kaye D. Lathrop Atomic Safety and Licensing Board Panel
190 Cedar Lane E.
Ridgway, CO 81432 (E-mail:  Kaye.Lathrop@nrc.gov) Administrative Judge Dr. Richard E. Wardwell Atomic Safety and Licensing Board Panel
Mail Stop:  T-3 F23
U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail:  Richard.Wardwell@nrc.gov)
Office of the Secretary Attn:  Rulemaking and Adjudications Staff U.S. Nuclear Regulatory Commission Washington, D.C. 20555-0001 (E-mail:  hearingdocket@nrc.gov)
Office of Commission Appellate Adjudication U.S. Nuclear Regulatory Commission Mail Stop: O-7H4M
Washington, DC  20555-0001 (E-mail:  ocaamail.resource@nrc.gov)
Josh Kirstein, Law Clerk Anne Siarnacki, Law Clerk Atomic Safety and Licensing Board Panel
Mail Stop:  T-3 F23
U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail:  Josh.Kirstein@nrc.gov)
(E-mail:  Anne.Siarnacki@nrc.gov)
DB1/ 68854427.8 Sherwin E. Turk, Esq. Edward L. Williamson, Esq.
Beth N. Mizuno, Esq.
David E. Roth, Esq.
Brian G. Harris, Esq.
Mary B. Spencer, Esq.
Anita Ghosh, Esq. 
Brian Newell, Paralegal
Office of the General Counsel
Mail Stop:  O-15D21
U.S. Nuclear Regulatory Commission Washington, DC  20555-0001 (E-mail:  Sherwin.Turk@nrc.gov)
(E-mail:  Edward.Williamson@nrc.gov)
(E-mail:  Beth.Mizuno@nrc.gov)
(E-mail:  David.Roth@nrc.gov)
(E-mail:  Brian.Harris@nrc.gov)
(E-mail:  Mary.Spencer@nrc.gov)
(E-mail:  Anita.Ghosh@nrc.gov)
(E-mail:  Brian.Newell@nrc.gov) Melissa-Jean Rotini, Esq.
Assistant County Attorney
Office of Robert F. Meehan, Esq.
Westchester County Attorney
148 Martine Avenue, 6th Floor
White Plains, NY 10601 (E-mail:  MJR1@westchestergov.com)
Manna Jo Greene Karla Raimundi
Hudson River Sloop Clearwater, Inc.
724 Wolcott Ave.
Beacon, NY 12508  (E-mail:  mannajo@clearwater.org) (E-mail:  karla@clearwater.org)
(E-mail:  stephenfiller@gmail.com)
Daniel Riesel, Esq.
Victoria Shiah, Esq.
Sive, Paget & Riesel, P.C.
460 Park Avenue
New York, NY 10022 (E-mail:  driesel@sprlaw.com) (E-mail:  vshiah@sprlaw.com)
Joan Leary Matthews, Esq. Associate Commissioner
Hearings and Medi ation Services New York State Department of Environmental Conservation
625 Broadway, 14th Floor 
Albany, NY  12233-1500 (E-mail:  jlmatthe@gw.dec.state.ny.us)
John Louis Parker, Esq. Office of General Counsel, Region 3
NYS Dept. of Environmental Conservation
21 S. Putt Corners Road
New Paltz, New York  12561-1620 (E-mail:  jlparker@gw.dec.state.ny.us)
DB1/ 68854427.8 John J. Sipos, Esq.
Charlie Donaldson Esq.
Assistant Attorneys General Office of the Attorney General
of the State of New York
The Capitol
Albany, NY 12224-0341 (E-mail: John.Sipos@ag.ny.gov)
Michael J. Delaney, Esq. Vice President -Energy Department New York City Economic Development
Corporation (NYCDEC) 110 William Street New York, NY 10038 
mdelaney@nycedc.com Phillip Musegaas, Esq.
Deborah Brancato, Esq.
Riverkeeper, Inc.
20 Secor Road
Ossining, NY 10562 (E-mail:  phillip@riverkeeper.org)
(E-mail:  dbrancato@riverkeeper.org)
Sean Murray, Mayor Kevin Hay, Village Administrator Village of Buchanan Municipal Building
236 Tate Avenue
Buchanan, NY 10511-1298 (E-mail:  vob@bestweb.net)
(E-mail:  smurray@villageofbuchanan.com) 
Robert D. Snook, Esq.
Assistant Attorney General Office of the Attorney General
State of Connecticut 55 Elm Street
P.O. Box 120
Hartford, CT 06141-0120 (E-mail:  Robert.Snook@po.state.ct.us)
Janice A. Dean, Esq. Assistant Attorney General Office of the Attorney General 
of the State of New York
120 Broadway, 26th Floor
New York, New York 10271 (E-mail: Janice.Dean@ag.ny.gov)
Signed (electronically) by Paul M. Bessette Paul M. Bessette, Esq. MORGAN, LEWIS & BOCKIUS LLP 1111 Pennsylvania Avenue, N.W.
Washington, D.C. 20004
Phone:  (202) 739-3000
Fax:  (202) 739-3001 E-mail:  pbessette@morganlewis.com Counsel for Entergy Nuclear Operations, Inc.}}

Revision as of 17:22, 30 July 2018

Entergy'S Motion in Limine to Exclude Portions of Pre-filed Testimony and Exhibits for Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks)
ML12030A203
Person / Time
Site: Indian Point  Entergy icon.png
Issue date: 01/30/2012
From: Dennis W C, O'Neill M J, Sutton K M
Entergy Nuclear Operations, Morgan, Morgan, Lewis & Bockius, LLP
To:
Atomic Safety and Licensing Board Panel
SECY RAS
References
RAS 21814, 50-247-LR, 50-286-LR, ASLBP 07-858-03-LR-BD01
Download: ML12030A203 (29)


Text

DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of ) Docket Nos. 50-247-LR and

) 50-286-LR ENTERGY NUCLEAR OPERATIONS, INC. )

)

(Indian Point Nuclear Generating Units 2 and 3) )

) January 30, 2012

______________________________________________________________________________

ENTERGY'S MOTION IN LIMINE TO EXCLUDE PORTIONS OF PRE-FILED TESTIMONY AND EXHIBITS FOR CONTENTION RK-EC-3/CW-EC-1 (SPENT FUEL POOL LEAKS)

______________________________________________________________________________

William C. Dennis, Esq. Kathryn M. Sutton, Esq. ENTERGY NUCLEAR OPERATIONS, INC. Paul M. Bessette, Esq. 440 Hamilton Avenue MORGAN, LEWIS & BOCKIUS LLP White Plains, NY 10601 1111 Pennsylvania Avenue, N.W. Phone: (914) 272-3202 Washington, D.C. 20004 Fax: (914) 272-3205 Phone: (202) 739-3000 E-mail: wdennis@entergy.com Fax: (202) 739-3001 E-mail: ksutton@morganlewis.com E-mail: pbessette@morganlewis.com Martin J. O'Neill, Esq.

MORGAN, LEWIS & BOCKIUS LLP

1000 Louisiana Street

Suite 4000

Houston, TX 77002

Phone: (713) 890-5710

Fax: (713) 890-5001 E-mail: martin.oneill@morganlewis.com COUNSEL FOR ENTERGY NUCLEAR OPERATIONS, INC.

DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of ) Docket Nos. 50-247-LR and

) 50-286-LR ENTERGY NUCLEAR OPERATIONS, INC. )

)

(Indian Point Nuclear Generating Units 2 and 3) )

) January 30, 2012

ENTERGY'S MOTION IN LIMINE TO EXCLUDE PORTIONS OF PRE-FILED TESTIMONY AND EXHIBITS FOR CONTENTION RK-EC-3/CW-EC-1 (SPENT FUEL POOL LEAKS)

I. INTRODUCTION In accordance with 10 C.F.R. §§ 2.319, 2.323, 2.337, 2.1204, the Atomic Safety and Licensing Board's ("Board") Scheduling Order of July 1, 2010, and subsequent Order dated November 17, 2011, 1 Entergy Nuclear Operations, Inc. ("

Entergy") hereby moves to exclude from the hearing record certain evidence pro ffered by Riverkeeper, Inc. ("Riverkeeper") and Hudson River Sloop Clearwater, Inc. ("Clearwater") (collectively referred to as "Intervenors") on December 22, 2011, in support of the Consolidated Contention RK-EC-3/CW-EC-1.

Specifically, portions of both the expert testimony of Mr. Arnold Gundersen (RIV000060) 2 and Dr. Gillian Stewart (RIV000061), 3 as well as certain of Intervenors' exhibits are inadmissible in this proceeding and should be excluded pursuant to 10 C.F.R. § 2.337(a) because:

(1) Mr. Gundersen and Dr. Stewart each lacks expertise in certain areas covered by their

1 Licensing Board Initial Scheduling Order (July 1, 2010) (unpublished); Licensing Board Order (Granting Unopposed Motion by the State of New York and Riverkeeper, Inc. to Amend Scheduling Order) (Nov. 17, 2011) (unpublished).

2 Exh. RIV000060, Pre-filed Written Testimony of Arnold Gunderson on Consolidated Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks) (Dec. 22, 2011) ("Gunderson Testimony").

3 Exh. RIV000061, Pre-filed Written Testimony of Gillian Stewart Regarding Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks) (Dec. 22, 2011) ("Stewart Testimony").

DB1/ 68854427.8 testimony; (2) releases from non-spent fuel pool ("SFP") systems, structures, and components

("SSCs") are outside the scope of RK-EC-3/CW-EC-1; (3) aging management programs

("AMPs") are outside the scope of RK-EC-3/CW-EC-1; (4) site remediation decisions for existing contamination are outside the scope of RK-EC-3/CW-EC-1; (5) ch allenges to dose and reporting regulations are prohibited; (6) the Draft Generic Environmental Impact Statement ("GEIS") for License Renewal is the subject of rulemaking and thus beyond the scope of this proceeding; (7) Mr. Gundersen's statements concerning Indian Point Unit 1 ("IP1") are beyond the scope of this proceeding; and (8) Mr. Gundersen's statements concerning Vermont Yankee, Entergy's purported motives for conducting groundwater investigations, and maintenance funding are irrelevant. Attachment 1 to this Mo tion identifies the specif ic evidence that should be excluded, including a desc ription of the evidence and th e reason(s) for exclusion.

II. LEGAL STANDARDS U.S. Nuclear Regulatory Commission ("NRC" or "Commission") regulations governing the admissibility of evidence provide that "[o]nly relevant, material, and reliable evidence which is not unduly repetitious will be admitted. Immaterial or irrelevant parts of an admissible document will be segregated and excluded so far as is practicable."

4 Thus, pursuant to 10 C.F.R. § 2.319(d), the Board may "strike any portion of a wr itten presentation or a response to a written question that is irrelevant, immaterial, unreliable, duplicative or cumu lative," and under Section 2.319(e) the Board may restrict evidence or arguments for the same reasons. Because only relevant and material evidence is admissible, the Board may exclude or accord no weight to testimony and exhibits that are outside the admitted contention's scope or

4 10 C.F.R. § 2.337(a).

DB1/ 68854427.8 that raise issues that were not pr operly presented in earlier pleadings.

5 Similarly, it may exclude testimony and supporting evidence that is outside the sc ope of this license renewal proceeding, 6 or, in accordance with 10 C.F.R.

§ 2.335(a), evidence attacking the validity of NRC regulations. Recent Commission decisions explicitly hold that Intervenors are not permitted to change the scope of a contention as admitted by the Board. In the Vogtle proceeding, the Commission upheld a Board ruling excluding te stimony at hearing that straye d beyond the scope of the bases as pled and admitted, which "defined the scope of the . . . contention."

7 The Commission emphasized that the scope of a contention is lim ited to issues of law and fact pled with particularity in the intervention pe tition, including its stated bases.

8 Similarly, in the recent Pilgrim decision, the Commission reiterated that longstanding precedent requires a Board to look back at the bases to determine the scope of a contention, because the "reach of a contention necessarily hinges upon its terms coupled with its stated

5 See , e.g., S. Nuclear Operating Co. (Early Site Permit for Vogtle ESP Site), Licensing Board Memorandum and Order (Ruling on In Limine Motions) at 3-7 (Jan. 26, 2009) (unpublished) (granting in part motion to exclude testimony and exhibits outside the scope of the admitted contentions); Entergy Nuclear Generation Co. (Pilgrim Nuclear Power Station), Licensing Board Order (Ruling on Pending Matters and Addressing Preparation of Exhibits for Hearing) at 2 (Mar. 24, 2008) (unpublished) (granting in part motions to exclude testimony on topics outside the scope of a license renewal proceeding, because such issues "do not relate to aging and/or because they are addressed as part of ongoing regulatory processes"); AmerGen Energy Co., LLC (License Renewal for Oyster Creek Nuclear Generating Station), Licensing Board Memorandum and Order (Ruling on Motions in Limine and Motion for Clarification) at 1-2 (Aug. 9, 2007) (unpublished) (granting in part motion to exclude evidence on topics outside scope of contention and license renewal proceeding);

La. Energy Servs., L.P. (National Enrichment Facility), Licensing Board Memorandum and Order (Ruling on In Limine Motions and Providing Administrative Directives) at 4-10 (Jan. 21, 2005) (unpublished) (granting in part motions to exclude testimony on topics outside the scope of the admitted contention, including topics raised and rejected at the pleadings stage).

6 See cases cited supra note 6. 7 S. Nuclear Operating Co. (Early Site Permit for Vogtle ESP Site), CLI-10-05, 71 NRC 90, 101 (2010). Thus, to the extent Intervenors may seek to argue, based on Entergy Nuclear Vt. Yankee, LLC (Vt. Yankee Nuclear Power Station), LBP-06-20, 64 NRC 131, 147 (2006) and La. Energy Servs., L.P. (Nat'l Enrichment Facility), CLI-04-35, 60 NRC 619, 623 (2004), that it may freely add bases after the contention pleading stage, the Board should reject this argument. These rulings interpreted the contention admissibility rule, not the question of whether testimony at hearing that strayed beyond the stated bases of an admitted contention was admissible.

8 Vogtle, CLI-10-05, 71 NRC at 100.

DB1/ 68854427.8 bases."9 A key reason for this requirement is to provide notice to the opposing parties of the issues they will need to defend against.

10 Because of this principle: Intervenors therefore may not "freely change the focus of an admitted contention at will" to add a host of new issues and objections that could have been raised at the outset. Where warranted we allow for amendment of admitted contentions, but do not allow distinctly new complaints to be added at will as litigation progresses, stretching the scope of admitted contentions beyond

their reasonably inferred bounds.11 Based on this standard, the Commission affirmed a Board decision to exclude allegations related to "health costs" from a contention challenging the input data on "economic consequences" in a SAMA evaluation, because the stated bases did not include such costs.

12 The Commission stressed that "NRC adjudicatory proceedings would prove endless if parties were free . . . to introduce entirely new claims which they either originally opted not to make or which simply did not occur to them at the outset."

13 Furthermore, an expert's opinion is admissibl e only if it is offered by a witness who has demonstrated his or her qualification to provi de expert testimony on the specific technical subject at issue.

14 An expert's opinion is admissible "only if the factual basis for that opinion is

9 Entergy Nuclear Generation Co. (Pilgrim Nuclear Power Station), CLI-10-11, 71 NRC 287, 309 (2010) (emphasis added) (citing Pub. Serv. Co. of N. H. (Seabrook Station, Units 1 & 2), ALAB-899, 28 NRC 93, 97 (1988)). 10 See id. 11 Id. at 308-309 (emphasis added) (citations omitted).

12 See id. at 309-10.

13 Id. at 311 (quoting La. Energy Servs., L.P. (Nat'l Enrichment Facility), CLI-05-28, 62 NRC 721, 727-28 (2005)). 14 See Entergy Nuclear Vt. Yankee (Vermont Yankee Nuclear Power Station), Licensing Board Order (Ruling on Motions to Strike and Motions in Limine) at 7-8 (July 16, 2008) (unpublished) (granting in part motion to exclude opinion testimony proffered by an individual outside of demonstrated expertise); 10 C.F.R. § 2.319(d);

see also Duke Power Co. (William B. McGuire Nuclear Station, Units 1 & 2), ALAB-669, 15 NRC 453, 475 (1982) (upholding Licensing Board conclusion that witness lacked sufficient expertise to testify).

DB1/ 68854427.8 adequately stated and expl ained in the affidavit."

15 "A witness may qua lify as an expert by knowledge, skill, experience, training, or education to testify [i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue."

16 Similarly, opinion testimony is only admissible if it is based on the "methods and procedures of science," rather than on "subjective belief or unsupported speculation."

17 When the qualifications of an e xpert witness are challenged, the party sponsoring the witness has the burden of demonstrating that the witness is qualified.

18 III. ARGUMENT A. Scope of Proceeding and of Contention RK-EC-3/CW-EC-1 This proceeding concerns Entergy's applica tion to renew the operating licenses for Indian Point Nuclear Generating Units 2 and 3 ("IP2" a nd "IP3," respectively, a nd collectively "Indian Point"). As initially proposed, Riverkeeper Contention RK-EC-3 alleged that Entergy's Environmental Report ("ER") "does not adequa tely assess new and significant information regarding the environmental impacts of radioactive water leaks from the Indian Point 1 and Indian Point 2 spent fuel pools on groundwater and the Hudson River ecosystem."

19 Similarly, 15 Duke Cogema Stone & Webster (Savannah River Mixed Oxide Fuel Fabrication Facility), LBP-05-4, 61 NRC 71, 81 (2005) (citing Garside v. Osco Drug, Inc., 895 F.2d 46, 50 (1st Cir. 1990); United States v. Various Slot Machs. on Guam, 658 F.2d. 697, 700 (9th Cir. 1981)). Thus, Licensing Boards may look to federal cases and the Federal Rules of Evidence as sources of authority for evaluating the admissibility of expert witness testimony. See also Final Rule, Changes to Adjudicatory Process, 69 Fed. Reg. 2182, 2187 (Jan. 14, 2004) ("Although the Commission has not required the application of the Federal Rules of Evidence in NRC adjudicatory proceedings, presiding officers and Licensing Boards have always looked to the Federal Rules for guidance in appropriate circumstances.").

16 Duke Energy Corp. (Catawba Nuclear Station, Units 1 & 2), CLI-04-21, 60 NRC 21, 27-28 (2004) (alternation in original omitted) (internal quotation marks omitted).

17 Savannah River, LBP-05-4, 61 NRC at 98-99 (quoting Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 589-90 (1993)) (disqualifying expert for certain purposes).

18 Catawba, CLI-04-21, 60 NRC at 27; Pac. Gas & Elec. Co. (Diablo Canyon Nuclear Power Plant, Units 1 & 2), ALAB-410, 5 NRC 1398, 1405 (1977).

19 Riverkeeper, Inc.'s Request for Hearing and Petition to Intervene in the License Renewal Proceeding for the Indian Point Nuclear Power Plant at 74 (Nov. 30, 2007) ("Riverkeeper Petition"), available at ADAMS Accession No. ML073410093.

DB1/ 68854427.8 Clearwater Contention CW-EC-1 originally alleged the ER "fails to adequately assess 'new and significant' information concerning environmental impacts of radioactive substances that are leaking from spent fuel pools

."20 At the initial contention stage, the Board admitted RK-EC-3 and CW-EC-l, and unambiguously stated that it was admitting RK-EC-3 "as it relates to the environmental impacts from the spent fuel pool leaks "21 and CW-EC-1 to the extent it "raised a genuine dispute regarding the significance of the environmental impacts from the spent fuel pool leaks

."22 In accordance with the Board's direction, Riverkeeper and Clearwater subsequently conferred and submitted Consolidated Contention RK-EC-3/CW-EC-1, which alleged the ER "fails to adequately analyze the environmental impacts of spent fuel pool leaks as required by the National Environmental Policy Ac t (NEPA) and NRC regulations."

23 Consolidated RK-EC-3/CW-EC-1 identifies three main environmental issues related to the SFP leaks: (1) human health impacts; (2) groundwater quality impacts; and (3) impacts to the Hudson River ecosystem.

24 The Intervenors have since requested that the Board recognize that RK-EC-3/CW-EC-1 applies to the NRC Staff's Draft and Final Supplemental Environmental Impact Statements.

25 20 Hudson River Sloop Clearwater Inc's Petition to Intervene and Request for Hearing at 18 (Dec. 10, 2007) ("Clearwater Petition") (emphasis added), available at ADAMS Accession No. ML073520042.

21 Entergy Nuclear Operations, Inc. (Indian Point Nuclear Generating Units 2 & 3), LBP-08-13, 68 NRC 43, 190 (2008) (emphasis added).

22 Id. at 193 (emphasis added).

23 Consolidated Contention of Petitioners Riverkeeper, Inc. (EC-3) and Hudson River Sloop Clearwater, Inc. (EC-1)-Spent Fuel Pool Leaks at 2 (Aug. 21, 2008) ("Consolidated Contention"), available at ADAMS Accession No. ML082420284.

24 Id. at 2-4. 25 Riverkeeper, Inc. and Clearwater, Inc. Challenge to NRC Staff's Assessment of Impacts of Spent Fuel Pool Leaks in the Final Supplemental Environmental Impact Statement at 3 (Feb. 3, 2011), available at ADAMS Accession No. ML110410362; Riverkeeper, Inc.'s Challenge to NRC Staff's Assessment of Impacts of Spent Fuel Pool Leaks in the Draft Supplemental Environmental Impact Statement at 3 (Feb. 27, 2009), available at ADAMS Accession No. ML090820633.

DB1/ 68854427.8 These requests, which the Board granted, made no substantive changes to the contention's scope.26 Thus, the only issue within RK-EC-3/CW-EC-1, as admitted, is whether the FSEIS and ER sufficiently analyze the environmental significance of Indian Point SFP leaks. In admitting RK-EC-3/CW-EC-1, the Board made clear it would not allow the

Intervenors to challenge the NRC's dose regula tions. Specifically, the Board explained that while "there is still the question as to whether the maximum groundwater impact (and, in turn, the maximum dose) has been determined for the site," it was not allowing "an impermissible challenge to Commi ssion regulations."

27 This restriction is consistent with Commission case law and the Board's emphasis on a license renewal proceeding's limited scope.

28 NRC regulations in Table B-1, Appendix B to Subpart A of 10 C.F.R. Part 51 ("Table B-1") list human health impacts from radiation exposures as a generic, Category 1 issue with SMALL significance. In defining the term SMALL, Table B-1 establishes that "[f]or the purposes of assessing radiological impacts, the Commission has concluded that those impacts that do not exceed permissible levels in the Commission's regulations are considered small as the term is used in this table." Thus, while th e Board apparently has le ft open the question of whether, as a result of the SFP leaks, Indian Point complies with applicable NRC dose regulations, the Intervenors have not sought and the Board has not granted a waiver of the Table B-1 determination equating compliance with those regulations with SMALL impacts to human health. Accordingly, the scope of RK-EC-3/CW-EC-1 excludes examination of human health

26 Licensing Board Memorandum and Order (Ruling on Pending Motions for Leave to File New and Amended Contentions) at 38 (July 6, 2011) (unpublished); Licensing Board Order (Applying Consolidated Contention Riverkeeper EC-3/Clearwater EC-1 to the NRC Staff's Draft Supplemental Environmental Impact Statement) at 1-2 (May 28, 2009) (unpublished).

27 Indian Point, LBP-08-13, 68 NRC at 194.

28 See id. at 67.

DB1/ 68854427.8 impacts that turn on contesting, explicitly or implicitly, the conclusion that SMALL effects will occur absent a violation of NRC dose regulations.

B. Portions of Mr. Gundersen's Testimony Should Be Excluded Because He Lacks Relevant Expertise, Raises Numerous Issues Outside the Scope of RK-EC-3/CW-EC-1 and This Proceeding, and Casts Aspersions Based on Unfounded and Irrelevant Testimony Intervenors seek to have Mr. Arnold G undersen testify on "the adequacy of the evaluation by Entergy and the NRC Staff of spent fuel pool leaks and groundwater contamination."

29 Mr. Gundersen provides testimony on the following issues: (1) IP2 SFP leaks; (2) contamination from past IP1 SFPs leaks; (3) leaks, spills, and other releases from other Indian Point non-SFP SSCs; (4) the significance of groundwater contamination; (5) groundwater contamination impacts on the Hudson River, including impacts to aquatic ecology, recreational swimmers, and drinking water sources; and (6) mitigation measures to ostensibly minimize groundwater contamination impacts. For the fo llowing reasons, portions of Mr. Gundersen's testimony should be excluded, as identified in Attachment 1.

1. Mr. Gundersen Has Not Demonstrated Expertise in Hydrogeology, Ecological Impact Assessment, or Human Health Impacts The Board should exclude portions of Mr. Gundersen's testimony because the Intervenors have failed to meet th eir burden to demonstrat e that he is an e xpert in all areas on which he opines.

30 Mr. Gundersen states that he is a nuclear engineer with experience in, among other things, nuclear power operations, nuclear safety assessment, radiological assessment, and dose assessment.

31 However, as discussed below, the Intervenors do not demonstrate that

29 Exh. RIV000060, Gunderson Testimony at 4.

30 Diablo Canyon, ALAB-410, 5 NRC at 1405.

31 Exh. RIV000060, Gunderson Testimony at 1-2.

DB1/ 68854427.8 Mr. Gundersen has the requisite expertise to provide an expert opinion on matters concerning: (1) hydrogeology; (2) ecological impact assessments; or (3) human health impacts. First, Mr. Gundersen seeks to testify about the Indian Point hydr ogeology, including the likelihood that the IP1 and IP2 groundwater plumes will co-mingle and the likely long-term plume trends.

32 However, nothing in Mr. Gundersen's resume or testimony indi cates that he has the requisite expertise to opine on groundwater plume migra tion, such as any education, knowledge, or experience in the fields of hydrol ogy, geology, or geotechni cal engineering. In fact, in the Finestone case, a federal Court found that Mr.

Gundersen "has no qualifications to testify as to soil or water movement" and accordingly excluded his expert report.

33 Second, Mr. Gundersen offers opinions about potential impacts to the Hudson River aquatic ecosystem.

34 Again, nothing in Mr. Gundersen's resume or testimony indicates that he has appropriate expertise, such as in the fields of aquatic biology, radioecology, or aquatic risk estimation, to testify on such topics. Moreover, even if he has appropriate qualifications, Mr. Gundersen simply speculates that Sr-90 from Indian Point might adversely impact the Hudson River aquatic ecosystem. In doing so, he provides no factual support for his supposition that observed very low-levels of Sr-90 in the environment are attribut able to Indian Point. Nor doe s he include any discussion of methods for assessing ecological ri sk or dose to aquatic biota.

Instead, Mr. Gundersen relies on nothing other than "subjective beli ef" and "unsupported speculation."

35 32 Id. at 6:4-5; 12:19-20; 15:26 to 16:1; 19:14-20; 20:21 to 21:5; 30:4.

33 Finestone v. Fla. Power & Light Co., 2006 WL 267330, 12 (S.D. Fla. Jan. 6, 2006) (unpublished), aff'd 272 Fed. Appx. 761, 2008 WL 863894 (11th Cir. 2008) (per curiam) (unpublished).

34 Exh. RIV000060, Gunderson Testimony at 23:10 to 24:9; 30:8.

35 Savannah River, LBP-05-04, 61 NRC at 98-99 (quoting Daubert, 509 U.S. at 589-90) (disqualifying expert for certain purposes).

DB1/ 68854427.8 Finally, Mr. Gundersen opines on the human health impacts from groundwater releases to the Hudson River.

36 As noted above, Mr. Gundersen purports to have experience in radiological and dose assessments.

37 However, in the Finestone case, in excluding his expert report, the Court found that Mr. Gundersen's "dose calcula tions are belied by the NRC and the [state agency]."38 In affirming that decision, the U.S. C ourt of Appeals for Elev enth Circuit found Mr. Gundersen's dose assessments were the "kind of scientifically unsupported 'leap of faith' which is condemned by Daubert."39 So too here, where Mr. Gunders en has failed to discuss actual doses from Indian Point-let alone perform hi s own independent dose calculations. Thus, Mr. Gundersen's opinion concerning human health impacts from groundwater releases is unreliable because it is supported by no data, no analysis, or, in the words of the Eleventh Circuit, "no evidence."

40 In summary, the Intervenors have failed to demonstrate that Mr. Gundersen is qualified to testify on these issues and, even if qualified in certain respects, have failed to demonstrate that he bases his opinion on an appropriate expert methodology or on reliable underlying information.

Thus, the Board should exclude all such evidence identified in Attachment 1.

2. Leaks, Spills, and Other Releases From Non-SFP SSCs Are Outside the Scope of RK-EC-3/CW-EC-1 As noted above, RK-EC-3/CW-EC-1 concerns only the "environmental impacts of spent fuel pool leaks

."41 Despite this clear and unambiguous direction, Mr. Gundersen's testimony

36 Exh. RIV000060, Gunderson Testimony at 24:11 to 24:23; 25:11 to 25:13.

37 Id. at 1-2. 38 Finestone, 2006 WL 267330 at 12

. 39 Finestone, 2008 WL 863894 at 7. 40 Id. 41 Consolidated Contention at 2 (emphasis added); see also Indian Point, LBP-08-13, 68 NRC at 190, 193.

DB1/ 68854427.8 addresses-at length-releases from non-SFP SSCs.42 Mr. Gundersen's testimony includes an entire section entitled, "Ongoing and Future Leaks From Other Systems, Structures and Components at Indian Point."

43 In this section, Mr. Gundersen testifies concerning the alleged impacts associated with leaks and spills from underground piping and other systems, 44 as well as storm drain and airborne releas es (including what Mr. Gundersen refers to as "washout").

45 These releases are unrelated to SFP leaks and should be excluded.

According to the Intervenors, such issues are within the scope of RK-EC-3/CW-EC-1 because Clearwater's ini tial Petition to Intervene and Reply mentioned "

other accidental leaks and releases that have previously occurred at Indian Point, as well as the high likelihood of future leaks . . . as components at the plant continue to age and degrade."

46 However, after Clearwater filed these initial pleadings, the Board made clear that it was admitting Clearwater's contention only to the extent it "raised a genui ne dispute regarding the significance of the environmental impacts from the spent fuel pool leaks

."47 Thus, the Board did not admit RK-EC-3/CW-EC-1 as a broad-ranging inqu iry into leaks, spills, and discharges from other sources. The Intervenors' consolidated contention submitted after the Board issued its ruling further demonstrates that the admitted contention was limited to SFP leaks. Notwithstanding Clearwater's earlier passing re ference to other releases, 48 when the Intervenors were given the

42 Exh. RIV000060, Gunderson Testimony at 6:6-7; 13:1 to 19:10; 21:18, from "and other likely future" to "Indian Point"; 30:2-4.

43 Id. at 13:2 to 19:10.

44 Id. at 13:2 to 14:4; 15:26 to 19:10.

45 Id. at 14:6 to 15:24.

46 Exh. RIV000059, Riverkeeper and Clearwater Initial Statement of Position Regarding Consolidated Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks) at 3 (Dec. 22, 2011) ("Position Statement").

47 Indian Point, LBP-08-13, 68 NRC at 193 (emphasis added).

48 A single footnote in Clearwater's Petition to Intervene stated "[i]n addition to the leaks, Clearwater is extremely concerned about the many and wide ranging radioactive releases-some planned and some unplanned-that have plagued and will continue to plague Indian Point." Clearwater Petition at 20 n.1.

DB1/ 68854427.8 opportunity to confer and submit a consolidated version of their co ntention, they failed to include any language putting the Board or the other parties on notice that consolidated RK-EC-3/CW-EC-1 covered any other SSC besides the SFPs.

49 The Intervenors also argue these non-SFP rel eases should be considered as part of RK-EC-3/CW-EC-1 because the NRC must consider this issue as part of its NEPA cumulative impacts evaluation.

50 As the Commission held in the Vogtle proceeding, such an argument ignores the distinction between an admitted contention's scope in a contested NRC proceeding and the scope of the NEPA in general as "[t]here is a difference between what . . . the NRC must look at in order to evaluate cumulative impact s under NEPA-regardless of any contentions that may be filed by a party-and the scope of a particular . . . contention."

51 Consistent with Commission precedent and the Board's earlier decision admitting the contention, releases unrelated to SFP leaks are outside the scope of RK-EC-3/CW-EC-1 and the evidence identified in Attachment 1 should be excluded as irrelevant.

3. Aging Management Programs Are Outs ide the Scope of RK-EC-3/CW-EC-1 Mr. Gundersen's testimony contains an extensive discussion of AMPs 52 and he directly challenges the adequacy of Entergy's Buried Pi ping AMP, which is the subject of a separate

Except for a vague reference to prior leaks at Indian Point, the remainder of this footnote focused on routine releases of airborne and liquid effluents. Even if the Board-and subsequently the Intervenors in their consolidated contention filing-had not clarified that the scope of the contention was limited to SFP leaks, such a vague, passing reference to a "concern" about other releases could not transform the scope of RK-EC-3/CW-EC-1 to cover the issues now raised in Mr. Gundersen's testimony. See Carolina Power & Light Co.

(Shearon Harris Nuclear Power Plant), CLI-01-11, 53 NRC 370, 389-90 (2001) (holding that an intervenor cannot later transform vague references made at the contention admissibility stage into litigable contentions).

49 See Indian Point, LBP-08-13, 68 NRC at 220.

50 Exh. RIV000059, Position Statement at 40.

51 Vogtle, CLI-10-05, 71 NRC at 103.

52 Exh. RIV000060, Gunderson Testimony at 6:6-7; 13:1 to 19:10; 21:18, from "and other likely future" to "Indian Point"; 30:2-4.

DB1/ 68854427.8 safety contention.

53 Mr. Gundersen's discussion of these issues is unrelated to environmental impacts of SFP leaks and should be excluded.

The Board made clear that it was admitting RK-EC-3/CW-EC-1 only to the extent it challenged compliance with NRC's NEPA regulations in 10 C.F.R. Part 51.

54 The Board decision on RK-EC-3/CW-EC-1 made no mention of 10 C.F.R. Part 54, which addresses the NRC's AMP requirements. While Clearwater's initial contention admissibility Reply mentioned "aging of the fuel pools and other components of the system,"

55 a vague, passing reference in a reply brief cannot expand a NEPA-based contenti on to also cover AMPs or any other safety issues.56 And, again, when the Intervenors were given the opportunity to confer and submit a consolidated version of their contention, they fa iled to include any language putting the Board or the other parties on notice that consolidated RK-EC-3/CW-EC-1 sought to challenge the Buried Piping AMP or any other AMP in Entergy's License Renewal A pplication ("LRA").

57 Accordingly, such issues are outside the scope of RK-EC-3/CW-EC-1 and the evidence identified in Attachment 1 s hould be excluded as irrelevant.

4. Site Remediation Decisions Are Outside the Scope of RK-EC-3/CW-EC-1 and the Proceeding The Board should exclude portions of Mr.

Gundersen's testimony concerning Entergy's decision to implement, and NRC's approval of, the monitored natural attenuation ("MNA") remediation approach to groundwater contamination during the current term of the IP2 and IP3

53 Id. at 10:32 to 11:4 through "not less"; 13:7-8 from "Aging components" through "issues"; 16:12 from "Entergy's (undated)" to 19:10; 29:18, "aging components."

54 Indian Point, LBP-08-13, 68 NRC at 193-194.

55 Clearwater Reply at 4 (emphasis added).

56 See note 49, supra; see also Nuclear Mgmt. Co., LLC (Palisades Nuclear Plant), CLI-06-17, 63 NRC 727, 732 (2006) ("It is well established in NRC proceedings that a reply cannot expand the scope of the arguments set forth in the original hearing request.").

57 See Consolidated Contention at 2.

DB1/ 68854427.8 operating licenses, 58 including testimony concerning possible alternative remediation options.

59 Mr. Gundersen's testimony calling for a broad inquiry into current term, NRC-approved remediation decisions is outside the scope of the contention and this proceeding, and thus irrelevant.

Indeed, the appropriateness of this earlier NRC-approved remediation decision could not be in the scope of RK-EC-3/CW-EC-1, because this proceeding concerns only the IP2 and IP3 license renewal. Plainly it is not appropriate to litigate here a decision on a matter outside the scope of this proceeding, approved by NRC under Entergy's existing operating licenses.

60 In addition, to the extent Mr. Gundersen raises issues concerning the need to implement alternative remediation options such as extraction, 61 such issues are currently under active Commission review as part of a potential NRC rulemaking.

62 Commission precedent dictates that a contention that raises a ma tter that is, or is about to become, the subject of a rulemaking, is outside a licensing proceeding's scope and therefore irrelevant.

63 Accordingly, the portions of Mr. Gundersen's testimony identified in Attachment 1 as raising issues related to remediation options should be excluded.

58 Exh. RIV000060, Gunderson Testimony at 25:5 to 25:14.

59 Id. at 6:12-14; 25:16 to 29:24; 30:10-13.

60 See Final Rule, Decommissioning Planning, 76 Fed. Reg. 35,512, 35,535 (June 17, 2011) (indicating that ongoing NRC oversight process confirmed the adequacy and acceptability of MNA at Indian Point).

61 Exh. RIV000060, Gunderson Testimony at 6:12-14; 25:16 to 29:24; 30:10-13.

62 See Consideration of Rulemaking to Address Prompt Remediation of Residual Radioactivity During Operations, 76 Fed. Reg. 42,074 (July 18, 2011).

63 Indian Point, CLI-10-19, 78 NRC at 100; Duke Energy Corp. (Oconee Nuclear Station, Units 1, 2 & 3), CLI-99-11, 49 NRC 328, 345 (1999) (holding that while the topic petitioners sought to raise was not governed by a current rule, the issuance of an SRM for the NRC Staff to initiate a rulemaking on the topic was sufficient to preclude the topic from litigation in individual licensing proceedings) (citing Potomac Elec. Power Co.

(Douglas Point Nuclear Generating Station, Units 1 & 2), ALAB-218, 8 AEC 79, 85 (1974)).

DB1/ 68854427.8

5. Challenges to NRC Dose and Report ing Regulations Are Prohibited Under 10 C.F.R. § 2.335(a), a party may not, absent a waiver, submit evidence or otherwise attack the validity of an NRC regulation in an adjudicatory proceeding. The Intervenors have not sought a waiver but, nonetheless, Mr. Gundersen presents arguments challenging NRC dose and reporting regulations. First, Mr. Gundersen references the Na tional Research Council "BEIR VII" report (RIV000093), and states that it "reaffirmed the conclusion of the prior report that every exposure to radiation, regardless of how small, produces a corresponding increase in the likelihood of cancer."64 Mr. Gundersen then asserts that the BEIR VII report means that any release from Indian Point into the Hudson River "could increa se the incidence of cancer to those exposed through recreational activities, such as swimming."

65 This claim amounts to an impermissible challenge to the NRC's regulations. Mr. Gundersen is essentially arguing that even if Indian Point releases comply with NRC dose limits, impacts to human health may be something other than SMALL. This is contrary to Table B-1 of Part 51, which establishes that radiological releases that are within the permissible leve ls specified in NRC regulations have a SMALL impact on human health.

66 Second, in discussing potential mitigation measures, Mr. Gundersen argues that Entergy

should be required to disclose Indian Point "radiological monitoring results and publish them on

64 Exh. RIV000060, Gunderson Testimony at 24. This theory is referred to as the linear-no-threshold hypothesis and forms the basis for NRC's radiation protection regulations 10 C.F.R. Part 20.

See Final Rule, Standards for Protection Against Radiation, 56 Fed. Reg. 23,360, 23,360-61 (May 21, 1991); see also Denial of Petition for Rulemaking, 72 Fed. Reg. 71,083, 71,084-85 (Dec. 14, 2007).

65 Exh. RIV000060, Gunderson Testimony at 24; 25:11 to 25:13.

66 Dominion Nuclear Conn., Inc. (Millstone Nuclear Power Station, Units 2 & 3), CLI-01-24, 54 NRC 349, 364 (2001) ("If the Petitioners are objecting to all possible routine adjustments in effluent releases, then their claim amounts to an impermissible general attack on our regulations governing public doses at operating nuclear plants."); Entergy Nuclear Generation Co. (Pilgrim Nuclear Power Station), LBP-06-23, 64 NRC 257, 315 (2006) (refusing to allow litigation on contention argument suggesting "doses not in violation of NRC regulations might be harmful to health").

DB1/ 68854427.8 a monthly basis in an accessible on line database in order to keep the public fully informed of the ongoing radiological contamination."

67 NRC regulations already establish requirements for Entergy to submit reports that document radiolog ical releases and provide the calculated doses attributable to those releases.

68 Despite Mr. Gundersen's attempt to cloak this disclosure requirement as a "mitigation measure," it still amounts to a challenge to current NRC reporting regulations. Accordingly, the por tions of Mr. Gundersen's testimony identified in Attachment 1 as raising issues precluded by 10 C.F.R.

§ 2.335(a) should be excl uded as irrelevant.

6. The Draft GEIS Revision Is the Subject of Rulemaking And Thus Beyond this Proceeding's Scope The Board also should exclude Exhibit RIV000064, an excerpt from the Draft Revision to NRC's GEIS for License Renewal, and Mr.

Gundersen's associated reference to that document, 69 because the proposed revision to the GEIS is currently the subject of an NRC rulemaking.

70 Commission precedent dictates that issues concerning matters that are the subject of a rulemaking are outside the scope of a licensing proceeding, 71 and accordingly, this exhibit and the corresponding reference in Mr. Gundersen's testimony that are identified in Attachment 1 should be exclude d as irrelevant.

7. Mr. Gundersen's Statements Concernin g IP1 Are Beyond the Scope of this Proceeding The Board should exclude portions of Mr. Gundersen's testimony concerning contamination from the IP1 SFPs as beyond the scope of this proceeding. This proceeding

67 Exh. RIV000060, Gunderson Testimony at 29.

68 See 10 C.F.R. § 50.36a(a)(2);

see also 10 C.F.R. Part 50, App. I, § IV(A).

69 Exh. RIV000060, Gunderson Testimony at 31.

70 Proposed Rule, Revisions to Environmental Review for Renewal of Nuclear Power Plant Operating Licenses, 74 Fed. Reg. 38,117 (July 31, 2009). Riverkeeper in fact participated in a recent Commission briefing on the ongoing Part 51 rulemaking and proposed changes to the GEIS.

See Sunshine Federal Register Notice, 77 Fed. Reg. 1521 (Jan. 10, 2012).

71 Indian Point, CLI-10-19, 78 NRC at 100; Oconee, CLI-99-11, 49 NRC at 345.

DB1/ 68854427.8 concerns only Entergy's LRA for IP2 and IP3, and does not concern the decommissioning of the IP1 SFP, which, in any event, Mr. Gundersen concedes is now empty and drained and cannot contribute to any further groundwater contamination.

72 Nonetheless, Mr. Gundersen asserts "a substantial amount of contamination from the Unit 1 pools remains st ored in structures associated with the Unit 1 pools" and "contamination from these structures will continue to

periodically release to th e groundwater, until th e entire Indian Point site is decommissioned

."73 Because there is no nexus between the proposed license renewal of IP2 and IP3-the sole focus of this proceeding-and the future decommissioning process for IP1, the Board should exclude as irrelevant the evidence identified in Attachment 1.

8. Mr. Gundersen's Statements Concerning Other Nuclear Plants, Motives, and Maintenance Funding Are Irrelevant The Board also should exclude as irrelevant Mr. Gundersen's testimony concerning Vermont Yankee nuclear plant, Entergy's motiv es for conducting Indian Point groundwater investigations, and alleged insufficient mainte nance funding. In particular, Mr. Gundersen's reference to a Vermont Yankee investigation report, 74 the supposed influence of media and public pressure on Entergy, 75 and purportedly inadequate maintenance funding for non-safety systems 76 say absolutely nothing about the environmental impacts of SFP leaks-the only relevant issue within the scope of RK-EC-3/CW-EC-1. Accordi ngly, Mr. Gundersen's irrelevant testimony identified in Attachment 1 should be excluded.

72 Exh. RIV000060, Gunderson Testimony at 12.

73 Id. (emphasis added).

74 Exh. RIV000060, Gunderson Testimony at 3 n.2.

75 Id. at 18:15-19.

76 Id. at 18:25 to 19:5.

DB1/ 68854427.8 C. Portions of Dr. Stewart's Testimony Should Be Excluded Because She Lacks Relevant Expertise and Raises Issues Outside the Scope of RK-EC-3/CW-EC-1 Intervenors seek to have Dr. Gillian Stewart, a professor of Environmental Science at Queens College in New York, testify about radionuclide impacts to Hudson River aquatic ecology and a potential drinking water pathwa y involving a proposed de salination facility.

77 For the following reasons, portions of Dr. Stewart's testimony should be excluded, as identified in Attachment 1.

1. Dr. Stewart Has Not Demonstrated th e Requisite Expertise in NRC Dose Regulations to Offer an Opinion on Potential Human Health Impacts The Board should exclude portions of Dr. Stewart's testimony because the Intervenors have failed to meet their burden to demonstrate that Dr. Stewart is an expert in all areas on which she offers an opinion.

78 As noted above, because Table B-1 of Part 51 equates NRC dose regulation compliance with SMALL impacts to huma n health, a prerequisite for offering expert testimony on such impacts is NRC dose limit expertis

e. Dr. Stewart indicat es that her expertise primarily concerns radiochemistry and radioecology.

79 Nevertheless, she s eeks to testify about the potential for human health impacts attributable to radiological releases from Indian Point through a potential drinking water pathway involving a proposed desalination facility.

80 Nothing in her resume or testimony indi cates that she has th e necessary expertise to provide such testimony, such as any education, knowledge, or experience in performing an assessment of compliance with NRC dose limits.

Further, while Dr. Stewart concludes that "high" ranges of radioactivity detected in desalination-related sampling by United Water is "likely due to leaks or flows via groundwater

77 Exh. RIV000061, Stewart Testimony at 2:25 to 2:28.

78 See Diablo Canyon, ALAB-410, 5 NRC at 1405.

79 Exh. RIV000061, Stewart Testimony at 2:2 to 2:5.

80 Id. at 2:25 to 2:28; 3:29 to 7:16.

DB1/ 68854427.8 effluent into the Hudson River,"

81 she provides nothing other th an "subjective belief or unsupported speculation" 82 that these results are attributable to Indian Point. Nor does she discuss any "methods and procedures of science" 83 used to assess whether such levels would impact compliance with NRC dose limits. Acco rdingly, the Board should exclude all such testimony identified in Attachment 1 as outside her professed expertise in radiochemistry and radioecology, or even if with in her expertise, as nevertheless lacking a reliable basis.

84 2. Challenges to NRC Dose Regulations Are Prohibited As noted above, under 10 C.F.R. § 2.335(a), a party may not submit evidence attacking the validity of an NRC regulat ion. Nonetheless, Dr. Stewar t challenges NRC regulations by arguing that even low-level exposures of radionuclides may cause adverse human health impacts.

In particular, Dr. Stewart discusses the linear-no-threshold hypothesis and ar gues "[l]ow levels of exposure to these radionuclides via drinking water or contaminated seafood have the potential to cause cancer in humans."

85 Such an argument amounts to an impermissible challenge to NRC's regulations because, as explained above, Table B-1 of Part 51 establishes that radiological releases that are within the permissible leve ls specified in NRC regulations have a SMALL impact on human health.

86 Accordingly, the portions of Dr. Stewart's testimony identified in Attachment 1 as raising issues precluded by 10 C.F.R. § 2.335(a) should be excluded as irrelevant.

81 Id. at 4:10 to 4:12.

82 Savannah River, LBP-05-04, 61 NRC at 98-99 (quoting Daubert, 509 U.S. at 589-90) (disqualifying expert for certain purposes).

83 Id. 84 Exh. RIV000061, Stewart Testimony at 2.

85 Id. at 7:11-13; see also id. at 3:12-19.

86 See supra note 68.

DB1/ 68854427.8 D. Portions of Intervenors' Position Statem ent Addressing Excluded Evidence Should Also Be Excluded and Accorded No Weight The Intervenors also discuss the preced ing testimony and supporting evidence in their Position Statement on this contention.

87 Those portions of the Intervenors' Position Statement that rely on inadmissible evidence or otherwise raise excluded issues may be stricken.

88 Therefore, to the extent the Board grants th is Motion and excludes evidence indentified in Attachment 1 to this Motion, the associated discussions in the Position Statement should be excluded and accorded no weight in the Board's decision on RK-EC-3/CW-EC-1. IV. CONCLUSION For the foregoing reasons, the Board should excl ude the portions of Intervenors' pre-field testimony and exhibits discussed above and identified in Attachment 1 to this Motion.

87 Exh. RIV000059, Position Statement at 38-49; 51-55; 67-74.

88 See AmerGen Energy Co., LLC (License Renewal for Oyster Creek Nuclear Generating Station), Licensing Board Memorandum and Order (Ruling on Motions in Limine and Motion for Clarification) at 2 (Aug. 9, 2007) (unpublished); Entergy Nuclear Vt. Yankee (Vt. Yankee Nuclear Power Station), Licensing Board Order (Ruling on Motions to Strike and Motions in Limine) at 2-3 (July 16, 2008) (unpublished). But see Calvert Cliffs 3 Nuclear Project, LLC (Combined License Application for Calvert Cliffs Unit 3), Licensing Board Order (Granting in Part and Denying in Part NRC Staff's Motion in Limine) at 5 (Jan. 17, 2012) (unpublished) ("We need not rule on the admissibility of statements of position because they will not be admitted as evidence, but will only be considered by the Board in its merits ruling to the extent they are based on admitted evidence.").

DB1/ 68854427.8 Respectfully submitted, Signed (electronically) by Paul M. Bessette Kathryn M. Sutton, Esq.

Paul M. Bessette, Esq.

Martin J. O'Neill, Esq.

MORGAN, LEWIS & BOCKIUS LLP 1111 Pennsylvania Avenue, N.W.

Washington, D.C. 20004

Phone: (202) 739-3000

Fax: (202) 739-3001 E-mail: ksutton@morganlewis.com E-mail: pbessette@morganlewis.com E-mail: martin.oneill@morganlewis.com

William C. Dennis, Esq.

ENTERGY NUCLEAR OPERATIONS, INC.

440 Hamilton Avenue

White Plains, NY 10601

Phone: (914) 272-3202

Fax: (914) 272-3205 E-mail: wdennis@entergy.com

Counsel for Entergy Nuclear Operations, Inc. Dated in Washington, D.C.

this 30th day of January 2012 DB1/ 68854427.8 Entergy Attachment 1 to Motion In Limine to Exclude Portions of Intervenors' Pre-Filed Testimony and Exhibits for Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks)

Location of Information to Be Excluded Basis for Exclusion RIV000060: Gundersen Testimony Page 6:4-5, exclude entirety. Gunderson has not demonstrated requisite qualifications to offer an opinion on

hydrogeology.

Page 12:19-20, exclude the sentence "This contamination will remain in the groundwater . . .

for decades."

Pages 15:26 to 16:1, exclude the section

beginning "Q. Please describe the impact of . . ." to the end of the sentence ending ". . . well samples." Page 19:14-20, exclude the section beginning "Q.

Please assess Entergy's. . ." through ". . .

persistence of the plumes" Pages 20:21 to 21:5, exclude the sentence "Levels

of radionuclides . . ." to the end of the sentence ending ". . . status of the plumes."

Page 30:4, exclude entirety. Pages 23:10 through 24:9, exclude entirety. Gunderson has not demonstrated requisite qualifications to offer an opinion on impacts

to the Hudson River aquatic ecosystem. Page 30:8, exclude "including impacts to aquatic

ecology" Page 24:11-23, exclude entirety. Gunderson has not demonstrated requisite qualifications to offer an opinion on human health impacts from gr oundwater releases.

Page 25:11-13, exclude enti re sentence beginning "As I stated previously. . .".

Page 6:6-7, exclude entirety.

These portions of the Gunderson testimony raise issues beyond the scope of RK-EC-3/CW-EC-1: releases from non-SFP SSCs.

Pages 13:1 through 19:10, exclude entirety.

Page 21:18, exclude "and ot her likely future leaks from aging components at Indian Point" Page 30:2-4, exclude entirety. Page 6:6-7, exclude entirety. This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: aging management programs.

Pages 10:32 through page 11:4, exclude entire

section through end of sentence ending ". . . not

less." These portions of the Gunderson testimony raise issues beyond the scope of RK-EC-3/CW-EC-1: aging management programs (buried piping).

Page 13:7-8: exclude sentence "Aging components . . . issues."

Pages 16:12 through 19:10, exclude from

sentence beginning "Entergy's (undated)" through These portions of the Gunderson testimony raise issues beyond the scope of RK-EC-DB1/ 68854427.8 Location of Information to Be Excluded Basis for Exclusion end of sentence ending ". . . detection by Entergy." 3/CW-EC-1: aging management programs.

Page 21:18, exclude "and ot her likely future leaks from aging components at Indian Point" Page 29:18-19, exclude entirety.

Page 30:2-4, exclude entirety. Page 6:12-14, exclude entirety. Thes e portions of the Gunderson testimony raise issues beyond the scope of RK-EC-3/CW-EC-1: remediation.

Page 25:5-14, exclude entirety.

Pages 25:16 through 29:24, exclude entirety.

Page 30:10-13, exclude entirety. Page 24:11-23, exclude entirety. Thes e portions of the Gunderson testimony challenge NRC dose regulations.

Page 25:11-13, exclude sentence "As I stated-health effects." in entirety. Page 29:20-24, exclude entirety. This portion of the Gunderson testimony challenges NRC reporting regulations.

Page 31, references 1, 2, 3, 4, exclude entirety. This portion of the Gunderson testimony raises issues subject to rulemaking proceedings. Page 12:14-26, exclude entirety. This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: historical contamination and decommissioning of IP1.

Page 3:16-17, exclude "which Entergy

executives-about."; n.2.

This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: Vermont Yankee.

Page 18:15-19, exclude entire sentence "Various

other-at Indian Point."

This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: purported outside "influence". Pages 18:25 through 19:5, exclude entirety.

This portion of the Gunderson testimony raises issues beyond the scope of RK-EC-3/CW-EC-1: non-safety maintenance

funding. RIV000061: Stewart Testimony Page 2:26-28, exclude entire section beginning at "and a failure to consider . . . Indian Point."

Dr. Stewart has not demonstrated requisite qualifications to offer an opinion on potential human health impacts.

Pages 3:29 through 7:16, exclude entirety.

Page 4:10-12, exclude entire sentence "These

high ranges-the Hudson River."

These portions of Dr. Stewart's testimony are not supported by reliable evidence.

Page 7:11-13, exclude entire sentence "Low levels of-in humans."

These portions of Dr. Stewart's testimony challenge NRC dose regulations.

DB1/ 68854427.8 Location of Information to Be Excluded Basis for Exclusion Page 3:12-19, exclude from sentence beginning "Current research indi cates-" through end of sentence ending ". . .blood cancers." RIV000064: NUREG-1437, Revision 1, Generic Environmental Impact Statement for License Renewal of Nuclear Plants (July 2009) Draft Report for Comment Exclude entire exhibit. Relied upon to raise issues th at are subject to rulemaking proceedings.

RIV000079: Annie Correal, Indian Pt. Broken Pi pe Spurs Safety Worries, The New York Times (March 1, 2009) Exclude entire exhibit. Relied upon to raise issues that are beyond the scope of RK-EC-3/CW-EC-1: non-SFP SSCs and aging management programs; and to challenge NRC dose regulations. See Exh. RIV000060, Gundersen Testimony at

13:2-11; 17:8-16. RIV000088: Supplemental Report of the Public Oversight Panel Regarding the Comprehensive Reliability Assessment of the Vermont Yankee Nuclear Power Plant, July 20, 2010 Exclude entire exhibit. Relied upon to raise an issue that is beyond the scope of RK-EC-3/CW-EC-1: Vermont

Yankee. See Exh. RIV000060, Gundersen Testimony at 18:25 through 19:5.

RIV000089: GAO Report to Congressional Requesters, Nuclear Regulatory Commission, Oversight of Underground Piping Systems Comm ensurate with Risk, but Proactive Measures Could Help Address Future Leaks, GAO-11-563 (June 2011)Exclude entire exhibit.

Relied upon to raise issues that are beyond the scope of RK-EC-3/CW-EC-1: non-SFP SSCs and aging management programs.

See Exh. RIV000060, Gundersen Testimony at 17:18-23. RIV000093: National Research Council, Health Risks from Exposure to Low Levels of Ionizing Radiation: BEIR VII - Phase 2 (2006) Exclude entire exhibit. Relie d upon to challenge NRC dose regulations.

See Exh. RIV000060, Gundersen Testimony at 24:16-23.

DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of ) Docket Nos. 50-247-LR and

) 50-286-LR ENTERGY NUCLEAR OPERATIONS, INC. )

)

(Indian Point Nuclear Generating Units 2 and 3) )

) January 30, 2012 MOTION CERTIFICATION Pursuant to 10 C.F.R. § 2.323(b), counsel for Entergy certifies that he made a sincere effort to contact the other parties in this proceeding, to explain to them the factual and legal issues raised in this Motion, and to resolve those issues, and he cer tifies that his efforts have been unsuccessful. The NRC Staff does not oppose this Motion and anticipates filing an answer.

Signed (electronically) by Paul M. Bessette Paul M. Bessette, Esq. MORGAN, LEWIS & BOCKIUS LLP 1111 Pennsylvania Avenue, N.W.

Washington, D.C. 20004

Phone: (202) 739-3000

Fax: (202) 739-3001 E-mail: pbessette@morganlewis.com Counsel for Entergy Nuclear Operations, Inc.

DB1/ 68854427.8 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION BEFORE THE ATOMIC SAFETY AND LICENSING BOARD In the Matter of ) Docket Nos. 50-247-LR and

) 50-286-LR ENTERGY NUCLEAR OPERATIONS, INC. )

)

(Indian Point Nuclear Generating Units 2 and 3) )

) January 30, 2012 CERTIFICATE OF SERVICE I hereby certify that on January 30, 2012, a copy of the "Entergy's Motion in Limine to Exclude Portions of Intervenors' Pre-filed Testimony and Exhibits for Contention RK-EC-3/CW-EC-1 (Spent Fuel Pool Leaks)" was served electronically via the Electronic Information Exchange on the following recipients:

Administrative Judge

Lawrence G. McDade, Chair Atomic Safety and Licensing Board Panel

Mail Stop: T-3 F23

U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail: Lawrence.McDade@nrc.gov)

Administrative Judge Dr. Kaye D. Lathrop Atomic Safety and Licensing Board Panel

190 Cedar Lane E.

Ridgway, CO 81432 (E-mail: Kaye.Lathrop@nrc.gov) Administrative Judge Dr. Richard E. Wardwell Atomic Safety and Licensing Board Panel

Mail Stop: T-3 F23

U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail: Richard.Wardwell@nrc.gov)

Office of the Secretary Attn: Rulemaking and Adjudications Staff U.S. Nuclear Regulatory Commission Washington, D.C. 20555-0001 (E-mail: hearingdocket@nrc.gov)

Office of Commission Appellate Adjudication U.S. Nuclear Regulatory Commission Mail Stop: O-7H4M

Washington, DC 20555-0001 (E-mail: ocaamail.resource@nrc.gov)

Josh Kirstein, Law Clerk Anne Siarnacki, Law Clerk Atomic Safety and Licensing Board Panel

Mail Stop: T-3 F23

U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail: Josh.Kirstein@nrc.gov)

(E-mail: Anne.Siarnacki@nrc.gov)

DB1/ 68854427.8 Sherwin E. Turk, Esq. Edward L. Williamson, Esq.

Beth N. Mizuno, Esq.

David E. Roth, Esq.

Brian G. Harris, Esq.

Mary B. Spencer, Esq.

Anita Ghosh, Esq.

Brian Newell, Paralegal

Office of the General Counsel

Mail Stop: O-15D21

U.S. Nuclear Regulatory Commission Washington, DC 20555-0001 (E-mail: Sherwin.Turk@nrc.gov)

(E-mail: Edward.Williamson@nrc.gov)

(E-mail: Beth.Mizuno@nrc.gov)

(E-mail: David.Roth@nrc.gov)

(E-mail: Brian.Harris@nrc.gov)

(E-mail: Mary.Spencer@nrc.gov)

(E-mail: Anita.Ghosh@nrc.gov)

(E-mail: Brian.Newell@nrc.gov) Melissa-Jean Rotini, Esq.

Assistant County Attorney

Office of Robert F. Meehan, Esq.

Westchester County Attorney

148 Martine Avenue, 6th Floor

White Plains, NY 10601 (E-mail: MJR1@westchestergov.com)

Manna Jo Greene Karla Raimundi

Hudson River Sloop Clearwater, Inc.

724 Wolcott Ave.

Beacon, NY 12508 (E-mail: mannajo@clearwater.org) (E-mail: karla@clearwater.org)

(E-mail: stephenfiller@gmail.com)

Daniel Riesel, Esq.

Victoria Shiah, Esq.

Sive, Paget & Riesel, P.C.

460 Park Avenue

New York, NY 10022 (E-mail: driesel@sprlaw.com) (E-mail: vshiah@sprlaw.com)

Joan Leary Matthews, Esq. Associate Commissioner

Hearings and Medi ation Services New York State Department of Environmental Conservation

625 Broadway, 14th Floor

Albany, NY 12233-1500 (E-mail: jlmatthe@gw.dec.state.ny.us)

John Louis Parker, Esq. Office of General Counsel, Region 3

NYS Dept. of Environmental Conservation

21 S. Putt Corners Road

New Paltz, New York 12561-1620 (E-mail: jlparker@gw.dec.state.ny.us)

DB1/ 68854427.8 John J. Sipos, Esq.

Charlie Donaldson Esq.

Assistant Attorneys General Office of the Attorney General

of the State of New York

The Capitol

Albany, NY 12224-0341 (E-mail: John.Sipos@ag.ny.gov)

Michael J. Delaney, Esq. Vice President -Energy Department New York City Economic Development

Corporation (NYCDEC) 110 William Street New York, NY 10038

mdelaney@nycedc.com Phillip Musegaas, Esq.

Deborah Brancato, Esq.

Riverkeeper, Inc.

20 Secor Road

Ossining, NY 10562 (E-mail: phillip@riverkeeper.org)

(E-mail: dbrancato@riverkeeper.org)

Sean Murray, Mayor Kevin Hay, Village Administrator Village of Buchanan Municipal Building

236 Tate Avenue

Buchanan, NY 10511-1298 (E-mail: vob@bestweb.net)

(E-mail: smurray@villageofbuchanan.com)

Robert D. Snook, Esq.

Assistant Attorney General Office of the Attorney General

State of Connecticut 55 Elm Street

P.O. Box 120

Hartford, CT 06141-0120 (E-mail: Robert.Snook@po.state.ct.us)

Janice A. Dean, Esq. Assistant Attorney General Office of the Attorney General

of the State of New York

120 Broadway, 26th Floor

New York, New York 10271 (E-mail: Janice.Dean@ag.ny.gov)

Signed (electronically) by Paul M. Bessette Paul M. Bessette, Esq. MORGAN, LEWIS & BOCKIUS LLP 1111 Pennsylvania Avenue, N.W.

Washington, D.C. 20004

Phone: (202) 739-3000

Fax: (202) 739-3001 E-mail: pbessette@morganlewis.com Counsel for Entergy Nuclear Operations, Inc.