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ES-301 Transient and Event Checklist Form ES-301-5  Facility: DC Cook Date of Exam: 7/11/2016  Operating Test No.: Crew 2 A P P L I C A N T E V E N T  T Y P E Scenarios 2016-1 2016-4 2016-2  T O T A L      M      I      N      I      M      U      M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C B O P S R O A T C B O P S R O A T C B O P S R O A T C B O P R I U RO  SRO-I  SRO-U  RX 1 0 0 0 0 0 0 1 0 0 0 0 2 1 1 0 NOR 1 0 0 0 0 1 0 0 0 0 0 0 2 1 1 1 I/C 4 0 0 0 0 2 0 2 0 0 0 0 8 4 4 2 MAJ 1 0 0 0 0 1 0 1 0 0 0 0 3 2 2 1 TS 2 0 0 0 0 0 0 0 0 0 0 0 2 0 2 2 RO        SRO-I  SRO-U  RX 0 1 0 1 0 0 0 0 0 0 0 0 2 1 1 0 NOR 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 2 0 4 0 0 0 0 1 0 0 0 7 4 4 2 MAJ 0 1 0 1 0 0 0 0 1 0 0 0 3 2 2 1 TS 0 0 0 2 0 0 0 0 0 0 0 0 2 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 1 0 1 0 0 0 0 0 2 1 1 0 NOR 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 0 2 0 2 0 3 0 0 0 0 0 7 4 4 2 MAJ 0 0 1 0 1 0 1 0 0 0 0 0 3 2 2 1 TS 0 0 0 0 0 0 2 0 0 0 0 0 2 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions:  1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"  and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D.  (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3.          Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301 Transient and Event Checklist Form ES-301-5  Facility: DC Cook Date of Exam: 7/11/2016  Operating Test No.: Crew 2 A P P L I C A N T E V E N T  T Y P E Scenarios 2016-1 2016-4 2016-2  T O T A L      M      I      N      I      M      U      M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C B O P S R O A T C B O P S R O A T C B O P S R O A T C B O P R I U RO  SRO-I  SRO-U  RX 1 0 0 0 0 0 0 1 0 0 0 0 2 1 1 0 NOR 1 0 0 0 0 1 0 0 0 0 0 0 2 1 1 1 I/C 4 0 0 0 0 2 0 2 0 0 0 0 8 4 4 2 MAJ 1 0 0 0 0 1 0 1 0 0 0 0 3 2 2 1 TS 2 0 0 0 0 0 0 0 0 0 0 0 2 0 2 2 RO        SRO-I  SRO-U  RX 0 1 0 1 0 0 0 0 0 0 0 0 2 1 1 0 NOR 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 2 0 4 0 0 0 0 1 0 0 0 7 4 4 2 MAJ 0 1 0 1 0 0 0 0 1 0 0 0 3 2 2 1 TS 0 0 0 2 0 0 0 0 0 0 0 0 2 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 1 0 1 0 0 0 0 0 2 1 1 0 NOR 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 0 2 0 2 0 3 0 0 0 0 0 7 4 4 2 MAJ 0 0 1 0 1 0 1 0 0 0 0 0 3 2 2 1 TS 0 0 0 0 0 0 2 0 0 0 0 0 2 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions:  1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"  and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D.  (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3.          Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301 Transient and Event Checklist Form ES-301-5  Facility: DC Cook Date of Exam: 7/11/2016  Operating Test No.: Crew 4a A P P L I C A N T E V E N T  T Y P E Scenarios 2016-4 2016-1  T O T A L      M      I      N      I      M      U      M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C S U R R S U R R A T C B O P S R O A T C B O P S R O A T C B O P R I U RO  SRO-I  SRO-U  RX 1 0 0 0 1 0 0 0 0    2 1 1 0 NOR 1 0 0 0 0 0 0 0 0    1 1 1 1 I/C 4 0 0 0 2 0 0 0 0    6 4 4 2 MAJ 1 0 0 0 1 0 0 0 0    2 2 2 1 TS 2 0 0 0 0 0 0 0 0    2 0 2 2 RO        SRO-I  SRO-U  RX 0 1 0 0 0 0 0 0 0    1 1 1 0 NOR 0 0 0 0 0 1 0 0 0    1 1 1 1 I/C 0 2 0 0 0 2 0 0 0    4 4 4 2 MAJ 0 1 0 0 0 1 0 0 0    2 2 2 1 TS 0 0 0 0 0 0 0 0 0    0 0 2 2 RO  SRO-I  SRO-U  RX      0 0 0    0 1 1 0 NOR      0 0 0    0 1 1 1 I/C      0 0 0    0 4 4 2 MAJ      0 0 0    0 2 2 1 TS      0 0 0    0 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions:  1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"  and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D.  (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3.          Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301 Transient and Event Checklist Form ES-301-5  Facility: DC Cook Date of Exam: 7/11/2016  Operating Test No.: Crew 4a A P P L I C A N T E V E N T  T Y P E Scenarios 2016-4 2016-1  T O T A L      M      I      N      I      M      U      M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C S U R R S U R R A T C B O P S R O A T C B O P S R O A T C B O P R I U RO  SRO-I  SRO-U  RX 1 0 0 0 1 0 0 0 0    2 1 1 0 NOR 1 0 0 0 0 0 0 0 0    1 1 1 1 I/C 4 0 0 0 2 0 0 0 0    6 4 4 2 MAJ 1 0 0 0 1 0 0 0 0    2 2 2 1 TS 2 0 0 0 0 0 0 0 0    2 0 2 2 RO        SRO-I  SRO-U  RX 0 1 0 0 0 0 0 0 0    1 1 1 0 NOR 0 0 0 0 0 1 0 0 0    1 1 1 1 I/C 0 2 0 0 0 2 0 0 0    4 4 4 2 MAJ 0 1 0 0 0 1 0 0 0    2 2 2 1 TS 0 0 0 0 0 0 0 0 0    0 0 2 2 RO  SRO-I  SRO-U  RX      0 0 0    0 1 1 0 NOR      0 0 0    0 1 1 1 I/C      0 0 0    0 4 4 2 MAJ      0 0 0    0 2 2 1 TS      0 0 0    0 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions:  1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"  and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D.  (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3.          Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301 Transient and Event Checklist Form ES-301-5  Facility: DC Cook Date of Exam: 7/11/2016  Operating Test No.: Crew 4b A P P L I C A N T E V E N T  T Y P E Scenarios 2016-1 2016-2  T O T A L      M      I      N      I      M      U      M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C S U R R  S R O A T C S U R R  S R O A T C B O P S R O A T C B O P R I U RO  SRO-I  SRO-U  RX 1 0 0 0 1 0 0 0 0    2 1 1 0 NOR 1 0 0 0 0 0 0 0 0    1 1 1 1 I/C 4 0 0 0 2 0 0 0 0    6 4 4 2 MAJ 1 0 0 0 1 0 0 0 0    2 2 2 1 TS 2 0 0 0 0 0 0 0 0    2 0 2 2 RO        SRO-I  SRO-U  RX 0 1 0 1 0 0 0 0 0    2 1 1 0 NOR 0 0 0 0 0 0 0 0 0    0 1 1* 1 I/C 0 2 0 3 0 0 0 0 0    5 4 4* 2 MAJ 0 1 0 1 0 0 0 0 0    2 2 2 1 TS 0 0 0 2 0 0 0 0 0    2 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0    0 1 1 0 NOR 0 0 0 0 0 0 0 0 0    0 1 1 1 I/C 0 0 0 0 0 0 0 0 0    0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0    0 2 2 1 TS 0 0 0 0 0 0 0 0 0    0 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions:  1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"  and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D.  (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3.          Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.  
ES-301 Transient and Event Checklist Form ES-301-5  Facility: DC Cook Date of Exam: 7/11/2016  Operating Test No.: Crew 4b A P P L I C A N T E V E N T  T Y P E Scenarios 2016-1 2016-2  T O T A L      M      I      N      I      M      U      M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C S U R R  S R O A T C S U R R  S R O A T C B O P S R O A T C B O P R I U RO  SRO-I  SRO-U  RX 1 0 0 0 1 0 0 0 0    2 1 1 0 NOR 1 0 0 0 0 0 0 0 0    1 1 1 1 I/C 4 0 0 0 2 0 0 0 0    6 4 4 2 MAJ 1 0 0 0 1 0 0 0 0    2 2 2 1 TS 2 0 0 0 0 0 0 0 0    2 0 2 2 RO        SRO-I  SRO-U  RX 0 1 0 1 0 0 0 0 0    2 1 1 0 NOR 0 0 0 0 0 0 0 0 0    0 1 1* 1 I/C 0 2 0 3 0 0 0 0 0    5 4 4* 2 MAJ 0 1 0 1 0 0 0 0 0    2 2 2 1 TS 0 0 0 2 0 0 0 0 0    2 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0    0 1 1 0 NOR 0 0 0 0 0 0 0 0 0    0 1 1 1 I/C 0 0 0 0 0 0 0 0 0    0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0    0 2 2 1 TS 0 0 0 0 0 0 0 0 0    0 0 2 2 RO  SRO-I  SRO-U  RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions:  1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"  and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D.  (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3.          Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.}}
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Revision as of 02:47, 19 May 2018

DC Cook 2016 ES-301-5s Combined for Crew 1 Thru 5
ML16341C656
Person / Time
Site: Cook  American Electric Power icon.png
Issue date: 12/02/2016
From:
NRC/RGN-III
To:
Indiana Michigan Power Co, American Electric Power
Shared Package
ML15274A374 List:
References
ES-301-5
Download: ML16341C656 (4)
v • d • e


Text

ES-301 Transient and Event Checklist Form ES-301-5 Facility: DC Cook Date of Exam: 07/11/2016 Operating Test No.: Crews 1,3 & 5 A P P L I C A N T E V E N T T Y P E Scenarios 2016-3 2016-5 T O T A L M I N I M U M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C B O P S R O A T C B O P S R O A T C B O P S R O A T C B O P R I U RO SRO-I SRO-U RX 1 0 0 1 0 0 0 0 0 0 0 0 2 1 1 0 NOR 1 0 0 1 0 0 0 0 0 0 0 0 2 1 1 1 I/C 4 0 0 4 0 0 0 0 0 0 0 0 8 4 4 2 MAJ 1 0 0 1 0 0 0 0 0 0 0 0 2 2 2 1 TS 3 0 0 3 0 0 0 0 0 0 0 0 6 0 2 2 RO SRO-I SRO-U RX 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 NOR 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 1 I/C 0 2 0 0 0 2 0 0 0 0 0 0 4 4 4 2 MAJ 0 1 0 0 0 1 0 0 0 0 0 0 2 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 1 0 0 0 0 0 0 0 1 1 1 0 NOR 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 0 2 0 2 0 0 0 0 0 0 0 4 4 4 2 MAJ 0 0 1 0 1 0 0 0 0 0 0 0 2 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions: 1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)" and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: DC Cook Date of Exam: 7/11/2016 Operating Test No.: Crew 2 A P P L I C A N T E V E N T T Y P E Scenarios 2016-1 2016-4 2016-2 T O T A L M I N I M U M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C B O P S R O A T C B O P S R O A T C B O P S R O A T C B O P R I U RO SRO-I SRO-U RX 1 0 0 0 0 0 0 1 0 0 0 0 2 1 1 0 NOR 1 0 0 0 0 1 0 0 0 0 0 0 2 1 1 1 I/C 4 0 0 0 0 2 0 2 0 0 0 0 8 4 4 2 MAJ 1 0 0 0 0 1 0 1 0 0 0 0 3 2 2 1 TS 2 0 0 0 0 0 0 0 0 0 0 0 2 0 2 2 RO SRO-I SRO-U RX 0 1 0 1 0 0 0 0 0 0 0 0 2 1 1 0 NOR 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 2 0 4 0 0 0 0 1 0 0 0 7 4 4 2 MAJ 0 1 0 1 0 0 0 0 1 0 0 0 3 2 2 1 TS 0 0 0 2 0 0 0 0 0 0 0 0 2 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 1 0 1 0 0 0 0 0 2 1 1 0 NOR 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 I/C 0 0 2 0 2 0 3 0 0 0 0 0 7 4 4 2 MAJ 0 0 1 0 1 0 1 0 0 0 0 0 3 2 2 1 TS 0 0 0 0 0 0 2 0 0 0 0 0 2 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions: 1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)" and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: DC Cook Date of Exam: 7/11/2016 Operating Test No.: Crew 4a A P P L I C A N T E V E N T T Y P E Scenarios 2016-4 2016-1 T O T A L M I N I M U M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C S U R R S U R R A T C B O P S R O A T C B O P S R O A T C B O P R I U RO SRO-I SRO-U RX 1 0 0 0 1 0 0 0 0 2 1 1 0 NOR 1 0 0 0 0 0 0 0 0 1 1 1 1 I/C 4 0 0 0 2 0 0 0 0 6 4 4 2 MAJ 1 0 0 0 1 0 0 0 0 2 2 2 1 TS 2 0 0 0 0 0 0 0 0 2 0 2 2 RO SRO-I SRO-U RX 0 1 0 0 0 0 0 0 0 1 1 1 0 NOR 0 0 0 0 0 1 0 0 0 1 1 1 1 I/C 0 2 0 0 0 2 0 0 0 4 4 4 2 MAJ 0 1 0 0 0 1 0 0 0 2 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 1 1 0 NOR 0 0 0 0 1 1 1 I/C 0 0 0 0 4 4 2 MAJ 0 0 0 0 2 2 1 TS 0 0 0 0 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions: 1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)" and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.

ES-301 Transient and Event Checklist Form ES-301-5 Facility: DC Cook Date of Exam: 7/11/2016 Operating Test No.: Crew 4b A P P L I C A N T E V E N T T Y P E Scenarios 2016-1 2016-2 T O T A L M I N I M U M(*) CREW POSITION CREW POSITION CREW POSITION CREW POSITION S R O A T C S U R R S R O A T C S U R R S R O A T C B O P S R O A T C B O P R I U RO SRO-I SRO-U RX 1 0 0 0 1 0 0 0 0 2 1 1 0 NOR 1 0 0 0 0 0 0 0 0 1 1 1 1 I/C 4 0 0 0 2 0 0 0 0 6 4 4 2 MAJ 1 0 0 0 1 0 0 0 0 2 2 2 1 TS 2 0 0 0 0 0 0 0 0 2 0 2 2 RO SRO-I SRO-U RX 0 1 0 1 0 0 0 0 0 2 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 1 1* 1 I/C 0 2 0 3 0 0 0 0 0 5 4 4* 2 MAJ 0 1 0 1 0 0 0 0 0 2 2 2 1 TS 0 0 0 2 0 0 0 0 0 2 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 2 2 RO SRO-I SRO-U RX 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 NOR 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 I/C 0 0 0 0 0 0 0 0 0 0 0 0 0 4 4 2 MAJ 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 1 TS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 Instructions: 1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)" and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position. 2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis. 3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.

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